# Petition — CARL A. COLLINS v. ARKANSAS (No. 80-6623)

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1980

## Text

IN THE
SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1980

no. SA- L073

CARL ALBERT COLLINS........+- ««..-PETITIONER
Vv.
STATE OF ARKANSAS....-+2-ee+e+s +» « «RESPONDENT

ON WRIT OF CERTIORARI TO THE
SUPREME COURT OF ARKANSAS

PETITION FOR WRIT OF CERTIORARI

LESSENBERRY & CARPENTER
807 West Third Street

| Alexander L. Stevas, Clerk I

Little Rock, Arkansas 72201

(501) 372-4040

COUNSEL FOR PETITIONER,
pro hac vice

TABLE OF CONTENTS

QUESTIONS PRESENTED. .ccccccccsccccccsccecccccesccccooed
OPINIONS ine. 2. cub od csten subas tlecesccensaseeenee
CONSTITUTIONAL PROVISIONS & STATUTES.....--+eeeeeeeeeeid
STATEMENT OF THE an a a og waa eee ae
REASONS FOR GRANTING THE WRIT. ....eeeeeeeeeereccceseeed

I. PETITIONER WAS DENIED HIS SIXTH AND. FOUR-

TEENTH AMENDMENT RIGHTS TO EFFECTIVE ASSIS-

TANCE OF COUNSEL AT THE GUILT PHASE AND PEN-

-ALTY PHASE OF HIS CAPITAL MURDER TRIAL.....---+-++4

Il. THE FAILURE OF THE SUPREME COURT OF

ARKANSAS TO PERMIT COLINS AN EVIDENTIARY

HEARING TO FULLY DEVELOP HIS CLAIM OF

INEFFECTIVE ASSISTANCE OF COUNSEL DENIED

HIM MEANINGFUL REVIEW AS GUARANTEED BY THE

DUE PROCESS CLAUSE OF THE FOURTEENTH AMEND-

MENT... eeneeee A RE ae ane | PRES Oo ee
COLSTON ER ca cinco cause es tesedeweeheneencstteueeesegee
CERTIFICATE OF BOOUEOR. os ccc ccocccGscat ntccuecdoseeeeyee
CERTIFICATE OF MAILING. ...scececececcensecccesccecsee eal
APPENDIX

A. Collins''v. State, Ark. , 611 S.W.2d 182
(February 2, 1981)

B. Collins Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977)

C. Swindler Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977)

D. Swindler v. State, Ark. F S.W.2d
(April 20, 1981)

1

a ee

TABLE OF AUTHORITIES

CASES:
Beck v. Alabama, e.s. , 65 L.Ed.2d 392 (1980)....+-..8,15

Case Vv. Nebraska, 381 U.S. 336 LUSESY CdSe ccccceupesvccescekapnl

Collins v. State, 259 Ark. 8, 531 S.W.2d 13 (1975),
judgment vacated, 429 U.S. 966 (1976), aff'd,
261 Ark. 195, 548 S.W.2d 106 (1977), cert.
denied, 434 U.S. 878 (1977), rehearin denied,
434 U.S. 977 (1977), Ark... 611 S.W. 2a
182 (February 2, 1981)..c.ceccccccevscvecccescevesessseddy 2,
9,14,15

Douglas v. Alabama, 380 U.S. HAG. cic s bicnasoUbn be euvenseene

Fay v. Noia, 372 U.S. || eee, Sane ene: my Fann ree A rs

Gardner Ve Florida, 430 U.S. DAD(LGTTD occ ccteccecccdodsesepee

Gideon v. Wainwright, 372 U.S. B3ISAL9E3) co cevocccecsescecss®

Henry v. Mississippi, 379 U.S. O09 s dcdcd 6aass 0 tbeeeeteneae

Hovey v. Superior Court of Alameda County,
Cal.3d ’ P.2d ,168 Cal.Rptr.

128 (August 28, L980} . sews eeeeees ee | ne a hin Sem eee

Mooney v. Holohan, 294 U.S. SODELOIS).. o cccvadsgetescsanusen

Neal v. State, 270 Ark. 442, 605 S.W.2d 421(1980).......-.16

Palmer v. Ashe, 342 U.S. 134 CLOS2) vcccscccstcasesncagetns vem

Powell v. Alabama, 287 U.S. 45 LAGOS). srececceganekeeeaane

miaes ww. Ganeaith 439 0.8. Ub. (LOPODs sss scces asus taneeeee

Sublett Vv. Adams, 362 U.S. 143 (ROBE) 6.06030 008086e%0e8s bee

Swindler v. State, Ark. , S.W.2da
(April 20, TUEb ca vccocseeeeccnebhewbeeshenene¥ees seen

Turner v. Louisiana, 379 U.S. 466 LLOGBL i ceccdesnvictacvee

Voyles v. Watkins, 489 F.Supp. 901(N.D.Miss. 1980) ...+%--10

Westbrook v. State, Ark. ,580 S.W.2d 702(1979)...+-++7

Wilde Vv. Wyoming, 362 U.S. 607 (1960) .cvcececd és seeevecae

In re Winship, 397 U.S. 358 C1970) dc cuieeenecapesdstdenheue

Witherspoon v. Illinois, 391 U.S. 510 (1968) .ccccvcccceeef

Woodard v. State, 261 Ark. 895, 553 S.W.2d 259(1977).....10

STATUTES:

Ark.Stat.Ann. 39-108 (Supp. POTO) ccvcccccdececvesacescooges
Ark.Stat.Ann. 41-2204 (Repl. LOCA) cccccsccngececesccocceel eae

Ark.Stat.Ann. 41-4701 (Supp. SOV) schecccccedocsctenccen gee
--[Act 438 of 1975]

mule 37.1, AcR-Crim.P. (Repl. 1977) .csessccscececesesceeedde ld sé
Rule 37.2, A.R.Crim.P. (Repl. SBOP cs dear bees bieeeteunen
CONSTITUTIONAL PROVISIONS:

Sixth Amendment, United States Constitution...esescceeeeedd
Eighth Amendment, United States Constitution....seseeeeeedd

Fourteeneth Amendment, United States Constitution........-ii

OT ae

22>

Pree Oe Fe ee Le ee

_—- wee SA

IN THE
SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1980

NO.
CARL ALBERT COLLINS.....+-+++++++++PETITIONER
Vv.
STATE OF ARKANSAS....++++++ee++0++ RESPONDENT

ON WRIT OF CERTIORARI TO THE
SUPREME COURT OF ARKANSAS

PETITION FOR WRIT OF CERTIORARI
TO THE SUPREME COURT OF ARKANSAS

Petitioner, Carl Albert Collins {hereafter Collins],
a prisoner under sentence of death, petitions for a writ
of certiorari to review the denial of post-conviction

relief by the Supreme Court of Arkansas.

QUESTIONS PRESENTED

1. Whether petitioner was denied his Sixth and
Fourteenth Amendment rights to effective assistance of
counsel at the guilt phase, and the penalty phase, of
his capital murder trial.

2. Whether the failure of the Supreme Court of
Arkansas to permit an evidentiary hearing to fully devel-
of petitioner's claim of ineffective assistance of counsel
denied him meaningful review of the sentence as guaranteed

by the Due Process Clause of the Fourteenth Amendment.

OPINIONS BELOW

The opinion of the Supreme Court of Arkansas denying
Collins permission to proceed under Rule 37, A.R.Crim.P.

(Repl. 1977), is reported at Collins v. State, Ark. ’

611 S.W.2d 182 (February 2, 1981). A copy of the original
opinion is attached as an exhibit herewith.

JURISDICTION

The opinion of the Supreme Court of Arkansas denying
Collins permission to proceed under Rule 37, A.R.Crim.P.
(Repl. 1977), was rendered on February 2, 1981. This
Courts jurisdiction is invoked under 28 U.S.C. § 1257 (3),
with Collins asserting here and having asserted below,

a deprivation of rights secured by the Constitution of
the United States. |

CONSTITUTIONAL PROVISIONS AND STATUTES INVOLVED

Sixth Amendment, United States Constitution:

In all criminal prosecutions, the accused shall
enjoy the right to a...trial, by an impartial
jury...and to have the assistance of counsel
for his defense.

Eighth Amendment, United States Constitution:
Excessive bail shall not be required, or excess-
ive fine imposed, nor cruel and unusual punish-
ments inflicted.

Fourteeneth Amendment, United States Constitution:

[N]or shall any State deprive any person of life,
liberty, or property, without due process of law....

Arkansas Rules of Criminal Procedure:
Rule 37.1 Scope of Remedy
A prisoner, in custody under sentence of a circuit

court and whose case was not appealed to the Supreme
Court, claiming a right to be released, or to have a

= 4i -

new trial, or to have the original sentence modified
on the ground:

(a) that the sentence was imposed in violation of
the Constitution and laws of the United States or

_ this state; or
(b) that the court imposing the sentence was without
jurisdiction to do so; or

(c) that the sentence was in excess of the maximum
authorized by law; or

(d) that the sentence is otherwise subject to colla-
teral attack; may file a verified motion at any

time in the court which imposed the sentence, praying
that the sentence be vacated or corrected.

\
Rule 37.2 Commencement of Proceedings: Pleadings:
Permission of Supreme Court Following
Appeal.

(a) If the conviction in the original case was
appealed to the Supreme Court, then no proceedings
under this rule shall be entertained by the circuit
court without prior permission of the Supreme Court.

(b) All grounds for relief available to a prisoner
under this rule must be raised jn his original or
amended petition. Any grounds not so raised or

any grounds finally adjudicated or intelligently «+
and understandingly waived in the proceedings which
resulted in the conviction or sentence or in any
other proceedings that the prisoner may have taken
to secure relief from his conviction or sentence
may not be the basis for subsequent petition.

STATEMENT OF THE CASE

Collins was convicted of capital felony murder on
December 4, 1974, pursuant to an information charging
that he had killed a man, injured his wife, and stolen
a truck and some money. The State alleged that this
was murder during the course of a robbery under Act 438
of 1975. After trial by jury, Collins was sentenced

to death by electrocution. His conviction and sentence

were affirmed by the Supreme Court of Arkansas. Collins
v. State, 259 Ark. 8, 531 S.W.2d 13 (1975), judgment

vacated, Collins v. Arkansas, 429 U.S. 966 (1976), aff'd,

Collins v. State, 261 Ark. 195, 548 S.W.2d 106 (1977),

cert. denied, 434 U.S. 878 (1977), rehearing denied,

434 U.S. 977 (1977).

Collins was without counsel after this point. Present
counsel was later obtained to begin post-conviction remedies
available to Collins. After having first been denied
by the Supreme Court of Arkansas, Collins was able to
obtain a copy of the transcript of his voir dire examination.
This was provided in October, 1980, and a Petition for
Permission to Proceed Pursuant to Rule 37, A.R.Crim.P.

(Repl. 1977), was filed in December 19, 1980, Under

Rule 37, Collins sought an evidentiary hearing to develop
the issues raised from a review of the record in his
case.

Unless granted permission to proceed to the trial
court for an evidentiary hearing, state post-conviction
remedies are ended with a denial of a petition for per-
mission to proceed. Collins request was denied and it
is from that denial that this petition is being filed.

Collins v. State, Ark. , 611 S.W.2d 182 (February

2, 1981).

In his petition to the Supreme Court of Arkansas,
Collins assigned as error the following grounds that
were not raised during direct appeal because they dealt
with whether he had received effective assistance of

counsel:

\

Se ee et
2 =

(a) The use of a-law enforcement officer/witness
as a bailiff or security guard during the course of the
trial, and the failure of counsel to object to this pro-
cedure;

(b) The action of the trial court in excusing for
cause certain jurors without having first let Collins
voir dire them to determine if there was a cause basis,
and the failure of counsel to object to this procedure;

(c) The action of the trial court in not holding
an individual, sequestered voir dire in death-qualifying
the jury, and the failure of trial counsel to object
to this procedure;

(d) The failure of the trial court to instruct the
jury on all lesser included offenses, including that
of murder in the first degree, and the failure of trial
counsel to object to this procedure;

(e) The failure of trial counsel to attempt to re-
habilitate a juror excluded because of opposition to
the death penalty;

(f) The failure of trial counsel to put on any evi-
dence in mitigation of the death penalty or to determine
that such evidence was available;

(g) The failure of trial counsel to object to the
instructions during the penalty phase of the trial that
were contrary to Arkansas law, and that placed the burden
of proof on Collins us to mitigation outweighing aggra-

vating circumstances and the death penalty.

