# Petition — Joseph L. Alioto v. Joseph B. Williams

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 450 U.S. 1012

## Text

Pa

Supreme Court, U.S.
FILED

8-0-6, -|_ pF 21 1980

MICHAEL RODAK, JR., CLERK

No.

IN THE

Supreme Court of the United States

October Term, 1980

JosEPH L. ALIOTO, et al.,
Petitioners.

Vs.

JosePH B. WILLIAMS, et al., and Leo BAZILE, et al. |

Respondents.

ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

PETITION FOR CERTIORARI

GEORGE AGNOST
City Attorney
STEVEN A. DIAZ
Deputy City Attorney
206 City Hall

San Francisco, California 94102

Telephone (415) 558-2221

Attorneys for Petitioners
Joseph L. Alioto, et al.

QUESTION PRESENTED

May an award of attorneys’ fees be made in a civil rights
action when “mootness” is invoked to preclude appellate
review of the trial court judgment?

PARTIES TO THE PROCEEDING

The Petitioners are: Joseph L. Alioto, individually and in
his official capacity as Mayor of the City and County of San
Francisco; Washington Garner, individually and in his official
capacity as Chairman of the San Francisco Police Commission;
Marvin Cordoza, individually and in his official capacity as a
member of the San Francisco Police Commission; Donald
Scott, individually and in his official capacity as Chief of Police,
San Francisco Police Department; Charles Barca, individually
and in his official capacity as Chief of Inspectors, San Francisco
Police Department; and, Mortimer McInerney, individually and
in his official capacity as Captain of Inspectors, San Francisco
Police Department.

The respondents in this action (originally two actions
which were consolidated) are: Joseph B. Williams, Frederick
Douglas Haines, Jr., Carlton B. Goodlet, Benjamin Criswell,
Hamilton T. Boswell, on behalf of themselves and all other
persons similarly situated; and, Leo Bazile, Joseph George,
Michael Jones, Charles Lawrence, Prince McGrew, Albert C.
Taylor, and all others similarly situated.

|»

4

ii

TABLE OF CONTENTS

Page
QUESTION PRESENTED ...........-ssssssesssssesssrenenrenenensnsensess i
PARTIES TO THE PROCEEDING ..........:::scseeeeereteeresseeees i
TABLE OF CONTENTS .......:ccssccssseesesesresesnesnsaennneseneessneenns il
TABLE OF AUTHORITIES ..........::c:cceesceeseeseeeereeneeenseeenenees ill
OPINIONS BELOW ..........cccc:cccsecesseeeseeseeseesneesnsenaesneeeneesens 2
JURISDICTION .........-:cccesssssscssseesseesreessneseeseennessnsansresesseeens 2
CONSTITUTIONAL AND STATUTORY PROVI-

SIONS INVOLVED ..........:c:scceeeeeseeessnenenseeseeeeneesnecereneseees
STATEMENT OF THE CASE .........::ccsecsesssereeerenseneresenseenees 4
REASONS FOR GRANTING THE WRIT........-.-.-.-.-00000+: 7

I. THERE IS AN IMPORTANT QUESTION OF
FEDERAL LAW IN THIS CASE WHICH
SHOULD BE DECIDED BY THIS COURT.... 7

Il. THIS COURT HAS NOT HERETOFORE
DETERMINED THE APPLICABILITY OF
42 US.C. SECTION 1988 IN CASES IN-
VOLVING MOOTNESS ON APPEAL............. 8

II]. CONCLUSION 0.0... cccccccesseeseesesereeereseeeennesnnesersens 11
APPENDICES:
_ Court of Appeals decision re attorneys’ fees
District Court orders re attorneys’ fees
Court of Appeals decision re mootness

Distric Court findings of fact and conclusions of
law and Preliminary Injunction

>

ON

iii

TABLE OF AUTHORITIES

CASES PAGE
Hanrahan v. Hampton, —U.S.—, 100 S. Ct. 1987 (1980) ..8, 9
Maher v. Gagne, —U.S.—, 100 S. Ct. 570 (1980)............ 8.9, 10
Williams v. Alioto, 549 F.2d 136 (9th Cir. 1977) .......cccccee 2, 6
FEDERAL STATUTES

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No.

IN THE

Supreme Court of the United States

October Term, 1980

JOSEPH L. ALIOTO, et al.,
Petitioners.

VS.

JOSEPH B. WILLIAMS, et al., and LEO BAZILE, et al.
Respondents.

ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

PETITION FOR CERTIORARI

Petitioners pray that a writ of certiorari issue to review the
judgment of the United States Court of Appeals for the Ninth
Circuit entered in this proceeding on July 24, 1980 and
amended on August 29, 1980.'

1See Appendix A.

RR

2

OPINIONS BELOW

The opinion of the Court of Appeals for the Ninth Circuit
(No. 78-2965, August 29, 1980) is not yet reported; it is set
forth in Appendix A hereto at pages Al - A9. The orders of the
United States District Court for the Northern District of
California (Civ. Nos. C-74-866-AJZ and C-74-867-AJZ), are
unreported but are set forth in Appendix B hereto at pages Bl -
B9. The earlier opinion of the Ninth Circuit concerning the
““mootness” herein is reported as Williams, et al. v. Alioto, et al.,
549 F.2d 136 (9th Cir. 1977), and is also set forth in Appendix
C hereto at pages Cl - C21. The original Findings of Fact and
Conclusions of Law together with the Preliminary Injunction
issued herein by the District Court are set forth in Appendix D
hereto at pages D1 - D14.

JURISDICTION

The judgment of the United States Court of Appeals for
the Ninth Circuit was entered on July 24, 1980, and amended
on August 29, 1980. No petitions for rehearing or for rehearing
en banc were sought, and this petition for certiorari is being
filed within 90 days of the July 24, 1980 entry of the original
judgment.?

This Court’s jurisdiction is invoked under 28 U.S.C. Sec-
tion 1254(1) and Rules 17(c) and 19.

CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
Title 42 U.S.C. Section 1988 provides as follows:
“Section 1988. Proceedings in vindication of civil
rights
The jurisdiction in civil and criminal matters
conferred on the district courts by the provisions of

2See Appendix A.

.- od

3

this chapter and Title 18, for the protection of all
persons in the United States in their civil rights, and
for their vindication, shall be exercised and enforced
in conformity with the laws of the United States, so
far as such laws are suitable to carry the same into
effect; but in all cases where they are not adapted to
the object, or are deficient in the provisions necessary
to furnish suitable remedies and punish offenses
against law, the common law, as modified and
changed by the constitution and statutes of the State
wherein the court having jurisdiction of such civil or
criminal cause is held, so far as the same is not
inconsistent with the Constitution and laws of the
United States, shall be extended to and govern said
courts in the trial and disposition of the cause, and, if
it is of a criminal nature, in the infliction of punish-
ment on the party found guilty. - In any action or
proceeding to enforce a provision of sections 1981,
1982, 1983, 1985, and 1986 of this title, title IX of
Public Law 92-318, or in any civil action or proceed-
ing, by or on behalf of the United States of America,
to enforce, or charging a violation of, a provision of
the United States Internal Revenue Code, or title VI
of the Civil Rights Act of 1964, the court, in its
discretion, may allow the prevailing party, other than
the United States, a reasonable attorney’s fee as part
of the costs.”

In any action or proceeding to enforce a provision of
sections 1981, 1982, 1983, 1985, and 1986 of this
title, title IX of Public Law 92-318, or in any civil
action or proceeding, by or on behalf of the United
States of America, to enforce, or charging a violation
of, a provision of the United States Internal Revenue
Code, or title VI of the Civil Rights Act of 1964, the
court, in its discretion, may allow the prevailing
party, other than the United States, a reasonable
attorney’s fee as part of the costs.”

4
STATEMENT OF THE CASE

Commencing in late 1973, a vicious series of apparently
random killings and attempted killings took place on the streets
of San Francisco. These incidents have come to be known as
the “Zebra” murders. Between December 1973, and April
1974, twelve persons were murdered and six others were
wounded in this series of crimes. In each shooting a .32 caliber
handgun was the weapon used. All of the victims were
Caucasians. All the witnesses’ statements declared the killer(s)
to be black and male. The shootings all took place in the
evening hours, between six and ten p.m., at locations where
people were isolated. Several of these shootings occurred at or
near Municipal Railway transit stops.

The response of the San Francisco Police Department to
this grave assault on public safety and the general terror
thereby aroused was to inaugurate a program known as
“Operation Zebra.” This operation consisted of an intensive
investigation and search for the person or persons responsible
for these shootings. It was prompted by the fact that the
killings were increasing in frequency and the absence of any
evidence that the police investigatory techniques previously
utilized would lead to the apprehension of the killer(s).

The Operation Zebra search was based on three categories
of information: a compilation of physical data believed to
describe the killer(s); a summary of the modus operandi of the
killer(s); and two composite drawings reflecting the actual
appearance of the suspects. All this information was derived
from witnesses and surviving victums.

A series of orders were issued by the San Francisco Police
Department from April 17, through April 25, 1974 embodying
information about the Zebra killer(s), as discussed above, and
setting forth guidelines to police officers in effecting stops and

5

conducting pat searches pursuant to this operation. As a result
of Operation Zebra, 600 persons were stopped during its seven
days duration. So called “Field Identification Cards” were
compiled on 181 persons who met the Zebra criteria sufficiently
well enough to warrant further investigation as a result of these
stops.

Operation Zebra was commenced on April 17, 1974. On
April 19, 1974, respondents Joseph B. Williams, et al., applied
for a temporary restraining order before the United States
District Court for the Northern District of California to stop the
operation. The Court denied this motion. However, the Court
did issue an Order to Show Cause directing these petitioners to
appear on April 24, 1974 to respond to the allegations made by
the respondents in their complaint for injunctive relief.

Thereafter, on April 22, 1974, respondents Leo Bazile, et
al., also filed a complaint for injunctive and declaratory relief in
the United States District Court for the Northern District of
California to stop Operation Zebra.

Federal jurisdiction was originally invoked in these matters
under the civil rights jurisdiction of the District Court pursuant
to 28 U.S.C. Section 1343 and pursuant to the authority of 42
U.S.C. Sections 1981 and 1983, and 28 U.S.C. Sections 2201-
2202.

