# Petition — Air Line Pilots Ass'n, International v. Trans International Airlines, Inc.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 449 U.S. 1110

## Text

80-479 —

Supreme Court rr
» U.S,
FILED

No.

SEP 24 1980

Supreme Cowt of the United States

OCTOBER TERM, 1980

AIR LINE PILOTS ASSOCIATION,
INTERNATIONAL, AFL-CIO,

Petitioner,
Ve

TRANS INTERNATIONAL AIRLINES, INC.,
Respondent.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

ROBERT E. SAVELSON
MICHAEL E. ABRAM

COHEN, WEISS ANDO SIMON
605 THIRD AVENUE

New YORK, NEw YORK 10158
TEL.: (212) 682-6077

ATTORNEYS FOR PETITIONER
AIR LINE PILOTS ASSOCIATION,
he INTERNATIONAL, AFL-CIO

COHEN, WEISS AND SIMON
OF COUNSEL

SEPTEMBER 1980

(10147)

MICHAEL RODAK, JR., CLERK

QUESTION PRESENTED FOR REVIEW

Does the Norris-LaGuardia Act,
29 U.S.C. §101 et seq., deprive the federal
Courts of jurisdiction to enjoin concerted
action by airline pilots, through their
union, to honor picket lines (engage in a
"sympathy strike") in support of flight
attendants on the same airline who are en-
gaged in a legal Railway Labor Act, 45
U.S.C. §151 et seq., strike?

Parties Before Court of Appeals

l. Trans International Airlines,
Inc.

2. Air Line Pilots Association,
International, AFL-CIO.

3. International Brotherhood of
Teamsters, et al., Airline
Division, Teamsters Local
2707.

73

-i1i-

TABLE OF CONTENTS

Question Presented for Review. ...
Parties before Court of Appeals. ..
pee ee ee Atles 66 ek tlk ke
Opinions Below... Sh eaten 6 ae
Ee a eee ee ee Ce
Statutory Provisions Involved. ...
Statement of the Case et apie) glo AS a
Reasons for Granting the Writ. ...

THE DECISION OF THE COURT OF APPEALS
THAT THE FEDERAL COURTS HAVE JURIS-
DICTION TO ENJOIN RLA EMPLOYEES FROM
HONORING PICKET LINES IN SUPPORT OF
A LEGAL STRIKE ON THE SAME CARRIER
PRESENTS A QUESTION OF GREAT IMPOR-
TANCE. THE NINTH CIRCUIT DECIDED
THIS QUESTION IN A MANNER CONTRARY
TO APPLICABLE DECISIONS OF THIS
RS ck baw ee ee. wre. 3" f

A. The Issue Is Of Great Importance
To RLA Employees, Carriers And
The Public 7. . 7. ° 7 . * ° ~~ + 7.

B. The Decision Of The Court Of Ap-
peals Is In Conflict With Ap-
plicable Decisions Of This Court

Conclus ion . . o . ° 7 ° . ° *. ° . *

12

12

12

18
37

-iii-

Appendix A - Opinion, U.S. Court of
Appeals, Ninth Circuit,
as amended June 2, 1980. . la

Appendix A-l - Order, U.S. Court of
Appeals, Ninth Circuit,
March 14, 1980. . . «. .- Jiael

Appendix B - Order, U.S. Court of Ap-
peals, Ninth Cireuit,
ee ee:

Appendix C - Memorandum and Order re
flight attendants, U.S.
District Court, Northern
District of California,
September 26, 1977 ....I1e

Appendix D - Memorandum and Order re
flight engineers and
pilots, U.S. District
Court, Northern District
of California, September
EVE SETS Cn hoe eee ee

Appendix E - Memorandum and Order re
pilots, U.S. District
Court, Northern District
of California, October
SO dk SUC 66. els ee eae

Appendix F - Judgment, U.S. District
Court, Northern District
of California, November
BOs) BE Se ee wie ee

Appendix G - Statutes Involved. .... 1g

TABLE OF AUTHORITIES

Cases:

ALPA v. Civil Aeronautics Board, 502

F.2d 453 (D.C. Cir. 1974), cert.
denied, 420 U.S. 972 (1975)....... 26

Bhd. of ~ocomotsve Engineers Vv.
Missourt = E-2, BR. Co., 363 U.S.
8 ( 9 _) PA oe eeeeee eeeeveeeee 34, 36n

Bhd. of Locomotive Firemen v. Florida

E.C. Ry-, 346 F.2d 673 (5th Cir.

phe ehh eek eaddes eee bha cee e oe 19n

Bhd. of Railroad Trainmen v. Atlantic
Coast Line RR, 362 F.2d 6495 (5th
Cir. 1966), aff'd, 385 U.S. 20
CE LN ako OSs WG RANA Wh belo e haces 19n

Bhd. of Railroad Trainmen v. Chicago
River & 1. RR. COc, O52 U.b. 30

(LIST) ccccccccccccccccccccccccccce 28,29,30,

| She, 59, 36

Bhd. of Railroad Trainmen v. Jackson-
ville Terminal Cc., 394 u.S. 369
(1969), rehearing denied, 394 U.S.
2024 (1969) .cccccccccccvccccccccee 21,246,25,
28n

Bhd. of aaa ey Clerks v. Florida E.C.
ey; 7 - RT Dabaed 646m 6 37

Boys Market v. Retail Clerks Union,
See Waa SRO LEO TOT 6s ke 040066 de os i BR ky
35

Buffalo Forge Co., v. United

Steelworkers, 428 U.S. 307

CLOTC) cc ccccccccccccccccceses 7,9,10,11,13,
18,19n, 20,21, 32,

Chicago & I.M.Ry. Co. v. Bhd. of
ilroad Trainmen, 315 F.2d

5 3), vacated

as moot, 375 U.S. 18 (I963)..

Chicago & N.W. Ry. Co. v. United
Transportation Union, 402 U.S.
570 aera «ae eoeeeeeee ee eee eee

Detroit & Toledo RR. v. United
Transportation Union, 396
UeBe 142 Tete mb ww See 6 hemes

Gunther v. San Diego & A. E. Ry.
Co., 382 FF sey (I965).....

Northwest Airlines, Inc. v. ALPA,

-Supp. 994 (D. Minn.

1970), 442 F.2d 246 (8th Cir.
1970), 442 F.2d 251 (8th Cir.
1971), cert. denied, 404 U.S.
CVA SAS eel 64 428s Ode ct dtaee

Se & N. W. R. 62
U.S. Q RT hb 6 dake Ch eke
Piedmont Aviation, Inc. v. ALPA,

416 F.2d 633 (4th Cir. 1565),
cert. denied, 397 U.S. 926

GRR Cl ccs okies sad onuews

Ruby v. TACA International Air-
~ Tines, S.A., 439 F.2d 1359
(5th Cir. SP Eiak ck a chiteces

Order of Railroad ES
Oe,

33,34,35

19n

24

33

34

19n

24

36n

33

-%

-vi-

Page

Sinclair Refining Co. v. Atkinson
370 U.S. 195 1562) 2. 30,34; 35

Textile Workers Union of America
v. Lincoln MilIs of Alabama,
353 U.S. 443 SORT bwdis shied oie 30

United Industrial Workers v.
Board of Trustees, 351 F.2d
» © a ass bite bo 'ar ate 33

United Steelworkers of America
v. American Mfg. Co., 363 U.S.
564 NT oO Had Oe we bebe bbe oa 30n

United Steelworkers of America
v. Warrior & re
Co., mie e*eeeee 30n

United Steelworkers of America

V. n oe eel & Car
Corp., . . ere 30n

Statutes:

Labor Management Relations Act,
as amended, 29 U.S.C. §141,
= AAS ES ee 10,13,14,18,
19n,21,23,24,25,28,29,
JU Sky oe, oe, oD

Norris-LaGuardia Act, 29 U.S.C.

§101, ns ¢bc4¢ Fe was secede BH ara
28,29, 37

Railway Labor Act, 45° U.S.C. §15l1,

ee Since ew vw we 8 beh 6 Woe dah alall 25 6,8,9,10,
49,44,47,16, 590 25,22;

5, 24,40; 41,200, 5450.

33 ,34,36,37

-vii-

Miscellaneous:

Annual Reports of the National
POGEMCIOR BOOTS. 6 ck cca wes

Frankfurter and Greene, The Labor

SeeO aan OR PD, soa kb a 0s

The Railway Labor Act at Fifty,
ationa ediation Board

14,22n

28n

22n

No.

IN THE
SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1980

AIR LINE PILOTS ASSOCIATION,
INTERNATIONAL, AFL-CIO,

Petitioner,
Vv.

TRANS INTERNATIONAL AIRLINES,
INC.,

Respondent.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF AP-
PEALS FOR THE NINTH CIRCUIT

OPINIONS BELOW

The opinion of the Court of Ap-

peals, as modified June 2, 1980 (App. A)

ae.

and the order of the Court of Appeals deny-
ing rehearing and further modifying the

Opinion (App. B) are not yet reported.*

The District Court issued three
opinions (App. C, D, E), which are respect-
ively reported at 96 LRRM 2763 (N.D. Cal.
1977); 439 F.Supp. 184 (N.D. Cal. 1977);
and unreported (N.D. Cal. 1977). The
District Court judgment is set forth at

App. F.

JURISDICTION

On February 14, 1980, the Court
of Appeals entered its opinion affirming
in part, reversing in part, and remanding
for further proceedings. Timely petitions

for rehearing were filed by all parties.

*References designated "App." are to the
Appendices to this Petition.

a Be

On March 14, 1980 and June 2, 1980, the
Court of Appeals entered orders modifying
the February 14, 1980 opinion in part.
(See App. A for opinion as modified June
2, 1980).* On June 27, 1980, the Court
of Appeals entered an order denying re-
hearing and further modifying the June

2, 1980 opinion. (App. B). This Court
has jurisdiction to review the judgment
of the Court of Appeals by writ of

certiorari pursuant to 28 U.S.C. §1254(1).

STATUTORY PROVISIONS INVOLVED

The pertinent provisions of
the Norris-LaGuardia Act, 29 U.S.C. 101

et seg. and the Railway Labor Act, 29

*App. A-l contains the March 14, 1980
modifications to the Februry 14
opinion, since these modifications were
not included in the June 2 opinion be-
cause of oversight.

oe

U.S.C. §151, et seq., are set forth at Ap-
pendix G.

“<5

STATEMENT OF THE CASE

This case presents the important
question of federal Court jurisdiction to
enjoin Railway Labor Act ("RLA") employees
(pilots and flight engineers) from honoring
picket lines (engaging in a "sympathy
strike") in support of other employees
(flight attendants) of the same carrier

who are engaged in a legal RLA strike.

Respondent Trans International
Airlines, Inc. ("TIA") is a large sup-
plemental air carrier.* Petitioner Air
Line vilots Association, International
("ALPA") is a nationwide labor organiza-
tion which is the certified collective
bargaining representative for TIA's
pilots. The International Brotherhood

of Teamsters ("IBT") is a labor

*TIA is wholly owned by the Transamerica
Corp. and has since changed its name to
Transamerica Airlines.

organization which represents TIA's flight
engineers and, at the time of the strike,
also represented TIA's flight attendants.

(App. A, p. 3a).

In September 1977, TIA's flight
attendants, after exhausting the "major
dispute" procedures of the RLA, struck
the airline. TIA's pilots and flight
engineers immediately sought to honor the
flight attendants' strike and refused to

cross their picket lines. (App. A, p.7a).

TIA applied to the District
Court for an injunction prohibiting the
flight attendants from striking and the
pilots and flight engineers from honoring

their picket lines.* The District Court

¥TIA filed two complaints. The first
complaint sought relief against the
flight attendant strike. ALPA is not a
party to that action. The second com-
plaint sought an injunction against
ALPA and IBT honoring of flight at-
tendant picket lines.

denied a preliminary injunction against
the flight attendant strike, except for
military contract flights. (App. C, p.
14c). The injunction against striking
military contract flights was based upon
"no strike" provisions in the last IBT
flight attendant contract. (App. C,
p.i3e). The result was that the flight
attendants were free to strike all non-

military flights of the airline.

With respect to pilots and
flight engineers, the District Court
denied a preliminary injunction against
honoring picket lines, except as to mil-
itary contract flights. (App. D). The
District Court found "compelling reasons"
for holding that the Norris-LaGuardia Act,
29 U.S.C. §101 et seg. prohibited an in-
junction against the sympathy strike and

that the reasoning of Buffalo Forge Co.

v. United Steelworkers, 428 U.S. 397

(1976), should be applied under like cir-
cumstances to RLA employees. (App. D, p.
15d). Concerning military contract flights,
the Distvict Court reasoned that the pilots
and flight engineers should be enjoined
from a "Sympathy strike" since the under-
lying flight attendant strike against mil-
itary flights had been enjoined. (App. D,
p. 19d). After a further hearing, the
District Court sustained its earlier order,
rejecting arguments that TIA lacked the
"clean hands" necessary to obtain injun-

ctive relief. (App. E.).*

On Appeal, the Ninth Circuit
(Judges Goodwin, Kennedy and Wallace) re-
versed the District Court with respect to
both the injunction against the flight

attendant strike on military contract

*¥There were also contempt proceedings
before the District Court against IBT,
in which ALPA was not involved.

flights and the denial of an injunction
against a pilot and flight engineer sym-
pathy strike on non-military flying. (App.
A).* The Court, with Judge Wallace dis-
senting, held that the Norris-LaGuardia
Act deprived the District Court of
jurisdiction to enforce the flight at-
tendant contract clause regarding mil-
itary flights by injunction after ex-
haustion of Railway Labor Act "major
dispute" procedures. (App. A, pp. 29a-
52a). As to honoring of picket lines,
the Court of Appeals, reversing on this
issue, concluded "that not all of the

reasoning of Buffalo Forge applies in

RLA cases and that policies unique to
RLA support jurisdiction to enjoin the
Sympathy strike...." (App. A, p. 6la).

The Court relied on four conclusions:

*Appeals by ALPA, IBT and TIA were
consolidated and decided together.

=1O-

1. Legislative history of the
RLA, presumably applicable to sympathy
strikes, suggests intent to prevent small
groups of employees from disrupting car-

rier operations. (App. A, p. 65a).