In denying the petition the Supreme Court of Arkansas

stated that nothing in the record indicated that the
above constituted error, or that the failings of trial

counsel were legitimate tactics and not ineffectiveness.

- 3-

Since the Supreme Court of Arkansas stated that the factual
questions raised were mere conclusion, and denied Collins

a hearing in order to develop fully the factual bases
presented, Collins was denied meaningful review of his
claim for post-conviction relief. From this denial,

this petition for writ of certiorari follows.

REASONS FOR GRANTING THE WRIT

I. PETITIONER WAS DENIED HIS SIXTH AND FOURTEENTH AMEND~-
MENT RIGHTS TO EFFECTIVE ASSISTANCE OF COUNSET. AT THE
GUILT PHASE AND PENALTY PHASE OF HIS CAPITAL MURDER
TRIAL.

This Court decided the case of Presnell v. Georgia,

\

439 U.S. 14 (1978). In vacating the judgment there on

procedural grounds, the Court declared that:

...fundamental principles of procedural fair-
ness apply with no less force at the penalty
phase of a trial in a capital case than they
do in the guilt-determining phase of any
criminal trial. Cf. Gardner v. Florida, 430
U.S, 349.

Collins contends that this principle should also apply
in reviewing a death penalty to determine if a defendant
has received effective assistance of counsel at either
the guilt, or the penalty, phase of a capital trial.

This Court has long held that the Sixth Amendment,
through the Due Process Clause of the Fourteenth Amendment,
guarantees a defendant of effective assistance of counsel.

Gideon v. Wainwright, 372 U.S. 335 (1963); Powell v..

Alabama, 287 U.S. 45 (1932). If a defendant is not granted

effective assistance of counsel because counsel did not

appreciate, or failed to make proper objections, to improper

material or evidence being presented to the jury, then
a death penalty rendered under such conditions should

not stand.

_

wv

Carl Albert COLLINS, Petitioner, |
y
STATE of Arkansas, Reapondent
No. CR 75-110
Supreme Court of Arkansas

.
Feb. 2, 1981

Defendant, who was convicted of cay
tal felony-murder and sentenced to deat
by electrocution, filed petition for pern
sion to proceed under rule governing poo

COLLINS v. STATE ° Ark. 183
Cite as, Ark, 611 S.W.2d 182

conviction proceedings. The Supreme
Court held that: (1) petition for permission
to proceed under rule governing posteonvic-
tion relief filed on December 19, 1980, more
than three years after United States Su-
preme Court denied rehearing on November
28, 1977, was untimely since rule requires
such petition must be filed within three
years of date of commitment, and (2) peti-
tion contained no grounds which rendered
judgment void.

Petition denied.

1. Criminal Law 998(14)

Petition for permission to proceed un-
der rule governing postconviction proceed-
ings other than appeal, which was filed
more than three years after United States
Supreme Court denied rehearing on consti-
tutionality of death penalty statute and
thus left standing sentence of death for

defendant, and which contained no grounds
which would render Judgment void, was
untimely filed under section of such rule
which provides that such petition must be
filed within three years of date of commit-
ment. Ark.Stats. § 41-4701 et seq. (Re-
pealed), Rules of Criminal Procedure, Rules
87, 37.1, 37.2(¢)

2. Criminal Law #=998(2, 5)

Rule governing postconviction proceed-
ings other than appeal was not intended to
provide method for review of mere error in
conduct of trial or to serve as s ibstitute for
appeal; rather, it affords remedy when sen-
tence was imposed in violation of Constitu-
tion of United States or of State or is
otherwise subject to collateral attack
Rules of Criminal Procedure, Rules 37. 97.1

3. Constitutional Law @=43(1)

Constitutional questions in criminal
proceedings are waived if not raised in ac
cordance with controlling rules of proce-
dure 3

4. Criminal Law ¢=998(1)
It is imperative that judgments in
criminal cases have stability and finality

5. Criminal Law ¢@=998(15)

Petition for permission to proceed un-
der rule governing postconviction proceed-
ings other than appeal offered nothing to
show that relationship between jury and
police officer who was material witness at
trial and who also worked as security offi-
cer in courtroom was improperly close, and
so did not offer sufficient evidence to war-
rant setting aside conviction. Rules of
Criminal Procedure, Rules 87, 37.1

6. Criminal Law ¢ 1035(6)

Where no ubjection was made by coun-
sel for defendant in prosecution for capital
felony-murder to excusal by trial court of
several members of jury venire without af-
fording counsel opportunity to voir dire
them on their reasons for not wishing to
serve, the matter could not be properly
raised on appeal.

7. Jury @75(1)

In prosecution for capital felony-n
der, trial court's excusal of several members
of jury venire after hearing their reason
for’ not wishing to serve was proper, even
though students are not listed in statute as
persons exempt from service Ark

§§ 39-107, 39-108.

8. Criminal Law % 1035(6)

Lack of individual, sequestered voir
dire for jury selection process was not fun
damental error in prosecution for apital
felony-murder where nothing was present
ed to show that defendant was entitled to
individual, sequestered voir dire.

9. Criminal Law @=824(3)

Trial court was under no duty to in-
Struct jury on all possible lesser included
offenses in prosecution for capital felony
murder where such instruction was not re
quested by counsel or defendant; if counsel
concluded that such instruction was wa
ranted, it was incumbent upon counsel to
request that instraction
10, Constitutional Law = 266(7), 270(2)

Criminal Law = 1206(1), 1213

Death penalty statute under which de

fendant was sentenced to death for capital
felony-murder did not violate his Righth

a ee

a7
4 ‘A

tre. ee

- + &-,

OS tee eet Mae I arate

184 Ark.

and Fourteenth Amendment rights by plac-
ing burden on defendant to prove mitigat-
ing circumstances and by unconstitutionally
limiting factors that could be considered in
mitigation, in that statute permitted evi-
dence in sentencing stage as to any matters
relevant to sentencing and state had burden
of proof on issue of punishment. U.S.C.A
Const. Amends. 8, 14; Ark.Stats. §§ 41
4701 et seq., 41--4710(c) (Repealed).

11. Criminal Law %998(8)

Inadequate representation by counsel is
ground for postconviction relief where
there has not been adequate opportunity to
raise question prior to direct appeal. Rules
of Criminal Procedure, Rule 37

12. Criminal Law @=998(19)

Errors, omissions, improvident strategy
or bad tactics on part of counsel do not
require evidentiary hearifg on allegation of
ineffective assistance of counsel or justify
postconviction relief from sentence; peti-
tioner must first show prejudice by alleged
incompetence of counsel. Rules of Criminal

Qn

Procedure, Rule 37

13. Criminal Law ¢=998(19)

An evidentiary hearing on allegation of
ineffective assistance of counsel is not re-
quired when allegations of ineffectiveness
relate only to matters ordinarily within
USCA
Const. Amend. 6. Rules of Criminal Proce
dure, Rule 37

realm of counsel's judgment

14. Criminal Law @=641.13(1)

Question presented in evidentiary hear-
ing on allegation of ineffective assistance of
counsel is whether petitioner has shown by
preponderance of evidence that acts or
omissions of attorney resulted in making
proceedings a farce and mockery of justice
shocking lo conscience of court. Rules of

Criminal Procedure, Rule 87

15. Criminal Law &=998(16)

Requirement that petition in hearing
on allegation of ineffective assistance of
counsel show by preponderance of evidence
that acts or omissi of counsel resulted in
making proceedings a “mockery of justice”
ig not to be taken literally; it does, how-

611 SOUTH WESTERN REPORTER, 2d SERIES

_ duty of trial court to be aware of it and
“correct it; thus, assistance of counsel w

Re s

-¥

> a
ever, place substantial burden on petitiongagiiny
in proving that counsel was inadequate
Rules of Criminal Procedure, Rule 37. ,

16. Criminal Law #998(19) ye

In postconviction proceeding, petitioney’
did not meet burden of showing clearly a
convincingly that his attorney was so pate
ently lacking in competence that it becamay

SP aye oe 8 BY RE ON ety Se Qa eee

=
=

not ineffective so as to entitle defendant
postconviction hearing. Rules of Crimi
Procedure, Rule 37.

er ee

17. Criminal Law ¢=1134(2)

to postconviction hearing on grounds of i
effectiveness of counsel, review is limited
allegations made in petition for permissigg :
to proceed under rule governing postconvig
tion relief other than appeal. Rules
Criminal Procedure, Rule 37

aera - 8

18. Criminal Law ¢@641.13(2)

In prosecution for capital felony-m
der, failure of defense counsel! to object tae
excusal by trial court of several membe rom
jury venire without affording counsel ony
portunity to voir dire them on their MYM SOND pt
for not wishing to serve was not ineffectiveg Bis
assistance of counsel re

+) Pe OH ct :

ma &
.

19. Criminal Law @641/13(6)

In prosecution for capital felony m
der, failure of defense counse! to object 0S
police officer, who was material witness [gh $
prosecution, serving as security officer a
trial was not ineffective assistance of «
sel since defendant did not establish that h
suffered any prejudice by counsel's ag
ment that officer should remain in cou
room,

+ 90; 4k Ok pane ogee

20. Criminal Law #641.13(2) Whe

In prosecution for capital felony-wi
der, failure of defense counse! to’ reque!
individual sequestered voir dire for sele
tion of jury was not ineffective assistang
of counsel where defendant was able to citd
only one jurisdiction in country which
quires such voir dire

“= Fe" sate Sea -=

COLLINS v. STATE
Cite as, Ark., 611 S.W.2d 182

21. Criminal Law *= 641.13(2) murder and sentenced to death by electro-

In prosecution for capital felony-mur- ution. The primary issue on appeal was
der, failure of defense counsel to attempt to the constitutionality of Act 438 of 1973,
rehabilitate juror who stated in voir dire Ark.Stat.Ann. § 41-4701 et seq. (Supp.
that he would not consider capital punish- 1973), which reinstated the death penalty.
ment “under any circumstances” was within This Court found the statute constitutional
realm of trial strategy and was not ineffec- and affirmed the conviction on December
tive assistance of counsel 22, 1975. Collins vy. State, 259 Ark. 8, 591

mi . S.W.2d 18 (1975). Motion to Stay mandate
22. Criminal Law = 641.13(2) pending appeal to the United States Su-

Defense counsel is under no duty to preme Court was granted February 2, 1976,
request instruction on lesser included of- Petition for certiorari} for review of this
fense of murder in first degree in capital Court's judgment affirming the judgment
— P of the circuit court was filed in the United
23. Criminal Law = 641.13(2) States Supreme Court and that Court, 429

In prosecution for capital murder, fail. U.S. 808, 97 S.Ct. 44, 50 L.Ed.2d 69, vacated
ure of defense counsel to request instruc. this Court's judgment insofar as it left un-
tion on lesser included offense of murder in disturbed the death penalty imposed and
first degree was not ineffective assistance ordered the cause remanded for considera-
of counsel where defendant did not show tion in light of Gregg v. Georgia, 428 US
that he was prejudiced by such failure. 153, 96 S.Ct. 2909, 49 L.Ed.2d 859 (1976);

ae : Proffitt v. Florida, 423 U S. 242, 96 S.Ct
4. Criminal Law #=641.13(6) 2960, 49 L.Ed.2d 913 (1976); Jurek v. Texas

In prosecution for capital felony-mur- 428 U.S. 262, 96 S.Ct 2960, 49 L.Ed 2d 929
der, failure of defense counsel to put on any (1976); Woodson y North
evidence during penalty phase of trial was
not ineffective assistance o
defendant did not indicate
evide

