# Petition — Adams v. D'Andrea

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 450 U.S. 919

## Text

supreme Court, U.S.
FILED

DEC 17 1980

ICHAEL RODAK, JR., CLEI

In the Supreme Court of the United Stats i

October Term, 1980

RALPH W. ADAMS, President of Troy State University;
EDWARD F. BARNETT, Vice-President of Academic Af-
fairs, Troy State University; JOHN M. LONG, Dean of the

College of Arts and Sciences, Troy State University;

and

DUANE C. TWAY, Chairman of Department of History

and Social Studies, Troy State University,
Petitioners,

Vs.

NICHOLAS E. D’ANDREA,
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE

UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

CHAMP LYONS, JR.
(Counsel of Record)
P. O. Box 2767
Mobile, Alabama 36652
(205) 432-5521
Tuomas S. LAWSON, JR.
P. O. Box 2069
Montgomery, Alabama 36103
Attorneys of Record for

Petitioners
Of Counsel:
Coats, HeLmsrnc, Lyons & Sims
P. O. Box 2767

Mobile, Alabama 36652
CaPELL, Howarp, KNABE & Cosss, P.A.

P. O. Box 2069
Montgomery, Alabama 36103

E. L. MENDENHALL, Ixc., 926 Cherry Street, Kansas City, Mo. 64106, (816) 421-3030

QUESTIONS PRESENTED

I.

IS SPEECH CONSTITUTIONALLY PROTECTED SO
LONG AS THE SPEAKER IS TRUTHFUL IN IDENTIFY-
ING THE SUBSTANCE OF HIS STATEMENT AS
GROUNDED ON HEARSAY, THUS PRECLUDING IN-
QUIRY INTO WHETHER THE UNDERLYING INFOR-
MATION CONVEYED BY THE STATEMENT WAS COM-
MUNICATED WITH RECKLESS DISREGARD FOR
TRUTH OR FALSITY?

Il.

DOES COMMUNICATION WHICH IS CORRECTLY
ACKNOWLEDGED AT THE TIME TO BE BASED ON
HEARSAY AND WHICH TAKES THE FORM OF REPE-
TITION OF AN UNVERIFIED, YET EASILY VERIFT-
ABLE, INHERENTLY IMPROBABLE AND UNTRUE
RUMOR FALL OUTSIDE THE CLASSIFICATION OF
STATEMENTS MADE WITH RECKLESS DISREGARD
FOR THEIR TRUTH OR FALSITY SO AS TO QUALIFY
SUCH COMMUNICATION FOR FIRST AMENDMENT
PROTECTION?

Ir

LIST OF ALL PARTIES
The parties to this proceeding are as follows:

Nicholas E. D’Andrea
Ralph W. Adams
Edward F. Barnett
John M. Long

Duane C. Tway

TABLE OF CONTENTS

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APPENDIX TO PETITION:

A. Opinion of the United States District Court .... Al
B. Opinion of the United States Court of Appeals

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CasEs CITED
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Goldwater v. Ginzburg, 414 F. 2d 324, 337 (2d Cir.
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Herbert v. Lando, 441 U.S. 153, 157, 60 L. Ed. 2d 115

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Pickering v. Board of Education, 391 U.S. 563, 20 L. Ed.

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TREATISE

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In the Supreme Court of the United States

October Term, 1980

RALPH W. ADAMS, President of Troy State University;
EDWARD F. BARNETT, Vice-President of Academic Af-
fairs, Troy State University; JOHN M. LONG, Dean of the
College of Arts and Sciences, Troy State University; and
DUANE C. TWAY, Chairman of Department of History
and Social Studies, Troy State University,
Petitioners,

Vs.

NICHOLAS E. D’ANDREA,
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

Ralph W. Adams, Edward F. Barnett, John M. Long
and Duane C. Tway, defendants-appellees below, pray that
a writ of certiorari issue to the United States Court of
Appeals for the Fifth Circuit to review its decision entered
September 26, 1980, reversing an order granting the defen-
dants’ motion for judgment n.o.v. in an action by a uni-
versity professor charging violations of his civil rights by
state university officials.

OPINIONS BELOW

The opinion of the United States District Court is not
officially reported. (Apx. A). The opinion of the Court of
Appeals for the Fifth Circuit is reported as D’Andrea v.
Adams, at 626 F. 2d 469 (5th Cir. 1980). (Apx. B).

JURISDICTION

Jurisdiction is based on 28 U.S.C. §1254(1). The Court
of Appeals entered its decision on September 26, 1980 (Apx.
B), and denied rehearing on October 27, 1980. (Apx. C).

STATEMENT OF THE CASE

Plaintiff, a college professor, brought an action against
certain school officials under 42 U.S.C. §1983 and charged
that actions had been taken adverse to him as a result of the
exercise by him of First Amendment rights to free expres-
sion. Jurisdiction was grounded upon 28 U.S.C.. §§1331,
1343. The defendants unsuccessfully moved for summary
judgment and for a directed verdict. The jury returned a
verdict for the plaintiff and the District Court entered
judgment notwithstanding the verdict.

The Fifth Circuit reversed the District Court and re-
instated the verdict based upon its determination that
plaintiff’s speech was constitutionally protected as plaintiff,
in the Fifth Circuit’s view, had made a true statement
when he stated that he had heard a rumor and then truth-
fully recounted the rumor to a staff member of the Alabama
legislature which was then conducting budget hearings as
to the University. The Fifth Circuit thus concluded that
it need not apply the limitation on First Amendment pro-
tection with reference to false statements or statements

3

made in disregard for their truth or falsity. See, e.g.,
Pickering v. Board of Education, 391 U.S. 563, 20 L. Ed. 2d
811 (1968).

The substance of the rumor, which plaintiff never
contended to be true, was that Troy State University had
caused some million dollars in currency to be flown to New
York for an investment in the Alaskan pipeline and then
caused the currency to be returned some few weeks there-
after with a $400,000.00 profit. (Tr. 196, 273). According to
the plaintiff, the basis of the rumor was secondhand hear-
say related to him by certain students and, at all material
times, plaintiff knew the identity of the individual who
was alleged to be the source of the underlying information.
(Tr. 246). However, plaintiff testified that he made ab-
solutely no effort to verify the rumor before he relayed it to
the legislative staff member. (Tr. 246).

REASON FOR GRANTING THE WRIT

The United States Court of Appeals for the Fifth Cir-
cuit has broadened the scope of First Amendment protection
so as to include faise statements made in reckless disregard
of the truth which have the sole redemption of having been
truthfully characterized as hearsay. This decision on a
substantial federal question conflicts with Pickering v.
Board of Education, 391 U.S. 563, 573 (1968) wherein this
court held that First Amendment protection was unavail-
able for “statements shown to have been made either with
knowledge of their falsity or with reckless disregard for
their truth or falsity”.

