# Petition — Shemitz v. Deere & Co.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1980
- **Citation:** 449 U.S. 921

## Text

I

Supreme Snurt U.S.

r)

80-287 AUG 26 1980

Miu,
a

No.

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1980
SYLVAN R. SHEMITZ,
Petitioner,
V.
DEERE & COMPANY, INC.,

Respondent.

PETITION FOR WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS

FOR THE SEVENTH CIRCUIT

Anthony P. DeLio, II
Mark F., Wachter
121 Whitney Avenue
New Haven, CT 06510
(203) 787-7462
Counsel for Petitioner

» att. CLERK

No.

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1980
SYLVAN R. SHEMITZ,
Petitioner,
v.
DEERE & COMPANY, INC.,

Respondent.

PETITION FOR WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS

FOR THE SEVENTH CIRCUIT

The Petitioner, Sylvan R.
Shemitz, respectfully prays that a
Writ of Certiorari issue to review the
judgment and opinion of the United
States Court of Appeals for the

Seventh Circuit, entered in this

proceeding on May 28, 1980.

lias

y 2
QUESTIONS PRESENTED

Le Whether the Courts below
erred by applying a standard for
granting summary judgment lower than,
and in conflict with, that applied by
other Courts of Appeals.

aa Whether the Courts below
improperly invalidated patent claims
under 35 U.S.C. §103 by failure to
strictly adhere to the criteria

mandated by Graham v. John Derre Co., |

supra?
Le Whether invalidation of
patent claims by summary judgment, as
being "obvious" under 35 U.S.C. §103,

denied Patentee due process in the

first challenge to their validity?

3
TABLE O? CONTENTS

Questions Presented......... 2
GCOEMEONG BOTW sok cn vce odds 11
ee Eu ee eee ee eee 11
Constitutional, Statutory and
Regulatory Provisions
| Peeerer ere TTT TT Tre 12

Statement of the Case.......
Reasons for Granting the
FL Ieee eee ETS eT eee ee ee ee 22
1. The Decision Below
Conflicts With Decisions
of Other Courts of

Appeals as to Proper

Application of Summary,
Judgment and Fails to
Properly Apply the

Criteria of Graham v.

Page
John Deere Co., 383 U.S.

1 to Invalidate Patent
Claims under 35 U.S.C.
SiG Ss hee cacesreasvccves 22
2. Petitioner has been
Denied Due Process by
Summary Invalidation of
Patent Claims as being
Obvious over Prior Art
Structures and
Reference in First In-
Stance Raised Before Any

oy eee 29

CONCLUSION. .ccccccccccscccccs 36
ee ee ee eee Al
Opinion of Court of
Appeals, Appeal No.
be i ee Al

Page

Appendix to Opinion in

Appeal No. 79-1792,

Containing MEMORANDUM

OF DECISION AND JUDGMENT

Of District Court in

Civil Action No.

TB=-T032. ccccccccces eee A3

Judgment of Court of
AppealS...cccccccees A9

Claims 2 and 3 of U.S.

Patent 3,389,246.... All

6
TABLE OF AUTHORITIES

Page
Cases:
Adickes v. Kress & Co.,
398 U.S. 144 (1969)..... 25
Ag Pro, Inc. v. Sakraida,
437 F.2d 99, (5th Cir.
ROPE) p66 secs cnveciereees, 29
Blonder-Tongue Laboratories,
Inc. v. University of
Illinois Foundation, 402
O.8. FiZ (297i) cccccees 30,351
Blumcraft of Pittsburgh v.
Kawneer Company, Inc.
et al., 482 F.2d 542,
CSER CHE. BETZ) cccccccee Fl
Carter v. Stanton, 405
BiB. GOP TEPTZ) ccccccese 24
First National Bank v.

