# Petition — Clanon v. Gibson

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 450 U.S. 1035

## Text

. o~

Pewee: T

89- Office-Supreme Court U.S
Nos. 1339 PILE DS

In the Supreme Court FEB 5 1961

OF THE
CLERK

ALEXANDER L. STEVAS,

United States

OcrosBer Term, 1980

Tomas L. Cuanon, Superintendent of the
California Medical Facility at Vacaville,

Petitioner,
vs.

Earu B. Grsson,
Respondent.

Grorce SuMNER, Superintendent of the
Correctional Training Facility at Soledad,

Petitioner,
VS.

LAWRENCE JUSTICE,
Respondent.

PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

JERRY R. HERMAN
District Attorney, Marin County
COUNSEL OF RECORD

JosHua THOMAS
Deputy District Attorney, Marin County

Civic Center

155 Hall of Justice
San Rafael, CA 94903
(415) 499-6450

Attorneys for Petitioners

“

QUESTIONS PRESENTED
Whether, in a state criminal trial,
the attempt by certain jurors to gather iso-
lated data of marginal relevance requires the
setting aside of the convictions, despite

overwhelming evidence of guilt.

otis

TOPICAL INDEX

Page
QUESTIONS PRESENTED i
TOPICAL INDEX ii
TABLE OF CASES iv
TEXTS, STATUTES AND AUTHORITIES iv
OPINIONS BELOW 2
JURISDICTION 2
CONSTITUTIONAL PROVISION INVOLVED 3
“STATEMENT OF THE CASE 3
A. State Court Proceedings 3
STATEMENT OF THE FACTS
A. The Crimes 6
B. Facts relevant to respondents'
contentions on federal habeas
corpus 19
Ll. Juror Grist: Type AB
blood and its rarity 19
Be Juror Gauger: Morphine
dosage and perception 22
Fe The evidentiary importance
of the matters raised 26
(a) The rarity of type
AB blood 26
(b) The morphine dosage
and perception 30

REASONS FOR GRANTING THE WRIT 32

2

ARGUMENT

CONCLUSION

-iii-

TOPICAL INDEX

(Continued)

Page
35

43

-iv-

TABLE OF CASES

Chapman v. California
386 U.S. 18 (1967)

Harrington v. California
395 u.S. 250 (1969)

People v. Hutchinson
71 Cal.2d 342 (1969)

Sumner v. Mata
49 U.S.L.W. 4133 (1981)

TEXTS, STATUTES AND AUTHORITIES

United States Constitution
Amendment XIV, Section l

United States Code
Title 28, Section 1254(1)

Penal Code
§ 187
§ 4500
§ 4501

34, 35

Ww WwW

IN THE SUPREME COURT
OF THE

UNITED STATES

OCTOBER TERM, 1980

THOMAS L. CLANON, SUPERINTENDENT OF THE
CALIFORNIA MEDICAL FACILITY AT VACAVILLE

Petitioner,

Vs.
EARL B. GIBSON,

Respondent.

GEORGE SUMNER, SUPERINTENDENT OF THE
CORRECTIONAL TRAINING FACILITY AT SOLEDAD,

Petitioner,

Vs.
LAWRENCE JUSTICE,

Respondent.

PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

The petitioners, Thomas Clanon and
George Sumner, superintendents of correc-
tional facilities in California, respectfully

pray that a writ of certiorari issue in this

|

o2-

case to review the judgment of the United
States Court of Appeals for the Ninth
Circuit, which judgment was entered on
December 8, 1980.

OPINIONS BELOW

The opinion of the Court of Appeals
for the Ninth Circuit appears as Appendix A
to this petition and may be found at 633 F.2d
851. The opinion of the United States
District Court for the Northern District of
California appears as Appendix B. The opin-
ion of the California Court of Appeal, First
Appellate District, Division One, appears as
Appendix C.

JURISDICTION

Jurisidiction is conferred upon this
Court by Title 28, United States Code, sec-
tion 1254(1). This petition is filed within
60 days of the rendition of judgment by the

court of appeals.

es,

CONSTITUTIONAL PROVISION INVOLVED

United States Constitution, Amend-
ment XIV, section 1: "[NJor shall any state
deprive any person cf life, liberty, or prop-
erty, without due process Of law. . « «”

STATEMENT OF THE CASE

A. State Court Proceedings

On November 16, 1971, the Marin

County Grand Jury indicted respondents Earl

- B. Gibson and Lawrence Justice for the fol-

lowing violations of the applicable provi-
sions of the California Penal Code: (1)
murder, in violation of section 187 (both
appellants); (2) assault upon a non-inmate by
one serving a life sentence, in violation of
section 4500 (Gibson); (3) assault by one
serving less than a life sentence, in viola-
tion of section 4501 (Justice); (4) a second
violation of section 4500 by Gibson; (5) a
second violation of section 4501 by Justice.

The indictment further alleged that Gibson

whe

had suffered one prior felony conviction and
that Justice had suffered three prior felony
convictions (CT 1-4) ./

After numerous pretrial motions (CT
6-300), the cause came on for trial by jury
on December 12, 1972 (CT 309). On April 18,
1973, the jury found respondents guilty of
all charges against them (CT 464-465, 466,
467).

On June 22, 1973, respondent's
motion for probation was denied and they were
sentenced to state prison for one count of
murder of the first degree. Sentence was
stayed on the other counts (CT 579-580).

The California Court of Appeal,
First Aprellate District, Division One,
affirmed the judgments of conviction on
November 14, 1975 (Exh. C). The California

Supreme Court denied respondent's petition

1. "CT" refers to the Clerk's Transcript
of the trial in state court.

<=

for hearing on January 21, 1976. This Court
denied a petition for writ of certiorari on
June 7, 1976 (No. 75-6608).
B. Federal Court Proceedings

Respondents filed a petition for
writ of habeas corpus on June 2, 1976 (R
1-6) ./ After full briefing and argument,
the petition for writ of habeas corpus was
denied on February 15, 1977 (R 151-168).
Appeal to the Ninth Circuit followed.

On December 8, 1989, the Ninth
Circuit reversed the order denying the writ
of habeas corpus, and ordered that the writ
be granted unless the State of California
elects to grant a new trial within 60 days.

633 F.2d at 855.

2. "R" refers to the Record which has
been designated and prepared in the federal
proceedings in this case.

wie
STATEMENT OF THE FACTS

A. The crimes

The opinion of the California Court
of Appeal provides a full and fair statement
of the relevant facts. We quote from the
court's opinion (App. C, pp. 2-12).

“Herman Johnson, an inmate in

San Quentin Prison, testified that
Gibson had accused him of being a
witness in a case involving the
murder of a correctional officer at
Soledad Prison. Johnson denied the
accusation, but notwithstanding his
denial Gibson told him on two occa-
sions that he was going to ‘get hit.'

"On July 19, 1971, Johnson

encountered Gibson and Justice at
the foot of a flight of stairs.

Johnson was stabbed in the neck by
Gibson and was taken to the prison

hospital. On the following day

7%

-%

aVe

Gibson went to football practice.
He complained of an injury to his
back and was taken to the prison
hospital. Gibson was examined the
next morning by a doctor who deter-
mined that there was no external
evidence of injury and authorized
his release from the hospital.
"Johnson had been assigned to
room 202 on the second floor of the
prison hospital. For security pur-
poses Officer Leo Davis was placed
in front of the door to Johnson's
room. Johnson testified that on
July 21, 1971, at around noon, he
heard a 'scuffling' sound outside
his door. The door to his room,
which was locked, had a small window
and a food tray ‘porthole.’ Johnson
observed Gibson, Justice and a third

person whom he described as a tail

black man who wore his hair ina
large natural. The three men were
dressed in jail blues, and Gibson
wore a blue wool cap. Johnson
observed the unidentified man
holding Officer Davis around the
neck while Gibson and Justice struck
him. Johnson stated that at one
point he saw Justice pass a knife to
the unidentified man who then hit
the officer. Johnson heard a
whistle blow softly and then heard
someone say, "He don't have the
key.'

"Ivan Kranzelic, an inmate on
the fcurth floor of the prison
hospital, testified to certain
events which he claimed to have
observed immediately preceding and
following the attack on Officer

Davis. Although he acknowledged

aSe

that he had received morphine for
pain, he denied sleeping. He stated
that on the day of the attack, at
about 8:30 a.m., a man known as
'Choice' brought Gibson a pair of
pajamas. ‘Choice’ left and returned
about 20 minutes later at which time
Ricardo Cooper, 'Monky D' Palmer and
an unidentified tall black man were
present. At about 10:00 a.m., Dr.
Erickson examined Gibson and when he
left Gibson inquired of Palmer,
‘"Monky D," did you brought that
things in?' When Palmer stated that
he had Gibson said, 'We have to do
it today, doctor might put me ina
cast.' Gibson, 'Choice,' Cooper and
the tall black man went into the
washroom. When they came out
Kranzelic observed Gibson changing

into a blue shirt and blue pants and

10»

observed Palmer hand a 'shank' to
Gibson, which ‘Choice’ then placed
between a bunch of pajamas. Gibson
asked Cooper how he could pass by
Miss Baldwin and Cooper said he
would take care of that. Cooper
took Kranzelic's crutches, telling
him they were for Gibson. Cooper,
Gibson and ‘Choice’ ieft the room.
A few minutes later Palmer left.
"About 20 minutes later,
Cooper, Gibson and 'Choice'
returned. They were walking
rapidly. They went into the kitchen
and Kranzelic heard water running.
The three men and Palmer, who had
been in the kitchen, came out of the
kitchen and went to Gibson's bed.
Gibson asked 'Mike', who was stand-
ing in front of the kitchen, if

the cops were coming. Gibson was

o} Ls

wearing a T-shirt. It had a blood
spot on the side. Gibson took his
clothes off and put them in his
night locker, which he pushed to the
end of the room near the last bed.
Gibson brought the locke. from that
bed to his bed. He took something
wrapped in paper from under the
blanket of his bed and handed it to
‘Robert’ telling him to get rid of
it. Robert threw it out of the win-
dow. Gibson handed his T-shirt to
Cooper who went in the washroom.
Kranzelic heard a tearing sound and
a flushing of the toilet.

"Kranzelic testified further
that 'Choice' came out of the
kitchen area holding his hand and
some paper. He went to Gibson's bed
and threw the paper in a garbage

can. Palmer threw a roll of toilet

,>

oi 9e

paper with blood spots on it in the
Same garbage can. Cooper wore a lab
coat under which he hid an object
that looked like a screw driver.
Gibson put on a new pair of pajamas.
A few minutes later an officer came
in and arrested Gibson.

"Kranzelic described 'Choice'
as being five feet four inches tall,
between 22 and 24 years of age, with
long messy hair. He stated that
'Choice' was a weight lifter and
that he walked with a limp. Ata
pretrial hearing Kranzelic iden-
tified a photograph of defendant
Justice as the person he knew as
"Choice.' At the grand jury hearing
Kranzelic could not identify a
photograh of Justice.

"Wayne Clark, a correctional

officer, searched the fourth floor

-13-

of the prison hospital for evidence.
He found a ell of toilet paper with
red stains on it in a trash can.
"Charles Johnson, an inmate,
testified for the prosecution. He
stated that on July 21, 1971, at
about 11:45 a.m., he went to visit a
patient in the room next to that
occupied by Herman Johnson on the
second floor of the prison hospital.
Officer Davis, who was guarding
Herman Johnson's room, asked Charles
Johnson to summon an attendant. As
Charles Johnson went around the
corner he saw Gibson, Justice and
Reginald Muldrew in the shower room,
Charles Johnson summoned inmate
Kajor, a hospital attendant, from
the nurse's station and accompanied
him back to Herman Johnson's room.

He noticed that Gibson, Justice and

ye

Muldrew were still in the shower
room.

"Charles Johnson visited the
patient in the room next to that of
Herman Johnson and then went down to
the first floor. While there he
heard the panic buzzer and upon
hearing the officers say ‘second
floor’ he went upstairs to the
second floor where he observed
Justice and Muldrew. Justice asked
Charles Johnson what had happened
and Johnson replied that he didn't
know. A nurse told Charles Johnson
to proceed downstairs. While on the
first floor Charles Johnson observed
that both Justice and Muldrew were
there. Justice was permitted to go
through the center grille gate.

"Officer George Randolph

escorted Justice out of the clinic

-%

=} Se

door. Officer Randolph noticed that
Justice had something in his right
hand. When he asked Justice to open
his hand Justice glared at him but
complied, revealing blood-stained
tissue paper and a deep cut between
the thumb and forefinder. Officer
Ayres also observed that one of
Justice's hands was closed around
some paper.

"Justice's hand was examined by
Arthur Simon, a medical technical
assistant, at about 2:25 p.m. ‘Ye
observed three incise wounds on the
palm, which he described as super-
ficial and of the type resulting
from a cut by a knife, razor or
piece of glass. Simon testified
that in his opinion the wounds were
fresh, possibly two or three hours
old, but that it was possible that

they were a few days old.

aiga

"A white-over-brown rubber
shower thong was found near room
202, occupied by Herman Johnson. A
similar thong was found in room 224.
The first was a left thong and the
second a right thong. Officer Ayres
‘testified that Justice customarily
wore a pair of rubber shower thongs
while in the hospital and that these
were white on the top and brown on
the bottom. When Justice was taken
from the hopsital about 30 to 45
minutes after the attack on Officer
Davis, he was wearing green and ’
white thongs of a different shape
than the ones he customarily wore.