2. RLA statutory structure and
requirements for arbitration of employes
grievances ("minor disputes") so dif-
ferentiate RLA employees from employees
covered by the Labor Management Relations
Act, as amended, 29 U.S.C. § 141 et seq.
("LMRA"), as to justify different ap-
plication of Norris-LaGuardia for sym-

pathy strikes. (App. A, pp. 60a-67a).

3. Considerations motivating

the Supreme Court holding in Buffalo

Forge, such as the possibilities of
judicial declarations influencing an
arbitrator or fewer arbitration clauses

in future agreements, "are inapplicable

athe

here." (App. A, p. 63a).

4. The Court of Appeals deci-
sion would only preserve the "status quo"

during arbitration. (App. A, Pp. 67a).

On June 27, 1980, the Ninth
Circuit denied petitions for rehearing
filed by all parties. (App. B.). However,
Judge Goodwin, who concurred in the
original opinion, stated the following
in response to the petitions for re-
hearing:

"I would modify the majority

opinion to hold that a sym-

pathy strike is a major dis-

pute if the work stoppage

with which the sympathy strike

is allied is a major dispute,

I do not read the Railway Labor

Act cases as extending to

major disputes the power to

enjoin." (App. B, p. 2b).

While Judge Goodwin did not char-
acterize this as a dissent, it certainly

Supports the position of ALPA that the

oh Bn

pilots were only joining in the under-
lying "major dispute" and that Norris-
LaGuardia was applicable to ALPA's ac-
tivities. For all practical purposes,
it leaves the Court of Appeals divided

on this issue.

REASONS FOR GRANTING THE WRIT

THE DECISION OF THE COURT OF AP-
PEALS THAT THE FEDERAL COURTS
HAVE JURISDICTION TO ENJOIN RLA
EMPLOYEES FROM HONORING PICKET
LINES IN SUPPORT OF A LEGAL
STRIKE ON THE SAME CARRIER
PRESENTS A QUESTION OF GREAT IM-
PORTANCE. THE NINTH CIRCUIT
DECIDED THIS QUESTION IN A MAN-
NER CONTRARY TO APPLICABLE
DECISIONS OF THIS COURT.

A. The Issue Is Cf Great Importance To
RLA Employees, Carriers, And The
Public

In holding that the Norris-La-

Guardia Act did not deprive the federal

Courts of jurisdiction to enjoin the

uh 3<

honoring of picket lines, the Court of
Appeals relied on its conclusion that
policies unique to the RLA differentiate
RLA employees from employees covered by
the LMRA for this purpose, and, there-

fore, that the reasoning of Buffalo Forge

Co. v. United Steelworkers, supra, did

not apply to RLA cases. That premise
highlights the importance of this case,
for it erroneously places RLA employees
in a drastically inferior position to
management at the most crucial time in
the collective bargaining process and
deprives them of equivalent rights held
by LMRA employees, even though the RLA
and LMRA do not have different underlying
policies for application of the Norris-
LaGuardia Act when sympathy strike

rights are at issue.

The right to honor picket lines

on the same carrier during a legal strike

~14-

is especially important to RLA employees,
who must be organized and bargain on a
"craft or class" basis under the RLA,
rather than having employer-wide bargain-
ing units which may exist under the LMRA.
See RLA, Section 2, Ninth, and Annual Re-
ports of the National Mediation Board

for craft structure charts. Thus, such
employee groups as airline pilots, flight
attendants and mechanics are traditional-
ly represented by separate craft unions
and have separate contracts. Under these
circumstances, the right to honor picket
lines of the striking craft or class is

fundamental to an effective strike.

This strike serves as a start-
ling example of the importance of the
basic right to honor picket lines to

meaningful collective bargaining and an

effective strike for RLA employees.

=15-.

Taking full advantage of the
District Court injunction against a strike
on military flights, TIA rapidly expanded
its military contract flying and began
hiring strikebreakers to replace its
pilots, flight engineers and flight at-
tendants on non-military flights. (App.
A, pp. 24a-28a, fn.6; App. E).

The Court of Appeals affirmed
the ruling of the District Court that
TIA's varied and extensive efforts to
break the strike were legally permissible
methods of countering the employees in a
hard fought labor dispute, based on a
test of relative economic strength,
noting that it was not unusual in this
type of situation for both sides to
resort to the economic weapons legally

available to them. (App. A, p. 25a).

The realities of the collective

atin

bargaining world, which permit the car-
rier to bring its full economic force to
bear on any single craft or class of em-
ployees, mandate that the employees like-
wise be able to join together for common
purposes under the Act. TIA did not
restrict its economic warfare against
any group of employees and it is not
difficult to imagine the disastrous ef-
fects upon the euployees if, as held by
the Court of Appeals, the District Court
had jurisdiction to enjoin pilots and
flight engineers from concerted activity

to honor picket lines.

Under a sympathy strike injun-
ction, TIA would have had available a
full complement of pilots and flight
engineers to operate the airline and

would have needed only to hire flight

attendant strikebreakers to completely

break the strike. Despite their exhaus-
tion of RLA "major dispute" procedures, the
right of the flight attendants to strike
would, in the real world of collective

bargaining, have been completely nullified.

Given this situation, TIA could
easily have turned its back on the striking
flight attendants without the necessity of
even giving serious consideration to reach-
ing a new agreement. Moreover, armed with
a new complement of strikebreaker flight
attendants, TIA could then have turned its
attention in the same manner to the pilots
and flight engineers when their contracts
were up for negotiation. Upon exhaustion
of RLA "major dispute" procedures with
respect to one of these groups, TIA would
have been in a position to confront the
pilots or flight engineers with acceptance
of management's bargaining demands or

striking alone and facing replacement

i

-18-

without support from fellow employees.

This is the situation which RLA
employees face under the Ninth Circuit
decision. It provides carriers with an
undue economic advantage. It is more
likely to encourage breakdowns in the
bargaining process and tests of economic
strength brought on by carriers than

peaceful resolution of disputes.

B. The Decision Of The Court Of Appeals
Is In Conflict With Applicable Deci-
sions Of This Court.

In Buffalo Forge Co. v. United

Steelworkers, supra, this Court held that

Section 4 of the Norris-LaGuardia Act, 29
U.S.C. §104, deprives the federal courts
of jurisdiction to grant an injunction
preventing LMRA employees from honoring

lawful picket lines, expressly rejecting

the employer argument that Norris-LaGuardia

-19-

did not apply because this concerted ac-
tivity was alleged to violate the col-
lective bargaining agreement and con-
stituted a dispute which the union was
required to arbitrate under the doctrine

of Boys Markets v. Retail Clerks Union,

398 U.S. 235 (1970).*

*Prior to Buffalo Forge (1976), Lt can
be said that the Circuits were in con-
flict on the rights of RLA employees
to honor picket lines, just as they
were in conflict as to LMRA employees.
428 U.S. at 404. See Bhd. of Loco-
motive Firemen v. Florida E.c. oe

» 5th Fe an orth-

west Airlines, Inc. v. ALPA, 325 F.
Supp. 997 (D. Minn. 1970); 442 F.2a
246 (8th Cir. 1970); 442 F.2a 251 (8th
Cir. 1971); cert. den., 404 U.S. 871
(1971). Cf. Bhd. Of Railroad Trainmen
v. Atlantic Coast Line R.R., ‘

649 (5th Cir. 1966), aff'd by equally
divided Court, 385 U.S. 20 (1966) and
Chicago & I.M. - v. Bhd. of Railroad
Trainmen, 315 Food 771 (7th Cir. Id63),

vacated as moot, 375 U.S. 18 (1963).

~20-

This Court concluded in Buf-

falo Forge, Supra, 428 U.S. at 407-408,

that the sympathy strike was not over any
dispute between the union and employer
that was even remotely subject to the
arbitration provisions of the contract
and that neither the causes of the sym-
pathy strike nor the dispute underlying
it could be resolved through contract

arbitration procedures.

In this case, TIA's pilots
joined in the flight attendant "major
dispute" by honoring flight attendant
picket lines. The pilots had no dis-
pute of their own which they sought to
settle by the sympathy strike. The is-
sues in the underlying "major dispute"
could not be resolved between TIA and

ALPA.

In this sense, the nature of

«9}-

a "sympathy strike," whether involving
LMRA or RLA employees, is identical. [In

the absence of a showing that Buffalo

Forge was decided on statutory or policy
grounds inapplicable to the RLA, it can
properly be looked to as a guide for
RLA-Norris-LaGuardia application. Bhd.

Of Railroad Trainmen v. Jacksonville

Terminal Co., 394 U.S. 369, 385-386

(1969), rehearing denied, 394 U.S. 1024

(1969). That Buffalo Forge was not de-

cided on grounds inapplicable to the
RLA and “hat the Ninth Circuit decision
is in conflict with decisions of this
Court are best shown in the context of
reviewing the four erroneous conclusions
relied on by the Court of Appeals (pp.

10-11, supra) to support its decision.

2. Legislative History. The

Court of Appeals was wrong in concluding

(App. A, p. 65a) that RLA legislative

x

history suggests intent to prevent a
dispute involving a small number of work-
ers from disrupting operations through
Support from sympathy strikes.* The
Court cites no such legislative history

and none exists; the RLA was adopted by

Congress in 1926 and amended in 1934
largely as proposed by the major labor

organizations.** The labor representa-

*The Annual Reports of the National
Mediation Board, which reflect
strike activity, indicate that
virtually all RLA airline strikes
have involved one of the major
groups of employees: pilots,
flight engineers (now also repre-
sented by ALPA on almost all car-
riers), flight attendants,
mechanics, agents and/or clericals.
There is no regular history of
strikes by small or obscure craft
groups; this case, in any event,
concerns only major crafts and
large groups of employees.

**The 1926 Act was supported by labor
and management; the 1934 amendments
were supported actively by labor,
See The Railway Labor Act At Fifty
(NMB, 1976), pp. 8, 13-14),

23.

tives, careful to preserve their craft
bargaining structure and right to strike,
did not go to Congress with a legislative
proposal enabling management to "divide
and conquer" them through injunctions

against honoring picket lines.

2. Statutory Structure. The

RLA, like the LMRA, was adopted to foster
collective bargaining;-with the strike
recognized as a legitimate factor in the
bargaining process. Congressional intent
was to reduce the possibility of strikes
through the RLA bargaining process. How-
ever, the RLA was never intended to be an
anti-strike law or to be used as a device
for breaking strikes after exhaustion of
"major dispute" procedures. Rather,

once the "major dispute" procedures are
properly exhausted; the RLA, like the
LMRA, contemplates that the parties are

free to engage in economic self-help,

-~24-

which for employees means an effective

strike. See Bhd. of Railroad Trainmen

v. Jacksonville Terminal Co., supra,

394 U.S. at 377-381 and cases cited

therein.

It has never been disputed that
the Norris-LaGuardia Act applies to RLA
"major disputes." See, for example,

Order of Railroad Telegraphers v.

Chicago & N.W.R. Co., 362 U.S. 330 (1960);

Bhd. of Railroad Trainmen v. Jacksonville

Terminal Co., supra; Chicago & N.W. Ry.

Co. v. United Transportation Union, 402

U.S. 570 (1971).

Likewise, this Court has never
distinguished the LMRA from the RLA in
a manner adverse to employees in terms
of picketing activity during a strike.

In Jacksonville Terminal, supra, 394 U.S.

at 385-386, this Court, looking to the

n25~

LMRA for guidance, stated that the right
to strike is "integral" to both labor
statutes. 394 U.S. at 385. The Court
rejected the contention that the right
to picket was inconsistent with the public
41 erest in industrial peace fostered by
either the RLA or LMRA, stating that
"picketing has traditionally been a
major weapon to implement the goals of
a strike" under the LMRA. The Court
added:
"We see no possible grounds
for distinguishing picketing
under the Railway Labor At,
Peaceful primary strikes and
picketing incident thereto
lie within the core of
protected self-help under the

Railway Labor Act." 394 U.S.
at 385-386.

In fact, Jacksonville Terminal

indicates that employees covered by the

RLA enjoy broader rights to self-help than

those under LMRA, holding that the RLA

-26-

contains no proscription against second-~
ary picketing. In this context, the
Court admonished that it was "for Con-
gress, and not the courts, to strike the
balance 'between the uncontrolled power
of management and labor to further their
respective interests' ...The Congress
has not done so." 394 U.S. at 392. Cf.

ALPA v. Civil Aeronautics Board, 502

F.2d 453 (D.C. Cir. 1974, cert. den.

420 U.S. 972 (1975). Moreover,.the

Court made it clear that these principles
applied not only to state courts but con-
stituted "paramount federal policies of
nationwide import." 394 U.S. at 382.

The right to picketing is useless to
striking employees if those to whom the
picketing is directed - their fellow em-
ployees - can be enjoined from honoring

the picket lines.

Although the Court of Appeals

a

gave full significance to Norris-La-
Guardia in dealing with the flight at-
tendants themselves (App. A, pp. 29a-55a),
it took a completely opposite direction
as to honoring of their picket lines.

The Court should have treated this

labor dispute as a single entity, ac-
knowledging that the pilot sympathy
strike was an integral part of the under-
lying "major dispute." Instead, the
Court of Appeals was sidetracked by

TIA's claim of a separate "minor dis-
pute” into applying its own viewpoints

on permissable limits for union strike
activity which artificially divided the
strike into separate RLA "Major" and
"Minor" disputes - an irrational dis-
tinction with no economic or legal

basis and precisely what Congress sought

to prohibit by Norris-LaGuardia.* The

*As to the prohibition embodied in
Norris-LaGuardia against the Federal

=a2Re

Court of Appeals erred by (a) extending

the doctrine of Bhd. of Railroad Trainmen

v. Chicago River & I.R.R., 353 U.S. 30

(1957) beyond its holding and (b) con-
cluding that the differing statutory

basis for grievance arbitration in the
RLA and LMRA justified an exemption to

Norris-LaGuardia.

Chicago River involved a strike

to force the carrier to give in on 21
classic employee contract grievances

for backpay, promotion and reinstatement.
Reviewing RLA legislative history, the
Supreme Court found that this type of

employee grievance (or "minor dispute")

Courts determining the nature oF
permissable peaceful strike ac-
tivities, see Jacksonville Terminal
Co., supra, 394 U.S. at 382-3583;
Frankfurter and Greene, The Labor
Injunction (1930).