7%

ARGUMENT

The Fifth Circuit has lent First Amendment support to
expression that is nothing more than the passing on of an
outlandish and unverified rumor by a state college pro-
fessor to an investigative staff member of the Alabama
legislature. The rumor was so far-fetched that the Fifth
Circuit, of necessity, conceded that the professor “. . . may
well have believed that his information was too insub-
stantial to justify a public accusation”. Opinion, 626 F. 2d
469, 477.

The appellees had drawn comfort from this Court’s
disdain for “statements shown to have been made either
with knowledge of their falsity or with reckless disregard
for their truth or falsity.” Pickering v. Board of Educa-
tion, 391 U.S. 563, 573 (1968). (Emphasis added). Reck-
less disregard for the truth has been equated by this Court
to serious doubt as to the truth of the publication on the
part of the person making the statement or so inherently im-
probable that only a reckless man would have put the
words in circulation (St. Amant v. Thompson, 390 U.S. 727,
731-732, 20 L. Ed. 2d 262 (1968) ) or subjective awareness of
probable falsity (Gertz v. Robert Welch, Inc., 418 U.S. 323,
335, n. 6, 416 L. Ed. 2d 789 (1974)). See Herbert v. Lando,
441 U.S. 153, 157, 60 L. Ed. 2d 115 (1979). A casual read-
ing of the substance of the rumor yields the conclusion
that while it may be true that the professor heard such a
rumor, his “. . . allegations are so inherently improbable
that only a reckless man would have put them in circula-
tion.” St. Amant v. Thompson, supra at 732. (Emphasis
added).

Nonetheless, the Fifth Circuit has embraced false
rumor as constitutionally protected expression so long as
the speaker truthfully disclaims firsthand knowledge of the
matters in his statement. Such a result drains much of

4)

the force from the rule of Pickering withholding constitu-
tional protection from statements made “with reckless dis-
regard of their truth or falsity”. The Fifth Circuit at-
tempts to justify its faithfulness to constitutional doctrine
by limiting Pickering to false statements and adopting an
unusual standard of falsity in the context of hearsay state-
ments. See opinion below, footnote 2, 626 F. 2d 469, 473,
where the Fifth Circuit concluded that a statement that
“someone told me” simply is not false even if the in-
formation is inaccurate so long as the speaker has in fact
acquired the intormation from another. Thus, the Fifth
Circuit treats the speakers having truthfully admitted at
the time he made the false statement that it was based
on hearsay as an act of redemption which elevaies the en-
tire statement to the dignity of First Amendment protec-
tion. While, in this sense, the declarant has not made a
false statement since he had indeed heard the rumor, such
a statement under the circumstances in which it was
given, i.e., volunteered by the declarant, simply cannot be
described as having been made other than in reckless dis-
regard of the truth. Furthermore, disregard of the sub-
stance of the underlying statement in passing judgment
on the truth or falsity of the overall statement quite simply
offends common sense and serves no legitimate purpose.
If the Fifth Circuit view were correct, the defense of truth
would be available in a libel case where the person charged
had merely repeated defamatory hearsay and acknowl-
edged it as such at the time. Such is not an accurate re-
flection of law of defamation. The republication of de-
famatory information has been “firmly established” to be
actionable even though the speaker “. . . is only repeat-
ing what he has heard and names his authority . . .” since
‘“. . a person who repeats slander heard from others en-
dorses it.” 50 Am. Jur. 2d, Libel and Slander, §170, p.
673. See also Goldwater v. Ginzburg, 414 F. 2d 324, 337
(2d Cir. 1969), cert. denied 396 U.S. 1049, rehearing denied

6

397 U.S. 928, citing St. Amant v. Thompson, supra, and
holding that repetition of inherently improbable words does
not release one of responsibility.

CONCLUSION

Reliance on the fact of acknowledgement as hearsay
as the basis for First Amendment protection of false state-
ments to speech is erroneous. Under the Fifth Circuit’s
decision, which departs from the law as previously stated
in Pickering, supra, a speaker can now claim constitutional
protection if someone tells him of an enormously immoral
and inherently improbable act allegedly committed by an
individual and he, without any effort to verify, republishes
that statement with the prefatory statement, “someone told
me”. Such an illogical result should not be countenanced
by this Court and for this reason the defendants-appellees
respectfully pray that the Court issue a writ of certiorari
to the United States Court of Appeals.

Respectfully submitted,

CHAMP Lyons, JR.
(Counsel of Record )
P. O. Box 2767
Mobile, Alabama 36652
(205) 432-5521
THomas S. LAwson, JR.
P. O. Box 2069
Montgomery, Alabama 36103
Attorneys of Record for

Petitioners
Of Counsel:
CoA.LeE, HeLMsina, Lyons & Sums
P. O. Box 2767

Mobile, Alabama 36652

CaPELL, Howarp, KnaBe & Cosss, P.A.
P. O. Box 2069
Montgomery, Alabama 36103

Al

APPENDIX

APPENDIX A

IN THE UNITED STATES DISTRICT COURT FOR
THE MIDDLE DISTRICT OF ALABAMA
NORTHERN DIVISION

CIVIL ACTION NO. 77-215-N

NICHOLAS E. D’ANDREA,
Plaintiff,
VS.

RALPH W. ADAMS, Etc.; ET AL,
Defendants.

MEMORANDUM OPINION
(Filed January 12, 1978)

This cause is submitted to the Court on Defendants’
motion filed herein October 26, 1977, for new trial or, in
the alternative, for judgment notwithstanding the verdicts.
The Plaintiff brought suit against the President and sev-
eral administrative officers of Troy State University’ for
allegedly having denied him re-employment because of
his having exercised his First Amendment rights to
freedom of speech by reporting to members and adminis-
trative personnel of the Alabama State Legislature certain
rumors concerning the administration of Troy State Uni-
versity. Defendants contended that Plaintiff’s job was ter-
minated because of disinterest in and termination of the
Geography Department in which the Plaintiff was em-
ployed. The jury made separate findings of liability and

————~

1, President Adams and Deans Barnett, Tway and Long.

A2

entered separate verdicts against Defendants Barnett, Long
and Tway in the amount of $1,000.00 each and against De-
fendant Adams in the amount of $2,000.00, and judgment
was duly entered in accordance with the verdicts. Other
Defendants, including the members of the Board of Trustees
of Troy State University, were dismissed by agreement
on motion for summary judgment filed in their behalf
prior to the trial of the case.

This Court, subsequent to the entrance of judgment
and on motion of Plaintiff’s counsel, entered an order set-
ting the attorney’s fee for the Plaintiff’s counsel pursuant
to pertinent statutes. The right to that fee will depend
upon the outcome of the instant proceeding.