For all intents and purposes the parties and the District
Court treated these two actions as consolidated. A two-day trial
took place on April 24, and April 25, 1974, at the conclusion of
which the court issued its preliminary injunction pursuant to its
Findings of Fact and Conclusions of Law.3

On April 26, 1974, these petitioners applied for a stay of
the preliminary injunction before the District Court. This
application was denied. Thereafter, petitioners appealed the

3See Appendix D.

6

decision of the District Court granting the preliminary in-
junction to the United States Court of Appeals for the Ninth
Circuit.

On March 29, 1976, four defendants identified in a State of
California Superior Court criminal action as the Zebra killers
were convicted and sentenced to lengthy prison terms.

Thereafter, on January 25, 1977, the United States Court
of Appeals for the Ninth Circuit dismissed the petitioners’
appeal of the District Court’s preliminary injunction as “moot”
and vacated the judgment of the District Court.5

Subsequently, the District Court resumed jurisdiction over
the matter and granted an award of forty-five thousand dollars
in attorneys’ fees to the respondents under 42 U.S.C. Section
1988.6 Petitioners appealed this decision to the Ninth Circuit.
On August 29, 1980, the Court of Appeals filed its amended per
curiam opinion and certified said opinion for publication. The
Court of Appeals has held that the respondents were “pre-
vailing parties” under 42 U.S.C. Section 1988 on the grounds
that they secured a preliminary injunction,” notwithstanding the
facts that the propriety of that injunction was timely appealed
and that the respondents’ right to relief, if any, has never been
finally established. No permanent injunction ever issued.
There has been no sxttlement. There has been no consent
decree. There has been no determination on the merits of the
petitioners’ timely appeal.

4See Williams v. Alioto, 549 F.2d 136 at 142 (9th Cir. 1977).
5 See Appendix C.
6 See Appendix B.
7See Appendix A.

7

REASONS FOR GRANTING THE WRIT
I

THERE IS AN IMPORTANT QUESTION OF FEDERAL
LAW IN THIS CASE WHICH SHOULD BE DECIDED BY
THIS COURT

This case involves an award of attorneys’ fees pursuant to
42 U.S.C. Section 1988 wherein the petitioners contend that the
respondents are not “prevailing parties” within the meaning of
the statute. Review herein by the Supreme Court is sought
pursuant to Rule 17(c) on the grounds that the Ninth Circuit
has decided an important question of federal law which has not
been, but should be, settled by this Court, or the case below has
been decided in a way in conflict with applicable decisions of
this Court. The important question of federal law involved in
this petition is whether attorneys’ fees may be awarded in a civil
rights action which is not settled (and in which no consent
decree has been issued ) when a timely appeal has been held to
be moot due to a change in factual conditions and therefore no
decision is rendered on the merits of the appeal.

This question is important because exposure to liability for
costs (including attorneys’ fees) inflicts the same financial
harm, and has the same chilling effect on individuals charged
with protecting the public interest, as has exposure to financial
liability following a judgment on the merits. Such financial
jeopardy, and the attendant reluctance of public officials to do
their duty, should not be incurred where public officials have
acted lawfully and out of necessity. Certainly, to expose any
defendant to such costs without a meaningful right to appeal is
contrary to all notions of fair play and due process. Congress
cannot have intended this result. In this petition it is respect-
fully urged that the Ninth Circuit has misread this Court’s
analysis of 42 U.S.C. Section 1988. It is therefore necessary for
this Court to rule upon the application of this attorneys’ fees

8

section in actions such as the present one where the doctrine of
mootness has intervened to deprive litigants of their right to
appeal adverse and improper holdings of the District Courts.

THIS COURT HAS NOT HERETOFORE DETERMINED
THE APPLICABILITY OF 42 U.S.C. SECTION 1988 IN
CASES INVOLVING MOOTNESS ON APPEAL

The rationale of the Ninth Circuit in finding the respond-
ents herein to be “prevailing parties” is based chiefly upon this
Court’s holdings in two recent cases: Hanrahan v. Hampton,

US. , 100 S. Ct. 1987 (1980); and Maher v. Gagne,

US. , 100 S. Ct. 2570 (1980).8 Reliance upon these
decisions in this case is inappropriate in that they do not involve
the same, or even similar, issues as are at stake here.

Specifically, Hanrahan, supra, was a case in which this
Court disallowed an award of attorneys’ fees which had been
made after certain criminal defendants successfully sought
reversal of directed verdicts against them and also secured the
reversal of certain discovery orders. Although it is true, as the
Ninth Circuit points out, that a party need prevail only “on the
merits of at least some of [their] claims” to be a “prevailing
party” for purposes of 42 U.S.C. Section 1988,° it is also true
that the context in which this is said in the Hanrahan opinion,
supra, at 100 S. Ct. 1989 is that: “*. . . [I]t seems clearly to have
been the intent of Congress to permit such an interlocutory
award to a party who has established his entitlement to some
relief on the merits of his claims, either in the trial court or on
appeal.” Continuing, the Court also says: “... Congress in-
tended to permit the interim award of counsel fees only when a
party has prevailed on the merits of at least some of his claims.
For only in that event has there been a determination of the

8 See Appendix A at pages A3 and A4.
9See Appendix A. at page A3.

9

substantial rights of the parties, which Congress determined
was a necessary foundation for departing from the usual rule in
this country that each party is to bear the expense of his own
attorney.” [footnote omitted] This Court then reversed the
award of attorneys’ fees in the Hanrahan case.

Clearly, in the instant case there has been no determination
of the “substantial rights of the parties.” Here, the District
Court issued a preliminary injunction, which decision was
timely appealed. The Ninth Circuit ruled the issues raised by
the complaint and appeal to be moot and vacated the action of
the District Court. 1°

In the present case the inescapable fact is that the appellate
court made only one determination: there were no substantial
rights before it to adjudicate. Therefore, the only result in this
case consistent with the reasoning of Hanrahan, supra, is that
there is no basis for an award of attorneys’ fees. It must
accordingly be said that the Hanrahan case is not authority for
an award of attorneys’ fees in a case which is held to be moot
on appeal.

Likewise, the case of Maher v. Gagne, supra, provides no
authority for determining this action. Maher, supra, stands for
the proposition that a party nay, by a consensual agreement or
settlement, sufficiently achieve the ends of his litigation to be
considered a “prevailing party” under 42 U.S.C. Section 1988.
The petitioners do not dispute this proposition. However, there
is absolutely nothing consensual about a trial court judgment
which is properly appealed. There has been no determination
that these petitioners are incorrect in their claim that they acted
properly and within the law in all matters material to this
action. To allow them, on these facts, to suffer the imposition of

10 See Appendix C.

10

costs (attorneys’ fees) is tantamount to a declaration that the
mere fact of the filing of the original lawsuit itself is more
important than the legal merits of the suit. The absurdity and
injustice of such a result must be evident to all.

Although the Ninth Circuit has said in this case that the
respondents “did obtain a judicial determination that [the
petitioners] had acted unconstitutionally,”'! the petitioners
respectfully, but forcefully, disagree. The ultimate result of the
petitioners’ appeal to the Ninth Circuit was the vacating of the
“determination that [they] had acted unconstitutionally” and
mere silence on all other issues. '2

Therefore, petitioners find no similarity or guiding prin-
ciple in the Maher case, supra which authorizes or sustains the
judgment below in this matter.

11 See Appendix A at page A4.
12 See Appendix C.

11

iil
CONCLUSION

Neither counsel for the respondents in their pleadings
below, nor the United States Court of Appeals for the Ninth
Circuit in its opinion herein, have been able to predicate or
justify the award of forty-five thousand dollars in attorneys’ fees
in this case by citation of authority from this Court. This
important question is truly one of first impression in the
Supreme Court. Petitioners urge this Court to consider the
question and declare a rule of law for the guidance of all
federal courts in the implementation of the provisions of 42
U.S.C. Section 1988 and to prevent injustice in this case.

DATED: October 16, 1980.

Respectfully submitted,

GEORGE AGNOST
City Attorney
STEVEN A. DIAz
Deputy City Attorney

Attorneys for Petitioners
Joseph L. Alioto, et al.

Appendices

la

APPENDIX A

United States Court of Appeals

For THE NINTH CIRCUIT

—)
JOSEPH B. WILLIAMS AND
LEO BAZILE, et al., No. 78-2965
Plaintiffs-Appellees,
VS. D.C. Nos.
C-74-866-AJZ
JOSEPH L. ALIOTO, et al., C-74-867-AJZ
Defendants-Appellants

OPINION

APPEAL FROM THE UNITED STATES DISTRICT
COURT FOR THE NORTHERN DISTRICT OF CALIFOR-
NIA HONORABLE ALFONSO J. ZIRPOLI, PRESIDING
ARGUED AND SUBMITTED JULY 8, 1980.
Before: WRIGHT, KENNEDY and HUG,
Circuit Judges.

Per Curiam:

This is an appeal from a judgment of the district court
awarding attorneys’ fees to the appellees as prevailing parties in
their civil rights action against officials of the City of San
Francisco and officials of the Police Department. The appellees
in two consolidated actions challenged police practices, which
occurred from April 17, 1974 to April 25, 1974, known as
“Operation Zebra.” A series of unsolved murders had occurred
in San Francisco, and the San Francisco Police Department

2a

initiated a special investigative procedure known as “Operation
Zebra” to attempt to identify and capture the killer or killers.
Police directives and memoranda authorized officers to stop
and frisk black males resembling two composite drawings and
having described physical characteristics, with no other in-
dication that they had engaged in or were engaging in criminal
activity. Over 600 persons were stopped and “pat searched” in
the course of the operation.

The plaintiffs in the two actions sought declaratory and
injunctive relief on behalf of black male persons who had been
stopped, or were subject to being stopped, pursuant to the
“Operation Zebra” practices. After an evidentiary hearing the
district court entered findings of fact and conclusions of law and
issued a preliminary injunction against the practices. One of the
conclusions of law was that the plaintiffs were entitled to
reasonable attorneys’ fees.