~29-.

against the carrier was intended to be

subject to "compulsory arbitration in
this limited field." 353 U.S. at 39.
Turning to reconciliation of this prin-
ciple with Norris-LaGuardia, the Supreme
Court held only that the basic purposes
of Norris-LaGuardia would not be com-
promised by enjoining strikes over
normal employee grievances. The Court
of Appeals overlooked that the Supreme
Court carefully distinguished this
grievance situation from the classic
"Major dispute" where Norris-LaGuardia
precluded federal court intrusion,
stating:
"Such controversies, there-
fore, are not the same as
those in which the injunction
strips labor of its primary
weapon without substituting

any reasonable alternative."
3353 U.8. at 41.

When Chicago River was decided,

the policy favoring grievance arbitration

~S00

under the LMRA was judicially undevelop-

ed.* But Textile Workers Union of America

v. Lincoln Mills of Alabama, 353 U.S. 448

(1957), decided shortly after Chicago

River, began the sharp erosion of this
distinction. This was followed by the

Steelworkers Trilogy, ** with its doctrine

of presumption of arbitrability (see War-

rior & Gulf, 363 U.S. at 582-83). By the

time of Sinclair Refining Co. v. Atkinson,

370 U.S. 195 (1962), Justice Brennan, dis-

senting, relied heavily on Chicago River
in a then unsuccessful argument for en-

joining LMRA "strikes over disputes as to

~*IMRA Section 203(d), 29 U.S.C. § 173d),
embodies the statutory policy for
grievance arbitration under LMRA.

**United Steelworkers of America v.
American Mfg. Co., 3603 U.S. 564 (1960) ;
United Stectworkecs of America v. War-
rior & Gulf Navigation Co., 363 U.S.
572 (1960); United Steelworkers of
America v. Enterprise Wheel & Car Corp.,

eS. 593 (1960).

=) es

the interpretation of an existing col-

lective agreement...." 370 U.S. at 218.

In 1970, the reasoning of Chicago

River became the law under LMRA in Boys

Markets v. Retail Clerks Union, supra.

The Court of Appeals overlooked that
Justice Brennan, now writing the majority

opinion overruling Sinclair Refining Co.,

actually confirmed that the distinction
between RLA and LMRA statutory provisions
underlying grievance arbitration was no

longer meaningful:

"The principles elaborated in
Chicago River are equally ap-
plicable to the present case.
To be sure, Chicago River in-
volved arbitration procedures
established by statute. How-
ever, we have frequently noted,
in such cases as Lincoln Mills,
the Steelworkers Trilogy and
Lucas Flour [369 U.s. 35). the
importance that Congress has
attached generally to the
voluntary settlement of labor
disputes without resort to
self-help and more particularly
to arbitration as a means to

|

this end. Indeed, it has been
stated that Lincoln Mills, in
its exposition of §30I (a), 'went
a long way towards making arbi-
tration the central institution
in the administration of col-
lective bargaining contracts.'"
398 U.S. at 252.

The Court of Appeals was thus
wrong in concluding (App. A, pp. 60a-67a),
that the requirements for arbitration of

employee grievances under the RLA, as

construed by Chicago River, so differ-

entiate RLA employees from LMRA employees
that the two statutes can be said to have
different underlying policies when sym-

pathy strike rights are at issue.

3. Buffalo Forge Decision. The

Court of Appeals erred by ignoring the

crucial finding in Buffalo Forge that

"[t]he strike at issue was a sympathy
strike in support of sister unions nego-
tiating with the employer; neither its

causes nor the issue underlying it was

-~33-

subject to the settlement procedures
provided by the contracts...." 428 U.S.
at 407-408. This is equally applicable
to RLA sympathy strikes.*

Just as this Court concluded

that the principles of Chicago River were

applicable in Boys Markets, the prin-

ciples underlying Buffalo Forge are ap-

plicable to RLA sympathy strikes. It

is only by following the Buffalo Forge

doctrine that RLA unions are not strip-
ped of their "primary weapon" - an ef-
fective strike - "without substituting
any reasonable alternative." Chicago

River, supra, 353 U.S. at 41.

*TTA'S assertion of a "minor dispute”
is a well-known management tactic in
RLA disputes, which has been recog-
nized previously as such by the
Courts. See United Industrial Work-
ers v. Board of Trustees, 351 F.2d
I83, 185, n. 25 (5th Cir. 1965); Rub
v. TACA International Airlines, oie «
439 F. ’ Ze ;
Detroit & Toledo R.R. v. United

ransportation Union, 396 U.S. 142

(1969).

~34-

The Court of Appeals (App. A,
p. 62a), points to the concern of this

Court in Buffalo Forge on dangers of

premature judicial intrusion into the
arbitrator's domain in a sympathy strike
case. Whether or not this was a motivating
factor in this Court's decision, the Court
of Appeals was wrong in overlooking that
the exact same considerations are ap-
plicable to RLA labor disputes. An
arbitrator functioning under an RLA
agreement has no less exclusive re-
sponsibility to decide a grievance than

an arbitrator serving with LMRA parties.

See Bhd. of Locomotive Engineers v.

Missouri - K.-T. R. Co., 363 U.S. 528,

533 (1960); Gunther v. San Diego & A.E.

Ry. Co., 382 U.S. 257 (1965). Since the

same professional labor arbitrators

function under RLA and LMRA contracts,

they are presumably subject to the same

«3$-

judicial influences regardless of the

company's status under labor law.*

In addition, the Court of Ap-
peals speculates (App. A, Pp. 62a) that

the Supreme Court in Buffalo Forge may

have been "worried" that a contrary re-
sult would lead to fewer LMRA arbi-
tration clauses. There is absolutely
no support for this hypothesis in the

Buffalo Forge opinion. Indeed, even if

this were an accurate observation, it
would appear that the damage was done

by Boys Markets, overruling Sinclair

Refining Co.

yy Status Quo Order. The

Court of Appeals further misapprehended

*The Court of Appeals, without ration-
ale, went so far in its decision as
to comment on contract interpretation.
(App. A, p. 7la, fn. 14). ‘This was
plain error.

atin

(App. A, p. 69a) the effect of its deci-
sion by conclusions that the type of
"minor dispute" injunction which it
authorized merely preserves the "status

quo" under RLA precedent.

~

It may be possible to restore

the status quo ante in a classic Chicago

River case where the underlying dispute
can be resolved through arbitration, but
this is impossible in a sympathy strike

case.* The strike goes on; carrier self-

*¥The issue in Bhd. of Locomotive Engineers
v. Missouri - K.-T. R. Co., supra, cited
by the Court of Appeals (App. A, p. 69a),
was whether the district court had juris-
diction to require the carrier to maintain
the status quo ante in a "minor dispute"
as a condition of enjoining a strike
over the grievances. In Piedmont Aviation,
Inc. v. ALPA, 416 F.2d 633, 639 (4th cir.
1969), cert. den. 397 U.S. 926 (1970),
the Court of Appeals conditioned an in-
junction against a strike in a "major
dispute" on restoration of the status

uo ante. However, this cannot be done

Or a sympathy strike; the underlying
dispute goes on and cannot be resolved
between the sympathy strikers and manage-
ment.

a37=

help continues; strikebreakers are
hired. By the time an arbitrator
vindicates the rights of the sympathy
strikers and the injunction is vacated,
the strike is likely to be broken for
all practical purposes. This kind

of situation is exactly what motivated
Congress to adopt Norris-LaGuardia.

See Frankfurter and Greene, supra. As
recognized by the Supreme Court in
another context, the availability of
injunctive relief under such circum-
stances creates strong employer incen-
tive to make the RLA bargaining process
a sham, provoke a strike, prolong the
dispute, and break the union. Bhd.

of Railway Clerks v. Florida E.c. Ry.,

384 U.S. 238, 246 (1966).

CONCLUSION

The Petition for a Writ of

Certiorari should be granted.

= ¥8..

Respectfully submitted,

ROBERT S. SAVELSON
MICHAEL E. ABRAM

COHEN, WEISS and SIMON
605 Third Avenue

New York, New York 10158
Tel.: (212) 682-6077

Attorneys for Petitioner
AIR LINE PILOTS ASSOCIATION,
INTERNATIONAL, AFL-CIO

Cohen, Weiss and Simon
Of Counsel

September 1980

APPENDIX A

la

APPENDIX A

TRANS INTERNATIONAL AIRLINES, INC.,
Plaintiff-Cross-Appellant,
v.

INTERNATIONAL BROTHERHOOD OF TEAMSTERS,
etc., Airline Division Teamster Local

2707; Marvin G. Griswold; Teamster
Local taae

Defendants-Cross-Appellees.

TRANS INTERNATIONAL AIRLINES INC.
_—
Plaintiff-Appellee/Cross
Appellant,

Vv.

INTERNATIONAL BROTHERHOOD OF TEAMSTERS,
et al., Airline Division, Teamsters
Local 2707, and Air Line Pilots As-
sociation, International, AFL-CIO,

Defendants-Appellants/Cross
Appellees.

Nos. 77-3362, 77-3363, 77-3395, 77-3781,
78-1148 and 78-1232.

United States Court of Appeals,
Ninth Circuit.

Feb. 14, 1980.

As Amended June 2, 1980.

2a

Appeal from the United States Dis-
trict Court for the Northern District of

California.

Before GOODWIN, WALLACE, and KENNEDY,

—_—~

Circuit Judges.
KENNEDY, Circuit Judge:

This case requires a determination,
among other matters, of the extent to which
the anti-injunction mandate of the Norris-
LaGuardia Act, 29 U.S.C. §§ 101 et seq., is
applicable to common carriers and collective
bargaining units subject to and regulated by
the Railway Labor Act (RLA), 45 U.S.C. §§ 151

et seq. The RLA extends to airlines, 45

1. Although we ultimately hold that the
Norris-LaGuardia Act deprives the federal
courts of jurisdiction to enjoin the
primary strike in this case, federal
question jurisdiction is conferred by 28
U.S.C. §§ 1331 & 1337, since the enforce-
ability of the contract clauses at issue
and the propriety of granting injunctive
relief arise under the various sections
of RLA, 45 U.S.C. §§ 151 et seq.

3a

U.S.C. §§ 181-188, and Trans International
Airlines (TIA), a principal party in this
case, is one of the nation's largest sup-
plemental air carriers. On November 30,
1976, TIA merged with Saturn Airways. The
company operates separate flights for
military and civilian carriage, transport-
ing passengers and freight on both kinds
of flights. At issue are two strikes
against TIA, a primary strike by TIA's
flight attendants and a sympathy strike by
its flight engineers and pilots. At the
time of the events in question both the
flight attendants and the engineers are re-
presented by the International Brotherhood
of Teamsters, Airline Division (Teamsters).
TIA's pilots are represented by the Air’
Line Pilots Association (ALPA), which also

represented the premerger Saturn pilots.?

2. The Teamsters and ALPA stand in the
same position with regard to the

4a

The company obtained federal injunctive re-
lief prohibiting both strikes to the extent
they were directed to military flights, but
the district court did not enjoin the
strikes against civilian flights. Both the
company and the affected Teamsters unions
appeal from the rulings.

The contract negotiations between
the Teamsters and the company, and the sub-
sequent strikes, have the following history.
TIA and the flight attendants were parties
to a collective bargaining agreement for
the period July 21, 1974 to April 1, 1976.
The agreement contained a general no-strike
Clause, effective "during the term of
this agreement." At the heart of the dis-
pute over the legality of the primary strike
lie further contract provisions, by which :

the parties agreed there would be no strikes

onal

sympathy strike issues addressed be-
low. Where appropriate, we use
"Teamsters" or "the union" to refer
to ALPA as well as the Teamsters.

5a

against military flights and that this
clause was effective "after the expiration
of this agreement and/or during and after
procedures of the Railway Labor Act have

been exhausted. . .."2 In February of 1976

3. The relevant contract provisions provide:
ARTICLE XII
No Strike-No Lockout

Section A. During the term of this
Agreement, the Union shall not authorize,
cause, sanction or engage in any strike,
picketing, slowdown or stoppage of work.

Section B. During the term of this
Agreement, the Company shall not cause,
permit, or engage in any lockout of its
Flight Attendants.

Section C. During the term of this
Agreement, the Company reserves the
right to discharge or otherwise discip-
line any Flight Attendant taking part
in any strike, picketing, slowdown or
stoppage of work.

Section D. The Union further agrees
that the Flight Attendants will continue
to perform all du‘ ies which are neces-
Sary to enable th. Company to operate
flights for or in support of traffic
sponsored by the Department of Defense
of the United States of America, even

6a

the Teamsters, acting for the flight at-
tendants, served a notice of intent to
amend the agreement. Under the Railway
Labor Act this is a section 6 notice,
which signals the union's intent to
negotiate a new employment agreement.

45 U.S.C. § 156. The contract expiration
date (April 1, 1976) arrived without the
parties having reached accord. Pursuant
to the provisions of the Railway Labor
Act, the agreement remained in force

during the dispute resolution procedures

though such Flight Attendants withdraw
from commercial airline service be-
cause of a dispute arising out of ne-
gotiations for a new contract after
the expiration date of this Agreement
and/or during and after all procedures
of the Railway Labor Act have been
exhausted, provided the Company shall
submit to the Union, when requested,
proof that a particular flight is
being flown or operated under charter
or contract to the Department of De-
fense.

7a

set in motion by the section 6 notice.

See id. Further negotiations between

the parties produced no agreement, and

a mediator was assigned by the National
Mediation Board on August 19, 1976.

The union refused voluntary
arbitration, the mediator withdrew, and
after expiration of the statutory 30-
day cooling off period expired at mid-
night, September 7, 1977, the flight
attendants struck all flights. fTIA's
flight engineers and pilots, in a
sympathy strike, honored the flight at-
tendants' primary strike and refused to
cross the picket line.

TIA applied to the district
court for an order prohibiting these
groups of employees from striking. The
district court ultimately granted a

preliminary injunction prohibiting the

flight attendants from striking TIA's

8a

military flights, but denied an injunction
prohibiting flight attendants from striking
TIA's other operations. A similar injunction
was issued against the flight engineers and
pilots, enjoining the Sympathy strike as to
military flights only.

