# Petition — Winston v. Eby

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 450 U.S. 1031

## Text

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80-1352

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IN THE f CLERK

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A seo Name

Supreme Court of the Bnkted States

OCTOBER TERM, 1980

No.

ANDREW J. WINSTON, Sheriff,
City of Richmond,

and

Don Hutto, Director of
Department of Corrections,

Petitioners,
V.
ROBERT G. EBY
and
FRANKLIN M. PHILLIPS,
Respondents.

PETITION FOR WRIT OF CERTIORARI TO THE
JUDGMENT OF THE UNITED STATES COURT
OF APPEALS FOR THE FOURTH CIRCUIT

J. MARSHALL COLEMAN
Attorney General of Virginia

JAMES E. KULP
Deputy Attorney General

900 Fidelity Building

830 East Main Street
Richmond, Virginia 23219
(804) 786-6563

QUESTIONS PRESENTED

I. Does a master jury list composed of twenty-five percent
women meet the fair-cross-section of the community require-
ments of the Sixth Amendment?

II. Does the exemption from jury service of persons
necessarily and personally responsible for children sixteen years
of age or younger represent a significant state interest to justify
a failure to attain a fair-cross-section of the community under
the Sixth Amendment?

III]. Did the respondents make out a prima facie case of
jury discrimination?

ii

TABLE OF CONTENTS

QUESTIONS PRESENTED .............ccccsscssssssssssssssscenceseenees
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CONSTITUTIONAL PROVISIONS AND STATUTES
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ARGUMENT
1. A master jury list composed of twenty-five percent
women represents a fair-cross-section of the com-
munity under the Sixth Amendment................0004
2. The exemption from jury service of persons neces-
sarily and personally responsible for children six-
teen years of age or younger represents a signifi-
cant state interest and justified a failure to attain a
fair-cross-section of the community under the Sixth
TES AN ee UTI ORE TOE Te ET
3. The respondents failed to make out a prima facie
Case Of JULY GISCTIMIMALION............cccceeeeeereeereeeeteeeeees
I as acasasmsbaiuensanneteneniee

CERTIFICATE OF SERVICE ...............ssssssrccssercrsesesersesees

Page

TABLE OF CITATIONS

CASES

Bowen v. State, 260 S.E.2d 855 (Ga. 1979)...
Brewer v. Williams, 430 U.S. 387 (1977) wu.ccceceeeeeeeeeee
Duren v. Missouri, 439 U.S. 357 (1979) occeeeeeeeeeeeeee
LaVallee v. Delle Rose, 410 U.S. 690 (1973) wu...

Manyland Casualty Co. v. Rickenbaker, 146 F.2d 751
Ce sates siensinccsonssasnrsediicaktekecusckuckatinleness

Meaa’s Baker, Inc. v. C.1.R., 364 F.2d 101 (Sth Cir.
FE Biisdahdensisasiehbicsnucsbiancaveainicantenainansebooaaiek puciaeiains

People v. Hill, 415 N.Y. Supp. 2d 541 (1979) wo...

Stamps v. State, 603 S$.W.2d 59 (1980) (Ct. App.
STD sichxiaincaseiasnostamicnsarabecasbisicbiacbioiavendivaeieounaisics

Taylor v. Louisiana, 419 U.S. 522 (1975) ...ccccccceeeeeee.

United States v. Hanson, 472 F.Supp. 1049 (D.
fg) SERRRRN I Pane mn Cr meen rr Mine PAD eRe

Williams v. Dalsheim, 480 F.Supp. 1049 (E.D.N.Y.
PU sili slaphua scan hianea caisscsdan te scatdi saved deseateanicnnnastaveanios

Williams v. Florida, 399 U.S. 78 (1970) voccccccccccccceeeeee

Wright v. North Carolina, 483 F.2d 405 (4th Cir.
PFET lsh sci rcdenieaa a cbiainsncdalvbuldeensccalchusenibabiiotGie

IN THE
Supreme Court of the United States

OCTOBER TERM, 1980

No.

ANDREW J. WINSTON, Sheriff,
City of Richmond,

and

Don Hutto, Director of
Department of Corrections,
Petitioners,
v

ROBERT G. EByY
and

FRANKLIN M. PHILLIPS,
Respondents.

PETITION FOR WRIT OF CERTIORARI TO THE
JUDGMENT OF THE UNITED STATES COURT
OF APPEALS FOR THE FOURTH CIRCUIT

OPINIONS BELOW

The opinion of the Court of Appeals is unreported and is
included herein as Appendix A. The decisions of the United
States District Court are included herein as Appendix B.

2

JURISDICTION

The decision of the Court of Appeals was entered on
November 12, 1980. The jurisdiction of this Court to issue the
Writ of Certiorari in this case is invoked under 28 U.S.C.
§1254(1).

CONSTITUTIONAL PROVISION
AND
STATUTES INVOLVED

1. United States Constitution, Amendment VI.

In all criminal prosecutions, the accused shall enjoy the
right to a speedy and public trial, by an impartial jury of the
state and district wherein the crime shall have been committed,
which district shall have been previously ascertained by law,
and to be informed of the nature and cause of the accusation; to
be confronted with the witnesses against him; to have com-
pulsory process for obtaining witnesses in his favor, and to have
the assistance of counsel for his defense.

2. Section 8-208.6(26) of the Code of Virginia (1950), as
amended.

§ 8-208.6. The following shall be exempt from serving on
juries in civil and criminal cases:

* * *

(26) Any persons who notify the jury commissioners
within the time and in the manner prescribed by § 8-208.10 that
they have legal custody of and are necessarily and personally
responsible for a child ur children sixteen years of age or
younger or a person having a physical or mental impairment
requiring continuous care by them during normal court hours.

3. Section 8-208.10 of the Code of Virginia (1950), as
amended.

§ 8-208.10. The commissioners shall, not later than the
first day of December following their appointment, submit a list

3

showing the names, addresses and, if available, the occupations
of such of the inhabitants of their respective counties or cities as
are well qualified to serve as jurors and are not excluded or
exempt by §§ 8-208.2, 8-208.3, 8-208.4 and 8-208.6, such list to
become effective January first following. The number of per-
sons selected for each court shall be as specified in the order
appointing the commissioners.

* * *

STATEMENT OF THE CASE

The respondents were charged with possession of several
tons of marijuana with intent to distribute. Prior to trial in the
Circuit Court of Hanover County, Virginia, the respondents
filed a Motion to Quash the master jury list on the ground of
systematic exclusion of women. The respondents entered into a
stipulation with the State prosecutor that the 1970 census
indicated approximately fifty percent women in the adult
population in Hanover County. The stipulation also included
that the 1976 and 1977 master jury lists contained twenty-five
percent women. When the stipulation was presented at trial the
State judge questioned the reliability of the percentage of
women on the 1976 and 1977 master jury lists when it was
shown that these percentages had been arrived at by merely
looking at the master jury list and assuming certain names were
male and others were female. The State trial judge rejected this
stipulation as being unreliable and not accurately reflecting the
facts. Thereafter the trial judge denied the Motion to Quash
the master jury list and respondents were subsequently con-
victed. The respondents appealed their conviction to the
Supreme Court of Virginia where they raised the issue of Jury
discrimination. This appeal was denied by the Supreme Court
of Virginia. The respondents unsuccessfully sought Certiorari
in this Court which was denied on March 19, 1979, Case No.
78-5796.

After exhausting State court remedies, the respondents
filed a petition for a Writ of Habeas Corpus in the United States
District Court, asserting among other things the issue of jury

4

discrimination. Argument was had before the District Court on
August 20, 1979, at which time no evidence was presented. The
petitioners filed the affidavits of two former jury commissioners
explaining that when arriving at the names to be placed upon
the master jury list they did not consider an undetermined
number of women who they personally knew had to care for
infant children. On December 17, 1979, the District Court
granted respondents a Writ of Habeas Corpus on the ground
that they had been denied a jury composed of a fair-cross-
section of the community in violation of the Sixth Amendment
and upon another ground which was not considered by the
Circuit Court of Appeals.