Carolina, 428
U.S. 280, 96 S.Ct 2978, 49 L.Ed.2d 944
(1976); and Roberts , Louisiana, 428 US
325, 96 S.Ct. 3001, 49 L.Ed.2d 974 (1976)
Mandate vacating judgment was filed in
this Court November 18, 1976. Upon recon-
sideration, the Arkansas Supreme Court
again concluded that the death penalty un-
al felony-mur der Arkansas Statutes was constitutiona!
not be held 4nd affirmed the judgment on March 7
to object to intro 1977. Collins y State, 261 Ark 195, 548
duction into evidence of prior conviction of S.W.2d 106 (1977). Certiorari was denied,
defendant under “a First Offenders Act” 434 U.S. 878, 98 S.Ct. 231, 54 L.Ed.2d 158
where record did not support defendant's Nd the mandate was forwarded to the gov-
allegations that he was s« ntenced as part of ¢rnor of this state October 25, 1977. The
a first offenders program United States Supreme Court denied

rehearing on November 28, 1977, at 434

U.S. 977, 98 S.Ct. 540, 54 L.Ed.2d 471 (1977)
Thomas M

petitioner Warpenter, Little Rock, for {1} Collins filed his petition for permis-
sion to proceed under Rule 37 on December

Steve Clark, Atty. Gen by Victra L. Fe. 19, 1980, more than three years after the
well, Asst Atty. Gen, Little Ro k, for re United States Supreme Court denied
spondent rehearing. Rule 37.%(c), Arkansas Rules of
ie Criminal Procedure, Ark. Stat Ann.V. 4A
PER CURIAM (Supp.1979) provides that such a petition
must be filed within three years of the date

f counsel where
> what specific
nce could have been presented in miti-
Bation. Ark.Stat. §§ 41 4701 et seq., 41
471 Qe) (Repealed),

25. Criminal Law * 641.13(6)
In prosecution for capit

der, defense counsel could
accountable for failure

Petitioner Car! Albert Collins was con-
vieted by a Jury in 1974 of «

apital felony of commitment. The petition is clearly un-

i ef
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Jea=te

© Pee By ee Oe aes

Na Poe SBS OH ee

(7 w=-"_ 9.84 455 7S ot od

Soy eee a, Ok

186 Ark.

timely and will be denied unless the
grounds asserted are such as to render the
judgment against Collins void. Since we
find no grounds contained in Collins’ peti-
tion which will render the judgment void,
the petition is denied
{2-4] Rule 37 was not intended to pro-
vide a method for the review of mere error
in the conduct of the trial or to serve as a
substitute for appeal. Clark v. State, 255
Ark. 18, 498 S.W.2d 657 (1973). As the Rule
states, it affords a remedy when the sen-
tence was imposed in violation of the consti-
tution of the United States or of this State
or “is otherwise subject to collateral at-
tack.” Rule 37.1; Swisher v. State, 257
Ark. 24, 514 S.W.2d 218 (1974); Thacker v.
Urban, 246 Ark. 956, 440 S.W.2d 553 (1969);
Clark v. State, 242 Ark. 584, 414 8.W.2d 601
(1967). The present’ petition presents a
number of issues all of which are alleged to
raise issues so fundamental as to render the
sentence and judgment void and open to
collateral attack. The issues, however,
could, and should, have been raised at trial
or on direct appeal. It is well settled that
constitutional questions are waived if not
raised in accordance with controlling rules
of procedure. Moore v. Illinois, 408 U.S
786, 92 S.Ct. 2562, 33 L.Ed.2d 706 (1972);
Stembridge vy. Georgia, 343 U.S. 541, 72
S.Ct. 834, 96 L.Ed. 1130 (1952); Hulsey v.
State, 268 Ark. 312, 595 S.W.2d 934, reh
denied, 268 Ark. 315, 599 S.W.2d 729 (1980);
Williams v. Edmondson, 257 Ark. 837, 520
S.W.2d 260 (1975); Orman v. Bishop, 245
Ark. 887, 435 S.W.2d 440 (1968). As stated
in Hulsey, supra, in this Court, contentions
not argued by the appellant on first appeal
are waived. Sarkco v. Edwards, 252 Ark
1082, 482 S.W.2d 623 (1972). It is impera-
tive that judgments in criminal cases have
stability and finality. Hulsey, supra

{5] Petitioner first alleges that the
judgment is void pursuant to Turner v
Louisiana, 379 U.S. 466, 85 S.Ct. 546, 13
L.Ed.2d 424 (1965) because a material wit-
ness at the trial, Sgt. Quimby Johnson, also
worked as a “security person and perhaps a
bailiff for the jury.” In Turner two deputy
sheriffs who were the principal prosecution

611 SOUTH WESTERN REPORTER, 2d SERIES

«

witnesses were in continuous associaty
with the jurors, eating dinner with theg
running errands for them and driving th
to and from the lodgings. The Court foy
that the two had been the “official gu
ans”. of the jury and that the jury
likely to find their testimony more crediby
by virtue of that relationship, Here, |
petitioner has offered nothing to show
such a relationship existed; however,
record does indicate that Sgt. Job
served in some capacity as a security offf
cer. +

MR. GIBSON (Proseguting Attorna}
For purpose of security in the courtros
the State would request that the Rule
waived as to Sheriff's Deputy Snow &
Sgt. Quimby Johnson, Investigator, bot
of which may or may not testify. The
is a possibility they will, but they ag
about the only good security officers}
have.

THE COURT: There might be soy
sort of feeling in the local community,
for the protection ’

MR. LINEBERGER (Defense Counsaj
We have no objections. We have @
cussed that with the prosecutor “a

THE COURT: | think we should hay
adequate protection against any kind g
emotional outburst that might arise.

MR. GIBSON: Pheir testimony wod
be relatively minor fd

THE COURT: Then it's

MR. LINEBERGER: It's ag

your honor

The allegations of the petition are ap oly
ently based on this exchange, but the peg
tion does not offer sufficient evidence
warrant setting the conviction aside. Pe
tioner also alleges, that even if this Couf
does not find merit to the allegation
Sgt. Johnson's presence in the courtroo
renders the judgment void, there remains
question of whether counse! was ineffecti
in failing to object to his presence
allegation shall be addressed later

[6] Petitioner next alleges that “tm
judgment is void because the trial co
excused several members of the jury veni

men SE MER ey pige

ce.
@

BERNE ON nee &

“7s >"

= =~es6 «

Sue ee
" ‘

-

that she was under duress, coercion or
strong provocation; or (3) the offense
was primarily the product of the ac-
cused’s psychosis or mental deficiency.
The statute under which appellant was
tried was materially different. It per-
mitted evidence in the sentencing stage
as to any matter relevant to sentencing
Ark.Stat.Ann. § 41-4710(c) (Supp.1978).
Under that Act Ark.Stat.Ann. § 41-4701
et seq, (Supp.1973) the jury was not com-
pelled to impose the death sentence
whenever it found aggravating circum-
stances but no mitigating circumstances
existed beyond a reasonable doubt to jus-
tify sentence to death. Nea/, 270 Ark. at
449-450, 605 S.W.2d 421
As in Neal, this Court finds that the statute
does not unconstitutionally limit the factors
that can be considered in mitigation. Fur-
ther, this argument was addressed by the
Court on first appeal and this Court found
that Act 488 of 1973 was valid

With regard to petitioner's allegations
that Act 4388 of 1973 unconstitutionally
placed a burden on petitioner to prove miti-
gating circumstances, this Court held on
first appeal that the state had the burden
of proof in the issue of punishment. Collins
v. State, 259 Ark. 8 at 15, 581 S.W.2d 13

[i1-16] Finally, petitioner alleges inef-
fective assistance of counsel, Inadequate
representation by counsel is a ground for
postconviction relief where there has not
been an adequate opportunity to raise the
question prior to direct appeal. Hillard v
State, 259 Ark. 81, 531 S.W.2d 468 (1976)
Errors, omissions, improvident strategy or
bad tactics on the part of counsel do not
require an evidentiary hearing on an allega-
tion of ineffective assistance of counsel or
justify postconviction relief from a sen-

‘

611 SOUTH WESTERN REPORTER, 2d SERIES

y

tence. Clark v. State, 255 Ark, 13)
S.W.2d 657 (1973). The petitioner mj
first show prejudice by the alleged incom
tence of counsel. Leasure v. State;
Ark. 961, 497 S.W.2d 1 (1978). Ane
tiary hearing is not required when the,
gations of ineffectiveness relate only
matters ordinarily within the realm
counsel's judgment. Leasure, supra.
question presented in an evidentiary
ing is whether the petitioner has show,
a preponderance of the evidence tha
acts or omissions of the attorney resulta
making the proceedings a farce and f
ery of justice shocking to the cons
the court. Sheppard v. State, 255
498 S.W.2d 668 (1978). This Court
that “the mockery of justice” standa
the determination of ineffective
counsel is not to be taken literally. It
however, place a substantial burden ¢
petitioner in proving that counsel 4
equate. McDonald vy, State, 257 Ark
520 S.W.2d 292 (1975). Petitioner ij
case had the burden of showing clearly
convincingly that his attorney was sq
ently lacking in competence that it beg
the duty of the trial court to be awa
and to correct it. Petitioner has no
that burden

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[17,18] In considering petitio
titlement to a postconviction hearing
ground of ineffectiveness of counsel, ¥
limited to the allegations of the p
Petitioner alleges that his counsel did}

1. Object to the exclusion of the

jurors discussed earlier;

2. Object to Sgt. Johnson's serving

security officer at the trial;

8. Request an individual, sequ

voir dire of the jury;
4. Attempt to rehabilitate juror BR
Wray; .

5. Request an instruction on t
included offense of murder
first degree; "4

6. Put on any evidence during the pi
ty phase of the trial and did x
quest that the “instructions on
gation be modified to confo
the law;”

COLLINS y. STATE

Ark. 189

Cite as, Ark., 611 S.W.2d 182

Object to the introductiori into evi-
dence of a prior conviction under a
“First Offenders Act;” and

8. Object to instructions on mitigation

With regard to the first allegation, we
have stated that it was within the discre-
tion of the trial court to excuse the jurors
in question Further, petitioner has not
shown that he was prejudiced by the court's
action or that counsel's failure wo object was
not a legitimate trial tactic

{19} The matter of counsel's failure to
object to Sgt. Johnson's presence in the
courtroom for security would
present a more pressing question if the
petitioner had offered any substantiation
for the allegation that petitioner was preju-
diced by Sgt. Johnson's presence. As peti-
tioner correctly contends, a witness should
not be allowed to interact with the jury to
the extent that his credibility is enhanced in
the eyes of the Jurors, but petitioner has
failed to show that Sgt. Johnson had any
direct contact with the jury during the tri-

purposes

al. The mere allegation, without support,
that Johnson was “perhaps” a bailiff for the
Jury does not establish in itself that peti-

tioner suffered any prejudice by counsel's
agreeing that Johnson should remain in the
courtroom

[20] Counsel’s failure to request an indi-
vidual sequestered
error on counsel's part
to cite only one Jurisdiction in this country
which requires such an
obvious that counsel should not be « xpected
to request what amounts to an extraordina
ry practice

{21) Petitioner alleges that
should have attempted to rehabilitats
ton Wray, a juror who Stated in
that he
ment “under any circumstances.”
er contends that Witherspoon Illinois, 391

510, 88 S.Ct 1770, 20 L.Bd.2d 776
(1968) and Davis y Georgia, 429 U.S 122,
97 S.Ct. 3¢ 9, 50 L.Ed.2d 399 (1976) somehow
place a duty on counsel to examine at
length a witness who States opposition to
the death penalty in hopes of getting him to

voir dire was not an

Petitioner was able

voir dire It ig

counsel
Ben
voir dire
would not consider capital punish

Petition-

equivocate. This argument is without mer-
it. Counsel’s decision not to question a
particular juror is within the realm of trial
Strategy

[22,23] Petitioner next argues that
counsel was obligated to request an instruc-
tion on the lesser included offense of mur-
der in the first degree, or at least, that
counsel was iligated to record the reasons
for not requesting such an instruction. Pe.
Utioner presents no support for this argu-
ment, and we find no duty to request an
instruction on the lesser included offense of
murder in the first degree in capital cases.
It is reasonable to assume that counsel
chose not to request the instruction on mur-
der in the first degree as a matter of trial
tactics and strategy. This Court found on
appeal that there was sufficient evidence to
Sustain a conviction of capital felony mur-
Collins, 261 Ark. at 223, 548 S.W.2d
106, and petitioner has not shown that he
was prejudiced by counsel's not requesting
an instruction on murder in the first de-
gree

[24-25] Counsel did not put on any evi-
dence during the penalty phase of the tria!
and petitioner alleges that this can only be
deemed ineffective assistance of counsel
Petitioner fails, however, to cite any evi-
dence that was available Clearly, counsel
's not obligated to manufacture ev idence if
none exists. Since petitioner presented no
specific evidence that could have been
presented in mitigation, we cannot say that
counsel was remiss in not presenting testi-
mony during the penalty phase. Petitioner
further alleges that counsel should have
objected to the introduction into evidence of
® prior conviction under “a First Offenders
Act.” The record indicates petitioner was
sentenced in 1973 to seven years in the
Arkansas Department of Correction with
four years Suspended for armed robbery
The commitment order recommends that
petitioner be incarcerated “at Tucker Prison
with first offenders " The record does
not support petitioner's allegations that he
was sentenced as part of a first offenders
program and counsel therefore cannot be
held accountable for failure to object to

der

190 Ark.

introduction of the conviction on that
ground.