The principal grounds set out in the motion of the
Defendants may be divided into the following contentions.

I.

The Defendants insist that, in order that the Plain-
tiff might recover, it was necessary that the Court find
that there was no substantial evidence to support the
finding of the faculty committee relative to discontinuance
of the geography program at Troy State University in
which department the Plaintiff was employed. To sup-
port their contention, the Defendants cite Ferguson v.
Thomas, 430 F.2d 852 (1970); Green v. Board of Regents
of Texas Tech University, 474 F.2d 594 (5th Cir. 1973).
The Plaintiff, in response, relies primarily upon the case
of Mt. Healthy School District Board of Education v. Doyle,
a os US. ......... 50 L.Ed.2d 471 (1977). While this Court
is familiar with the substantial-evidence rule as applied in
other types of cases, such as social security review cases,
this Court is of the opinion that such a rule has no ap-
plication in civil rights law of the nature of this suit in
question.

A3

II.

The Defendants then insist that, if there were evi-
dence of a constitutionally-offensive cause of termination,
the Court erred in not submitting to the jury the question
of whether the failure to rehire would have occurred “but
for” the allegedly offensive conduct. The Defendants here
insist that the “but for” rule should be applied under Mt.
Healthy, supra. It should also be remembered that there
is a presumption of official propriety. Defendants insist,
alternatively, that there was no evidence to rebut the
presumption that the officials of the University acted prop-
erly and that, therefore, the matter should never have
been submitted to the jury under any circumstances.

III.

The Defendants then insist that the Court erred in fail-
ing to give their requested charge No. 20 to the effect
that, if the Defendants acted in good faith with reasonable
ground to believe that they had the right to so act, they
were immune from suit for acts done within the scope of
their authority. The Defendants, in making such asser-
tion, rely upon Rizzo, Mayor of Philadelphia v. Goode, 423
U.S. 362 (1976), and Scheuer v. Rhodes, 416 U.S. 232
(1974). The Plaintiff responds that the jury was properly
charged on the defense of good-faith-with-reasonable
grounds and that the requested charge No. 20 of the De-
fendants was covered in the oral charge of the Court.

IV.

The Defendants further point out that, in regard to
the cases made against the individual Defendants, there
was no evidence that the Defendants Long or Tway, at
the time that they voted to support the decision not to
continue the geography program and thereby implicitly

A4

voted that the Plaintiff’s job be discontinued, had no
knowledge whatsoever that the Plaintiff had made any
statements in regard to the administration of Troy State
University or had otherwise done anything which would
cause them to believe that he should not be re-employed.
The Court submitted to the jury the question of whether
the Defendants declined to rehire Plaintiff because of a
need to discontinue the geography program or because
he had made a special trip to the Legislature in Mont-
gomery to report unsubstantiated rumors about the ad-
ministration of Troy State University. The jury found
that Defendants declined to rehire Plaintiff because of his
reports. While there was strong evidence from which the
jury might have found for the University, there was
sufficient evidence to support the jury’s verdict as to Dr.
Adams and Dean Barnett (there was some evidence that
they knew of the reports). This Court is of the opinion
that there was, in fact, no evidence of the knowledge by
Defendants Long and Tway of the conduct of the Plaintiff
and that, therefore, there was no substantial evidence to
support the verdicts against them. Accordingly, judgment
n.o.v. should be granted for the Defendants Long and
Tway.

V.

More importantly and controllingly, in the view of this
Court, the Defendants assert that the Constitution does
not protect the freedom of speech of a public employee to
the extent of allowing such public employee to spread un-
substantiated information detrimental to the promotion of
efficiency of the public services the public servant is em-
ployed to promote. In other words, the Defendants insist
that free speech of a public employee is limited by definition
of his necessary loyalty as it pertains to his duty of support
to the public project he was employed to support and that

A5

the Plaintiff’s conduct in reporting to the Legislature un-
substantiated rumors in regard to Troy State University
constituted a total disregard for the welfare of Troy State
University and of the educational programs the Plaintiff
was employed to support. The Plaintiff points out, and it
is without question, that the Fifth and Fourteenth Amend-
ments protect public employees against impermissible
grounds of discharge and that the exercise of the right of
freedom of speech is protected by the First Amendment
to the Constitution. See, Pickering v. Board of Education,
391 U.S. 563 (1968); Pred v. Board of Public Instruction,
415 F.2d 851 (5th Cir. 1969); Hobbs v. Thompson, 448 F.2d
456 (5th Cir. 1971). It is clear that:

“TI]n order to justify the slightest interference with
First Amendment rights, there must be a showing that
the exercise of such rights ‘materially and substan-
tially’ interfered with the duties required to be per-
formed by an employee.” See, dissenting opinion,
Abbott v. Thetford, 529 F.2d 695, at 707, which was
expressly adopted as the opinion of the Court En
Banc in Abbott v. Thetford, 534 F.2d 1101 (5th Cir.
1976).

The Abbott case recognizes the profound national commit-
ment to the concept that debate and expression of opinions
on public issues should be uninhibited, robust and wide open
and that such activity may well include vehement, caustic
and unpleasant attacks upon government and public of-
ficials; however, it also recognizes that, in considering First
Amendment rights, the Court is always required to look at
the place, time, and circumstances involved in striking
the necessary delicate balance between the interest of the
government (Tenth Amendment) and the constitutional
rights of the individual.

A6

It is well recognized that, in cases testing the pro-
priety of discharge from public employment because of the
exercise of a constitutional right, the importance of that
right must be weighed against the right of a government
to regulate the individual where compelling government in-
terest is shown to outweigh the individual interest.
Abbott v. Thetford, 354 F.Supp. 1280 (M.D. Ala. 1973);
United States v. Pipe Fitters Union, 434 F.2d 1116 (1970),
adhered to 434 F.2d 1127, reversed on other grounds 407
U.S. 385 (1972); American Federation of Teachers v. School
District, 314 F.Supp. 1069 (D. Colo. 1970); Morales v.
Turman, 326 F.Supp. 677 (D.Tex. 1971); Wallace v. Brewer,
315 F.Supp. 431 (D.Ala. 1970). The Defendants insist that
they have shown a compelling State interest that employees
of Troy State University (an organization dependent
largely upon the State Legislature for financial support)
not undercut programs seeking allocation of funds from
the State Legislature.

As stated in Abbott, supra, “It is only claimed that in
‘the very narrow fact pattern of this case’ the discharge is
invalid.” 529 F.2d at 702. This Court must, therefore, walk
a narrow line in deciding whether this case falls within
that line of cases allowing discharge because the State of
Alabama has a controlling interest in regulating the speech
of its employees that interfere substantially with the edu-
cational program the employees are hired to support.