"Ellis Baker, an employee of
the Department of Corrections who
participated in the search of the
second floor of the hospital,

observed a knife on the roofwell

oi Fo

from the window in room 226. When
retrieved, the knife, which had a
wooden handle and some tape next to
the handle and the blade, had red
faded stains on the tape and blade.
In room 224 bloodstains were dis-
covered on the bedsheets. A blue
shirt, blue pants and a pile of
freshly laundered pajamas were found
under the bed in room 224. A rubber
shower thong was found in the pile
of pajamas. Some of the pajamas had
bloodstains, as did the blue shirt
and the blue pants. There were
bloodstains on the sink by the door
and on the bed. The bloodstains on
the sink appeared to be fresh.

There were smudged fingerprints oa
the window panes. Fingerprints were
also found on the knife, but they

could not be identified.

r%

=} $<

"It was stipultted that Officer
Davis died of knife wounds. Davis
received nine wounds, all of which
were consistent with having been

inflicted by a single weapon.

"Records of the Alameda-Contra
Costa Medical Association Blood Bank
were introduced into evidence.

These disclosed that Officer Davis'
blood type was '0.' Blood samples
were taken from Gibson and Justice
pursuant to search warrants and the
results were admitted into evidence.
Gibson's blood type is 'O' and that
of Justice is type ‘AB.'

"Louis Maucieri, a criminalist
employed by the Department of
Justice, was permitted to testify as
an expert, over defense objections
as to his qualifications. He
testified that '‘AB' type blood was

= {=

found on the knife, on a pair of
denim pants found in room 224, on a
roll of toilet paper found in a
fourth floor trash can, on a white
jacket found in the fourth floor
soiled linen hamper, and on Gibson's
bedding.”

B. Facts relevant to respondents' conten-

tions on federal habeas corpus

he Juror Grist: Type AB blood and its

rarity.

This description is taken from those
affidavits filed by various jury members (RT
492-493, 540-560, 563-564) 2/ and admitted
into evidence at the hearing on respondent's
motion for new trial. Necessarily, the
description is limited to whatever evidence
of "statements made, or conduct, conditions,

Or events occurring either within or without

3. "RT" refers to the Reporter's
Transcript of the trial in state court.

-20-

the jury room, of such a character as is
likely to have influenced the verdict improp-
erly .. ." appears in them. People v.
Hutchinson, 71 Cal.2d 342, 349-350 (1969).

By the same token, "evidence of the jurors’
subjective attitudes or reactions to state-
ments or conduct or the mental processes by
which the verdict was reached" is excluded.
Id.

Juror Grist admitted researching in
an enclyclopedia the fact that AB was a rare
blood type. No other jurors made statements
about the subject to him. He believed he may
have mentioned the fact of rarity to another
juror. Most importlantly, he believed the
research was done after the jury had finished
balloting as to appellant Justice (CT 543-
544) .4/ Juror Chapman confirmed that juror

4. Juror Cox, who did not recall the
identity of the juror making the statement,
thought the statement had been made before
balloting began (CT 552).

s*%

=21@

Grist had made the statement in an offhand
manner and while other conversations were in
progress (CT 542). Foreman Lubersky did not
recall the comment (CT 548) .2/ Juror Taylor
did not hear the statement (RT 551). Juror
Storey did not remember such a statement (RT
555). In any event, she was already aware of
the rarity (CT 555). Juror Michael did not
recall such a statement (CT 558). Nor did
juror O'Brien (CT 558). She also took it to
be common knowledge that AB was a rare blood
type (CT 559-560). Juror Mraz did not remem-

ber the statement. Although she had donated

5. Juror Cox's recollection was that
Lubersky had immediately voiced a warning
against considering the evidence (CT 553).
Juror Gauger's recollection paralleled that
of juror Cox as to foreman Lubersky's action
(CT 546).

A similar caution was given by juror
Storey, aS an accompaniment to her own state-
ment that AB blood was rare (CT 555). This
Statement was heard by juror Michael, who
later remarked she would reach her verdict
independent of such knowledge (CT 558).

Another admonition was apparently
given by juror Bradford, who was not other-
wise heard from (CT 546). ;

-22-

blood and knew AB was a rare blood type, she
refrained from consulting her donor's card
(CT 564).

Of the nine juror polled, then, only
four recalled the precise statement of which
appellants complained. Two were aware of an
immediate admonition from the foreman that
such evidence shouid not be considered. The

comment is best described as a momentary one.

2. Juror Gauger: Morphine dosage and

perception.
In her original affidavit, submitted

with the defense motion for new trial, juror
Gauger said she consulted a medical encyclo-
pedia at the request of her fellow jurors,

and therein confirmed what she had previously

thought to be true, that the dosage of

morphine received by Ivan Kranzelic was not
heavy enough to have affected his perception.
She related same to the jury during delibera-
tions (CT 492-493). In her subsequent

-

affidavit, attached to the prosecution opposi-
tion, she made several qualifying statements.
It turned out she had raised the point during
deliberations, and speculated as to its
effect. Other jurors offhandedly said she
should be sure, an admonition which she took
as a request to look up the matter. She
remembered also that someone commented the
jury should not consider the effect of the
dosage, in that there had been no evidence
presented on the point.

Juror Chapman did not recall gen-
erally what Gauger had said. He recalled
that he and possibly another juror had
immediately remarked the matter should not be
considered. Other jurors nodded assent, and
the issue was thereafter dropped (CT 54l-
542). Juror Grist agreed that no one had
requested the information. He did not remem-
ber the substance of juror Gauger's comment,

which had been in the nature of a passing

atin

remark (CT 543). Foreman Lubersky recalled
the substance of Gauger's remark. He further
recalled the statement was of momentary dura-

tion, and was not thereafter discussed. No

one requested the information. Lubersky did
not recall subsequent deliberations concern-
ing Ivan Kranzelic's ability to perceive (CT
548). The foreman might have admonished the
jury, at the time juror Gauger made her
remark, not to consider that about which no
evidence had been presented (CT 549). Juror
Taylor heard the unsolicited remark, then
heard two jurors (one of them juror Chapman)
say the matter should not be considered. The
matter was dropped (CT 550-551). Juror Cox
recalled the statement being made, but her
version is neutral, however, as she attri-
buted to juror Gauger the assertion that
Kranzelic's perception could have been
sharpened or dulled (CT 552). Juror Storey

said the comments were unsolicited. They

— =

were neutral in import, a fact she her-
self immediately commented upon. Fore-
man Lubersky commented that they could
not consider the issue. The comment was
made to a small group of the jurors,
including Storey and Lubersky. No more
was heard of the matter (CY 554-555).
Juror Michael characterized the state-
ment as a passing remark. She was not
even sure everyone heard the remark, as
it had been made in the foreman's vicin-
ity. He had delivered a prompt admoni-
tion (CT 557). Juror O'Brien, seated at
the other end of the table, did not
recall any discussion (RT 559). Juror
Mraz, seated near Gauger, had recollec-
tion similar to those of juror Michael
(CT 563-564).

The offhand statement thus was
made only to a small segment of the

jury. Prompt admonitions that the

ite

in it being dropped. The "research" had
not been requested by other jury members.

: The evidentiary importance of

the matters raised.

(a) The rarity of type AB

blood
Evidence of the incidence of
type AB blood was a type of evidence
whose reliability is unquestionable. It
is simply not open to doubt that AB is a
rare blood type. o/ That a jury should
receive evidence of a common and well-
accepted point is surely a different
matter than that they should consider a

more obscure point.

6. Respondents attempted to argue
they were deprived of the right to cross-
examine on the issue of exactly how rare
the blood type was. But juror Grist
only remarked that the type was rare.

It would not matter whether the source
consulted was within one percentage
point, or two or three either way of
another source; in any event, the type
would be classed as "rare." That source
of cross-examination or rebuttal simply
was not available.

oe

Respondents asserted that evi-
evidence of rarity was at the heart of
the prosecution case, the prosecutor going
sc far as to label it respondent Justice's
"calling card" (RT 6589-6590, 6592,
6627-6628). They also contend it pro-
vided physical corroboration of respond-
ent Justice's presence, hence of Herman
Johnson's testimony. Each source of
importance is subject to doubt upon
Closer scrutiny. As to the prosecutor's
language, that argument depends on the
willingness of the jury to infer that
the AB blood on the knife and Justice's
AB blood were the same. The argument
can be advanced without the rarity
aspect. Rarity, in effect, only pro-
vides an even greater reason why respond-

ent Justice could not be excluded as

the killer. Similarly, blood on the

knife did little to corroborate Herman

atin

Johnson's account of the killing. The
knowledge that respondent Justice's blood
and the knife blood were of the same
type would have corroborative effect
only when several intervening inferences
were made - that the knife was the
murder weapon, for example. It is dif-
ficult to see what added corroboration
would result from knowing the blood type
was rare. That assertion loses sight of
the truly damning corroborative factors
- the recovered thongs and later wearing
of new ones, the cuts only on appellant
Justice's hands, the obvious limp. The
upshot is that evidence of rarity was
not at the logical heart of the case as
presented. It would simply have made
the inferences the prosecution asked the
jury to draw more attractive, hence the
prosecutor's preference for it.

One source of cross-examination

deprivation claimed by respondents has

@29@

been considered [fn. 6, ante]. The
other cited by them is that they could
have cross-examined to show the prison
hospital population had a different
incidence of type AB blood than did the
general population. That assertion

overlooks the evidence that only respond-

ent Justice was seen to have a cut on

the hand. All the others, when checked,
had no wounds. Hence, the relative
incidence of type AB blood in the prison
hospital was of secondary importance,
not a subject for proper cross-examina-
tion Or rebuttal.

To recapitulate: the sources
of cross-examination deprivation are of
niggardly import; the evidence of rarity
of type AB blood was not evidence at the
logical heart of the prosecution case;
and the evidence learned by the jury was

not open to serious doubt as to its

«30<

correctness. These evidentiary factors,
each and together, suggest an innocuous-
ness to the first jury “misconduct”
incident above that already apparent
from the jurors' descriptions of what
occurred. Because the evidence was so
commonly accepted as to its correctness,
there is not the danger of the jury ren-
dering a decision predicated on a false-
hood. Because the evidence was not cru-
cial, there is no reason to suspect it
influenced the deliberations. And
because there were no true avenues of
cross-examination or rebuttal fore-
closed, there is no reason to suspect
any denial of confrontation in fact
occurred.

(b) The Morphine Dosage and

Perception

The most telling evidentiary

consideration concerning the morphine

wti~

and perception is the context in which

it arose at trial. Ivan Kranzelic,
admittedly a prosecution witness,_/ was
never cross-examined about possible
inability to perceive due to morphine
doses. The defense never offered evi-
dence about the possible effect on his
perception of morphine (AOB 62:7-9). It
offerered evidence that a dosage had been
received (RT 3449, 5688, 5692), then

argued inferences in final argument.

The strategy is easy enough to describe--

7. But not, as respondent Gibson
contended, the only source of evidence
besides Herman Johnson tying him to the
murder. Whatever happened to the view
Charles Johnson had of respondents and
Reginald Muldrew in the shower room?
(RT 3023).

Even though Kranzelic was a
vital witness, the morphine went cnly to
a minor part of his testimony. Evi-
dence of it could only exert an effect
during cross-examination of Kranzelic.
Once that spot for introducing the evi-
dence was lost, in effect, all of
Kranzelic's testimony was in evidence in
strength. Later evidence of diminished
perception would have necessarily
diminished impact.

e
at 2e

the defense felt it sufficient to plant
a seed of possible doubt, leaving the
jury to speculate on the effect. That
strategy succeeded with juror Gauger's
unauthorized trip to the library. To
now reward it further by reversal of the
state court judgment would border on the
perverse. The perversity is more
glaring when it is remembered that the
issue of perception changes due to
morphine usage was but a minor aspect of
Kranzelic's testimony [see fn. 7, ante].

REASONS FOR GRANTING THE WRIT

Almost eight years ago respon-
dents were found guilty of the murder of
a prison guard. Their conviction was
unanimously upheld by the California
Court of Appeals. The California
Supreme Court unanimously refused to
grant review. This Court unanimously

denied certiorari. A federal district

a33~

court denied a writ of habeas corpus.
Finally, in the fifth court in which
they sought review, respondents were
rewarded for their diligence by the
granting of a writ of habeas corpus.

The tragedy occasioned by this
case is not necessarily that an inter-
mediate court of appeals is able to
second-guess and overrule the state
judiciary. Federal habeas corpus, which
permits a single federal judge to over-
rule a state supreme court, occasionally
Produces such unpalatable results. The
real tragedy of this case is that the
result is totally without support in the
record.

The Court of Appeals for the
Ninth Circuit concluded that it was
federal constitutional error for the
jurors to gather evidence on their own.

That is strictly a question of law which

-34-

we do not presently challenge. But the
court also concluded that the error was
not harmless beyond a reasonable doubt.
Chapman v. California, 386 U.S. 18
(1967). We emphatically disagree with
that conclusion and maintain that a read-
ing of the record establishes beyond ques-
tion the error identified by the court
was totally harmless. It could not have
possibly contributed to the verdicts and
it was a gross abuse of the lower

court's power to have held otherwise.

We submit that the lower
court's reading of the trial record was
so distorted that this Court should
exercise its supervisory powers by
Granting the writ of certiorari,
reversing the court of appeals, and
reinstating the convictions of two men
who were proven guilty by overwhelming
evidence. Cf. Sumner v. Mata, 49

U.S.L.W. 4133 (1981) °

=33e

ARGUMENT

' THE ISOLATED INCIDENTS OF JURY
MISCONDUCT DID NOT DEPRIVE
APPELLANTS OF THEIR DUE PROCESS
RIGHT TO A FAIR TRIAL.