Petitioner also stated that counsel should
have objected to “explanations” concerning
the prior offense given by the trial court.
He does not enlarge on this and this Court
cannot search the record seeking to deter-
mine what is behind petitioner's conclusory
allegation.

Finally, petitioner argues that counsel
should have objected to the instruction on
mitigation that allegedly placed a burden
on petitioner to prove mitigating circum-
stances beyond a reasonable doubt. The
record shows that counsel for petitioner did
object to the trial court’s instruction on
mitigating circumstances (T.277) and the
trial court responded by clarifying its re-
marks:

The matter of mitigating circumstanc-
es is an opportunity the defendant has.
There is no burden on him at all. The
burden is on the state in the whole case

(T.278)

Petition denied

Dennis Edward LOANE, Appellant,
v.
STATE of Arkansas, Appellee.
No. CR 80-201,

Supreme Court of Arkansas

Feb. 2, 1981
Rehearing Denied March 2, 1981

Defendant was convicted before the
Cireuit Court, Sebastian County, John G
Holland, J., of aggravated robbery, and he
appealed. The Supreme Court, Adkisson, C
J., held that: (1) defendant intelligently
and knowingly waived his right to counsel
at second postinformation lineup, and (2)

611 SOUTH WESTERN REPORTER, 2d SERIES

trial court did not err in refusing to
defendant to introduce hearsay evide
that his fingerprints were not found
place where alleged robbery occurred u ;
the prosecution was allowed to introduce
hearsay evidence that fingerprints of «
leged accomplice were found at scene b
on asserted ground that finding of alle
accomplice's fingerprints at scene was
evant.

Affirmed. i.

Purtle, J., dissented and filed opinid

1. Criminal Law @339.11(3)

State, during hearing on defends }
motion to suppress identification testimoal
bears burden of showing that waiver @
defendant's constitutional right to cound
at postinformation lineup was given volu
tarily, knowingly, and intelligently and
based upon his receiving adequate warnit
as to his right to counsel. U.S.C_A.Cons
Amend. 6. ‘

2. Criminal Law @=641.2 ‘

Defendant has right to presence
counsel at postinformation lineup absen
Knowing and intelligent waiver of
right ‘y
3. Criminal Law @=339.8(7) ‘ ey

Defendant effectively waived right”
counsel at postinformation lineup where
fendant was on record as having con
ously requested a lineup on both ¢
pending against him, where he knew
witnesses did not view first lineup, "hk
agreed to shave his beard and mustache
second lineup, he discussed with his atte
ney need for attorney's presence at
lineup, and he was informed of his counsel}
absence prior to lineup and was asked if
chose to proceed, despite the fact that :
fendant was mistaken as to the purpose
the second lineup

4. Criminal Law @ 1158(4)

Supreme Court will not set aside
that defendant voluntarily, knowingly,
intelligently waived his right to cou
during lineup confrontation unless it =f
clearly erroneous.

IN THE SUPREME COURT OF ARKANSAS
CARL ALBERT COLLINS meted {x
v. No. CR 75-110 DEC ] 9 1980
STATE OF ARKANSAS RESPOND BO hFa L. WILLIAMS
PETITION FOR PERMISSION TO PROCEED CLERK
PURSUANT TO RULE 37, A.R.Crim.P. (Repl, 1977)
Comes the petitioner, Carl Albert Collins, through
his counsel, Lessenberry & Carpenter, serving pro bono,
and for his petition states:
Le Petitioner was charged with capital felony
murder pursuant to Act 438 of 1973, in the Washington
Civeuit Court. After entering a plea of not guilty,
\ and a trial by jury, petitioner was convicted of capital

murder. The jury then sat again to consider punishment,
and returned a verdict of death by electrocution. Peti-
tioner is presently awaiting execution in the Arkansas
Department of Correction.

2. Petitioner appealed his conviction and sentence
to this Court, and to the United States Supreme Court.
The conviction and sentence were ultimately affirmed.

ry ¢
Coflins v. State, 259 Ark. Se, Ses 8.8.28 135 (2978);
judgment vacated, Collins Vv. Arkansas, 429 U.S. 966
(1976), aff'd, Collins: v. State, 261 Ark. 195, 548 §.W.2a
106 (1977), cert. denied, 434 U.S. 878 (1977), rehearing
Genied, 434 U.6. 977 (1077).

r Petitioner is indigent and counsel is serving
pro bono since there is no provision for appointing

counsel to assist indigent defendants with petitions

- for post-conviction relief. See Neal v. State, APB . »
605 S.W.2d 421 (September 29, 1980).
4. Petitioner eeks relief pursuant to the provisions
of Rule 37.1, A.R.Crim.P. (Repl. 1977), for the reasons
set out below. Petitioner contends thatthese reasons

establish that the judgment in this case is void and

that he is entitled to relief. Pursuant to the Arkansas

a A
ee

Carl Albert Collins v. State of Arkansas: No. CR 75-110

Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37: Page 2

Rules of Criminal Procedure, petitioner is asking this
Court to grant permission for him to proceed to the
trial court for an evidentiary hearing on the issues
raised in the petition. Rule 37.2(a), A.R.Crim.P.
(Repl... 1077).

S. For .the reasons set out below, and because
it is clear that “death is a different kind of punishment
from any other which may be imposed in this country,"
petitioner asks that the Court grant him this hearing.
Gardner v. Florida, 430 U.S. 349, 357 (1977).

6. Petitioner's judqment is void because of the
improper use of a law enforcement officer witness as
security personnel in the courtroom. During the course
of the trial Sergeant Quimby Johnson, an investigator
with the Arkansas State Police, was called to testify.
Sgt. Johnson was a material witness in t his case. His
testimony was that he was the first person on the scene
of the crime; that he found certain information that
would suggest that a robbery had been committed--i.e.,
a wallet missing from the deceased's pants, a telephone
pulled from the wall, the trail of blood--and he found

the circumstantial evidence to Suggest that petitioner

had committed this rime--i.e., the truck that was stolen
from the victims, the shotgun, the sawed-off portion
of the shotgun. He alsc was used to introduce a photograph

to the jury of the deceased victim of this offense.

This use of a law enforcement officer working as

a security person in the trial, and perhaps as a bailiff
for the jury, who also served as a witness is a violation
of petitioner's rights to due process of law under the
Fourteenth Amendment to the United States Constitution.
As such, the death penalty that he received cannot be
’ wth

yy

een Tee

ae

Carl Albert Collins V- State of Arkansas: No. CR 75-110 %.

Arkansas Supreme Court: Petition for Permission to Proceed '
Pursuant to Rule 37: Page 3 :

carried out. see Turner v. Louisiana, 379 U.S. 466
(1965). If there is any doubt in the Court's mind about
the propriety of setting asid the conviction on this
basis, this matter should be returned to the Washington
Circuit Court pursuant to Rule 37, A.R.Crim.P. (Repl.
1977), for an evidentiary hearing to determine the basis
of Sergeant Johnson's association with the jury during
its deliberations, or when it was sequestered for purposes
of deliberation in the trial.

vs Petitioner's judgment is void because prior
to the seating of the jury in this matter the trial
court excused certain members of the jury venire without
having given counsel the »pportunity to voir dire these
jury members, and without having the jurors come forth
to determine if their basis for not wanting to serve
on the jury was 4 basis for excusal under Arkansas law.

Specifically, prior t¢ the trial the Court, on its own

motion, excused two students at the University of Arkansas

at Fayetteville. This was an improper exclusion for
cause under Arkansas statutes. Specifically, the bases
for excluding jurcrs for cause without consent of counsel

are set out in Ark.Stat.Ann. § 39-108 (SuppPp- 1979).
These lo not includ: students.
Further, during the course of the voir dire examination,

the Court excluded another student with a4 pending test

without having first dete rmined if the test could be
po stponed. This was done without objection of counsel.
Finally. the tr ail ourt excluded a fourth juror
‘
that indicat i theré nav be a har iship on his business
if he were forced to erve. However, this same juror!
indicated that he suld serve on the jury.

'
Carl Albert Collins v. State of Arkansas: No. CR 75-110 ‘
Arkansas Supreme Court: Petition for Permission to Proceed ‘
Pursuant to Rule 37: Page 4

The practice of this type of exclusion for cause
has been condemned by this Court in prior opinions.

See Hall v. State, 259 Ark. 815, 537 S.W.2d 155 (1976).

Three of these jurors were excluded without counsel
being given the Opportunity to object. The fourth juror
was excused without the objection of counsel. Still,
these jurors comprised eight percent (8%), of those
jurors that were questioned in this matter. For this
reason, the judgment is void as violative of petitioner's
rights under the Sixth and Fourteenth Amendments to
the United States Constitution, and Article II of the
Arkansas Constitution, and the Arkansas statutes set
out above. For this reason, the Court should set aside
the conviction and sentence received in this case.

8. Petitioner alleges that the method of questioning
the jurors during the voir dire examination in this
case failed to provide for the reliability in jury selection,
and therefore in the jury verdict, because the jury
was not questioned by individual, sequestered voir dire.
As can be seen from the answers of the potential jurors
luring the course of voir dire, many of their answers
were not spontaneous because they related to other answers
that they had heard from other jurors.

It was recently stated by the California Supreme

Court that because of the peculiar nature of the voir

dire in death penalty ases, and the necessity to
- “death qualify" a jury, that the only way to achieve
reliable answers was to have individualized, sequestered

voir dire. Hovey v. uperior Court of Alameda County,

Cal.34d ; P.2d » 168 Cal. Rptr. 128 (August 28,
1980). There the Court stated

The most practical and effective procedure

ivailab) t Minimize the untoward effects

of death-qualification is individualized,
sequestered voir dire. Because juro;s

Carl Albert Collins v. State of Arkansas: No. CR 75-110

Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37: Page 5

would then witness only a single death-
qualifying voir dire--their own--each in-
dividual juror would be exposed to consid-
erably less discussion and questioning
about the various aspects of the penalty
phase before hearing any evidence of guilt.
Such a reduction in the pretrial emphasis
on penalty should minimize the tendency

of a death-qualified jury to presume guilt
and expect conviction. Hovey v. Superior
Court of Alameda County, supra, 168 Cal.
Rptr. at 181.

The otherwise potential for bias or unreliable answers
of the jury, and thus the accompanying unreliability
of the penalty imposed, render this judgment void.

9. Petitioner's judgment is void because the
Court did not instruct the jury on all possible lesser
included offenses; specifically, there was no lesser
included offense given for the offense of murder in
the first degree. Ark.Stat.Ann. § 41-2204 (Repl. 1964).