In Abbott v. Thetford, supra, the Court en banc con-
sidered Mr. Abbott’s right to bring a suit in favor of
orphans or neglected children—a matter Mr. Abbott felt
a moral obligation to pursue. However, the bringing of that
suit by Abbott, who was Judge Thetford’s Chief Probation
Officer, affected the efficiency of the Court because the
defendants in the suit included certain children’s homes and
certain officials who had the discretion to refuse placement
of neglected children in their institutions by Judge Thet-

Al

ford. The reports made by Mr. Abbott, as well as those
made by Dr. D’Andrea, concerned matters of serious public
importance which should have been investigated. The
problem in each case is whether presentation of the reports
was inconsistent with the public service the reporters
(Abbott and D’Andrea) were employed to support. The
Abbott Court recognized that the harmony and goodwill of
the officials of all of these agencies involved were in the
best interest of the Court and of the children of which the
Court had jurisdiction, that the importance of a cooperative
and confidential relationship between staff members is
essential and that absence of such cooperation and con-
fidentiality is disruptive and inevitably impairs the opera-
tions of the Court and that the function of courts and per-
sonnel who work closely with judges is not to engage
actively in litigation but is to achieve effectively the ob-
jects and purposes for which the court was created.

Applying comparable tests to the facts in the case at
bar, this Court is of the opinion and finds that the harmony
and goodwill of the legislators were in the best interest
of the University; that the importance of a cooperative
relationship with the Legislature of Alabama is essential
to the operation of the University; and that the function of
the University facility is not to engage actively in legisla-
tion but is to achieve effectively the objects of education
of students.

In Smith v. United States, 502 F.2d 512 (5th Cir. 1974),
the Court found that Smith, a clinical psychologist em-
ployed at a Veterans Administration Hospital who insisted
upon his First Amendment right to wear a peace pin on the
lapel of his coat while working among veterans, was in-
sisting upon a First Amendment right which directly inter-
fered with the proper performance of his duties and that the

A8

duties of the Veterans Administration outweighed the
right of the employee to so express his desire for peace.

In Goldwasser v. Brown, 417 F.2d 1169 (D.C. Cir. 1969),
the right of free speech of a Lackland Air Force Base
instructor was found to yield to a superior government
interest where he was dismissed because of making certain
statements concerning the Viet Nam War and anti-Semi-
tism to a class of foreign military officers. The Court
held that Goldwasser’s First Amendment right to free
speech did not give him the right to express his opinions
in the context of his “highly specialized teaching assign-
ment.” 417 F.2d at 1177.

In these cases, the courts applied the test and held
that the exercise of First Amendment rights materially
and substantially interfered with the public duties required
to be performed by a public employee and that, therefore,
the employee might be properly restrained or disciplined
for attempting to exercise such rights. A different view
was expressed in Pickering v. Board of Education, supra,
and Pred v. Board of Public Instruction, supra, where the
expression by the teachers did not materially and sub-
stantially interfere with the duties of their employment.

While Dr. D’Andrea was primarily employed as a
school teacher and, to a lesser extent, as an administrator,
he was employed to effect the program of Troy State Uni-
versity and the primary purpose of his employment was
to present an effective educational program at the Univer-
sity. The effectiveness of the program would be directly
dependent upon the ability of the University officials to
obtain proper financing through the Alabama Legislature.
Any attempt to discredit the program of the University in
the eyes of the State Legislature must necessarily interfere
with the program itself and would, in the opinion of this
Court, “materially and substantially interfere with the

A9

duties required to be performed by” Dr. D’Andrea. The
fact that much of the information distributed by Dr.
D’Andrea was obtained from less than reliable sources and
was not substantiated aggravates the Plaintiff’s violation
of his obligations to the program of the University.

It is, therefore, the opinion of this Court that the ver-
dicts and judgment of this Court in this cause are contrary
to the law and that judgment for the Defendants should
be entered notwithstanding the verdicts.

DONE this 12th day of January, 1978.

/s/ R. E. Varner
United States District Judge

Al10

APPENDIX B

Nicholas E. D’ANDREA,
Plaintiff-Appellant,

Vv.

Ralph W. ADAMS, President of Troy
State University, et al.,
Defendants-Appellees.

No. 78-1499.

United States Court of Appeals,
Fifth Circuit.

Sept. 26, 1980.

Tenured assistant professor of geography filed suit
against four university administrators, alleging that the
decision to terminate the geography program at the univer-
sity was in fact a retaliation against plaintiff for his state-
ments to state officials concerning university finances, and
as such violated his First Amendment rights. The United
States District Court for the Middle District of Alabama,
at Montgomery, Robert E. Varner, J., granted a defense
motion for judgment n. o. v., and plaintiff appealed. The
Court of Appeals, Randall, Circuit Judge, held, inter alia,
that circumstances in which statements concerning univer-
sity finances were made by plaintiff to a legislative budget
subcommittee engaged in reviewing funding of state agen-
cies, including the university, did not remove the state-
ments from the protection of the First Amendment; the
allegations did not concern matters to which plaintiff might
be presumed to have greater access to the real facts than
would his intended audience, and he was careful to iden-
tify his information as hearsay when it was, in fact, sec-

All

ond-hand information; furthermore, the fact that he iden-
tified the sources of information clearly suggested that he
expected the legislature to investigate and verify the al-
legations before acting upon them.

Reversed and remanded, with directions.

1. Constitutional Law (Key) 46(1)

Suit brought by tenured assistant professor of geo-
graphy, who alleged that the university’s decision to termi-
nate the geography program was in fact a retaliation
against him for his statements to state officials concerning
university finances, and as such violated his First Amend-
ment rights, was not moved by reason of his reemployment
by the University, since he had been dismissed for a time
and since he sought injunctive relief against future viola-
tions of his constitutional rights. U.S.C.A.Const. Amend. 1.

2. Civil Rights (Key) 13.13(3)

In suit brought by a tenured assistant professor of
geography who alleged that the decision of defendant uni-
versity administrators to terminate the geography program
was in fact a retaliation against him for his statements to
state officials concerning university finances, and as such
violated his First Amendment rights, there was sufficient
evidence for a reasonable jury to conclude that all the ad-
ministrators, including the dean of the college of arts and
sciences and the chairman of the department of history and
social science, knew about the statements made by plaintiff
to state officials, and there was thus sufficient evidence in
support of the jury’s conclusion that all the administrators
participated in the discharge of plaintiff in retaliation for
his statements.

Al2

3. Civil Rights (Key) 13.13(1)

Dismissed university professor had the burden of prov-
ing that he was dismissed for exercising his constitutional
rights.

4. Constitutional Law (Key) 90.1 (5)

A knowing or reckless falsehood is not protected by
the Constitution. U.S.C.A. Const. Amend. 1.