City Services Co., 391

U.S. 253 ih |) 25

Page

Fountain v. Filson, 336
B.8. GOL (19E 9} ccccccese 24
Graham v. John Deere Co.,
wee U8. 2 CiPSSy icccces 2p 3s 19,
CCereorececccccseccccccs Sh y9h5,40,
Cob Se eredccccoscesesesecsce Sh gbR gdb,
eocccrcccccccccccoseeses JO
Kaiser Industries Corpor-
ation et al. v. Jones &
Laughlin Steel Corpor-
ation, 515 F.2d 964 (3rd
Cif. 1975) ccccccccccese Jl
Plizer, Inc. v. Interna-
tional Rectifier Corp.,
538 F.2d 1980 (8th Cir.
AUTO hte onvosevessivads 25
Poller v. Columbia Broad-
casting System, 368
iB. S66 (196Z).cicsicce 22

Page

Sartor v. Arkansas Natural

Gas Corp., 321 U.S. 620

APRG) cncvccsevevescinsees 10
Soria v. Oxnard School

District Board of

Trustees, 488 F.2d 579

(Sth Cic. 1973), Cert.

denied 416 U.S. 951

IP TE) cccescsvessiscecess Of
Technitrol, Inc. v. Control

Data Corp., 550 F.2d 992

CSQR Clie. FETT). cceccssn OO
Tee-Pak, Inc. v. St. Regis

Paper Company, 491]

F.2d 1193 (6th Cir.

R974) cd cdveccsadsececeses BBgen
United States v. Bisset-

Berman Corp., 481 F.2d

764 (Sth Cir. 1973)..... 24

Page
United States v. Diebold,

Inc., 369 U.S. 654

GRPGR) cccccccseccecceces 29
Vickery v. Fisher Governor

Co., 417 F.2d 466 (9th

Bees TESS) cccccviccesces 8

Other Authorities

Constitution, 5th
RMONGMONE. cccccccocccecse Lt
BO BW.B.C. SLSSECL) wcccvcee Al
BO O.B.C. SW li cccccseses 22
Be Wael. Sls cccvcdcsces 15,16
ZB U.8.C. $2201. .cccccccce 16
ei: PESO Sceccceosscse 36
BS Us8.C. $1OZ..cccccscccee 33,34
Be GBiB.C. SOS. cccccccecese 254,12,
Peeketaesesocctncceosocoene 16 g8R SF,
SRUGEA Sew eeescoeesercccces SOg ee gees

eee tceoeveeeeweeweeneeneeeeeeeneeeeeee 33,34,35

10
Page
JO UBC. SRSaciccccsseoss
Fed. Rules Civ. Proc.,
RULE 3G. ccccvocsesssseovee 12,16,23
J. Moore, Federal Practice,
¥56.16 [3], (2nd ed,

SUT ssh 6 6b bee weus be ewe 25

ll
OPINIONS BELOW

The Opinion of the Court of
Appeals, not yet reported, appears in
the Appendix hereto. Incorporated in
the appendix of the Opinion of the
Court of Appeals is the Memorandum of
Decision and Judgment rendered by the
District Court for the Central Dis-

trict of Illinois.

JURISDICTION
The judgment of the Court of
Appeals for the Seventh Circuit was
entered on May 28, 1980. This Pet-
ition for Certiorari was filed within
90 days of that date. Accordingly,
this Court's jurisdiction is invoked

under 28 U.S.C. §1254 (1).

12
CONSTITUTIONAL, STATUTORY AND
REGULATORY PROVISIONS
U. S. Constitution, Amendment V

"No person . . . shall be deprived
of life, liberty or property,
without due process of law; ...

Title 35, United States Code §103:

"A patent may not be obtained
though the invention is not identi-
cally disclosed or described as set
forth in section 102 of this title,
if the differences between the
subject matter sought to be pat-
ented and the prior art are such
that the subject matter as a whole
would have been obvious at the time
the invention was made to a person
having ordinary skill in the art to
which said subject matter pertains.
Patentability shall not be neg-
atived by the manner in which the
invention was made."

Federal Rules of Civil Procedure, Rule
56(c):

". « »« The judgement sought shall
be rendered forthwith if the
Pleadings, depositions, answers to
interrogatories and admissions on
file, together with the affidavits,
if any, show that there is no
genuine issue as to any material
fact and that the moving Party is
entitled to a judgment as a matter
OF iam. . «*

13
STATEMENT OF THE CASE

In 1965, the Petitioner, Sylvan
R. Shemitz, invented a unit combining
Structural and lighting elements which
made it possible to arrange and
furnish office space in a new way.
These "Illuminated Room Divider
Partition" units not only improve
working conditions for the user, but
also provide energy efficiencies and
installation flexibility as a result
of the unique combination of
structural and lighting components.