This is a duty that this Court has imposed upon the

trial court. See Westbrook v. State, Ark. » 580
S.W.2d 702,708 (1979)
HNowever, when the evidence presented shows
the a used might be convicted of a lesser

offense which is necessarily included in
the charged, it is the duty of the court
to present instructions to embrace all

1 particular offense, and
included ffenses, to which the evidence
is applicable. [Emphasis added)

Although Westbrook, supra, dealt with a situation in
which appellant had specifically requested instructions

\
On lesser offenses

s, this Court went further and imposed
a duty on the trial surt to give all applicable lesser
included offense instructions.

The relevant statute on murder in the first degree

provided

All murder which shall be perpetrated by

mean Of poison, or by lying in wait, or

by any other kind f wilful, deliberate,
malicious and premeditated killing, or
which shall be committed in the perpetra-
tion of or in the attempt to perpetrate
arson, rape, robbery, burglary or larcency,

shall be deemed murder in the first degree.

Carl Albert Collins v. State of Arkansas: No. CR 75-110 ‘

Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37: Page 6

It could be argued that because of the overlapping
language in this statute and that of Act 438 of 1973,
that this statute was repealed by the 1973 Act. However,
there was no specific repealer of this statute, only
of acts that are inconsistent with this act.

In light of this Court's opinion in Cromwell Vv.

May 27,

State, Ark. »598S.W.2da733(1980), dealing with a
Similar overlap in the present capital murder statute,
Ark.Stat.Ann. § 41-1501 (Repl. 1977), and the statute
on murder in the first degree, Ark.Stat.Ann. § 41-1502
(Repl. 1977), there appears to be no conflict. As stated
by the Court in that opinion

The actual wording of the statute may have

been cl en to lighten the possible punish-

ment that might be imposed for ynduct

falling within the strict definition of

apital murder--a nsequence that might
be } ptable« to both prosecut na ; lefense
Cromwell tat upra, 98 N i
735 :
In other words, the Court was willing to permit t}
jury to make an unfettered determination that a defendant
could be convicted of a lesser charge f first degree
murder for an offense that met the strict definition
of capital murder. By doing so, the Court seems to
imply that the present situation would also be permissibl«

This is particularly true in light of the fact that

ther

~
«
=
_
_
*
3
-
-

‘sent between Act 438

of 1975, and Ark.Stat.Ann § 41-2204 (Repl. 1964)--

i.e, the requirement in the capital felony murder act
that the action be done under circumstances manifesting ‘
extreme indifter t the 1lue of human life, as
opposed to the provisior ‘f the first degree murder
statute that it be mmitted during the perpetration
of the included felonie
It was error, ther for the Court not t¢t properly
instruct the jury. Its failure to do so renders the

verdict and judgment void, and requires that the death

Sentence be set aside.

Carl Albert Collins v. State of Arkansas: No. CR 75-110

Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37: Page 7

8. Petitioner's judgment is void because Act 438
of 1975 unconstitutionally placed a burden on petitioner
to prove mitigating circumstances, as pointed out in
the instructions, and also because the language of the
statute eppeared to unconstitutionally limit the factors
that could be considered in mitigation. As such, the

statute viglates the premise of Lockett v. Ohio, U.S.

__ (1978),

10. Petitioner's judgment is void because of the
above reasons. In addition, and in the alternative,
without waiving any of the above objections, petitioner
states that he was denied effective assistance of counsel
at the trial of this matter in the following ways:

(a) Counsel did not object to the exclusion of
the four jurors mentioned in paragraph 7 above. By
not so objecting, counsel did not provide this Court
with a basis for determining the propriety of the Court's
ex parte action which, under decisions of this Court, -
appears to have been reversible error. This cannot
be deemed to be a trial tactic, but a failure by counsel
to adequately preserve an essential constitutional right
of the petitioner at trial.

(b) Counsel acquiesced in permitting law enforcement
officer/witnesses to remain in the courtroom for security,
and to be involved in that manner with the jury, despite
the fact that the United States Supreme Court has indicated
that that is a practice that cannot be condoned. This
is particularly true in light of the fact that Sergeant
Johnson gave such crucial testimony as to the guilt
determination of petitioner.

(c) Counsel did not provide adequate assistance
to assure the reliability of potential veniremen's answers
by requesting individual, sequestered voir dire of the

jury. In light of the sensitive nature of this questioning,

Carl Albert Collins v. State of Arkansas: No. CR 75-110
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37: Page 8

this cannot be deemed a legitimate trial tactic, and
petitioner should be granted ax evidentiary hearing to
determine if counsel fully appreciated the implications
of this situation.

(d) Counsel did not provide adequate assistance
of counsel when it failed to attempt to rehabilitate
juror Benton Wray. Wray stated on voir dire by the
prosecuting attorney that he could not consider the
death penalty under any circumstances. [R. 464] Counsel
for petitioner, however, did not request the opportunity
to explore these feelings further with Mr. Wray.

It has been shown that despite statements in opposition
to the death penalty, jurors on careful examination
will admit that in the appropriate case they could consider
the imposition of the death penalty. In this matter,
it is unclear if counsel was intimidated by the presence
of other jurors during this voir dire examination--
one other reason to permit individual, sequestered voir
dire--or, if counsel did not understand the meaning

of Witherspoon v. Illinois, 391 U.S. 510 (1968), and

cases interpreting it, and understand the duty to try

and rehabilitate jurors such as Mr. Wray.

Since the United States Supreme Court in Witherspoon,

supra, stated that a death penalty could not be carried.
out if jurors opposed to its imposition were excluded
from the jury, then the basis for counsel failing to
attempt this rehabilitation should be explored. This
is particularly true in light of the Court's recent

pronouncement that the Witherspoon principle applies

to the improper exclusion of even a single juror. See

Davis v. Georgia, 429 U.S. 122, 123 (1976). Of course,

Davis, supra, makes this determination even if the

prosecuting attorney had additional peremptory challenges

available at the time of the exclusion.

A <a Ts a A ee ——= EE ED

Carl Albert Collins v. State of Arkansas: No. CR 75-110
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37: Page 9

‘ie evidentiary hearing on this matter would develop
the basis for counsel's failure to attempt the rehabilitation
of this juror. Further, the hearing would allow present
counsel to more fully develop the record as to how this
Process is done, and whether the attempt at rehabilitation
is the type of thing that would be done by defense counsel
trying the capital case--an area of criminal defense
work that has now become highly specialized.

(e) Counsel did not provide adequate assistance
of counsel by failing to request an bial eihielaiieads on the
lesser included offense of murder in the first degree
as defined by Ark.Stat.Ann. § 41-2204 (Repl. 1964).
Since the instruction would have permitted the jury

an alternative to the capital murder® conviction, much

as the present statutes allow, then this instruction
should have been requested. Petitioner makes this argu-
ment without waiving the above argument that it was

the duty of the trial court to give this instruction

on its own motion. Shovld the Court decide, contra

to Westbrook v. State, Supra, that the trial court had

no such duty, then counsel was under an obligation to
request the appropriate instruction, or Place in the
record affirmative reasons for not requesting such an
instruction.

An evidentiary hearing on this point would permit
petitioner the opportunity to explore counsel's reason
for omitting a requested instruction on murder in the
first degree.

(£) Counsel did not provide adequate assistance
of counsel whenthey failed to put on any evidence during
the course of the penalty phase of the trial in this
matter, or to request that the instructions on mitigation

be modified to conform with the law.

= = Se
—— -: == =—S=S=——

Carl Albert Collins v. State of Arkansas: No. CR 75-110
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37: Page 10

The United States Supreme Court mandated in Gregg

v- Georgia, 428 U.S. 153 (1976), that death penalty
trials would have to consist of two parts: a determination
of guilt/innocence; a determination of penalty. In
compliance with the earlier indications of the Court

in Furman v,. Georgia, 408 U.S. 238 (1972), Arkansas

Passed Act 438 of 1973 setting up the bifurcated trial

procedure in capital cases.

The Court further stated, in Gardner v. Florida,

430 U.S. 349 (1977):

Second, it is now clear that the sentencing
process, as well as the trial itself, must
Satisfy the requirements of the Due Process
Clause. Even though the defendant has no
substantive right to a particular sentence
within the range authorized by the statute,
the sentencing is a critical] stage of the
Criminal proceeding at which he is entitled
to the effective assistance of counsel.
Gardner v. Florida, supra, 430 U.S. at 358

(judgment of the Court).

In short, penalty is a critical stage of the proceedings,

and the rights to effective assistance of counsel apply

equally to this stage of the proceedings as to the guilt
determination phase.
The failure to put on any evidence in mitigation
of the charge of capital murder, particularly in light
of the fact that mitigation is not limited to the factors

listed by the statute, can only be deemed ineffective

assistance of counsel at a critical stage of the proceedings.

Argument of counsel is not sufficient to attempt
to show mitigating circumstances. This is true for
two reasons. First, there is a burden of proof placed
on the defendant (which will be discussed later) to
show that a mitigating circumstance exists. Secondly,
arguments of counsel are not evidence and cannot be
considered by the jury as such. In short, there is

no evidence in mitigation to meet a burden on the

i

- . ~~ —
go SS SS SSS SS

—<—— =

Carl Albert Collins v. State of Arkansas: No. CR 75-110 ct
Arkansas Supreme Court: Petition for Permission to Proceed ,
Pursuant to Rule 37: Page 11

mitigation in a capital case if the attorney does not
put on any evidence. This cannot be deemed a trial
tactic and an evidentiary hearing should be held to
determine if trial counsel fully understood the second
phase of the capital case in preparing petitioner's
defense. Further, it should be determined if, because
of lack of funds, counsel was prevented for fully
satibiiive we penalty phase of the trial for an indigent
defendant.
(f) Counsel did not provide adequate assistance
of counsel whenhe failed to »bject to the introduction
into evidence of a prior conviction under a First Offenders
Act, or to object to explanations concerning that prior
offense given by the trial court to the jury. Since
this prior offense was found to be an aggravating circum-
stance, the error cannot be deemed a legitimate trial
tactic and an evidentiary hearing should be held to
determine the reason for counsel's failure to make this
objection.
(g) Counsel did not provide adequate assistance
of counsel when he failed to object to the instructions
on mitigation that placed a burden on petitioner to
prove a mitigating circumstance, but did not establish
what the burden of proof was to be on such a circumstance.
As given in the instruction [R. 275], it is unclear,
and the jury is given no guidance as to what burden
of proof to give to the existence of a mitigating circumstance.
WHEREFORE, premises considered, petitioner, Carl
Albert Collins, prays that this Court grant his petition
for permission to proceed to the trial court for an

evidentiary hearing on this petition under Rule 37,

| A.R.Crim.P. ,(Repl. 1977).

Carl Albert Collins v. State of Arkansas: No. CR 75-110
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37: Page 12

Respectfully submitted,

LESSENBERRY & CARPENTER

807 West Third Street
Little Rock, Arkansas 72201
(501) 372-4040

By: OY hema, IY. arf O—

Thomas M. Carp@nter

VERIFICATION

I, Thomas M. Carpenter, having been duly sworn
according to law, do hereby state that the allegations
in the above petition for true and correct to the best
of my knowledge and belief.

Khona 7.

Thomas M. Cafpenter
STATE OF ARKANSAS)

)
COUNTY OF PULASKI)

Subscribed and sworn to before me enie/ 7 Gas of

December, 1980.

My commission expires:

A 6, 1782-

CERTIFICATE OF SERVICE

I, Thomas M. Carpenter, serving as counsel pro
bono for petitioner herein, do hereby certify that a
true and correct copy of the foregoing petition has
been seved on opposing counsel this 19th day of December,
1980, by mailing a copy of same to the Honorable Victra
Fewell, Assistant Attorney General, Office of the Attorney
General, Justice Building, Little Rock, Arkansas, 72201,
with sufficient postage attached thereto.

aphewea TY Copt—

Thomas M. Carpénter

ee ET te

a

THIS IS A CAPITAL CASE
EXECUTION IS IMMINENT

IN THE SUPREME COURT OF ARKANSAS

JOHN EDWARD SWINDLER PETITIONER
Vi No. CR 79-116

STATE OF ARKANSAS : RESPONDENT

PETITION FOR PERMISSION TO PROCEED
PURSUANT TO RULE 37, A.R.CRIM. P. (REPL. 1977)

Comes the petitioner, John Edward Swindler, through
his counsel, serving pro bono publico, and for his peti-
tion states:

1. Petitioner was charged with capital murder in the
Sebastion Circuit Court. After trial by jury, petitioner
was convicted on said charge and sentenced to death by
electrocution. This original conviction and sentence were
reversed by this Court because of the pervasive, prejudicial
pretrial publicity. Swindlenr v. State, 264 Ark. 107, 569
S.W.2d 120 (1978). Upon retrial petitioner was granted
a change of venue to the Scott Circuit Court. Petitioner
was again convicted and sentenced to death by electrocution.
This Court affirmed the second pancenee and conviction.
Swindler v. State, 267 Ark. 418, 592 S.W.2d 91 (1979), cert.
denied, __U.S.__ (December 8, 1980).