The police officials appealed the preliminary injunction.
Before the appeal was heard, four persons were identified as the
“Zebra” killers and were convicted and sentenced. The police
investigation of the “Zebra” killings ceased; consequently, this
court dismissed the appeal as moot and vacated the preliminary
injunction, Williams v. Alioto, 549 F.2d 136 (9th Cir. 1977). A
more complete statement of the facts is set forth in that opinion.

The appellees moved the district court to set the amount of
the attorneys’ fees. The district court reviewed the detailed
affidavits submitted by plaintiffs’ attorneys and heard argu-
ments from all parties. The district court entered in order
awarding $25,000 to the Bazile attorneys and $20,000 to the
Williams attorneys, with a recitation of findings supporting the
award. Judgment was thereafter entered on the award.

Appellants argue that because this court dismissed as moot
the appeal from the grant of the preliminary injunction, the

3a

appelices were not “prevailing parties” under the Civil Rights
Attorney’s Fees Act of 1976 (the “Act”), 42 U.S.C. Section
1988. We conclude that by obtaining the preliminary in-
junction appellees “prevailed on the merits of at least some of
[their] claims.” Hanrahan v. Hampton, 48 U.S.L.W. 3780,
3781 (June 2, 1980)(per curiam). The preliminary injunction
prevented appellants from continued enforcement of their
Original guidelines, which is precisely the relief appellees
sought. Appellees succeeded on a “significant issue in litigation
which achieve[d]. . . the benefit the parties sought in bringing
suit.”” Sethy v. Alameda County Water District, 602 F.2d 894,
897-98 (9th Cir. 1979), cert. denied, 100 S.Ct. 734 (1980). See
also Nadeau v. Helgemoe, 581 F.2d 275, 278-79 ( Ist Cir. 1978).
Our previous dismissal of the appeal as moot and vacation of
the district court judgment does not affect the fact that for the
pertinent time period appellees obtained the desired relief,
upon findings by the district court that the original guidelines
were unconstitutional.

Fee awards are authorized in cases where a party prevails
through a settlement rather than by litigatiou::

Nothing in the language of Section 1988 condi-
tions the District Court’s power to award fees on full
litigation of the issues or on a judicial determination
that the plaintiff's rights have been violated.

Maher v. Gagne, 40 CCH S.Ct. Bull. P. B3605, B3613 (June 25,
1980). In the present case there is even more reason to award
attorneys’ fees, where appellees did obtain a judicial determina-
tion that appellants had acted unconstitutionally.

Appellants contend that because they enjoy good faith
immunity in an action for damages, they should likewise be
protected against an award of attorneys’ fees in the absence of

4a

bad faith. Because appellants were sued in their official
capacities, their good faith does not bar an award of attorneys’
fees, as it would were the award to be paid by officials. See
Universal Amusement Co. v. Hofheinz, 616 F.2d 202, 204 n.1
(Sth Cir. 1980); Nadeau v. Helgemoe, 581 F.2d at 280; Pickett
v. Milam, 579 F.2d 1118, 1120-21 (8th Cir. 1978).

iil

The appellants argue that an award of attorneys’ fees
against them in their official capacities which will be paid by the
municipality cannot be made because the City of San Francisco
was not named as a party. At the time this suit was brought the
City of San Francisco was not considered a proper party under
Monroe v. Pape, 563 U.S. 167 (1961).1 However, the Court
held in Hutto v. Finney, 437 U.S. 678, 699 (1978), that
although the appellants were unable to sue a governmental
entity by name, the suit against the governmental officers in
their official capacities permitted an award of attorneys’ fees to
be paid by the governmental entity.?

IV

The district court retained jurisdiction to award costs. The
original appeal being from an interlocutory order, the district
court retained jurisdiction to continue with other phases of the
case. See DePinto v. Provident Security Life Insurance Co. 374
F.2d 50, 51 n.2 (9th Cir. 1967). In addition, attorneys’ fees
under section 1988 are awarded as an item of costs, see Hutto v.
Finney, 437 U.S. at 695, and thus “will ordinarily be sought
only after litigation.” Knighton v. Watkins, 616 F.2d 795, 797
(Sth Cir. 1980). We dismissed only the appeal as moot in our
prior decision, not the entire action. Appellees were therefore
free to apply for attorneys’ fees in the district court. See Crowell
v. Mader, 62 L.Ed. 2d 701, 703 (1980).

The district court awarded the fees in the present case as
part of its original order, with the amount to be set later.

Sa

Claims for attorneys’ fees ancillary to the case survive inde-
pendently under the court’s equitable jurisdiction, and may be
heard even though the underlying case has become moot. See
Reiser v. Del Monte Properties Co., 605 F.2d 1135, 1140 (9th
Cir. 1979); Schmidt v. Zazzara, 544 F.2d 412, 414-15 (9th Cir.
1976).

Vv

The appeal from the grant of the preliminary injunction
was before this court when the Act was passed in 1976. The
Act applies to all cases pending on the date of its enactment.
Cases on appeal on the date of enactment are pending for
purposes of fee awards, see Hutto v. Finney, 437, U.S. at 694-95
n.23; Sethy v. Alameda County Water District, 602 F.2d at 897;
Molina v. Richardson, 578 F.2d 846, 854 (9th Cir.), cert.
denied, 439 U.S. 1048 (1978), thus the award of fees under
authority of the Act in this case is proper.

VI

Considering all the circumstances of this case, we reject
appellants’ contention that a full evidentiary hearing was
required on the motion to set fees. Appellants were notified on
July 5, 1977, that the court intended to award fees. On October
21, 1977, appellants entered a stipulation that argument on the
motion be continued from November 7, 1977, to November 21,
1977, and that appellants would not request further factual
information from appellees, although further factual findings
by the district court could be requested. On November 10,
1977, appellants requested a continuance and permission to
conduct further discovery. In view of the stipulation and the
lateness of this request, the district court did not abuse its
discretion in relying on the submitted affidavits and oral
arguments in setting the fee awards.

The affidavits before the court were sufficiently detailed to
enable the court to consider all the factors necessary in setting

6a

the fees. See Fed. R. Civ. P. 43(e); Dennis v. Chang, 611 F.2d
1302, 1308-09 (9th Cir. 1980). Some of the arguments
presen‘ed by appellants on appeal were argued to the district
court and considered by it in making the award. See Id. As to
those factois, a full evidentiary hearing would have added little.
With respect to the other claims we note that appellants
requested either further briefing or an evidentiary hearing.
Again, in light of the lateness of the request, the district court
properly denied the request and relied on the arguments
presented in appellants’ motion and at oral argument. We note
that after consideration of the affidavits and argument the
district court did substantially reduce the amount of fees
requested by appellees.

The district court adequately considered the requisite
factors as set forth by this court in Kerr v. Screen Extras Guild,
Inc., 526 F.2d 67, 70 (9th Cir. 1975), cert. denied, 425 U.S. 951
(1976), in setting the amount of the fees, and we find no abuse
of discretion. See Id. at 69. Cf., Ellis v. Cassidy, Nos. 79-4160,
78-2483 and 77-4009, slip op. at 3852 (9th Cir. June 20, 1980)
(remand proper where district court fails to consider Kerr
factors). The most important factors relied upon by the district
court in setting the amount in the present case are factors we
have cited approvingly in determining awards under section
1988. See Dennis v. Chang, 611 F.2d at 1308.

Finally, we reject appellants’ contention that the court
should have differentiated between persons actively involved in
the “Operation Zebra” program and others sued only because
of their official title. As the court made clear in Hutto v. Finney,
the present injunctive suit was, for all practical purposes,
brought against the City of San Francisco. Because the award
is against the appellants in their official capacities it will be paid
by the City. See Hutto v. Finney, 437 U.S. at 699-700; Pickett v.
Milam, 579 F.2d at 1121 n.4. There is therefore no need to
make such a determination.

We affirm the order of the district court awarding the
attorneys’ fees against the appellants in their official capacity.

Ta

Appellees are also entitled to a reasonable fee for their services
on this appeal. We deem it appropriate to remand to the
district court for a determination of the time spent, and fees to
be awarded, on this appeal.

AFFIRMED.

' The Court has since recognized municipalities as “persons” that
may be sued under Section 1983. See Monnell v. New York City
Department of Social Services, 436 U.S. 658 (1978).

2 Appellants argued at oral argument that the rationale of Owen
v. City of Independence, 48 U.S.L.W. 4389 (April 14, 1980), pre-
cluded an award of attorneys’ fees against the individual defendants
unless bad faith was proved. However, the Court in Owen holds that
the good faith of the officers is not defense to the liability of the city as
it is to the liability of the individuals in their individual capacity. An
award of attorneys’ fees in this case, which is to be paid by the city,
not the individuals, is consistent with Owen.

3We note that appellees have not identified any one of the
named defendants as not being involved in some way in the oper-
ation.

lb

APPENDIX B

UNITED STATES DISTRICT COURT

FoR THE NORTHERN DisTRICT OF CALIFORNIA.

5

LEO BAZILE, et al.,
Plaintiffs, | No. C-74-0867 AJZ
and
VS. No. C-74-0866 AJZ
Consolidated Actions
JosePH L. ALioTo, et al.,
Defendants.

ORDER AWARDING ATTORNEY’S FEES

This matter having come before the court pursuant to
motion regularly filed, the court having considered the briefs
submitted by the parties and heard the arguments of counsel,
the court finds as follows:

1. When the preliminary injunction was entered in this
case on April 25, 1974, the court indicated in the findings and
conclusions that “this is an appropriate case for the award of
reasonable attorney’s fees, to be fixed by this Court upon
application of Plaintiffs.”

2. Since the preliminary injunction was entered, the
Supreme Court decided Alyeska Pipeline Service Company y.
Wilderness Society, 421 U.S. 240 (1975), the instant case was
appealed to the United States Court of Appeals, and Congress
passed the Civil Rights Attorney’s Fees Awards Act of 1976, as
reflected in 42 U.S.C. Section 1988.

3. The Ninth Circuit Court of Appeals, in a decision dated
January 25, 1977, and by way of mandate filed in this court
March 4, 1977, ordered that the appeal of the instant case was

2b

dismissed (as moot) and that the judgment of the district court
was vacated.