5. Libel and Slander (Key) 30

A statement that “someone told me” or “I have heard”
certain information simply is not false, even if the infor-
mation is inaccurate, unless the speaker has not in fact
acquired the information from another. U.S.C.A.Const.
Amend. 1.

6. Civil Rights (Key) 13.13(1)

After plaintiff established to the jury’s satisfaction that
he was dismissed as a tenured assistant professor because
of his exercise of constitutional rights, the state at that
point assumed the burden of justifying its action by show-
ing that plaintiff's activities, involving statements made to
state officials concerning university finances, materially
and substantially interfered with the requirements of ap-
propriate discipline in the operation of the university.
U.S.C.A. Const. Amend. 1.

7. Colleges and Universities (Key) 8.1(3)

Even when a school is seeking revenue that the ad-
ministration considers necessary to school operations, a
school employee is free to speak openly on the question,
though he disagrees with the administration.

Al3

8. Colleges and Universities (Key) 8.1(3)
Constitutional Law (Key) 90.1(1)

Circumstances in which statements concerning univer-
sity finances were made by plaintiff, a tenured assistant
professor, to a legislative budget subcommittee engaged
in reviewing funding of state agencies, including the uni-
versity, did not remove the statements from the protection
of the First Amendment; the allegations did not concern
matters to which plaintiff might be presumed to have
greater access to the real facts than would his intended
audience, and he was careful to identify his information
as hearsay when it was, in fact, second-hand information;
furthermore, the fact that he identified the sources of in-
formation clearly suggested that he expected the legis-
lature to investigate and verify the allegations before act-
ing upon them. U.S.C.A.Const. Amend. 1.

Jerry D. Anker, Robert M. Cohan, Washington, D. C.,
Myron H. Thompson, Dothan, Ala., James M. Altman, Nat'l.
Ed. Ass’n, Washington, D. C., for plaintiff-appellant.

Coale, Helmsing, Lyons & Sims, Champ Lyons, Jr.,
Mobile, Ala., Capell, Howard Knabe & Cobbs, Thomas S.
Lewson, Jr., Montgomery, Ala., for defendants-appellees.

Appeal from the United States District Court for the
Middle District of Alabama.

Before MORGAN, ANDERSON and RANDALL, Cir-
cuit Judges.

RANDALL, Circuit Judge:

This appeal concerns a controversy between Dr. Nich-
olas D’Andrea, a tenured assistant professor of geography
at Troy State University (TSU) in Alabama, and four ad-
ministrators (collectively referred to as the Administra-

Al4

tors) of that school: Dr. Adams, President of TSU; Dr.
Barnett, Chief Academic Dean; Dr. Long, Dean of the Col-
lege of Arts and Sciences; and Dr. Tway, Cha:rman of the
Department of History and Social Science. The issue on
this appeal is whether the Administrators were within
their rights in discharging Dr. D’Andrea for communicating
information he possessed that suggested impropriety in the
use of TSU funds to a legislative budget subcommittee that
was engaged in reviewing funding of state agencies, in-
cluding TSU. Dr. D’Andrea contends that his statements
were protected by the first amendment. The Administra-
tors contend that Dr. D’Andrea’s statements were not con-
stitutionally protected because they materially and sub-
stantially interfered with the performance of his duties and
with the functioning of school programs, and because the
statements were made with reckless disregard for their
truth. Additionally, the Administrators contend that there
was insufficient proof for the jury to conclude that de-
fendants Tway and Long knew of Dr. D’Andrea’s state-
ments to the state legislature, and hence to conclude that
they participated in his discharge in retaliation for those
statements. Under proper instructions, the jury returned
a verdict in Dr. D’Andrea’s favor against all the Admin-
istrators. The trial court granted the Administrators’ mo-
tion for judgment, n. o. v., on the ground that Dr. D’Andrea’s
statements were not constitutionally protected and also on
the ground that there was insufficient evidence to support
a verdict against defendants Tway and Long. We reverse.

In November 1976, Dr. D’Andrea went to the Alabama
Capital in Montgomery and spoke to a Mr. Kirkland, then
an administrative assistant to the Lieutenant Governor,
and to an examiner from the Alabama Department of
Examiners of Public Accounts, who was engaged in an
examination of TSU finances in preparation for budget
subcommittee hearings in the state legislature regarding

Al5

the funding of the school. At that time, Dr. D’Andrea
conveyed to Mr. Kirkland and the examiner information
he had received from other people, whom he identified,
concerning assertedly improper uses of TSU funds. Whether
the information was true, partially true, or wholly false
cannot be determined from the record because the trial
court pretermitted inquiry into that question. For pur-
poses of this appeal, we assume the information was in-
accurate. Apparently, TSU received a “clean bill of
health” after the legislative examination of the school’s
finances and it received the appropriation it had sought.
Dr. Adams in particular was commended for his manage-
ment of the school.

In January 1977, Dr. D’Andrea was told that the
geography program at the school was going to be discon-
tinued, and that his services as a professor of geography
would no longer be needed. The decision to eliminate the
geography program was made at a meeting on January 13,
1977, attended only by the Administrators, Dr. D’Andrea
exercised his right as a tenured faculty member under
TSU’s procedures to seek other employment at the school
for which he was qualified. The Ad Hoc Committee on
Credentials did not recommend placement in another posi-
tion, and Dr. D’Andrea sought review of this decision by
the Faculty Personnel Advisory Committee. Dr. D’Andrea
received notice of the hearing, which indicated that, because
of the Ad Hoc Committee’s recommendation, termination of
the geography program “would carry with it a termination
of your tenured status at the University.” The notice in-
formed Dr. D’Andrea that the hearing would cover the de-
cision to terminate the geography program and the recom-
mendation that Dr. D’Andrea not be offered an alternative
teaching position. After a hearing, at which Dr. D’Andrea
was present and represented by an attorney, the Faculty
Committee upheld the recommendation of the Ad Hoc Com-

Pal

Al6

mittee and the decision to terminate the geography pro-
gram. Dr. D’Andrea was therefore out of a job.

[1] Before the beginning of the fall semester, how-
ever, TSU determined that the decision to terminate the
geography program had been precipitate, because geo-
graphy instruction is a necessary component of the degree
in elementary education offered by the school and because
enrollment data for the fall semester apparently indicated
a burgeoning interest in geography. The school therefore
reinstated geography as a minor area of study and offered
D’Andrea reemployment, which he accepted. In the mean-
time, however, Dr. D’Andrea had filed this action, alleging
that the decision to terminate the geography program was
in fact a retaliation against him for his statements to state
officials concerning TSU finances, and as such violated
his first amendment rights. The case was not mooted by
reason of his reemployment, because he had been dis-
missed for a time and because he sought injunctive relief
against future violations of his constitutional rights.