On December 21, 1980, Governor Bill Clinton issued
an executive proclamation scheduling petitioner's execution
for Saturday, March 21, 1981. Petitioner filed a petition
for stay of execution on Friday, March 13, 1981, with this
Court, stating inter alia that this petition would be filed
on Monday, March 16, 1981, and asking that this Court stay
the pending execution until considering the merits of this
petition. Action needs to be taken on the petition for
stay of execution forthwith.

2. This Court has approved a procedure for seeking

post-conviction relief. Rule 37, “oe SD
<
MAR 16 1981

DONA L. WILLIAMS -

-

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 2

This rule grants this Court jurisdiction over such matters.
Further, this Court has specifically reserved jurisdiction
over Rule 37 petitions as opposed to sending these petitions
to the Arkansas Court of Appeals for consideration. Rule
29.1(e), Rules of the Supreme Court (Repl. 1980).

3. Petitioner must file with this Court a petition
for permission to proceed to the trial court for an evi-
dentiary hearing. Rule 37.2(a), A.R.Crim.P. (Repl, 1977).
This petition must state grounds contained in Rules 37.1,
A.R.Crim.P. (Repl. 1977). Failure to raise all grounds
for available relief in the original, or amended, petition
serves as a waiver of those grounds. Rule 37.2(b), A.R.
Crim.P. (Repl. 1977). This petition must be filed within
three years of the date of commitment unless the grounds
for relief would render the judgment absolutely void. Rule
37.2(c), A.R.Crim.P. (Supp. 1979).

4. Petitioner is filing the required petition and
is alleging grounds that he believes are a basis for re-
manding this matter to the trial court for an evidentiary
hearing. Further, this petition is being filed within three
years of the date of petitioner's commitment on October
26, 1978. Therefore, this petition is timely filed.

5. Petitioner notes that this Court has criticized
counsel in the past for misconstruing the purpose or func-
tion of Rule 37, A.R.Crim.P, (Repl. 1977), and for raising
as grounds for relief matters that this Court feel have
no basis. Hulsey v. State, __ Ark. _, 595 S.W.2d 934 (March
31, 1980), rehearing denied, __ Ark. __, 599 §.W.2d 729
(June 9, 1980), cert. denied, __U.S.__— (October 20, 1980);
Neal v. State, __ Ark. _, 605 S.W.2d 421 (September 29,

1980); Collins v. State, Ark. ’ §.W.2d (February

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 3

2, 1981). Petitioner agrees with this Court that judgments
of conviction need to have a finality to them at some point.
Colkins v. State, supra. Petitioner also notes that should
he be unsuccessful before this Court, it is incumbent upon
his counsel to seek a writ of habeas corpus in federal court.
Before the jurisdiction of the federal court on such a writ
may be granted, however, petitioner must show that there
has been an exhaustion of all available State remedies.
28 U.S.C. § 2254 (b).
Since petitioner is represented by new counsel

at this stage of the appellate proceedings, it is necessary
that all available grounds for consideration be presented
to this Court so there can be no question as to whether
petitioner has exhausted his state remedies. Besides assur-
ing that no waiver of petitioner's constitutional rights
occurs, the procedure followed in this petition should accomo-
date. the finality of a judgment in that it precludes the
return to this Court on a particular point by the federal
court for consideration as to exhaustion. If this Court
misconstrues the intentions of counsel ag to the procedure
followed, counsel apologizes; however, counse] and petitioner
affirmatively assert that this procedure is being followed
in the best interests of petitioner. Further, petitioner
affirmatively states that this petition is being filed in
good faith and not for the purpose of delay and is an attempt
to provide a logical, orderly progression through the various
appellate remedies that may be available.

i‘ Petitioner notes that this petition may seem to
be lengthy. In light of this Court's clarification as to
the procedure to be followed, petitioner states all of his

grounds for relief, with memoranda of law, in the petition.

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 4

Petitioner is not filing a separate statement of points
and memorandum of law previously condemned by this Court.
Neal v. State, supra, 605 S.W.2d at 423-424.

7. Petitioner's conviction and sentence should be
vacated, and a new trial ordered, because he did not re-
ceive a fair trial before an impartial jury. Petitioner's
rights under the Due Process Clause of the Fourteenth Amend-
ment were thereby violated. Further, petitoner's rights
under Article II §§ 8, 10 of the Arkansas Constitution,
and Ark.Stat.Ann. § 43-1919 (Repl. 1977), were also violated.

While this Court has passed on certain aspects of this
question, other parts of the issue have not been reviewed.
Because the Due Process Clause requires a higher degree
of certainty in a death penalty case, 4ee, Gardner v. Florida,
430 U.S. 349 (1977), and because of this Court's duty to
review the record in a capital case for any error, whether
argued on appeal on not, it is appropriate for this Court
to now consider this point. Rule 36.24, A.R.Crim.P. (Repl.
1977).

The standard for reviewing this question were set forth
by the United States Supreme Court in Iavin v. Dowd, 366
U.S. 717 (1961). The seating of a juror who has formed
an opinion violates the Due Process guaranty of an impartial
jury. The mere existence of opinion, without more, is in-
sufficient to rebut a presumption of impartiality if the
juror can lay aside that opinion. Review of the voir dine
examination is a mixed question of law and fact. Where
there is a pattern suggesting a settled opinion regarding
guilt, a juror's protestation of impartiality should be

given little weight.

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 5

In Murphy v. Fkorida, 421 U.S. 794 (1975), the Court
confirmed the views expressed in Irvin v. Dowd, supra,
noting that the totality of the circumstances of the case
should be reviewed in determining whether a criminal de-
fendant obtained trial by an impartial jury. The law in
this State is in accord with those decisions. This Court
has added that

-.»-where the juror testifies that he is not one

hundred percent sure that he can lay aside his

previous impressions or opinions, we do not see
how any discretion on the part of the court can
add any assurance that the verdict will be ren-
dered only upon the evidence presented in court.

Swindler v. State, 264 Ark. at 113, 569 S.W.2d

at 124 [Hereafter Swindfler 1}.

The appeal of this cause dealt with the denial of mistrial
and motion for change of venue with created by publicity
problems. Swindler v. State, 267 Ark. 418, 592 §.W.2d 91
(1979) [Hereafter Swindfer 11]. This analysis in the se-
cond case overlooked significant problems which, viewed

in their totality, denied petitioner a fair trial.

A review of the totality of the circumstances reveals
the following:

A. Jury selection at the second trial took five
days. To select a panel of twelve jurors and one alternate,
126 venirepersons were examined. Of the 120 called before
a panel was selected, 113 were asked if they had any knowledge
about the case. 110 answered that yes they did have prior
knowledge.

Of these, nine initially denied that they knew
anything about the case. Some jurors had Slight information.
Others had closely followed the case up to, and through,
voir dine,

B. The trial court, while often exercising great

care in voin dine, made significant errors that require

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 6

this Court, in exercise of its supervisory powers, to vacate
the judgment and order a new trial. Article VII § 4, ARK.
CONST. Cf., In re Rules of Criminak Procedure, 259 Ark.
863, 530 S.W.2d 672 (1975); Murphy v. Florida, supra,

The trial court was extremely inconsistent ii
determining whether a particular venireperson's protest-
ations of impartiality were acceptable. Every juror who
acknowledged familiarity with the petitioner or the case
gave this information without prompting. This Court's atten-
tion is drawn, for illustrative purposes, to the following:

1. Venireperson Oakes, when asked what he knew
about the case, gave answers regarding petitioner's back-
ground, prior trial and reversal. [R. 755].

2. Venireperson Sunderman answered questions
with similar information. [R. 971-980].

3.. Venireperson Crase, after initially trying
to deny any knowledge about vb enka, revealed that he had
information regarding petitioner's capture and prior back-
ground [R. 999-1004].

4. Venireperson Jones, indicated knowledge of
the events prior to and after the first trial, and indicated
that he knew of anticipated defenses from reading about
the case the day before his voin dine [R. 1153-1163].

5. Venireperson Bricksey, knew of petitioner's
background, other charges petitioner was facing, the first
trial petitioner received, and that he would have difficulty
putting this information aside [R. 1295-1319}.

6. Venireperson Holland, after initially denying
any knowledge, stated that he knew about the case from re-

cent news on television. [R. 1355]

——

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 7

7. ‘Venireperson Blythe, noted that everyone knew
about the crime [R. 1392-1395].

8. Venireperson Montgomery, knew about the prior
trial and had been listening to newscasts about the pending
trial [R. 1451-1469].

9. Venireperson Wilson had read about the case
and heard a potential juror discussing the case [R. 1490,
1497-1498].

This is not, by any means, a complete list of the type
‘of information that the venirepersons gave about their prior
knowledge of this case. This situation should be contrasted
with that in Murphy v. Florida, supra, where defense counsel
brought much of the information before the panel by asking 2
leading questions on voir dine, 421 U.S. at 800-801, nn,
$5¢,5.

Despite the familiarity of potential jurors with the
facts of the case, and the large number that were convinced
prior to trial of petitioner's guilt, the trial court did
little to abate the situation.

Voin dine took five days. (R. 684-1241]. The trial
court never admonished jurors or potential jurors not to
read about the case or ss Gee to radio or television news-
casts. This admonition was never given despite the fact
that potential jurors acknowledged that they were obtaining
new and recent information. See, e.g., Venirepeason Neal

(R. 808).

\

On the second day of jury selection, four venirepersons
noted that they had heard recent information. [R. 908; 961;
1042-1045; 1051).

On the third day of jury selection, six persons advised

that they had recent information. [R. 1120; 1139; 1153;

—,

John Edward Swindler v. State of Arkansas: No. CR 79-116.
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 8

1170; 1187; 1204]. One of these venirepersons, Thurman
Jones, acknowledged reading a complete account of the case
while awaiting voir dine.

On the fourth day of jury selection, six persons ac-
knowledged having read or heard recent news accounts about
the case. [R. 1253; 1261; 1286; 1329; 1362; 1380).

By the fifth day of jury selection, seven persons ac-
knowledged having read or heard recent news accounts. [R.
1413; 1432; 1435; 1443; 1448; 1451; 1470]. Three of the
six persons interviewed as alternates had read or heard
recent news accounts. [R. 1490; 1511; 1518).

Despite these repeated indications that jurors were
receiving, and were interested in receiving, information
about the case from sources outside the courtroom, the trial
court did not admonish them to not read news accounts. He
did "suggest" to the first two jurors seated that they not
read or listen to accounts of the trial. [R. 969; 986].

The trial court did not make this suggestion to the other
persons that were selected as jurors or alternates.

Admonitions that the trial court gave were clearly vio-
lated, but still the trial court took no action, Only the
bare requirements of Ark.Stat.Ann. § 43-2122 (Repl. 1977),
were met. Despite indications that this was insufficient,
the trial court did nothing further.

On the first day of voir dine the trial court instructed
the jurors not to discuss the case among themselves or to
let it be discussed in their presence. Some potential jurors
violated this instruction, ;

1. Venireperson Pica mentioned having heard gossip
in the hall--apparently referring to persons await examination

(R. 1195).

nee Onan a -—y

John Edward Swindler v. State of Arkansas; No. CR 79-116 ~
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 9

2. Venireperson Hunt stated that something was
said to him while he was awaiting examination [R. 1214]. |

3. Venireperson Wilson, who was questioned on
the fifth day, stated that she heard an opinion expressed
by another potential juror [R. 1498].