ARGUMENT
I

A MASTER JURY LIST COMPOSED OF TWENTY-FIVE
PERCENT WOMEN REPRESENTS A_ FAIR-CROSS-
SECTION OF THE COMMUNITY UNDER THE SIXTH
AMENDMENT.

In Duren v. Missouri, 439 U.S. 357 (1979), this Court held
that the fair-cross-section requirement of the Sixth Amendment
was violated where jury venires averaged less than 15% women.
This Court did not undertake to decide what percentage of
women serving On juries would comport with the Sixth Amend-
ment. This case presents this Court with the opportunity to
answer this very question which was left open in Duren.

As noted by Justice Rehnquist in his dissent in Duren, the
States need a more definitive guideline in this area in order to
avoid the unhappy prospect of having convictions set aside.

The Sixth Amendment’s focus is primarily upon a defen-
dant’s right to be tried by a jury fairly representative of the
community, and not with the right of a particular group to be
included in the jury pool. See, Williams v. Florida, 399 U.S. 78
(1970). Therefore, the standards under the Sixth Amendment
and under the Equal Protection Clause differ, and the Sixth
Amendment standards are somewhat more flexible. See,
United States v. Hanson, 472 F.Supp. 1049 (D. Minn. 1979).

5

This flexibility approach to Sixth Amendment cases was
recognized by this Court in Taylor v. Louisiana, 419 U.S. 522
(1975), when the Court observed:

“The fair-cross-section principle must have much leeway in
application. The States remain free to prescribe relevant
qualifications for their jurors and to provide reasonable
exemptions so long as it may be fairly said that the jury list
or panel are representative of the community.” 419 U.S. at
538.

Finally, this Court emphasized:

“That in holding that petit juries must be drawn from a
source fairly representative of the community we impose
no requirement that petit juries actually chosen must
mirror the community and reflect the various distinctive
groups in the population.” 419 U.S. at 538.

In Duren this Court found that less than one of every six
prospective jurors was female, and that the disparity of almost
40% between the percentage of women in the jury venires and
the percentage of women in the community required the
conclusion that women were not fairly represented. Contrasting
Duren with the present case one finds that one of every four
prospective jurors was female and that the disparity between
the percentage of women on the master jury lists and the
percentage of women in the community was 25%.

Such figures compare favorably with figures approved by
other Courts. In People v. Hill, 415 N.Y. Supp.2d 541 (1979),
the defendant alleged that the jury venires were 30% women
whereas the percentage of women in the county was 53%, a
23% disparity. The New York Court held such figures failed to
establish a prima facie case. In Williams v. Dalsheim, 480 F.
Supp. 1049 (E.D.N.Y. 1979), the Court found that jury venires
averaging approximately 33% female did not violate the Con-
stitution’s fair-cross-section requirement where women at the
time constituted 54% of the population. Likewise, the Supreme
Court of Georgia in Bowen v. State, 260 S.E.2d 855 (1979),
found no violation of the fair-cross-section requirement where
the jury panel indicated 29.5% females where the population

6

was 54.2% female. Additionally, the Court of Appeals for
Missouri found that a jury panel of 27.9% women did not show
a violation of the principles set forth in Duren. See, Stamps v.
State, 603 S.W.2d 59 (1980).

In the present case, one in every four persons on the master
jury list was a female. Can it be said that such a percentage
fails to provide a fair-cross-section of women on juries? What
can possibly distinguish a jury list consisting of 25% women
from one that consists of 27.9% or 29.5% found sufficient in
Stamps and Bowen, supra?

The District Court’s opinion of December 17, 1979, finding
that the respondents’ jury was composed of only 17% females is
misleading. The panel of twenty jurors from which respon-
dents’ jury was chosen contained four females, two of whom
were struck through the use of peremptory challenges. Addi-
tionally, the respondents agreed to excuse two other women
from the venire prior to obtaining the pane: of twenty. There-
fore, had these two women not been excused, and had the
peremptory strikes not excluded two additional women, the
respondents’ jury would have been composed of 50% women.

It is submitted that a jury list composed of 25% women
comports with the fair-cross-section requirements of the Sixth
Amendment.

ARGUMENT
II

THE EXEMPTION FROM JURY SERVICE OF PERSONS
NECESSARILY AND PERSONALLY RESPONSIBLE FOR
CHILDREN SIXTEEN YEARS OF AGE OR YOUNGER
REPRESENTS A SIGNIFICANT STATE INTEREST AND
JUSTIFIED A FAILURE TO ATTAIN A FAIR-CROSS-
SECTION OF THE COMMUNITY UNDER THE SIXTH
AMENDMENT.

In Duren this Court noted that the demonstration of a
prima facie fair-cross-section violation by the defendants is not

7

the end of the inquiry into whether a constitutional violation
has occurred. This Court explained:

“States remain free to prescribe relevant qualifications for
their jurors and to provide reasonable exemptions so long
as it may be fairly said that the jury list or panel are
representative of the community. ... However, we caution
that ‘[t]he right to a proper jury cannot be overcome on
merely rational grounds,’. . . . Rather, it requires that a
significant State interest be manifestly and primarily ad-
vanced by those aspects of the jury-selection process, such
as exemption criteria, that result in the disproportionate
exclusion of a distinctive group.” 99 S.Ct. at 670.

In expanding upon this holding this Court observed that
States may have an important interest in assuring that persons
responsible for the care of children are available to do so, and
that an exemption appropriately tailored to accomplish this
purpose would survive a fair-cross-section challenge.

The Legislature of Virginia has adopted just such an
exemption. At the time of respondents’ trial §8-208.6(26)
authorized the exemption of not only women but any persons
that have legal custody of and who are personally responsible
for a child or children sixteen years of age or under. Surely, the
State has a significant interest in assuring that young children
are properly cared for and that persons having this responsi-
bility are available to do so.

The petitioners submitted affidavits of two of the Jury
Commissioners during the relative period who stated that in
considering names of persons to be placed on the master jury
list they did not place on the list the names of some women
whom they knew had to care for infant.children. These
affidavits were uncontradicted and petitioners assert that any
disparity of women appearing on the master jury list was
directly related to their responsibility for the care and custody
of minor children.

As noted by the District Court, the Commissioners, rather
than the individual women, claimed the exemption. While it is
true that the Commissioners did not follow applicable State law

8

for exempting these women, this merely raises a question of
State law and does not implicate any constitutional claims. It is
uncontradicted that the Jury Commissioners did not exempt all
women, but only those whom they personally knew to have the
individual responsibility to care for infant children. The
reasons for the exemption for the women in this case is
constitutionally permissible under Duren, and demonstrates
that this exemption caused the underrepresentation complained
of. The evidence in this case stands in stark contrast to Duren
where the record contained no proof that the exemptions
caused the underrepresentation. The petitioners submit that the
exemption of women who were directly responsible for the care
of infant children establishes that the attainment of a fair-cross-
section was incompatible with a significant State interest.

ARGUMENT
Ill

THE RESPONDENTS FAILED TO MAKE OUT A PRIMA
FACIE CASE OF JURY DISCRIMINATION.

In the District Court the respondents relied solely upon the
State Court records as they presented no additional evidence.
The State Court records showed that during the trial the
respondents entered into a stipulation with the State prosecutor
that the 1970 census showed approximately 50% women in the
County and that the 1976 and 1977 master jury lists were
composed of 25% women. From the outset the State trial judge
questioned the reliability of the figures used in the stipulations.
When advised that the figures used to show the number of men
and women on the master jury lists were obtained by merely
scanning the lists to see whether it was a man’s or a woman’s
name, the trial judge indicated his doubts that such a procedure
would be reliable. The State judge pointed out deficiencies in
this method of trying to determine the sex of the persons on the
master jury lists. The trial judge advised the parties that the
stipulations were not absolute facts and he would have to take
that into consideration. The State judge was critical of the
manner the parties had used to arrive at the stipulation and

9

advised that he did not know how much attention he was going
to pay to the stipulation. The State trial judge denied the
Motion to Quash the master jury lists and in so doing rejected
the stipulations as proving the facts.