The jury was properly instructed that they could find
for Dr. D’Andrea only (1) if he convinced them, by a
preponderance of the evidence, that his contact with state
officials was constitutionally protected and was a sub-
stantial or motivating factor in the decision to terminate
the geography program, and (2) if the Administrators
failed to convince them, using the same standard, that
they would have terminated the geography program even
absent Dr. D’Andrea’s contact with state officials. See Mt.
Healthy City Bd. of Educ. v. Doyle, 429 U.S. 274, 287, 97
S.Ct. 568, 576, 50 L.Ed.2d 471 (1977). The jury returned
a verdict in favor of Dr. D’Andrea, and the judgment
n. o. v. did not attack the jury’s determination that the
termination of the geography program was motivated by

Al7

Dr. D’Andrea’s contact with state officials and that the
termination would not have occurred absent that conduct.’
Accordingly, there is no Mt. Healthy issue in this appeal.

The only questions we face are (1) whether there was
sufficient evidence for a reasonable jury to conclude that
on January 13 Tway and Long knew about Dr. D’Andrea’s
contact with state officials, and (2) whether, as a matter
of law, Dr. D’Andrea’s statements to those officials were
protected by the first amendment.

In passing on the first question, we are guided by the
standard of review for judgments n. o. v. enunciated in
Boeing Co. v. Shipman, 411 F.2d 365, 374-75 (5th Cir.
1969) (en banc). Considering all the evidence “in the
light and with all reasonable inferences most favorable to”
Dr. D’Andrea, our task is to decide whether Dr. D’Andrea
presented “evidence of such quality and weight that rea-
sonable and fairminded [jurors] in the exercise of im-
partial judgment might reach different conclusions” with
regard to the question whether Tway and Long knew about
Dr. D’Andrea’s statements when they attended the Janu-
ary 13 meeting at which all the Administrators agreed to
terminate the geography program. “[I]t is the function of
the jury as the traditional finder of the facts, and not
the Court, to weigh conflicting evidence and inferences,
and determine the credibility of witnesses.” Id.

1. With regard to Tway and Long, the trial court held that
there was not sufficient evidence for a reasonable jury to con-
clude that those defendants knew of Dr. D’Andrea’s contact with
state officials. Since they could not be motivated by what they
did not know, if the trial court was correct Dr. D’Andrea did
not establish the prima facie case required by Mt. Healthy. Be-
cause we hold that there was sufficient evidence for a reasonable
jury to conclude that Tway and Long knew of Dr. D’Andrea’s
statements to state officials, and because the verdicts against
those defendants indicate that the jury, properly instructed, did
so conclude, all the Administrators stand in the same position
with regard to the satisfaction of Mt. Healthy’s prima facie case
requirements.

Al8

Under the Boeing standard, there was sufficient evi-
dence for a reasonable jury to conclude that all the Ad-
ministrators discussed Dr, D’Andrea’s statements to state
officials when they met on January 13. Only the Admin-
istrators were present at the meeting. The jury’s neces-
sary finding that Dr. Adams and Dr. Barnett knew of the
statements at that time is not challenged on this appeal.
Dr. Tway was the last to arrive at that meeting. He
testified as follows regarding his arrival at the meeting
and the ensuing discussion:

DR. TWAY: When I first went into the office Dr.
Barnett and Dr. Long were sitting off to my right.
I pulled my chair up to the front right-hand corner
of the president’s desk and he was rather off
center behind his desk... I pulled my chair up
to his desk and he said to me, “What are we going
to do—what about D’Andrea?” ... And I said,
“Well, what about Dr. D’Andrea?” And he said
—I don’t attempt to quote verbatim, it is a long
time back, but something in the sense, “Well, he
is just not as loyal as a fellow ought to be.” And
I made no response to that. I had no reason to
be in defense or complimentary of his loyalty.
The conversation immediately turned to discussion
which led me to respond to the president it’s my
impression that if a man has tenure he could only
be dismissed from his position as such for moral
turpitude, incompetency to perform the job, or
being guilty of some criminal offense. I said I
don’t know of either moral turpitude or criminal
offense of Dr. D’Andrea. I went on to say we
would have difficulty convincing anyone that the
man was incompetent since he had been runner-up
once and perhaps more than once for the out-
standing teacher award known as Ingles Award:

Al19g

No sooner had I made that comment than the
four of us went into a discussion of the viability
of the geography program, for which 1! presume
I was called in there.

The jury thus had before it direct evidence that Dr.
D’Andrea’s loyalty to TSU was questioned in the presence
of all the Administrators at the January 13 meeting. No
witness offered any explanation of what Dr. Adams may
have meant. Dr. Adams denied that he characterized Dr.
Andrea as disloyal.

In addition to Dr. Tway’s testimony, the jury had
before it evidence tending to show that although the prob-
lem of low enrollment in the geography program—the
reason asserted by defendants for the termination of the
program—had been informally discussed by members of
the school administration for several months before the
January 13 meeting, that meeting was not planned in
advance. Rather, everyone involved concedes that the
meeting, lasting only about an hour, was convened on the
spur of the moment. Although the problem of low en-
rollment was assertedly the sole reason for terminating
the geography program, no enrollment statistics were
available at the meeting. No faculty committees were
consulted concerning that decision, although the evidence
showed that there were several such committees whose
responsibilities included advising on curricular changes.

[2] Taking all the evidence into consideration, a rea-
sonable jury could conclude that, despite the Administra-
tors’ denials, Dr. D’Andrea’s statements to state officials
were discussed by all the Administrators at the January
13 meeting. No issue was taken with the jury’s conclusion
that Drs. Adams and Barnett knew of the statements. The
jury could reasonably have believed Dr. Tway’s testimony
that Dr. Adams raised the question of Dr. D’Andrea’s

A20

loyalty, and disbelieved his testimony that—although he
knew of nothing reflecting poorly on Dr. D’Andrea’s
character—he simply did not challenge or inquire about
the president’s assertion that Dr. D’Andrea, a professor
in Dr. Tway’s department, was disloyal. Finally, a jury
could reasonably conclude that a major curricular re-
vision would not normally have been instituted in such a
hasty and indeliberate fashion, and that the decision to
terminate the geography program was, under those cir-
cumstances, deliberately done with the acquiescence of
all the Administrators for the purpose of penalizing Dr.
D’Andrea for his statements to state officials. We there-
fore hold that the district court erred in concluding that
there was insufficient evidence that at the January 13
meeting defendants Tway and Long knew about the state-
ments made by Dr. D’Andrea to state officials.

