# Opposition — Piper Aircraft Co. v. Reyno

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition
- **Published:** January 1, 1982
- **Citation:** 454 U.S. 235

## Text

Supreme Court, U. S. bi,
FILED
)
No. 80-883 (Hartzell) EC 29 1960
No. 80-848 (Piper) MICHAEL RODAK
IN THE a.Gm

Supreme Court of the United States

October Term, 1980

HARTZELL PROPELLER, INC., a Corporation,
and

PipER AIRCRAFT COMPANY, a Corporation,
Petitioners,

vs.

GAYNELL REYNO, as Personal Representative of the Estates
of William Fehilly, Liam Stewart Fehilly, William James
McDougall Storm, David Vincent Moran and Peter

Cunningham Scott,
Respondent.

Opposition to Petitions for Writ of Certiorari
to the United States Court of Appeals
for the Third Circuit.

DANIEL C. CATHCART,
1801 Avenue of the Stars, Suite 810,
Los Angeles, Calif. 90067,
(213) 553-6630.
Counsel of Record for Respondent
GAYNELL REYNO, etc.
MAGANA, CATHCART,

McCarRTHY & PiERRY,
MICHAEL D. Moor-
HEAD,
Of Counsel.

Parker & Son, Inc., Law Printers, Los Angeles. Phone 724-6622

Question Presented.

Was the decision of the United States Court of Appeals
for the Third Circuit prejudicial to Petitioners and disruptive
of federal law, such that this Court must intervene to reverse
that decision?

TABLE OF CONTENTS
Page
Question Presented ..............ccceeeseeneeneeeeeeererenees i
Statement of the Case ..........:ccccceeeeeceeeeeeeeeeenenees 1
APQUMENE ...........00eeeeeceecssecceneanerenensensreneeeeees 4
CONCHUSION ......ccrevcssevccccscececescceceveseeeeeenecesess 10

TABLE OF AUTHORITIES

Cases Page

Data General Corp. v. Skinner, 438 F.Supp. 901 (Del.
SORT aaaieheivecncauhdectadcgbighaccssbnessAgsddtweescscwasss

DeMateos v. Texaco, Inc. , 562 F.2d 895 (3d Cir. 1977),
cert. den. 435 U.S. 904 (1978) ................. 3; 6,

First Nat. City Bank v. Nanz, Inc., 437 F.Supp. 184
SRRNESIEY, PUEDE BoA wcihaseipvaneciccayendecnseevecsccess

Fitzgerald v. Texaco, Inc., 521 F.2d 448 (2d Cir. 1975),
cert. den. 423 U.S. 1052 (1976) ..........ccceceees 6,

Gulf Oil Corp. v. Gilbert, 330 U.S. 501 (1974) ... 8,
Hoffman v. Goberman, 420 F.2d 423 (3d Cir. 1970)

Koster v. Lumbermens Mutual Casualty Co. , 330 U.S.
REED Get nceGiv Us vnsdinncnenmustpadeeriesnenad4eecceees

National Super Spuds, Inc. v. New York Mercantile
Exchange, 425 F.Supp. 665 (D.C.N.Y. 1977) ......

Reyno v. Piper Aircraft Co., 630 F.2d 163 (3d Cir.
BEE han inb tags cedehteantetabadensbadgheesscaeabe 4, 5, 8,

Schertenleib v. Fraum, 589 F.2d 1156 (2d Cir. 1978)

Thomson v. Palmieri, 355 F.2d 64 (2d Cir. 1966) ....
Top Form Mills v. Sociedad Nationale Ind., Etc., 428

F.Supp. 1237 (S.D.N.Y. 1977) .......cccceeseeeeeeeees

Van Dusen v. Barrack, 376 U.S. 612 (1964) ....... » F
Statute

United States Code, Title 28, Sec. 1404(a) ...... 2, 5,

10

10

No. 80-883 (Hartzell)
No. 80-848 (Piper)
IN THE

Supreme Court of the United States

October Term, 1980

HARTZELL PROPELLER, INC., a Corporation,

and

PipER AIRCRAFT COMPANY, a Corporation,

Petitioners,
VS.

GAYNELL REYNO, as Personal Representative of the Estates
of William Fehilly, Liam Stewart Fehilly, William James
McDougall Storm, David Vincent Moran and Peter
Cunningham Scott,

Respondent.

Opposition to Petitions for Writ of Certiorari
to the United States Court of Appeals
for the Third Circuit.

Statement of the Case.