During the course of the proceedings in the District Court
the District Court disagreed with the petitioners’ interpretation
of the trial transcript and based its opinion on the assumption
that the State trial court had accepted the stipulation as to what
the best available evidence would show. In order to clarify any
question regarding the weight given the stipulation, the peti-
tioners filed the affidavit of the State court trial judge where he
expressly stated that he had not accepted the stipulation as
being what the best evidence would show and further that he
found that the figures were not obtained in a reliable manner.

The finding by the State court that the figures representing
the number of women on the master jury lists were unreliable is
presumed to be correct. 28 U.S.C. §2254(d); Wright v. North
Carolina, 483 F.2d 405 (4th Cir. 1973). The burden was thus
on respondents to establish in the District Court by convincing
evidence that the State court’s determination was erroneous.
LaVallee v. Delle Rose, 410 U.S. 690 (1973).

The respondents might well have requested an evidentiary
hearing in the District Court in order to establish their claim by
reliable evidence, but they chose not to do so. See, Brewer v.
Williams, 430 U.S. 387 (1977).

The District Court held that the petitioners were bound by
the stipulation in the face of the State trial court's affidavit that
it had rejected the stipulation as being unreliable.

A trial court is not bound by stipulations of fact which
appear contrary to facts disclosed by the record. Mead’s
Baken, Inc. v. C.1.R., 364 F.2d 101 (Sth Cir. 1966). Addition-
ally, a stipulation by counsel originally designed to expedite the
trial should not be rigidly adhered to when it becomes apparent
that it may inflict a manifest injustice upon one of the con-
tracting parties. Maryland Casualty Co. v. Rickenbaker. 146
F.2d 751 (4th Cir. 1944).

To hold the petitioners to the stipulation which they did
not enter, and which was rejected by the State trial court as
being unreliable, would inflict a manifest injustice upon the
petitioners. To allow the respondents to use the unreliable
stipulation is to grant them relief upon evidence which is
untrustworthy.

Since the State trial court’s rejections of the stipulation
regarding the number of women on the master jury lists is
presumed to be correct, and the respondents having presented
no reliable evidence to establish a prima facie case, the District
Court erred in granting the Writ of Habeas Corpus and this
decision should not have been affirmed by the Circuit Court of
Appeals.

CONCLUSION

This case raises serious questions of Federal law which go
to the very heart of the jury system operated by the States.
Guidance by this Court in this sensitive area of State and
Federal relations is necessary to avoid reversals of what purport
to be valid State Court convictions.

For the foregoing reasons, Certiorari should be granted,
and the judgment of the Circuit Court should be reversed.

Respectfully submitted,

J. MARSHALL COLEMAN
Attorney General of Virginia

JAMES E. KULP
Deputy Attorney General
900 Fidelity Building
830 East Main Street
Richmond, Virginia 23219
(804) 786-6563

CERTIFICATE OF SERVICE

I, James E. Kulp, Deputy Attorney General of Virginia, of
Counsel for the Petitioners, and a member of the Bar of the
Supreme Court of the United States, do hereby certify that on
the 10th day of February, 1981, I mailed a copy of the
foregoing petition for Writ of Certiorari to Michael Morchower,
Esquire, 13 East Franklin Street, Richmond, Virginia 23219,
Counsel of Record for Respondents.

James E. Kulp
Deputy Attorney General

APPENDIX A

UNITED STATES COURT OF APPEALS

For THE FOURTH CIRCUIT

No. 80-6176

Rosert G. Esy,
FRANKLIN M. PHILLIPS,
Appellees,
-V-

ANDREW J. WINSTON, Sheriff, City of Richmond;
Don Hutto, Director of Department of Corrections;
MARSHALL COLEMAN, Attorney General of Virginia,

Appellants.

Appeal from the United States District Court for the Eastern
District of Virginia, at Richmond. Robert R. Merhige, Jr.,
Judge.

Argued October 10, 1980 Decided November 12, 1980

PER CURIAM:

The Commonwealth of Virginia appeals the judgment of
the district court granting Robert Eby and Franklin Phillips
writs of habeas corpus. The district court found that the jury
selection process employed in connection with their state court
trial systematically excluded women in violation of Eby and
Phillip’s Sixth and Fourteenth Amendment rights. Alternately,
the court based its issuance of the writ on a statement by the
prosecutor in his summation.

2

Upon consideration of the record, briefs, and oral argu-
ment, we conclude that the district court correctly granted the
writs because of systematic underrepresentation of women on
the master jury list and their jury panel. See Duren v. Missouri,
439 U.S. 357, 363, 370 (1979). We affirm on this issue for
reasons adequately stated by the district court. Winston v. Eby,
No. 79-0543 (E.D. Va. Dec. 17, 1979).* Because we hold that
the judgment was correctly based on this issue, we need not
reach the alternate ground for issuance of the writ.

AFFIRMED.

* Inasmuch as the statistics concerning the composition of the master list
and jury panel were presented to the state court by stipulation applicable only
to this prosecution, our affirmance of the district court’s judgment does not
constitute precedent for other cases tried in the state court,

APPENDIX B

IN THE

UNITED STATES DISTRICT COURT

For THE EASTERN DISTRICT OF VIRGINIA
RICHMOND DIVISION

Civil Action No. 79-0543-R

RoBERT G. EBy
and

FRANKLIN M. PHILLIPS,
Petitioners,
Vv.

ANDREW J. WINSTON, et al.,
Respondents.

MEMORANDUM

Petitioners, Robert G. Eby and Franklin M. Phillips,
inmates of the Commonwealth of Virginia’s penal system, seek
a writ of habeas corpus under 28 U.S.C. §2254. Petitioners
advance several challenges to their conviction in the Circuit
Court of Hanover County, Virginia for possession of marijuana
with the intent to distribute. Defendant Winston is Sheriff of
the City of Richmond, in charge of the City of Richmond jail to
which the petitioners have been assigned for the serving of their
respective sentences. Marshall Coleman is the Attorney Gener-
al of the Commonwealth of Virginia. Subject matter jurisdic-
tion is vested in this Court pursuant to 28 U.S.C. §2241.

The petition first challenges the jury selection scheme
employed by Hanover County in connection with petitioners’
trial; contending that the scheme systematically excluded wom-
en and young adults,’ in violation of petitioners’ rights under

‘Young adults”, for purposes of this memorandum, describes those
persons between the ages of eighteen and twenty-nine. This ts in accordance
with petitioners’ use of the term and corresponds to the ages at which a person
becomes eligible for jury service and the age of petitioner Eby

2

the Sixth and Fourteenth Amendments to the Constitution of
the United States.

Petitioners also allege a denial of their rights secured by
the Fifth and Fourteenth Amendments; premised upon the
prosecution’s alleged comment upon petitioner Eby’s failure to
testify at trial.

Petitioners, additionally, attack their conviction under the
Fourteenth Amendment’s due process guarantee of a fair trial,
contending that certain statements of the Commonwealth At-
torney were prejudicial and inflammatory. Petitioners lastly
contend? that they were denied a fair trial by reason of the state
court’s exclusion of expert pharmacological evidence con-
cerning marijuana.

Respondents have answered the petition, denying its oper-
ative paragraphs. The Court has considered, in addition to the
state court record, affidavits, offered by respondents from two
jury commissioners who served at the time of petitioners’ trial,
has heard the argument of counsel, and having been twice
advised that none of the parties have any further evidence to
offer, the matter is ripe for disposition.

2 The petition originally sought habeas relief upon the basis of an
unconstitutional arrest, search and seizure as well as the grounds noted in the
text. These allegations were dismissed with prejudice on July 18. 1979 upon
mouon of petinoners.