In Chapman v. California, 386

U.S. 18 (1967), this court concluded
that some constitutional errors are so
"unimportant and insignificant" that
they do not require reversal of the con-
viction. Id. at 22. Thus, federal
courts of appeal are forbidden to
reverse a state criminal conviction if
the record establishes that the error
was harmless beyond a reasonable doubt.
Id. at 24. We submit that the record
does establish beyond doubt that the
jury misconduct did not contribute to
the verdict and we adopt the district
court's well-reasoned analysis of the

evidence.

aSG~

"TYPE ‘'AB' BLOOD

"The properly admitted
evidence showed that Justice
had type ‘AB' blood and that
type 'AB' blood was found on
the murder weapon, on clothing
and on toilet paper used in the
attack on Officer Davis.
Whether ‘AB‘ blood was rare
would be irrelevant to show
that Justice was one of the
assailants unless other evi-
dence placed Justice at the
scene. And if Justice were at
the scene, had ‘AB' blood, sus-
tained a wound which was bleed-
ing, then the ‘AB’ blood would
be his ‘calling card' regard-
less of its rarity.

"Justice was placed at the

scene of the attack by the

Te

testimony of Herman Johnson,
the apparent intended victim,
by Charles Johnson, the clerk-
typist, and to some extent by
Ivan Kranzelic, the inmate on
the fourth floor of the hospi-
tal. The fact that Justice was
the only known suspect to have
"AB' blood type is merely fur-
ther evidence from which the
jury could conclude that he was
Present at the scene of the
murder. This is so without any
regard for the rarity of his
blood type, since his was the
Only blood which matched that
found on the weapon, on the
Clothing and elsewhere. It was
not the rarity but the match up
that placed him there. The

court is convinced beyond a

o380

reasonable doubt that the evi-

dence of the rarity of the
blood type did not contribute
to the verdict against Justice.
"Whether Gibson was guilty
of murder could not in any way
depend upon whether Justice's
blood type, 'AB,' was rare.
Any consideration by the jury
of such a fact, if it did so,
did not, beyond a reasonable
doubt, contribute to Gibson's
conviction.

"KRANZELIC'S MORPHINE DOSAGE

"The eyewitness testimony
of Kranzelic has been termed by
the petitioners here as crucial
to the prosecution. But his
testimony only placed the
assailants on the fourth floor

of the hospital before and

o39e

immediately after the attack
which took place on the second
floor. The intended victim and
Charles Johnson placed the
assailants on the second floor.
Herman Johnson was the only
eyewitness to the murder itself.
"While Kranzelic's testi-
mony might have cumulatively
added to an overwhelming moun-
tain of testimony surrounding
the events of July 21, it is
not the testimony which is
being complained of here. The
jury knew that Kranzelic was
taking morphine. However, they
were told he had not been
Sleeping. No testimony was
introduced by the defense of
any adverse effect that dosage

might have had on Kranzelic's

-40-

ability to perceive the events
he described at trial. While
the defense did suggest, in an
argument lasting less than a
minute, that Kranzelic might
have been asleep, the testimony
was to the contrary and uncon-
tradicted. The defense did
attack, for more than a day of
argument, Kranzelic's motive
for testifying and reasons for
lying. The subsequent discov-
ery by one juror that the
amount of morphine was minimal,
and the prompt admonition
against considering such a
fact, negate any contribution
such evidence might have had to
the verdict. In view of the

Overwhelming untainted evi-<

dence, this Court is convinced

o4l<

beyond a reasonable doubt that

the research into the effect of

the morphine dosage on Kranzelic
did not contribute to the

verdict." (Appendix B, pp. 26-30).

The Ninth Circuit's arguments in sup-
port of its position that the error was not
Clearly harmless are totally unpersuasive.

It is pointed out that the jury deliberated
two and one-half days (683 F.2d at 833), as
if that indicated confusion or lack of deci-
siveness on the part of the jury. But the
trial took four months. It is surprising
that the jury digested the mountain of evi-
dence in as little time as two and one-half
i days.

The Ninth Circuit also relied on the
fact that two jurors felt a need tc gather more
evidence, an indication of some "lingering
hestitation or uncertainty" Ibid. But this

argument is based upon the wholly unproved

o42@

premise that juror curiosity about some minor
aspect of the evidence establishes reasonable
doubt about the guilt of the accused. The
court's focus was misplaced, for the only
relevant question is "the probable impact of
the [error] on the minds of an average jury."
Harrington v. California, 395 U.S. 250, 254
(1969).

We submit that the evidence gathered
is a result of juror misconduct was so insig-
nificant that the error was harmless beyond
doubt and that the lower court's holding to
the contrary constitutes a gross miscarriage
of justice. We ask this Court to redress

this egregious wrong.

a ee, ee ee.

~\=

CONCLUSION

For the foregoing reasons, it is
respectfully submitted that the petition for
writ of certiorari should be granted.

DATED: February 2, 1981.

JERRY R. HERMAN
District Attorney
Marin County

JOSHUA THOMAS
Deputy District Attorney
Marin County

APPENDIX A

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
EARL B. GIBSON,
Appellant,
v.

THOMAS L. CLANON, No. 79-2680

Superintendent, Vacaville
Medical Facility, Vacaville,
California,

D.C. #76-1125 SW

- Appellee.

LAWRENCE JUSTICE, OPINION

Appellant,
ar

GEORGE SUMNER,
Superintendent, Correctional
Training Facility, Soledad,
California,

Appellee.

eee 8 “SS 8S SS “SS SS “SS SS Se”

Appeal from the United States
District Court for the Northern District
of California
Spencer M. Williams, District Judge,
Argued and submitted September 10, 1980

Before: MERRILL, Circuit Judge, MARKEY*,
Chief Judge, and BOOCHEVER, Circuit
Judge.

*Honorable Howard T. Markey, Chief Judge, U.S.
Court of Customs and Patent Appeals, sitting by
designation.

aze
BOOCHEVER, Circuit Judge:

This is an appeal from the judgment
of the District Court for the Northern District
of California denying petitioners' writ of
habeas corpus. The two petitioners, Gibson and
Justice, are presently serving life sentences
in California state prisons for the 1973 murder
conviction of a prison guard at San Quentin.
Gibson and Justice allege that the trial jury
that convicted them impermissibly relied upon
facts that were not in evidence. In doing so
they claim they were denied their constitutional
right to a fair trial. The district court,
which reviewed the state court record, but did
not take additional evidence, concluded that
any error that may have occurred was harmless
beyond a reasonable doubt. Our review of the
historical facts in this case convinces us that
there is-a reasonable possibility that the
jury's consideration of facts not introduced
into evidence contributed to the jury's verdict.

Accordingly, we reverse the judgment.

=3~

On July 21, 1971, Leo Davis, an
unarmed guard at the San Quentin prison hospital,
was stabbed to death. The state's case linking
Gibson and Justice to the crime was based prin-
cipally upon the testimony of three witnesses
and the introduction of certain physical evidence.

The state's chief witness was Herman
Johnson who testified that he was an eyewitness
to the killing. On July 19, 1971, Johnson
claimed he was stabbed in the neck by Gibson and
Justice shortly after he had been transferred to
San Quentin from Soledad. The attack was
allegedly provoked by Johnson's willingness to
give a statement implicating other inmates ina
crime committed at Soledad. After the attack,
Johnson was taken to the prison hospital where
he was placed in a room on the second floor.
David was stattioned in the hallway outside his
door.

According to Johnson, at around noon on
July 21 he caught a glimpse of Gibson through a

window in the door to his room and heard scuffling.

-4.
He testified that upon going to the door he was
able to see Gibson and Justice stab Davis while
a third man held hin.

The defendants impeached Johnson's
testimony with the testimony of other inmates
who stated that they had witnessed the July 19
attack on Johnson, and Gibson and Justice were
not among the attackers. The defense implied
that there was a possibility that Johnson's
testimony was biased because a decision on a
parole violation committed by Johnson was allegedly
held in abeyance until after his testimony at the
trial. The defense also introduced evidence
indicating that Johnson had a poor reputation
for veracity.

Johnson's eyewitness account was
corroborated by two other prosecution witnesses.
Another inmate with the last name of Johnson,
Charles Johnson, testified that he had seen
Gibson, JUstice and a third man in a shower
room on the second floor of the hospital within

a short time of when the murder occurred.

a5

There was also testimony from Ivan
Kranzelic who shared a hospital ward on the
fourth floor with Gibson. Gibson had gained
admittance to the hospital after allegedly
suffering an injury in football practice the
day before the murder. Kranzelic testified
that on the morning of July 21 he had seen an
inmate give a prison-made knife bg Gibson, who
in turn gave it to Justice. Kranzelic overheard
Gibson make various statements such as they would
have to do "it" that day. Around noon Gibson,
Justice, and a third inmate left the ward and
returned about twenty minutes later. Kranzelic
testified that Justice's hand was bleeding when
he returned and, as he sat on Gibson's bed, he
used a roil of toilet paper to try to stop the
bleeding. At the time these events were alleged
to occur Kranzelic was recovering from foot surgery
and had been given several doses of morphine.

At trial the state introduced evidence

showing that the murder victim had blood type "0."

Justice had blood type "AB." It was further shown

-6-

that the blood stains found on the murder weapon,
on Gibson's bed where Justice had sat, and on

the roll of toilet paper, which was also recovered,
all were of blood type "AB."

The trial lasted from December 1972
until April 1973. The jury deliberated for two
and a half days before returning a guilty verdict
on April 18, 1973. A month later, on May 17,
1973, Gibson and Justice made a motion for a
new trial on the grounds that the jury had
impermissibly relied upon evidence not produced
in court. Affidavits submitted by the jurors
reveal two incidents of misconduct.

At one point during the deliberations,
Juror Colin Grist went to an encyclopedia to
confirm his belief that blood type "AB" was rare.
He reported his findings back to other members
of the jury. Jurors Chapman, Gauger and Cox
remembered some comment by Grist. Grist was
unsure whether he made the comment before or
after the balloting on Justice.

Another juror, Mona Gauger, stated that

ae

while the jury was considering Kranzelic's
testimony she had commented on the dosage of
morphine. Other jurors were unsure what effect
the morphine may have had on Kranzelic, which
Gauger interpreted as a request for more in-
formation. She then consulted a medical
encyclopedia from which she apparently concluded
that the morphine dosage was too small to have
affected Kranzelic's perceptions. At least eight
other jurors remembered some comment by Gauger,
but there was some disagreement as to exactly
what she had said.

In both cases there were apparently

- some comments in the jury room to the effect

that the jury should not consider this evidence.

The trial judge denied the motion for
a new trial. In his oral ruling the judge
considered the applicable test to be that of
People v. Watson, 299 P.2d 243, 254 (Cal. 1956),
cert. denied 355 U.S. 846 (1957), which, in the
courts of California, requires reversal for an

error when it is "reasonably probable that a

aSe
result more favorable to the appealing party

would have been reached in the absence of the

error." (Emphasis added.) The judge specifically

declined to apply the stricter test of Chapman

v. California, 386 U.S. 18, 24 (1967), which re-

quires, in the case of federal constitutional
errors, that the error be harmless "beyond a
reasonable doubt."

In his ruling, the judge twice in-

dicated that were he to apply the Chapman

standard, he would have granted the motion:

I will state for the record that
I cannot say that it [the jury mis-
conduct] was harmless beyond a
reasonable doubt.

‘ . I don't think the Chapman

case applies to this situation. If

it does and I were to apply it, I

would feel, I think, compelled to

reach a different result.
The trial judge's decision was affirmed by an
unpublished opinion of the California Court of
Appeal. Petitions for certiorari to the

California Supreme Court and the United States

=Jo
Supreme Court were denied. In denying the
petitioners' subsequent writ of habeas corpus,
the federal district court judge did not
specifically decide whether the jury misconduct
in this case amounted to constitutional error,
but concluded that if there were constitutional
error it was harmless beyond a reasonable doubt.
We first must decide whether the
California trial judge applied the appropriate
test in determining the effect of the impermissibly

considered evidence. In United States v. Vasquez,

597 F.2d (9th Cir. 1979), we defined the test to
be applied when a jury acquires evidence that has
not been introduced into the record.

[T]he appellant is entitled to a new
trial if there existed a reasonable

ossibility that the extrinsic mate-
rial could have affected the verdict.

597 F.2d at 193 (emphasis added). The "reasonable

possibility" test of Vasquez is equivalent in
severity to the harmless error rule applicable

to constitutional errors under Chapman.

Vasquez involved a direct appeal from a

1 0<

trial in a federal district court. Therefore,
although it is intimated by the opinion, there
was no need to decide whether the "reasonable
possibility" test is compelled by constitutional
considerations that would make it applicable to m

the collateral review of a state court judgment.

We now conclude that the Vasquez test is compelled

by constitutional considerations.

In Turner v. Louisiana, 379 U.S. 466

(1965), the Court refers to sixth amendment rights
in considering the impact of outside influence
on a jury:

In the constitutional sense, trial
by jury in a criminal case necessarily
implies at the very least that the
"evidence developed" against a defend-
and shall come from the witness in a
public courtroom where there is full
judicial protection of the defendant's
right of confrontation, of cross-
examination, and of counsel.

3
379 U.S. at 472-73.