U. S. Patent No. 3,389,246 was
duly issued to the Petitioner on June
18, 1968, Patent Claim 2 sets forth

the combination of components which

constitutes Petitioner's invention, as

follows:

“a

(a)

(b)

(c)

(d)

14
a "divider partition panel"

means;
a frame, which
(i) extends and is supported
along substantially the
entire length of the
"divider partition panel",
(ii) overhangs a portion of the
"divider partition panel"
means,
(iii) is open at the top and
bottom, and
(iv) is of a height from the
floor which is lower than
normal standing eye-
height, but higher than
normal seated eye-height;
illumination means positioned
and supported in the frame; and
either a deflector or reflector

supported by the frame.

15

Claim 3 specifies a range of 4.5 to
5.6 feet for the height of the frame
above the floor. See Appendix, pages
All to Al2, for the full text of
Claims 2 and 3.

Petitior2r's invention enjoyed
commercial success, with licenses
taken under the Patent and install-
ations made in new, large office
buildings.

Units infringing Petitioner's
Patent claims 2 and 3 were installed
and remain in use at the Moline,
Illinois headquarters of Respondent
Deere & Co., Inc. As a result,
Petitioner brought the instant action
in Federal Court in the Central
District of Illinois. Jurisdiction
was conferred under 28 U.S.C. §1338,
in this the first suit brought under

the Patent.

16
Respondent challenged the

validity of Patent Claims 2 and 3
under 35 U.S.C. §103 in a counterclaim
for declaratory judgment. Juris-
diction was claimed under 28 U.S.C.
§1338(a), 2201 and §2202. After
taking a discovery deposition of
Petitioner Shemitz, Respondent moved
for summary judgment under Fed. R.
Civ. P. 56(c). It's support for
summary judgment of obviousness under
§103 included, in addition to abridged
deposition responses by Mr. Shemitz,
U. S. Patent No. 1,457,061 to Guth and
"Carrel Divider" constructions located
in the library of Reed College, in
Portland, Oregon. None of this prior
art was known to either Petitioner or
the Patent and Trademark Office at the
time Petitioner's Patent was pros-

ecuted and issued.

a7

The abridged deposition re-
sponses indicated that some of the
components utilized in Shemitz'
invention were not themselves novel.
However, other portions of Shemitz'
deposition, as well as the subsequent
Shemitz Affidavit, specified that the
invention resided in the unique
combination of components.

The Guth patent discloses a
specialized type of lighting fixture
for mounting on a wall, or counter
framework, which permits light to be
adjustably directed upward and down-
ward, The affidavit of Petitioner's
patent expert concludes that the Guth
patent fails to teach, suggest or
disclose use of any “up/down"
lighting, in the context of Petit-

ioner's claimed invention,

18
The Reed College "Carrel Div-

ider" constructions were installed
more than one year before Petitioner
made his invention. However, their
existence remained unknown to him
until shortly after Respondent filed
its motion for summary judgment.

Petitioner opposed summary
judgment and filed affidavits placing
material facts in the record, which
disputed and opposed the position of
Respondent on several issues of
material fact. Most notably, Petit-
ioner provided factual evidence in the
record directed to determination of
the scope and content of the prior art
at the time of the invention, as well
as differences between such prior art
and the claims at issue. These

factual issues constitute the first

19

two factual inquiries of the three-

pronged test mandated by Graham v.

John Deere Co., supra.

In opposing summary judgment,
Petitioner in the record specified
Primary differences between his Patent
Claims 2 and 3 and the Reed College
constructions, which lack;

(a) a “divider partition panel"
means, and
(6b) a frame which overhangs a
portion of a "divider partition
panel" means,
Not only are both features recited in
the claimed combination, but they
interact most critically to provide a
unit capable of commercial utilization
by dividing work space into defined,
semi-private work areas having visual
and acoustical privacy. Petitioner's

opposing affidavits also set forth

20

evidence in support of the essential

issue of what constituted the "claimed
invention" to be measured against the

Prior art by the Graham v. Deere

standards,

Over Petitioner's objections,
summary judgment was granted. The
District Court adopted Respondent's
characterization of the "claimed
subject matter" as essentially per-
taining to a combination of components
which omitted critical elements
recited in the combination set forth
in Patent Claims 2 and 3. See App-
endix, page A4,

The District Court found that,
on the basis on the Shemitz deposition
statements, "essential features of the
claimed invention" were well Known,

that the Reed College constructions

21
demonstrate obviousness, and that the
Guth patent showed "up-down lighting
as in Shemitz".

