# Appendix — Peabody Coal Co. v. Watt

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1981
- **Citation:** 454 U.S. 822

## Text

Office. Supreme Court, U.S.
kilLED

Dae

ALEXKAND. ww L. STEVAS,
IN THE an

Supreme Court of the United States

OCTOBER TERM, 1980

PEABODY COAL COMPANY,
¥ Petitioner,

JAMES A, WATT, SECRETARY OF THE INTERIOR

APPENDIX TO PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS FOR
THE DISTRICT OF COLUMBIA CIRCUIT

WARNER W. GARDNER*
I, MICHAEL GREENBERGER
SHEA & GARDNER
1800 Massachusetts Ave., N.W.
Washington, D.C, 20036
(202) 828-2000

Davip 8S. HEMENWAY
301 North Memorial Drive
St. Louis, Missouri 63102
(814) 842-8400

Attorneys for Petitioner
Peabody Coal Company

*Counsel of Record
Of Counsel:

SHEA & GARDNER
1800 Massachusetts Ave., N.W.
Washington, D.C, 20036

May 6, 1981

WILGON - Eres PRINTING Co,, INC, - 789-0096 - WASHINGTON, D.C, 20001

APPENDIX TABLE OF CONTENTS

. In Re: Permanent Surface Mining Regulation Liti-
gation, No. 80-1308 (D.C, Cir., April 1, 1981) (en
RESETS ASRS aa ene ONE WOLD APNE Fete

. Order, In Re: Permanent Surface Mining Regula-
tion Litigation, No. 80-1308 (D.C. Cir., August 25,
1980) (granting rehearing en banc and staying
judgments and opinions entered on July 10, 1980)..

. In Re Permanent Surface Mining Regulation Liti-
gation, No. 80-1808 (D.C. Cir., July 10, 1980)
SRT OS MM BRR

. In Re: Permanent Surface Mining Regulation Liti-
gation, No. 79-1144 (D.D.C., February 26, 1980)
(denying petitioner’s motion for partial summary
ch SS ER RE Le Reape Ros ero tne

. In Re Surface Mining Regulation Litigation, No.
80-1308 (D.C. Cir., January 18, 1980) (affirming
denial of preliminary injunction) ...............00000000......

. In Re: Permanent Surface Mining Regulation Liti-
gation, No. 79-1144 (D.D.C., August 21, 1979)
(denying petitioner’s motion for cuuseease: in-
IIT cu oihsshts carla sd cidensraredaendndetaictagagetamitabetaeancdoaaiichol

. Excerpts from Surface Mining Control and Recla-
mation Act of 1977, 91 Stat. 445, 12 U.S.C. 1201,
(EEE SER SAAR EAR Soo RAED

. Excerpts from Title 30, Code of Federal Regula-

. In Re: Permanent Surface Mining Regulation Liti-

gation, No. 80-1308 (D.C. Cir., April 1, 1981)
I oa” seniiensdbunianteesuiats

Page

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APPENDIX A

UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

No. 80-1308

IN RE: PERMANENT SURFACE MINING
REGULATION LITIGATION
PEABODY COAL COMPANY,
Appellant

Appeal from the United States District Court
for the District of Columbia

(D.C. Civil Action No. 79-1144)

Argued en bane October 23, 1980
Decided April 1, 1981

Before: McGowan, Chief Judge, and WRIGHT, TAMM,
ROBINSON, MACKINNON, ROBB, WILKEY, WALD, MIKvA,
EDWARDS and GINSBURG, Circuit Judges.

Opinion for the court filed by Circuit Judge MIKVA.

Dissenting opinion, in which Circuit Judges MACKIN-
NON, Ross, and WILKEY join, filed by Circuit Judge
TAMM.

Dissenting opinion filed by Circuit Judge MACKINNON.

MIKVA, Circuit Judge: This case presents a narrow
question concerning the relative authority of the Secre-

2a

tary of the Interior and the states in the administra-
tion of the Surface Mining Control and Reclamation Act
of 1977 (Surface Mining Act, or Act), 30 U.S.C. §§ 1201-
1328 (Supp. I 1977). The United States District Court
for the District of Columbia held that the Act gives the
Secretary rulemaking power to prescribe minimum in-
formation requirements for permit applications sub-
mitted to state regulatory agencies. We conclude that
the Act does give the Secretary this authority, and ac-
cordingly affirm the judgment of the district court.

I. THE ISSUE PRESENTED

The Surface Mining Act embodies Congress’ recogni-
tion that “the expansion of coal mining to meet the Na-
tion’s energy needs makes even more urgent the estab-
lishment of appropriate standards to minimize damage
to the environment and to productivity of the soil and to
protect the health and safety of the public.” Act § 101
(d).' After an initial period of direct regulation by the
Secretary, the Act contemplates a continuing partnership
between the states and the federal government, with the
Secretary providing oversight, advice, and back-up au-
thority, and the states bearing the major responsibility
for implementation of the Act. The crucial step in ac-
complishing this transition is a state’s submission of its
proposed regulatory program to the Secretary for his
approval. The Secretary may only approve the state

1 Sections of the Act, 30 U.S.C. §§ 1201-1328 (Supp. I 1977),
are cited in this opinion by their designation in the Statutes at
Large. The parallel United States Code citations for title V of the
Act, §§ 501-529, are 30 U.S.C. §§$ 1251-1279. Other sections to
which frequent reference is made are:

Section 101—30 U.S.C. § 1201
Section 102—30 U.S.C. § 1202
Section 201—30 U.S.C. § 1211
Section 405—30 U.S.C. § 1235.

program if he finds it capable of carrying out the exact-
ing provisions of the Act, and consistent with his own
regulations. Act § 503(a).

Whether regulation is under federal authority or an
approved state program, persons wishing to engage in
surface mining must obtain a permit from the regulatory
authority. Act §506(a). Permits may not be granted
unless the applicant successfully carries the burden of
establishing full compliance with the applicable program,
and the applicant must submit detailed information from
which the regulatory authority and interested citizens
may judge compliance. Act §§510(b), 507(b). Section
507(b) lists a large number of items which, “among
other things,” a permit application must contain.

The Secretary’s regulations for the permanent regula-
tory program, issued in March 1979, includes rules con-
cerning the content of acceptable state program sub-
missions. See 44 Fed. Reg. 14,902, 15,312 (1979) (codi-
fied at 30 C.F.R. pts. 700-890 (1979)). These regula-
tions specify minimum information that a state must
require in a permit application, information which ex-
tends beyond the explicit information requirements de-
tailed in the Act itself. See 30 C.F.R. pts. 778-784
(1979).

Various interested persons filed actions in the United
States District Court for the District of Columbia, chal-
lenging the permanent regulations.* Appellant attacked
the Secretary’s information requirements in sweeping
terms, denying that the Secretary possessed any power to
promulgate regulations on that subject. Appellant also
criticized numerous individual regulations as, for various

2The Act specifically provides that “[a]ny action by the Secre-
tary promulgating national rules or regulations including standards
pursuant to sections 501, 515, 516, and 523 shall be subject to
judicial review in the United States District Court for the District
of Columbia Circuit [sic].” Act § 526(a) (1).

4a

reasons, beyond the scope of the Secretary’s authority.
In February 1980, the district court reached a decision
on some of the many issues presented in the cases con-
solidated before it. The court concluded that “the struc-
ture of the Act, the general grants of rulemaking au-
thority, and section 501(b) support the Secretary’s
power” to issue regulations requiring the states to de-
mand more information than the statute itself requires.
In re Permanent Surface Mining Regulation Litigation,
Civ. No. 79-1144, mem. op. at 31 (D.D.C. Feb. 26, 1980).
The district court entered a final judgment in accordance
with rule 54(b) of the Federal Rules of Civil Procedure
on that portion of its decision dealing with the Secre-
tary’s rulemaking power so that Peabody Coal Company
could appeal that determination without delay. On July
10, 1980, a panel of this court reversed the judgment
of the district court. Upon the Secretary’s petition, we
granted rehearing en banc and vacated the panel
decision.

An illustration or two will suffice to demonstrate the
absolute character of appellant’s claim. Section 522(e)
(5) of the Act forbids new surface coal mining opera-
tions “within three hundred feet from any occupied dwel-
ling, unless waived by the owner thereof.” The explicit
information requirements of the Act, however, do not
mandate that a permit application include any informa-
tion from which it can be ascertained whether such
owners have consented to the proposed operations. The
Secretary’s regulations require the operator to submit
evidence of such consent with the permit application.
80 C.F.R. § 778.16(c) (1979). Congress also directed
the Secretary to promulgate “regulations directed toward
the surface effects of underground coal mining opera-
tions,” Act §516(a), and to make such modifications in
the requirements of the Act “as are necessary to ac-
commodate the distinct difference between surface and
underground coal mining,” Act §516(d). Understand-

5a

ably, the explicit information provisions of the Act do
not anticipate all of the Secretary’s modifications. See,
e.g., 30 C.F.R. § 784.14(d) (1979). Yet appellant denies
that the Secretary has the power to issue any regulations
requiring permit applications to include information that
may be necessary to ensure compliance with section 522
(e)(5) or the Secretary’s modifications under section
516, unless that information is already demanded ex-
plicitly by the Act. Appellant insists that only the states
have the power to increase the information requirements
of the Act.

Our inquiry is narrow. We are called upon to deter-
mine only whether the Secretary has rulemaking au-
thority to require that permit applicants submit any
items of information beyond those enumerated in the
Act.® The partial summary judgment we review does
not extend to the question whether the regulations ac-
tually promulgated by the Secretary are permissible exer-
cises of that authority. Challenges to individual regula-
tions are being separately adjudicated in the court below,

3 Appellant argues that the Act forbids the Secretary to require
information not included in sections 507 and 508 of the Act. Care-
ful examination of the Act reveals that these sections do not ex-
haust the information that the Act directs permit applicants to
submit. See Act §§510(b) (6) (requiring submission of written
consent of surface owner), 510(c) (applicant must “file with his
permit application” a list of violations of certain related laws),
506(b) (term of permit may not exceed five years unless applicant
demonstrates longer term necessary to obtain financing), 510(b) (4)
(permit for operations in area under study for designation as un-
suitable for surface mining only to be granted if applicant demon-
strates substantial legal and financial commitments made before
January 1, 1977) ; see 30 C.F.R. §§ 778.15 (b), 778.14(c), 778.17(b),
778.16(b) (1979), respectively. We believe it only fair to rechar-
acterize appellant’s argument as one challenging permit informa-
tion requirements beyond those of the Act, generally, so as to re-
lieve appellant of an inadvertently underinclusive argument.

6a

with varying results. Appellant insists both in briefs
and in oral argument to this court that the Secretary
has no power to prescribe information requirements for
permit applications.®

4 For example, on the same day that he upheld the Secretary’s
power to issue regulations on the subject of permit information,
the district judge upheld specific requirements contained in 30
C.F.R. §§ 778.16(a) (identification of areas designated unsuitable
for mining), 779.14(b) (analyses of strata above and immedi-
ately below the coal seam), 784.20 (subsidence control plan)
(1979), and remanded for revision requirements contained in 30
C.F.R. §§ 779.20 & 780.16 (fish and wildlife information), 779.21
& 783.21 (soil survey information for non-prime farmland) (1979).
He also rejected the Secretary’s definition of “mine plan area” in
80 C.F.R. § 701.5 (1979), and suspended the application of all
regulations in 30 C.F.R. pts. 779, 780, 783 & 784 (1979) to the ex-
tent they depend on that definition. In re Permanent Surface
Mining Regulation Litigation, Civ. No. 79-1144 (D.D.C. Feb. 26,
1980).

5 See, e.g., Appellant’s Supplemental Brief on Rehearing En
Banc at 13 (“We urge instead that the Secretary has no power
to issue any regulation implementing the provisions of §§ 507
and 508.”) (emphasis in original). Appellant explicitly acknowl-
edges that it does not contest in this court the substantive validity
of the individual regulations. “Peabody sought relief by prelim-
inary injunction not only because of lack of authority in the Secre-
tary but because of this massive and inflexible detail. It did not
appeal the denial of relief on the latter ground.” ZJ/d. at 11.
Having thus properly identified the scope of the appeal, appellant
nonetheless lapses periodically into attacks on the arrogance of
the Secretary and the massive detail of his regulations, offering
arithmetical demonstrations of the burdens the regulations im-
pose. Appellant nowhere recognizes that the explicit requirements
of sections 507 and 508 themselves are also massive, or estimates
the expense or the quantity of paper that would be consumed if
the Secretary had promulgated the statutory provisions verbatim
as his regulations. At any rate, these allegations merely form
part of the background for this case, and are not arguments
we must address. The only question before us is the existence
of the Secretary’s rulemaking authority, not whether he has
abused it.

Ta

We have, therefore, no occasion to assess the Secre-
tary’s justifications for individual regulations. We neither
approve nor disapprove any regulation, and our decision
today in no way forecloses subsequent timely challenges
to those regulations, either here or in the court below.