4. Since the opinion and mandate of the court of appeals
leave in doubt the question whether this court has any contin-
uing jurisdiction to award attorney's fees, the mandate must be
read in conjunction with the opinion of the court of appeals.
See, Ogden v, United States, 323 F.2d 818, 822 (9th Cir, 1963).

5, The mandate of the court of appeals and the opinion of
that court address only the “judgment of the district court”
(which made no mention of attorney’s fees) and dismiss the
appeal. This court concludes, therefore, that the opinion and
mandate of the court of appeals do not deprive this court of
continuing jurisdiction to award attorney’s fees.

6. The instant case can be said to have been “pending” at
the time the Civil Rights Attorney’s Fees Awards Act of 1976
was passed. Stanford Daily v. Zurcher, No. 74-3212 (9th Cir.,
Feb. 2, 1977). Moreover, the plaintiffs herein may be said to
have “prevailed” within the meaning of the Civil Rights
Attorney’s Fees Awards Act of 1976 in that the litigation served
“as a catalyst to effect change and thereby [achieved] a
valuable public service,” thereby making appropriate an award
of fees “even though the suit never [proceeded ] to a successful
conclusion on the merits.” Wilderness Society v. Morton, 495
F.2d 1026, 1034 (D.C. Cir. 1974) (en banc), rev'd on other
grounds sub nom. Alyeska Pipeline Service Co. v. Wilderness
Society, 421 U.S. 240 (1975); see also S. Rep. No. 94-1011,
Cong., 2d Sess. 5 (1976); H.R. Rep. No. 94-1558, 2d Sess. 7-8
(1976).

7. Plaintiffs are entitled to an award of reasonable
attorney’s fees in connection with all district court proceedings,
pursuant to the provisions of the Civil Rights Attorney’s Fees
Awards Act of 1976.

3b

In accordance with the above-enumerated findings, IT IS
THEREFORE ORDERED as follows:

1, Judgment shall be entered dismissing this action;

2. Plaintiffs’ attorneys are entitled to reasonable
attorney’s fees in connection with:

a. all aspects of the proceedings in this court
culminating in entry of the preliminary injunction;

b. all aspects of the proceedings in this court
leading to modification of the preliminary injunction;

c. all other aspects of the proceedings in this court
related to an award of reasonable attorney's fees.

3. The parties are directed to attempt to reach an
agreement within 30 days of the date of this order with
regard to the amount of the costs and fees to be awarded:

4. If the parties fail to agree within 30 days, plaintiffs
may apply to this court for an order fixing the amount of
the fees; and

5. This court retains jurisdiction to determine that
costs and reasonable attorney’s fees are paid in accordance
with the orders of the court.

Dated: July 5, 1977

/s/ ALFONSO J. ZIRPOLI
United States District Judge

4b

UNITED STATES DISTRICT COURT

For THE NORTHERN District OF CALIFORNIA

sat, 7
Leo BAZILE, et al.,

Plaintiffs,
VS. ‘

Joseru L. ALIoTo, et al.,
Defendants.
JoserH B. WILLIAMS, et al.,
Plaintiffs,

VS. ‘

Joseru L. ALIoTo, et al.,
Defendants.

ORDER FIXING THE AMOUNT
OF ATTORNEY'S FEES

Plaintiffs’ motion for an order fixing the amount of reason-
able attorney’s fees for all aspects of the District Court proceed-
ings in this matter came on regularly for hearing on November
21, 1977, after the parties failed to agree upon a settlement of
the fee amount to be awarded.

The court has considered the briefs of all parties, plainuffs’
attorneys’ affidavits, the files and records of the court, the
court’s own observation of the conduct of this litigation by

Sb

plaintiffs’ counsel, and having heard argument in connection
with the fee amount to be awarded, the court finds as follows:

1. Eight attorneys for plaintiffs Leo Bazile et al. have
sought to share in the fee award in the Bazile case. The fees
awarded to the Bazile attorneys will be donated by counsel to
the Northern California Police Practices Project. The eight
attorneys are Amitai Schwartz, Anthony G. Amsterdam, Jer-
ome B. Falk, Jr., Stanley J. Friedman, Paul Halvonik, Luwell
Johnston, Joseph Remcho, and Cecil Poole.

2. Four attorneys for plaintiffs Joseph B. Williams, er al.
have sought to share in the fee award in the Williams case. The
fees awarded will be divided among the four attorneys, Ben-
jamin James, Jr., Cecil McGriff, Garfield Steward, and Nathan-
iel Cooley.

3. The court has wide discretion in fixing the fee amount to
be awarded, and relies upon the decision in Stanford Daily v.
Zurcher, 64 F.R.D. 680 (N.D. Cal. 1974) aff'd 550 F.2d 464
(9th Cir. 1977), cert. granted 46 L.W. 3182 (U.S., October 3,
1977) as its principal guide in exercising its discretion in this
case.

4. The court has considered the amount of time reasonably
devoted by plaintiffs’ attorneys to the litigation; the value of the
time in light of the experience, reputation and ability of each set
of plaintiffs’ attorneys; the quality of the attorneys’ presentation,
and the important constitutional rights that were vindicated in
these cases. These factors have been considered in connection
with the court’s opportunity to view the attorneys’ work during
the course of the litigation and the information provided by the
parties.

5. Some of the hours expended by both sets of attorneys is
unreasonable in light of the issues presented, but the court
believes it is appropriate to treat each set of attorneys separately
for purposes of the fee award, and to balance necessary and
unnecessary hours in computing an average overall hourly rate

6b

in order to reach a fee amount which is reasonable. The court
recognizes that defendants had numerous attorneys assigned to
this case, including members of the San Francisco Police
Department’s Legal Office.

6. The court has also considered the customary fee for
similar work, recognizing that $50 per hour was awarued in the
Stanford Daily case in 1974, for time devoted in 1971, 1972,
and 1973, an amount which defendants concede would be
appropriate.

7. The attorneys in the Bazile case have claimed 460.25
hours. The court believes that some of the hours claimed were
unnecessary, but that an average hourly rate of approximately
$50 is a reasonable rate which balances all of the factors,
including the fact that some hours were unnecessary, and that
some attorneys could command a higher rate than others. The
court further believes that $2,000 is an appropriate premium
which takes into account the contingent nature of the com-
pensation and the quality of the attorneys’ work. The total sum
of $25,000 is reasonable.

8. The attorneys in the Williams case have claimed 431.5
hours. The court believes that some of the hours claimed were
unnecessary, but that an average overall hourly rate of approxi-
mately $45 is a reasonable rate which balances all of the
factors, including the fact that some hours were unnecessary,
and that some attorneys could command a higher rate than
others. The court further believes that $1,000 is an appropriate
premium. The total sum of $20,000 is reasonable.

In accordance with the above enumerated findings, IT IS
THEREFORE ORDERED as follows:

1. Plaintiffs’ counsel in Bazile v. Alioto, No. C-74-0867
AJZ, shall recover from defendants the sum of $25,000 as
reasonable attorneys’ fees for all aspects of the District Court
proceedings in this litigation, to be donated to the Northern
California Police Practices Project.

7b

2. Plaintiffs’ counsel in Williams v. Alioto, No. C-74-0866
AJZ, shall recover the sum of $20,000 as reasonable attorneys’
fees for all aspects of District Court proceedings in this litiga-

tion, to be divided among the attorneys who submitted affida-
vits to the court.

/s/ ALFONSO J. ZIRPOLI
United States District Judge

DATED: 4-17-78

Ic

APPENDIX C

No. 74-2149

Wnited States Court of Appeals

For THE NINTH CIRCUIT

Jan. 25, 1977

JOSEPH B. WILLIAMS AND LEO BAZILLE (sic), et al.,
Plaintiffs-Appellees,

VS.

JosePH L. ALIOTO, et al.,
Defendants-Appellants.

An order of the District Court of the Northern District of
California, Alfonso J. Zirpoli, J., preliminarily enjoined officials
of a municipal police department from continuing certain
practices of “Operation Zebra,” a program involving stopping,
frisking, and questioning black males. Defendants appealed.
The Court of Appeals, Trask, Circuit Judge, held that, by
reason of convictions and cessation of the homicides, the appeal
was moot.

Appeal dismissed, and judgment of the District Court
vacated.

Before TRASK and GOODWIN, Circuit Judges, and
BOHANON, * District Judge.

* The Honorable Luther Bohanon, Senior United States District
Judge for the Northern, Western and Eastern District of Oklahoma,
sitting by designation.

2c

TRASK, Circuit Judge:

This is an appeal from an order of the district court of the
Northern District of California that preliminarily enjoined
officials of the San Francisco Police Department from contin-
uing certain practices of “Operation Zebra,” a program in-
volving the stopping, frisking, and questioning of black males
who resembled an unapprehended murderer. Jurisdiction to
hear this appeal is based upon 28 U.S.C. Sections 1291,
1292(a)(1). Because there is no longer a case or controversy
under Article III of the Constitution, we dismiss the appeal as
moot and vacate the judgment of the district court.

Between December 1973 and April 1974, a series of
unsolved murders and attempted murders terrorized the City of
San Francisco. All 17 victims were white; witnesses and
surviving victims described the assailant or assailants as black,
male, and 20 to 30 years of age. No apparent motive existed
for the shootings, which occurred during the evening hours at
various locations in the City.1 According to the statements of
some city officials, tensions were developing that created a
danger of racial conflict and violence.

The San Francisco Police Department initiated a special
investigation of the crimes, assigning the letter “Z” and the
code name “Zebra” to the shootings. Because of the failure of
traditional, although intensified, law enforcement techniques to

1 For convenience, this opinion generally will discuss the murder-
er or murderers in the singular. During the investigation, law
enforcement officials did not know how many people were responsible
for the shootings. At times, police officials referred to one killer, but
on other occasions they discussed several assailants. On March 29,
1976, four persons were convicted of these crimes after a jury trial in
the Superior Court of the County of San Francisco, California. People
v. Moore, No. 88244 (Super. Ct. Cal. 1976).

