# Opposition — First National Bank v. Marquette National Bank

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_1344%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition
- **Published:** January 1, 1981
- **Citation:** 450 U.S. 1042

## Text

No. 80-1391 MAR 18 1981

ALEXAA Jew i. STEVAS,
Clek Semke v. Enid Automobile Dealers Assoc..,
456 F. 2d 1361, 1366-67 (10th Cir. 1972) (“fraud, cor-
ruption or misuse of the state processes”); Metro Cable
Co. v. CATV of Rockford, Inc., 516 F. 2d 220, 232
(7th Cir. 1975) (“conduct that was not genuinely aimed
at securing favorable governmental action but at dis-
couraging competitors from seeking governmental ac-
tion”); Franchise Realty v. S.F. Loc. Joint Exec. Bd.,
542 F. 2d 1076, 1084 (9th Cir. 1976), cert. denied, 430
U.S. 940 (1977) (“used the threat of litigation as a blud-
geon in its attempts to retain its monopoly”); Feminist
Women’s Health Center v. Mohammad, 586 F. 2d 530,
543, fn. 6 (Sth Cir. 1978), cert. denied, 444 U.S. 924
(1978) (“the petitioning was not a genuine effort to in-
fluence public officials to take governmental action”);
Hahn v. Codding, 615 F. 2d 830, 840 (9th Cir. 1980)

‘The issue of whether a single, abusive lawsuit, as opposed to a “pat-
tern of baseless, repetitive claims.” is sufficient to come within the
“sham exception’’ was addressed but left undecided in Vendo. This,
however, does not provide a basis for review in the present case since
the District Court held that, even assuming the pursuit of a single,
abusive lawsuit could subject ore to civil liability. there was no abuse
of process in Marquette’s pursuit of the Injunction Suit (App. pp. 21-
24). 482 F. Supp. at 520-21.

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(“overlapping, repetitive, and baseless lawsuits”). See al-
so, Wilmonite, Inc. v. Eagan Real Estate, Inc., 454 F.
Supp. 1124, 1131 (N.D. N.Y. 1977), aff'd, 578 F.2d
1372 (2d Cir. 1978), cert. denied, 439 U.S. 983 (1978)
(“the corruption of the administrative or judicial proc-
ess”).

In applying WNoerr-Pennington principles to Peti-
tioners’ alleged claims for violation of the Civil Rights
Act and for tortious interference with business, the Dis-
trict Court did so on the basis that the First Amendment
right of petition affords protection against such claims
(when they are based upon lobbying and litigation activi-
ties) in the same manner as protection is afforded against
antitrust claims (App. pp. 25-26 and p. 28). 482 F.
Supp. at 521-22 and 524-25. The Court of Appeals af-
firmed (App. p. 3 and pp. 7-8, fn. 4). 636 F. 2d at 197
and 199, fn. 4.

While it is true that this Court has not rendered an opin-
ion regarding the application of Noerr-Pennington prin-
ciples to claims for violation of the Civil Rights Act or
for tortious interference with business, the District Court’s
decision in this regard is supported by all of the lower
courts which have faced the issue, including two cases in
which this Court has denied review. See, Stern v. United
States Gypsum, Inc., 547 F. 2d 1329, 1344 (7th Cir.
1977), cert. denied, 434 U.S. 975 (1977) (civil rights claim
brought under 42 U.S.C §1985); State of Missouri v.
National Organization for Women, Inc., 620 F. 2d 1301,
1316-19 (8th Cir. 1980), cert. denied, — U.S. —, 101
S. Ct. 122 (1980) (tortious interference with business
claim); Gorman Towers, Inc. v. Bogoslavsky, 626 F.2d
607, 614-15 (8th Cir. 1980) (civil rights claim brought
under 42 U.S.C. §1983); Sierra Club v. Butz, 349 F. Supp.