II. THE ROLES OF THE STATES AND THE SECRETARY IN
ADMINISTERING THE SURFACE MINING ACT

Congress chose a special kind of regulatory structure
for the Surface Mining Act, in which the federal gov-
ernment shares administrative responsibility with the
states. Rather than reposing all decisionmaking power
with the Secretary of the Interior, Congress afforded the
states an opportunity to propose regulatory programs
of their own, conforming to the requirements of the Act
and to regulations promulgated by the Secretary. Under

® Section 503 (a) of the Act provides, in part:

Each State in which there are or may be conducted surface
coal mining operations on non-Federal lands, and which wishes
to assume exclusive jurisdiction over the regulation of surface
coal mining and reclamation operations, . . . shall submit to
the Secretary, by the end of the eighteenth-month period begin-
ning on the date of enactment of this Act, a State program
which demonstrates that such State has the capability of car-
rying out the provisions of this Act and meeting its purposes
through—

(1) a State law which provides for the regulation of surface
coal mining and reclamation operations in accordance with
the requirements of this Act;

(4) a State law which provides for the effective imple-
mentatio[n], maintenance, and enforcement of a permit sys-
tem, meeting the requirements of this title for the regula-
tio[n] of surface coal mining and reclamation operations for
coal on lands within the State;

(7) rules and regulations consistent with regulations issued
by the Secretary pursuant to this Act.

a state program, the state makes decisions applying the
national requirements of the Act to the particular local
conditions of the state. The Secretary is initially to
decide whether the proposed state program is capable
of carrying out the provisions of the Act, but is not
directly involved in local decisionmaking after the pro-
gram has been approved.

The essence of appellants’ arguments against the Sec-
retary’s claimed rulemaking power is that it does violence
to the special allocation of decisionmaking power effected
by the statute’s structure. Because the state has the
“primary governmental responsibility” under an approved
state program, Act §101(f), appellant urges that the
Secretary has no power to decide what information the
state should have before it makes its decisions.

The Secretary responds that this argument exaggerates
the independence of the state’s role in administering an
approved program and slights the Secretary’s responsi-
bilities in approving and overseeing such a program.
Appellant, according to the Secretary, would place an
unjustified limitation on his approval role by denying
his right to ask the states to seek more information in
the permit application than explicitly required by the
statute.

A. The State’s Role in Administering an Approved State
Program

In an approved and properly enforced state program,
the state has the primary responsibility for achieving
the purposes of the Act. First, the state is the sole
issuer of permits. In performing this centrally impor-
tant duty, the state regulatory authority decides who
will mine in what areas, how long they may conduct
mining operations, and under what conditions the opera-
tions will take place. See Act §§ 506, 510. It decides
whether a permittee’s techniques for avoiding environ-

9a

mental degradation are sufficient and whether the pro-
posed reclamation plan is acceptable. Act § 510(b). The
state sets the amount of the bond to be posted by the
operator, and inspects the mine to determine compliance.
Act §§ 509, 517. When permit conditions are violated,
the state is charged with imposing appropriate penalties.
Act § 518 (i).

Finally, it is with an approved state law and with state
regulations consistent with the Secretary’s that surface
mine operators must comply. See Act § 503(a), 518(i).
Administrative and judicial appeals of permit decisions
are matters of state jurisdiction in which the Secretary
plays no role. Act § 514."

As long as the state properly enforces its approved
program, it is the exclusive “on the scene” regulatory
authority.* It is, essentially, the entity that applies the
general standards of the Act to the particular geographi-
cal and geological circumstances of the state. Congress
cited the flexibility achieved in this allocation of regula-
tory functions as its reasons for leaving “primary gov-
ernmental responsibility” with the states. Act § 101(f).

B. The Secretary’s Role in Approving and Overseeing a
State Program

Once the state has assumed all these functions, the
Secretary’s role is primarily one of oversight. The stat-

7 The independence of a state administering an approved state
program under the Surface Mining Act may be contrasted with
the continuing role of the Environmental Protection Agency after
a state has assumed responsibility for pollution discharge permits
under the Federal Water Pollution Control Act, 38 U.S.C, §§ 1251-
1876 (1976 & Supp. II 1978). The EPA Administrator retains veto
power over individual permit decisions under that statute, see id.
§ 1842(d).

* Except for federal inspectors, whose intermittent presence on
the scene is required by the Act even when an approved state pro-
gram is in control. Act § 617,

10a

ute requires occasional federal on-site inspections “to
evaluate the administration of approved State programs.”
Act §517(a). Interested persons may also report sus-
pected violations of the Act or of state-imposed permit
conditions to the Secretary, and if he has reason to be-
lieve the allegations he must notify the state regulatory
authority. Act §521(a). If the state fails to take ap-
propriate action, the Secretary is to order a federal in-
spection of the mine site. Jd. Violations that threaten
imminent environmental harm are to be halted by a
cessation order from the Secretary. Act § 521(a) (2).

The Secretary’s oversight function is shared in part
by the public, which is given the right to sue in federal
court, to compel compliance with the state program and
its permits. Act §520. Both the Secretary and the
public have access to a large body of information, in-
cluding nonconfidential permit application information,
to facilitate this enforcement role. Act §§ 507(e), 517
(f) ; see 830 C.F.R. § 840.14 (1979).

The Secretary’s ultimate power over lax state enforce-
ment is set out in section 521(b) of the Act. When the
Secretary determines that, violations result from a state’s
lee > ,avent or capability to euccvee the state program,
he is to enforce permit conditions du .ctly, and to take
over the entire permit-issuing process hims.'f.

Direct intervention by the Secretary in th. operation
of state regulatory programs is clearly intended as an
extraordinary remedy. See H.R. Rep. No. 218, 95th
Cong., 1st Sess. 129 (1977), reprinted in [1977] U.S.
Cope Conca. & AD. NEws 593, 661. The Secretary’s pri-
mary means of guaranteeing effective state programs lies
in his approval function at the beginning of the process.

A state wishing to take over regulatory responsibility
for administering the Act within its borders must sub-
mit a proposed state program to the Secretary for his

lla

approval. Act § 503. The Secretary may only approve
a program if he determines that the state “has the capa-
bility of carrying out the provisions of this Act and
meeting its purposes.” Act § 503(a). The proposed state
program must include “a State law which provides for
the effective implementatio[n], maintenance, and enforce-
ment of a permit system,” Act § 503(a) (4), and “rules
and regulations consistent with regulations issued by the
Secretary pursuant to this Act,” Act §503(a)(7). The
Secretary is required to hold a public hearing, to solicit
the views of other federal agencies, and to obtain the
written concurrence of the Environmental Protection
Agency with respect to certain aspects of the state pro-
gram. Act § 503(b).

C. Congressional Intent and the Tradition of State
Regulation

A major premise of appellant’s argument is that Con-
gress deliberately minimized the federal role in adminis-
tration of the Act out of deference to state prerogatives.
Appellant denies that the statute is based primarily on
environmental concerns, and insists that an “even more
fundamental purpose of the Act ... is to preserve the
federal structure of our nation and to leave with the
states primary responsibility for this land-use regula-
tion.” * Congress’ special solicitude for the states’ tradi-
tional role in controlling local land use, appellant claims,
prevented Congress from delegating to the Secretary au-
thority to dictate permit information requirements to
the states.

Our own examination of the Act and its legislative
history reveals a very different congressional assessment
of the tradition of state surface mining regulation. The
legislative history contains significant expressions of con-

® Appellant’s Supplemental Memorandum on Appeal at 4.

12a

gressional dissatisfaction with state mining regulation
practices:

[Despite claims from some quarters that state
reclamation laws have improved so significantly that
Federal mining standards are no longer needed, the
hearing record abounds with evidence that this is
simply not the case. For a variety of reasons, in-
cluding the reluctance of the State to impose strin-
gent controls on its own industry, serious abuses
continue.

H.R. Rep. No. 218, 95th Cong., 1st Sess. 58 (1977), re-
printed in [1977] U.S. Cope Conc. & Ap. News 593,
596. Congress preferred to leave primary governmental
responsibility with the states “because of the diversity
in terrain, climate, biologic, chemical, and other physical
conditions in areas subject to mining operations,” Act
§ 101(f), but skepticism about the states’ willingness to
implement the federal program justified the Secretary’s
continuing oversight role.

While it is confident that the delegation of primary
regulatory authority to the States will result in ade-
quate State enforcement, the committee is also of
the belief that a limited Federal oversight role as
well as increased opportunity for citizens to par
ticipate in the enforcement program are necessary
to assure that the old patterns of minimal enforce-
ment are not repeated.

H.R. Rep. No. 218, 95th Cong., Ist Sess. 129 (1977),
reprinted in [1977] U.S. Cope Conc. & Ap. NEws 593,
661.

Congress announced its willingness, “wherever neces-
sary, [to] exercise the full reach of Federal constitu-
tional powers to insure the protection of the public in-
terest through effective control of surface coal mining
operations.” Act §102(m). Nationwide standards were

13a

“essential in order to insure that competition in inter-
state commerce among sellers of coal produced in differ-
ent States will not be used to undermine the ability of
the several States to improve and maintain adequate
standards on coal mining operations within their bor-
ders.” Act §101(g)."° Congress’ concern about the
states’ ability to withstand economic temptation extended
to the very area of permit information with which we
are dealing:

Experience has shown that without a thorough and
comprehensive data base presented with the permit
application, and absent analysis and review both by
the agency and by other affected parties based upon
adequate data, th[{i]s judgment has often tradition-
ally reflected the economic interest in expanding a
State’s mining industry. Valid environmental fac-
tors tend to receive short shrift.

H.R. Rep. No. 218, 95th Cong., Ist Sess. 91 (1977), re-
printed in [1977] U.S. Cope Conc. & AD. NEws 593,
627.

Thus, the legislative history of the Act, the declara-
tions of congressional purpose it contains, and the allo-
cation of authority it creates between the Secretary and
the states confirm that Congress was not interested in
perpetuating the existing tradition of state mining reg-
ulation, and that Congress saw the need for both federal
standards and federal oversight to guarantee an effec-
tive change. Congress did not withhold powers that the
Secretary might require in his efforts to safeguard fed-
eral interests."

10 The prevention of this kind of destructive interstate competi-
tion is, of course, a traditional role for Congress’ power under the
Commerce Clause. See, e.g., United States v. Darby, 312 U.S. 100,
121-23 (1941).

11 We note that, during the Senate debates on the Act, Senators
Johnston and Domenici introduced what they referred to as “the

l4a

III. THE SOURCE OF THE SECRETARY’S
RULEMAKING POWER

The Secretary identifies two grants of rulemaking
power in the Act as the source of his authority to
promulgate regulations expanding the list of information
required to be submitted in permit applications. The
first of these provisions is a general rulemaking grant
typical of statutes that, like the Act, delegate extensive
responsibilities to administrative agencies.’ It provides

States rights amendment.” 123 Conc. Rec. 15,581 (1977). The
amendment would have freed the states from compliance with all
other provisions of Title V of the Act so long as they enacted
environmental performance standards at least as stringent as
those contained in Act §§ 515, 516. The states’ rights amendment
was defeated, 51 votes to 39. 123 CoNnG. Rec. 15,591 (1977).
Appellant’s “federalism” argument resembles to some extent an
attempt to attribute the intent embodied in this amendment to the
Congress that rejected it.

We also observe that appellant urged, earlier in this appeal, that
the Ser ate’s passage of a bill that would have freed the states
from their obligation to conform to the Secretary’s regulations
was “entitled to some consideration” as proving “that Congress
meant what it said” in section 507. Appellant’s Brief on Appeal
at 28. That bill has since died, and appellant professes to have
emerged “with renewed respect [for] the settled rule that post-
enactment history is not a useful guide to Congressional intention,”
i.e., that the failure of Congress to pass the bill does not weigh
against their argument. Appellant’s Supplemental Brief on
Rehearing En Banc at 18. We agree that the intent of the 95th
Congress is determinative in interpreting the Act as passed in
1977; evidence of that intent is not to be sought in actions taken
or not taken by subsequent Congresses. See Regional Rail Reor-
ganization Act Cases, 419 U.S. 102, 132 (1974).

12 See, e.g., § 105 of the Truth in Lending Act, 15 U.S.C. § 1604
(1976) :

The Board shall prescribe regulations to carry out the pur-
poses of this subchapter. These regulations may contain such
classifications, differentiations, or other provisions, and may
provide for such adjustments and exceptions for any class of

15a

that the Secretary shall “publish and promulgate such
rules and regulations as may be necessary to carry out
the purposes and provisions of this Act,” Act § 201(c)
(2). The second source is a more specific rulemaking
grant, tied to the provisions of title V of the Act, in
which the permit provisions are found. It requires the
Secretary to

promulgate and publish in the Federal Register
regulations covering a permanent regulatory pro-
cedure for surface coal mining and reclamation
operations performance standards based on and con-

transactions, as in the judgment of the Board are necessary
or proper to effectuate the purposes of this subchapter, to
prevent circumvention or evasion thereof, or to facilitate com-
pliance therewith;

§ 303(r) of the Communications Act of 1934, 47 U.S.C. § 303(r)
(1976) :

Except as otherwise provided in this chapter, the Commis-
sion from time to time, as public convenience, interest, or
necessity requires, shall—

(r) Make such rules and regulations and prescribe such
restrictions and conditions, not inconsistent with law, as may
be necessary to carry out the provisions of this chapter, or
any international! radio or wire communications treaty or con-
vention, or regulations annexted thereto, including any treaty
or convention insofar as it relates to the use of radio, to which
the United States is or may hereafter become a party;

§ 501 of the Federal Water Pollution Control Act, 33 U.S.C. § 1361
(1976) :

The Administrator is authorized to prescribe such regula-
tions as are necessary to carry out his functions under this
chapter.