3c

apprehend the murderer, the Department decided to imple-
ment a saturation campaign designed to identify and capture
the killer. On April 17, 1974, Captain Taylor issued an
intradepartmental memorandum describing the nature of “Op-
eration Zebra.” Ail officers on patrol were authorized to “stop
those persons who fit the description of the suspects, making a
pat search of their person for possible weapons, [after which] a
Field Interrogation Card shall be completed.” Plaintiffs’ Exhib-
it No. 1. The description or “profile” consisted of two parts.
First, two composite sketches of the suspect prepared from
eyewitness descriptions were included in the profile. Second,
Taylor’s directive supplemented these drawings with a general
description of the “Zebra killer” and his modus operandi:

“These murders have been committed by:
One or two Black males

20 to 30 years old

5 foot 8 to 6 foot

Slender to medium build

On foot or in a passenger vehicle

Armed with a 32 ca. automatic between the hours of
2000 to 2300.” Id.

The directive did not indicate that the officers were expected to
consider a person’s behavior as a factor in deciding whether to
stop him.

During the period from April 18, 1974, to April 23, 1974,
police officials issued several more directives relating to Oper-
ation Zebra. An April 18 verbal order by Captain Barca to a
special Operation Zebra detail and two written orders from
Police Chief Scott, dated April 19 and April 22, created some
confusion over whether the Operation Zebra frisks were
mandatory or discretionary. All three orders indicated that
stops could continue being made on the sole basis of resem-
blance to the profile, however. An April 23 memorandum from
Barca to the special Zebra Command stated:

4c

“From now on, be more selective when making
stops. Make them when the individual [not only
resembles the profile but] is acting, or appears to be,
out of the ordinary.” Plaintiffs’ Exhibit No. 7.

No evidence indicates that this directive applied to ordinary
patrol officers, a much larger group.

On April 25, 1974, Chief Scott issued another order, the
“Revised Zebra Guidelines,” directed to the entire Police
Department and superseding prior oral and written instructions.
With some additions, the revised guidelines, like earlier memo-
randa, contained a list of the suspect’s physical characteristics
and modus operandi, and referred officers to the composite
drawings of the killer. The guidelines also contained detailed
provisions regulating the nature of contacts, stops, police con-
duct during stops, frisks, and frisk procedures. In its section on
stops, the guidelines provided a “list [containing] ... some
factors which—alone or in combination—may be sufficient to
establish ‘reasonable suspicion’ for a stop.” Defendants’ Exhib-
it E at 3 (emphasis in original). These factors included, inter
alia, the suspect’s appearance (“Does he generally fit the
description of the person wanted for the particular offense being
investigated?”), the time of day and area of the stop, the
officer’s prior knowledge and source of information about the
suspect, and the suspect’s pattern of conduct (“Does the
person’s conduct resemble the pattern of conduct of modus
operandi followed in the Zebra assaults?”). Jd. at 3-4. The
guidelines cautioned that an officer could make a stop only on
the basis of specific, articulable facts which justified him in
believing that a crime had been committed by the person
stopped.2

2 In pertinent part, the guidelines stated:

“Basis for a Stop. If an officer reasonably suspects
that a person has committed, is committing, or is about to
commit any crime, he has the authority to stop that person.

(footnote continued)

Sc

The guidelines stated that frisks were discretionary: “A
law enforcement officer may frisk any person whom he has
stopped when the officer reasonably suspects that the person is
carrying a concealed weapon or dangerous instrument and that
a frisk is necessary to protect himself or others.” Defendants’
Exhibit E at 5-6. Factors which alone or in combination
justified a frisk included the person’s appearance (‘Do his
clothes bulge in a manner suggesting the presence of an object
capable of inflicting injury?’”’), his actions, the officer’s prior
knowledge about the suspect, and the time of day and location
of the stop. Jd. at 6. The guidelines did not indicate that a frisk
could be made on the sole basis of the suspect’s resemblance to
the composite drawings.

On April 19, 1974, and April 22, 1974, several days before
the issuance of the revised guidelines, plaintiffs brought class
actions seeking declaratory and injunctive relief from alleged
Fourth Amendment violations of the Zebra program. They
brought the actions on behalf of all black males who were
stopped or subject to being stopped pursuant to the directives.
For purposes of an evidentiary hearing and a ruling on the
motions for declaratory and injunctive relief, the court consoli-
dated the cases.

(footnote continued from previous page)

He may exercise this authority in any place that he has a
right to be. Both pedestrians and persons in vehicles may
be stopped.

“Reasonable Suspicion. The term ‘reasonable suspi-
cion’ is not capable of precise definition; it is more than a
hunch or mere speculation on the part of an officer, but less
than the probable cause necessary for arrest. It may arise
out of a contact, or it may exist prior to or independently of
a contact. Reasonable suspicion has been defined as a
combination of specific and articulable facts, together with
reasonable inferences from those facts, which in light of
the officer’s experience, reasonably justify believing that
the person to be stopped had committed, was committing,
or was about to commit a crime.”

6c

On April 25, 1974, shortly after the promulgation of the
revised guidelines, the district court ended its evidentiary
hearing, entered its findings of fact and conclusions of law, and
issued a preliminary injunction. In its findings of fact, the court
stated that the directives and memoranda issued between April
17, 1974, and April 22, 1974, were similar in their authorization
“that officers stop black male individuals physically resembling
two composite drawings... and having other general physical
characteristics [described in the directives], although such
individuals exhibited no other characteristics or activites that
could lead a reasonable officer to believe that the particular
individual had engaged in or was presently engaging in crimi-
nal activity.”C.T. at 91-92.3 As to the April 25 revised
guidelines, the court found that, despite their detailed provi-
sions regulating stopping and frisking, they continued to “‘au-
thorize a forcible stop on no more than a determination that the
subject ‘fit{s] the description of the persons wanted’ for the
Zebra slayings ....”C.T. at 93. The court also observed that in
the eight day period from April 17 to April 25, over 600 black
males were stopped pursuant to Operation Zebra.

The court concluded that “(t]he forcible stoppings of
individuals [pursuant to both the original Zebra directives and
their successive modifications] upon the ground of resemblance
to the suspect... and portrayed in the composite drawings...
without additional reliable evidence which, judged objectively,
presents sufficient indicia of reliability to warrant a reasonable
police officer in concluding that the particular individual
stopped has committed or is committing a criminal offense,
violates the Fourth and Fourteenth Amendments to the Con-
stitution of the United States.” C.T. at 95. It also held that the
revised guidelines of April 25, “to the extent that they continue

3The court noted that the April 23 directive to the Zebra
Command limiting “the class of persons subject to stop to an
individual who ‘is acting, or appears to be, out of the ordinary,’ ” had
not been issued to the larger number of ordinary patrol officers, who
continued to operate under the prior instructions. C.T. at 92.

Tc

to authorize and direct the forcible stop of large numbers of
black male persons who fit the genera! description contained
therein and in the aforesaid composite drawings without addi-
tional reliable evidence” giving a police officer reasonable
suspicion to conclude that an individual has committed a crime,
were unconstitutional. Jd. The court held that the pat-down
searches were unconstitutional because “the stoppings are
unconstitutional... and... the pat-down searches are made
without reasonable grounds to believe that the particular
person patted down is armed and dangerous.” Jd. (citations
omitted. )

The preliminary injunction enjoined the San Francisco
Police Department from “‘[f]Jorcibly stopping on the street any
person on the ground that such person appears to be within the
so-called ‘profile’ of the suspected ‘Zebra’ killer unless other
independent evidence (such as the conduct of the suspect)
known to the officer create a reasonable suspicion that such
person had committed or is committing a crime.” C.T. at 100.
It also enjoined pat-searching and the preparation of field
interrogation cards in the absence of similar independent
evidence.

On April 26, 1974, after the district court denied their
motion for a stay of the injunction pending appeal, defendants
filed a notice of appeal to this court. The substantive issue on
appeal is whether Operation Zebra violated the Fourth Amend-
ment prohibition against unreasonable searches and seizures.
As a threshold matter, however, we must determine whether
this issue is moot.

[1,2] The Supreme Court has stated that the duty of a
federal court “is to decide actual controversies by a judgment
which can be carried into effect, and not to give opinions upon
moot questions or abstract propositions, or to declare principles
or rules of law which cannot affect the matter in issue in the
case before it.” Mills v. Green, 159 U.S. 651, 653, 16 S.Ct. 132,
133, 40 L.Ed. 293 (1895). The inability of federal courts “to

8c

review moot cases derives from the requirement of Article III of
the Constitution under which the exercise of judicial power
depends upon the existence of a case or controversy.” Liner v.
Jafco, Inc., 375 U.S. 301, 306 n.3, 84 S.Ct. 391, 394, 11 L.Ed.2d
347 (1964). “Simply stated, a case is moot when the issues
presented are no longer ‘live’ or the parties lack a legally
cognizable interest in the outcome.” Powell v. McCormack, 395
U.S. 486, 496, 89 S.Ct. 1944, 1951, 23 L.Ed.2d 491 (1969).4

Two events have raised the possibility that the appeal in
the present case is moot. On April 25, 1974, shortly before the
issuance of the injunction, the San Francisco Police Department
promulgated “Revised Zebra Guidelines” which appellants
contend corrected any constitutional infirmities in the earlier
directives. Some testimony by Police Chief Scott suggested
that, in addition to similarity to the profile and the physical data
range, the April 25 directives required officers to have inde-
pendent evidence of other conduct before they could make an

4 The requirement of a “case or controversy” applies to an action
for declaratory and injunctive relief, as does the “repetition/evasion”
exception to the mootness doctrine, discussed infra. Super Tire
Engineering Co. v. McCorkle, 416 U.S. 115, 94S.Ct. 1964, 40 L.Ed. 2d
1 (1974); 28 U.S.C. Section 2201.

9%

Operation Zebra stop.5 Appellants argue that this additional
requirement gave police officers reasonable Suspicion for

Fourth Amendment purposes when they stopped citizens.

Similarly, during the hearing the court suggested that the

revised guidelines of April 25 were more restrictive than the
preliminary injunction proposed initially by appellees. This

5 Police Chief Scott testified:

“THE COURT: Are you telling us that in addition to the
profile and the resemblance of the individual to the profile,
that in order to stop now, you are asking the officers to
have independent evidence of other conduct?