The District Court also con-
cluded, over Petitioner's objections
and without comment or apparent
analysis of the record, that no
genuine issue existed as to any
material fact. The presumption of
validity was found to no longer exist,
because of "anticipating prior art"
which was not before the Patent
Examiner. Judgment was reached
without benefit of expert testimony,
which was rejected as being unnec-
essary, despite Petitioner's ob-
jections.

The district court ruled that,
measured against the criteria set

forth in Graham v. John Deere Co.,

22

supra, the "subject matter of the
claims at issue" was obvious, so that
summary judgment under 35 USC §103 was
appropriate.

The Court of Appeals reviewed
the lower court action, under 28
U.S.C. §1291, and held in a per curiam
decision that Petitioner had failed to
establish a genuine issue of material
fact, as is required to defeat a
motion for summary judgment. The
Court of Appeals adopted the District
Court Memorandum of Decision as its

own.

REASONS FOR GRANTING THE WRIT

1. THE DECISION BELOW CONFLICTS

WITH DECISIONS OF OTHER COURTS OF
APPEALS AS TO PROPER APPLICATION OF

SUMMARY JUDGMENT AND PAILS TO PROPERLY

23

APPLY THE CRITERIA OF GRAHAM V. JOHN

DEERE CO., 383 U.S. 1, TO INVALIDATE

PATENT CLAIMS UNDER 35 U.S.C. §103.

In Sartor v. Arkansas Natural

Gas Corp., 321 U.S. 620 (1944), the

Court enunciated the principles to be
applied in ruling on a motion for
summary judgment:

". . . Rule 56 authorizes summary
judgment only where the moving
party is entitled to judgment as a
matter of law, where it is quite
clear what the truth is, that no
genuine issues remain for trial,
and that the purpose of the rule is
not to cut litigants off from their
right of trial by jury iff they
really have issues to try."

321 U.S. at 627. Also see, Poller v.

Columbia Broadcasting System, 368 U.S.

464, 468 (1962).

The District Court is without
authority to grant summary judgment
where the standards set forth in Rule
56(c) have not clearly been met. A

motion for summary judgment must be

24

denied if a triable issue of material

fact exists. Fountain v. Filson, 336

U.S. 681 (1949); Also see, Carter v.

Stanton, 405 U.S. 669 (1972),

It is not the function of the
Court on a motion for summary judgment
to decide disputed issues of fact,

Soria v. Oxnard School District Board

of Trustees, 488 F.2d 579 (9th Cir.

1973) Cert. denied 416 U.S. 951

(1974); United States v. Bissett-

Berman Corp., 481 F.2d 764 (9th Cir.

1973); Vickery v. Fisher Governor Co.

417 F. 2d 466 (9th Cir. 1969),

All that is required for a
material fact to be in dispute is that
there be sufficient evidence in the
record to support the claimed factual
dispute so that the parties' differing

versions of the truth be resolved

25

after a trial. First National Bank v.

City Services Co., 391 U.S. 253, 289

(1968). Any and all doubts as to the
existence of an issue of material fact
must be resolved in favor of the
Petitioner, who was opposing summary

judgment. United States v. Diebold,

Inc., 369 U.S. 654 (1962), Adickes v.

Kress & Co., 398 U.S. 144, 157 (1969);

and J. Moore, Federal Practice, 456.15
[3] (2nd ed. 1966),

Summary judgment has been used
sparingly in patent cunen, with the
courts applying a high standard to
govern application of summary judgment

in such cases, Pfizer, Inc. v.

International Rectifier Corp., et al,

538 F.2d 180 (8th Cir. 1976); Tee-Pak,

Inc. v. St. Regis Paper Company, 491

F.2d 1193 (6th Cir. 1974); Ag Pro,

_—

26
Inc. v. Sakraida, 437 F.2d 99 (Sth

Cir. 1971); and Technitrol, Inc. v.