3The answer denied that petitioners had established a prima facie
challenge to the jury selection scheme. The answer then stated, “Respondents
reserve the right to present evidence on the issue of jury selection should the
petitioners make out a prima facie case of discrimination.” In disposing of the
petition at this time the Court emphasizes several points. First, the “reserva-
tion” is contrary to the directive of Fed.R.Civ.P. 12(b) which provides. in
pertinent part:

Every defense, in law or fact, to a claim for relief in any pleading.
whether a claim. counterclaim, crossclaim, or third-party claim.
shall be asserted in the responsive pleading thereto... . (emphasis
added ).

Further. respondents did not choose to supplement the record or submit
rebuttal pleadings as authorized by the Court in its orders of November 19,
1979 and December 10, 1979. Third. the “reservation”, by its terms, 1s limited
to rebutting a prima facie showing of discrimination. Because of the Court's
views in this case. the “reservation” could not have become significant.

3
I.

The jury which convicted petitioners was selected under a
“key man” system pursuant to Va. Code Ann. §8-208.10 (Cum.
Supp. 1976). Each of the five jury commissioners appointed
under Va. Code Ann. §8-208.8 (Cum. Supp. 1976) selected
seventy to eighty potential jurors and, after comparing the lists
to avoid duplication, the individual lists were combined to
comprise the master jury list.

In formulating their individual lists the jury commissioners
tended to select persons known to them. It does not appear
from the record that the commissioners were authorized to
employ random selection techniques under the optional alterna-
tive of §8-208.10, of the Va. Code.4

Four of the jury commissioners who selected the master
jury list relevant to this action were males, and the same
number were at least fifty-four years of age. Petitioners place
special emphasis upon these facts in light of the commissioners’
practice of selecting persons known to them.

The 1970 census statistics indicate that approximately 50%
of the adult population of Hanover County was female. Peti-
tioners argue, and respondents do not deny, that the master
jury lists used in 1976 and 1977 were only 25% female. Two of
the twelve persons impaneled as jurors at petitioners’ trial, or
17% of the panel, were females.

The same census figures aforementioned reveal that 20% of
the adult population of Hanover County was between the ages
of eighteen and twenty-nine years. It was stipulated by the
parties that of the 89% of the persons on the master jury list
whose ages could be determined, only 6% were young adults.

4Va. Code Ann. § 8-208.10 (Cum. Supp. 1976) reads in pertinent part:

When authorized by the chief judge of the Circuit. the jury
commissioners may utilize random selection techniques. either
manual, mechanical or electronic, using a current voter registra-
tion list and other such lists as may be approved by the judge. to
select Jurors to be placed on the master jury list. . . .

4

The Court first addresses petitioners’ Sixth Amendment
claims. While that amendment guarantees, inter alia, trial by a
jury representing a fair cross-section of the community, there is
no requirement that the jury be a statistical mirror of the
community. Swain v. Alabama, 380 U.S. 202 (1965); Hoyt v.
Florida, 368 U.S. 57 (1961) overruled on other grounds, Taylor
v. Louisiana, 419 U.S. 522 (1975). Indeed, the states have
been afforded considerable latitude in their attempts to meet
the fair cross-section requirement. See, e.g. Brown v. Allen, 344
U.S. 443, 473-474 (1953), overruled on other grounds, Towns-
end v. Sain, 372 U.S. 293 (1963). It is within this context that
the Court considers the merits of the petition.

The Court is satisfied that petitioners have established a
prima facie case with regard to the underrepresentation of
women on the master jury list and their jury panel. In reaching
this conclusion the Court is guided by Duren v. Missouri, 439
U.S. 357 (1979). Duren set forth the elements of a prima facie
fair cross-section case thusly:

.. . The [petitioner] must show (1) that the group
alleged to be excluded is a “distinctive” group in the
community; (2) that the representation of this group
in venires from which juries are selected is not fair
and reasonable in relation to the number of such
persons in the community; and (3) that this under-
representation is due to systematic exclusion of the
group in the jury-selection process.

Duren, supra at 364. It is these requirements which must be
applied to the facts of the instant case.

There can be no doubt that petitioners have established the
first element of the prima facie case. Women are a cognizable
group for Sixth Amendment cross-section purposes. Taylor v.
Louisiana, 419 U.S. 522 (1975). As reiterated in Duren,
women “are sufficiently numerous and distinct from men” so
that “if they are systematically eliminated from jury panels, the
Sixth Amendment’s fair-cross-section requirement cannot be
satisfied.” Duren, supra at 364, quoting Taylor, supra at 53}.

5

Petitioners have shown the underrepresentation of women
by their unrefuted statistics comparing the gender composition
of the community with the master jury lists and their jury panel.
While this is not a matter which can be reduced to specific
numerical standards, the Court notes that the statistical evi-
dence in the instant case is comparable to that in Duren.5 See
also, Stephens v. Cox, 449 F.2d 657 (4th Cir. 1971). (Two-to-
one disparity in racial composition of community and jury,
when coupled with proof of “an opportunity for dis-
crimination,” establishes a prima facie case of racial dis-
crimination. )

The state court records, the statistical evidence and the
affidavits demonstrate the requisite systematic exclusion of
women. As previously stated, the jury commissioners tended to
select persons known to them. At least two commissioners, as
evidenced by their affidavits, purposely did not select women
whom they knew to be caring for children. The opportunity to
exclude women, and indeed, actual exclusion of some, was thus
shown. As in Duren, the underrepresentation occurred in
roughly the same proportion during consecutive periods. Fur-
ther, petitioners have shown at what stage of the selection
process the exclusion occurred.

Having satisfied the three-part test of Duren, petitioners
have established an unrebutted case of denial of a jury
composed of a fair cross-section of the community.

Respondents’ response to the present challenge was a mere
denial. Upon the Court’s invitation, twice made, to supplement
the record to rebut the evidence, respondents cited Rose v.
Mitchell, US. . 47 L.W. 4948 (1979), and advised
the Court that there were “no further matters to supplement the
record in this case.” Respondents contend that Rose, which
dealt with alleged racial discrimination in the selection of a

SIn Duren the census data revealed that 54% of the adult population of
Jackson County, Missouri was female. Petitioner there showed that 26.7% of
those summonsed for jury duty were women and that only 14.5% of the venire
was female

6

Grand Jury and its Foreman, supports their position that
petitioners have not met their burden of proving a prima facie
case. The Court disagrees.

Respondents’ reliance upon Rose is misplaced. At the
outset it should be noted that Rose addressed the jury com-
position issue from the perspective of the equal protection
clause of the Fourteenth Amendment.® The elements of a prima
facie equal protection case, while similar to the Sixth Amend-
ment’s requirements, are not identical. In Rose these elements
were said to be:

The first step is to establish that the group is one that
is a recognizable, distinct class, singled out for differ-
ent treatment under the laws, as written or as ap-
plied.... Next, the degree of underrepresentation
must be proved, by comparing the proportion of the
group in the total population to the proportion called
to serve ... over a significant period of time ....
Finally... a selection procedure that is susceptible of
abuse or is not racially neutral supports the presump-
tion raised by the statistical showing.

Rose, supra at 4954, quoting Castaneda vy. Partida, 430 US.
482, 495 (1977) (emphasis added). Respondents, during oral
argument, challenged the sufficiency of petitioners’ statistical
evidence in light of the requirement emphasized in the passage
from Rose, a contention which warrants careful consideration.

In Rose the Court found insufficient evidence tending to
show the jury foreman selection practices for at least five or six
years during the period from 1951 to 1973. The Court stated:

Thus, even assuming that the period 1951-1973 is the
significant one for purposes of this case, respondents’

6 The fact that Rose involved an equal protection, rather than Sixth
Amendment challenge suggests that it might more appropriately be ad-
dressed, infra. Two factors counsel the course adopted by the Court. First.
Rose is the only authority which respondents asserted in the pleadings
Second, the Court does not address petitioners’ equal protection challenge to
the underrepresentation of women and, hence, Rose must be addressed at this
stage, if at all

7

evidence covered only portions of that time and left a
number of years during that period about which no
evidence whatsoever was offered.