Interpretations of the scope of these provisions may be found in
Mourning v. Family Publications Service, Inc., 411 U.S. 356, 369
(1973), F.C.C. v. National Citizens Committee for Broadcasting,
436 U.S. 775, 793 (1978), and E.1. duPont de Nemours & Co. Vv.
Train, 430 U.S. 112, 182-33 (1977), respectively. See also note 15
infra.

16a

forming to the provisions of title V and establishing
procedures and requirements for preparation, sub-
mission, and approval of State programs and devel-
opment, and implementation of Federal programs
under the title.

Act § 501(b) (emphasis added) .”*

A. The Secretary’s Interpretation

The Secretary has cited sections 201(c) and 501(b) of
the Act as authority for his rulemaking, and has viewed
them as empowering him to expand the permit informa-
tion requirements beyond those specified in the Act. As
Congress recognized, “(t]he informational and environ-
mental requirements of this [Act] are its most vital
provisions.” S. Rep. No. 128, 95th Cong., Ist Sess. 53
(1977). The importance of an adequate data base to
state decisionmaking, federal supervision, and citizen
oversight makes the state program’s information-gather-
ing provisions crucial to the success of the Act. The Sec-
retary has concluded that the explicit information provi-
sions included in the Act should be supplemented to guar-
antee its effective implementation. As the interpretation
favored by the agency responsible for administering the
Act, this conclusion is entitled to some deference. See
Miller v. Youakim, 440 U.S. 125, 145 n.25 (1979).
Absent a contrary indication in the statute, we should
accept the Secretary’s judgment, for it is not

a reasonable canon of interpretation [to assume]
that the draftsmen of acts delegating agency pow-

18 Section 507(b) requires the permit application to “contain,
among other things,” the items listed in its numbered paragraphs.
This language demonstrates that Congress never intended to pro-
hibit the administrators of the Act from seeking information
beyond that specified in the statute, but it does not clarify the
distribution of power between the Secretary and the states. We do
not view section 507(b) itself as a grant of power to the Secretary.

17a

ers, as a practical and realistic matter, can or do
include specific consideration of every evil sought
to be corrected. . . . [This] is precisely one of the
reasons why regulatory agencies . . . are created,
for it is the fond hope of their authors that they
bring to their work the expert’s familiarity with
industry conditions which members of the delegat-
ing legislatures cannot be expected to possess.

American Trucking Ass’ns v. United States, 344 U.S.
298, 309-10 (1953).

Deference to the administering agency is particularly
appropriate when a complex regulatory statute emerges
from a process of difficult legislative gestation. The Sur-
face Mining Act was the result of a protracted effort,
dating back to the Ninetieth Congress, and including
presidential veto of bills passed by the Ninety-third and
Ninety-fourth Congresses."* From such a process of com-
promise and adjustment, a symmetrical statute contain-
ing explicit answers to every question of administrative
implementation is unlikely to emerge.

Appellant would insist that deference is due, not to the
Secretary, but to the individual state regulatory agencies
that bear primary responsibility for enforcement of the
Act. Appellant views this “primary” responsibility as
paramount and final responsibility. Our examination of
the Secretary’s approval and oversight roles convinces us
that this argument misconstrues the statute. Once a
state program has been approved, the state regulatory
agency plays the major role, with its greater manpower
and familiarity with local condition. It exercises front
line supervision, and the Secretary will not intervene
unless its discretion is abused. But ultimate responsi-
bility for guaranteeing effective state enforcement of

14 See H.R. Rep. No. 218, 95th Cong., Ist Sess. 57-61 (1977),
reprinted in [1977] U.S. CopE Conc. & AD. News 593, 595-99.

18a

uniform nationwide minimum standards lies with the
Secretary, and his duty to disapprove proposed state
programs that he considers ineffective may not be ob-
structed by a policy of judicial deference to the state
agencies proposing those programs. This is particularly
true when it comes to seeking the information from the
permittees on which his oversight will be based.

B. Interpretation of the Rulemaking Provisions

Appellant argues that the sections of the Act on which
the Secretary relies for his rulemaking powers confer no
substantive authority at all, and must instead be inter-
preted as routine housekeeping and procedural provisions.
We disagree.

Section 201(c) (2) of the Act empowers the Secretary
to “publish and promulgate such rules and regulations
as may be necessary to carry out the purposes and provi-
sions of this Act.” Appellant urges that the Secretary’s
interpretation of section 201(c) (2) would give him un-
limited power to enact rules, destroying the intended
structure of the Act by drowning the states in a sea of
irrelevant and time-consuming regulations. But as this
court observed of the Clean Air Act’s similar rulemaking
grant, * “[s]uch a provision does not provide the Ad-
ministrator with carte blanche authority to promulgate
any rules, on any matter relating to the... Act, in any
manner that the Administrator wishes.” Citizens to Save
Spencer County v. E.P.A., 600 F.2d 844, 873 (D.C. Cir.

18 Section 301(a)(1) of the Clean Air Act, 42 U.S.C. § 7601
(a) (1) (Supp. I 1977), provides:

The Administrator is authorized to prescribe such regulations
as are necessary to carry out his functions under this Act.
The Administrator may delegate to any officer or employee of
the Environmental Protection Agency such of his powers and
duties under this Act, except the making of regulations, as he
may deem necessary or expedient.

19a

1979). The Secretary’s regulations must not be arbi-
trary, capricious, or inconsistent with the Act, aud sec-
tion 526(a) (1) of the Act provides for review of the in-
dividual regulations on that basis in the district court.
Appellant is participating in that process in the district
court, and nothing we decide today forecloses appellant’s
challenges to individual regulations.

Appellant’s other argument against the Secretary’s
interpretation of section 201(c) (2) is a quantitative one.
Because the Act contains, in addition to section 201(c)
(2), twenty-one specific grants of rulemaking power,
appellant maintains either those specific grants or section
201(c) (2)’s general grant must be redundant—and the
21:1 ratio in favor of the specific grants demonstrates
that it is the interpretation of section 201(c) (2) that is
erroneous. Rather than conferring general rulemaking
power, in appellant’s view, that section merely empowers
the Secretary to engage in “routine housekeeping,” such
as setting up rules for distribution of government funds,
and allocating authority among his employees. Appellant
urges as a proposition of administrative law that the
existence of specific grants must eviscerate a general
grant of rulemaking power. That proposition cannot be
squared with recent Supreme Court decisions relying on
general rulemaking grants to uphold rulemaking author-
ity despite the presence of specific grants in the statutes
scrutinized. See, e.g., E.I. du Pont de Nemours & Co. v.
Train, 430 U.S. 112, 182 (1977) (general rulemaking
grant in § 501 of Federal Water Pollution Control Act,
83 U.S.C. § 1861 (1976), supports issuance of categorical
effluent limitations under § 301, 33 U.S.C. § 13811 (1976),
despite explicit specific rulemaking grants in, e.g., §§ 303,
304, 306, and 307, 33 U.S.C. §§ 1313, 1314, 1316, 1317
(1976) ) ; Mourning v. Family Publications Service, Inc.,
411 U.S. 356 (1973) (general rulemaking grant in § 105
of the Truth in Lending Act, 15 U.S.C. § 1604 (1976),
supports prophylactic “Four Installment Rule,” despite

20a

explicit specific rulemaking grants in, e.g., §§ 123, 125,
126, and 127, 15 U.S.C. § 1633, 1635, 1636, 1637
(1976) ).

The Secretary also relies on section 501(b) of the Act
as support for his authority. This section directs the
Secretary to promulgate regulations “establishing proce-
dures and requirements for preparation, submission, and
approval of State programs.” Appellant insists that the
evident meaning of this section is that the Secretary may
set out “mechanical and procedural provisions” govern-
ing formal aspects of the submission and approval proc-
ess. Appellant’s Supplemental Brief on Rehearing En
Banc at 28,

We recognize that the language of section 501(b) is
not entirely lucid, but the Secretary’s reading is a reason-
able one, and is supported by the use of similar language
in another provision of the Act. Section 405 deals with
state submission of plans for reclamation of abandoned
mines, and requires the Secretary to

promulgate and publish in the Federal Register
regulations covering implementation of an aban-
doned mine reclamation program incorporating the
provisions of title IV and establishing procedures
and requirements for p[re|paration, submission, and
approval of State programs consisting of the plan
and annual submissions of projects.

Act §405(a) (emphasis added). Section 405(d) in-
structs the Secretary to turn over exclusive responsibility
for reclamation programs to the states if they submit
an acceptable program. The Secretary is to “monitor the
progress and quality of the program,” Act § 405(i),
and he

shall withdraw such approval and authorization if
he determines upon the basis of information pro-
vided under this section that the State program is

2la

not in compliance with the procedures, guidelines,
and requirements established under subsection 405
(a).

Act §405(d) (emphasis added). This continuing duty
to withdraw approval of noncomplying state programs
provides the Secretary’s only power to revoke the state’s
authorization to administer the reclamation program. It
would be unreasonable to assume that this severe sanc-
tion was intended to be invoked when the Secretary
realizes that in approving the program initially he had
overlooked a procedural defect, but not when experience
demonstrates that the state is conducting an inadequate
program. The clear implication of the language of sec-
tion 405(d) is that the Secretary has authority under
section 405(a) to establish procedures and requirements
that have substantive content beyond the specification
of procedural formalities for submission of state pro-
grams. It is therefore quite reasonable to read the
identical language in section 501(b) as granting equally
substantive powers.

Appellant offers only one argument in favor of its own
reading of section 501(b). This is a variant of the re-
ductio ad absurdum suggested in connection with section
201(c) (2). Appellant urges that if the Secretary does
have rulemaking authority in the area of program ap-
proval, he can dictate every detail of the states’ pro-
grams, and thereby destroy their role in flexible imple-
mentation of the Act. But as we have pointed out earlier,
the power to issue regulations is not the power to issue
any regulations. The Secretary has no more carte
blanche under section 501(b) than he has under section
201 (c) (2).

Appellant’s misconception of the role of section 501 (b)
is based on a more fundamental misunderstanding. Ap-
pellant has argued in its briefs and at oral argument
that even if the Secretary may withhold approval of a

22a

state program because its permit information require-
ments fail to include necessary items not explicitly re-
quired by the Act, he may not advise the states of his
additional requirements by regulation. Instead, he must
proceed by adjudication on a case-by-case basis. Appel-
lant’s view cannot be reconciled with a significant body
of case law favoring the use of rulemaking where agen-
cies have adjudicatory power over the subject and at least
some rulemaking authority.

In National Petroleum Refiners Ass’n Vv. F.T.C., 482
F.2d 672 (D.C. Cir. 1973), cert. denied, 415 U.S. 951
(1974), this court upheld the power of the FTC to issue
substantive rules governing its adjudications. Examining
a line of cases including United States v. Storer Broad-
casting Co., 351 U.S. 192 (1956), and National Broad-
casting Co. v. United States, 319 U.S. 190 (1943), the
court recognized an “obvious judicial willingness to per-
mit substantive rulemaking to undercut the primacy of
adjudication in the development of agency policy.” 482
F.2d at 679. The court praised the agency’s use of rule-
making as a method for announcing new norms of
conduct:

[T]}here is little question that the availability of
substantive rule-making gives any agency a valu-
able resource-saving flexibility in carry out its task
of regulating parties subject to its statutory man-
date. More than merely expediting the agency’s job,
use of substantive rule-making is increasingly felt
to yield significant benefits to those the agency regu-
lates. Increasingly, courts are recognizing that use
of rule-making to make innovations in agency policy
may actually be fairer to regulated parties than
total reliance on case-by-case adjudication.

Id. at 681. This approbation may also be seen in a large
body of cases that have rejected claims that a given
agency may operate only on a case-by-case basis, and

23a

have likewise rejected crabbed interpretations of those
agencies’ rulemaking powers. See, e.g., E.J. du Pont de
Nemours & Co. v. Train, 430 U.S. 112, 126-35 (1977)
(national effluent limitations permissibly imposed by reg-
ulation on state-issued permits under § 301 of the Clean
Water Act); Weinberger v. Hynson, Westcott & Dun-
ning, Inc., 412 U.S. 609, 619-21 (1973) (Food and Drug
Administration may deny efficacy hearings to manufac-
turers who have not undertaken adequate clinical in-
vestigations conforming to regulations); cf. Permian
Basin Area Rate Cases, 390 U.S. 747, 774-77 (1968)
(area rates rather than individual natural gas rates may
be set by Federal Power Commission).

The rationale of National Petroleum and kindred cases
lends additional strength to our conclusion that both sec-
tions 201(c) (2) and 501(b) of the Surface Mining Act
authorize the Secretary to issue rules governing approval
of state programs. Appellant’s arguments in favor of a
trivializing construction of these provisions are wholly
without merit. The only remaining question is whether
some other evidence demonstrates that Congress intended
to exclude from the Secretary’s authority the power to
require permit information that he determines to be nec-
essary to an effective program.