Control Data Corp., 550 F.2d 992 (4th

Cie. IFsI«
35 U.S.C. §103 received its

definitive interpretation in Graham v.

John Deere Co., supra, wherein the

Court, in calling for "strict observ-
ance" of its requirements, laid out
the analysis to be followed in cases
involving the obviousness standard:

"While the ultimate
question of patent validity
is one of law, A & P Tea Co.
v. Supermarket Corp. [cit-
ation omitted], the §103
condition, which is but one
of three conditions, each of
which must be satisfied,
lends itself to several
basic factual inquiries.
Under §103, the scope and
content of the prior art are
to be determined; difference
between the prior art and
the claims at issue are to
be ascertained; and the
level of ordinary skill in

27

the pertinent art resolved.

Against this backdrop, the

obviousness or nonobv-

iousness of the subject

matter is determined."

Here, the District Court exceeded
its proper function by resolving the
disputed issues as to the first two

factual inquiries of the test for

obviousness mandated by the Graham v.

John Deere Co., supra. It compared

differences between 1) the proffered
prior art with 2) an over simplified
and unsubstantiated characterization
of the Petitioner's "claimed subject
matter." In doing so it omitted
critical elements recited in the
Petitioner's claims thus failing to
observe the second "factual inquiry"

requirement of Graham v. Deere.

Petitioner built a record

opposing summary judgment which

28
creates doubt as to the propriety of

the District Court's evaluation of the
scope and content of the prior art and
its determination of differences
between such prior art with the
complete combination set forth in
Patent Claims 2 and 3. The facts in
Petitioner's record concerning these
issues require that resolution could
only properly take place after trial.

Thus, the legal error of the
courts below was two-fold. First,
they applied an insufficiently rig-
Orous standard, below and in conflict
with that applied by other Courts of
Appeals, to resolve genuine issues
between the parties' positions of
record by summary judgment. Second,
they found "obviousness" under 35

U.S.C. §103, without the required

29

strict adherence to the criteria of

Graham v. John Deere Co., supra.

2. PETITIONER HAS BEEN DENIED DUE
PROCESS BY SUMMARY INVALIDATION OF
PATENT CLAIMS AS BEING OBVIOUS OVER
PRIOR ART STRUCTURES AND REFERENCE IN
FIRST INSTANCE RAISED BEFORE ANY
TRIBUNAL.

The application of summary
judgment to invalidate Petitioner's
Patent claims on the basis of being
"obvious" under 35 U.S.C. §103 pre-
sents an important question of constit-
utionally protected due process, which
deserves the Court's review.

If due process can be denied a
patentee, as by the courts below,
confidence in and the strength of the
U.S. patent system will be undermined,

Disclosure of innovation, which is the

30
principle public benefit of the patent

system, will be discouraged,

The statutory presumption under
35 U.S.C. §282 that a properly issued
U. S. patent is valid should not be
dismissed by granting summary judgment
in the first judicial test of val-
idity, where the prior art was pre-
viously unknown to the Patentee and
the Patent and Trademark Office.

Following this Court's decision

in Blonder-Tongue Laboratories, Inc.

v. University of Illinois Foundation,

402 U.S. 313 (1971), a judgment of
patent validity has in rem conse-
quences. Once patent claims are
invalidated, re-examination of the
validity issue is effectively pre-
cluded in any other court, regardless
of any change of ownership of the

patent or the parties involved. See

Ja

Blumcraft of Pittsburgh v. Kawneer

Company, Inc., et al., 482 F.2d 542

(Sth Cir. 1973); and Kaiser Industries

Corporation et al. v. Jones & Laughlin

Steel Corporation, 515 F.2d 964 (3rd

Cit. -i9fs)%
The Court of Appeals for the

Sixth Circuit in Tee-Pak, Inc. v. St.

Regis Paper Co., 49] F.2d at 1196,

recognized the severe consequences of
in rem invalidity and reiterated this

Court's emphasis in Blonder-Tongue

Laboratories, Inc. v. University of

Illinois Foundation, supra., of the

importance of a patentee having a full
and fair opportunity to litigate the
validity of his patent.