In this court, the Teamsters moved
to stay the military strike injunctions, and
TIA moved for temporary Sissies relief
pending decision of the appeal. Oral argu-
ment on these motions was heard by this
panel. In addition to the motions for
preliminary relief, the principal appeal
from the district court's preliminary in-
junctions is pending before this circuit.
Further, TIA and ALPA have filed separate
appeals. Some of the issues raised in
these appeals were not argued in the par-
ties' motions for interim relief. Con-

cluding, however, that further oral argu-

ment in these cases is unnecessary, these

9a

appeals, Nos. 77-3362, 77-3363, 77-3395,
77-3781, 78-1148 & 78-1232 are considered
submitted to this panel on the date of
filing of this opinion, and their disposi-
tion is controlled by this opinion.

In general, three contentions
are advanced by the parties. First, quite
apart from the argument that federal courts
are prohibited by statute from enjoining
the strikes, the Teamsters contend that TIA
was not entitled to seek a preliminary in-
junction because the company's actions
during the strike were so unfair that the
company had unclean hands. In summary ,
the Teamsters claimed that TIA improperly
Stranded flight attendants at foreign ports;
hired replacements; expanded the number of
military flights (which the district court
had enjoined the flight attendants, engi-
neers and pilots from striking); terminated

pilots for refusal to fly commercial planes

10a

or for other carriers; refused sick pay and

monthly guarantees to strikers; and violated
seniority rights in the selection of pilots

for the military flights.

Second, TIA argues that the Team-
sters' conduct during the course of the
major disputes mediation procedures violated
section 152 First of the RLA, which requires
parties "to exert every reasonable effort
to make" a collective bargaining agreement.
If that were so, there would be authority
to enjoin the strike and require the Team-
sters to return to the bargaining table.

See Chicago & N. W. Ry. v. United Trans-

,

portation Union, 402 U.S. 570, 91 S.Ct.

1731, 29 L.Ed.2d 187 (1971). The principal
bases of TIA's claim are (1) that the Team-
sters, in the process of negotiating the

integration of the premerger Saturn and TIA

flight attendant agreements, more than

doubled the number of proposals on the

lla

bargaining table by requesting approxi-
mately 200 contract changes after a year
of negotiations and six months prior to
the strike, and (2) that the cost of the
Teamsters' initial proposal for flight
attendants exceeded 250% of TIA's then-
present payroll costs for TIA flight at-
tendants, and its proposals after media-
tion by the National Mediation Board ex-
ceeded 200% of TIA's total company-wide
profits for 1976 and represented a 294.6%
increase in flight attendant payroll
costs.

Finally, even if enjoining the
Teamster's strike was not proper because
of the union's bargaining tactics, TIA
contends an injunction against strikes of
military flights was proper because, among
other reasons, the various groups of em-

ployees had promised not to strike TIA's

military operations, even after bargaining

l2a

under the RLA's disputes resolution pro-
cedures had been exhausted, and that an
injunction against the sympathy strikes
was proper pending minor dispute arbi-
tration of the legality of the strikes.
The strikes which were the
subject of this lawsuit have been set-

tled, and a new collective bargaining

agreement was signed on January 12,
1978.4 we must first decide whether
this appeal is not moot.

We hold these appeals are not
moot, primarily because resolution of
the issues presented is crucial to de-
ciding a substantial pending claim for
damages sought by TIA against the Team-

sters. The district court's preliminary

4. The contracts between TIA and its
flight attendants, engineers, and
pilots contain the same military
no-strike clause which is discussed
at greater length below.

l3a

injunctions were entered on September 26,
1977, and September 28, 1977. On. October
26, 1977, the district court entered a
further order in which it rejected the
Teamsters' and ALPA's claim that TIA had
"unclean hands" and thus was not entitled
to the injunctions. This order formed the
basis for appeals number 78-1148 and 78-
1232. The Teamsters continued to urge em-
ployees to strike military flights. On
November 1, 1977, the Teamsters were ad-
judicated in contempt of the district
court's orders. TIA alleges its military
operations were virtually shut down by
striking flight attendants and flight
engineers, causing TIA approximately
$400,000 in compensatory damages which it
still seeks to recover from the Teamsters.
The matter of compensatory fines was stay-
ed by the district court on January 24,

1978, "pending the results of the appeals

l4a

before the Court of Appeals for the Ninth

Circuit in TIA v. Teamsters, Nos. 77-3362/

3363/3395/3781."

Thus, the right of TIA to recover
its alleged damages and the extent of recov-
ery will be controlled, in part, by resolu-
tion of the overriding issue in these ap-
peals: whether TIA was entitled to injunc-
tive relief against either the primary or

the sympathy strike. See, e.g., Lewis v.

S. S. Baune, 532 F.2d 1115, 1119 (5th Cir.

1976) ("A judgment of civil contempt, being
remedial in nature, stands or falls with the
validity or invalidity of the order, and
the opposing party should be compensated
only if he was entitled to the order.");

Latrobe Steel Co. v. United Steelworkers,

545 F.2d 1336, 1345-46 (3d Cir. 1976).
Under these circumstances this appeal

presents a live case or controversy for our

decision.

15a

The Teamsters agree that if the
compensatory fine proceeding is permitted
to continue, the issues presented on this
appeal must be decided. They conclude,
however, that we should order dismissed the
contempt proceedings as well as these ap-
peals. The Teamsters' argument is es-
sentially this: in evaluating whether the
controversy presented by this appeal from
the original orders is moot, this court
may not examine the posture of the pending
contempt proceedings. We should, it is
argued, decide whether this appeal is moot
without reference to the possibility of
damage liability in the contempt proceed-
ings below, and if we determine the case
is moot we should also instruct the dis-
trict court to dismiss the contempt pro-
ceedings. We disagree with that reasoning.

The Teamsters contend we are

governed by Gompers v. Buck's Stove &

l6a

Range Co., 221 U.S. 418, 31 S.Ct. 492, 55

L.Ed. 797 (1911). Procedurally Gompers

does resemble this case. The company had
secured an injunction against a boycott.
Appeals were taken from this injunction.
Before the appeal was decided, the company
initiated contempt proceedings, and the
defendants were adjudicated in contempt
and sentenced to jail sentences. The
original injunctive decree was upheld by
the court of appeals, and some time later
the contempt adjudication was also af-
firmed. By the time the appeals from the
original injunction reached the Supreme
Court, the parties had settled their dif-
ferences. The Court accordingly dismiss-

ed the appeal as moot. Buck's Stove &

Range Co. v. American Federation of Labor,

219 U.S. 581, 31 S.Ct. 472, 55 L.Ed. 345
(1911). Thereafter the Court also dis-

missed the appeal of the contempt adju-

dication as moot. It held:

17a

(W]hen the main cause was terminated
by a settlement of all differences
between the parties, the complainant
did not require and was not entitled
to any compensation or relief [in the
contempt proceedings].

221 U.S. at 451-52, 31 S.ct. at 503.

Gompers has subsequently been refined, see,

€.g., Backo v. Carpenters Local 281, 438
F.2d 176, 182 (2d Cir. 1970), cert. denied,
404 U.S. 858, 92 S.Ct. 110, 30 L.Ed.2a 99
(1971), but we think the Teamsters' discuss-

ion of Gompers and its progeny ignores a

crucial distinction between that case and
the instant case.

In Gompers, the parties had

entered into a settlement which completely
resolved all matters involved in the litiga-
tion between them. 221 U.S. at iS ee bE
S.Ct. at 502; 219 U.S. 581, 31 S.ct. 472
(1911). The determinations of mootness

were predicated on this finding. In our

case, by contrast, there has been no out-

of-court settlement by the parties of

18a

"every material controversy which the re-
cord present[s]." 219 U.S. at 581, 31 S.Ct.
at 472. The strike has ended and the par-
ties have signed a new collective bargain-
ing agreement, but this does not constitute
a settlement of the controversies which
Spawned this litigation. A recent third

circuit case illustrates the point. In

Bituminous Coal Operators' Association,

Inc. v. U. M. W., 585 F.2d 586 (3d Cir.

1978), the employer had sued for both in-
junctive relief and damages. While the
appeal from the district court's orders
was pending, the collective bargaining
agreement which was allegedly breached
expired and a new agreement was signed.
The Union argued that this development
mooted the case; the court of appeals

disagreed:

We note at the outset that the
expiration of the 1974 agreement
and the execution of the 1978
agreement have not mooted a

19a

Claim for damages by the mine
owners.

Id. at 599.

The possibility of compensatory
damage liability in this case arises from
the civil contempt adjudication and not,

as in Coal Operators, from a damages

action under the NLRA. We perceive no
constitutional distinction in this fact.

Cf. Latrobe Steel Co., supra, 545 F.2d at

1345-46. A proceeding for civil contempt
is part of the original action. See,

€.g-, Gompers, supra, 221 U.S. at 444-45,

31 S.Ct. at 499-500. For purposes of
determining whether a live controversy
exists on this appeal from the injunctive
orders of the district court, we may con-
sider the fact that the Union has been
adjudicated in civil contempt of those
orders, and that imposition of substantial

compensatory damages depends on resolution

of the issues presented on this appeal.

20a

Cf. also American Bible Society v. Blount,

446 F.2d 588 (3d Cir. 1971); Meyers v. Jay

Street Connecting Railroad, 288 F.2d 356

(2a Cir. 1961).°

5. Moreover, even were there no possibility
of damages recovery in the further dis-
trict court proceedings, this appeal
probably would not be moot under the
"Capable of repetition, yet evading re-
view" standard as elaborated in recent
cases such as Weinstein v. Bradford,

423 U.S. 147, 96 S.Ct. 347, 46 L.Ed. 2d

350 (1975), Super Tire Engineering Co.
v. McCorkle, TG Use. 2a3> 34 SCE,
1694, 40 L.Ed.2da 1 (1974), and Illinois
State Board of Elections v. Socialist
Workers Party, 440 U.S. 173, 99 S.Ct,
983, 59 L.bd.2da 230 (1979), Amalgamated
Transit Union v. Greyhound Lines, inc.,
, 1238 n.l (Sth Cir.),

cert. denied, 434 U.S. 837, 98 S.Ct. 127,
Ed. 9 (1977), and Bituminous

Coal Operators' Association, Inc. v.
U. M a 585 F.2d 586, 599-600 (3d

° . ae J . ,
Cir. 1978). Under these cases, a chal-
lenged action is not moot when:

(1) the challenged action was in
its duration too short to be ful-
ly litigated prior to its ces-
sation or expiration, and (2)
there (is) a reasonable expec-
tation that the same complaining
party would be subjected to the
same action again.

2la

The Teamsters raise another, more
limited, mootness argument. They con-

tend TIA's appeal from the district

The first prong of this test is met,
as this strike ended before its
legality could be fully litigated.
As the Court has noted, "[T]Jhe
great majority of economic strikes
do not last long enough for com-
plete judicial review of the con-
troversies they engender." Super
Tire Engineering v. McCorkle, TI
U.S. II5, 126, 94 s.Ct. 1694, 1700,
40 L.Ed.2d 1 (1974).

There is also a reasonable ex-
pectation the same complaining par-
ties will take similar action
again. The September, 1977 strike
was not the first strike of TIA by
the Teamsters. In July of 1974,
TIA's flight attendants and flight
crewmembers, both represented by
the Teamsters, struck TIA. Simi-
larly, Saturn Airways, which merged
into TIA, was the object of strikes
by its pilots, represented by ALPA,
in May of 1972. Saturn's flight
engineers, attendants, and
navigators, all represented by the
Teamsters, struck Saturn again in
August of 1974. Saturn secured a
court order requiring the striking
parties to return to work. Further,
the actions of TIA in maintaining
Operations in the face of the
strikes in this case were found by

22a

court's refusal to enjoin a strike
against its commercial operations is moot.

Noting that TIA's flight attendants (but

the district court to be common
methods used by employers, and
presumably reasonably likely to be
used by TIA in the event of another
strike. The Teamsters and ALPA
continue to represent some of the
groups of employees involved in
this lawsuit. Thus the same par-
ties whose conduct is at issue in
this suit will continue to face
each other across the bargaining
table. Moreover, the new contract
signed by TIA and the Teamsters on
January 12, 1978, contains the same
military no-strike clause which is
the principal subject of this
opinion. Finally, although the
bargaining and subsequent strike
giving rise to the instant dis-
pute have been settled, the record
od before us on the issues presented
for decision is no less concrete
than it would be if the strike
were ongoing.

Our reliance on the potential
pending damage liability makes it
unnecessary for us to consider
whether TIA's failure to request
declaratory relief in its original
complaint would affect a decision
regarding mootness, see Coal
Operators, supra, 585 F.2d at 599-

23a

not its engineers) now have a different
bargaining representative (the Association
c€ Flight Attendants), the Teamsters ar-
gue there can be no expectation that TIA
will be subjected again to the Teamsters'
alleged bad-faith bargaining tactics. We
reject this argument. If the Teamsters
did not make a reasonable effort to reach
an agreement during major disputes
bargaining, its strikes against both com-
merical and military flights could be en-
joined. The Union's bargaining conduct
was an alternative ground--in addition

to the military no-strike clause--for the
injunction underlying the contempt order.
For this reason alone, even apart from
our reluctance to fragment this appeal

into "live" and "moot" issues, and the

600; Japan Air Lines Co. v. Inter-

national Association of Machinists,
. , oa ir. -

24a

possibility that the dispute is not moot
under the "capable of repetition yet

evading review" standard, see Weinstein

v. Bradford, 423 U.S. 147, 96 S.Ct. 347,

46 L.Ed.2d 350 (1975); Illinois State

Board of Elections v. Socialist Workers

Party, 440 U.S. 173, 187, 99 S.Ct. 983,
992, 59 L.Ed.2d 230 (1979); Amalgamated

Transit Union v. Greyhound Lines, Inc.,

950 F.2d 1237, 1238 n.1 (9th Cir.),

cert. denied, 434 U.S. 837, 98 S.Ct.

127, 54 L.Ed.2d 99 (1977), the Union's
bargaining behavior is part of the live

case or controversy before us. See Coal

Operators, supra, 585 F.2d at 600.