Turner involved the possibility of
prejudice created where the prosecution's leading
witnesses were the same two deputy sheriffs who

watched over the jury during the time it was

alt=
sequestered for Turner's trial. Although the
case did not involve the introduction of extra-
record facts, the implication of the statement
is that it would apply in such a rea A year
after Turner, the court reversed a state court
decision where a court bailiff made various
prejudicial statements about a defendant to
jurors. The court noted the applicability of
the confrontation clause: |

[T]he statements of the bailiff to

the jurors are controlled by the

command of the Sixth Amendment.

Parker v. Gladden, 385 U.S. 363, 364, (1966):

The Second Circuit has granted habeas
corpus relief in two cases where extrinsic
material may have influenced a state court
Beuieak ? Opinions from other circuits have also
cited sixth amendment violations when a jury
has considered facts outside of those which have
been introduced at as”

These decisions have noted that when
a jury considers facts that have not been in-

troduced in evidence, a defendant has effectively

ai 2a
lost the rights of confrontation, cross-examination;
and the assistance of counsel with regard to jury
consideration of the extraneous evidence. In one
sense the violation may be nove serious than
where these rights are denied at some other stage
of the proceedings because the defendant may have
no idea what new evidence has been considered.
It is impossible to offer evidence to rebut it,
to offer a curative instruction, to discuss its
significance in argument to the jury, or to take
other tactical steps that might ameliorate its
Pie We believe that the California trial
judge erred in applying a reasonable probability P
standard and that the proper standard to be
applied is whether it can be concluded beyond a
reasonable doubt that extrinsic evidence did
not contribute to the verdict.

We must next review the record to

determine the effect, if any, of the extrinsic
evidence considered by the jury in this case.

The state's case against Gibson and

Justice is a strong one. Nevertheless, if the

-13-

jury had readily accepted Johnson's eyewitness
testimony it seems unlikely that they would

have deliberated for so long to reach a verdict.
Furthermore, the fact that at least two jurors
believed that it was necessary to obtain more
evidence is, by itself, an indication that there
may have been a need to resolve some lingering
hesitation or uncertainty.

The extra-record evidence in this case
is of some import in bolstering Johnson's
testimony. Evidence that blood type "AB" is
rare would logically strengthen the inference
that it had been Justice who had possessed the
murder weapon and not some unknown assailant
with the same type of blood. The trial judge

had ruled that evidence concerning the rarity of

"AB" blood was inadmissible. The prosecution took

an immediate appeal from this ruling, which is
some indication of the importance the state
attached to this ales.” As to Kranzelic's
testimony, if the jury concluded that his

perceptions were not affected by morphine this

ai Re
would certainly strengthen his credibility.

The trial judge candidly acknowledged
that were he to apply the test for constitutional
error that we have concluded is required in this
case, he would have granted the motion for a new
trial. Although we are not bound by this

evaluation of the historical facts, see e@.g.,

Brown v. Allen, 344 U.S. 443, 456 (1953);

Developments in the Law - Federal Habeas Corpus,

83 Harv. L. Rev. 1038, 1113 (1970), we nevertheless
believe that under the circumstances the state
trial judge's conclusion should be given a great
deal of weight. The state judge presided over
Gibson and Justice's four-month trial and observed
the demeanor of the witnesses. At the time of
his ruling he was in a far better position to
evaluate the credibility of the witnesses than we
are now, reviewing a cold record eight years after
the trial.

We conclude that there is a reasonable
possibility that the extrinsic evidence affected

the verdict. Accordingly, the petitioners’ writ

«i Se
of habeas corpus must be granted unless the
State of California elects to grant a new trial
within sixty days.

REVERSED.

1. The court noted in Chapman:

There is little, if any dif-
ference between .. . ‘whether
there is a reasonable possi-
bility that the evidence com-
plained of might have contri-
buted to the conviction" and
requiring the beneficiary

of a constitutional error to
prove beyond a reasonable
doubt that the error compl-
ained of did not contribute
to the verdict obtained."

386 U.S. at 24 (emphasis added).

2. Such a test might conceivably
be based upon the supervisory powers of
the court. See Murphy v. Florida, 421 U.S
794, 797-98 (1975).

3. The sixth amendment to the consti-
tution provides in part that an "accused
shall enjoy the right .. . to be confront-
ed with the witnesses against him...
and to have the Assistance of Counsel for
his defense."

4. In several cases the court has
reversed state court convictions without
a showing that specific extra-record facts
reached a jury during its deliberations.
The cases have involved situations where
there has been such peruasive pre-trial
publicity that it could be presumed that
the jury's verdice was based on either pre-
judgement of the defendant or consideration
of extraneous facts. See Sheppard v.
Maxwell, 384 U.S. 333 (1966); Estes v.
Texas, 381 U.S. 532 (1965); Irvin v. Dowd,
366 U.S. 717 (1961).

5. Bulger v. McClay, 575 F.2d 407, 411
(2d Cir. 1978), cert. denied 439 U.S. 915
(1978); Owen v. McMann, 435 F.2d 813 (2d
Cir. 1970), cert. denied 402 U.S. 906
(1971). See also Downey v. Peyton, 451
F.2d 236 (4th Cir. 1971).

6. Government of Virgin Islands v.
Gereau, 523 F.2d 140, 150 (3rd Cir. 1975)
cert. denied 424 U.S. 917 (1976) (""con-
Sideration by the jury of extra-record
facts about the case .. . [is] prima
facie incompatible with the Sixth Amend-
ment.'); United States v. Thomas, 463 F.2d
1061, 1063 (7th Cir. 1972); Farese v. United
States, 428 F.2d 178, 179 (5th Cir. 1970).

7. The Fifth Circuit has referred
metaphorically to extraneous evidence as
"the dagger of hidden evidence." United
States v. Howard, 506 F.2d 865, 866 (5th
Cir. i97ap.

8. The length of jury deliberations
has been cited as a factor of some import-
ance in Parker v. Gladden, 385 U.S. 363,
365 (1966) (26 hours) and Dallago v. United
States, 427 F.2d 546, 559 (D.C. Cir. 1969)
(5 days). In opposing petitioner's motion
for a new trial the prosecution stated that
the jury actually only deliberated for
"possibly nine hours." Presumably the
prosecution meant that this nine hour
period was spread over two and one half
days. Even accepting the prosecution's
version, however, it does not seem pos-
sible that the jury would have deliberated
nine hours over several days if the jurors
did not have serious questions as to the
credibility of the eyewitnesses.

9. The fact that a jury has acquired
inadmissible evidence has been cited in
United States v. Vasquez, 597 F.2d 192,

194 (9th Cir. 1979), and Dallago v. United
States, 427 F.2d 546, 558 (D. C. Cir. 1969).

m*

IN THE UNITED STATES DISTRICT COURT
FOR THE NOTHERN DISTRICT OF CALIFORNIA
EARL B. GIBSON,

NO.
C761125SW

Petitioner,

Vv.

THOMAS L. CLANON, SUPERIN-
TENDENT, VACAVILLE MEDICAL
FACILITY, VACAVILLE,
CALIFORNIA,

Respondent,
LAWRENCE JUSTICE,

Petitioner,

ee ee reer

Vv.

GEORGE SUMNER, SUPERINTEN-
DENT, CORRECTIONAL TRAINING
FACILITY, SOLEDAD, CALIFORNIA,

Respondent.

Ne ee a a a he ee

MEMORANDUM OPINION AND ORDER

Petitioners Gibson and Justice, who
by this petition seek Habeas Corpus re-
lief, were tried and convicted for the
murder of Leo Davis, a guard at San
Quentin prison. They attack the verdict

of the jury, alleging that there were

o@s
two incidents of juror misconduct which con-

stituted prejudicial error under Chapman

v. California, 386 U.S. 18 (1967).

At the time of the alleged murder,
Gibsoi was confined at San Quentin, serv-
ing a sentence for first degree burglary
and Clanon was confined, serving a sent-
ence for assault with a deadly weapon.
They do not contest the validity of
their confinement on those convictions.
FACTS

On July 19, 1971, Herman Johnson, an
inmate at San Quentin, was wounded during
a fight. Several inmates were present
during the fight, and there vas testi-
mony at trial that petitioners Justice
and Gibson were his assailants. In any
case, Johnson was placed in Room 202 on.
the second floor of the prison hospital,
a room with a door capable of being
locked for his protection. An unarmed

guard, Leo Davis, was assigned to protect

Johnson.

The next day, petitioner Gibson was
able to gain entrance into the prison
hospital for an alleged injury suffered
in a football game. The injury was pur-
portedly to his back. Although the
prison doctor was of the opinion that
Gibson had not been injured and knew it,
Gibson was allowed to stay in bed on the
fourth floor.

Ivan Kranzelic, an inmate hospital-
ized on the fourth floor while recovering
from foot surgery, claimed to be a wit-
ness to certain events surrounding the
death of Officer Davis. Kranzelic was
receiving pain medication, including
thrice daily dosages of morphine, but he
denied he was sleeping. Kranzelic testi-
fied that at about 8:30 a.m. on the day
of the attack, Justice brought Gibson a
pair of pajamas, left and returned about

20 minutes later at a time when Ricardo

wien
Cooper, ‘Monky D" Palmer and an unidenti-
fied tall black man were also present.
Subsequently Dr. Erickson, a prison
doctor, examined Gibson and when he left
Gibson asked Palmer if he had brought the
"things'' in. When Palmer answered that
he had, Gibson said that they had to do
"it" that day, as the doctor might want
to put him into a cast. The conferees
then went into a washroom. When they
came out, Kranzelic watched Gibson change
into a blue shirt and blue pants. Palmer
gave Gibson a seven or eight inch prison-
made knife. Justice took the weapon and
put it into soiled pajamas he was carry-
ing. Cooper took Kranzelic's crutches,
telling him they were for Gibson, and
left the room with Gibson and Justice.
Palmer followed shortly thereafter.
Charles Johnson, a clerk-typist on

the second floor of the hospital, testi-

**%

?%

«Se
fied that he went to the room next to
Room 202 (Herman Johnson's room), to
speak with an inmate named Pierce. Guard
Leo Davis asked Charles Johnson to get an
attendant for Herman Johnson. He left to
do so, and as he rounded the corner, at
11:45 a.m., he saw petitioners and an-
other inmate in the shower room.

Charles Johnson brought inmate Kajar
from the nurses' station to attend Herman
Johnson. While Kajar did so, Charles
Johnson returned to his work station,
again passing the shower room. He noticed
that the trio was still in the shower. A
few minutes thereafter he heard the panic
buzzer.

The door to Herman Johnson's room
was locked but contained a small window
and food tray porthole, out of which the
occupant could look. Johnson testified

that at about noon her heard a "scuffling"

af
sound outside the door. He observed Gib-
son, Justice and a third person, dressed
in jail blues. Johnson observed the un-
identified man holding Officer Davis
around the neck while Gibson and Justice
stabbed him. At one point Justice passed
the knife to the unidentified man who also
struck Davis. Although the assailants
were holding Davis, Davis managed to blow
his whistle. One of the attackers said
that Davis did not have the key, and they
vanished.

Kranzelic, still in his bed, observ-
ed the trio return about twenty minutes
after they had left. Justice limped but
still moved quickly; one hand was bleeding.
Both petitioners went into the kitchen,
and Kranzelic heard running water.
Justice's hand was still bleeding later
when the trio were seated on Gibson's bed,

and Justice used toilet paper to blot the

blood, which he then threw into a trash

4%

can. One of the three threw something
wrapped in paper out the window when
Gibson said to get rid of "it". A few
minutes later an officer came in and
arrested Gibson.

Officer Davis died from his wounds.

Evidence presented at trial showed
that Justice had superficial cuts on his
hand July 21; Gibson's and Davis' blood
type was "0" and Justice's was "AB". Fur-
ther evidence was introduced to show type
"AB" blood was found on a prison-made
knife which was found outside a hospital
window and conceded by the parties to be
the murder weapon. "AB" blood was found
on a pair of pants found in Room 224, on
Gibson's bedding, on a smock found in the
linen room, and on a toilet paper roll
found in a trash can on the fourth floor.

Evidence of the rarity of type "AB"
blood was excluded from the trial but

the prosecution argued that the ‘'AB"

7%

ofc
blood in the case was Justice's "calling
card". Evidence was introduced that
Kranzelic received three morphine doses
on the day of the attack, but no testi-
mony was given as to whether this amount
was minimal or would have any effect on
his powers of perception. The defense
made no serious argument that the dosage
affected Kranzelic's perceptions.

The jury convicted petitioners of
the murder of Officer Davis.

JUROR MISCONDUCT

Two jurors researched two areas of
the case and reported the results of
their research to their fellow saalieie O

Juror Colin F. Grist admitted that
he consulted an encyclopedia in order to
discover how rare AB type blood is in the
general population and obtained the in-
formation that it was a rare blood type.

He believed but was not certain that this

was done after the jury had finished

-9-

ballotting on defendant Justice. He had
some recollection, but was not certain,
that he might have mentioned to another
juror that AB blood was rare.

Jurors Chapman, Gauger and Cox recal-
led the statement. Of the nine jurors pol-
led, four recalled the statements, and the
affidavits of these jurors indicate that the
comment was a brief one and that it prompted
an admonition from other jurors that evi-
dence of the rarity of AB type blood was not
properly in evidence. Nothing in the affi-
davits indicated that any juror ~elied on
this information in the reaching their verdict.

In her original affidavit juror Mona
Gauger stated that during deliberations she
consulted a medical encyclopedia at the re-
quest of her fellow jurors to determine the
effect on perception of the amount of mor-
phine given to prosecution witness Ivan
Kranzelic. Her research confirmed her belief

that the dosage was relatively small and

-10-

would not have rendered him stuperous or
completely unable to perceive events taking
place around him. She related this infor-
mation to the other members of the jury.