On July 27, 1976, a Piper Model TA-23 aircraft crashed
near Talla, Scotland. There were no witnesses to the aircrash
itself and all aboard were killed on impact. Although some
inconsistencies remain regarding the cause of the aircrash,
it has become clear that prior to the crash an engine and
resulting propeller malfunction occurred. Plaintiff below,
the personal representative of the heirs of the deceased pas-
sengers on the plane, has therefore asserted various claims

aes

arising out of the crash based on strict products liability and
negligence against the defendants.

The defendants herein are both incorporated and conduct
business almost exclusively within the United States. The
aircraft which crashed was manufactured in the United
States, and the plaintiff was before the honorable courts of
the State of Pennsylvania precisely because of defendants’
prior insistence, in the context of formal motions, that said
state represents the most appropriate forum for the resolution
of this dispute.

The initial action for damages was filed in 1977 in the
Los Angeles, California Superior Court. Subsequently, de-
fendant PIPER AIRCRAFT COMPANY and another de-
fendant, later dismissed, (AVCO LYCOMING ENGINE
GROUP), filed a Petition for Removal to the United States
District Court of the Central District of California. That
petition was granted.

Petitioner HARTZELL thereafter filed a Motion to Dis-
miss for lack of in personam jurisdiction and for a transfer
pursuant to 28 U.S.C. $1404(a) to the Court of Pennsyl-
vania. In September 1977, Petitioner PIPER filed a Motion
to Dismiss for failure to state a claim upon which relief may
be granted and to strike the plaintiff's claim for punitive
damages.

In November, 1977, a motion was filed by PIPER for
transfer under 28 U.S.C. $1404(a) to the United States
District Court for the Eastern District of Pennsylvania. The
request to transfer the case to the Eastern District was sub-
sequently discovered to be inadvertent and when the court
granted the motion to transfer, the Order stated that the
matter was actually to be taken in the Middle District of
Pennsylvania.

ae

The action was then commenced for a third time in Penn-
sylvania. There followed motions by Petitioner HARTZELL
for dismissal on the ground of forum non conveniens, and
by Petitioner PIPER for Judgment on the Pleadings or for
Summary Judgment.

On October 19, 1979, the Court, after lengthy filings
from all parties pursuant to the above motions, ordered the
action dismissed on the ground of forum non conveniens,
conditioned upon defendants’ submission to the jurisdiction
of the courts of Scotland, and their waiver of any statute
of limitations defense in that country.

Subsequently, plaintiff REYNO appealed from the judg-
ment of the District Court to the United States Court of
Appeals for the Third Circuit. On July 24, 1980, that Court
reversed the District Court, and on August 27, 1980, denied
HARTZELL’s Petition for a rehearing en banc. Thereafter,
both HARTZELL and PIPER filed the within Petitions for
Writs of Certiorari.'

' herein, for the convenience of the Court and the parties,
to both petitions with this single opposition.

idles

ARGUMENT.

A thorough reading of both of the petitions submitted
herein indicates that Petitioners have too narrowly construed
the opinion of the U.S. Court of Appeals for the Third
Circuit, so as to lend to it an interpretation which revolves
solely around the issues of the prospective result of the
application of one forum's law over another and the plain-
tiff’s choice of forum.

Respondent respectfully submits that the analysis made
by the Court of Appeals was pervasive and thorough, and
clearly not limited to the two factors which Petitioners have
elected to bring to the attention of this Court.

WAS THE DECISION OF THE UNITED STATES
COURT OF APPEALS FOR THE THIRD CIRCUIT
PREJUDICIAL TO PETITIONERS AND DISRUP-
TIVE OF FEDERAL LAW, SUCH THAT THIS
COURT MUST INTERVENE TO REVERSE THAT
DECISION?

Petitioners have demonstrated an overriding concern with
the proposition that the Court of Appeals placed undue em-
phasis on the less favorable aspects of Scottish liability laws
as they would apply in this matter, as opposed to the more
liberal American law of products liability which would be
applied in the U.S. District Court in Pennsylvania. The
Court of Appeals reversed the District Court and held that
a dismissal by the American court would result in a change
of applicable law, the very prospect of such a change and
its consequences thereby precluding dismissal. The court
noted as follows:

Even under the district court’s hale of law analysis

. it is apparent that the dismissal would work a
change in the applicable law so that the plaintiff's strict
liability claim would be eliminated from the case. But
this Court has held that a dismissal for forum non

sil

conveniens, like a statutory transfer, should not, de-
spite its convenience, result in a change in the appli-
cable law. Only when American law is not applicable,
or when the foreign jurisdiction would, as a matter of
its own choice of law, give the plaintiff the benefit of
the claim to which she is entitled here, would dismissal
be justified.’

This holding was initially enunciated in DeMateos v.
Texaco, Inc.’ which reflected the landmark decision of Van
Dusen v. Barrack’ by this Court that a transfer under 28
U.S.C. §1404(a) should not work a change in applicable
law as determined by the transferor court.