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934, 938 (N.D. Calif. 1972) (tortious interference with
business claim); Weiss v. Willow Tree Civic Ass’n, 467
F. Supp. 803, 816-818 (S.D. N.Y. 1979) (civil rights
claim brought under 42 U.S.C. $1983); Pennwalt Corp.
v. Zenith Laboratories, Inc., 472 F. Supp. 413, 424 (E.D.
Mich. 1979), appeal dismissed, 615 F. 2d 1362 (6th
Cir. 1980) (tortious interference with business claim).

The Circuit Court’s Decision Regarding §1983 is Not
in Conflict with Maine v. Thiboutot

The District Court’s summary judgment and dismissal
of Petitioners’ Civil Rights Act claim was based on three
alternative grounds: (1) “that the Noerr-Pennington im-
munity . . . should also be applied to a claim based upon
$1983” (App. p. 25); (2) “that $85 of the National
Bank Act [does not] secure ‘a right, privilege and im-
munity’ within the meaning of the Civil Rights Act” (App.
p. 27); and (3) “that $1983 privides a cause of action
only for deprivations of federal statutory rights which
provide for ‘equal rights’ or ‘the protection of civil rights’ ”
(App. p. 27). 482 F. Su pp. at 521-22.

In connection with the last of the above alternative
grounds, the District Court did not have the benefit of
this Court’s decision in Maine v. Thiboutot, — U.S. —.
100 S. Ct. 2502 (1980), wherein it was held that the
reach of §1983 is not limited to the deprivation of civil
rights or equal protection laws. 100 S. Ct. at 2504-06.
Cognizant of this clarification of the scope of $1983, the
Court of Appeals cited the other two alternative grounds
relied upon by the District Court in granting summary

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judgment on the Civil Rights Act claim (App. pp. 5-7).
636 F. 2d at 198-99.

In their Petition for Certiorari herein, Petitioners con-
tend that the Court of Appeals’ decision is in conflict with
Maine v. Thiboutot. Certainly this would be true if the
Court of Appeals had affirmed the dismissal of the Civil
Rights Act claim on the ground that causes of action
under $1983 are limited to deprivation of civil rights or
equal protection laws. However, as noted above, this
ground was not the basis for the Court of Appeals’ de-
cision. The Court of Appeals recognized that federal laws
which grant “rights, privileges or immunities” to the citi-
zenry are within the scope of $1983; however, it also held
that the authority given national banks to charge a cer-
tain rate of interest under 12 U.S.C. §85°, is not “a right,
privilege or immunity secured by federal law within the
meaning of 42 U.S.C. §1983” (App. p. 5). 636 F. 2d at
198. This ruling is not in conflict with Thiboutot.

The Court of Appeals also noted that Petitioners’ Civil
Rights Act claim could also be denied on Noerr-Penning-
ton principles:

“The interests in protecting citizens’ right of peti-
tion and free speech that were found to outweigh
the statutory restrictions in [antitrust] cases seem
equally as strong here and could provide an alterna-
tive ground for immunizing Marquette from penalty
under Section 1983.” (App. p. 8, fn. 4). 636 F. 2d
at 199, fn. 4.

As discussed earlier herein, other lower courts have sim-
ilarly applied Noerr-Pennington to §1983 claims. By ap-

®See, The Marquette National Bank of Minneapolis v. First of Omaha
Service Corporation, 439 U.S. 299, 301 (1978).

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plying Noerr-Pennington to the Civil Rights Act claim,
any issue as to whether §85 of the National Bank Act
confers a statutory “right, privilege or immunity” within
the meaning of $1983 is rendered moot.

CONCLUSION

Based on the foregoing, it is respectfully submitted that
the petition for a writ of certiorari be. in all things, denied.

Respectfully submitted.

J. Patrick McDavitt
LEVITT, PALMER, BOWEN, ROTMAN &
SHARE

500 Roanoke Building

Minneapolis, Minnesota 55402

Telephone: (612) 339-0661

Attorneys for Respondent The

Marquette National Bank of Minneapolis

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_1344%3A2. Public record. Not legal advice.