In her second affidavit Gauger further
explained that during the deliberations
concerning Kranzelic's testimony she com-
mented on the dosage of morphine given Kran-
zelic and some members of the jury said that
she "should be sure."' She interpreted this
as a request to look up the information.

She recalled that at some point a juror com-
mented that since no evidence had been pro-
duced as to the effect of morphine that they
could not consider it.

Juror Chapman recalled Gauger's state-
ment and recalled that he and possibly an-
other juror stated that this information was
not evidence produced in court and that there-
fore it could not be considered by them. The
subject was then dropped. Juror Grist re-

called Gauger's comment about a morphine dose

i

wit<

but had no recollection of the specific
nature of the comment. Foreman Lubersky
recalled that Gauger had stated that she
had consulted a medical reference book and
that the amount of the drug administered
was a minimal dosage and that effect was
to increase perception and imagination

for a couple of hours and give the patient
a feeling of well-being. Gauger's remarks
lasted no more than a minute. Juror Taylor
recalled that Gauger had said that she
looked something up in a book and said:
i . something to the effect that de-
pending on a man's weight that the dose
given wouldn't hurt his ability to see or
hear.'' He recalled that two jurors, one
being Chapman, commented that this was not
in evidence and that they should not be
concerned with it. Juror Cox recalled
either that Gauger said that the dosage

of morphine could have either dulled or

sharpened Kranzelic's powers of observa-

o12«

tion a little. Juror Storey stated that
Gauger had said that in some cases percep-
tion would be heightened while in others
the recipient would be made drowsy. She
recalled that foreman Lubersky commented
that this should not be considered as it
was not in evidence and that she herself
commented that this information had no
value or validity. Juror Michael re-
called a statement by Gauger that morphine
hinders the imagination and further re-
called that’ Lubersky stated that they
could not consider this as evidence.

Juror O'Brien did not recall Gauger's com-
ment. Juror Mraz recalled that Gauger
stated that morphine might make a person
more alert and recalled Lubersky's admoni-
tion. Here again, there is no indication
that the jurors used this information in
any way in reaching their verdict. To the
contrary, in both instances, the jurors

apparently rejected any consideration of

a] 9s
these matters.

Petitioners seek a new trial claim-
ing the above-described conduct of the
jurors resulted in a denial of their rights
under the Constitution of the United States,
including the Sixth Amendment's right of
confrontation and cross examination made

applicable to state criminal proceedings
by Poindexter v. Texas, 380 U.S. 400 (1965);

the Sixth Amendment's right to trial by
jury which determines guilt solely on evi-
dence taken in court (Turner v. Louisiana,
379 U.S. 466, 472 (1965); Irwin v. Doud,
366 U.S. 717, 722 (1961); Patterson v.
Colorado, 205 U.S. 454, 462 (1907)); the

due process right to counsel in present-
ing the case (Geders v. United States, 425
U.S. 80 (1976); Brooks v. Tennessee, 406
U.S. 605, 613-614 (1972); the right to

have counsel vigorously argue the case

(Herring v. New York, 422 U.S. 853 (1975));

and the right to have the prosecution prove

-14-
its case beyond a reasonable doubt (Cool
v. United States, 409 U.S. 100, 105 (1972); .
In re Winship, 397 U.S. 358 (1970)).
TRIAL JUDGE'S RULING ON JUROR MISCONDUCT wl

At a hearing on the motion of def-
endants' for a new trial, the trial judge
in this case orally denied the motions
with a lengthy statement of his reasoning.

Inter alia, the judge decided to follow

the California state constitutional test,
as laid down in People v. Watson, 46 Cal.
2d 818, 836 (1956), cert. denied, 355 U.S.

846 (1957), and not the test of Chapman
v. California, 386 U.S. 18 (1967). The

judge was clear in his reasoning:
the conduct of the jurors in
this case in taking the testi-
mony with regard to morphine
and the AB blood would not
affect the result [the verdict]

in [the Watson] sense.

**¥*

_215-
I will state for the record
that I cannot say that it was
harmless beyond a reasonable
doubt. Now I think these are
judgments that basically that
an appellate court has to make.
I think they are entitled to make
their own independent judgments
as to the more probable cause
test and the harmless beyond a
reasonable doubt,
kk *
Which to apply? The Chapman
(sic) test, which I don't think
applies and the reason I don't
think it applies, it is not
every denial of confrontation
and it is not every interfer-
ence by misconduct on the part of
the jury that rises to Constitu-
tional dimension. Any erroneous

admission of hearsay evidence

olte
is a denial of confrontation
in a sense, and I don't think
the Chapman case applies to this
situation. If it does and I
were to apply it, I would feel,
I think, compelled to reach a
different result. (Reporter's
Transcript, June 22, 1973, pages
659-660.)
On that basis, the claim of misconduct was
found to be insufficient to warrant a new
trial.
CALIFORNIA APPELLATE COURT RULING

The California Court of Appeals, which
considered the affidavits and related the
content as stated above, then found that:

[t]he jurors did not request

that Gauger research the subject.

Furthermore, the jurors received

prompt admonitions that the matter

should not be considered as it

was not presented in evidence

°S

nite
and the discussion was very
brief, lasting perhaps only a
minute.

DISCUSSION

Two legal tests by which to measure
the impairment, if any, of the defendant's
rights by juror misconduct have left this
criminal action in an unsettled posture.
The Watson test, applied under California's
State constitution, and the Federal test
may not be the sea

People v. Watson, 46 Cal.2d 818, 836
(1956), cert. denied, 355 Y.S. 846 (1957),

created a "reasonably probable" test for
measuring harmless error. Evidence which
the state supreme court found to have

been "undoubtedly collateral and irrelevant
to any issue in the case" (Id. at 834) was
admitted by the trial court, and was
attacked by appellants on appeal. In re-
viewing the result of this error, the

supreme court found that there had been

+

«iSs
harmless error within the meaning of
California Constitution article VI, section
4-1/2, which read "No judgment shall be

set aside . .. unless, after an examin-
ation of the entire cause, including the
evidence, the court shall be of the opinion
that the error complained of has resulted

in a miscarriage of justice. The exact
nature of the phrase "miscarriage of jus-
tice’ has been interpreted on many occasions,
and the court concluded that the result of
any trial should only be declared a
"miscarriage of justice"

when the court, "after an exam-

ination of the entire cause,

including the evidence," is of

the "opinion" that it is reason-

ably probable that a result

more favorable to the appeal-

ing party would have been reached

in the absence of the error.

(46 Cal.2d at 836.)

019
This test was applied by the trial judge
at the conclusion of Gibson's and Jus-
tice's motions for a new trial and the
misconduct of the jury was found to have
been harmless error.

If this test is to be applied by
this federal district court, the opinion
of the trial judge should be given great
weight, since the opinion is based upon
an interpretation of a state constitutional
provision and the state court trial judge
has infinitely more experience and ex-
pertise in making such an interpretation °
than this court would have.

The standard under the federal consti-
tutional provisions, may however, differ

from this test. In Chapman v. California,

386 U.S. 18 (1967), the state prosecuting
attorney commented, as he was permitted

to do under California's constitution,

on the failure of the defendants to testi-

fy. After trial and before the California

=O

superme court decided the appeal, the
Supreme Court decided Griffin v. Californie a
380 U.S. 609 (1965) which found the prac-

tice of commenting on a failure to testi-
fy violative of the Fifth Amendment to the
Constitution of the United States. The

question in Chapman then was which test

to apply in ruling on the issue of a con-
stitutional error by a trial wee 386
U.S. at 21-23.

The Court noted that all 50 states
have harmless error rules or statutes, and
the Congress had long before established
such a statutory rule for federal pro-
ceedings. See 28 U.S.C. § 2111. The
federal rule provided that judgments should
not be reversed for "errors or defects
which do not affect the substantial rights
of the parties.” Id.

None of these rules on its face

distinguished between federal

constitutional errors and errors

«22 «

of state law or federal statutes

and rules. All of these,

state or federal, serve a very

useful purpose insofar as

they block setting aside con-

victions for small errors or

defects that have little, if

any, likelihood of having changed

the result of the trial. (Id.)
The Court then addressed the problem of in-
significant constitutional errors which
would not have changed the result of the
trial: ‘We conclude that there may be some
constitutional errors which in the set-
ting of a particular case are so unimport-
ant and insignificant that they may, con-
sistent with the Federal Cuiigcteukion. be
deemed harmless, not requiring the auto-
matic reversal of the conviction." Id.

The Chapman court in fashioning a

harmless-constitutional error rule, began

by pointing out the emphasis on "sub-

>

?%

~-22<

3/

stantial rights"' in the federal statute.

The Court then claimed to adopt the ap-

proach taken in Fahy v. Conneticut, 375

U.S.

85, 86-87 (1963):

We prefer the approach of this
Court in deciding what was harm-
less error in our recent case

of Fahy ... . There we said:
"The question is whether there
is a reasonable possibility

that the evidence complained

of might have contributed to

the conviction." . . . Although
our prior cases have indicated
that there are some constitu-
tional rights so basic to a fair
trial that their infraction

can never be treated as harmless
error, this statement in Fahy
itself belies any belief that

all trial errors which violate

the Constitution automatically

oi%n

call for reversal. At the same
time, however, like the federal
harmless error statute, it
emphasizes an intention not

to treat as harmless those
constitutional errors that
"affect substantial rights"

of a party. An error in admit-
ting plainly relevant evidence
which possibly influenced the
jury adversely to a litigant
cannot, under Fahy, be con-
ceived of as harmless. (Chapman
v. California, 386 U.S. 18,
23-24 (1967).

The Court restated the harmless error rule
while asserting that the rule adhered to
meaning of the Fahy case: "we hold .

that before a federal constitutional error
can be held harmless, the court must be
able to declare a belief that it was harm-

less beyond a reasonable doubt." Id.

-24-

The error in Chapman was then measured

in terms of the constitutional test and
held to have been harmless.

The harmless constitutional error
test was subsequently discussed by the
Supreme Court in Harrington v. California,

395 U.S. 250 (1968). In that case, Justice

Douglas speaking for a divided court

stated "We do not depart from Chapman;

nor do we dilute it by inference. We re-
affirm it." 395 U.S. at 254. However,
in reaching his decision to affirm appel-
lant Harrington's conviction, Douglas said:
(T)he case against Harrington
was so overwhelming that we con-
clude that this violation of
Bruton was harmless beyond a
reasonable doubt, unless we
adopt the minority view in Chapman
(386 U.S., at 42-45) that a

departure from constitutional

procedures should result in an

=23a
automatic reversal, regardless
of the weight of the evidence.
(Id. at 254.)
And again:
The case against Harrington .
is so overwhelming that unless we
say that no violation of Bruton
can constitute harmless error,
we must leave this state con-
viction undisturbed. (Id.)
The dissent (by Mr. Justice Brennan, with
whom the Chief Justice and Mr. Justice
Marshall joined) lamented:

The Court today overrules Chapman

v. California .. . the very case

it purports to apply .. . The
Court today by shifting the
inquiry from whether the consti-
tutional error contributed to

the conviction to whether the un-
tainted evidence provided "over-

whelming" support for the con-

-26<
viction puts aside the firm re-
solve of Chapman. . .” (395 U.S.
250, 255 (1969) (Brennan, J.,

concurring). )
We have found no subsequent Supreme Court

case which dilutes the impact of Harrington.

In the present case, the trial judge
found that the Watson test, which he ap-
plied, exonerated the misconduct of the
jurors: the erroneous admission of evi-
dence which the jury considered did not
result in the reasonable probability of a
different verdict. The trial court dis-

cussed but declined to apply the Chapman

case.
For the reasons stated below, this
court is of the opinion that the error

was harmless under either Chapman or

Harrington. °

TYPE "AB'' BLOOD

The properly admitted evidence showed
that Justice had type "AB" blood and that

o'Fu
type "AB" blood was found on the murder
weapon, on clothing and on toilet paper
used in the attack on Officer Davis.
Whether "AB" blood was rare would be ir-
relevant to show that Justice was one of
the assailants unless other evidence placed
Justice at the scene. And if Justice were
at the scene, had "AB" blood, sustained
a wound which was bleeding, then the “_
blood would be his "calling card" regard-
less of its rarity.

Justice was placed at the scene of
the attack by the testimony of Herman
Johnson, the apparent intended victim, by
Charles Johnson, the clerk-typist, and to
some extent by Ivan Kranzelic, the inmate
on the fourth floor of the hospital. The
fact that Justice was the only known sus-
pect to have "AB" blood type is merely
further evidence from which the jury could

conclude that he was present at the scene

Xt

of the murder. This is so without any re-
gard for the rarity of his blood type,
since his was the only blood which matched
that found on the weapon, on the clothing
and elsewhere. It was not the rarity but
the match up that placed him there. The
court is convinced beyond a reasonable
doubt that the evidence of the rarity of
the blood type did not contribute to

the verdict against Justice.

Whether Gibson was guilty of murder
could not in any way depend upon whether
Justice's blood type, "AB'', was rare. Any
consideration by the jury of such a fact,
if it did so, did not, beyond a reasonable
doubt, contribute to Gibson's conviction.

KRANZELIC'S MORPHINE DOSAGE

The eyewitness testimony of Kranzelic
has been termed by the petitioners here as
crucial to the prosecution. But his testi-

mony only placed the assailants on the

>"

7%

-29-
fourth floor of the hospital before and
immediately after the attack which took
place on the second floor. The intended
victim and Charles Johnson placed the
assailants on the second floor. Herman
Johnson was the only eyewitness to the
murder itself.