Turning to the merits, we ad-
dress first the clean hands issue. We
affirm the district court's finding, on
the motion for preliminary relief, that

TIA was not prevented from seeking in-

junctive relief because of its own

25a

conduct. Without explicitly passing on the
accuracy of the Teamster's characterization,
the district court concluded:

TIA's varied and extensive efforts
to continue its operations during
the current strike in an attempt to
defeat the strike ... are all
legally permissible and fairly com-
mon methods of countering the im-
pact of a strike . . . These parties
are engaged in a hard-fought labor
dispute that unfortunately has re-
sulted in a test of their relative
economic strength. In such a
situation, it is not unusual or
unfair for both sides to resort to
all of the weapons legally avail-
able to them.

The activities of which the union complains
are not discussed in detail in the district

court's opinion of October 26, 1977,° but

6. The opinion of the district court was
as follows:

MEMORANDUM AND ORDER RE PILOTS

The facts of this labor dispute
have already been fully set forth
in this court's memoranda of Sep-
tember 26 and September 28, 1977.
Plaintiff TIA now moves for a
preliminary injunction against

26a

the parties have presented their views of
TIA's conduct in their briefs. Having

reviewed their contentions, we cannot

defendant ALPA regarding TIA's
military flights. The matter has
been fully heard by the court and
has been submitted for decision
on the record and pleadings on
file,

The court has heard a substantial
amount of testimony regarding TIA's
varied and extensive efforts to
continue its operations during the
current strike in an attempt to de-
feat the strike. Nevertheless, the
court does not feel that TIA's
actions, which are all legally
permissible and fairly common methods
of countering the impact of a strike,
are so inequitable as to require the
denial of injunctive relief. These
parties are engaged in a hard fought
labor dispute that unfortunately has
resulted in a test of their relative
economic strength. In such a
Situation, it is not unusual or un-
fair for both sides to resort to all
of the weapons legally available to
them.

The court would also like to make
note of an additional matter which
has come to its attention during
these proceedings. The testimony
of Mr. Arthur Perkel of the Military
Airlift Command (MAC) makes it Clear

; 27a

conclude that the district court applied
a legally improper standard or made clear-

ly erroneous findings of fact. On the

that, without specifically intending
to do so, the administration of MAC
expansion business will almost in-
evitably tend to strengthen the
economic position of a struck air-
line, such as TIA, as against its
striking employees. The number of
airplanes freed by a strike against
the airline's commercial flights
allows the airline to seek and ob-
tain a greater proportion of the
available MAC expansion business.
Furthermore, this effect can be
greatly magnified if the cooperation
of other airlines with MAC contracts
can be obtained, as may have been
the situation in this case. Although
this effect troubles the court in
granting this injunction, we do not
feel that this matter is one for
judicial resolution. Rather, such
matters should be taken up with the
proper parties within the executive
branch, such as the Secretary of
Defense and the Secretary of the

Air Force.

Therefore, it is hereby ORDERED
that plaintiff's motion for a
preliminary injunction with regard
to military flights is granted,
for the reasons stated herein and
in the court's memorandum and order
of September 28, 1977. The terms

28a

motion for preliminary relief it was not
improper to conclude that the practices
complained of were not sufficiently like-
ly to be found illegal or otherwise
wrongful that TIA should be prevented
from seeking injunctive relief. See

Illinois Central R. R. v. Brotherhood of

R. R. Trainmen, 398 F.2d 973 (7th Cir.

1968); Brotherhood of R. R. Trainmen v.

Akron & B. B. R. R. Co., 128 U.S.App.

D.C. 59, 92, 385 F.2d 581, 614 (D.C.
Cir. 1968), cert. denied, 390 U.S. S23,

88 S.Ct. 851, 852, 19 L.Ed.2d 983 (1968);

Long Island R. R. Co. v. System

Federation No. 156, 368 F.2d 50 (2d Cir.

1966).

of this preliminary injunction are
to be the same as the temporary
restraining order of September 28,
1977.

Counsel for the plaintiff shall
prepare a proposed form of judgment.
Rule 58, Fed.R.Civ.Pro.

29a

Similarly, we affirm the district
court's finding that the Teamsters did not
violate the obligations imposed by section
152 First in the course of their bargaining
with TIA. The facts allegedly demonstrating
the Teamsters' lack of reasonable effort to
make an agreement have already been de-
scribed. The district court, in finding
no violation, noted that the increase in
the number of Teamster bargaining proposals,
from 61 in early 1976 to over 200 in March
of 1977, was a reasonable response to the
merger between TIA and Saturn:

The testimony heard by the court on
this matter indicates that what the
Teamsters were trying to do with the
introduction of their March, 1977,
proposal was to integrate the old
Saturn and old TIA agreements,
taking the best from both. Since
the carriers were newly merged and
the Teamsters were now representing
a larger group of flight attendants,
it hardly seems unreasonable for
them to modify their previous

proposal substantially to meet the
new conditions.

30a

The court found, "negotiations did not get
under way [] in earnest until approximately
the time the Teamsters introduced their new
proposal," and concluded that the increased
number of proposals was reasonable in light
of the recent merger between TIA and Saturn.
The district court's finding is not clearly
erroneous and must be affirmed. Similarly,
its finding that the assertedly exorbitant
size of the Teamsters' proposals regarding
wages, benefits, and working conditions

did not demonstrate a refusal to make
reasonable efforts to reach an agreement
must, on this record, also be affirmed.

The court held: "The court can find no
previous decision ella the RLA, nor can
TIA suggest one, which has inferred lack

of reasonable effort solely from the size
of the proposals put forth by the parties."

The court noted that the union had reduced

its proposals on two occasions, and

3la

characterized the bargaining as "obstinate
and unyielding" but not in violation of
the statutory standards.

We do not hold that a union's
insistence on proposals of the kind in-
volved here could never be the basis for
a finding that a union did not comply with
its obligations under section 152 First;
but in this case the district court's find-
ing is not clearly erroneous. Cf. REA

Express, Inc. v. Brotherhood of Railway

Clerks, 358 F.Supp. 760, 772 n.43 (S.D.N.Y.
1971) and cases cited therein. Cf. also

Atlantic Coast Line R. R. Co. v. Brother-

hood of Railway Trainmen, 262 F.Supp. 177,

183-85 (D.D.C. 1967).

We are confronted, then, with
TIA's argument that injunctive relief
against the primary strike was appropriate
because of language contained in the col-

lective bargaining agreement. The Teamsters

32a

argue that the district court lacked
jurisdiction to issue the injunction by
reason of section 4 of the Norris-
LaGuardia Act, 29 U.S.C. § 104, main-
taining that once the major dispute
mechanisms of the RLA had been exhausted,
the unions could not be enjoined from
using their full economic power in
Support of their demands. We agree.
The accommodation reached
between the Norris-LaGuardia Act and
the National Labor Relations Act does
not necessarily carry over to disputes
controlled by the RLA. In this regard,
the Supreme Court has stated: "The
relationship of labor and management
in the railroad industry has developed
on a pattern different from other in-
dustries. The fundamental premises
and principles of the Railway Labor

Act are not the same as those which form

the bases of the [NLRA] ...." Brotherhood

of Railroad Trainmen v. Chicago River & I.

R. R., 353 U.S. 39, 31-32 n.2, 77 S.Ct. 635,
1 L.Ed.2d 622 (1957). On the other hand,
in cases which present difficult questions
under the RLA but do not require statutory
interpretations that are unique to the
mechanisms of that Act, the doctrines
developed by Congress and the courts from
their experience in adjusting questions of
labor law policy generally are instructive.
For an analogy, and to determine national
labor policy, it is appropriate to refer
to the NLRA for assistance in construing

the RLA. Brotherhood of Railroad Train-

men v. Jacksonville Terminal Co., 394 U.S.

369, 383-84, 89 S.Ct. 1109, 22 L.Ed.2d
344 (1969).

The principal question with re-
spect to the primary strike is whether the

contract provision by which the union

?

34a

agreed not to strike military flights, even
after RLA dispute mechanisms had been ex-
hausted, is enforceable by injunctive relief.
Decision of this question requires an an-
alysis of the dispute resolution mechanisms
of the RLA. The RLA provides that "minor
disputes" are to be resolved by binding
arbitration. A second set of procedures

is designed to facilitate a voluntary
agreement of the parties in major disputes.

See Elgin, J. & E. Ry. v. Burley, 325 U.S.

711, 65 S.Ct. 1282, 89 L.Ed. 1886 (1945) ;

O'Donnell v. Wien Air Alaska, Inc., 551

F.2d 1141 (9th Cir. 1977). ‘The minor dis-
putes provisions

contemplate[] the existence of a col-
lective agreement already concluded
or, at any rate, a situation in which
no effort is made to bring about a
formal change in terms or to create

a new one. The dispute relates
either to the meaning or proper ap-
plication of a particular provision
with reference to a specific
situation or to an omitted case.

35a

Elgin, supra, 325 U.S. at 723, 65 S.Ct. at

1290. The major disputes provisions relate
to disputes over the formation of col-
lective agreements or efforts to secure
them. The Act's procedures for major dis-
putes have been described as follows:

A party desiring to effect a change
of rates of pay, rules, or working
conditions must give advance written
notice. § 6. ‘The parties must con-
fer, § 2 Second, and if conference
fails to resolve the dispute, either
or both may invoke the services of
the National Mediation Board, which
may also proffer its services sua
Sponte if it finds a labor emergency
to exist. § 5 First. If mediation
fails, the Board must endeavor to
induce the parties to submit the
controversy to binding arbitration,
which can take place however, only

if both consent. § 5 First, 7. If
arbitration is rejected and the dis-
pute threatens "substantially to
interrupt interstate commerce to a
degree such as to deprive any

section of the country of essential
transportation service, the Mediation
Board shall notify the President,"
who may create an emergency board

to investigate and report on the
dispute. § 10. While the dispute

is working its way through these
stages, neither party may unilateral-
ly alter the status quo. § 2 Seventh,
> Faret, 6, 20.

36a

Brotherhood of Railroad Trainmen v.

Jacksonville Terminal Co., supra, 394

U.S. at 378, 89 S.Ct. at 1115.

In general, when a contract
provision is upened to negotiation, the
provision is not kept in effect by
operation of the RLA once the procedures
for major dispute resolution are ex-
hausted. To encourage voluntary set-
tlement of major disputes, the RLA
postpones the time for self-help
remedies. However, if after reasonable
efforts the parties have exhausted the
bargaining procedures specified by the
RLA without agreement, the statute
does not bar such remedies, including
a strike.

For [the] settlement [of major
disputes] the statutory scheme
retains throughout the tradi-
tional voluntary processes of
negotiation, mediation, voluntary
arbitration, and conciliation.

Every facility for bringing about
agreement is provided and

37a
|
|
|

and pressures for mobilizing public
opinion are applied. The parties
are required to submit to the suc-
cessive procedures designed to in-
duce agreement. § 5 First (b). But
compulsions go only to insure that
those procedures are exhausted be-
fore resort can be had to self-help.

Elgin, supra, 325 U.S. at 725, 65 S.Ct. at

1291. See also Jacksonville Terminal Co. >

Supra, 394 U.S. at 379-80, 89 S.ct. at
1115-16. All concede that the primary
strike by the flight attendants did not
commence until the major dispute resolution
procedures of the Act had been exhausted.

We think there can be no question
about the meaning of the military no-strike
clause in this case. We agree with the
a
conclusions of the district court in this
regard. As Judge Peckham stated:

The clear import of this provision is
to extend the no-strike obligation of
the flight attendants beyond the term
of the collective-bargaining agreement,
even beyond the expiration of the 30-
day cooling-off period mandated by

the RLA, when the Teamsters would
otherwise have the right to strike

38a

against all of TIA's operations. The
Teamsters do not dispute the meaning
of this provision .... This mili-
tary no-strike clause could not be
clearer in expressing its intent that
the flight attendants thereby give up
their right to strike TIA's military
flights even during those periods when
they might strike all of TIA's other
operations.
A contrary interpretation would render mate-
rial portions of the clause meaningless.
TIA would not secure the union's promise not
to strike military flights after exhaustion
of RLA procedures if it were intended that
operation of the procedures nullified the
obligation. The flight attendants' strike,
therefore, violated the military no-strike
clause, and resort to minor dispute arbi-
tration is not necessary to reach this

conclusion. See Wien, supra at 1146-47;

Seaboard World Airlines, Inc. v. Transport

Workers Union, 425 F.2d 1086, 1090 (2d Cir.

1970).

Similarly, we think the Team-

sters' strike in violation of their contract

39a

obligation did not present a major dispute.
In the normal case, once having exhausted
major disputes procedures the parties are
free to resort to self-help. The military
no-strike clause had already been the sub-
ject of bargaining in the major disputes
sessions. We hold, infra, that, as the
parties intended, the clause was binding
even after exhaustion of those procedures,
but TIA advances no theory by which this
fact makes the strike enjoinable as in-
volving a major dispute.

We find no authority by which
the contract clause in question can be
held to violate RLA policies. Once ma-
jor dispute procedures are completed and
the different pressures put on the parties
to achieve voluntary settlements have
been exhausted, it is true that ordinarily

the employer and the union are free to

resort to the traditional economic weapons.

40a

Brotherood of Locomotive Engineers v.

Baltimore & O. R.R., 372 U.S. 284, 291, 83

S.Ct. 691, 695, 9 L.Ed.2d 759 (1963) (per

curiam); Elgin, supra. The RLA does not,
however, preclude the parties from adopting
a different procedure by contract. Cf.

Mastro Plastics Corp. v. NLRB, 350 U.S. 270,

279-84, 76 S.Ct. 349, 356-59, 100 L.Ed.
309 (1956).7

Whatever may be that limitation on
the extent of damages properly awarded in an
action at law, see note 9 infra, a question
we do not reach here, we perceive no policies
peculiar to the RLA which prohibit the par-
ties from regulating by contract their post-
major disputes relations in the manner they

have here. It is true that ordinarily a

=

7. For instance, nothing in our holding
today prevents parties from agreeing
to binding arbitration after the
major dispute mechanisms of the Act
are exhausted.

4la

union's promise not to strike is accompa-
nied by a promise that the employer

agrees to submit the dispute to binding
arbitration. The parties have not direct-
ed our attention, however, to cases re-
quiring an arbitration clause as to con-
dition to holding the no-strike promise
binding.

A determination that the mili-
tary no-strike clause is valid and not
contrary to RLA policies does not control
the ultimate question whether the contract
clause may be enforced by injunctive re-
lief. The anti-injunction command of the
Norris-LaGuardia Act may operate in-
dependently to bar an injunction notwith-
standing the validity of the contract
clause to be enforced, and we rule the
injunctive power of the federal court may

not be used to enforce the no-strike

clause here.