“THE WITNESS: Yes, sir, | would say that something
extra, something else—right.” R.T. at 240. During cross-
examination, Scott stated:

“Q. Let me ask you this, Chief. Did you intend by these
revised guidelines to do anything new or different in your
search for the Zebra killer?

“A. Yes, I would say that my intention would be to
probably have the men have a little more substance or
reason for making stops in this particular Zebra case. In
other words, just as Chief Barca promulgated his order,
when we make stops, we want to have a little bit more
than just the composite picture, the profile. And I see
nothing wrong with it.” R.T. at 259.

6 During a discussion with the City Attorney, the court stated:

“THE COURT: I have before me the proposed prelimi-
nary injunction, I have just read these proposed guidelines.
I find that from the point of view of the police and law
enforcement, these proposed provisions of the preliminary
injunction appear to be even more liberal than the guide-
lines. The only thing wrong with the guidelines is the fact
that they use the word ‘Zebra.’ Now, just reflect on this
proposed preliminary injunction. This proposed prelimi-
nary injunction is restricted to forcible stopping, forcibly
stopping. Now, don’t you think that we could reflect upon
this for a moment and we could come to an under-
standing? Wouldn't the City Attorney be better off if he
were to consent to the entry of this particular preliminary

(footnote continued)

10c

evidence supports the argument that by April 25, 1974, the
Police Department voluntarily had remedied any constitutional
defects in its behavior, and that, since questions no longer
existed about the constitutionality of the Zebra program, the
district court issued an injunction in a controversy that had
ended.

Even more important, on March 29, 1976, four defendants
identified in a State of California Superior Court criminal action
as the Zebra killers were convicted and sentenced to lengthy
prison terms.” No information suggests that the Police Depart-

(footnote continued from previous page)

injunction, in light of the guidelines that have now been
submitted? These guidelines, in my view, constitute a
possibly greater encroachment than the preliminary in-
junction is.

“MR. O'CONNOR: If I may respond, Your Honor?

“THE COURT: I mean, these guidelines constitute a
lesser encroachment than the preliminary injunction. |
think the guidelines are more liberal and in the greater
interest of the people than the preliminary injunction is.
The only difference is that this happens to be entitled
‘Zebra.’ That’s the fact that we are confronted with at the
moment.” R.T. at 262-63.

In a discussion with Deputy City Attorney Agnost about
the need for an injunction, the court stated:

“MR. AGNOST: Well, the issue before the Court, Your
Honor, is whether or not a preliminary injunction should
issue at this time,

“THE COURT: I think it should, in the light of the prior
history. I don’t think that this is....And it does not
reflect on the Police Department if it does, because the
Police Department has already agreed, not only to do
everything that any injunction of the Court would call for,
but they have done so before any order of the Court, and
they have gone further than any order of the Court;
because they have established and are providing adequate
guidelines for not only forcible stopping but for any type of
approach situation.” R.T. at 265-66.

7 People v. Moore, No. 88244 (Super. Ct. Cal. 1976).

lle

ment still is investigating the Zebra murders, or that it is
making stops pursuant to Operation Zebra. Under a straight-
forward application of the case or controversy requirement, the
cessation of the mass murders, the termination of Operation
Zebra, and the conviction of the Zebra killers appear to have
divested the parties of any legally cognizable interest in the
constitutional issues engendered by the stops and frisks. Hence,
any opinion by this court would seem to be advisory only.

[3] The general principles of mootness contain an impor-
tant exception, however, which we must address before holding
that this appeal is moot. In Southern Pacific Terminal Co. v.
ICC, 219 U.S. 498, 515, 31 S.Ct. 279, 283, 55 L.Ed. 310
(1911), the Supreme Court stated that its jurisdiction “ought
not to be, as [it] might be, defeated, by short term orders,
capable of repetition, yet evading review...” This doctrine
has been used frequently in the last 60 years and applies to
court orders and injunctions similar to that involved in the
instant case. See Nebraska Press Ass'n v. Stuart, 427 U.S. 539,
96 S.Ct. 2791, 49 L.Ed.2d 683 (1976); Carroll v. President and
Commissioners, 393 U.S. 175, 89 S.Ct. 347, 21 L.Ed.2d 325
(1968).

[4] The first aspect of the repetition/evasion exception
involves a determination of the possibility of repetition of the
challenged law or conduct. When events have permanently
destroyed any possibility of repetition, the case is moot. Board
of School Commissioners v. Jacobs, 420 U.S. 128, 129, 95 S.Ct.
848, 43 L.Ed.2d 74 (1975); DeFunis v. Odegaard, 416 U.S. 312,
317, 94 S.Ct. 1704, 40 L.Ed.2d 164 (1974). Similarly, when
the chance of repetition is remote and speculative, there is no
jurisdiction. SEC v. Medical Committee for Human Rights, 404
U.S. 403, 406, 92 S.Ct. 577, 30 L.Ed.2d 560 (1972); Hall v.
Beals, 396 U.S. 45, 49, 90 S.Ct. 200, 24 L.Ed.2d 214 (1969).
“The necessary determination is that there exists some cogni-
zable danger of recurrent violation, something more than the
mere possibility which serves to keep the case alive.” United
States v. W. T. Grant Co., 435 U.S. 629, 633, 73 S.Ct. 894, 898,

12c

97 L.Ed. 1303 (1953). This requirement would not be satisfied
“if subsequent events made it absolutely clear that the allegedly
wrongful behavior could not reasonably be expected to recur.”
United States v. Concentrated Phosphate Export Ass’n, 393 U.S.
199, 203, 89 S.Ct. 261, 264, 21 L.Ed.2d 344 (1968).

[5] The evasion branch of the test is fulfilled when “the
challenged action was in its duration too short to be fully
litigated prior to its cessation or expiration...” Weinstein v.
Bradford, 423 U.S. 147, 149, 96 S.Ct. 347, 349, 46 L.Ed.2d 350
(1975). The case should be within a class normally incapable
of appellate review because of the lapse of time. See Roe v.
Wade, 410 U.S. 113, 125, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973);
Dunn v. Blumstein, 405 U.S. 330, 333, n.2, 92 S.Ct. 995, 31
L.Ed.2d. 274 (1972). In making its decision on evasion, a court
examines a variety of factors such as the probability that a
subsequent suit challenging the action will be brought and the
likelihood that it will reach appellate review. See DeFunis v.
Odegaard, supra, 416 U.S. at 319, 94 S.Ct. 1704.

[6,7] Applying this doctrine to the present case, we hold
that the April 25 revised guidelines did not moot this legal
action. Even if they did correct constitutional infirmities in the
earlier directives, the April 25 guidelines did not end the
controversy or divest the district court of the power to grant an
injunction. Between April 17 and April 25, police officials
issued at least six directives relating to the Zebra program. On
this proven record of almost one new order per day, there was
no reason for the court to conclude that new, and possibly
contradictory, pronouncements might not be issued within the
next week. In fact, the guidelines themselves suggested that
they could be revised easily, and that the police officers could
revert to their prior, allegedly unconstitutional, practices. They
provided that they could be “modified or disregarded because
of special circumstances” upon Chief Scott’s authorization,
Defendants’ Exhibit E at 7, and the court found that “absent an
order of this Court to the contrary, they may be modified or
revoked at any time.” C.T. at 93. Just as important, there still

13c

existed questions about whether these revised guidelines even
corrected the constitutional problems of the earlier directives.
Portions of Scott’s testimony suggested that the revised guide-
lines might permit stops on the same challenged basis as the
initial directives. R.T. at 290. The district court, moreover,
found that the April 25 guidelines continued to permit stops on
no more than a determination that the suspect resembled the
composite drawings and other physical characteristics of the
Zebra killer.

Although these factors do not demonstrate the uncon-
stitutionality of the April 25 guidelines, they do show that the
challenged police behavior was very capable of repetition,
either through explicit rejection of the new guidelines or by a
continuation of criteria used in making earlier stops. “It is
settled that an action for an injunction does not become moot
merely because the conduct complained of has terminated, if
there is a possibility of recurrence, since otherwise the defen-
dants ‘would be free to return to “[their] old ways.” ’” Allee v.
Medrano, 416 U.S. 802, 810-11, 94 S.Ct. 2191, 2198, 40
L.Ed.2d 566 (1974) (citations omitted). The defendants have
a heavy burden of showing that they will not revive their
challenged conduct, and mere disclaimers are not satisfactory.
United States v. W.T. Grant Co., supra, 345 U.S. at 633, 73
S.Ct. 894. In the present case, so many questionable circum-
stances existed that this burden was not met.

[8] Even if the March 29, 1976, convictions ended any
chance that Operation Zebra would be used again to apprehend
more Zebra killers, they did not destroy the possibility of a
recurrence of Zebra-like guidelines involving the same chal-
lenged conduct and constitutional questions of Williams v.
Alioto.® Scott testified that, presented with another series of

8 The repetition/evasion exception does not require a repetition
of the exact law or behavior. The focus is on whether the same issues,
arising from a repetition of a similar law or action, are likely to recur.
See Southern Pacific Terminal Co. v. ICC, supra, 219 U.S. at 515, 31
S.Ct. 498.

14c

unsolved homicide, “I would probably issue the same order we
are talking about now.” R.T. at 253. In an effort to show that
the Zebra program was not an extraordinary departure from
normal procedures, he testified that the Zebra guidelines repre-
sented prevailing departmental policy and police behavior, and
that “when it comes to matters of law and procedures, would
apply to any other case or any other investigation or patrol
procedures.” R.T. at 255. With the development of techniques
ensuring a high degree of accuracy, the use of composite
sketches and physical data ranges has become an increasingly
familiar aspect of law enforcement efforts, and can be expected
to continue. 7

[9,10] We hold that the convictions and the cessation of
the homicides have mooted this appeal, however. A mere
speculative possibility of repetition is not sufficient. There must
be a cognizable danger, a reasonable expectation, of recurrence
for the repetition branch of the mootness exception to be
satisfied. We are unable to find this required possibility of
repetition. Despite Scott’s assurances that the Zebra program
represented departmental policy, everyone else involved in the
case viewed the program as an extraordinary effort to appre-
hend a mass murderer. Indeed, the program raised serious
constitutional questions justifying an action for declaratory and
injunctive relief. The likelihood that such a program will be
used in the future is incalculable. Perhaps if the City were
confronted with another series of unsolved homicides that
frustrated normal investigative techniques, a large-scale pro-
gram of stops, frisks, and questioning might reappear. As Chief
Scott stated, the Police Department might again use Zebra-like
guidelines in a similar situation. But the relevant question is: Is
this situation likely to arise? Although we can imagine its
recurrence, we cannot consider it more than a speculative
possibility.