[3-6] We turn now to the fundamental issue on this
appeal, which is whether Dr. D’Andrea’s statements to
state officials were protected by the first amendment. Dr.
D’Andrea had the burden of proving that he was dis-
missed for exercising constitutional rights.? Fluker v. Ala-

2. The Administrators also contend that Dr. D’Andrea’s
statements were not protected by the first amendment because
they were false and made with reckless disregard for the truth.
The “knowing of reckless falsehood” is not protected by the Con-
stitution, Garrison v. Louisiana, 379 U.S. 64, 73, 85 S.Ct. 269, 215,
13 L.Ed.2d 125 (i964). As we have noted the trial court pre-
termitted inquiry into the accuracy of the information conveyed
in Dr. D’Andrea’s statements, and for purposes of the appeal we
assume that the underlying information conveyed by the state-
ments was inaccurate. The jury, however, was instructed that
“a false statement made with reckless disregard of the truth,
however, does not enjoy Constitutional protection and cannot be
made the basis of a verdict for the plaintiff in this action if
standing alone,” and returned a verdict for Dr. D’Andrea, from
which we infer that they found that the statements were not
made with reckless disregard for the truth. The judgment n. o. v.
did not attack this necessary jury determination. In any event,
even if the underlying information conveyed in Dr. D’Andrea’s

(Continued on following page)

A21

bama State Bd. of Educ., 441 F.2d 201, 206 (5th Cir. 1971).
This he did to the jury’s satisfaction. “At that point, the
State assumed[d] the burden of justifying its action by
showing that the complainant’s activities ‘materially and
substantially interfere[d] with the requirements of ap-
propriate discipline in the operation of the school.’” Jd.
(internal quotation from Burnside v. Byars, 363 F.2d 744,
749 (5th Cir. 1966), quoted in Tinker v. Des Moines Ind.
Comm. Sch. Dist., 393 U.S. 503, 509, 89 S.Ct. 733, 737, 21
L.Ed.2d 731 (1969)).

The trial court’s basis for entering judgment n. o. v., in
favor of all the Administrators, was that Dr. D’Andrea’s
statements necessarily interfered with his duties at TSU.
The court said:

While Dr. D’Andrea was primarily employed as a
school teacher and, to a lesser extent, as an adminstra-
tor, he was employed to effect the program of Troy
State University and the primary purpose of his em-
ployment was to present an effective educational pro-
gram at the University. The effectiveness of the pro-
gram would be directly dependent upon the ability of
the University officials to obtain proper financing
through the Alabama Legislature. Any attempt to dis-
credit the program of the University in the eyes of the
State Legislature must necessarily interfere with the
program itself and would, in the opinion of this Court,
“materially and substantially interfere with the duties
required to be performed by” Dr. D’Andrea. The fact

Footnote continued—

statements was inaccurate, his statements cannot, on this record,
be characterized as false. The evidence clearly shows that Dr.
D’Andrea identified his information as hearsay or second-hand.
A statement that “someone told me” or “I have heard’ certain
information simply is not false—even if the information is in-
accurate—unless the speaker has not in fact acquired the informa-
tion from another.

A22

that much of the information distributed by Dr.
D’Andrea was obtained from less than reliable sources
and was not substantiated aggravates the Plaintiff's
violation of his obligations to the program of the Uni-
versity.

In Pickering v. Board of Education, 391 U.S. 563,
568-73, 88 S.Ct. 1731, 1734-37, 20 L.Ed.2d 811 (1968),
the Supreme Court attempted to adumbrate “some of the
general lines along which an analysis of the controlling
interests” implicated in a dismissal-from-public-employ-
ment-for-speech case should run. One consideration the
Court thought relevant was whether the employee’s state-
ments were critical of a person “with whom appellant
would normally be in contact in the course of his daily
work as a teacher,” such that the criticism might impede
“either discipline by immediate superiors or harmony
among coworkers.” Id. at 569-70, 88 S.Ct. at 1735. The
evidence shows that Dr. D’Andrea’s statements implicated
only “higher administrative officials” at TSU, and there is
no evidence that Dr. D’Andrea named any specific school
official. Therefore, the evidence does not support the prop-
osition that the statements for which Dr. D’Andrea was
dismissed were, directly or implicitly, critical of peonle
“with whom appellant would normally be in contact in the
course of his daily work.”

Nor does the evidence show that Dr. D’Andrea’s duties
at TSU placed him in a position “in public employment in
which the relationship between superior and subordinate
is of such a personal and intimate nature that [his state-
ments] would seriously undermine the effectiveness of the
working relationship between them... .” Id. at 570 n.
3, 88 S.Ct. at 1735 n. 3.

The Pickering Court next considered the impact of false
statements by a teacher on school operations. The Court

A23

differentiated between the impact of critical statements on
the working relationship of the speaker and his superiors or
coworkers and the impact of critical, and inaccurate, state-
ments on school operations. As we have just said, the
former impact is not relevant here because there is no evi-
dence to show that the relationship between Dr. D’Andrea
and “higher administrative officials” was a “close working
relationship for which it can persuasively be claimed that
personal loyalty and confidence are necessary to their
proper function.” Id. at 570, 88 S.Ct. at 1735.

With regard to the impact on school operations, the
Court first noted that the school board had not shown that
Pickering’s statements, in the form of a letter to the editor
of a local paper, had any actual detrimental impact upon
school operations. The same is true of this case. The
Pickering Court noted, however, that since Pickering’s
statements, which criticized the school board for expending
too much money on athletics, were made after the proposal
for a tax increase for school finances was defeated at the
polls, those statements could “have had no effect on the
ability of the school district to raise necessary revenue.”
Id. at 571, 88 S.Ct. at 1736. Since D’Andrea’s statements
were made at a time when TSU was seeking an appropria-
tion from the state legislature, his statements could have
had an effect on TSU’s ability to raise necessary revenue,
although the evidence suggests that they did not. The
Court went on to emphasize, however, that the question
whether a school needs additional funds is a matter of
legitimate public concern “on which the judgment of the
school administration ... cannot ... be taken as conclu-
sive.” Id. To accept the Administrators’ position that the
interference that justifies dismissal of a public employee
exists whenever a professor makes statements that present
“a substantial risk of weakening and undermining the state
legislature’s support for the University” would be to im-
pose on teachers in public employment a general duty of

A24

loyalty to the specific goals of the administration, a position
specifically rejected by the Pickering Court. Id. at 568-69,
88 S.Ct. at 1734-35.

[7] Pickering makes it clear that even when a school
is seeking revenue the administration considers necessary
to school operations, a school employee is free to speak
openly on the question even when he disagrees with the
administration. This case, however, includes some cir-
cumstances not present in Pickering. The most important
of these is that Pickering’s statements were made in a public
forum, while Dr. D’Andrea’s statements were made pri-
vately. Both teachers’ statements were addressed to the
forum that held their respective schools’ purse strings:
Pickering’s to the general public, since they voted on pro-
posed tax increases for school finances; Dr. D’Andrea’s to a
state official connected with the state legislative budget
subcommittee, which makes recommendations concerning
appropriations for state agencies.