C. “Common Sense” and Exhaustion

Appellant’s most significant argument against the Sec-
retary’s rulemaking power is the claim that, even if the
Secretary has some authority to promulgate criteria for
the approval of state programs, the explicit permit ap-
plication provisions of the Act were intended as the ex-
clusive federal list of necessary data. Appellant deduces
this limit on the Secretary’s power from two premises—
a “common sense” rule of regulatory authority, and the
exhaustive length and detail of the explicit statutory
provisions.

24a

Appellant insists that granting the Secretary the power
to expand the permit information requirements would
defy common sense: “The Congress cannot reasonably be
supposed to have created an administrative structure so
bizarre that the agency which has the exclusive power
to decide the issues is powerless to determine the in-
formation which it needs to reach that decision.” Ap-
pellant’s Supplemental Brief on Rehearing En Banc at
24. Because the state regulatory authority has the power,
not subject to federal review, to make permit-issuing de-
cisions, the state must have the power to specify the
information that applicants submit.

Of course, the superficial appeal of this “common
sense” argument is somewhat undercut when we recog-
nize that the Secretary has only purported to promulgate
minimum information requirements, and has not sought
to limit the state’s ability to require further data from
applicants. And appellant must admit that the Act itself
grossly violates this maxim: subsection 507(b) alone
contains seventeen numbered paragraphs specifying in-
formation that the state regulatory authority must
require.

The conclusive answer to appellant’s “common sense”
argument, however, is that even if individual state per-
mit decisions are unreviewable, the state’s overall per-
formance in administering the Act is not. Congress be-
lieved that guaranteeing effective state enforcement re-
quired the vigilance of both the Secretary and the public,
and so provided that permit applications, as well as in-
spection reports, must be available to the public. Act
§§ 507(e), 517(f). Since the Secretary must use the
information submitted with permit applications in evalu-
ating the continuing compliance of the state permit proc-
ess with the Act, there is nothing “bizarre” about allow-
ing the Secretary to tell the states that they need more
information to meet their responsibilities.

25a

Appellant next argues that sections 507 and 508 of the
Act are carefully devised, limited exceptions to the “com-
mon sense” rule, and that they were clearly intended to
exhaust federal intervention into the information-gather-
ing process. But the Act itself and its legislative history
do not demonstrate such an intent.

We have already observed in passing that, although ap-
pellant refers to sections 507 and 508 as the only infor-
mation requirements of the Act, other scattered sections
in title V also demand information from permit appli-
cants. See note 3 supra. This technical observation is
relevant here, because it tends to rebut the suggestion
that sections 507 and 508 comprise a compact, meticulous
listing of all the information that Congress considered
essential for permit decisionmaking. The addition of
other information requirements in scattered sections sug-
gests ad hoc responses to perceived needs for data rather
than an integrated effort to produce a comprehensive
list.**

The House Committee report contains a more plausible
explanation of the function sections 507 and 508 were in-
tended to serve. After discussing the need for a
“thorough and comprehensive data base” in language we
have already quoted, the report continues: “To meet this
problem the bill delineates in detail the type of informa-

16 Even the list in section 507 itself was not the product of a
unified analytic effort. Subsection 507(g¢), for example, requiring
submission of a “blasting plan” with the permit application, was
not a feature of the bill vetoed by President Ford in 1975, or of the
version reported by the Senate Committee on Energy and Natural
Resources in 1977. See H.R. REP. No. 189, 94th Cong., Ist Sess.
26-29 (1975) (conference report); S. Rep. No. 128, 95th Cong.,
1st Sess. 16-18 (1977). It was added by a Senate floor amendment,
to conform with the bill reported by the House Cemmittee on In-
terior and Insular Affairs and passed by the House. See 123
Conc. Rec. 15,741 (1977); H.R. Rep. No. 218, 95th Cong., Ist
Sess. 23 (1977).

26a

tion required in permit applications in sections 507 and
508 and the criteria for assessing the merits of the ap-
plication in section 510.” H.R. Rep. No. 218, 95th Cong.,
lst Sess. 91 (1977), reprinted in [1977] U.S. CoDE
Conc. & Ap. NEws 593, 622 (emphasis added). Because
of the importance of information to a proper decision
by the regulatory authority and to effective oversight by
the Secretary, Congress included a detailed list of the
type of information that would have to be at the state’s
disposal. Such a list is not necessarily exhaustive, and
does not necessarily represent Congress’ judgment that
the states should be free to decide for themselves whether
to seek any other information.

The Act itself contains a persuasive counterexample
to the suggestion that detailed enumerations must be
exhaustive. Section 515 spells out the Act’s central en-
vironmental performance standards. Counting the pages
in Statutes at Large, we find that section 515 is roughly
twice the length of sections 507 and 508 combined. Sec-
tion 515(b) alone contains twenty-five numbered para-
graphs containing directives as specific as “[to] refrain
from the construction of roads or other access ways up
a stream bed or drainage channel or in such proximity
to such channel so as to seriously alter the normal flow
of water,” Act § 515(b) (18). Yet the legislative history
makes absolutely clear the expectation that the Secretary
would flesh out these requirements in his regulations:

The committee believes that it has struck a balance
between legislation which merely frames performance
standards in terms of general objectives and stand-
ards which are cast in terms more detailed than
those generally found in regulatory legislation. In
choosing a middle path, the committee is mindful of
the past failures on the State level and thus bases its
approval of H.R. 2 on the expectation that Federal
regulations promulgated under the act will fully im-

27a

plement the environmental performance standards.
Obviously, the mere reproduction of the statutory
environmental performance standards in the regula-
tions would be inadequate.

H.R. Rep. No. 218, 95th Cong., 1st Sess. 85 (1977), re-
printed in [1977] U.S. Cope Conc. & Ap. News 593,
622. Although the legislative history does not contain a
similar exhortation regarding permit applications, we
cannot conclude that the mere length or specificity of
portions of sections 507 and 508 manifests a desire to
exclude the Secretary’s rulemaking powers from their
domain.

The Act contains numerous generally phrased and
specifically detailed limitations on the freedom of surface
mine owners to operate as they please. Some of these
limitations are reflected in the permit application provi-
sions, and some are not; the legislative history does not
enlighten us as to the reasons for Congress’ selectivity.
Appellant would have us rule that the statutory list is
exhaustive, and that the Secretary never has the power to
supplement that list when he concludes that further in-
formation is needed for the proper administration of the
Act. We find that sections 507 and 508 represent a
diligent and comprehensive congressional effort to guide
the Secretary with respect to the type of information
a permit application should require. Appellant has not
demonstrated a congressional intent to make these provi-
sions an exclusive federal list.

IV. CONCLUSION

The Surface Mining Control and Reclamation Act of
1977 enacts a national plan to alleviate the harmful
effects of surface mining. Because of past failures on
the state level, the Act provides for national standards
relating to environmental performance, and federal over-
sight of the state programs applying those standards to

28a

local geographic conditions. Before the Secretary may
approve a state program, he must conclude that the pro-
gram is sufficient to carry out the purposes of the Act.

We hold that the Act does grant the Secretary rule-
making power enabling him to specify by regulation crit-
eria necessary for his approval of a proposed state pro-
gram. We hold that the Act’s explicit listings of infor-
mation required of permit applicants are not exhaustive,
and do not preclude the Secretary from requiring the
states to secure additional information needed to ensure
compliance with the Act. This question concerning the
existence of the Secretary’s authority is the only question
decided and appellant is free to continue to contest the
specific regulations in the district court. The judgment
of the district court is

Affirmed.

29a

TAMM, Circuit Judge, dissenting: We are confronted
in this case with interpreting an act of Congress whose
linguistic excesses make its exact meaning seemingly
difficult to ascertain. Those difficulties impel my brethren
of the majority, however, to lose sight of the congres-
sional objective. I believe that it is not necessary to rely
on remote inferences to ascertain the obvious design of
the legislation. It is not necessary to draw upon a legal
stamp collection, to utilize ideological mutations, or to
create a legal “bodyguard of definitions, conclusions,
corollaries, propositions explicit and propositions im-
plicit” ' to determine the intent of the Congress and the
purpose of the Act. No amount of legal acrobacy can
dispel the actual wording of the statute in placing prime
responsibility in the states for primarily programming
the coal mining regulations. In the hope that the reason-
ing set out hereafter will magnetize legal scholars to a
true appreciation of the law as Congress actually in-
tended it to be, I set out my interpretation of the statute
under consideration. In some areas I shall be required
to enter already well plowed fields.

In this appeal from a partial final judgment of the
United States District Court for the District of Colum-
bia, we must determine whether the Secretary of the
Interior may prescribe minimum requirements for coal-
mining permit applications that states must adopt be-
fore they can assume authority for regulating coal min-
ing within their borders pursuant to the Surface Mining
Control and Reclamation Act of 1977 (Surface Mining
Act or Act), 30 U.S.C. §§ 1201-1328 (Supp. I 1977). I
conclude that the Secretary lacks the power to demand
that states require applicants to provide more informa-
tion than that specified in sections 507 and 508 of the
Act, 30 U.S.C. §§ 1257-1258. Therefore, I would reverse
the judgment of the district court and remand the case

1 Erasmus, as cited in A. Koestler, THE SLEEPWALKERS (1959).

30a

with instructions to remand the regulations at issue to
the Secretary.
I.

Congress adopted the Surface Mining Act in an effort
to balance the need for coal in satisfying the nation’s
energy requirements against the environmental dangers
posed by mining operations. See Act § 102, 30 U.S.C.
§ 1202. Congress also concluded that “because of the
diversity in terrain, climate, biologic, chemical, and other
physical conditions, the primary governmental responsi-
bility for developing, authorizing, issuing, and enforcing
regulations for surface mining and reclamation operations
subject to this Act should rest with the States... .” Id.
§ 101(f), 830 U.S.C. § 1201(f). Congress carefully devised
a statutory scheme that would take all these concerns into
account. As we recently noted:

The Act provides a truly federalist distribution
of regulatory authority for the coal-mining industry.
After a transition period of direct regulation under
the Secretary of the Interior, each state in which
coal is mined has the option of submitting to the
Secretary its own program for supervising mining
and reclamation within its borders. Act § 503, 30
U.S.C. § 1253. The Secretary, after following cer-
tain procedures, must approve the program if he
finds it adequate to protect environmental concerns
that lay behind the adoption of the Act. Once its
plan is approved, the state assumes responsibility for
enforcing the Act. Jd. If a state fails to submit a
satisfactory program, or if it does not wish to assume
jurisdiction over mining within its borders, the Sec-
retary must devise a program for that state suited
to its particular needs. Id. § 504(a), 30 U.S.C.
§ 1254(a). Whether regulation is in federal or state
hands, a firm wishing to engage in surface mining
must obtain a permit from the regulatory authority
before it may begin or continue its operations. Id.

8la

§ 506(a), 30 U.S.C. § 1256(a). The Act spells out
in detail the minimum information that an applicant
must submit to the regulatory authority to accom-
pany its permit request. See id. § 507(b), 30 U.S.C.
§ 1257(b).

In re Permanent Surface Mining Regulation Litigation,
617 F.2d 807, 808 (D.C. Cir. 1980) (per curiam) (ap-
peal from denial of preliminary injunction).

In March of 1979, the Secretary issued permanent reg-
ulations under the Act. See 44 Fed. Reg. 14902, 15312-
463 (1979) (codified at 30 C.F.R. pts. 700-890 (1979).?
Among these rules are specifications for the minimum
information that a state must require in a permit appli-
cation before the Secretary will approve the state’s pro-
gram and allow it to assume control of mining within its
borders. See 30 C.F.R. pts. 778-784. These requirements
are much more detailed than the information the Act
itself prescribes for applicants to submit to the appropri-
ate regulatory authority. Compare id. with Act §§ 507-
508, 30 U.S.C. §§ 1257-1258."

2 Many of the parties to the present litigation in the district
court also challenged the Secretary’s interim regulations promul-
gated under §§ 501-502 of the Act, 30 U.S.C. §§ 1251-1252. See
In Re Surface Mining Regulation Litigation, 627 F. 2d 1346 (D.C.
Cir. 1980), aff’g in part, rev’g in part, and remanding 452 F.
Supp. 327, 456 F. Supp. 1301 (D.D.C. 1978).

* Numerous provisions of the regulations go far beyond the
language of §§ 507 and 508. For example, the rules specify that
maps filed with a permit application must identify the uses of
existing buildings and the location of roads, cemeteries and In-
dian burial grounds, park trails, and areas listed or eligible for
listing in the National Register of Historic Places. 30 C.F.R.
§§ 779.24(d),(h)-(k), 783.24(d),(h)-(k). The Act does not re-
quire submission of this information. See Act § 507(b) (13),
80 U.S.C. § 1257(b) (13). Under the regulations, the applicant also
must list all other permits needed to conduct the proposed min-
ing activities and include in the list the name and address of the
regulating authority, permit identification numbers, and the pres-

32a

Various mining states, firms, and trade associations
filed a total of nine actions in the United States District
Court for the District of Columbia challenging most as-
pects of the Secretary’s permanent regulations, including
the information requirements. The district court consoli-
dated these cases and divided the issues involved into two
groups, one involving statutory and other general ques-
tions and the other involving disputes on the record. The
court then refused to enter a preliminary injunction
against enforcement of the permit application rules. On
appeal, this court affirmed the denial of interim relief as
being within the district judge’s discretion. In re Perm-
anent Surface Mining Regulation Litigation, 617 F.2d
807 (D.C. Cir. 1980) (per curiam), aff’g Civ. No. 79-
1144 (D.D.C. Aug. 21, 1979) (order denying preliminary
injunction). In the process, we stated that we were inti-
mating no view on the merits of those appellants’ claims.
Id. at 809.