Rose, supra at 4955. We may assume, as respondents maintain,
that pursuant to Rose, petitioners’ evidence in the instant case
was insufficient to make out a prima facie case under the equal
protection clause. That assumption does not alter the Court’s
view of the merits of the Sixth Amendment challenge, however.
Duren did not require that the underrepresentation be shown
“over a significant period of time.” Indeed, the evidence in
Duren covered a period /ess than the two year period of the
instant case.”

Once petitioners established, as they have, a prima facie
case of infringement of their Sixth Amendment right, the
burden shifted to respondents. Respondents’ task was difficult.
for the burden wes to demonstrate that attainment of a fair
cross-section jury was “incompatible with a Significant state
interest.” Duren, supra at 367. As in Duren, respondents have
offered no such justification. See n.3, supra. Accordingly,
petitioners are entitled to relief upon this ground.

Petitioners’ challenge to their jury’s composition premised
upon the underrepresentation of young adults must be rejected.
Young adults, despite petitioners’ arguments to the contrary,
are not a cognizable group for purposes of the Sixth Amend-
ment’s fair cross-section requirements. Petitioners have thus
not satisfied the first element of Duren’s prima facie case.

In United States v. DiTommaso, 405 F.2d 385 (4th Cir.
1968), cert. denied 394 U.S. 934 (1969), the defendant chal-
lenged the composition of the grand and petit juries which
indicted and convicted him. The challenge was premised upon
the underrepresentation of certain groups upon the basis of age,
Sex, geography, occupation and education. With regard to the
first classification the Fourth Circuit Court of Appeals spoke
unambiguously:

’ Duren produced evidence of the gender composition of juries serving
for two periods: June-October 1978 and January-March 1976

8

As to age as a measure of representation, we do not
believe that members of arbitrarily drawn age brack-
ets necessarily constitute valid categories for measur-
ing the legality of jury selection.

DiTommaso, supra at 391. DiTommaso is in accord with the
weight of authority. See Reed v. Wainwright, 587 F.2d 260
(5th Cir. 1979); United States v. Test, 550 F.2d 577 (10th Cir.
1976); United States v. Geelan, 509 F.2d 737 (8th Cir. 1974),
cert. denied sub nom. Moore v. United States, 421 U.S. 999
(1975); United States v. Dellinger, 472 F.2d 340 (7th Cir.
1972); United States v. Gusman, 468 F.2d 1245 (2d Cir. 1972),
cert. denied 410 U.S. 970 (1973); and United States v. Ross,
468 F.2d 1213 (9th Cir. 1972), cert. denied 410 US. 989
(1973) Overruled on other grounds, United States v. Brady, 5\9
F.2d 1121 (9th Cir. 1978).

To the extent the issue is not resolved by DiTommaso,
petitioners cite the case of United States v. Butera, 420 F.2d 564
(Ist Cir. 1970). In Butera the Court concluded that young
adults are a cognizable group for purposes of a prima facie case
under the fair cross-section protection. Petitioners rely upon the
following language of the First Circuit:

We cannot allow the requirement of a “distinct”
group to be applied so stringently with regard to age
grouping that possible discrimination against a large
class of persons—in our case those between 21 and
34 will be insulated from attack.

Butera, supra at 570. The Butera Court, additionally, noted
that if there is a “generation gap”, then its influences should be
represented on the jury. Petitioners contend that this rationale
is especially convincing in a case involving the possession or
distribution of marijuana.

The Court declines to adopt the reasoning of Butera. First.
the Court is of the opinion that young adults are not properly
described as a cognizable group. A cognizable or distinct group
is one which: (1) Possesses some quality or attribute which
defines and limits the group; (2) demonstrates a cohesiveness
of ideas, attitudes or experiences which distinguishes the group:

9

and (3) shares a community of interest which may not be
represented by other societal groups. United States v. Test,
supra. A group such as young adults, which is defined solely by
age, does not possess the aforementioned characteristics. Indi-
viduals of the same age group will not necessarily share a
community of interest. There wil! also be vast variations in
attitudes, experiences and opinions among those within the
same age group. Gusman, supra at 146.

Second, the Court is of the opinion that Butera should not
be extended beyond the extreme factual situation presented
therein. Young adults were there treated as a cognizable group
largely because each age group below forty was under-
represented while each age group above forty years was over-
represented. It was this continuum of over- and under-
representation, and not the statistics for a particular age group,
which supported the Court’s conclusion. Petitioners have
shown no analogous pattern in the instant case. In any event,
this Court is bound by its Court of Appeals’ pronouncements on
the subject. See, United States vy. DiTommaso, supra.

For all of the aforementioned reasons, the petitioners’
Sixth Amendment challenge premised upon the under-
representation of young adults must be rejected.

Il.

Petitioners also challenge the Hanover County jury selec-
tion scheme under the due process and equal protection clauses
of the Fourteenth Amendment. As with the Sixth Amendment
claims, these allegations rest upon the underrepresentation of
women and young adults. There can be no doubt that
petitioners possess the requisite standing to assert these claims
even if they are not members of the class which is discriminated
against. Peters v. Kiff, 407 U.S. 493 (1972).

As a general rule the Court customarily attempts to fully
address each claim asserted in a petition for habeas corpus
relief. With regard to the underrepresentation of women.
however, this would entail unnecessary consideration of an

10

issue under the Fourteenth Amendment. The Court has
determined that petitioners are entitled to relief under the Sixth
Amendment. The due process and equal protection challenges
are identical to the Sixth Amendment issue in terms of the jury
composition and the relief sought. No purpose would be served
by consideration of the Fourteenth Amendment claim and,
therefore, in this context, none will be given in regard to the
underrepresentation of women.

The Fourteenth Amendment claim with regard to the
underrepresentation of young adults has, however, been consid-
ered and found to be without merit. Underrepresentation of a
cognizable group is an element of the prima facie case both
under the Sixth and Fourteenth Amendments. The distinctions
between the prima facie case under these separate protections
do not affect the definition of a cognizable group. Accordingly,
what was previously stated under I, supra applies with equal
force to the present claim. Additionally the statistical evidence
is insufficient to establish a practice of discrimination under
Rose, supra. The petitioners’ equal protection and due process
claims must, therefore, be rejected.

II]

The petition’s sixth paragraph alleges that petitioners’
Fifth and Fourteenth Amendment rights were abridged by
reason of the prosecution’s closing argument. The Fifth
Amendment provides, in pertinent part, that “No person...
shall be compelled in any criminal case to be a witness against
himself....” The protection from compulsory _ self-
incrimination is, of course, made applicable to state proceedings
through the Fourteenth Amendment. Malloy v. Hogan, 378
U.S. 1 (1964)

Implicit in the Fifth Amendment guarantee is the accused's
right to choose not to testify without fear of penalty for
invoking the privilege. Griffin v. California, 380 U.S. 609
(1965). One penalty from which the accused is protected is
comment upon his silence by the prosecution. Jd.

Petitioners contend that the following statement, made by
the prosecutor, constituted a comment upon their failure to
testify:

Mr. Robbins said that they were to deliver the
marijuana to a point in the United States. He didn’t
know the destination, but he said that Mr. Eby was
the pilot. He said that they were to land this plane
somewhere in the United States for distribution. .. .

I asked him how much he was supposed to get out of
his—for his part in the, uh, caper. He said forty
thousand dollars. I asked him about Mr. Eby. He
said forty percent of the entire take. I don’t know
how much that is because Mr. Robbins didn’t know
how much it was. Only Mr. Eby can answer that
question.

Tr. at 2153. Initially, the Court must consider whether this
statement constituted an impermissible comment upon petition-
er Eby’s silence. If that question be answered in the affirma-
tive, the Court must further consider whether petitioner Phillips
is entitled to relief on this ground.

A common problem presented in issues such as the instant
One involves distinguishing impermissible comment upon the
accused's silence and proper argument upon the evidence.
United States v. Johnson, 337 F.2d 180 (4th Cir. 1964), aff'd
383 U.S. 169 (1966); and United States v. Borda, 285 F.2d 405
(4th Cir.), cert. denied 365 U.S. 844 (1961), are illustrative of
the permissible scope of closing argument.