{11] The reasonable likelihood that challenged conduct
or laws will recur is not enough to fulfill this segment of the
repetition/evasion exception. The disputed action mst be

~~ aoe

1Sc

likely to affect again the litigants in the original lawsuit. In class
actions, the repetition need occur as to some of either the
named or unnamed plaintiffs. Sosna v. Iowa, 419 U.S. 393, 95
S.Ct. 553, 42 L.Ed.2d 532 (1975). In the present case, even in
the remote event that Zebra-like guidelines recurred, it is
unlikely that they would burden any of the plaintiffs. Although
there are numerous named and unnamed plaintiffs, this number
is small as compared to the entire population of San Francisco.
It is probable that new guidelines would focus on a new class,
such as white males or black females, and thereby make it
impossible for the present plaintiffs to be affected by their
recurrence.

The Supreme Court has found mootness in factual situ-
ations that were equally unlikely to recur. There was mootness
in Hall v. Beals, supra, 396 U.S. at 49, 90 S.Ct. at 202, where
“appellants will face disenfranchisement in Colorado in 1972
only in the unlikely event that they first move out of the State
and then re-establish residence there within two months of the
presidential election in that year.” Similarly, in Preiser v.
Newkirk, 422 U.S. 395, 95 S.Ct. 233, 45 L.Ed.2d 272 ( 1975),
the Court dismissed a prisoner’s action challenging his transfer
without hearing or explanation from a medium security prison
to a maximum security prison after a showing that he had
returned to the medium security prison. The Court found that
“[a]ny subjective fear [the plaintiff] might have entertained of
being again transferred, under circumstances similar to those
alleged in the complaint . . . [is] indeed remote and speculative
...” Id. at 402-03, 95 S.Ct. at 2335.

We have held that a challenge to extraordinary law
enforcement actions is moot if the state of emergency has
ended, and if both the emergency situation and the allegedly
unlawful police actions are extremely unlikely to repeat them-
selves. In Halvonik v. Reagan, 457 F.2d 311 (9th Cir. 1972),
the State of California promulgated loitering and assembly
regulations in response to several riots and acts of violence that

l6c

occurred in the City of Berkeley. Order was soon restored,
however, and the disputed regulations were rescinded. The
court found that a lawsuit challenging the regulations was moot
because of the unlikelihood that comparable turmoil and
regulations would occur in the City. Jd. at 113-14. Similarly, in
Wilson v. Webster, 467 F.2d 1282 (9th Cir. 1972), the termina-
tion of several weeks of campus unrest and the revocation of an
ordinance designed to deal with the turmoil mooted a suit
against county law enforcement officials. The court found that
further campus riots were improbable. See also Taylor v.
McGowan, 412 F.Supp. 1094 (C.D. Cal. 1975). These deci-
sions suggest that states of emergency and the responses they
trigger do not fit readily into the repetition/evasion exception to
the mootness doctrine.

[12] Although it is not an explicit part of the repeti-
tion/evasion test, the significance of the issue plays an in-
tangible role in determining whether this standard is met.
Undoubtedly, the public interest is served by a prompt adjudi-
cation of significant constitutional issues. “But purely practical
considerations have never been thought to be controlling by
themselves on the issue of mootness . . .” Richardson v.
Ramirez, 418 U.S. 24, 36, 94 S.Ct. 2655, 2662, 41 L.Ed.2d 551
(1974). Concern for the public interest can support the
decision to review a case, but it cannot confer jurisdiction.
Sosna v. Iowa, supra, 419 U.S. at 401 n.9, 95 S.Ct. 553.
Whenever the Supreme Court speaks of the public interest as a
factor supporting justiciability, it does so only if a dispassionate
application of the mootness doctrine confers jurisdiction. See
Super Tire Engineering Co. v. McCorkle, supra, 416 U.S. at 125-
27, 94 S.Ct. 1694; United States v. W. T. Grant Co., supra, 345
U.S. at 632-35, 73 S.Ct. 894. In the present case, we have
determined that the Article III requirement of a case or
controversy is not satisfied. We are unable to create jurisdiction
by resort to public policy considerations.

[13] Both prongs of the repetition/evasion standard must
be met in order to avoid mootness. Because the likelihood of

17c

repetition is remote and speculative, we need not determine
whether the recurrence of Zebra-like guidelines would evade
review.

We conclude that this case does not present issued “‘ca-
pable of repetition, yet evading review.” Accordingly, we
dismiss the appeal as moot and vacate the judgment of the
district court. We have no occasion to consider the Fourth
Amendment issues raised by the parties.

Id

APPENDIX D

UNITED STATES DISTRICT COURT

For THE NORTHERN DISTRICT OF CALIFORNIA

JOSEPH B. WILLIAMS, et al.,
Plaintiffs,

VS. + No. C-74-0866-ACW

JOSEPH L. ALIOTO, et al.,
Defendants. |

LEO BAZILE, et al.,
Plaintiffs,

VS. +t No. C-74-0867-ACW

JOSEPH L. ALIOTO, et al.
Defendants.

FINDINGS OF FACT
AND
CONCLUSIONS OF LAW

Pursuant to an order shortening time for notice of motion,
these matters came on for hearing on April 24 and April 25,
1974, on plaintiffs’ motions for preliminary injunction.
parties were represented by counsel. Oral and documentary
evidence was presented, and the Court considered all affidavits
filed by the parties prior to the hearing. The Court has also
received and considered memoranda of law and oral argument

of all parties.

The Court makes the following FINDINGS OF FACT

and CONCLUSIONS OF LAW:

ss

2d

FINDINGS OF FACT

(1) The San Francisco Police Department has assigned
the letter “Z” and the equivalent symbol “Zebra” to an
investigation of a series of homicides and attempted homicides
in which twelve persons were killed and six wounded by a
gunman or gunmen in the City of San Francisco between early
December 1973 and the date of filing of the earliest of these
suits on April 19, 1974. In the course of that investigation, the
Department issued a series of directives, orders and memo-
randa between April 17, 1974 and April 22, 1974, that were
received in evidence as Plaintiffs’ Exhibits P-1 through P-4 and
are incorporated herein by reference.

(2) Between April 17, 1974, and April 25, 1974, the
defendants have caused officers of the Police Department
forcibly to stop more than 600 black male individuals pursuant
to the instructions in the documents described by { (1) above.
All of these stops were made upon the sole authority of the
documents in question, and purportedly pursuant to the proce-
dures set forth in those documents.

(3) Numerous of the individuals stopped were subjected
to a “pat-down” form of search and “field interrogation” cards
were completed at the scene for future use of the defendants.

(4) The documents described in { (1) together authorized
and directed that officers stop black male individuals physically
resembling two composite drawings attached to Plaintiffs’ Ex-
hibit P-1 and having other general physical characteristics
described in Plaintiffs’ Exhibits P-1 and P-3, although such
individuals exhibited no other characteristics or activities that
could lead a reasonable officer to believe that the particular
individual had engaged in or was presently engaging in crimi-
nal activity. Because the aforesaid composite drawings and
physical description are general in nature, police officers have,
in applying them, already found more than 600 black male
persons who are described by them and, if continued to be
used, they would apply to countless additional persons.

3d

(5) Prior to April 23, 1974, neither the documents de-
scribed in J (1) nor any other written or oral instructions given
to officers of the Police Department further limited the class of
persons who may be stopped and pat-searched pursuant to the
Zebra investigation.

(6) An additional directive issued to the Zebra Command
under date of April 23, 1974, limits the class of persons subject
to stop to an individual who “‘is acting, or appears to be, out of
the ordinary.” That directive has not yet been issued to the
larger number of officers of the Department who are subject to
the documents described in 9. (1). The directive in question
was admitted as Plaintiffs’ Exhibit P-7 and is incorporated
herein by reference.

(7) An additional directive was issued under date April
25, 1974, entitled “Revised Zebra Guidelines”, purporting to
supercede all prior oral and written orders respecting the Zebra
investigation. Said order is incorporated herein by reference.
Said order was admitted into evidence as Defendants’ Exhibit
“E”, It purports to establish detailed ‘“‘guidelines” to be
followed in conducting the field investigation for the Zebra
suspect, including guidelines for forcibly stopping and pat-
searching persons in connection with that investigation. The
guidelines purport to define the circumstances under which an
individual may be forcibly stopped and “‘pat-searched”. Said
guidelines were modeled after the “Model Rules for Law
Enforcement—Stop and Frisk” of the Project on Law Enforce-
ment Policy and Rulemaking, College of Law, Arizona State
University, with significant modifications, among them the
deletion, from the enumerated factors which may justify a
forcible stop, of the second factor enumerated in the Model
Rules, which reads as follows:

2 The Persons’ Actions: Is he running away from an
actual or possible crime scene? Is he otherwise
behaving in a manner indicating possible criminal
conduct? If so, in what way? Were incriminating

4d

statements or conversations overheard? Is he with
companions who themselves are “reasonably sus-
picious’”?

Moreover, the guidelines (Section II, at page 3) authorize
a forcible stop on no more than a determination that the subject
“fit[s] the description of the persons wanted” for the Zebra
slayings, which, in the context of the description contained in
the guidelines and in the composite drawings previously issued,
has the effect of continuing to authorize and direct the forcible
stop of large numbers of black male citizens although such
persons exhibit no other characteristics or activities that could
lead a reasonable officer to believe that a particular individual
had engaged in or was presently engaging in criminal activity.

(8) The aforesaid Guidelines dated April 25, 1974, (De-
fendants’ Exhibit “E”) by their terms (Section VI, pp. 6-7 )
permit departure from the procedures described therein upon
authorization from the Chief of Police. Moreover, absent an
order of this Court to the contrary, they may be modified or
revoked at any time.