Since our January opinion, the district court has
reached its decision on the first group of issues. As part
of its opinion, the district court concluded that “the
structure of the Act, the general grants of rulemaking
authority, and Section 501(b) support the Secretary’s
power” to promulgate minimum requirements for permit
applications under state programs that exceed the infor-

ent status of these other permit applications. 30 C.F.R. §§ 778.19,
782.19. The applicant must describe existing structures and pro-
vide maps identifying the location of various buildings, facilities,
and operational areas to be used in mining activities. Jd. §§ 780.14,
784.14. The applicant’s reclamation plan must describe stream
diversions, impacts on parks and historic places, road relocations,
disposal of excess wastes, and transportation facilities. Jd. §§ 780.29-
88, 784.17-.19, .22. The Act has no comparable provisions for any of
the foregoing requirements either. See Act §§ 507-508. Likewise,
the regulations specify in great detail what the blasting plan re-
quired under §507(g), 30 U.S.C. § 1257(g), must include. 30
C.F.R. §§ 780.13, 784.13.

33a

mation required under the Act. In re Permanent Surface
Mining Regulation Litigation, Civ. No. 79-1144, at 31
(D.D.C. Feb. 26, 1980) (memorandum and order), [here-
inafter cited as District Court Opinion].* See generally
id. at 30-33. On the motion of Peabody Coal Company,
the district court found no just reason to delay entering
judgment on this issue and, on March 17, entered a
final judgment on the validity of these rules. See gener-
ally Fep. R. Civ. P. 54(b). Peabody, a party to the ear-
lier appeal regarding the preliminary injunction, filed
this appeal. To ensure a prompt disposition of the sig-
nificant question presented, this court granted expedited
consideration before the division of the court which heard
the appeal concerning preliminary relief.

II.
A.

I begin my effort to construe the Secretary’s powers
under the Surface Mining Act by examining the language
of the Act itself. See e.g., Ernst & Ernst v. Hochfelder,
425 U.S. 185, 197 (1976) ; Zerilli v. Evening News Asso-
ciation, 628 F.2d 217 (D.C. Cir. 1980). The Secretary
relies primarily on two provisions to demonstrate that
Congress granted him authority to issue minimum stand-
ards for state permit applications. I do not believe these
sections are so clear as the Secretary contends.

The first of the two provisions, section 201(c) (2),
authorizes the Secretary to “publish and promulgate such
rules and regulations as may be necessary to carry out the
purposes and provisions of this Act... .” 30 U.S.C.
§ 1211(c) (2). The Secretary asserts that this clause is a
grant of general rulemaking power that enables him to
impose additional information requirements for permit
applications. I have two problems with this analysis.

4 For the text of § 501(b), 30 U.S.C. § 1251(b), see page 6 infra.

34a

First, section 201(c) (2) itself states that the regulations
must “be necessary to carry out the purposes and provi-
sions of this Act... .” This language still begs the
question of whether prescribing additional information
requirements for states to demand in permit applications
is consistent with the Act. I am thus left precisely where
I began. Second, I am not satisfied with either party’s
invocation of the long-standing canon of statutory con-
struction that an act’s provisions should be read so as to
render none superfluous. See generally 2A SUTHERLAND
STATUTORY CONSTRUCTION § 46.06 (4th ed. C. Sands
1973). Peabody initially argued that reading section
201(c) (2) as a grant of general rulemaking authority
makes the twenty specific grants in the Act meaningless.
The district court turned this proposition around to hold
that reading section 201(c) (2) otherwise makes it super-
fluous. See District Court Opinion at 32. In short, any
broad reading of the Act’s rulemaking provisions will
make section 201(c) (2) redundant of the specific grants
or vice versa. I cannot base a decision on a method of
statutory construction that, when applied to this Act, is
so hopelessly circular. Cf. American Radio Relay League,
Inc. v. FCC, 617 F.2d 875, 879 (D.C. Cir. 1980) (courts
will not give independent meaning to a word that, in
context, appears to be simply surplusage).

Section 501(b) of the Act gives me more pause. It
empowers the Secretary to “promulgate and publish...
regulations . . . establishing procedures and requirements
for preparation, submission, and apprevai of State pro-
grams... .” 30 U.S.C. §1251(b) (emphasis added).
This language can be read to allow regulations detailing
minimum standards that all state programs must meet
to receive the Secretary’s approval. Equally plausible,
however, is a construction that allows these requirements
to pertain only to areas in which the Act otherwise allows
the Secretary to set nationwide performance standards
for states to enforce. See Act §§ 515-516, 30 U.S.C.

35a

§§ 1265-1266.5 Alternatively, section 501(b) could pertain
only to nonsubstantive requirements for processing state
programs through the Secretary’s office. In any event,
the language of the statute “is hardly free from ambigu-
ity, and there is no clear literal meaning that we are
bound to give effect.” United States v. Davis, 617 F.2d
677 (D.C. Cir. 1979).°

I next turn to the Act’s legislative history in the hope
that it will shed some light on the statute’s words. Un-
fortunately, this, too, is a blind alley. The Senate report,
the House report, the conference report, and the floor
debate are all silent on whether the Secretary may add
application specifications beyond those enacted in sections
507 and 508.

5 Peabody, in its initial brief filed in conjunction with the ap-
peal of the denial of preliminary relief, conceded that the Secre-
tary may issue regulations establishing nationwide performance
standards under §§ 515 and 516 of the Act, 30 U.S.C. §§ 1265-1266.
See In re Permanent Surface Mining Regulation Litigation, 617
F.2d 807 (D.C. Cir. 1980), Joint Brief of Appellants at 7, 19.
I assume, but do not decide, that this construction is correct.

®The Secretary relies less heavily on two other provisions of
the Act. The first is the requirement that states demonstrate
they have “the capability of carrying out the provisions of this
Act and meeting its purposes through ... (7) rules and regula-
tions consistent with regulations issued by the Secretary pursuant
to this Act.” Act §508(a), 30 U.S.C. §1258(a). The second
defines “State program” as meaning “a program established by a
State pursuant to section 503 .. . in accord with the requirements
of this Act and regulations issued by the Secretary pursuant to
this Act....” Id. §'701(25), 30 U.S.C. § 1291(25). These clauses
have the same problem of circularity I found with § 201(c) (2), as
discussed in the text: the state must conform only to those
regulations that are consistent with the Act, so we still must
decide whether these particular regulations conform to the Act’s
purposes,

36a

The Secretary at one point refers us to the House
report’s discussion of section 501(b). This passage states,
in full: “Subsection (b) gives the Secretary up to 1 year
to promulgate regulations to implement the full regula-
tory program including technical requirements, permits
process[es], and procedures for submission of State pro-
grams.” H.R. Rep. No. 95-218, 95th Cong., 1st Sess. 62
(1977), reprinted in [1977] U.S. CopE Conc. & AD.
NEws 593, 601. Once again, I do not believe this lan-
guage is clear at all. The single sentence appears in a
short summary of section 501 and simply describes sec-
tion 501(b) as giving the Secretary rulemaking power
for the “full regulatory program,” then lists specific ex-
amples. It does not purport to define what the “full reg-
ulatory program” and its limits are. To determine what
the Secretary may do in relation to “technical require-
ments, permit process[es], and procedures for submission
of State programs,” as well as other areas, one still must
turn to the substantive provisions of the Act that allocate
authority between the Secretary and state regulatory
agencies. The Secretary, the parties agree, is empowered
to establish technical performance standards.’ Likewise,
he clearly has full control over the permitting process in
two instances: mining on federal land, see Act § 523, 30
U.S.C. § 1272, and mining in states that do not submit
satisfactory regulatory programs, see id. § 504, 30 U.S.C.
§ 1254. I still must decide how much further his author-
ity over the permitting process extends—in particular,
how control over permitting is allocated between the Sec-
retary and the state regulatory authority when the state
wishes to assume responsibility for mining within its
borders.

ITI.

With no clear meaning arising from the language of
the Act itself or Congress’s discussion of it. I must now

7 See note 5 supra.

87a

look broadly at the Act’s purposes and structure to de-
cide which approach is more faithful to Congress’s over-
all design. See, e.g., United States v. Bornstein, 423 U.S.
303, 310 (1976). My examination indicates that Congress
intended to vest in the states primary regulatory and de-
cisionmaking authority and to place the Secretary in an
oversight role to ensure that the states provide some
minimal level of regulation and control. From there, I
conclude that the Act itself defines the minimum informa-
tion permit applications must contain and that the Secre-
tary’s authority in this area is limited to determining
whether the states have satisfied that minimum. With
this understanding, I would hold that the Secretary lacks
power to demand that states require more information
from applicants than the Act itself spells out.

A.

Congress listed among the purposes of the Act a desire
to “establish a nationwide program to protect society and
the environment from the adverse effects of surface coal
mining operations ... .” Act § 102(a), 30 U.S.C. § 1202
(a). It nonetheless found that due to variations in local
conditions, “primary governmental responsibility for de-
veloping, authorizing, issuing, and enforcing regulations
for surface mining and reclamation operations subject to
this Act should rest with the States... .” Id. §101(f),
30 U.S.C. § 1201(f) (emphasis added). The federal gov-
ernment, of course, “assist[s] the States in the develop-
ment of State programs for surface coal mining and rec-
lamation operations which meet the requirements of the
Act, and at the same time, reflect local requirements and
local environmental and agricultural conditions... .” Id.
§ 201{c) (9), 30 U.S.C. § 1211(c) (9) (emphasis added).
Accord, id. § 102(g), 30 U.S.C. § 1202(g). The overall
structure thus is one in which the Act will “be enforced
by the State[s] with backup authority in the Department
of the Interior.” H.R. Rep. No. 95-218, supra at 57, re-
printed in [1977] U.S. Cope Conc. & Ab. NEws at 595

38a

(emphasis added). See id. at 129 (“primary regulatory
authority” delegated to states with “a limited Federal
oversight role” in the enforcement program), reprinted
in [1977] U.S. CopDE Conc. & Ap. NEwS at 661.

The Act’s allocation of authority reflects these aims.
Under an approved state program, the local regulatory
authority decides whether to issue permits for coal min-
ing. Act § 510, 30 U.S.C. § 1260. The state authority
must operate within certain boundaries prescribed by
the Act, and its determination whether to grant a permit
request is reviewable in state courts, id. § 526(e), 30
U.S.C. § 1276(e), but the Secretary is not involved in
this process.’ Only if the state authorities subsequently
fail to enforce their local program may the Secretary
assume control of mining within that state, and he may
do so then only after following certain procedures in
which the state participates. Jd. §521(b), 30 U.S.C.
§ 1271(b). This scheme leaves broad discretion in state
officials while ensuring, through federal oversight, that
the minimum requirements of the Act are achieved.’

8 While the bill that became the Surface Mining Act was pend-
ing, Secretary of the Interior Cecil K. Andrus wrote to Repre-
sentative Morris K. Udall, chairman of the House committee con-
sidering the bill, and asked in part that his Department be given
authority to intervene in the permit process. See H.R. Rep. No.
95-218, 95th Cong., 1st Sess. 156 (1977) (letter from Sec’y Andrus
to Rep. Udall), reprinted in [1977] U.S. CopE Conc. & AD. NEws
593, 687. Congress apparently rejected this request.

®The Secretary insists that he has left this discretion intact
through the so-called “state window” provision in the regulations.
This section allows states to propose alternatives that are ‘“con-
sistent with the regulations” the Secretary has issued. 30 C.F.R.
§ 731.13(c) (1). The language of this provision, however, is
deceptively comforting. Elsewhere, the regulations define “con-
sistent with” as meaning “no less stringent than and meet[ing}
the applicable provisions of the regulations the Secretary has is-
sued. Id. §730.5(b). Thus, there is little room for states to
maneuver. The “window” would be more accurately described
as a one-way mirror.

B.

Ordinarily, logic dictates that the entity vested with
the power to make a given decision implicitly is left with
the power to determine what information it needs to make
that decision. In the case of state regulatory authorities,
however, Congress wished to make sure that the permit-
granting entities * ould have adequate information:

Experience has shown that without a thorough and
comprehensive data base presented with the permit
application, and absent analysis and review by both
the agency and by other affected parties based upon
adequate data, [this] judgment has often tradition-
ally reflected the economic interest in expanding a
State’s mining industry. Valid environmental fac-
tors tend to receive short shrift. To meet this prob-
lem the bill delineates in detail the type of informa-
tion required in permit applications in sections 507
and 508 and the criteria for assessing the merits of
the application in section 510.