These comments were being made in front of the trial
court the last three days of jury selection. Potential
jurors were clearly not obeying the trial court's instruc-
tions. The record reflects that the trial court made no
effort to determine the source of these varied comments,
who had heard them, or who had made them. As a minimum,
those selected as jurors should have been questioned. See,
Mosefy v. State, 258 Ark. 485, 527 S.W.2d 616 (1973);
Hutcherson v. State, 262 Ark. 535, 558 S.W.2d 156 (1977);
Wright v. State, 267 Ark. 264, 590 S.W.2d 15 (1979).

Tt is clear that the record does not reflect a single
instance of any juror, or potential juror, voluntarily noti-
fying the trial court of these comments. It is also clear
than an approach to a juror may have necessitated a mistrial.
Here the lack of inquiry by the trial court is fatal to
the State's claim that petitioner received a fair trial.

This entire situation draws into question the finding
that the jury was impartial. It is a critical question
where, as here, a defendant's life is at stake. IAvin v.
Dowd, supra.

The totality of the circumstances of this jury selection
require this Court to set aside this conviction and sentence
and return this case for a new trial. Speculation that
jurors were not tainted is insufficient where there were
clear violations of the trial court's partial admonitions,
where the admonitions were insufficient in light of the

information available to the trial court, and where no action

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 10

was taken by the trial court, of petitioner's trial counsel,
to explore or minimize the violations of the trial court's
instructions.

C. Petitioner did not receive effective assistance
of counsel as to obtaining a fair trial by an impartial
jury. Because of this ineffectiveness, the judgment should
be vacated and a new trial ordered. In the alternative,
without waiving the above request, permission should be
granted to proceed to the trial court for a hearing to deter-
mine whether counsel was effective in his attempts to obtain
an impartial jury.

The specific reasons petitioner raises to support these
grounds are: |

l. Trial counsel failed to obtain affidavits
or make a record regarding adverse, pervasive, prejudicial
pretrial publicity to support a second change of venue
pursuant to Ark.Stat.Ann. § 43-1502 (Repl. 1977).

2. Trial counsel failed to peremptorily challenge
certain jurors, Specifically, these jurors are: Henry
Sunderman {R. 985]; Thurman Jones [R. 1164]; Milton Skaggs
{(R. 1241].

3. Trial counsel failed to question the pre-
viously mentioned jurors with respect to whether they were
one hundred percent sure that they could set aside prior
knowledge and opinions about the case. This answer to this
question would have supported petitioner's challenge of
these jurors for cuase.: Swindfler I.

4. Trial counsel failed to request an admoni-
tion from the trial court to potential jurors to not read
or listen to news accounts regarding the case both during

jury examination, and after selection for jury service.

Ped

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page ll

5. Trial counsel failed to request an investi-
gation into the nature of opinions being expressed among
potential jurors and whether those selected had been in-
fected by these opinions. Since potential jurors were vio-
lating the trial court's partial admonition to not discuss
the case, there is no reason to believe that jurors pro-
testations that they could, or would, set aside prior opinions
were true.

6. Trial counsel failed to move that petitioner
be granted additional peremptory challenges because of the
widespread prior knowledge of the case expressed by potential
jurors. See, Nebrasks Press AdSoc. v. Stuart, 427 U.S.

539 (1976).

These failures by trial counsel cannot be characterized
as mere omissions or mistakes in strategy. The record re-
flects a misunderstanding of the law on venue by counsel
to the extent that not even basic procedures were followed
in order to effect a second change of venue. [R. 75]; 876;
1071-1074; 1243-1245; 1405-1409; 1528-1559]. Or, as this
Court succintly stated

While Swindler's counsel moved six times for a
mistrial or change of venue during the 5 days'
voir dire examination, no evidence at all was
offered of pretrial publicity. No affidavits
‘Or testimony, showing pretrial publicity of ill
feelings in the community as a result of the
killing, was offered, as they had been in

[Swindler 1] or Ruiz & Van Denton v. State,
Supra,

Our law provides affidavits or sworn testimony
must be offered to support a motion for change
of venue. Ark.Stat.Ann. § 43-1502. Swindlenr 3

267 Ark. at 424; 592 S.W.2d at 94 {Clarification
added].

8. Petitioner was denied trial by a jury selected
from a cross section of the community, and inadequate assist-

ance of counsel because the jury was qualified to render

a death penalty. Trial counsel was inadequate in that it

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 12

failed to request a hearing, or to put on evidence that
juries qualified to render a death penalty were prosecution
prone, and did not represent a fair cross section of the
community. See, Gaigsby v. Mabry, 483 F.Supp. 1372 (E.D.Ark.
1980, aff'd as modified, F.2d __—s(8th Cir. 1981).

9. Petitioner states a a ground for relief that he
was denied effective assistance of counsel at the penalty
phase of the second trial. Specifically, petitioner states
that trial counsel was ineffective in failing to object
to the introduction of a prior conviction for armed robbery
on the basis that the judgment of conviction does not clear-
ly show that petitioner was represented by counsel. Further,
trial counsel was ineffective in failing to use due diligence
to investigate and prepare for presentation to the jury
evidence as to mitigating circumstances. Petitioner states
that this evidence would have’ been readily available if
trial counsel had merely asked petitioner for this information,
or had properly investigated information provided petitioner
by the State through discovery.

In making this argument, petitioner first notes that
the United States Supreme Court has recognized that the
penalty phase of a capital case is to be judged on equal
footing ds the guilt phase in determining if Due Process
rights of the defendant have been protected.

Second, it is now clear that the sentencing pro-
cess, as well as the trial itself, must satisfy
the requirements of the Due Process Clause.
Gandnenr v. Fhonida, 430 U.S. 349, 358 (1977).
The right to counsel, in a state prosecution, is a Due Pro-
cess right. The Sixth Amendment right to counsel has been
applied to the States through the Due Process Clause of

the Fourteenth Amendment of the United States Constitution.

Gideon v. Wainwaight, 372 U.S. 335 (1963); Powell v.

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant. to Rule 37, A.R.Crim.P. (Repl. 1977); Page 13

Alabama, 287 U.S. 45 (1932). Therefore, this right to counsel
attaches to the penalty phase of a Capital case.

To sustain an allegation of ineffective assistance of
counsel at the penalty phase of the trial, petitioner must
demonstrate that counse] was ineffective. McDonakd v. State,
257 Ark. 879,'520 S.W.2d 292 (1975). The showing must be
more than an allegation that because of errors, omissions,
or improvident strategy, counsel was ineffective. (lark
v. State, 255 Ark. 13, 498 S.W.2d 657 (1973).

If the allegation of ineffective counsel is couched
solely in terms of matters of judgment, then a hearing on
the issue is not required. Leasure v. State, 254 Ark. 961,
497 S.W.2d 1 (1973). Further, a hearing is not required
if petitioner has had an adequate Opportunity to raise the
issue in the trial court, or on direct appeal. Hilliard
v. State, 259 Ark. 81, 531 S.W.2d 463 (1976). If, however,
a hearing is ordered on this issue, petitioner must show
by clear and convincing evidence that trial counsel was
SO patently lacking in competence at the penalty phase that
it became the duty of the trial court to be aware of this

incompetence and to correct it. Collins v. State, Ark. ,

___S.W.2d (February 2, 1981).

Petitioner accepts the burden that he must show at a
hearing that trial counsel was ineffective at the penalty
phase. This issue could not have been raised on direct
appeal since trial counsel prepared petitioner's direct
appeal. The request for a hearing is in accordance with

this Court's direction

If the accused did not have adequate opportunity
to raise the question in the trial court before
appeal, he can raise the question by motion, for
post conviction relief. Hilliard v. State, Supra,
259 Ark. at 84, 497 S.W.2d at 2.

’ ca | : *e; Oy

John Edward Swindler.v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 14

Petitioner is requesting the opportunity that this Court
has requested--i.e, to present to the trial court the alle-
gations that trial counsel was ineffective at the penalty
phase of the trial.

A. The first argument is that trial counsel failed
to properly object to the entry into evidence at the penalty
phase of a prior judgment of conviction. The judgment of
conviction was for the offense of armed robbery as‘an accessory
before or after the fact. [R. 2188] The judgment does not
make clear on its face that petitioner was represented by
counsel at trial or plea on this charge.

Dealing with the habitual offender trials, this Court
has held that if the judgment of conviction does not make
clear that the defendant was represented by competent counsel,
there is a presumption that the defendant was not represented
and the conviction cannot be introduced into evidence. The
jury is not allowed, in that Situation, to use the conviction
for its consideration of increased penalties. Reeves v.
Mabay, 480 F.Supp. 529 (E.D.Ark. 1979); Wi2buran v. State,
253 Ark. 608, 487 S.W.2d 600 (1972); Klimas v. State, 259
Ark. 301, 534 S.W.2d 202 (1976). Petitioner contends that
this standard Should also apply to the penalty phase of
a capital case. This assertion is particularly true since
this judgment was the only competent evidence that could
show beyond a reasonable doubt that petitioner had, at the
time of the capital murder, previously committed a felony,
an element of which was the use, or threatened use, of force
or violence. Ark.Stat.Ann. § 41-1303(3) (Crim.Code 1976).
[R. 2204)

There are some names that appear on the judgment of

conviction that might be that of defense counsel. However,

PAGE 15 1S “ MISSING IN ORIGINAL” : ;

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 16

of his that could have been used as mitigating evidence.
Petitioner's present counsel have been in contact with mem-
bers of petitioner's family amd have learned of evidence
that related to petitioner's mental condition, his prior
work record when not in the penitentiary, and his ties to
his family. This information was gleaned merely from asking.
petitioner about family members and making telephone calls
to those family members.

2. The fact that a psychiatrist had examined
petitioner prior to the first trial and found him to be
hysterical with evidence of paranoid delusions of grandeur
and persecution. [R. 13] While this evidence may not have
been sufficient to warrant an acquittal by reason of mental
disease or defect, it should have led to further investigation
to show the applicability of the mitigating circumstances
listed in Ark.Stat.Ann. §§ 41-1304(1) (2) (3) (Crim.Code 1976).
In further investigation of this matter, present counsel
have learned that determinations by the Arkansas State Hos-
pital primarily concern whether a defendant suffers from
a psychosis that is so severe as to render him incompetent
to stand trial. The information, from Dan Donahue, Ph.D.,

a clinical psychologist at the Arkansas State Hospital,

was learned merely by making a telephone call. Dr. Donahue
‘urther stated that in making its determination, the staff
does not even consider the possibility that this evidence
may be used to show mitigation during the penalty phase

of a capital trial. When questioned further about this
report concerning petitioner, Dr. Donahue indicated that

a follow up investigation could have provided information
that would make applicable the mitigating circumstances

listed above.

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 17

3. The fact that petitioner was not used as a
witness again during the penalty phase of the trial. This
failure is particularly relevant in light of the prosecuting
attorney's closing argument that petitioner had not shown
any remorse at the fact a human life had been taken, re-
gardless of the claim of justification. [R. 2141].

4. The fact that a correspondent of petitioner's--
Mrs. Francis Nixon--had gleaned insight into petitioner's
character during their communications between the first
and second trials in this matter. This information could
have been used in mitigation to show personality traits
and petitioner that would justify the jury allowing him
to escape the death penalty. This information wgs learned
merely by asking petitioner and making a telephone call
to Mrs. Nixon.

Petitioner contends that these matters were never dis-
cussed with him by counsel in the preparation for the trial
of this matter. In short, except for the proposed testimony
of Mr. Don Reid, there was no preparation for this phase
of the trial. Of course, petitioner again asserts that
the failure of the trial court to permit a brief continuance
so Mr. Reid could appear to give information about rehabili-
tation about death row prisoners was error. This assertion
is particularly true in light of the fact that Mr. Reid
could have evidently been present had the trial not been
previously delayed so a juror could attend a funeral. It
is noted that this delay occurred despite the fact that
alternate jurors had been chosen which could have prevented
the delay.