(9) Defendants are in possession of no information
consisting of characteristics or attributes of the Zebra killer
which would enable them to formulate questions designed to be
put to persons forcibly stopped in the manner described in
Defendants’ Exhibit “E” which would enable them to deter-
mine whether the persons stopped are or might be the Zebra
killer, and they have not attempted to do so.

(10) The stops and searches conducted pursuant to the
Zebra operation between April 17 and April 24, 1974, have
been found by the Police Department, and are found by this
Court, to have been ineffective and unproductive in the search
for the Zebra killer. They have not uncovered any affirmative
investigative leads to the identity or whereabouts of the killer or
the nature or circumstances of the killings. The proposed
searches conducted under the modified procedures inaugurated

Sd

by the directive of April 25, 1974, Defendants’ Exhibit “E’’, to
the extent directed against persons upon no greater cause than a
resemblance to the general physical characteristics described
therein and the previously circulated composite drawings, are
likely to be similarly unproductive and ineffective.

(11) Defendants, their agents and employees, are public
Officials and officers, acting under color of the laws of the State
of California.

(12) Unless restrained by order of this Court, defendants
intend to continue, and will continue, their program of stopping
and pat-searching persons pursuant to the Zebra investigation,
in the manner in which such stops and pat-searches have
heretofore been conducted, subject only to the modifications of
procedure described in Defendants’ Exhibit “E”. Under these
procedures, as modified, hundreds of black male individuals
will be subjected to stops and pat-searches solely on the basis of
their general physical resemblance to the descriptions of the
Zebra killer set forth in Defendants’ Exhibit “E” and to the
composite drawings attached to Plaintiffs’ Exhibit P-1.

CONCLUSIONS OF LAW

(1) The forcible stoppings of individuals upon the ground
of resemblance to the suspect described in Plaintiffs’ Exhibits P-
1 and P-3 and portrayed in the composite drawings attached to
Plaintiffs’ Exhibit P-1, without additional reliable evidence
which, judged objectively, presents sufficient indicia of reliabi-
lity to warrant a reasonable police officer in concluding that the
particular individual stopped has committed or is committing a
criminal offense, violates the Fourth and Fourteenth Amend-
ments to the Constitution of the United States. Terry v. Ohio,
392 US. 1, 21 (1968); Adams v. Williams, 407 U.S. 143, 147
(1972).

(2) The modifications of the procedures effected by
Defendants’ Exhibit “E”, to the extent that they continue to
authorize and direct the forcible stop of large numbers of black

6d

male persons who fit the general description contained therein
and in the aforesaid composite drawings without additional
reliable evidence, which, judged objectively, presents sufficient
indicia of reliability to warrant a police officer in concluding
that the particular individual stopped has committed or is
committing a criminal offense, violates the Fourth and
Fourteenth Amendments to the Constitution of the United
States. Terry v. Ohio, supra; Adams v. Williams, supra.

(3) The pat-down searches of persons stopped on the
grounds set forth in the preceding two paragraphs violate the
Fourth and Fourteenth Amendments because:

(a) the stoppings are unconstitutional, as found in
paragraphs (1) and (2) above; and

(b) the pat-down searches are made without reason-
able grounds to believe that the particular person patted
down is armed and dangerous. Terry v. Ohio, 392 US.1,
22-24 (1968); Sibron v. New York, 392 U.S. 40, 65-66
(1968); Adams v. Williams, 407 U.S. 143, 146 ( 1972).

(4) The stop procedure and the pat-down search proce-
dure conducted by defendants between April 17 and April 24,
1974, pursuant to the Zebra investigation and purportedly
pursuant to the guidelines set forth in Plaintiffs’ Exhibits P-1
through P-4 have deprived the plaintiffs and the class they
represent of rights, privileges and immunities secured by the
Constitution of the United States, namely the Fourth and
Fourteenth Amendments thereto.

(5) The finding made in paragraphs (1) through (4)
above would warrant and require injunctive relief by this Court
even if the modified procedures prescribed by the directive of
April 25, 1974, Defendants’ Exhibit “E,” were constitutional.
Lankford v. Gelston, 364 F.2d 197 (4th Cir. 1966).

(6) For the reasons stated in Paragraphs (2) and (3)
above, the modified procedures prescribed by the directive of
April 25, 1974, Defendants Exhibit “E,” are not constitutional;

7d

and their enforcement by the defendants will deprive plaintiffs
and the class they represent of rights, privileges and immunities
secured by the Fourth and Fourteenth Amendinents to the
Constitution of the United States.

(7) In the absence of “constitutionally adequate, reason-
able grounds for doing so” ( Sibron v. New York, 392 U.S. 40 64
(1968)), the practices and proposed practices of stopping
individuals and conducting pat-down searches of them de-
scribed in the foregoing paragraphs also have deprived and will
deprive plaintiffs and the class they represent of rights, privi-
leges and immunities secured by the First and Fourteenth
Amendments, specifically the rights of freedom of movement
and of freedom from the unreasonable and arbitrary dictates of
police officers on the public streets. Shuttlesworth v. City of
Birmingham, 382 U.S. 87 (1965); Papachristou v. City of
Jacksonville, 405 U.S. 156 (1972).

(8) Any of the more than 600 persons who were here-
tofore stopped and “pat-searched” on grounds no greater than
those described in paragraph (1) above were stopped and
“pat-searched” unlawfully, and the records or information
derived therefrom are the products of an unlawful “search and
seizure”; the continued maintenance and use of such records
and information by defendants is unlawful. Terry v. Ohio,
supra; Adams v. Williams, supra.

(9) An actual controversy has arisen and now exists
between the plaintiffs and the class they represent, on the one
hand, and the defendants, on the other, regarding the rights of
the plaintiffs declared in paragraphs (1)-(8) above. A
determination by this Court is necessary and proper to resolve
that controversy.

(10) Plaintiffs and the class they represent have no plain,
adequate or complete remedy at law to redress the wrongs
complained of herein. Suit for declaratory judgment and
injunctive relief is their only means of securing redress from
defendants’ unlawful conduct. Plaintiffs and the class they

8d

represent are now suffering and will continue to suffer irrepa-
rable injury from defendants’ acts and conduct as heretofore
found in these FINDINGS OF FACT and CONCLUSIONS
OF LAW. Injunctive relief is therefore necessary and proper.

(11) Nos. C-74-0866-ACW and C-74-0867-ACW raise
identical issues of fact and law. The defendants in both actions
are substantially identical, and the plaintiff classes are identical.
It is appropriate that the two actions be consolidated for
disposition.

(12) The class of persons represented by the plaintiffs (as
described in paragraph II of the Complaint in No. C-74-0866-
ACW and in paragraph III of the Complaint in No. C-74-0867-
ACW) is so numerous that joinder of all persons is impracti-
cable. There are questions of law and fact common to the class,
and the claims and defenses are typical of those of the class.
Plaintiffs will fairly and adequately represent the interests of the
class. Defendants have acted on grounds generally applicable
to the class, thereby making appropriate injunctive and declara-
tory relief with respect to the class as a whole.

(13) Plaintiffs have, by instituting and prosecuting these
lawsuits, benefitted the plaintiff class and the public generally in
bringing about a conformance with the fundamental require-
ments of the United States Constitution deemed precious and
vital to a society which respects human dignity and the rule of
law. Accordingly, this is an appropriate case for the award of
reasonable attorneys’ fees, to be fixed by this Court upon
application by Plaintiffs. Brandenberger v. Thompson, __ F.2d
___ No. 72-2224 (9th Cir. March 25, 1974).

DATED: April 25, 1974

/s/ ALFONSO J. ZIRPOLI
United States District Judge

9d
PRELIMINARY INJUNCTION

This matter having regularly come on for hearing on
plaintiffs’ motion for preliminary injunction on April 24 and 25,
1974, both parties having been represented by counsel, evi-
dence both oral and documentary having been presented and
the matter having been submitted for decision.

IT IS HEREBY ORDERED THAT:

Defendants, their agents, employees, associates, and all
persons acting at their direction or in concert with them, are
hereby enjoined from doing or causing, directly or indirectly,
any of the following in connection with the investigation of the
so-called “Zebra” matter:

1) Forcibly stopping on the street any person on the
ground that such person appears to be within the so-called
“profile” of the suspected “Zebra” killer contained in the
Interdepartmental Memorandum dated April 17, 1974, issued
by Captain Jeremiah P. Taylor, the composite drawing attached
thereto, the additional “Zebra ‘Stop and Frisk’ Guidelines”
issued by Chief Donald M. Scott on April 19 and 22, 1974, ora
directive issued by Captain Barca on April 23, 1974, and
guidelines issued by Chief Scott on April 25, 1974, or any
subsequent orders supplementing or modifying said “profile,”
unless other independent evidence (such as the conduct of the
subject ) known to the officer creates a reasonable suspicion that
such person has committed or is committing a crime.

2) Pat-searching, “frisking,” or otherwise searching any
person on the ground that such person appears to be within the
so-called “Profile” referred to in paragraph | above unless
other independent evidence known to the officer creates a
reasonable suspicion that such person has committed or is
committing a crime and that such person is armed and dan-
gerous.

10d

3) Arresting any person, or forcibly requiring any person
to go to a police station, or any place removed from the place of
initial contact unless evidence known to the officer establishes
probable cause to believe that such person has committed a
crime.

4) Preparing or retaining a Field Identification (Inter-
rogation ) Card, or other like record, of any stop or search made
in violation of paragraphs | or 2 hereof after the effective date
of this Order.

5) Retaining any Field Identification (Interrogation)
Card, or any like record, heretofore made in connection with
the above-mentioned investigation, or any information taken or
derived therefrom, after the expiration of sixty (60) days
herefrom or using, at any time, any such card or information
derived therefrom for any purpose other than in connection
with the so-called “Zebra” investigation; provided, that any
party may apply for an extension of time for retention on a
showing that there exists a legitimate law enforcement purpose
for continued retention.

DATED: April 25, 1974

/s/ ALFONSO J. ZIRPOLI
United States District Judge

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_0665%3A1. Public record. Not legal advice.