H.R. Rep. No. 95-218, supra at 91, reprinted in [1977]
U.S. Cope Conc. & Ap. NEws at 627 (emphasis added).
These informational specifications are the “minimum
uniform requirements” that all states must demand of
permit applicants. S Rep. No. 95-128, 95th Cong., Ist
Sess. 53 (1977).

That Congress chose to mandate a minimum amount of
information in permit applications does not mean that it
intended to give the Secretary the power to require even
more information when he is not the permit-granting
authority. Indeed, in a system that, as one of its central
goals, vests “primary governmental responsibility” in the
states, it is more reasonable to construe sections 507 and
508 as carefully devised exceptions to the general, com-
monsense proposition that the decisionmaker is in the best
position to decide what information it needs, True, the

40a

Secretary is the federal official who approves state pro-
grams, but the power to approve or to reject state pro-
grams does not necessarily include the power to specify
the criteria of decision. The Act goes into unusually great
detail in stating what a permit application must con-
tain.” It also states in detail the factors that must be
present before the Secretary may approve a proposed pro-
gram. See Act § 508, 30 U.S.C. § 1258. A construction
that would allow the Secretary to expand these require-
ments as he saw fit in effect would permit him, by regu-
lation, to take away the very discretion Congress sought
to vest in the states."* Like the camel sticking his nose

10 The requirement set out in more than a score of paragraphs
in sections 507 and 508, 30 U.S.C. §§ 1257 & 1258 (Supp. I 1977),
are indeed both extensive and detailed, listing with considerable
particularity the necessary contents of each application and recla-
mation plan. This is not a case in which Congress outlined a
scheme, leaving the details of its implementation to the Secretary.
Instead, it is a case in which Congress, wanting to commit the
substance of its compromise on the surface mining question to law,
specified the details itself.

The majority rejects any inference based upon the “mere length
or specificity” of sections 507 and 508 on the grounds that the
legislative history of section 515, a longer and more detailed sec-
tion, makes it clear that the Secretary's regulations are expected
to “flesh out” the statutory requirements. Majority opinion at
26-27. I believe that the different function served by section 515
makes any comparison irrelevant. That the Secretary’s expertise
should be of some use in the formulation of environmental protec-
tion performance standards by no means dictates the conclusion
that the Secretary should be able to tell the states what informa-
tion to require on permit applications. See note 5 supra.

The Secretary argues that his construction of the Act de-
serves considerable deference because his Department is the agency
Congress has empowered to implement the Act. See, e.g., Whirlpool
Corp. v. Marshall, 100 S. Ct. 883, 890 (1980). Despite this general
rule, a court always remains free to reach its own conclusion
concerning what a particular statute means. 2.g., Skidmore v.
Swift, 323 U.S. 134, 189-40 (1944). In deciding how much defer-
ence to pay an agency’s interpretation, a court must look in part

4la

in the tent, the Secretary easily could take over entirely.
I will not construe a statute “in a manner which runs
counter to the broad goals which Congress intended it to
effectuate.” FTC v. Fred Meyer, Inc., 390 U.S. 341, 349
(1968).

C.

My conclusion does not mean that the Secretary plays
no role in the implementation of sections 507 and 508.
On the contrary, under the Act, he must refuse to ap-
prove any particular state’s proposed program if it ap-

to “the nature of [the agency’s] expertise.” Batterton v. Francis,
482 U.S. 416, 425 n.9 (1977). In this case, the question of whether
the Secretary may issue detailed regulations about what a permit
application must contain is “a narrow legal issue that is readily
susceptible of judicial resolution.” Consumer Prod, Safety Comm'n
v. GTE Sylvania, Inc., 100 S. Ct. 2051, 2062 (1980). Moreover, the
fundamental issue in the case before us is whether Congres in-
tended to vest in the Secretary discretion over the contents of
permit applications—in other words, whether Congress intended
to give him the very discretion on which he now relies. Under
these circumstances, I feel free to reach a decision based on my
own independent analysis.

For similar reasons, I must reject the Secretary’s reliance on
the Supreme Court’s decision in E.I. du Pont de Nemours & Co.
v. Train, 480 U.S. 112 (1977). In du Pont, the Court upheld the
authority of the Administrator of the Environmental Protection
Agency to set precise, industrywide standards for effluent emis-
sions under § 301 of the Federal Water Pollution Control Act
Amendments of 1972, 38 U.S.C. § 1811 (1976). Those regula-
tions thus concerned the substantive performance standards, which
Congress clearly authorized the Administrator to set. The regu-
lations at issue in this appeal, however, do not relate to substantive
environmental standards, over which I have assumed the Secre-
tary has complete control, see page 8 and note 5 supra, but to
information that the permit-granting authority requires for the
application process. See note 10 supra, Furthermore, the language
of the statute in du Pont was far clearer in authorizing the Ad-
ministrator of EPA to set performance standards than is this Act
concerning the Secretary of the Interior’s power over application
requirements.

42a

pears inadequate to obtain the information sections 507
and 508 require of applicants. The Secretary may issue
interpretive rulings, if he so desires, clarifying what he
believes individual provisions of these two sections mean.
He also is free to recommend that state authorities adopt
application requirements more stringent than those
spelled out in the Act itself. Finally, if a state fails to
abide by its responsibilities under the Act, the Secretary
may enforce the Act against particular mines, see Act
§ 521(a) (2), 30 U.S.C. § 1271 (a) (2), and, after following
certain procedures, assume full authority for issuing and
enforcing permits within that state, see id. § 521(b), 30
U.S.C. § 1271(b). Until such inadequate enforcement ap-
pears, however, the Secretary’s actual power to compel
compliance with his wishes is limited to approving state
programs based on the criteria set. forth in the Act, see id.
§ 503, 30 U.S.C. § 1258, and to monitoring success
through the federal inspection systems, see id. § 517, 30
U.S.C. § 1267.%
IV.

Congress intended states to assume the “primary gov-
ernmental responsibility” for enforcing the Surface Min-
ing Act. To ensure states would live up to this duty, the
Secretary of the Interior was given certain supervisory
power. We would turn Congress’s scheme on its head
were we to allow that supervisory authority to consume
state discretion and to reduce state power to a purely
ministerial implementation of a federally devised pro-
gram.

I realize, of course, that my construction of the Act is
the product of a general view of the distribution of au-
thority Congress was trying to strike. Neither the lan-
guage of the statute itself nor its legislative history has

12 Because I conclude that the regulations at issue violate the
Act, I do not reach Peabody’s contention that the Act, if it did
authorize the regulations, would violate the tenth amendment.

43a

given us a clear path to take. Senate activity concerning
these provisions in the last Congress, see S. 1403, 96th
Cong., 1st Sess., 125 Conc. Rec. $12350 (daily ed. Sept.
11, 1979),'* gives some consolation, however, for I as-
sume that Congress will correct the majority decision if
it disagrees or will change the scheme it enacted if it
now believes another approach would be more satis-
factory.

For the foregoing reasons, I would reverse the judg-
ment of the district court and remand with instructions
that the regulations be returned to the Secretary for
further consideration in light of these views.

13 This bill in part would have deleted the language in § 503
(a) (7) of the Act, 30 U.S.C. § 1253(a) (7), that state laws and
regulations must conform with the Secretary’s regulations. The
bill passed the Senate on September 11, 1979. See 125 Conc. REc.
$12387 (daily ed. Sept. 11, 1979). It was referred to the House
Committee on Interior and Insular Affairs on September 13, 1979.

44a

MACKINNON, Circuit Judge, dissenting: My views co-
incided with the original majority opinion of the Division
(Slip op.) in this case and they concur with those now
expressed in Judge Tamm’s dissent. As I stated previ-
ously, to allow the Secretary’s overly comprehensive reg-
ulations to preempt the authority of the states to act in
the first instances, would as a practical matter, operate
to stifle the activity of all the states in their handling
of what Congress has indicated to be largely local state
problems. Congress did not express an intent to so limit
the authority of the states. In effect the Secretary’s reg-
ulations practically smother all state initiative. Thus, to
uphold the excessively broad regulations violates the Con-
gressional intent in an unusual way. The Secretary’s
action in this case is a prime example of the extravagant
expansion of federal power by departmental regulations
that will have the effect of law.

I cannot read the regulations in question as the major-
ity asserts, as being limited to “providing oversight,
advice, and back-up authority, and the states bearing the
majority responsibility for implementation of the Act.”
Maj. Op. at 3. (emphasis added). If the regulations were
so limited I would support them.

The majority states that its “inquiry is narrow,” but
it expands this narrow jurisdiction into a very far reach-
ing order. As the majority recognizes Congress delegated
“primary regulatory authority to the States” and “a lim-
ited Federal oversight role” was given to the Secretary.
Maj. Op. at 12-13. In my view the majority has overly
expanded an oversight role into a role that permits the
Secretary to formulate organizational and operational
rules for the states. This is a great deal more than “over-
sight.” I would restrict the Secretary on initial approvals
to the specific confines of the data that Congress specified
in the statute.

45a

In my view the cardinal error made by the majority
opinion appears on page 8 where it states:

The Secretary’s primary means of guaranteeing
effective states programs lies in his approval func-
tion at the beginning of the process.

Maj. Op. at 11 (emphasis added). There is nothing in
the statute, experience or logic to support that statement
and it is the keystone the majority relies upon to support
its expansion of the Secretary’s power. The primary
means of guaranteeing effective state programs lies in
the inspection function which continues as long as mining
operations continue. It would be pure folly to rely princi-
pally upon the approval at the beginning.

It is thus my opinion that the majority has expanded
the Secretary’s authority beyond the intent of the statute
at the expense of authority that Congress intended to be
exercised by the states in the first instance.

46a
APPENDIX B

UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA

September Term, 1979
Civil Action No. 79-1144

No. 80-1308
IN RE:

PERMANENT SURFACE MINING
REGULATION LITIGATION

PEABODY COAL CO.,
Appellant

Before: Wright, Chief Judge; McGowan, Tamm, Rob-
inson, MacKinnon, Robb, Wilkey, Wald,
Mikva, Edwards, and Ginsburg, Circuit
Judges

ORDER

Upon consideration of the petition for rehea.ing and/
or suggestion for rehearing en banc filed herein by appel-
lee (federal), it is

ORDERED, by the Court, en banc, that the above cap-
tioned case shall be reheard by the Court sitting en banc.
The Clerk is directed to schedule this case for oral argu-
ment during the September Term, 1980. And it is

47a

FURTHER ORDERED, by the Court, en banc, sua
sponte, that the judgment and opinions entered in this
case on July 10, 1980 be, and hereby are, vacated.

Per Curiam

FoR THE COURT:
GEORGE A. FISHER
Clerk

By: /s/ Robert A. Bonner
ROBERT A. BONNER
Chief Deputy Clerk

Circuit Judge McGowan did not participate in the fore-
going order.

Circuit Judges Tamm, MacKinnon, Robb, and Wilkey
would deny the suggestion for rehearing en banc.

48a
APPENDIX C

U.S. COURT OF APPEALS
DISTRICT OF COLUMBIA CIRCUIT

No. 80-1308

IN RE: PERMANENT SURFACE MINING REGULATION
LITIGATION, PEABODY COAL COMPANY,
Appellant
July 10, 1980

Before TAMM and MACKINNON, Circuit Judges, and
HAROLD H. GREENE,” U.S. District Judge for the Dis-
trict of Columbia.

Opinion for the court filed by Circuit Judge TAMM.
Concurring opinion filed by Circuit Judge MACKINNON.
Dissenting opinion filed by District Judge GREENE.

TAMM, Circuit Judge: In this appeal from a partial
final judgment of the United States District Court for
the District Court for the District of Columbia [14 ERC
1083]; we must determine whether the Secretary of the
Interior may prescribe minimum requirements for coal-
mining permit applications that states must adopt be-
fore they can assume authority for regulating coal min-
ing within their borders pursuant to the Surface Mining
Control and Reclamation Act of 1977 (Surface Mining
Act or Act), 30 U.S.C. §§ 1201-1328 (Supp. I 1977). We
conclude that the Secretary lacks the power to demand
that states require applicants to provide more informa-
tion than that specified in sections 507 and 508 of the
Act, 30 U.S.C. §§$ 1257-1258. Therefore, we reverse the
judgment of the district court and remand the case with
instructions to remand the regulations at issue to the Sec-
retary.

* Sitting by designation pursuant to 28 U.S.C. § 292(a) (1976).

49a

I,

Congress adopted the Surface Mining Act in an effort
to balance the need for coal in satisfying the nation’s
energy requirements against the environmental dangers
posed by mining operations. See Act § 102, 30 U.S.C.
§ 1202. Congress also concluded that “because of the
diversity in terrain, climate, biologic, chemical, and other
physical conditions, the primary governmental responsi-
bility for developing, authorizing, issuing, and enforcing
regulations for surface mining and reclamation opera-
tions subject to this Act should rest with the States... .”
Id. §101(f), 30 U.S.C. §1201(f). Congress carefully
devised a statutory scheme that would take all these con-
cerns into account. As we recently noted:

The Act provides a truly federalist distribution
of regulatory authority for the coal-mining industry.
After a transition period of direct regulation under
the Secretary of the Interior, each state in which
coal is mined has the option of submitting to the
Secretary its own program for supervising mining
and reclamation within its borders. Act § 503, 30
U.S.C. § 1253. The Secretary, after following cer-
tain procedures, must approve the program if he
finds it adequate to protect environmental concerns
that lay behind the adoption of the Act. Once its
plan is approved, the state assumes responsibility
for enforcing the Act. Id. If a state fails to submit
a satisfactory program, or if it does not wish to
assume jurisdiction over mining within its borders,
the Secretary must devise a program for that state
suited to its particular needs. Jd. §504(a), 30
U.S.C. § 1254(a). Whether regulation is in federal
or state hands, a firm wishing to engage in surface
mining must obtain a permit from the regulatory
authority before it may begin or continue its opera-
tions. Id. § 506(a), 30 U.S.C. § 1256(a). The Act

50a

spells out in detail the minimum information that
an applicant must submit to the regulatory authority
to accompany its permit request. See id. § 507(b),
80 U.S.C. § 1257(b).