Although the Administrators concede that Pickering
permits free and open public criticism of school policy by
school employees, and that Givhan v. Western Line Cons.
Sch. Dist., 489 U.S. 410, 99 S.Ct. 693, 58 L.Ed.2d 619
(1979), protects criticism of a superior addressed privately
to the superior by a public employee, the Administrators
suggest that the opportunity to respond to and rebut such
criticism is absent here, and that such an opportunity is a
fundamental factor to be considered in determining whether
the Pickering balance of competing state and individual
interests tips in favor of first amendment protection for
critical statements made by public employees. The basic
inquiry in Pickering was whether “the interest of the school
administration in limiting teachers’ opportunities to con-
tribute to public debate is . . . significantly greater than its
interest in limiting a similar contribution by any member of
the general public.” Id. at 573, 88 S.Ct. at 1737. Although
the Court suggested that the opportunity to rebut or

A25

clarify inaccurate factual statements by a teacher was a
factor to be considered in the Pickering balance, it did not
say that such a consideration was determinative. More-
over, the Court seemed more concerned with the pos-
sibility that in some circumstances a teacher’s statements
might, because of their subject matter, be given undue
credit, than with the question whether the teacher ad-
dressed himself to the general public rather than to some
smaller audience. The Court noted that the matters
Pickering discussed were not “so closely related to the
day-to-day operations of the schools that any harmful
impact on the public would be difficult to counter be-
cause of the teacher’s presumed greater access to the real
facts.” Id. at 572, 88 S.Ct. at 1736.

[8] The circumstances in which Dr. D’Andrea’s state-
ments were made do not remove the statements from the
protection of the first amendment. The allegations did
not concern matters as to which Dr. D’Andrea might be
presumed to have greater access to the real facts than
would his intended audience. To be certain, as a member
of the TSU community he might well have greater access
to the real facts than would be the general public; but he
was careful to identify his information as hearsay when
it was, in fact, second-hand information; and it must be
remembered that he was delivering the information to a
legislative subcommittee, not to the general public. That
he identified the sources of his information clearly sug-
gests that he expected the legislature to investigate and
verify the allegations before acting upon them; and, of
course, a state legislature has investigative powers not pos-
sessed by members of the general public. Moreover, the
Administrators’ allegation that the circumstances in which
Dr. D’Andrea’s statements were made left them no op-
portunity to rebut the charges must be considered in the
light of what actually happened. The record in this case

A26

suggests that, like Pickering’s letter, Dr. D’Andrea’s state-
ments were met “with massive apathy and total disbelief.”
It is only reasonable to assume that had the officials to
whom Dr. D’Andrea spoke credited the information he con-
veyed, they would have asked TSU officials to comment on,
explain, or deny the rumors.

What was said in Swaaley v. United States, 376 F.2d
857 (Ct.Cl.1967), is apposite here. In that case Swaaley
was dismissed from his job at the New York Naval Ship-
yard after he sent a letter to the Secretary of the Navy,
and no one else, charging that graft and corruption in-
fected promotional decisions. The court observed:

An employee writing a letter such as we have here
might be presumed to desire that the Department
would cause his charges to be investigated. He would
almost never be able to prove anything himself; that
is hard enough for trained investigators using so-
phisticated techniques, and yet solely by rumor and
hearsay he may have a pretty good idea where the
bodies are buried. Hence, to say an employee report-
ing what he believes is going on is guilty of miscon-
duct if he cannot prove it, is tantamount to saying
he is not to transmit anything at all. Any regula-
tion which would compel the critic of official conduct
to guarantee the truth of all his factual assertions—
and to do so on pain of dismissal from his job—leads to
“self-censorship,” a result which cannot be tolerated
in this area.

376 F.2d at 861-62. [citations omitted].

Dr. D’Andrea may well have believed that his in-
formation was too insubstantial to justify a public accusa-
tion, yet substantial enough to warrant investigation by
the budget subcommittee. Moreover, he may have been

A27

apprehensive that disclosure of the information and of his
visit to Montgomery to administrative officials at TSU
would result in his dismissal or other objectionable con-
sequences. He was entitled to assume that his statements
would be dealt with prudently; that the rumors he had
heard would be investigated; and that if they appeared to
have a factual foundation, the TSU officials involved would
have an opportunity to respond to them.

As Judge Goldberg observed in Porter v. Califano, 592
F.2d 770, 779 (5th Cir. 1979), “Pickering states that the
First Amendment requires the government not just to
show that certain employee speech injures the government,
but to show that the benefits of preventing the injury ac-
tually outweigh the profound benefits of free speech in this
society.” The Administrators have utterly failed to make
such a showing. Accordingly, we hold that the entry of
judgment n. o. v. by the district court was error.

After the favorable verdict and before entry of the
judgment n. o. v., the trial court awarded Dr. D’Andrea
attorney fees and expenses totalling $7,832.70 for the trial
of the case, pursuant to 42 U.S.C. § 1988. That award is
to be reinstated along with Dr. D’Andrea’s favorable jury
verdict. In addition, Dr. D’Andrea is entitled to an award
of costs, including as an item of costs an attorney fee, for
the prosecution of this appeal. While we have authority
to determine the attorney fee to which he is entitled,
Knighton v. Watkins, 616 F.2d 795 (5th Cir. 1980), we con-
sider it better, under the circumstances, to remand the case
to the district court for a determination of the proper
costs to be awarded, in accordance with the standards in
Johnson v. Georgia Highway Express, Inc., 488 F.2d 714
(5th Cir. 1974).

REVERSED and REMANDED with directions.

A28

APPENDIX C

UNITED STATES COURT OF APPEALS
Fifth Circuit

Office of the Clerk

Gilbert F. Ganucheau Tel 504—589-6514
Clerk 600 Camp Street
New Orleans, LA. 70130

OCTOBER 27, 1980
TO ALL PARTIES LISTED BELOW:

NO. 78-1499 - Nicholas E. D’Andrea -vs- Ralph W.
Adams, etc., et al.

Dear Counsel:

This is to advise that an order has this day been en-
tered denying the petition( ) for rehearing, and no mem-
ber of the panel nor Judge in regular active service on the
Court having requested that the Court be polled on re-
hearing en banc (Rule 35, Federal Rules of Appellate
Procedure; Local Fifth Circuit Rule 16) the petition( ) for
rehearing en banc has also been denied.

See Rule 41, Federal Rules of Appellate Procedure for
issuance and stay of the mandate.

Very truly yours,

Gilbert F. Ganucheau, Clerk
By /s/ Claudia R. Nides
Deputy Clerk

ec: Mr. Jerry D. Anker
Mr. Thomas S. Lawson, Jr

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_1003%3A1. Public record. Not legal advice.