While Kranzelic's testimony might
have cumulatively added to an overwhelm-
ing mountain of testimony surrounding the
events July 21, it is not the testimony
which is being complained of here. The
jury knew that Kranzelic was taking mor-
phine. However, they were told he had not
been sleeping. No testimony was intro-
duced by the defense of any adverse
effect that dosage might have had on
Kranzelic's ability to perceive the events
he described at trial. While the defense
did suggest, in an argument lasting less

than a minute, that Kranzelic might have

«30
been asleep, the testimony was to the con- .
trary and uncontradicted. The defense did
attack, for more than a day of argument,
Kranzelic's motive for testifying and
reasons for lying. The subsequent dis-
covery by one juror that the amount of
morphine was minimal, and the prompt ad-
monition against considering such a fact,
negate any contribution such evidence
might have had to the verdict. In view of
the overwhelming untainted evidence, this

Court is convinced beyond a reasonable

doubt that the research into the effect F
of the morphine dosage on Kranzelic did
not contribute to the verdict.

CONCLUSION

There is no question that this jury's
misconduct was error. Under the Watson
test, applied pursuant to California cons-
titutional law, the court concludes there
is no reasonable probability that the

evidence admitted by juror misconduct

\
would have altered the verdict. Under

the Chapman-Harrington test, the court

finds beyond a reasonable doubt that this
evidence, erroneously admitted, did not
contribute to the verdict. Therefore,

IT IS ORDERED that the petition for
habeas corpus relief, filed by petitioners
Gibson and’ Justice, be and the same is
denied.

DATED: February 11, 1977

/s/ apencer Williams

FOOTNOTES = Earl Gibson and Lawrence Justice v.

Page 18

Page 17

Page 17

Thomas Clanon, srbethigeteene, See.

et al., No. SW

1/ This conduct was established by
affidavits filed to impeach the ver-
dict on the basis that the jury's
verdict was improperly influenced by
conduct censisting of overt acts which
are objectively ascertainable, i.e.,
influence open to sight, hearing and
Other senses and thus subject to
corroboration. Calif. Evid. Code

§ 1159; see People v. Hutchinson,
71 Cal. 2a-342> 452350 =350 (1969). The
summary of the content of the affi-
davits is taken from the opinion of
the California Court of Appeals, l

Crim. 12598, November 14, 1975.

2/ Compare People v. Watson, 46
Cal.2d 818, 836 (1956), cert.
denied, 355 U.S. 846 (1957), with
Chapman v. California, 336 U.S. 18

). But cf., Harrington v.
California, 355 U.S. 250 (1563).

3/. Appellant wore an army uniform
during his trial. The prosecution
introduced a letter in which appel-
lant intimated to army authorities
tnat his height was more than the
maximum accepted by the military at
the time. This evidence was osten-
sibly used to rebut the inference
appellant attempted to draw of patri-
otic fervor by showing tnat he really
wanted to get out of the army.

Page 20

Page 22

A The Court first found that the
ifth Amendment right of the peti-
tioners to remain silent made appli-
cable to the state court proceedings
through the Fourteenth Amendment was
a federal right requiring the Court
to fashion a federal rule. 386 U.S.
at aks

5/ The Court noted the similarity
with the California standard which
prevents a miscarriage of justice,
but also noted that the California
courts have neutralized this to some
extent by emphasis, perhaps over-
emphasis, upon a view of overwhelming
evidence. The state court in Chapman
found no miscarriage of justice as to
one appellant because it found from
"other substantial evidence ... the
proof of his guilt must be deemed
Overwhelming.” Id. at 23 and 23 n.7,

APPENDIX C

7%

IN THE COURT OF APPEAL OF THE
STATE OF CALIFORNIA

FIRST APPELLATE DISTRICT
DIVISION ONE

PEOPLE OF THE STATE OF
CALIFORNIA,
1 Crim. 12598
Plaintiff and Respondent,

)
)
)
)
)
vs. ) Gua. Ce.
) No. 4150)

EARL BILLY GIBSON and )

LAWRENCE JUSTICE, )

)

-)

Defendants and Appellants

Defendants Earl Billy Gibson
("Gibson") and Lawrence Justice ("Justice")
appeal from the judgment upon convictions as
follows: Both defendants for violation of
Penal Code section 187 (murder); and Gibson,
for two counts of violating Penal Code sec-
tion 4500 (assault on a non-inmate by one
serving less than a life sentence). Each
defendant makes several assignments of error
which he claims to be prejudicial. In order

to place the respective contentions in proper

ate

perspective we set out the facts in pertinent
detail.

The Facts

Herman Johnson, an inmate in San

Quentin Prison, testified that Gibson had
accused him of being a witness in a case
involving the murder of a correctional
officer at Soledad Prison. Johnson denied
the accusation, but notwithstanding his
denial Gibson told him on two occasions that
he was going to "get hit."

On July 19, 1971, Johnson encoun-
tered Gibson and Justice at the foot of a
flight of stairs. ‘Johnson was stabbed in the
neck by Gibson and was taken to the prison
hospital. On the following day Gibson went
to football practice. He complained of an
injury to his back and was taken to the pri-
son hospital. Gibson was examined the next
morning by a doctor who determined that there
was no external evidence of injury and

authorized his release from the hospital.

«tn

Johnson had been assigned to room
202 on the second floor of the prison hospi-
tal. For security purposes Officer Leo Davis
was placed in front of the door to Johnson's
room. Johnson testified that on July 2l,
1971, at around noon, he heard a "scuffling"
sound outside his door. The door to his
room, which was locked, had a small window
and a food tray "porthole." Johnson observed
Gibson, Justice and a third person whom he
described as a tall black man who wore his
hair in a large natural. The three men were
dressed in jail blues, and Gibson wore a blue
wool cap. Johnson observed the unidentified
man holding Officer Davis around the neck
while Gibson and Justice struck him. Johnson
Stated that at one point he saw Justice pass
a knife to the unidentified man who then hit
the officer. Johnson heard a whistle blow
softly and then heard someone say, “He don't

have the key."

ale
Ivan Kranzelic, an inmate on the
fourth floor of the prison hospital, testi-
fied to certain events which he claimed to °
have observed immediately preceding and
following the attack on Officer Davis.
Although he acknowledged that he had received
morphine for pain, he denied sleeping. He
' stated that on the day of the attack, at
about 8:30 a.m., & man known as "Choice"
brought Gibson a pair of pajamas. "Choice"
left and returned about 20 minutes later at
which time Ricardo Cooper, "“Monky D" Palmer
and an unidentified tall black man were
present. At about 10:00 a.m., Dr. Erickson
examined Gibson and when he left Gibson
inquired of Palmer, "'Monky D,' did you
brought that things in?" When Palmer stated
that he had Gibson said, "We have to do it
today, doctor might put me in a cast.”
Gibson, "Choice," Cooper and the tall black
man went into the washroom. When they came

out Kranzelic observed Gibson changing into a

’%

aie

blue shirt and blue pants and observed Palmer
hand a "shank" to Gibson, which "Choice" then
Placed between a bunch of pajamas. Gibson
asked Cooper how he could pass by Miss
Baldwin and Cooper said he would take care of
that. Cooper took Kranzelic's crutches,
telling him they were for Gibson. Cooper,
Gibson and "Choice" left the room. A few
minutes later Palmer left.

About 20 minutes later, Cooper,
Gibson and "Choice" returned. They were
walking rapidly. They went into the kitchen
and Kranzelic heard water running. The three
men and Palmer, who had been in the kitchen,
came out of the kitchen and went to Gibson's
bed. Gibson asked "Mike", who was standing
in front of the kitchen, if the cops were
coming. Gibson was wearing a T-shirt. [It
had a blood spot on the side. Gibson took
his clothes off and put them in his night

locker, which he pushed to the end of the

|

wigio

room near the last bed. Gibson brought the
locker from that bed to his bed. He took
something wrapped in paper from under the
blanket of his bed and handed it to "Robert"
telling him to get rid of it. Robert threw
it out of the window. Gibson handed his
T-shirt to Cooper who went in the washroom.
Kranzelic heard a tearing sound and a
flushing of the toilet.

Kranzelic testified further that
"Choice" came out of the kitchen area holding -
his hand and some paper. He went to Gibson's
bed and threw the paper in a garbage can.
Palmer threw a roll of toilet paper with
blood spots on it in the same garbage can.
Cooper wore a lab coat under which he hid an
object that looked like a screw driver.
Gibson put on a new pair of pajamas. A few
minutes later an officer came in and arrested
Gibson.

Kranzelic described "Choice" as

being five feet four inches tall, between 22

'%

ote

and 24 years of age, with long messy hair.
He stated that "Choice" was a weight lifter
and that he walked with a limp. At a pre-
trial hearing Kranzelic identified a photo-
graph of defendant Justice as the person he
knew as "Choice." At the grand jury hearing
Kranzelic could not identify a photograh of
Justice.

Wayne Clark, a correctional officer,
searched the fourth floor of the prison
hospital for evidence. He found a roll of
toilet paper with red stains on it in a trash
can.

Charles Johnson, an inmate, testi-
fied for the prosecution. He stated that on
July 21, 1971, at about 11:45 a.m., he went
to visit a patient in the room next to that
occupied by Herman Johnson on the second
floor of the prison hospital. Officer Davis,
who was guarding Herman Johnson's room, asked

Charles Johnson to summon an attendant. As

Charles Johnson went around the corner he saw
Gibson, Justice and Reginald Muldrew in the
shower room. Charles Johnson summoned inmate.
Kajor, a hospital attendant, from the nurse's
station and accompanied him back to Herman

. Johnson's room. He noticed that Gibson,
Justice and Muldrew were still in the shower
room.

Charles Johnson visited the patient
in the room next to that of Herman Johnson
and then went down to the first floor. While
there he heard the panic buzzer and upon hear-
ing the officers say “second floor" he went
upstairs to the second floor where he
observed Justice and Muldrew. Justice asked
Charles Johnson what had happened and Johnson
replied that he didn't know. A nurse told
Charles Johnson to proceed downstairs. While
on the first floor Charles Johnson observed
that both Justice and Muldrew were there.
Justice was permitted to go through the

center grille gate.

-

atts

Officer George Randolph escorted
Justice out of the clinic door. Officer
Randolph noticed that Justice had something
in his right hand. When he asked Justice to
open his hand Justice glared at him but com-
plied, revealing blood-stained tissue paper
and a deep cut between the thumb and fore-
finder. Officer Ayres also observed that one
of Justice's hands was closed around some
paper.

Justice's hand was examined by
Arthur Cimon, a medical technical assistant,
at about 2:25 p.m. He observed three incise
wounds on the palm, which he described as
superficial and of the type resulting from a
cut Dy a knife, razor or piece of glass.
Simon testified that in his opinion the
wounds were fresh, possibly two or three
hours old, but that it was possible that they
were a few days old.

A white-over-brown rubber shower

thong was found near room 202, occupied by

=lQe

Herman Johnson. A similar thong was found in
room 224. The first was a left thong and the
second a right thong. Officer Ayres testi-
fied that Justice customarily wore a pair of
rubber shower thongs while in the hospital
and that these were white on the top and
brown on the bottom. When Justice was taken
from the hopsital about 30 to 45 minutes
after the attack on Officer Davis, he was
wearing green and white thongs of a different
shape than the one he customarily wore.

Ellis Baker, an employee of the
Department of Corrections who participated in
the search of the second floor of the hospi-
tal, observed a knife on the roofwell from
the window in room 226. When retrieved, the
knife, which had a wooden handle and some
tape next to the handle and the blade, had
red faded stains on the tape aiid blade. [In
room 224 bloodstains were discovered on the

bedsheets. A blue shirt, blue pants and a

-li-e

pile of.. freshly laundered pajamas were found
under the bed in room 224. A rubber shower
thong was found in the pile of pajamas. Some
of the pajamas had bloodstains, as did the
blue shirt and the blue pants. There were
bloodstains on the sink by the door and on
the bed. The bloodstains on the sink
appeared to be fresh. There were smudged
fingerprints on the window panes. Finger-
prints were also found on the knife, but they
could not be identified.

It was stipulated that Officer Davis
died of knife wounds. Davis received nine
wounds, all of which were consistent with _
having been inflicted by a single weapon.

Records of the Alameda-Contra Costa
Medical Association Blood Bank were intro-
duced into evidence. ‘These disclosed that
Officer Davis' blood type was "0." Blood
samples were taken from Gibson and Justice

pursuant to search warrants and the results

@12-

were admitted into evidence. Gibson's blood
type is "O" and that of Justice is type "AB."

Louis Maucieri, a criminalist
employed by the Department of Justice, was
permitted to testify as an expert, over
defense objections as to his qualifications.
He testified that "AB" type blood was found
on the kinife, on a pair of denim pants found
in room 224, on a roll of toilet paper found
in a fourth floor trash can, on a white
jacket found in the fourth floor soiled Linen
hamper, and on Gibson's bedding.

Sufficiency of the Evidence

Both defendants contend that the
evidence was insufficient to sustain a ver-
dict against them. In considering this con-
tention we must take cognizance of the
following basic rules applicable to appellate
courts: (1) "The test on appeal is whether
there is substantial evidence to support the

conclusion of the trier of fact; it is not

-~

ise

whether guilt is established beyond a reason-
able doubt." (People v. Redmond, 71 Cal.2d
745, 755; see also People v. Mulqueen, 9
Cal.App.3d 532, 540.); (2) The appellate
court "must view the evidence in a light most
favorable to respondent and presume in sup-
port of the judgment the existence of every
fact the trier could reasonably deduce from

the evidence." (People v. Redmond, supra, 71

Cal.2d 745 at p. 755.); (3) Before the appel-
late court may set aside a judgment of con-
viction on the basis of insufficiency of the
evidence, it must clearly appear that under
no hypothesis whatever is there sufficient
substantial evidence to support the conclu-
sion reached in the court below. (People v.
Spencer, 71 Cal.2d 933, 937; People v.