>>

42a

If this case arose under the NLRA,

an injunction would not be granted. See

Buffalo Forge Co. v. United Steelworkers,

428 U.S. 397, 404-12, 96 S.ct. 3141, 3146-
50, 49 L.Ed.2d 1022 (1976) (majority); id.
at 424 n.15, 426 n.20, 96 S.ct. at 3155

n.15, 3156 n.20 (dissent) ; Boys Markets,

Inc. v. Retail Clerks Union, 398 U.S. 235,

90 S.Ct. 1583, 26 L.Ed.2d 199 (1970). As

the Court in Buffalo Forge stated:

"([T]here is no general federal anti-
strike policy; and although a suit
may be brought under § 301 against
strikes which, while they are breach-
es of private contracts, do not
threaten any additional public
policy, in such cases the anti-
injunction policy of Norris-LaGuardia
should prevail."

428 U.S. at 409, 96 S.Ct. at 3148, quoting

Sinclair Refining Co. v. Atkinson, 370 U.S.

195, 225, 82 S.Ct. 1328, 1344, 8 L.Ed.24a
440 (1962) (dissent). If we were persuaded
that a substantial purpose unique to the

RLA, or protection of its dispute settlement

43a

mechanisms, would be substantially .
furthered by specific enforcement of the
clause, we would sustain the order for
injunctive relief, but no such conditions
exist here.

We do acknowledge that there are
some considerations which make an injun-
ction appear appropriate in this case, al-
though for reasons stated below we do not
find them dispositive. Enforcement of
a no-strike clause may have a salutary ef-
fect on labor relations, since the employer
presumably will consent to a contract for
a shorter term in return for a no-strike
clause enforceable by an injunction,
which reduces the risks inherent in re-
negotiating the contract. Frequent ne-
gotiation, under this view, furthers in-
dustrial stability by permitting more

precise adjustments to meet changing

economic conditions.

44a

Further, the breach of contract in
this case is plain and unambiguous. One might
argue that unambiguous contract breaches could
be enjoined without doing violence to any
Norris-LaGuardia Act policy. See Note, The

Applicability of Boys Markets to Refusals to

Cross a Picket Line, 76 Colum.L. Rev. 113, 136-

41 (1976). Cf. Buffalo Forge, supra, 428 U.S.

at 416-17, 96 S.Ct. at 3151-52 (dissent)
(purpose of Norris-LaGuardia Act is to protect
labor organizing and ability to bargain col-
lectively, not to prohibit enforcement of
collective bargaining agreements); F. Frank-
further & N. Greene, The Labor Injunction

5-46 (1930); Smith, The Supreme Court, Boys

Markets Labor Injunctions, and Sympathy Work

Stoppages, 44 U.Chi.L.Rev. 321, 341 (1977).

Moreover, in this case the military
no-strike clause was directed to the discrete

transportation function of military flights,

the union retaining the right to strike other

45a

TIA flights. In addition, apparently the
federal government insisted that the com-
pany insert the clause as a condition of
obtaining military contracts. The no-
strike clause therefore furthered specific
government transportation interests. 8%
Finally, the RLA contains a

statutory provision requiring the parties
to a contract to maintain their agreement
without breach. 45 U.S.C. § 152 First pro-
vides:

It shall be the duty of all carriers,

their officers, agents, and employees
to exert every reasonable effort to

8. The Government's transportation inte-
rests are protected to some extent
by 45 U.S.C. § 160. The Mediation
Board may notify the President of
disputes which threaten serious dis-
ruption, and the President may then
create a board to investigate and
report respecting the dispute. For
the thirty days allowed for the
board's work, and for thirty days
thereafter, no change in the status
quo is permitted except by agreement
of the parties.

7%

46a

Make and maintain agreements concern-
ing rates of pay, rules, and working
conditions, and to settle all dis-
putes . .. in order to avoid any
interruption to commerce or to the
operation of any carrier growing out
of any dispute between the carrier
and the employees thereof.

The Supreme Court in Chicago & N.W. Ry. v.

United Transportation Union, 402 U.S. 570,

91 S.Ct. 1731, 29 L.Ed.2d 187 (1971) held
that this section imposed a substantive duty
on parties, enforceable by injunctive relief,
to exert reasonable efforts during the
negotiating process to reach an agreement.
More to the point, the duty to maintain
agreements was found a basis for injunctive

relief in Seaboard World Airlines, Inc. v.

Transport Workers Union, 425 F.2d 1086 (24a

Cir. 1970), reaff'd in further consideration,

443 F.2d 437 (2d Cir. 1971), and Southern

Pacific Transportation CS.’ #, Railway &

Steamship Clerks, 81 L.C. para. 13,113

(N.D.Cal.1975). The Second Circuit in

47a

Seaboard permitted an injunction to pro-

hibit a strike in violation of the union's

contractual promise not to reopen certain

subjects for RLA major disputes bargaining

before a given date.?

In Seaboard the parties, by supplement-
al agreement, had resolved an issue of
job security for flight navigators dis-
placed by technological change and it
was agreed not to reopen the issue for
a period of ten years. The rest of

the bargaining agreement came due for
re-opening at an earlier date. At

that date, the union served a section 6
notice which included a request to ne-
gotiate the flight navigator question,
the very issue put out of reach by the
supplemental agreement. When the air-
line refused to negotiate the issue,
the union struck, arguing that the car-
rier was avoiding its obligations to
bargain under the major disputes provi-
sion of the Act. The court held that
an anti-strike injunction could issue
pending resolution by the district
court of the question whether the ex-
tended prohibition on re-opening the
particular subject was illegal, and it
later affirmed both the district
court's conclusion that the clause was
legal and its grant of an injunction
against similar strikes in the future.

48a

The difficulty in relying on the
above considerations to justify injunctive
relief is that, with the exception of the
language in section 152, all of these fac-
tors if present in a case arising under the
NLRA would be insufficient to permit an
injunction to issue. Absent a substantial
nexus with statutory dispute settlement
mechanisms or an agreement to arbitrate,
an injunction may not issue to prevent a
plain breach of a no-strike clause by a
union. The language of section 152 is per-
haps unique to the RLA. The history of the
RLA, nevertheless, prevents us from finding
in the Act's obligation to "maintain agree-
ments" a broad mandate to enjoin all, or
even plain, breaches of collective bar-
gaining agreements by a union. Without
question, the RLA was a response to the
perceived dangers of disruption in the

transportation industry. This history has

7%

7s

49a

been described elsewhere and need not be

repeated here. See Chicago & N.W. Ry.,

supra, 402 U.S. at 574-84, 91 S.Ct. at 1733-

39; Chicago River, supra, 353 U.S. at 40,

77 S.Ct. at 640; Elgin, supra, 325 U.S. at

724-27, 65 S.Ct. at 1290-92; Wien, supra at

1145-46. The important point is that
Congress responded to these concerns by im-
plementing a comprehensive system of binding
arbitration and mandatory nonbinding
mediation involving drawn-out procedures
designed to encourage parties to reach
agreement. The policy of the statute is
not that any act which disrupts the trans-
portation industry may be enjoined. In-
stead, after major dispute procedures are
completely exhausted, with reasonable ef-
forts having been made to reach an agree-

ment, see Chicago & N.W. Ry., supra, the

policies peculiar to the RLA are also ex-

hausted, and the parties are governed by

50a

general labor law principles. The Norris-
LaGuardia Act was passed to limit our role

in enforcing labor contracts, in part because
of mistakes of the past and in part, per-
haps, for fear that personal bias some-

times difficult to detect even in ourselves
will weigh too heavily in the enforcement

process. See, e.g., Chicago River, supra,

353 U.S. at 40-41, 77 S.ct. at 640-641;

F. Frankfurter & N. cha want supra. Congress

has mandated the courts’ not to alter through
injunctions the economic balance between
employers and unions without a weighty

Statutory reason for doing so, 10 The RLA

10. For example, if we were to enforce the
military no-strike clause by an in-
junction, it might be appropriate to
limit its duration to a reasonable
time, rather than indefinitely. To
define a reasonable time for enforce-
ment probably would require a decision
as to when hardship on the union be-
comes so great that the injunction
should be lifted so the union can
begin punishing the employer for refusal
to accede. Whatever might be our powers

5la

plan for avoiding disruption is not threat-
ened by the flight attendants' strike, and

a proper accommodation between the Norris-
LaGuardia Act and the NLRA, as determined
by the Supreme Court, prohibits enjoining
the Teamsters' strike; therefore, the strike
in this case may not be enjoined. See

generally Brotherhood of Railroad Trainmen

v. Jacksonville Terminal Co., supra, 394 U.S.

at 374-93, 89 S.Ct. at 1113-24 ("[PJlarties
who have unsuccessfully exhausted the Rail-
way Labor Act's procedures for resolution
of a major dispute [may] employ the full
range of whatever peaceful economic power
they can muster, so long as its use con-
flicts with no other obligation imposed by

federal law." iG, at 392, 89 g.Ct. at 1123).

to make such judgments in damage actions
for breach of contract, the Norris-La-
Guardia Act was designed to preclude
courts from issuing injunctions on this
kind of determination.

52a

Seaboard does not require a dif-

ferent result. There the court held that
a section 6 notice does not open all pos-
sible subjects for bargaining between the
parties if they have contracted otherwise,
and that the parties may agree beforehand
not to reopen certain issues when the rest
of the collective bargaining agreement
comes up for renegotiation pursuant to
section 6. Its reasoning does not support

TIA's view of section 152. Seaboard in-

volved the effect of contractual efforts
to limit the scope of a section 6 proceed-
ing, instead of efforts to specify permis-
sible post-mediation measures. Also, un-
like the case before us, the injunction in

Seaboard enabled the parties to complete

required bargaining on all other issues
subject to a section 6 notice, and thus
pursue dispute settlement procedures not

yet exhausted.

53a

Chicago & N.W. Ry. similarly does

not support enjoining a primary strike for
the purpose of enforcing a clause in the
collective bargaining agreement. The
rationale for the injunction in that case
was that the union had failed to use reason-
able efforts to comply with the mandatory
disputes settlement mechanisms that lie at
the heart of the act. The integrity of
these mechanisms was thus protected by the

injunction in Chicago & N.W. Ry.; enjoining

the Teamsters' primary strike in this case
would not similarly further the RLA's arbi-
tration policies. We do not think Chicago

& N.W. Ry. is authority for abandoning the

Norris-LaGuardia Act's anti-injunction
provisions whenever a union subject to the
RLA has plainly violated its collective
bargaining agreement.

It might appear anomalous that if

a no-strike clause in force during the life

7

54a

of the contract was ambiguous as to whether
the strike was permitted, the strike could
be enjoined pending the outcome of minor
dispute arbitration, and an arbitrator's
determination that the strike should stop
could be enforced in federal court by an

injunction, see Order of Ry. Conductors &

Brakemen v. Spokane P. & S. R.R., 366 F.2d

99, 102 (9th Cir. 1966), cert. denied, 385

U.S. 1025, 87 S.Ct. 752, 17 L.Ed.2da 673

(1967) (RLA); Steelworkers Vv. Enterprise

Corp., 363 U.S. 593, 80 S.ct. 1358, 4 L.
Ed.2d 1424 (1960) (NLRA), but that where

the breach is so clear that arbitration is
not necessary to determine the violation,

no injunction may issue. This result,
however; is compelled by the combination

of the manner in which Congress and the

RLA chose to reduce disruption in the
transportation industry, and the control-
ling interpretations of the Norris-LaGuardia

Act.

55a

The second principal issue on this
appeal is the authority of the district
court to enjoin any aspect of the sympathy
Strike. The district court held that it
could enjoin only the Sympathy strike di-
rected against military flights. Trans

International Airlines, Inc. v. Internation-

al Brotherhood of Teamsters, 439 F.Supp.

184 (N.D.Cal.1977). We think the district
court had jurisdiction to enjoin the
Sympathy strike in its entirety.
Differences among the contracts
of the premerger TIA flight engineers and
pilots, the former Saturn flight engineers,
and the former Saturn pilots, bear on the
issues addressed below, and we set forth
relevant portions of the contracts in the

margin, +1 The controlling collective

ll. As a result of the merger in 1976 of
TIA and Saturn Airways, at the time
of the events in question former
Saturn engineers and pilots were

-*

56a

bargaining agreements between the’ carrier
and the flight engineers and pilots, both

with premerger TIA employees and former

governed by a different contract than
the premerger TIA engineers and
pilots. As we discuss further below,
see pages - » Slip op. pages
2059-2060, differences in contract
language between the former Saturn
flight engineers and the premerger TIA
flight engineers and pilots would bear
on the propriety of granting
preliminary relief. In relevant part,
the contracts provide:

PRE~MERGER TIA FLIGHT ENG-
INEERS AND PILOTS
(Agreement of July 21, 1974)
"SECTION 21

A. [General No Strike Clause] During
the term of this Agreement, the Union
shall not authorize, cause, sanction
or engage in any strike, picketing,
slowdown or stoppage of work.

D. [Military No Strike Clause] The
Union further agrees that the Crew-
members will continue to perform all
duties which are necessary to enable
the Company to operate flights for

or in support of traffic sponsored

by the Department of Defense of the
United States of America, even though
such Crewmembers withdraw from com-
mercial airline service because of a

57a

Saturn employees, contained a no-strike
clause and a military no-strike clause,

and the question whether the sympathy

dispute arising out of negotiations
for a new contract after the ex-
piration date of this Agreement and/
or during and after all procedures
of the Railway Labor Act have been
exhausted, ...

E. [Picket Line Clause] It shall not
be a violation of this Agreement, and
it shall not be a cause for discharge
or disciplinary action in the event

a Crewmember refuses to go through

or work behind a legal primary picket
line maintained by the Union in con-
nection with a dispute between the
Company and the Union involving any
flight personnel represented by the
Union,"

FORMER SATURN FLIGHT ENGINEERS
(Agreement of November 17, 1974)
"Section 24

L. [General No Strike Clause] The
Company will not lock out any en-
ployees covered by this Agreement
and the Union and its members, in-
dividually and collectively, agree
that they will not authorize or

take part in any strike or picket-
ing at the Company's premises during
the life of this Agreement, until the
procedures for settling disputes

58a

strike was in violation of the contracts
presents a minor dispute under the Act.