In re Permanent Surface Mining Regulation Litigation,
Nos. 79-2073 & 79-2116. slip op. at 3 [14 ERC 1012]
(D.C. Cir. Jan. 18, 1986) (per curiam) (appeal from
denial of preliminary injunction).

In March of 1979, the Secretary issued permanent
regulations under the Act. See 44 Fed. Reg. 14902,
15312-4638 (1979) (codified at 30 C.F.R. pts. 700-890
(1979) ).* Among these rules are specifications for the
minimum information that a state must require in a
permit application before the Secretary will approve the
state’s program and allow it to assume control of mining
within its borders. See 30 C.F.R. pts. 778-784. These
requirements are much more detailed than the informa-
tion the Act ilself prescribes for applicants to submit to
the appropriate regulatory authority. Compare id. with
Act §§ 507-508, 30 U.S.C. §§ 1257-1258."

1 Many of the parties to the present litigation in the district
court also challenged the Secretary’s interim regulations promul-
gated under §§ 501-502 of the Act, 30 U.S.C. §§ 1251-1252. See In
re Surface Mining Regulation Litigation, Nos. 78-2190, 78-2191,
& 78-2192 [14 ERC 1421] (D.C. Cir. May 2, 1980), aff’g in part,
rev'g in part, and remanding 452 F.Supp. 327, 456 F.Supp. 1301
[11 ERC 1598, 2078] (D.D.C. 1978).

2 Numerous provisions of the regulations go far beyond the
language of §§507 and 508. For example, the rules specify that
maps filed with a permit application must identify the uses of
existing buildings and the location of roads, cemeteries and Indian
burial grounds, park trails, and areas listed or eligible for listing
in the National Register of Historic Places. 30 C.F.R. §§ 779.24(d),
(h)-(k), 788.24(d), (h)-(k). The Act does not require submis-
sion of this information. See Act §507(b)(18), 30 U.S.C.
§ 1257(b) (18). Under the regulations, the applicant also must list
all other permits needed to conduct the proposed mining activities

5la

Various mining states, firms, and trade associations
filed a total of nine actions in the United States District
Court for the District of Columbia challenging most
aspects of the Secretary’s permanent regulations, includ-
ing the information requirements. The district court con-
solidated these cases and divided the issues involved into
two groups, one involving statutory and other general
questions and the other involving disputes on the record.
The court then refused to enter a preliminary injunction
against enforcement of the permit application rules. On
appeal, this court affirmed the denial of interim relief as
being within the district judge’s discretion. In re Perma-
nent Surface Mining Regulation Litigation, Nos. 79-2073
& 79-2116 (D.C. Cir. Jan. 18, 1980) (per curiam), aff’g
Civ. No. 79-1144 (D.D.C. Aug. 21, 1979) (order denying
preliminary injunction). In the process, we stated that
we were intimating no view on the merits of those ap-
pellants’ claims. /d., slip op. at 5.

Since our January opinion, the district court has
reached its decision on the first group of issues. As part
of its opinion, the district court concluded that “the struc-
ture of the Act, the general grants of rulemaking au-
thority, and Section 501(b) support the Secretary’s
power” to promulgate minimum requirements for permit

and include in the list the name and address of the regulating au-
thority, permit identification numbers, and the present status of
these other permit applications. 30 C.F.R. §§ 778.19, 782.19. The
applicant must describe existing structures and provide maps
identifying the location of various buildings, facilities, and opera-
tional areas to be used in mining activities. Jd. §§ 780.14, 784.14.
The applicant’s reclamation plan must describe stream diversions,
impacts on parks and historic places, road relocations, disposal of
excess wastes, and transportation facilities. Jd. §§ 780.29-.38,
784.17-.19, .22. The Act has no comparable provisions for any
of the foregoing requirements, either. See Act §§ 507-508. Like-
wise, the regulations specify in great detail what the blasting plan
required under § 507(g), 30 U.S.C. § 1257(g), must include, 30
C.F.R. §§ 780.18, 784.18.

52a

applications under state programs that exceed the in-
formation required under the Act. In re Permanent Sur-
face Mining Regulation Litigation, Civ. No. 79-1144, at
$1 (D.D.C. Feb. 26, 1980) (memorandum and order)
[hereinafter cited as District Court Opinion].* See gen-
erally id. at 30-33. On the motion of Peabody Coal Com-
pany, the district court found no just reason to delay
entering judgment on this issue and, on March 17, en-
tered a final judgment on the validity of these rules.
See generally Fep. R. Civ. P. 54(b). Peabody, a party
to the earlier appeal regarding the preliminary injunc-
tion, filed this appeal. To ensure a prompt disposition of
the significant question presented, this court granted ex-
pedited consideration before this division of the court,
which heard the appeal concerning preliminary relief.

II.
A.

We begin our effort to construe the Secretary’s powers
under the Surface Mining Act by examining the lan-
guage of the Act itself. See, eg., Ernst & Ernst v.
Hochfelder, 425 U.S. 185, 197 (1976) ; Zerilli v. Evening
News Association, No. 79-1298, slip op. at 6 (D.C. Cir.
June 11, 1980). The Secretary relies primarily on two
provisions to demonstrate that Congress granted him au-
thority to issue minimum standards for state permit ap-
plications. We do not believe these sections are so clear
as the Secretary contends.

The first of the two provisions, section 201(c) (2), au-
thorizes the Secretary to “publish and promulgate such
rules and regulations as may be necessary to carry out
the purposes and provisions of this Act... .” 30 U.S.C.
§ 1211(c) (2). The Secretary asserts that this clause is a

* For the text of § 501(b), 30 U.S.C, § 1251(b), see page 7 infra.
[14 ERC 1816)

53a

grant of general rulemaking power that enables him to
impose additional information requirements for permit
applications. We have two problems with this analysis.
First, section 201(c) (2) itself states that the regulations
must “be necessary to carry out the purposes and provi-
sions of this Act... .” This language still begs the
question of whether prescribing additional information
requirements for states to demand in permit applica-
tions is consistent with the Act. We thus are left pre-
cisely where we began. Second, we are not satisfied with
either party’s invocation of the long-standing canon of
statutory construction that an act’s provisions should be
read so as to render none superfluous. See generally 2A
SUTHERLAND STATUTORY CONSTRUCTION § 46.06 (4th ed.
C. Sands 1973). Peabody initially argued that reading
section 201(c) (2) as a grant of general rulemaking au-
thority makes the twenty specific grants in the Act
meaningless. The district court turned this proposition
around to hold that reading section 201(c) (2) otherwise
makes it superfluous. See District Court Opinion at 32.
In short, any broad reading of the Act’s rulemaking pro-
visions will make section 201(c) (2) redundant of the
specific grants or vice versa. We cannot base our deci-
sion on a method of statutory construction that, when
applied to this act, is so hopelessly circular. Cf. Ameri-
can Radio Relay League, Inc. v. FCC, No. 78-1853, slip
op. at 7 (D.C. Cir. Feb. 22, 1980) (courts will not give
independent meaning to a word that, in context, appears
to be simply surplusage).

Section 501(b) of the Act gives us more pause. It
empowers the Secretary to “promulgate and publish. . .
regulations . . . establishing procedures and requirements
for preparation, submission, and approval of State pro-
grams... .” 80 U.S.C. §1251(b) (emphasis added).
This language can be read to allow regulations detailing
minimum standards that all state programs must meet
to receive the Secretary’s approval. Equally plausible,

54a

however, is a construction that allows these requirements
to pertain only to areas in which the Act otherwise allows
the Secretary to set nationwide performance standards
for states to enforce. See Act §§ 515-516, 30 U.S.C.
§§ 1265-1266." Alternatively, section 501(b) could per-
tain only to nonsubstantive requirements for processing
state programs through the Secretary’s office. In any
event, the language of the statute “is hardly free from
ambiguity, and there is no clear literal meaning that
we are bound to give effect.” United States v. Davis,
No. 78-2246, slip op. at 8 (D.C. Cir. Oct. 26, 1979).°

B,

We next turn to the Act’s legislative history in the
hope that it will shed some light on the statute’s words.
Unfortunately, this, too, is a blind alley. The Senate re-
port, the House report, the conference report, and the

* Peabody, in its initial brief filed in conjunction with the appeal
of the denial of preliminary relief, conceded that the Secretary
may issue regulations establishing nationwide performance stand-
ards under §§515 and 516 of the Act, 30 U.S.C. §§ 1265-1266.
See In re Permanent Surface Mining Regulation Litigation, Nos.
79-2073 & 79-2116, Joint Brief of Appellants at 7, 19. We assume,
but do not decide, that this construction is correct.

5 The Secretary relies less heavily on two other provisions of
the Act. The first is the requirement that states demonstrate they
have “the capability of carrying out the provisions of this Act
and meeting its purposes through ... (7) rules and regulations
consistent with regulations issued by the Secretary pursuant to
this Act.” Act §508(a), 30 U.S.C. § 1253(a). The second defines
“State program” as meaning “a program established by a State
pursuant to section 503... in accord with the requirements of
this Act and regulations issued by the Secretary pursuant to this
Act... .” Id. § 701(25), 80 U.S.C. § 1291/25). These clauses have
the same problem of circularity we found with § 201(c) (2), as
discussed in the text: the state must conform only to those regu-
lations that are consistent with the Act, so we still must decide
whether these particular regulations conform to the Act’s purposes.

55a

floor debate are all silent on whether the Secretary may
add application specifications beyond those enacted in
sections 507 and 508.

The Secretary at one point refers us to the House
report’s discussion of section 501(b). This passage states,
in full: “Subsection (b) gives the Secretary up to 1 year
to promulgate regulations to implement the full regula-
tory program including technical requirements, permits
process[es], and procedures for submission of State pro-
grams.” H.R. Rep. No. 95-218, 95th Cong., 1st Sess.
62 (1977), reprinted in [1977] U.S. Cope Conca. & Ap.
NEws 593, 601. Once again, we do not believe this lan-
guage is clear at all. The single sentence appears in a
short summary of section 501 and simply describes sec-
tion 501(b) as giving the Secretary rulemaking power
for the “full regulatory program,” then lists specific
examples, It does not purport to define what the “full
regulatory program” and its limits are. To determine
what the Secretary may do in relation to “technical
requirements, permit process[es], and procedures for
submission of State programs,” as well as other areas,
one still must turn to the substantive provisions of the
Act that allocate authority between the Secretary and
state regulatory agencies. The Secretary, the parties
agree, is empowered to establish technical performance
standards.® Likewise, he clearly has full control over
the permitting process in two instances: mining on fed-
eral land, see Act § 523, 30 U.S.C. § 1273, and mining
in states that do not submit satisfactory regulatory pro-
grams, see id. § 504, 80 U.S.C. § 1254. We still must
decide how much further has authority over the per-
mitting process extends—in particular, how control over
permitting is allocated between the Secretary and the
state regulatory authority when the state wishes to as-
sume responsibility for mining within its borders.

6 See note 4 supra,

56a

III.

With no clear meaning arising from the language of
the Act itself or Congress’s discussion of it, we must look
more broadly at the Act’s purposes and structure to de-
cide which approach is more faithful to Congress’s overall
design. See, e.g., United States v. Bornstein, 423 U.S.
803, 310 (1976). Our examination indicates that Congress
intended to vest in the states primary regulatory and
decisionmaking authority and to place the Secretary in
an oversight role to ensure that the states provide some
minimal level of regulation and control. From there, we
conclude that the Act itself defines the minimum infor-
mation permit applications must contain and that the Sec-
retary’s authority in this area is limited to determining
whether the states have satisfied that minimum. With
this understanding, we hold that the Secretary lacks
power to demand that states require more information
from applicants than the Act itself spells out.

A.

Congress listed among the purposes of the Act a desire
to “establish a nationwide program to protect society and
the environment from the adverse effects of surface coal
mining operations... .” Act § 102(a), 30 U.S.C. § 1202
(a). It nonetheless found that due to variations in local
conditions, “primary governmental responsibility for de-
veloping, authorizing, issuing, and enforcing regulations
for surface mining and reclamation operations subject
to this Act should rest with the States... .” Jd. § 101(f),
30 U.S.C. § 1201(f). The federal government, of course,
“assist[s] the States in the development of State pro-
grams for surface coal mining and reclamation operations
which meet the requirements of the Act, and at the
same time, reflect local requirements and local environ-
mental and agricultural conditions ....” Jd. § 201(c)
(9), 830 U.S.C. § 1211(c) (9) (emphasis added). Accord,

57a

id. § 102(g), 30 U.S.C. § 1202(g). The overall structure
thus is one in which the Act will “be enforced by the
State[s] with backup authority in the Department of the
Interior.” H.R. REP. No. 95-218, supra at 57, reprinted
in [1977] U.S. CopE Conc. & AD. NEws at 595. See id.
at 129 (“primary regulatory authority” delegated to
states with “a limited Federal oversight role” in the en-
forcement program), reprinted in [1977] U.S. CODE
Conc. & AD. NEws at 661.