Redmond, supra, 71 Cal.2d 745 at p. 755.)

Gibson contends that the prosecu-
tion's case against him was so thoroughly

destroyed by the evidence adduced at the

-14- °

trial that a reversal is compelled. With
respect to the July 19 attack on Herman
Johnson, reliance is placed on the testimony
of several alibi witnesses who stated that
either they saw the attack on Herman Johnson
and that Gibson was not among the attackers
or that Gibson was elsewhere at the time the
incident occurred, and on the failure of
Herman Johnson to identify Gibson when he was
first interviewed by correction officers
after the attack. Gibson's statement to the
officers does not compel the inference that
he could not identify his attackers. He
merely refused to identify his attackers and
told the officers to wait and see it if hap-
pened again. At the trial Hernan Johnson
identified Gibson as his attacker. The cred-
ibility of Herman Johnson and the alibi wit-
nesses was a matter for the jury.

With respect to the July 21 attack

on Officer Davis, Herman Johnson's testimony

o13<

that he observed the attack and that Gibson
was one of the attackers and the inferences
that can be drawn from the testimony of
Kranzelic and Charles Johnson with respect to
Gibson's conduct at or about the time of the
attack provide substantial evidence that
Gibson participated in the attack. Gibson's
criticism of the prosecution's theory that he
faked an injury in order to obtain access to
the hopsital in order to "finish the job” on
Herman Johnson is a reasonable inference in
view of the testimony of Dr. Erickson and
that of Kranzelic. The fact that Gibson did
receive a slight injury at football practice
does not dissipate the prosecution's theory.
Gibson's argument that the testimony of
Kranzelic, Charles Johnson and Herman Johnson
indicates that Palmer was Davis' assailant
does not compel such an inference, but to the
contrary, was such as to warrant an inference

that Gibson was the assailant.

=16<

Justice contends that, except for
the testimony of Herman Johnson, there is no
evidence that he was in the area where the
attack on Johnson took place. Although three
witnesses testified that Justice was else-
where at the time of the attack, Johnson's
testimony, if believed by the jury, would
suffice to supply substantial evidence of
Justice's participation in the attack. With
respect to the attack on Officer Davis,
Herman Johnson testified that Justice was
present during the attack and that he
observed Justice pass a knife to a tall black
man who hit the officer with the knife.
Kranzelic's testimony as to Justice's conduct
at or about the time of the attack, Charles
Johnson's observations of Justice in the
vicinity of the area of the attack and the
circumstances surrounding the cuts on
Justice's hand are susceptible of inferences
that Justice participated in the attack on

Davis.

ol Fa

Defendants' attack is directed pri-
marily to the credibility of three prosecu-
tion witnesses and is predicated on certain
inconsistencies in their testimony. They
allege that each of these witnesses testified
falsely for the prosecution in expectation of
a parole. These inconsistencies and alleged
biases were fully developed at the trial. It
was for the jury to weigh the credibility of
these witnesses as well as the credibility of
the defense witnesses.

Grand Jury Organization

We consider, first, defendants' con-
tention that the jury which returned the
indictments against them was not selected in
a constitutionally premissible manner. In
People v. Pinell, 43 Cal.App.3d 627, 635
(cert. den., 43 U.S.L.W. 3659] (U.S. June 16,
1975), the same grand jury which indicted
defendants was held to have been selected in

a constitutionally permissible manner.

o18«

The Search Warrant

Search warrants authorizing the
taking of blood samples from each of defen-
dants was authorized. Defendants moved to
suppress the blood samples taken pursuant to
the warrants upon grounds of insufficient
showing of probable cause. The petition was
denied. The blood samples were analyzed for
blood type and the results were admitted into
evidence. These results provided a link in
the prosecution's efforts to connect Justice
to the killing by seeking to establish that
his blood was on the knife alleged to be the
murder weapon,

The search warrant was issued on the
basis of the affidavit of Correctional
Sergeant William Hankins. Attached to the
affidavit was a copy of the transcript of the
testimony of Herman Johnson given before the
Grand jury. Defendants contend that

Johnson's grand jury testimony was not

a1 Ga

properly before the magistrate and therefore
cannot form the basis of probable cause for
issuance of the search warrants.

Hankins' affidavit states, in part,
that he had read a certified copy of the
grand jury transcript attached as an exhibit
to the affidavit and that the testimony
therein of Herman Johnson indicated that
defendants were two of the persons who
stabbed and killed Officer Leo G. Davis.
Hankins did not purport to swear to the truth
of the matters contained in the*grand jury
testimony. of Herman Johnson but merely stated
that defendants had been indicted by the
grand jury for Officer Davis’ murder and that
a copy of the indictment and the grand jury
transcript were attached to and incorporated
in his affidavit. Hankins' allusion to
Herman Johnson's testimony was for the pur-
pose of stating the ground for the issuance

of the search warrants. The factual basis

-20<

for the issuance of the search warrnat was
the grand jury transcript itself, an official
document which indicated that the matters
therein testified to were given under oath by
the witness giving the testimony. The incor-
poration of the grand jury transcript in the
affidavit was proper. (See People v. Sloss,
34 Cal.App.3d 74, 81-82; and see United
States v. Ventresca, 380 U.S. 102, 108.)

Defendants assert that the grand
jury testimony of Herman Johnson does not
meet the requirements of Aguilar v. Texas,
378 U.S. 108. Aguilar holds that an affi-
davit for a search warrant may be based on
hearsay information and need not reflect the
direct personal sheacvations of the affiant,
but that it must contain both the underlying
circumstances from which the informant con-
Cluded that a crime had been committed and
some of the underlying circumstances from
which the officer concluded that the infor-

mation was credible or his information

@2)le

reliable. (At p. 114.) Accordingly, the
affidavit must allege the informant's state-
ment in language that is factual rather than
conclusionary and must establish that the
informant spoke with personal knowledge of
the matters contained in the statement, and
the affidavit must contain some underlying
factual information from which the magistrate
issuing the warrant can reasonably conclude
that the informant was credible or his infor-

mation reliable. (Skelton v. Superior Court,

1 Cal.3d 144, 152; People v. Superior Court,
6 Cal.3d 704, 711.)

In the present case, Herman
Johnson's testimony before the grand jury was
Clearly factual in nature and indicated that
he had personal knowledge of the facts

relatea.2/ His testimony under oath was as

1. Herman Johnson's testimony before the
grand jury as to his observations was essen-
tially as given at the trial, the substance
of which is included in the narrative of the
facts above set forth.

=2Fe

to matters and conduct personally observed by
him. This testimony was also sufficient to
supply the underlying factual information
from which the magistrate could conclude that
Herman Johnson was speaking truthfully and
that the information was reliable. It was
reasonable for both the magistrate and
Hankins to conclude that Herman Johnson was
both the victim of and a witness to a crime
from the nature of the information given by
him and the circumstances under which such
information was given.

The parties dispute at length
whether Herman Johnson can be characterized
as a “citizen-informer." The People contend
that because Herman Johnson was a victim of
and a witness to a crime his reliability is
Presumed. Defendants argue that because
Johnson was a prison inmate, a felon, and a

prosecution witness he was not a "citizen-

/

7%

o33e

informer .*2/ In the present case we need not
determine whether Johnson can be character-
ized as a “citizen-informer." Such a charac-
terization is important only in determining
whether the magistrate could reasonably rely
upon the information supplied to him under
the circumstances. Here the circumstances

before the magistrate were quite different

2. Corroboration of information received
from an informant is unnecessary for search
warrant purposes where the informant's state-
ments are made as the victim of a crime or on
his personal observation of a crime. (People
v. Hill, 12 Cal.3d 731, 761; People v. Paris,
48 Cal.App.3d 766, 772-773.) In such a case
the informant is presumptively reliable as a
"citizen-informant" even though his reliabil-
ity has not been previously tested. (People
v. Hill, supra; People v. Hogan, 71 Cal.

888, 890; People v. Paris, supra, at p. 773.)
A "citizen-informant" is distinguished from a
mere informer who gives a tip to law enforce-
ment officers that a person is engaged in the
course of criminal conduct. (Kraus v.
Superior Court, 5 Cal.3d 418, 421-422; People
v. Hogan, supra, 71 Cal.2d 888, 891.)
Accordingly, experienced stool pigeons or
persons criminally involved or disposed are
not regarded as “citizen-informants" because
they are generally motivated by something
other than good citizenship. (People v.
Scoma, 71 Cal.2d 332, 338, fn. 7; People v.
Griffin, 250 Cal.App.2d 545, 551; People v.
Lewis, 240 Cal.App.2d 546, 550.)

atte

from the ordinary situation where the affiant
is relying upon information from an infor-
mant, a victim of a crime or a witness to a
crime. Here the affiant was relying upon
information given by Herman Johnson through
testimony under oath before a grand jury.
Under these circumstances the magistrate
could reasonably conclude that the informant
was credible or that his information was
reliable. In testifying before a grand jury
a witness is exposing himself to charges of
perjury as well as to an action for malicious
prosecution if he makes unfounded charges.
Such a person is more than a mere informer
who gives a tip to law enforcement officers
or who is criminally involved or disposed.
The badge of reliability is impressed upon
the informant because he is a witness under
oath in a legal proceeding subject to the
sanctions imposed by law if he testifies

falsely. (See People v. Hogan, supra, 71
Cal.2d 888, 890-891.)

~ =

Defendants next contend that the
search warrant does not present particular-
ized facts which demonstrate an evidentiary
"nexus" between the property seized and the
crime under investigation under the principle
articulated in Warden v. Hayden, 387 U.S.
294, 307, that ". . . probable cause must be
examined in terms of cause to believe that
the evidence sought will aid in a particular
apprehension or conviction."

The thrust of defendants’ contention
is that in the instant case a showing of the
evidentiary value of the blood types of
defendants would have to include (1) probable
Cause to believe that the AB type blood found
on the alleged murder knife was not that of
the victim, and (2) probable cause to believe
that one or both of defendants left their
blood on the knife. The affidavit, they con-
tend, fails on both counts.

Although the affidavit does not

State that the victim's blood type was not AB

aZga

or that either of the defendants had wounds
on his body, it does state certain facts from
which the magistrate could find probable
cause that the AB type blood found on the
knife was not that of the victim and that one
or both of the defendants left their blood on
the knife. The affidavit states that the
affiant was advised by correctional officers
that Officer Davis had been stabbed numerous
times by assailants while he was on duty in
front of room 202 of the hospital. From his
personal knowledge, the affiant was aware
that Officer Davis and others had been
assigned to guard Herman Johnson, the patient
in room 202. He had been advised that a
knife had been found in a corner of as roof-
well immediately adjacent to room 224 and he
personally observed the knife in this posi-
tion. He observed bloodstains on the knife.
He also ". . . personally examined the hospi-

tal corridor area adjacent to room 202 and

atte

observed several large splotches and droplets
of fresh blood on the floor, leading away
from room 202 and toward the center corridor
where room 224 was located." The alleged
fact that a trail of droplets of blood led
from the area where the officer was stabbed
to the room adjacent to the place where the
murder knife was found reasonably suggests
that the assailants fled to the area of room
224 leaving a bloody trail. The reasonable
interpretation is that either the victim's
blood was dripping from the knife or that one
Or both of the assailants was injured and |
bled while fleeing from the scene of the
crime.

We conclude that the affidavit does
not fail as a matter of law to set forth com-
petent evidence supportive of the magistrate's
finding of probable cause. The facts stated
are such as would lead a man of ordinary
caution and prudence to believe and conscien-

tiously entertain a strong suspicion of the

~28@

guilt of the accused in the light of the

facts and circumstances presented. (See

Skelton v. Superior Court, 1 Cal.3d 144,

150.) Probable cause does not need as strong
evidence as is needed to convict, and it is
the function of the magistrate, not the
reviewing court, to appraise and weigh the
evidence presented by the affidavit in sup-

port of a search warrant. (Skelton v.

Superior Court, supra; see United States v.

Ventresca, supra, 380 U.S. 102, 107.)

Defendants also contend that the
affidavit is invalid because it does not
identify the person to be searched or the
things to be seized. They state that only
the warrants contain such description. The
federal constitutional mandate is that "no
Warrants shall issue, but upon probable
Cause, supported by Oath or Affirmation, and
particularly describing the place to be

searched, and the persons or things to be

«3Qu

seized." (U.S. Const., 14th Amend.). The
California Constitution contains similar
language. (Art I, § 13.) The mandate is
also to be found in Penal Code section 1525,
which provides that the warrant cannot be
issued but upon probable cause supported by
an affidavit naming or describing the person
and particularly describing the property and
place to be searched.

In People v. Alvarado, 255 Cal.App.

2d 285, 291, the applicable test is described
as follows: "It [the affidavit] must
describe with reasonable particularity the
place to be searched, and the property to be
seized. ([Citation.] The test for the latter
is ‘whether the warrant places a meaningful
restriction on the objects to be seized.'