In Johnson one of four defendants argued that the prose-
cution had commented upon his failure to testify. The chal-
lenged remark was to the effect that the government's witnesses
and other evidence established defendant’s involvement in the
alleged conspiracy and that defendant had offered no evidence
on his behalf. The United States Court of Appeals for the
Fourth Circuit found this argument unobjectionable since it
merely reviewed the evidence and truthfully concluded that the
government's case stood uncontradicted. Johnson, supra at 203:
citing Davis v. United States, 279 F.2d 127 (4th Cir.), cert.
denied sub nom., Cope v. United States, 364 U.S. 822 (1960).

12

United States v. Borda, supra, was an identical challenge to
the prosecutor’s summarization of and comment upon a wit-
ness’ testimony. A witness had testified as to a conversation he
had with the defendant in the former’s hotel room. The
prosecutor commented that the witness’ testimony was uncon-
tradicted. The Court of Appeals rejected defendant’s challenge
because: (1) The witness’ wife was present and could have
been called to contradict her husband’s testimony or (2) the
defendant could have offered evidence to support his claim of
never being in the hotel room. Each possibility interrupted the
syllogism advanced by the defendant.

In the instant case it is apparent that most of the prose-
cutor’s argument set out above is permissible under Johnson.
But for the last sentence of the passage the prosecuting attorney
merely summarized the testimony of Mr. Robbins. The final
sentence, however, cannot be so characterized.

The standard for ascertaining when argument of the
prosecution represents improper comment on a defendant’s
failure to testify was well stated in Leak vy. Follette, 418 F.2d
1266, 1269 (2d Cir. 1969), cert. denied 397 U.S. 1050 (1970):

Was the language used manifestly intended to be, or
was it of such character that the jury would naturally
and necessarily take it to be a comment on the failure
of the accused to testify?

This standard has been adopted by the Court of Appeals for the
Fourth Circuit. United States v. Anderson, 481 F.2d 685, 701
(4th Cir. 1973), aff'd 417 U.S. 211 (1974).

The Court is of the opinion that the prosecution’s argument
constituted a comment upon petitioner Eby’s silence. While
there has been no suggestion that the remark in question was
manifestly intended to comment upon Eby’s failure to testify,
the Couut is, however, cognizant that Leak may be satisfied by
an unwitting statement. There can be no doubt that the
prosecuting attorney was referring to petitioner Eby for he was
identified by name. The statement specifically pointed out that
only the petitioner could respond to the inference of the
argument. The prosecution was not merely summarizing the

13

evidence, and thus, Johnson, supra, is inapplicable. Borda,
supra, is distinguishable upon the basis that, “Only Mr. Eby can
answer that question.” The self-incrimination clause protects
against such inferences and petitioner Eby is thus entitled to
relief under paragraph six of the petition.

Petitioner Phillips also seeks relief premised upon the
comment upon Eby’s silence. The Court is satisfied that Phillips
is not entitled to relief under the self-incrimination clause. The
protection against compulsory self-incrimination is a personal
right and Phillips is without standing to assert the denial of
Eby’s Fifth Amendment right. United States v. Wise, 603 F.2d
1101 (4th Cir. 1979), See also, United States v. Skolek, 474
F.2d 582 (10th Cir. 1973) and the cases cited at 584-85,

Nor may petitioner Phillips contend that his own right to
Silence was abridged by the prosecution’s comment. The
specific reference to petitioner Eby which rendered the state-
ment objectionable precludes the Court from finding that it was
also a comment upon Phillips’ silence.

Wise, supra does not, however, end the Couut’s inquiry of
petitioner Phillips’ challenge. Phillips grounds his attack upon
fair trial principles rather than the self-incrimination clause. A
brief review of Wise reveals that the Court of Appeals did not
foreclose a petitioner's fair trial attack to a conviction even
where he lacks standing to assert the more specific con-
stitutional objections.

In Wise, supra, two individuals, Wise and Edmonds, were
indicted under the Controlled Substances Act, 21 U.S.C. §
841(a)(1). Edmonds entered into a plea agreement under
which he agreed to plead guilty and testify against his codefen-
dant. At Wise’s trial Edmonds first attempted to remain silent
and then gave false testimony concerning Wise’s involvement.
On appeal Wise sought relief from his conviction upon the
Court’s ordering Edmonds to testify. The Fourth Circuit had
little difficulty with the challenge.

The district court ruled that Edmonds had waived his
Fifth Amendment privilege by entering into the plea

14

agreement requiring him to cooperate with the gov-
ernment and by testifying to his participation in the
heroin sale when he entered his guilty plea. We
agree. Even if there were doubt whether Edmonds’
waiver was knowing and voluntary, we hold that
Wise has no standing to assert the violation of
Edmonds’ Fifth Amendment privilege. See, ¢.g.,
United States v. Skolek, 474 F.2d 582, 584-85 (10th
Cir. 1973).3 Wise, supra at 1104.

The Court’s footnote 3 suggests that the standing question
might have been resolved in Wise’s favor “if Edmonds’ testi-
mony had been obtained by such coercion as to make it
unreliable and thus deny Wise a fair trial.” Jd. The Court is
reluctant to read footnote 3 to permit such arguments only
where the codefendant’s testimony is unreliable. Rather, the
Court is of the opinion that the operative portion of footnote 3,
and thus that which deserves emphasis, is the reference to the
right to a fair trial. The question presented is thus whether the
violation of Eby’s right to silence so prejudiced Phillips that the
latter was denied a fair trial.

The Sixth Circuit addressed this issue under similar facts in
Kinser v. Cooper, 413 F.2d 730 (6th Cir. 1969). In that case,
Kinser sought habeas corpus relief from his state conviction for
rape. Also indicted and convicted with Kinser (as an aider and
abettor) was one Chapman. Kinser testified at trial but
Chapman elected to remain silent. Chapman’s conviction was
reversed upon the prosecutor’s comment and jury manual
instructions regarding inferences that may be drawn {.om a
defendant’s silence at trial.

The Sixth Circuit agreed with Kinser that the comment
upon Chapman's silence denied Kinser a fair trial. The Court
stressed that an inference of guilt raised as to Chapman
necessarily carried over to Kinser. Chapman had been indicted
as an aider and abettor; he could not have been convicted
unless Kinser committed the substantive offense.

Admittedly, Kinser is distinguishable from the instant case.
It is readily apparent that the Sixth Circuit was influenced, in
large part, by the nature of the case. It was “not like a joint

15

indictment of two persons for a crime where either one or both
may be convicted.” Kinser, supra at 732. The charge against
the petitioners was obviously not of the same character, for
petitioners’ fortunes were not logically linked together.

The distinction is, however, one without a purpose. The
Court is impressed more with the realities of petitioners’ trial
and the nature of the charge than it is with the absence of a
logical connection between the two cases. Petitioners were
arrested upon the same event, tried together and represented by
the same counsel. More importantly, the only material issue in
the case was the presence or absence of intent to distribute the
marijuana, See Tr. at 2131. Petitioners admitted to possession
of the contraband.

The defense strenuously rejected the natural inference of
intent to distribute arising from the quantity of marijuana
seized. Accordingly, evidence of contemplated sale, if believed,
would have been even more probative of the intent to dis-
tribute. The impermissible comment by the prosecuting at-
torney related to the terms of the alleged sale. It is doubtful that
the jury would not view evidence of an intended sale by Eby as
evidence against Phillips as well. To hold otherwise would
countenance an inference as to Phillips which is barred as to
Eby. Respondents have not shown why any different conclusion
is appropriate.

IV,

Paragraph seven of the petition alleges that the prosecution
engaged in prejudicial and inflammatory argument in violation
of petitioner’s right to a fair trial. A review of the trial transcript
and an awareness of the narrow standard for review under 28
U.S.C. § 2254 satisfies the Court that petitioners are not entitled
to the relief sought.