The DeMateos court held that the ‘‘principle is no less
applicable to a dismissal on forum non conveniens grounds.’’*

Summarily, and without any support whatsoever for its
contention, Petitioner HARTZELL stated in footnote 25 at
page 7 of its Petition that ‘‘[t}he stance taken in DeMateos
is the result of misapplication of the principle of Van Dusen
v. Barrack’’. This conclusion is unwarranted, especially in
view of the fact that Van Dusen took up the matter of
prejudice to a plaintiff, and held that the ruling of the District
Court below

assumed that transfer to a more convenient forum may
be granted on a defendant’s motion even though that
transfer would seriously prejudice the plaintiff's legal
claim.°

The Van Dusen decision also went on to state:

Although in the present case the contentions concern
rules relating to capacity to sue and damages, in other

‘Reyno v. Piper Aircraft Co., 630 F.2d at 163-164 (3d Cir. 1980).
‘$62 F.2d 895, 899 (3d Cir. 1977), cert. den. 435 U.S. 904 (1978).
“376 U.S. 612, 626-43 (1964).

*$62 F.2d at 899.

°376 U.S. at 627.

tines

Although in the present case the contentions concern
rules relating to capacity to sue and damages, in other
cases the transferee forum might have a shorter statute
of limitations or might refuse to adjudicate a claim
which would have been actionable in the transferor
State. In such cases a defendant’s motion to transfer
would be tantamount to a motion to dismiss.’

This Court concluded that the potential prejudice to the
plaintiff therein was so substantial as to require review of
the assumption that a change in state law is permissible
under a 28 U.S.C. §$1404(a) transfer, stating that

There is nothing ... in the language or policy of
$1404(a) to justify its use by defendants to defeat the
advantages accruing to plaintiffs who have chosen a
forum which, although it was inconvenient, was a

proper venue."

Both Petitioners contend that DeMateos, in addition to
being a misapplication of federal law as enunciated by this
Court, also conflicts sorely with the position on this issue
of the Court of Appeals for the Second Circuit, and rely on
Fitzgerald v. Texaco, Inc.” in support thereof. Petitioners’
reliance is misplaced.

Fitzgeraid concerned a maritime collision off the Dover
Straits of England. The only connection with the U.S. in
this matter was that a Delaware corporation (Texaco, Inc.)
owned all of the stock of the foreign company which owned
(but did not manage) the vessel, and was also the thrice
removed owner of the foreign company (TOT) which man-
aged the vessel." Other than such a tenuous link with
America, this case had absolutely no connection with the
United States courts, and the Court therein was justified in

"376 U.S. at 629-30.

"376 U.S. at 633-34.

°§21 F.2d 448 (2d Cir. 1975), cert. den. 423 U.S. 1052 (1976).

"This is obtained from DeMateos v. Texaco, Inc., 562 F.2d
895 (3d Cir. 1977).

ae, ae

holding that England was by far the more convenient forum.
The decisive factors were far more compelling in that case
than in the present one, including the fact that there were
witnesses to the collision itself, and those witnesses resided
in England.

In addition, not one individual resident of the United
States could be shown to have any responsibility for the
events surrounding the collision. In the present case, an-
tithetically, there has been posited by plaintiff strict liability
on the part of two domestic corporations, with no interven-
ing causative organizations or individuals. Therefore, all
the witnesses and documentary evidence relating to the
plaintiff's claims reside in the United States and near the
Pennsylvania forum. These include witnesses and docu-
ments on the design, manufacture, testing, certification and
approval of the aircraft. Petitioners’ therefore, have asserted
a conflict which Respondent submits does not really exist,
since it might be hypothetically assumed that the Second
Circuit, given the extensive contacts between the matter
extant and the United States, would resolve the question in
the same manner as the Third Circuit. Rhetorical though the
question may at present be, the fact of the extensive analysis
by the Third Circuit panel remains to discredit the conflict
between the Circuits as alleged by Petitioners, and Peti-
tioners have completely neglected the extensive balancing
of factors undertaken and completed herein by the Third
Circuit Court. Furthermore, this Court has to date declined
to comment on such an alleged discrepancy between the
Circuits'' without the resulting confusion of federal law
which Petitioners so strenuously fear.

"Certiorari was denied in DeMateos v. Texaco, Inc. at 435 U.S. 904
(1978); Certiorari was ~Riseaasad denied in Fitzgerald v. Texaco, Inc.
at 423 U.S. 1052 (1976).

Petitioners also expressed grave concern over the pur-
portedly undue weight given by the Third Circuit to the
plaintiff's choice of a forum, one of the factors enumerated
in Gulf Oil Corp. v. Gilbert'® to be weighed by courts faced
with forum non conveniens dismissal issues.