The Act’s allocation of authority reflects these aims.
Under an approved state program, the local regulatory
authority decides whether to issue permits for coal min-
ing. Act §510, 30 U.S.C. § 1260. The state authority
must operate within certain boundaries prescribed by
the Act, and its determination whether to grant a permit
request is reviewable im state courts, id. § 526(e), 30
U.S.C. §1276(e), but the Secretary is not involved in
this process.” Only if the state authorities subsequently
fail to enforce their local program may the Secretary
assume control of mining within that state, and he may
do so then only after following certain procedures in
which the state participates. Jd. §521(b), 30 U.S.C.
§ 1271(b). This scheme leaves broad discretion in state
officials while ensuring, through federal oversight, that
the minimum requirements of the Act are achieved.*®

7 While the bill that became the Surface Mining Act was pending,
Secretary of the Interior Ceci] K. Andrus wrote to Representative
Morris K. Udall, chairman of the House committee considering
the bill, and asked in part that his Department be given authority
to intervene in the permit process. See H.R. REP. No. 95-218, 95th
Cong., Ist Sess. 156 (1977) (letter from Sec’y Andrus to Rep.
Udall), reprinted in [1977] U.S. Cope Conc. & AD. News 593,
687. Congress apparently rejected this request.

8 The Secretary insists that he has left this discretion intact
through the so-called “state window” provision in the regulations.
This section allows states to propose alternatives that are “‘con-
sistent with the regulations” the Secretary has issue. 30 C.F.R.
§ 731.13(c) (1). The language of this provision, however, is decep-

58a

B.

Ordinarily, logic dictates that the entity vested with
the power to make a given decision implicitly is left with
the power to determine what information it needs to
make that decision. In the case of state regulatory au-
thorities, however, Congress wished to make sure that
the permit-granting entities would have adequate infor-
mation:

Experience has shown that without a through and
comprehensive data base presented with the permit
application, and absent analysis and review by both
the agency and by other affected parties based upon
adequate data, [this] judgment has often tradition-
ally reflected the economic interest in expanding a
State’s mining industry. Valid environmental factors
tend to receive short shrift. To meet this problem
the bill delineates in detail the type of information
required in permit applications in sections 507 and
508 and the criteria for assessing the merits of the
application in section 510.

H.R. Rep. No. 95-218, supra at 91, reprinted in [1977]
U.S. CopE Conc. & AD. NEwSs at 627 (emphasis added).
These informational specifications are the “minimum
uniform requirements” that all states must demand of
permit applicants. S. Rep. No. 95-128, 95th Cong., 1st
Sess. 53 (1977).

That Congress chose to mandate a minimum amount
of information in permit applications does not mean that

tively comforting. Elsewhere, the regulations define “consistent
with” as meaning “no less stringent than and meet[ing] the
applicable provisions of the regulations” the Secretary has issued.
Id. § 730.5(b). Thus, there is little room for states to maneuver.
The “window” would be more accurately described as a one-way
mirror.

59a

it intended to give the Secretary the power to require
even more information when he is not the permit-grant-
ing authority. Indeed, in a system that, as one of its
central goals, vests “primary governmental responsibil-
ity” in the states, it is more reasonable to construe sec-
tions 507 and 508 as carefully devised exceptions to the
general, commonsense proposition that the decisionmaker
is in the best position to decide what information it
needs. True, the Secretary is the federal official who
approves state programs, but the power to approve or to
reject state programs does not necessarily include the
power to specify the eriteria of decision. The Act goes
into unusually great detail in stating what a permit ap-
plication must contain. It also states in detail the factors
that must be present before the Secretary may approve
a proposed program. See Act § 503, 30 U.S.C. § 1253. A
construction that would allow the Secretary to expand
these requirements as he saw fit in effect would permit
him, by regulation, to take away the very discretion Con-
gress sought to vest in the states.* Like the camel stick-

® The Secretary argues that his construction of the Act deserves
considerable deference because his Department is the agericy Con-
gress has empowered to implement the Act. See, e.g., Whirlpool
Corp. V. Marshall, 100 S. Ct. 883, 890 (1980). Despite this gen-
eral rule, a court always remains free to reach its own conclusion
concerning what a particular statute means, FE. g., Skidmore v.
Swift, 323 U.S. 184, 139-40 (1944). In deciding how much defer-
ence to pay an agency’s interpretation, a court must look in part
to “the nature of [the agency’s] expertise.” Batterton v. Francis,
432 U.S. 416, 425, n.9 (1977). In this case, the question of whether
the Secretary may issue detailed regulations about what a permit
application must contain is “a narrow legal issue that is readily
susceptible of judicial resolution.” Consumer Prod. Safety Comm’n
v. GTE Sylvania, Inc., 48 U.S.L.W. 4658, 4662 (U.S. June 10,
1980). Moreover, the fundamental issue in the case before us is
whether Congress intended to vest in the Secretary discretion over
the contents of permit applications—in other words, whether Con-
gress intended to give him the very discretion on which he now

60a

ing his nose in the tent, the Secretary easily could take
over entirely. We will not construe a statute “in a man-
ner which runs counter to the broad goals which Con-
gress intended it to effectuate.” FTC v. Fred Meyer, Inc.,
390 U.S. 341, 349 (1968).

C.

Our decision does not mean that the Secretary plays
no role in the implementation of sections 507 and 508.
On the contrary, under the Act, he must refuse to ap-
prove any particular state’s proposed program if it ap-
pears inadequate to obtain the information sections 507
and 508 require of applicants. The Secretary may issue
interpretive rulings, if he so desires, clarifying what he
believes individual provisions of these two sections mean.
He also is free to recommend that state authorities adopt
application requirements more stringent than those
spelled out in the Act itself. Finally, if a state fails to
abide by its responsibilities under the Act, the Secretary

relies. Under these circumstances, we feel free to reach a decision
based on our own independent analysis.

For similar reasons, we must reject the Secretary’s reliance on
the Supreme Court’s decision in E£.J. du Pont de Nemours & Co.
v. Train, 480 U.S. 112 [9 ERC 1753] (1977). In du Pont, the
Court upheld the authority of the Administrator of the Environ-
mental Protection Agency to set precise, industrywide standards
for effluent emissions under § 301 of the Federal Water Pollution
Control Act Amendments of 1972, 33 U.S.C. § 3133 (1976). Those
regulations thus concerned the substantive performance standards,
which Congress clearly authorized the Administrator to set. The
regulations at issue in this appeal, however, do not relate to sub-
stantive environmental standards, over which we have assumed the
Secretary has complete control, see pages 7-8 and note 4 supra,
but to information that the permit-granting authority requires for
the application process. Furthermore, the language of the statute
in du Pont was far clearer in authorizing the Administrator of
EPA to set performance standards than is this Act concerning
the Secretary of the Interior’s power over application requirements.

6la

may enforce the Act against particular mines, see Act
§521 (a) (2), 30 U.S.C. §1271(a) (2), and, after fol-
lowing certain procedures, assume full authority for
issuing and enforcing permits within that state, see id.
§ 521(b), 30 U.S.C. §1271(b). Until such inadequate
enforcement appears, however, the Secretary’s actual
power to compel compliance with his wishes is limited to
approving state programs based on the criteria set forth
in the Act, see id. § 503, 30 U.S.C. § 1253, and to moni-
toring success through the federal inspection system, see
id. § 517, 30 U.S.C. § 1267.°

IV.

Congress intended states to assume the “primary gov-
ernmental responsibility” for enforcing the Surface Min-
ing Act. To ensure states would live up to this duty, the
Secretary of the Interior was given certain supervisory
power. We would turn Congress’s scheme on its head
were we to allow that supervisory authority to consume
state discretion and to reduce state power to a purely
ministerial implementation of a federally devised

program.

We realize, of course, that our construction of the Act
is the product of a general view of the distribution of
authérity Congress was trying to strike. Neither the
language of the statute itself nor its legislative history
has given us a clear path to take. Recent Senate activity
concerning these provisions, see S. 1403, 96th Cong., 1st
Sess, 125 Conc. Rec. S12350 (daily ed. Sept. 11,
1979), gives us some consolation, however, for we as-

10 Because we conclude that the regulations at issue violate the
Act, we do not reach Peabody’s contention that the Act, if it did
authorize the regulations, would violate the tenth amendment.

11 This bill in part would delete the language in § 503(a) (7)
of the Act, 30 U.S.C. § 1253(a) (7), that state laws and regula-
tions must conform with the Secretary’s regulations. See note 3

62a

sume that Congress will correct our decision if it dis-
agrees or will change the scheme it enacted if it now
believes another approach would be more satisfactory.

For the foregoing reasons, the judgment of the district
court is reversed and the case is remanded with instruc-
tions that the regulations be remanded to the Secretary
for further consideration in light of this opinion.

It is so ordered.

MACKINNON, Circuit Judge: In concurring with
Judge Tamm’s opinion I am impressed with the fact that
to allow the Secretary’s overly comprehensive regulations
to stand would as a practical matter operate to stifle the
activity of all the states in their handling of local prob-
lems. The regulations in effect smother practically all
local initiative. That was not the intent of Congress.
Thus, the Congressional intent is violated in an unusual
way.

I am also unconvinced that the time restraints under
which the Act must be implemented, presents a valid
argument for construing the Act to vest an all encom-
passing power in the Secretary. Congress may well have
acted unreasonably and in an impractical manner in fix-
ing the date for original compliance. This has happened
on other occasions. Such mistaken time estimates, how-
ever, are not a valid or logical reason for construing an
Act, against its terms, just so a quick, albeit shoddy,
compliance with legislative intent, can be effectuated.

supra. The bill passed the Senate wn September 11, 1979. See 125
Conc. REc. 812387 (daily ed. Sept. 11, 1979). No action has been
taken in the House.

63a

HAROLD H. GREENE, District Judge, dissenting: Like
the majority, I believe that the language of the Surface
Mining Act and its legislative history are not without
ambiguity,’ and for that reason I agree with much of
the court’s analysis. However, in my view the broad
purposes of the statute would most faithfully be effectu-
ated by a construction which upholds the authority of
the Secretary to issue minimum information regulations.

I

The Surface Mining Act was enacted in the Fall of
1977 for the primary purpose of establishing a ‘“nation-
wide program to protect society and the environment
from the adverse effects of coal mining operations.” Sec-
tion 102(a). The Congress was “mindful of past failures
on the state level” (H.R. Rep. 95-281, 95th Cong., Ist
Sess., p. 85) and the fact that, “[wjhile a number of
States do have surface mining reclamation programs,
regulation of surface coal mining is not uniform, and in
many instances is inadequate” or not fully enforced. S.
Rep. No. 95-128, 95th Cong., Ist Sess., pp. 49-51.

In order to deal with this problem a “national system”
was being created, to include administrative, environmen-
tal, and enforcement standards for regulatory programs
to be administered by the states. House Report p. 57.
Such a system was deemed essential if the environmental
purposes of the law were to be achieved instead of being
thwarted through economic competition among the states
by means of the adoption of low environmental stand-
ards. Section 101(g); Union Carbide Corp. v. Andrus,
—— F.Supp. ——, 18 ERC 1481, 1492-96 (S.D. W.Va.
1979). The legislators expected “that Federal regulations
promulgated under the Act will fully implement the envi-
ronmental performance standards.” House Report p. 85.

1 Nevertheless, again like the majority, I think they are of some
assistance to us.

64a

Members of the Senate who were opposed to the bill
which became the Surface Mining Act expressed concern
about the concept of federal regulatory oversight over
state programs. They argued * that

[a]s the bill is written a state will either have to
choose to have a ‘Federal’ program regulating all
surface mining within a state, or a ‘State’ program
which is drafted pursuant to the rules and regula-
tions promulgated by the Secretary of Interior. State
participation in this regulatory process is illusory
since the state would not have the flexibility to influ-
ence the substance.

Some of the members of the Senate Committee on En-
ergy and Natural Resources proposed a third option:
adoption by the states of the reclamation standards, the
“core provisions” of the bill, subject to federal monitor-
ing of the effectiveness of state enforcement. An amend-
ment embodying that option did not pass,® and it is not
unreasonable to interpret this congressional rejection of
the minority proposals as some evidence that the Con-
gress supported the concept of state programs conforming
to rules and regulations issued by the Department of the
Interior. The construction adopted by the court seems to
me to be inconsistent with the overall policy approach em-
bodied in the legislation and to go a considerable distance
toward adopting the alternative Congress rejected.

II

Two types of statutory provisions enable the Depart-
ment of the Interior to carry out these general pur-
poses—the Secretary’s gen

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_2066%3A2. Public record. Not legal advice.