Petitioners strenuously challenge three statements made by
the prosecuting attorney in his closing argument to the jury. As
set out by petitioners the statements are:

... [T]his is a crime against the whole society.
We've got a situation where one of the largest

16

problems in this country is your drug problem. Tr. at
2164.

and,

Ladies and gentlemen, this case has received a lot of
publicity, but ! want you. . . . Tr. at 2166.

and,

Ladies and gentlemen, these men came in—came
into Hanover County and they had a large amount of
drugs and the Commonwealth’s theory, as I stated in
my opening remarks, is they came in to distribute this
marijuana to—and that this marijuana would go into
the local area . . . . Now these are not your local
people. These people are from out of state. Tr. at
2167-68.
The citations to the record demonstrate that the challenged
statements followed each other in close succession. Timely
objections were made by petitioners’ counsel to each of the
above-quoted statements.

Petitioners contend that these statements warrant habeas
corpus relief for four reasons. It is first argued that the
statements inferred that the prosecuting attorney possessed
knowledge of matters outside the record. Next, petitioners
assert that the statements urged a conviction upon the ground
that marijuana is a major problem in the community. Third,
petitioners argue that the statements called for conviction
because that result was expected by the community. Finally.
petitioners maintain that the statements urged the jurors to be
“moved by. . . considerations of parochialism.” United States
v. Diamond, 561 F.2d 557, 559 (4th Cir. 1977).

There can be little disagreement with petitioners’ charac-
terization of the role of the prosecutor in our system of justice.
The prosecutor is an agent of the state who must serve both as
an advocate seeking to vindicate the public’s rights as well as a
defender of justice. See e.g., Berger v. United States, 295 U.S.
78 (1935).

Petitioner’s argument, in the Court’s view, fails to appre-
ciate the narrow standard against which the petition must be

17

measured. The allegations of paragraph seven do not raise a
denial of a specific constitutional protection but instead argue a
denial of the petitioners’ right to a fair trial. General, unspecific
claims such as those found in paragraph seven present a claim
cognizable in the federal courts only when the error is of
constitutional magnitude. Chance v. Garrison, 537 F.2d 1212
(4th Cir. 1976); Grundler v. North Carolina, 283 F.2d 798 ( 4th
Cir. 1960). Not every error at trial rises to this level; petitioners
had a right to a fair trial, not a perfect one. United States v.
Curry, 512 F.2d 1299 (4th Cir.) cert. denied, 423 U.S. 832
(1975). The Court’s review is thus narrower even than that
which is appropriate for direct appeal.

Consideration of the challenges to the statements, individ-
ually, reveals that petitioners are of the view that the first
Statement infers that the prosecutor had knowledge of matters
beyond the record. Petitioners’ reliance on the cases cited in his
memorandum in support of their contention is misplaced,
however, for each of those cases is distinguishable from the
instant controversy.

Unlike the instant case, Berger, supra, presented much
more egregious prosecutorial misconduct. There the prosecutor
was found to have misstated facts during cross-examination,
assumed prejudicial facts which were not in evidence and put
answers in the witnesses mouths in addition to implying that he
possessed extra-record knowledge. In short, the misconduct of
the Berger prosecutor was so extreme that it is unpersuasive in
the present context.

Nor does United States v. Barker, 553 F.2d 1013 (6th Cir.
1977), also cited by petitioners, require issuance of the writ on
these grounds. In Barker the prosecution urged the jury to
remember that the defendants were “‘undesirables” and that

law and order could be maintained only if those individuals
were convicted. The instant case presents no similar conduct by
the prosecuting attorney. Additionally, Barker was an appeal
from a conviction, not a collateral attack, and it is unclear
whether the Sixth Circuit Court of Appeals premised its deci-
sion On a constitutional mandate or its supervisory powers over
the district court.

18

Petitioners’ challenge to the second above-quoted state-
ment is equally without merit. A review of the transcript
demonstrates the importance of considering more than the
excerpt set out by petitioners. In a fuller, more revealing
excerpt, the argument is as follows:

[ Prosecutor ]: Ladies and gentlemen, this case has
received a lot of publicity, but I want you—

[ Defense]: I’m objecting to that.
[ Prosecutor]: —to forget—forget the publicity.

Viewed in this light it is doubtful that the jury would have
viewed the statement as suggested by petitioners. Petitioners
argue that the remark urged a conviction upon the community’s
expectation. It is more likely that the jury interpreted the
statement as emphasizing their role of making a decision solely
upon the evidence. This is in accord with the cases cited by
petitioners. See United States v. Corona, 551 F.2d 1386 (Sth
Cir. 1977) and Hale v. United States, 25 F.2d 430 (8th Cir.
1928). Furthermore, any prejudice which might have inured to
the petitioners should have been dissipated by the learned trial
judge’s instructions to disregard the statement.

Petitioners’ final argument under paragraph seven chal-
lenges the prosecution’s remark that they were not residents of
either Hanover County or Virginia. Petitioners maintain that
this statement encouraged the jury to premise its verdict on
considerations of parochialism. Diamond, supra. The Court
does not believe that Diamond is entirely apposite and is
satisfied that no error of constitutional proportions was com-
mitted.

At the outset it should be noted that the jury was instructed
not to be influenced by the prosecution’s reference to petition-
ers’ domicile in another state. While the limiting instructions
did not come immediately after the statement, the jury was
removed during counsel’s argument to the court, and the court
instructed the jury at its first opportunity. The delay was not
objectionable because it was brief, and, at least for the jury, did
follow the objection without interruption for consideration of
other matters.

19

Despite the apparent similarities, Diamond, supra does not
require issuance of the writ on this ground. Diamond was an
appeal from the sentence imposed by the trial judge. The
remarks found to be prejudicial by the Fourth Circuit Court of
Appeals were those of the judge, not the prosecutor.

In the instant case, the jury, not the prosecutor who
displayed the alleged bias, was charged with determining the
penalty upon conviction. Any possible bias which may have
resulted to petitioners should have been dispelled by the trial
judge’s instruction. Obviously, no curative measure would have
been realistic under the circumstances of Diamond, supra.

For the aforementioned reasons, the Court concludes that
the separate statements did not deprive petitioners of the fair
trial to which they were entitled. Nor is the Court persuaded
that the arguments viewed together rise to the requisite con-
stitutional magnitude. Petitioners’ trial lasted two days and the
segment of the argument here attacked was a de minimus part
of the proceedings. Curative instructions were given promptly
after two of the statements. While the Court does not endorse
the prosecution’s statements exhibited in the heat of a highly
contested trial, it cannot conclude that petitioners were denied
the fair trial guaranteed by our constitution.

V.

Petitioners further contend that the state court’s rulings on
admissibility of certain evidence deprived them of the fair trial
guaranteed by the due process clause of the Fourteenth
Amendment. The proferred evidence was in the nature of
expert pharmacological evidence to the effect that marijuana is
harmless and not physically addictive.

This claim is totally without merit and thus requires little
discussion. Questions of admissibility of evidence are entrusted
to the state courts. Chance v. Garrison, 537 F.2d 1212 (4th Cir.
1976); Grundler v. North Carolina, 283 F.2d 798 (4th Cir.

20

1960). No federal question cognizable by this Court is present-
ed unless the error in an evidentiary ruling rises to con-
stitutional magnitude. Jd. The Court is satisfied that the instant
case presents no such error. Indeed, petitioners impliedly
recognize this shortcoming in that this claim is expounded only
in a footnote in their memorandum in support of the petition.
Relief on this claim must therefore be denied.

An appropriate order shall issue.

ROBERT R. MERHIGE, JR.

United States District Judge

Date: 17 Dec. 1979

IN THE
UNITED STATES DISTRICT COURT

rOR THE EASTERN DIstRICT OF VIRGINIA
RICHMOND DIVISION

Civil Action No. 79-0543-R

Rosert G. Esy,
and
FRANKLIN M. PHILLIPS,
Petitioners,
Ve

ANDREW J. WINSTON, ef ai,
Respondents.