It must be reiterated at the outset that this concern on the
part of Petitioners reflects a narrow interpretation of the
actual balancing of many factors carried out by the Court
of Appeals. The Court’s opinion clearly demonstrates an
almost overly thorough analysis of every single element
outlined in the Gilbert case,'’ and Petitioners’ respective
analyses have unnecessarily and unjustifiably narrowed the
parameters of the forum non coveniens doctrine.

It is well established that a plaintiff's choice of forum,
given proper venue, is rarely to be disturbed in the absence
of a compelling showing that a defendant, by being taken
to trial in that forum, will be vexed, harassed, and subject
to such undue burden so as to violate all notions of fairness
in the trial process."

Further, after the balancing process is carried out pursuant
to Gilbert, the trial court must find the result more than
mefely leaning in favor of the defendant; such result must
be strongly in favor thereof. In the absence of such an
outcome, the plaintiff's choice of forum is not to be dis-
turbed,'® and both Petitioners have failed to demonstrate
that the balance is strongly in their favor or that they would
suffer undue hardship and prejudice if put to trial in the
United States. Rather, as Respondent maintained before the

"330 U.S. 501 (1947).

"Reyno v. te e§ Aircraft Co., 630 F.2d at 159-171. It should be
noted that pp. 163-171 primarily concern the Court's choice of law
discussion.

“Koster v. Lumbermens Mutual Casualty Co., 330.U.S. 518 (1947).

°330 U.S. at 508.

Sei

Court of Appeals, Petitioners would merely have this Court
exchange the convenience of Respondent in the prosecution
of this matter for that of their own, all the while ignoring
the major contacts between the accident herein and the site
of the tortious conduct by Petitioners.

Respondent would also respectfully remind this Court
that not only has the U.S. been chosen as a forum by her,
but it was previously strenuously argued by Petitioners in
California as a convenient forum as well.'®

Further, the inescapable fact remains that both Petitioners
reside and do business almost exclusively in the United
States, and cases were cited by the Third Circuit in support
of the proposition that suit brought in a forum which not
only represents the plaintiff's choice, but also the residence
of the defendant, weighs heavily against dismissal."’

In Top Form Mills v. Sociedad Nationale Ind., Etc.,"* the
Court was faced with much the same situation as the one
extant, the party seeking a forum non conveniens dismissal
urging that trial would more suitably be held in Italy. The
court rejected this contention, noting:

The fact that witnesses located in Italy may have to be
called here to testify at some expense and inconveni-
ence similarly does not compel dismissal. Trial in Italy
would require [the responding party] to shoulder the
equally onerous burden of transporting its witnesses
to that country . . . and [re Italian witnesses] if nec-
essary examination in Italy by letters rogatory may be
possible."

"*Reyno v. Piper, 630 F.2d at 156.

"Ibid., at 12, citing Schertenleib v. Fraum, 589 F.2d 1156, 1164
eo ng 1978); Hoffman v. Goberman, 420 F.2d 423, 426-27 (3d Cir.
1970).

"428 F.Supp. 1237 (S.D.N.Y. 1977).
"428 Lage “hg 1253. See also Thomson v. Palmieri, 355 F.2d 64,
66 (2d Cir. 1966).

cia

Finally, with respect to nearly every other Gilbert factor,
it may be seen that the balance was carefully considered by
the Court of Appeals and found to lean heavily in favor of
Respondent herein. Petitioners below failed to meet the
substantial respective burdens required of them to show that
the relevant factors of convenience weigh clearly in their
favor.” For Petitioners now to assert that the Court of Ap-
peals inappropriately limited its consideration to that sin-
gular factor dealing with the weight to be given the plain-
tiff’s choice of a forum, represents an erroneous
circumscription of the Court of Appeals’ decision.

Conclusion.

Because of the assertion of a false conflict by Petitioners,
and because of the narrow construction given by them to
the decision of the Third Circuit, Respondent respectfully
prays that the within Petitions for Writs of Certiorari be
denied.

Respectfully submitted,
MICHAEL D. MOORHEAD,

Counsel of Record for Respondent
GAYNELL REYNO; etc.
MAGANA CATHCART,

McCARTHY & PIERRY,
MICHAEL D. Moor-
HEAD,
Of Counsel.

*Data General Corp. v. Skinner, 438 F.Supp. 901 (Del. 1977);
National Super §; , Inc. v. New York Mercantile Exchange, 425.
F.Supp. (D.C.N.Y. 1977); First Nat. City Bank v. Nanz, Inc., 437
F.Supp. 184 (D.C.N.¥. 1975).

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_1910%3A03. Public record. Not legal advice.