It has been noted that it is debatable whether to call

the defendant in a capital case as a witness during the

Se a ==

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 18

penalty phase of a capital case after he has served as a
witness during the guilt phase. Voyles v. Watkins, 489
F.Supp. 901 (N.D.Miss. 1980). However, it was further noted
in that case that the presentation of the kind of evidence
petitioner outlined above would have supported the trial
court's instructions as to mitigation.
The lack of any mitigating evidence resulted from
the failure of defense counsel to exercise dili-
gence in locating and presenting witnesses who
were in position to establish traits of good char-

acter. Voyles v. Watkins, Supra, 489 F.Supp. at
909.

Of course, as has been noted by the United States Supreme
Court, evidence as to character traits is certainly ad-
missible during the penalty phase of a capital case. Lockett
v. Ohio, 438 U.S. 586 (1978). This mandate is consistent
with the language of Arkansas' statute concerning mitigating
circumstances. Ark.Stat.Ann. § 41-1304(Crim.Code 1976).

Petitioner admits that he has had to go outside the
record to present the above listed evidence for consid-
eration by this Court: This is evidently the procedure
approved by this Court for Rule 37 petitions. Neaé v, State,
supra. Indeed, the failure of counsel to go outside the
record is evidently a basis for denying a petition to pro-
ceed to the trial court for an evidentiary hearing on the
issue. Collins v. State, Supra.

The failure of trial counsel to investigate and present
this evidence, or to properly object to the admission of
extremely damaging and inadmissible evidence, indicates
that the penalty phase of this trial was rendered a farce

and a mockery of justice. However, this is not the issue

for this Court to determine at this stage. It is an issue

4 for the trial court to determine. Hilliard v. State, supra.

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 19

Therefore, petitioner respectfully requests permission
to proceed to the trial court for an evidentiary hearing
on this issue of ineffective assistance of counsel at the
penalty phase.
WHEREFORE, premises considered, petitioner prays that
this Court: (1) enter a stay of execution forthwith until
this petition can be considered on the merits; (2) that
upon consideration of the petition, this Court vacate the
judgment and sentence and remand this matter for a new trial;
(3) that in the alternative, without waiving the above re-
quests, that this Court remand this matter to the Sebastion
Circuit Court, sitting on change of venue in the Scott Circuit
Court, for an evidentiary hearing on the allegations contained
herein. ;
Respectfully submitted,
CHARLES L. CARPENTER, JR.
1405 Main Street
North Little Rock, Arkansas 72114
(501) 374-1364
and
THOMAS M. CARPENTER
807 West Third Street

Little Rock, Arkansas 72201
(501) 372-4040

\

wala agonstinf
By: Cheeses 7V). gen

COUNSEL FOR PETITIONER, PA0
Bono Publica

STATE OF ARKANSAS)
COUNTY OF PULASKI)

We, counsel for petitioner herein, do hereby certify
that the above information is true and correct to the best
of our knowledge and belief, and that this petition is
being filed in good faith and not for the purpose of delay.

Chaos & layavile ye Cheney J Cope _

John Edward Swindler v. State of Arkansas: No. CR 79-116
Arkansas Supreme Court: Petition for Permission to Proceed
Pursuant to Rule 37, A.R.Crim.P. (Repl. 1977): Page 20

oo
Subscribed and sworn to before me this /G day of March,

1981.
Ns Z
ig i NOTARY PUBLIC
My commission expires:

CERTIFICATE OF SERVICE

I, Thomas M. Carpenter, one of counsel for petitioner
herein, do hereby certify that a true and correct copy of
the foregoing petition has been served on opposing counsel
this 16th day of March, 1981, by hand delivering a copy of
same to the Honorable Steve Clark, Office of the Attorney
General, Justice Building, Little Rock, Arkansas.

APPENDTIX

Day 1 - Oct. 16, 1978 Nay ? - Oct. 17, 1978 May 3 - Oct. 18, 1978
\
Day 4 = Oct. 19, 1978 Day % = Oct. 20, 1978

JURORS WHO TNTTTATLLY DENIED KNOWTEDNGE - 9

41. Robert Oliver T. 955, 961 6. aR. Wotiand. %...1955, 1359

?. Shirley timhocker S28 AS 9, Parris Blythe TT. 1387, 1292
4%. Walter Goddard T. 1254, 1°61 8. Cora Owens T. 1414, 1422

4, Oscar Stringer T. 1721, 1422 9. Mickey Austin T. 14277, 1431

6. The De. Casey T. 12324, 1276

JURORS WHO HAD RECENT KNOWLEDGE = 27
1. James Neal, T. 808, Day 1 45. T. D. Casey, T. 1329, Day 4 .
2. Sharon K. Self, T. 908, Day? 46. J.F. Holland, T. 1262, Day "
%. Robert Oliver, T. 961, Day? ° 49. John Robinson, T.1780, Day 4
4, Carolyn Gilbert, T. 1042,1045, Day ? 1%. Cora Owens, T.1%1%, Day 5
%S. Farl Overton, T. 1051, Day ? 19. Jerry Carter, 7. 4442, Day p
6. Billy Pat: Franklin, T. 1120, Day 4 on. Tr. Stokes, T. 1445, Day 5 |
9. Richard Moore, T. 1129, Day 7? 21, Jd. Page, T. 1443, Day 5
8. Thurman Jones, T. 115%, Day P2. K. Cottingham, T. 1448, Day
9. William Hartsill, T. 11770, Day 4 24, J. Montgomery,T.1451,Day 5
10. Tenora Pian, T. 1187, Day 2 on, K, Fdmonson,?.1470,Day 5
41. Robby Wont, T. 17204, Day % 25. M. Wilson, 7.1490, Day 5
12. Glen Male Tull, T. 1254, Day 4 26. FB. Deadman, 7.1511, Day 5
41%. Walter Goddard, T. 1961, Nay 29, W.Robinson, T. 1578, DayS

44. 7. GQ. Warner, T's 4PF6, Da:

SUPREME COURT OF ARKANSAS

No. CR 79-116 ¢fro[s

JOHN EDWARD SWINDLER, Opinion Delivered —

Petitioner PETITION TO PROCEED UNDER
RULE 37

Vv.
STATE OF ARKANSAS,

Respondent Petition Denied.

PER CURIAM

Petitioner, John Edward Swindler, brings this petition seeking
post-conviction relief under Rule 37, A. R. Crim. P. (Repl. 1977)
from his conviction for capital murder, Ark. Stat. Ann., § 41-1501
(Repl. 1977). He was sentenced to death by electrocution in that
conviction, the date for execution being originally set for March 21,
1981. On March 13, 1981, petitioner sought a stay of execution, and
on March 16, 1981, filed this petition for post-conviction relief
under Rule 37. On March 18, 1981, we granted the stay of execution
in order that we might properly consider the present petition to pro-

ceed under Rule 37. The petition has been considered and is now

denied, and we dissolve the stay of execution granted in the order of

= -se

March 18, 1981. ie oe
We see no need to repeat the facts of this case, as they are

fully stated in two previous decisions of this court. We will briefly

summarize the proceedings up to the filing of this petition. John Edwerd

Swindler was originally tried and convicted of capital murder in

the 1977 death of Officer Randy Basnett of the Fort Smith Police

Department. That conviction was appealed, however, and this court was

compelled to reverse the conviction on the grounds that the trial cours

erred in failing to grant a motion for change of venue, and in empanelin

three of the jurors in that case. Swindler v. State, 264 Ark. 107, 5e9

nn

S.W.2d 120 (1978). Following that remand, the petitioner was again
tried, ina different court, and again convicted and sentenced to
death. On direct appeal from this second conviction, we affirmed the
trial court in an opinion more thoroughly discussed hereafter.

Swindler v. State, 267 Ark. 418, 592 S.W.2d 91 (1979), cert. den.,

U.S.__, 101 S.Ct. 630, 66 L.Ed. 511 (1980),

Rule 37.1 provides:

A prisoner, in custody under sentence of a circuit
court and whose case was not appealed to the
Supreme Court, claiming a right to be released, or
_to have a new trial, or to have the original
sentence modified on the ground:

(a) that the sentence was imposed in violation
of the Constitution and laws of the United
States or this state; or

_ (ob) that the Court imposing the sentence was
‘ without jurisdiction to do so; or

(c) that the sentence was in excess of the
maximum authorized by law; or

(d) that the sentence is otherwise subject to
collateral attack; may file a verified
motion at any time in the court which
imposed the sentence, praying that the
sentence be vacated or corrected.

Rule 37.2 makes clear that if the petitioner has previously
brought a direct appeal of his conviction to the Supreme Court then no
proceeding may be brought in the trial court without prior consent of

this court, as the present petition seeks. In applying Rule 37, we

-_
=

have made clear as in Hulsey v. State, 268 Ark. 312, 595 S.W.2d 934

(Opinion delivered March 31, 1980):
This postconviction remedy was not intended to
provide a method for the review of mere error in the
conduct of the trial or to serve as a substitute for
appeal. Hulsey, at 313.
Even questions of consitutional dimension are not preserved beyond
the direct appeal of the conviction unless they are shown to be of such

fundamental nature that the judgment is rendered void,

a
CR 79-116

ee
re ener 7 ree REE pe es es ee

All these questions, and doubtless scores of others,
might have been raised at the trial and thereafter

on the first appeal, but they were pot, Although
they are argued as constitutional questions, they

do not raise issues so fundamental as to render the
sentence and the judgment void and open to collateral
attack. Such constitutional questions are waived if
not raised in accordance with the controlling rules of
procedure. [Citations omitted.] In this court, con-
tentions not argued by the appellant - in this
instance on the first appeal - are waived.

Hulsey, at 315.

, See also, Collins v. State, 271 Ark. 825, 611 S.W.2d 182 (1981) and

“Rogers v. State, 265 Ark. 945, 582 S.W.2d 7 (1979).

In the petition for post-conviction relief under Rule 37, the
petitioner argues: 1) that he was denied a feir trial by a fair and
impartial jury; specifically a) the court erred in seating certain
persons who allegedly had formed opinions in the case; b) the trial
judge failed to admonish the jury concerning publicity surrounding the
trial; and c) that there should have been a change of venue; and 2)
that he did not receive effective counsel; specifically a) counsel
failed to make certain objections at voir dire and b) failed to present
certain testimony of mitigating circumstances at the sentencing phase

*,
of trial. ;

First, we note that in our decision on the direct appeal, Swindler
v. State, 267 Ark. 418, 592 S.W.2d 91 (1979), the allegations of the
change of venue request, the voir dire examination, and the seating of

the jury were all reviewed. Therefore, we will not consider the

~ -
- -

petitioner's argument for relief based on issues arising out of those

proceedings,

It (Rule 37) is not intended to permit the petitioner
to again present questions which were passed upon
direct appeal. Hulsey v. State, supra. Nor does it
permit a petitioner to raise questions which might

have been raised at the trial or on the record on
direct appeal....

Neal _v. State, 270 Ark. 442, 605 S.W/2d 421 (1980), at 447. What is

left, then, of the petitioner's request is the broad allegation of
ineffectiveness of counsel at the sentencing phase of the trial. The
allegation of ineffectiveness of counsel at the sentencing phase of

the trial is based on the alleged failure of trial counsel to call

; Pe Se Boe

—eeewrrrrr— ee ——————— ————— —————————————————

certain witnesses and to develop certain testimony as to mitigating
circumstances. However, as we pointed out in Leasure v. State, 254
Ark. 961, 497 S.W.2d 1 (1973);

The calling of bisndeses in a criminal trial is

a matter which is normally within the realm of

judgment of counsel. At 968.

We remain unconvinced from the bare allegations of the present
petition as to what might, or conceivably could have been used in the
* sentencing’ phase, that defense counsel was ineffective. Any error of
omission by counsel was not of such grave nature "as to render the
judgment void and open to collatere! attack." Neal, at 447.

We do not find any merit in the petitioner's request to proceed

under Rule 37 under the requirements set for such proceedings in our

decisions of Neal, Hulsey, Rogers and Collins, above. Petitioner's

petition to proceed under Rule 37 will therefore be denied. Our order
of March 18, 1981, granting petitioner a stay of execution is dissolved,
petitioner having exhausted all remedies recognized by this state.

Petition denied.

CR 79-116

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_1873%3A1. Public record. Not legal advice.