MEMORANDUM

On December 27, 1979, respondents moved the Court to
amend its findings and to alter judgment in accordance with
Fed.R.Civ.P. 52(b) and 59(e). For the reasons which follow.
the Court’s memorandum of December 17, 1979 will be
amended, in part, and respondents’ motion to alter judgment
will be denied.

Respondents’ contentions will be addressed seriatim.

Respondents first contest the Court's finding that “petition-
er’s argue, and respondents do not 4eny, that the master jury
lists used in 1976 and 1977 were only twenty-five percent
female.” The basis for respondents’ contention in this regard is
premised on their denial in their answers that petitioners had
set forth a prima facie case. Respondents’ answer was neither
responsive, nor determinative, to the Court’s finding. The
answer challenged the legal effect of the anticipated evidence,
not the evidence itself.

Respondents continue their objection upon the basis of
their August 20, 1979 oral argument. In the Court's view, this

argument is well taken, and the fifth paragraph on page 2 of the
Court’s memorandum should be amended to read as follows:

The 1970 census statistics indicate that approximately
50% of the adult population of Hanover County was
female. Petitioners argue that the master jury lists used in
1976 and 1977 were only 25% female. Two of the twelve
persons impaneled as jurors at petitioners’ trial, or 17% of
the panel, were females. These figures represent the best
available evidence of the gender composition as well as the
stipulation entered into by petitioners and the prosecution.

Contrary to respondents’ interpretation of the tria¥ tran-
script, the trial judge did not reject the statistical evidence, but
merely emphasized its limitations.

In accordance with respondents’ motion and memo-
randum, paragraph 6 of page 2 of this Court’s memorandum
should be amended as follows:

The same census figures aforementioned reveal that
20% of the adult population of Hanover County was
between the ages of eighteen and twenty-nine years. At
trial, it was stipulated that of the 89% of the persons on the
master jury list whose ages could be determined, only 6%
were young adults.

Respondents further challenged the memorandum’s state-
ment that, “petitioners have shown the underrepresentation of
women by their unrefuted statistics comparing the gender
composition of the community with the master jury list and the
jury panel.” In support of this contention, respondents rely
upon their denials at oral argument. Additionally, they chal-
lenge the method by which the statistics were formulated. First,
while respondents denied the accuracy of the statistics, they did
not refute them. Secondly, the prosecution and the tna! court
accepted the stipulation as to what the best available evidence
would show.

Respondents also contest the Court’s reliance upon the jury
commissioners’ affidavits. At the outset, the Court expresses its
reluctance to decide a controversy on less than all the evidence:
especially when such result is compelled by strict interpretation

3

of the rules of pleading and evidence. In any event, however,
the Court stresses that a prima facie Sixth Amendment chal-
lenge was made out by petitioners, even without consideration
of the affidavits. Their effect was, at best, cumulative. The
affidavits would have been more probative of discriminatory
intent with regard to the Fourteenth Amendment challenge.
That issue, however, was not reached by the Court.

Page 4, paragraph 3 of the Court’s memorandum will be
amended to read, in part:

Respondents’ response to the present challenge was a
mere denial. On October 17, 1979, respondents filed the
affidavits of two former jury coinmissioners. Upon the
Court’s invitation... .

Respondents further contend that petitioners’ prima facie
case was rebutted by the affidavits of the former jury commis-
sioners. They argue that the state may exempt women with
child care responsibilities from jury service, and that the jury
commissioners’ actions were thus beyond attack.

The Court is of the opinion that respondents’ reliance in
this regard, fails to appreciate the crucial distinction between
the instant case and the permissible scope of a jury exemption.
Va. Code Ann. §8-208.6(26) (Cum. Supp. 1976) permitted the
following people to seek exemption from jury service:

Any persons who notify the jury commissioners within the
time and in the manner prescribed by §8-208.10 that they
have legal custody of and are necessarily and personally
responsible for a child. .. during normal court hours.

The validity of this exemption, as written, was never ques-
tioned. What was in issue, and what respondents have yet to
address, is the validity of the commissioners, rather than the
individual women, claiming such exemption. In short, women
were excluded without their invoking the exemption. The
practice is reminiscent of womens’ need to “opt-in” to jury duty
as presented in Jaylor v. Louisiana, 419 U.S. 522 (1975).

Assuming, arguendo, that the commissioners’ exclusion
was permissible, the prima facie case would remain unrebutted.
The commissioners’ affidavits expressly state that they cannot

4

establish the extent of their exclusion for child care reasons.
There thus remains an undetermined amount of under-
representation which was not justified. Petitioners were thus
entitled to the relief which they were afforded.

Finally, the Court is satisfied that the case proceeded in
accordance with the approach of Browder v. Director, Ill. Dept.
of Corrections, 434 U.S. 257 (1978); Aston v. Warden, Pow-
hatan Correctional Center, 574 F.2d 1169 (4th Cir. 1978). The
Court’s November 19, 1979 order directed that the parties
“submit any matters in rebuttal” that they deem necessary.
The order of December 10, 1979 specifically referred to re-
spondent’s reservation on the issue of jury selection and noted
that absent the presentation of additional evidence the Court
would “proceed to render judgment on the instant record.” The
Court frankly is at a loss as to any more effective way to solicit a
rebuttal to a prima facie case.

The Court will amend its memorandum as heretofore
stated. Respondents’ motions in all other respects are denied.

An appropriate order shall issue.

ROBERT R. MERHIGE, JR.

United States District Judge

Date: January 9, 1980

IN THE
UNITED STATES DISTRICT COURT

For THE EASTERN DISTRICT OF VIRGINIA
RICHMOND DIVISION

Civil Action No. 79-0543-R

ROBERT G. EBy,

and
FRANKLIN M. PHILLIPS,
Petitioners,
Vv.
ANDREW J. WINSTON, et al..
Respondents.

MEMORANDUM

Respondents, pursuant to Fed.R.Civ.P. 60(b)(6), filed a
motion for relief from judgment on January 30, 1980. The
motion rests upon respondents’ assertion that the state trial
judge did not accept the stipulation regarding the gender
composition of the master jury list and the venire from which
the petit jury was drawn. Respondents have also filed the
affidavit of the Honorable Edward P. Simpkins, Jr., the pre-
siding judge, in support of their motion. Petitioners have
responded to said motion and the issue is thus ripe for
disposition.

The purpose of a habeas corpus proceeding is to challenge
the legality of the restraints on an individual’s liberty. Under
the circumstances presented by the instant action, the over-
riding issue is the Commonwealth of Virginia’s right to confine
petitioners. While the formal respondents are petitioners’ custo-
dians, the right to restrain petitioners’ liberty is derivative of the
same right of the Commonwealth.

2

The stipulation in question was entered into by counsel
representing petitioners and the Commonwealth. A stipulation
of fact voluntarily agreed upon by opposing parties is, absent
special circumstances, binding upon those parties. Marshall v.
Emerson’s Lid., 593 F.2d 565 (4th Cir. 1979); Maryland
Casualty Co. v. Rickenbaker, 146 F.2d 751, 753 (4th Cir.
1944). Respondents have offered no justification for releasing
them from the stipulation.

Respondents again assert that the stipulation was not
accepted by the trial judge. It may be assumed that the trial
judge, as fact-finder in the pretrial motion, was free to weigh
the probity of the evidence. That is not to say, however, that
upon that basis respondents are no longer bound by the
Commonwealth’s stipulation.

The very reason asserted by respondents in paragraph 2 of
the present motion counsels against the relief sought. The
petition was decided without an evidentiary hearing, solely
upon the state court records. Petitioners, at trial, did not offer
evidence on the gender composition of the jury because the
need for such proof was obviated by the stipulation. In seeking
to avoid the effect of the stipulation, respondents would, on the
one hand, expunge petitioners’ evidence from the record, while
on the other hand, condemn petitioners for the absence of such
proof. Such contentions are not only illogical, but devoid of
fairness on their face.

The motion will be denied, and an appropriate order will
issue.

ROBERT R. MERHIGE, JR.
United States District Judge

Date: Feb 12 1980

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_1311%3A1. Public record. Not legal advice.