Both TIA and the Teamsters agree that the

involving employees covered by this
Agreement, as provided for by the
Railway Labor Act, have been exhaust-
ed by both parties.

P. [Military No Strike Clause] Conduct
of Military Operations--It is mutually
agreed that during the term of the
Agreement between the Company and its
Flight Engineers as represented by the
Union, that the Flight Engineers will
not engage in any strike or work stop-
page on purely military operations con-
ducted by the Company."

FORMER SATURN PILOTS
(Agreement of May 23, 1972)

This contract contains no general
no-strike agreement as such, although
it does, in Section 26 C 12, reserve to
each party all the rights and
privileges accorded under the provisions
of the Railway Labor Act.
"Section 29

K. [Military No Strike Clause] In the
interest of national defense and in the
event of the withdrawal from service
from Saturn Airways, Inc., of crew
members covered by this agreement,

59a

dispute must be resolved through the Act's
binding arbitration procedures for minor
disputes. We cannot say that either TIA's
or the Teamsters' interpretation of the
contracts are completely without merit.
Interpretation of the collective bargaining
agreements with respect to the sympathy
strike is therefore in the first instance
a matter for the adjustment board rather
than a court. The question presented for
our decision is whether the flight engi-
neers and pilots are required to resort

to the minor dispute mechanisms of the Act
to have their rights clarified before
engaging in the sympathy strike.

The court in Chicxgo River, supra,

essential military services shall
be permitted to operate; provided,
however, that this policy shall
only pertain to those flights that
are solely and completely military
in nature and whose entire cargo
is comprised of military com-
modities or military personnel."

60a

permitted injunctions to be issued, the
Norris-LaGuardia Act notwithstanding,
when the strike threatened the juris-
diction of the minor dispute arbitrator.

Subsequent to Chicago River, the Court

also permitted strikes to be enjoined
to protect binding arbitration provisions
in a collective bargaining agreement

arising under the NLRA. Boys Markets v.

Retail Clerks, 398 U.S. 235, 90 S.Ct.

1583, 26 L.Ed.2d 199 (1970) (reversing

Sinclair Refining Co. v. Atkinson, 370

U.S. 195, 82 S.Ct. 1328, 8 L.Ed.2da 440

(1962)). Buffalo Forge Co. v. United

Steelworkers, 428 U.S. 397, 96 S.Ct.

3141, 49 L.Ed.2d 1022 (1976) then

Clarified the Boys Markets case, holding

that in NLRA cases the Norris-LaGuardia
Act deprived federal courts of juris-
diction to enjoin a sympathy strike,

even where the strike is clearly forbidden

6la

by a contractual no-strike clause and the
parties have agreed to binding arbitration.
The Court concluded that the sympathy
strike was not "over an arbitrable griev-
ance."

Chicago River, arising under the

RLA, and Boys Markets, arising under the

NLRA, reached parallel results; indeed the
later case made specific reference to the

principles elaborated in Chicago River. The

close rélation of those cases does not mean,
however, that the injunctive power of the

federal courts is coextensive under the two

statutes. See Sinclair Refining, supra, 370
U.S. at 210-11, 82 S.Ct. at 1336-37. We
conclude that not all of the reasoning of

Buffalo Forge applies in RLA cases and that

policies unique to RLA support jurisdiction
to enjoin the sympathy strike in this case.
A principal goal of the Court in

Buffalo Forge was to avoid judicial in-

trusion on an arbitration form established

62a

by contract. The Court pointed to the
dangers of judicial declarations that
might control an arbitrator's determina-
tion of the case, a responsibility as-
signed exclusively to him by agreement
of the parties. See 428 U.S. at 410-12,
96 S.Ct. at 3148-50. The Court refused
to conclude, in the absence of express
language in the contract, that the
parties intended to allow preliminary
injunctive relief pending arbitration,
where such relief was not necessary to
insure arbitration of the dispute,

See id. at 411, 96 S.Ct. at 3149. per-
haps the Court was also worried that a
contrary result would lead to fewer arbi-
tration clauses in collective bargaining
agreements, the unions being less will-
ing to agree to arbitrate disputes or to

proceed to arbitration following a

63a

preliminary injunction. See id. at 412, 96
S.Ct. at 3149. These considerations are in-
applicable here. Congress in the RLA
established a process of minor dispute set-
tlement without reference to any arbitration
framework which would have been agreed upon
by the parties. The permissible pre-
arbitration remedies agreed upon by the par-
ties, and the effect of our decision on the
number of minor disputes likely to be settled
by arbitration, are not issues presented by
this case.

Moreover, implementation of the
RLA's process for resolving minor disputes
is not limited to granting preliminary in-
junctive relief only where the relief will
make it more likely that the dispute will

be arbitrated.1? the requirement of

12. The Buffalo Forge result has been ex-
plained by some Commentators as rest-
ing on the insight that enjoining a

64a

arbitration under the RLA is an essential
part of the congressional purpose of avoid-
ing interruption of the transportation

industry. Chicago River, supra, 353 U.S.

sympathy strike does not make it more
likely that the arbitrable dispute--
the contractual right to engage in a
Sympathy strike--will be decided by
the arbitrator. See, e.g., 63 Cornell
L.Rev. 507, 512 n.25 ( ); Note,
The Sppascebi iit of woke Markets to
efusals to Cross a cke ne,
Colum.L.Rev. L1I3, 131 (1576). As
stated in the text, to apply this
rationale here would be to adopt a
somewhat crabbed view of the purpose
of the RLA minor dispute procedures.
The Court noted that "Injunctions
against strikes, even temporary in-
junctions, very often permanently
settle the issue," 428 U.S. at 412,
96 S.Ct. at 3150. Not enjoining a
sympathy strike may also, however,
settle an issue for all practical
purposes. Thus, in some cases, if
any meaningful relief is to be
available, limited pre-arbitration
judicial intervention will be neces-
Sary where the employer can show a
strong likelihood of ultimately pre-
vailing in its interpretation of the
clause and the inadequacy of other
remedies. In the RLA context we must
take the risk of making this deter-
mination in order to make the
statutory mechanism work.

65a

at 40, 77 S.Ct. at 640; Elgin, supra, 325

U.S. at 724-727, 65 S.Ct. at 1290-1292;

Wien, supra at 1145-46. The minor dispute

arbitration procedure was designed as a
substitute for prearbitration strikes,

cf. Chicago River, supra, and we think this

includes sympathy strikes of the character

presented in this case. See Detroit and

T. Shoreline R.R. v. United Transportation

Union, 396 U.S. 142, 148, 90 S.ct. 294,
298, 24 L.Ed.2d 325 (1969); Texas and

N.O.R.R. v. Brotherhood of Railway & Steam-

ship Clerks, 281 U.S. 548, 565, 50 S.Ct.

427, 432, 74 L.Ed. 1034 (1930). The legis-
lative history of the RLA suggests an in-
tent to prevent a dispute that involves a
small number of transportation workers from
disrupting the carrier's existing operations
and its relations with other employees.

It would be contrary to this objective to

permit a sympathy strike before completion

66a

of the minor dispute mechanisms for deter-
mining the legitimacy of the strike. We
therefore reject ALPA's argument that Boys

Markets and other related cases declare the

policies underlying the use of arbitration
to be identical under the NLRA and the RLA.
The policy of avoiding disruption
of transportation businesses is not, of
course, all encompassing. As we held above,
& federal court under the RLA may not en-
join a strike plainly in breach of contract
where the major disputes mechanism of the
Act have been used and exhausted. The
policy is strong enough, however, to require
that where a minor dispute exists the union
must first establish its contractual right
to engage in a sympathy strike before dis-
rupting a carrier's operation, at least

where traditional standards governing

——

67a

preliminary relief are met.+3 ‘This does no

more than preserve the status quo pending

clarification of the parties' rights by

13.

We emphasize that where, as is true in
this case, the employer's likelihood
of ultimately prevailing depends in
large measure on construction of the
parties' bargaining agreement, the
district judge should be satisfied
that the sympathy strike clearly vio-
lates the no-strike clause or a con-
trolling provision of the RLA.

In light of our disposition, it is
unnecessary for us to consider in
detail TIA's argument that regardless
of any contract provisions, all sym-
pathy strikes may be enjoined as
violating policies expressed in the
RLA. See Chicago & Illinois Midland
ae v. Brotherhood of Railroad

rainmen,. 315 F.2d 771 (7th Cir.),
vacated as moot, 375 U.S. 18, 84 5S.
Ct. ol, Il L.Ed.2d 39 (1963). Compare
Brotherhood of Railroad Trainmen v.

antic Coas ine R. R., .2d

ir.), aff'd by an equally

divided court, 385 U.S. 20, 87 s.ct.
226, 17 L.Ed.2d 20 (1966); Brother-
hood of Locomotive Firemen and

Enginemen v. Florida Bast Coast mee
3e-F a 673 (5th Cir. 1965). ne

68a

Statutory procedures. Maintenance of
the status quo before and during major
dispute procedures is required by the

RLA. See Detroit and T. Shoreline Ress

Supra; 45 U.S.C. § 156. Similarly where
changes in the status quo are likely to
lead to serious harm and threaten to
disrupt the operation of the trans-
portation carrier, injunctive relief is
proper pending operation of the Act's
minor dispute procedures. Maintenance

of the status quo is, of course, a tradi-
tional basis for equitable relief. See,

e.g., Brotherhood of Locomotive Engineers

v. Missouri-K.-T.R.R., 363 U.S. 528, 532-

35, 80 S.Ct. 1326, 1329-1330, 4 L.Ed.2a
1379 (1960); Tanner Motor Livery, Ltd.
V. Avis, Inc,, 316 F.2d 804, 808-9 (9th

Cir.), cert. denied, 375 U.S. 821, 84

S.Ct. 59, 11 L.Ed.2d 55 (1963). Given

the special concern of the RLA over

69a

continuous operation by carriers, it is
appropriate to require the union to accept
the status quo pending the arbitrator's

decision. See Smith, supra at 340-49.

International Association of Machinists v.

Street, 367 U.S. 740, 771, 81 S.Ct. 1784,
1801, 1 L.Ed.2d 1141.

The preservation of the status
quo is especially proper where failure to
grant injunctive relief would make the
arbitrator's ultimate decision a meaning-
less one. This was a consideration in

Missouri-K.T.R.R., supra. Uphoiding the

action of the district court, which is-
sued an injunction against a strike pend-
ing resolution of the minor dispute by
the settlement mechanisms of the Act, the
Court stated:
From the point of view of these em-
ployees, the critical point in the
dispute may be when the change is

made, for, by the time of the
frequently long-delayed Board

70a

decision, it might well be impossible
to make them whole in any realistic
sense. If this be so, the action of
the district Judge, rather than defeat-
ing the Board's jurisdiction, would
operate to preserve that jurisdiction
by preventing injury so irreparable
that a decision of the Board in the
unions' favor would be but an empty
victory.

363 U.S. at 534, 80 S.Ct. at 1330.

For these reasons we conclude that
the district court had jurisdiction to en-
join the sympathy strike, in its entirety,
pending determination of the contractual
rights of the parties by theadjustment
board.

Although the district court had
jurisdiction to enjoin the sympathy strike
in its entirety, in light of the principles
discussed in our opinion, relevant differ-
ences in the contract provisions of dif-
ferent groups of TIA employees may not
have been considered as they should have
been by the district court. In addition

to the general and military no-strike

7la

clauses, the contract of the premerger

TIA flight engineers and pilots contains

a "picket line" clause which seems to

permit the honoring of other employees'

legal picket lines. Although the clause

probably does not apply to the sympathy

strike in this case,+4 the language would

be a factor to consider in weighing the

likelihood of the employer ultimately

succeeding in its claim.15

14.

45.

See note 9, supra. We doubt, how-
ever, that the primary strike in
this case was "legal" as the word
was used in subsection E of the
agreement. Further, TIA argues
the clause applies only to indi-
vidual, not concerted, refusals to
cross legal picket lines.

Finn,

We recognize the theoretical pos-
sibility that the combination of
our holdings regarding enjoin-
ability of the primary and sympathy
strike might lead employers to take
curious actions. An employer seek-
ing an injunction against a strike
might attempt to argue that a

clause which unambiguously prohibit-
ed the strike in question--so that

72a

SUMMARY

As to the primary strike, the
order enjoining the strike of military
flights is reversed and the order de-
clining to enjoin the strike of non-
military strikes is affirmed.

As to the sympathy strike, the
trial court's ruling that it had juris-
diction to enjoin the strike of military
flights is affirmed. If the strike were
still in force we would remand this as-
ails of the case to the trial court for

further consideration of the propriety of

there was no minor dispute to be
arbitrated--was in fact unclear,
so that minor dispute arbitration
was necessary to determine its
meaning and an injunction was
appropriate pending such arbi-
tration. We doubt that such be-
havior will be common, and we
trust that the district courts
are capable of disposing of any
efforts to generate spurious minor
disputes.

73a

the injunction in view of our discussion

of Buffalo Forge, the RLA, and the stan-

dards for granting injunctibe relief in
this situation. The strike having ended,
however, such further proceedings are
not required. The order of the district
court declining to enjoin the sympathy
strike of nonmilitary flights on the
ground of lack of jurisdiction is reversed.
Because of the contempt proceed-
ings pending in the district court, a
remand is appropriate. The pre-merger
TIA engineers were represented by the
Teamsters, and the agreement quoted in
footnote 11 was in force when the district
court issued its injunctions and contempt
orders in this case. The trial court will
consider the question of the legal rights
of the parties for the alleged contempt
in light of the principles set forth here-

in, together with such other considerations

74a

as it may deem appropriate to a just
determination of the case.

The orders of the district court
are AFFIRMED in part, REVERSED in part,
and the case REMANDED for further proceed-
ings.

The parties shall bear their own

costs for the appeals taken to this court.

WALLACE, Circuit Judge, dissenting

in part:

I dissent from that part of the
majority's decision which reverses the dis-
trict court's injunction order against the
primary strike activity directed at mili-
tary flights. Although I am mindful of the
post-impasse setting of this labor dispute
and the general policies favoring the free
play of economic forces when parties fail
to reach agreement, I believe that this is

one of those occasions when the general

75a

policies of the Norris-LaGuardia Act
should give way to important counter-
vailing policies embodied in the central

provisions of the Railway Labor Act (RLA).