[(Citation.]" (See Aday v. Superior Court, 55

Cal.zd 789, 796.)
The affidavit in the instant case

sets forth with particularity the affiant's

@36-

personal observations and verifications from
prison records of defendants’ presence at the
prison hospital at the time of the homicide;
that he assisted in the investigation of the
stabbing and the finding of a knife on the
roofwell immediately adjacent to room 224 in
the prison hospital; his examination of the
knife and his observation of the bloodstains
thereon; his receipt of the report from the
Criminalist that the bloodstains on the knife
were of group AB human blood; his observa-
tions of fresh blood on the floor of the pri-
son hospital leading from room 202, where
Officer Davis had been guarding Herman
Johnson, toward room 224; his observations of
a number of latent fingerprints having been
lifted from the wall area around room 202;
and his reference to the testimony given by
Herman Johnson to the grand jury that defen-
dants had stabbed Officer Davis. The affi-

davit then concludes as follows: "Wherefore

w 32a

your affiant prays that an order of this
court issue allowing the procurement of the
above mentioned samples of evidence for the
purpose of comparing the same with blood
stained knife and fingerprints mentioned
above on the grounds that said comparisons
will tend to show that a felony has been
committed."

An examination of the search warrant
indicates that the affidavit executed by
Hankins was presented to a judge of the
Superior court and that the search warrant
was restricted to the blood samples and
fingerprints of defendants sufficient for
testing. It is apparent that the warrant
restricts the things to be seized and that
the magistrate understood from a reading of
the affidavit, which specifically mentioned
defendants by name as the persons who stabbed
Officer Davis, that the purpose of the search

Warrant was to obtain blood samples from

o32e

defendants in order to compare them with the |
bloodstains on the knife and to obtain defen-
dants' fingerprints in order to compare them
with those taken from the wall area around
room 202.

In United States v. Ventresca,

supra, 380 U.S. 102, 108-109, the Supreme
Court observed that ". . . affidavits for
search warrants .. . must be tested... in
a commonsense and realistic fashion" and not
by "[t]echnical requirements of elaborate
specificity once enacted under common law

pleadings . .." (See People v. Superior

Court, 6 Cal.3d 704, 711.) Accordingly, we
conclude that the affidavit in support of the
search warrant in the present case met the
constitutional, statutory and decisional

requirements.

-33-

Blood Type Evidence

The court overrruled defendants'
objections to the admissibility of evidence
that AB blood type was found on the knife
retrieved from the roof well adjacent to room
224, on a pair of blue denim pants found in
room 224, on a roll of toilet paper found in
a trash can on the fourth floor of the prison
hospital and on a white jacket taken from a
linen hamper on the first floor of the hospi-
tal, and that Justice's blood type was AB.
Defendants contend that the court erred in
admitting the evidence.

The precise issue has not been pre-
sented to a California appellate court. In
several cases in which blood grouping tests
were admitted, admissibility was apparently
presumed. (See People v. Kemp, 55 Cal.2d
458 [cert. den., 368 U.S. 932]; People v. Jordan,

45 Cal.2d 697; and People v. Mummert, 57

Cal.App.2d 849 disapproved on other grounds
in People v. Collins, 54 Cal.2d 57, 60];

-34-

see also People v. Deriso, 222 Cal.App.2d 478.) |
The weight of authority in this
country holds that the results of blood
grouping tests are admissible in evidence on
the question of whether particular blood was
the blood of a specified individual or
whether particular bloodstains were made by a
specified individual. (See cases collected
and cited in 163. A.L.R. 939, 950-953; 46
A.L.R. 2d 1000, 1025-1027; 29 Am.Jur.2d 481,

§ 370.) The case of People v. Robinson,

27 N.Y.2d 864, 265 N.E.2d 543, relied upon by
defendants and holding that such evidence is
not admissible, is contrary to the weight of
authority.2/ :

The rationale of the cases upholding

the admissibility of blood grouping tests in

3. Robinson involved type A blood. The
evidence was held inadmissible because a
large part of the population has blood of
this type. This decision was criticized ina
law review article by Jerome Price entitled
"Evidence," 23 Syracuse L.Rev. 3l1l, 326-327.

criminal cases is that such evidence is a
link in the chain of circumstantial evidence
tending to show guilt. (See 163 A.L.R. 939,
950.) We perceive such evidence to be
admissible on the ground of relevancy as
countenanced by the Evidence Code. Section
210 of the Evidence Code, in pertinent part,
defines “relevant evidence" as "., .. evi-
dence . . . having any tendency in reason to
prove or disprove any disputed fact that is
of consequence to the determination of the
action." Section 351 of the Evidence Code
provides: "Except as otherwise provided by
statute, all relevant evidence is ad-
missible." There is no statute proscribing
the admissibility of blood grouping tests.
Defendants discuss at length cases
involving the use of blood tests to prove or
disprove paternity, contending that in such
cases blood group evidence that excludes the
possibility of parternity is admissible while
that which only shows the possibility of

2.

-36<

paternity is inadmissible. In considering
this contention we first observe that the
determination of paternity and the relevancy
of the evidence based on tests is governed by
statute. California has enacted a specific
chapter of the evidence code known as the
"Uniform Act on Blood Tests to Determine
Paternity." (Evid. Code, §§ 890-897.) The
act authorized the court to order the mother,
child and alleged father to submit to blood
tests. (§ 892.) It does not make the
results of the blood tests inadmissible in
evidence. To the contrary, it specifically
provides that the experts who make the tests
shall be called as witnesses to testify as

to their findings and shall be subject to
cross-examination by the parties. (§ 893.)
The act does not proscribe admissibility of
the tests but deals with the court's deter-

mination of paternity based on those tests.

Section 895 provides: “If the court finds

that the conclusions of all the experts, as

disclosed by the evidence based upon the
tests, are that the alleged father is not the
father of the child, the question of paternity
shall be resolved accordingly. If the
experts disagree in their findings or conclu-
sions, the question shall be submitted upon
all the evidence." (See Hodge v. Gould, 274
Cal.App.2d 806, 808.) In essence, section
895 deals with the weight to be given to the
admissibility of blood tests and not to their
admissibility in evidence. (See A.L.R.2d,
§§ 12 and 13 at p. 1027.)

Defendants' contention that the
admission of blood grouping tests contravenes

the rule of People v. Collins, 68 Cal.2d 319,

is without merit. Collins held it to be prej-

udicial error where the prosecution offered,
through an expert, a formula in statistical
probability from which the jurors were
invited to infer that the odds against
defendant's innocence were one in 12,000,000.

The court found that the testimony itself

-!

lacked an adequate foundation both in evi-
dence and in statistical theory and that
testimony and the manner in which the prose-
cution used it distracted the jury from its
proper function. (At p. 327.) The defi-
ciency recognized in the evidence proferred
in Collins is not present in the case of
blood grouping tests. The scientific basis
and accuracy of these tests have been
recognized by the courts and it is upon this
recognition that, when a proper foundation is
laid, the results of such tests are
admissible in evidence on such questions as
identity and paternity. (See Annotations on
blood grouping tests in 163 A.L.R. 939 and
46 A.L.R. 2d 1000.)

Blood Donor Records

Defendants contend that it was error
to permit the admission into evidence of
blood donor records from the Alameda-Contra
Costa County Medical Association Blood Bank.

These records were introduced to show that

-39-

Officer Davis' blood type was not AB and thus
that it was not his blood which was found on
the knife and other articles associated with
the murder. Defendants argue that the
records were not admissible under the
“business records" exception to the hearsay
rule and that introduction of these records
was violative of their Sixth Amendment right
to confront witnesses.

The evidence was presented by Peter
Rosendale, the technical director of the
blood bank. He described the procedure
employed by the blood bank in typing the
blood of potential donors. Rosendale pro-
duced donor history cards of a Leo G. Davis.
He also produced the "lab notes" or
worksheets of the technicians who typed the
blood. A sample had been tested on or about
December 1, 1969. The interpretation from
the results was that Davis had type O blood.

The court admitted the evidence.

-40=-

The business records exception to
the hearsay rule is provided for in Evidence
Code section 1271, which permits the intro-
duction of evidence of a writing made as a
record of an act, condition or event when
offered to prove the act, condition or event
if certain conditions are met. Defendants
argue that this exception has no application
to proof of a person's blood type.

In People v. Utter, 24 Cal.App.3d
535, 552-553, haqspital records relating to
the blood type of the victim were held to
come within the business records exception.

Similarly, in People v. Williams, 187

Cal.App.2d 355, 367-368, the report of the
results of a blood test showing absence of
alcohol in the decedent's system was
admissible as a business record. The cases
relied upon by defendants where records were
held to be inadmissible are cases in which
the writing sought to be admitted was a

record of the conclusion of the declarant

rather than the record of an act, condition
or event.4/ Most of these cases involve the
record of a medical diagnosis.

In the instant case the evidence
admitted was not a record of a conclusion or
medical diagnosis. It was not based upon the
"thought process" of the technician but
rather upon the "mechanics of blood typing."

(See People v. Utter, supra, 24 Cal.App.3d

535, 552-553.) The expert who testified

stated that the results of a blood grouping

4. In Hutton v. Brookside Hospital, 213
Cal.App.2d 350, 354-355, the court held in-

admissible the record of a registered nurse's
conclusion that the patient "seemed too ill
to be moved." In People v. Terrell, 138
Cal.App.2d 35, 57-58, the court held inad-
missible the notation in a hospital record of
a diagnosis of a probable criminal abortion
upon the rationale that the diagnosis was the
reasoning of the person making it arrived at
from the consideration of many factors. The
same rationale was applied in People v.
Reyes, 12 Cal.3d 486, 503, a cases involving
a medical diagnosis, wherein it was observed
that there was no opportunity to cross-
examine the person making the diagnosis for
the purpose of determining what factors led
him to his conclusion and where he was quali-
fied to make it.

examination case were considered to be an
“interpretation.” We are persuaded that
since the results of a blood grouping exami-
nation are reached through mechanical pro-
cedures from which interpretations can be
made, the record of such results are more
akin to evidence of a condition than to a
"conclusion." Accordingly, we conclude that
records of a blood grouping made under the
conditions prescribed in Evidence Code sec-
tion 1271 are admissible under the business
records exception.

Defendants argue that the Legisla-
ture has expressly determined that blood
grouping results should be subject to cross-
examination and are not within the business
records exemption to the hearsay rule. Their
authority for this contention is Evidence
Code section 893, which is concerned with
court-ordered blood tests to determine pa-
ternity. This statute directs that the

court-appointed experts shall be subject to

cross-examination. Section 893 is clearly
applicable to a specific situation and does
not reflect in any way upon the question
whether results of blood tests are admis-
sible under the business records exception to
the hearsay rule.

Adverting to the constitutional
right of confrontation, we note that it has
been recognized that certain exceptions to
the hearsay rule do not violate the Sixth
Amendment right to confrontation. (See

People v. Brawley, 1 Cal.3d 277, 290 [cert.

den., 400 U.S. 993] (extrajudicial statement
of coconspirator); Tomlin v. Beto, 377 F.2d
276, 277 (official records of prior

conviction); McDaniel v. United States, 343

F.2d 785, 789 [cert. den., 382 U.S. 826]
(business records of a corporation) .)
Defendants urge us to consider

Kienlen v. United States, 437 F.2d 843,

848-849, and United States v. Partin, 493

F.2d 750, 763. These cases involved opinions

aha

and conclusions recorded in hospital records,
the admission of which in each case involved
the accused's constitutional right to be con-
fronted with witnesses against him. It
should be noted that Partin held that the
portions of the hospital records showing
statements of the patient-witness, notation
of symptons, and treatment rendered were ad-
missible as factual data. (At pp. 763-764.)

Brawley, supra, has not been over-

ruled by'California v. Green, 399 U.S. 149,
Or Dutton v. Evans, 400 U.S. 74. Defendants
take comfort in the statement in Green that
", . » we have more than once found a viola-
tion of confrontation values even though the
statements in issue were admitted under an
arguably recognized hearsay exception." (At
pp. 155-156.) However, Green does not hold
that the business records exception to the
hearsay rule violates the confrontation
Clause of the Sixth Amendment. Green was

concerned with the Evidence Code section 1235

~~

which permits an inconsistent statement of a
witness to be used as substantive evidence if
the statement of a witness to be used as
substantive evidence if the statement is
otherwise admissible. The statute provides
that such a statement is not made inad-
missible by the hearsay rule. The consti-
tutionality of section 1235 was upheld in
Green. Defendants’ reliance on Dutton is
misplaced. That case held that a Georgia
Statute allowing into evidence as an excep-
tion to the hearsay rule a conconspirator's
out-of-court statement made during the con-
cealment phase of the conspiracy, was not
unconstitutional or violative of the right to
confrontation secured by the Sixth and
Fourteenth Amendments. (400 U.S. at pp. 83,
87-88, 89.)

Pretrial Photographic Identification

A group of photographs was shown to
both Herman Johnson and Charles Johnson.

Herman Johnson was shown 18 photographs on

~46<

the day of the murder. He picked out photo-
graphs of defendants, but was unable to
identify the third assailant. He was shown
the same group of photographs twice more,
with the same results. The same group of
photographs was shown to Charles Johnson on
July 23, 1971. He picked out defendants and
Reginald Muldrew. Each of the photographs
had imprinted on it the name of the person
depicted. No attempt was made to mask the
names when the photographs were displayed to
the witnesses. |

Defendants contend that the photo=
graphic identification was impermissibly
suggestive in that the names were on the
front of the photographs and that therefore
the subsequent in-court identifications were

tainted. (See Simmons v. United States, 390

U.S. 377; and Stovall v. Denno, 388 U.S. 293.)

The thrust of thi

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_1297%3A1. Public record. Not legal advice.