It has long been recognized "that
Norris-LaGuardia does not invariably bar '
injunctive relief when necessary to achieve
an important objective of some other

statute in the pattern of labor laws."

Sinclair Refining Co. v. Atkinson, 370 U.S.

195, 217, 82 S.Ct. 1328, 1340, 8 L.Ed.2a
440 (1962) (Brennan, J., dissenting).
Specifically, the Supreme Court has held
on several occasions that the anti-
injunction policy of Norris-LaGuardia will
be overcome by the need to enforce a
statutory duty arising under the RLA. See,

€.g., Chicago & N.W. Ry. v. United Transp.
Union, 402 U.S. 570, 91 S.ct. 1731, 29

76a

L.Ed.2d 187 (1971); Brotherhood of i» *

Trainmen v. Howard, 343 U.S. 4768, 72 S.Ct.

1022, 96 L.Ed. 1283 (1952); Graham v.

Brotherhood of Locomotive Firemen & Engine-

men, 338 U.S. 232, 70 S.Ct. 14, 94 L.Ed.

22 (1949). The Court has stated that "the
propriety of judicial enforcement [under
the RLA] turns on the importance of the
duty in the scheme of the Act, the capacity
of courts to enforce it effectively, and
the necessity for judicial enforcement if
the right of the aggrieved party is not to
prove illusory." Chicago & N. W. Ry. v.

United Transp. Union, Supra, 402 U.S. at

5978, 91 S.Ct. at 1736. See also Interna-

tional Ass'n of Machinists v. Street, 367

U.S. 740, 772-73, 81 S.ct. 1784, 1801--02,
6 L.Ed.2d 1141 (1961).

There is no question that, in
general, the RLA is designed to avoid

interruption of commerce by channeling

77a

the parties through various procedures de-
signed to enhance the chances for agree-
ment. As the majority observes, normally
the exhaustion of the major dispute proc-
esses of the RLA frees the parties to flex
their economic muscle. See Brotherhood of

Sony
R. R. Trainmen v. Jacksonville Terminal

Co., 394 U.S. 369, 392, 89 S.ct. 1109,
1123, 22 L.Ed.2d 344 (1969). For these
reasons, an injunction in this setting
must be justified by important consider-
ations.

The majority acknowledges that
the RLA does not preclude the parties from
supplementing the Statutory scheme by con-
tract. Moreover, the majority has sus-
tained the contract provision before us
as consistent with the overall approach of
the RLA. It is my view that the policies

of the RLA are not exhausted when, as here,

the parties have made clear provision for

78a

such a limitation on the weapons avail-
able in their own bargaining process.
Nor am I persuaded that Trans Interna-
tional Airlines (TIA) should be denied
its bargain on the sole ground that the
dispute, though involving a contract
term and to that extent being in the
nature of a minor dispute, occurred in
a post-mediation setting of an under-
lying major dispute. The pointed
limitation included in the statement of
the Supreme Court relied on by the
majority is of great importance:
parties who have unsuccessfully
exhausted the Railway Labor Act's
procedures for resolution of a
major dispute [may] employ the

full range of whatever peaceful
economic power they can muster,

so long as its use conflicts
with no other obligation imposed
by fed

ederal law.

Brotherhood of R. R. Trainmen v. Jackson-

ville Terminal Co., Supra, 394 U.S. 369,

392, 89 S.Ct. 1109, 1123, 22 L.Ed.2a4

79a

344 (emphasis added). I have concluded
that the use of such power in this case
does conflict with an important obliga-
tion under the RLA.

It is my view that this case
should be governed by the reasoning set

forth in Seaboard World Airlines v. Trans-

port Workers Union, 425 F.2d 1086 (2d Cir.

1970). In Seaboard, the Second Circuit

upheld an injunction of a strike called to
pressure an employer into bargaining over
topics not subject to reopening under the
existing collective bargaining agreement,
The court found that the union's attempt
to breach the moratorium agreement amount-
ed to a violation of its duty under
section 2 First of the RLA "to exert every

reasonable effort to make and maintain

agreements concerning rates of pay, rvles,

and working conditions, and to settle all

disputes . . in order to avoid any

a*

80a

interruption to commerce or to the oper-
ation of any carrier .. .." (Emphasis ad-
ded.) See id. at 1091. It is the violation
of this same duty to maintain agreements
which TIA invokes as the ground for the-
injunction in this case.

Although the majority does not

find Seaboard to be dispositive, I believe

that the problem presented there is
analogous to the one we face. In each
setting, the relevant contract provision
was intended to block the union from pur-
‘suing its grievances by means of economic

pressure on the employer--in Seaboard, by

forbidding the giving of a section 6 no-
tice that would set in gear the major
dispute procedures of the RLA; in the case

before us by forbidding strike pressure

against military flights even after the

8la

exhaustion of those procedures. + In each
case, the union's primary defense was that
the contract term was somehow inconsistent
with the overall purposes of the RLA and
hence inapplicable; Norris-LaGuardia's
restrictions on injunctive relief provided
the union's fallback position. In each
setting, a strike injunction could have is-

sued pending the RLA's mandatory arbitration

1. The majority asserts that the injun-
ction in Seaboard simply required the
union to abide by its agreement to
limit the scope of the section 6
proceeding, thereby enabling the par-
ties to complete required bargaining
on other subjects. The opinion in
Seaboard, however, makes it clear that
the moratorium agreement foreclosed
bargaining on all subjects and that
no section 6 proceeding was pending.
Seaboard World Airlines, Inc. v.

Transport Workers Union, 425 F.2d
1086, 1087-88 (2d Cir. 1970). Rather

’
than clearing the path for relevant
negotiations, the injunction in
Seaboard foreclosed union efforts to
compel any negotiations.

82a

procedures, @ were it not for the fact that

the minor dispute questioned the statutory

validity of the contract provision rather

than its intended meaning. See id. at 1090

(citing Felter v. Southern Pacific Co., 359

U.S. 326, 327-28, 79 S.Ct. 847, 850-51, 3

L.Ed.2d 854 (1959) .3 The court in Seaboard

The majority acknowledges that the
strike issue here involved a minor dis-
pute. I have found no relevant case
deciding whether the post-contract
setting of the dispute would preclude
invocation of the mandatory arbitration
procedures of the Act. It seems to
me, however, that decisions requiring
contractual arbitration in disputes
over rights accrued under an expired
agreement would be applicable to the
statutory arbitration of the RLA.
See, 23g Nolde Brothers, Inc. v.

’

Local Bake Workers, 430 U.S.
243, 97 S.ct. 1367, 5I L.Ed.2d 300

(1977).

As in Seaboard, the contract provision
in the case before us is quite clear
on its face. The union does not appear
to argue that the contract clause in
question was not intended to forbid
strikes against military flights even
after impasse. Rather, it contends
that even such clauses may be changed

83a

reasoned, in part, that unions should
not be free to strike in violation of
contract terms pending resolution of the
controversy merely because those terms
are so clear as not to require the
mandatory arbitration of the Act:

From a practical standpoint we
can see little difference be-
tween an anti-strike injunction
pending interpretation by a
board of adjustment whether a
contract allowed reopening, as
was approved in Flight Engineers'
Int'l Ass'n v. American Airlines,
tBGs, a 6 a0a Fi ae 6 tts cle.
I962)], and an injunction pend-
ing determination by a court
whether a prohibition on reopen-
ing is illegal.

Id. at 1092. Similarly, I can see little
practical difference between an injunction

enforcing the arbitrator's decision that a

unilaterally by self help when the
procedures of the Act have been
exhausted. As in Seaboard, juris-

diction to determine the validity
of a contract provision under the
RLA is thus properly invoked.

84a

strike was forbidden by the contract,
despite an underlying major dispute, see

Buffalo Forge Co. v. United Steelworkers,

AFL-CIO, 428 U.S. 397, 405, 96 S.Ct. 3141,

3146, 49 L.Ed.2d 1022 (1976) (NLRA), and

an injunction in support of a judicial
determination that an anti-strike provision
is not only clear, but also valid and bind-

ing under the Act.4

4. The majority contends that such a dis-
tinction between injunctions enforcing
an arbitrator's decision and those in
Support of a judicial decision was
adopted by the Supreme Court in Buffalo
Forge. See ante at - The Court

rew the distinction there becruse the
policy supporting injunctive relief
under the NLRA, encouragement of private
agreements to arbitrate labor disputes,
would be undermined by a decision grant-
ing courts authority to intrude on an
exclusive jurisdiction of the arbitrator
by preliminarily resolving the merits of
a contract dispute. But the majority
itself reaches a different result, and
I concur, on the same sympathy-strike
issue as presented in Buffalo For e, on

the ground that the statutory arbitration
of the RLA involves a broader policy
against pre-arbitration strikes. See
infra at - The case more nearly

85a

The majority does not disapprove

of Seaboard's holding, nor does it appear

to deny that the union in the case before

us has breached its duty to exert reason-

able efforts to "maintain agreements."

The majority's main effort to distinguish

the case amounts to restating the acknowl-

edged fact that Seaboard involved the ef-

fect of contractual efforts to preclude a
section 6 proceeding rather than efforts

to specify permissible post-mediation

on point, Seaboard, relies on this
same broad RLA policy against strikes
pending resolution of a minor dispute,
and concludes that it also applies

to questions of statutory construction
properly pending before a court. My
extension of this reasoning to injun-
ctions supporting the eventual
resolution of the statutory issue is
Supported by the later Second Circuit
decision upholding the issuance of a
permanent injunction in that case.
Seaboard World Airlines, Inc. v.
Transpor orkers ion, F.2d 437

(2d Cir. L971).

86a

measures. But this distinction does not

explain why the union activity in Seaboard

should constitute a more significant breach

of the statutory duty to "maintain agree-

ments" than occurred here, nor why injun-

ctive relief was more appropriate there.°

Another possible distinction is that a
second anomaly would have resulted if
injunctive relief against tha strike
was denied in the setting of Seaboard.
Section 6 of the RLA forbids unions
from striking prior to the completion
of the RLA's major dispute procedures,
and injunctive relief may support this
statutory duty. The refusal to enjoin
the strike in Seaboard would thus have
appeared to grant greater rights to a
union which wrongfully demanded that
the employer negotiate new terms than
to one which appropriately invoked
section 6. See Seaboard World Airlines,
Inc. v. World Transport Workers Union,
supra, 425 F.2d at LOSI=52~ Even so,

e union in Seaboard was not seeking
to impose bargaining terms prior to
negotiating with the employer, but
merely refusing to maintain the prior
agreement not to reopen the contract
for bargaining. Apart from the alleged
breach of the duty to "maintain agree-
ments," the union might well have con-
tended that Norris-LaGuardia protected
the use of economic pressure to convince

87a

While the post-mediation setting is not
irrelevant, the fact that a minor dispute
is also involved suggests that this dis-
tinction may not be decisive. The
majority appears to conclude otherwise
primarily by finding that only the vio-
lation of statutory duties bearing a "sub-
Stantial nexus" to statutory dispute
settlement procedures represent a "weighty
statutory reason" for abrogating Norris-

LaGuardia. See ante at . £ tern

next to that contention.

the employer that changed circum-
stances required negotiation of new
security provisions, notwithstanding
Such pressure was in breach of con-
tract. It is significant that the
court in Seaboard relied on the duty

to "maintain agreements" rather than
the status quo provision of section
6, the provision that serves to
prevent the undermining of a section
6 proceeding by strike tactics.

88a

Fh II

The Supreme Court has never
stated that the only RLA duties important
enough to justify injunctive relief despite
Norris-LaGuardia are those that directly
Support dispute settlement procedures laid
down by the Act. In fact, a number of lead-
ing Supreme Court decisions involve breach
of the duty of fair representation of
minority workers which the Court found im-
plicit in the Act's overall scheme, a duty
that does not directly support the Act's
procedures for dispute resolution. See,

€.g., Graham v. Brotherhood of Locomotive

Firemen & Enginemen, supra, 338 U.S. 232,

70 S.Ct. 14, 94 L.Ed. 22. The majority
thus incorrectly asserts that reversal is
“compelled by the combination of the manner
in which Congress and the RLA chose to re-

duce disruption in the transportation in-

dustry, and the controlling interpretations

89a

of the Norris-LaGuardia Act." See ante at

- There simply is no controlling pre-

cedent in this case and we are thus forced
to reconcile the demands of the RLA and
Norris-LaGuardia.

Equally important, several prior
cases upholding strike injunctions under
the RLA can be adequately explained only
by the general RLA policy of avoiding need-
less disruption of commerce and a corres-
ponding policy of restricting the right to
use economic pressure in a minor dispute.
Such decisions, including our decision to
reverse the district court's refusal to
enjoin the sympathy strike against non-
military flights, are not unrelated to
the RLA's machinery for resolving disputes,
but, at the same time, are not directly
supportive of that machinery.

For example, in Brotherhood of

R.R. Trainmen v. Chicago River & Indiana

90a

R.R., 353 U.S. 30, 77 S.Ct. 635, 1 L.Ed.2d
622 (1957), the Supreme Court held that
strikes could be enjoined pending the com-
pletion of the minor dispute procedures of
the RLA. The Court stressed that strikes
might force employers to succumb prior to
the Adjustment Board's decision, thereby
effectively depriving the Board of juris-
diction. Id. at 39, 77 S.Ct. at 639. See

also Boys Markets, Inc. v. Retail Clerks

Union, 398 U.S. 235, 252, 90 s.ct. 1583,
1593, 26 L.Ed.2d 199 (1970). This reasoning

explains the result in Chicago River, where

the Court considered "controversies over
the meaning of an existing collective bar-
gaining agreement in a particular fact
situation, generally involving only one
employee," 353 U.S. at 33, 77 S.Ct. at 636,
but it does not explain the application of

the Chicago River doctrine to factual set-

tings in which the underlying grievance

9la

will not be’ resolved by the arbitration in
support of which injunctive relief is
sought. The sympathy strike before us,

the enjoining of which the majority affirms,
involves an entire unit of employees re-
fusing to cross the picket line of sister
employees engaged in a post-mediation primary
strike. Since the only arbitrable issue

is the contractual legality of the strike
itself, these euployees are not merely
required to resolve the underlying dispute

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_0487%3A1. Public record. Not legal advice.