Here, in the first attack upon
the validity of the Petitioner's
patent, the Court below precluded a

full and fair inquiry of the physical

=

—_—

ee

32
object constituting the prior art, by
deciding the case on summary judgment,
Adjudication in strict accord-
ance with the test mandated by Graham

v. John Deere Co., supra, under the

circumstances of the case below,
requires a trial. It requires the
full opportunity to present expert
testimony, to present and cross-
examine witnesses and to present
demonstrative evidence, particularly
that concerning the physical object
alleged to be prior art.
Constitutional due process
requires that a patentee nct be
deprived of his patent property
without a full and fair opportunity to
litigate the validity of his patent.
Trial certainly should not be
precluded where, as here, the patentee

rigorously and genuinely disputed the

33

position of Respondent concerning

factual] inquiries of the Graham v.

Deere test and documented his position
in the record.

A determination of patent
validity under 35 U.S.C. §102 based
upon “anticipation" is straight-
forward and perhaps more readily
adapted to adjudication by summary
judgment. However, the standards
required for judging validity under
§103, on the basis of “obviousness",
involves a highly subjective determin-
ation, even with strict adherence to

the Graham v. Deere test. The sub-

jective nature of the obviousness
Getermination mandates that a patentee
who raises and documents the exist-
erice, (or even doubt as to the exist-

ence), of genuine issues as to the

34

factual inguiries of the Graham v.

Deere test should not be denied his
day in court.

The District Court concluded
that the subject matter of the claimed

invention was obvious over prior art,

under §103. This prior art did not

anticipate the claimed invention under

§102.

Yet the District Court found
that the presumption of validity of
Petitoner's patent no longer existed,
due to “anticipating prior art". This
reasoning is faulty and clear error,
because obviousness, under §103, is
not the equivalent of anticipating,
under §102.

The District Court's miscon-
ception and confusion of §102 and §103

resulted, in first the erroneous

35

elimination of the presumption of
validity and, the consequent invalid-
ation of Petitioner's Patent under
§103. The adoption of this reasoning
by the Court of Appeals, further
denied the Petitioner due process by
summary invalidation of his issued
Patent.

The case below presents con-
flicting legal concepts. Summary
judgment could be utilized in cases
lacking any genuine issue of material
fact to facilitate the efficient
administration of justice. However,
the subjective nature of an inquiry
into obviousness under §103 of the
Patent Act, and this Court's proper
insistence upon strict adherence to

the standards of Graham v. John Deere

Co., supra, should not be compromised.

— as

36

Otherwise, the patentee will be
deprived of his patent property
without due process of law.

It is respectfully submitted
that this conflict must be resolved by
denial of summary judgment. Petitioner
must be given the full and fair
opportunity at trial to have his
patent's validity properly adjudicated
by resolution of the factual inquiries

mandated by the Graham v. Deere test.

If, such invalidation by summar y
judgment is permitted, the strength,
statutory presumption of validity and
resulting value of duly issued uU. s.

patents will be badly eroded,

CONCLUSION
For the reasons stated and
referred to above, it is respectfully
requested that the Petition for a writ

of Certiorari be granted in this case.

37

Respectfully submitted,

Anthony P. DeLio, ITI
Mark F, Wachter
121 Whitney Avenue
New Haven, CT 06510
(203) 787-7462

Counsel for Petitioner

—

APPENDIX

Al

Iu the

United States Court of Appeals

For the Seuenth Cirrnit

No. 79-1792
SYLVAN R. SHEMITZ,
Plaintiff-A ppellant,

DEERE & COMPANY, INC.,
Defendant-A ppellee.

Appeal from the United States District Court for the
Central District of Illinois.
No. 78 C 4032—Robert D. Morgan, Judge.

ARGUED JANUARY 7, 1980—DeEcIDED MAY 28, 1980

Before SWYGERT, SPRECHER and BAUER, Circuit
Judges.

PER CURIAM. This appeal is taken by the plaintiff
from an order of the district court concluding the
invalidity of the patent allegedly infringed and granting
the defendant’s motion for summary judgment. Mea-
sured against the criteria set forth in Graham ».
John Deere Co., 383 U.S. 1 (1966), the district court
determined that the patent in issue was invalid for
obviousness under 35 U.S.C. § 103.

Having examined the record, addressed the briefs,
and heard oral argument on behalf of the parties, we
agree with the district court that the plaintiff has failed

A2

2 No. 79-1792

to establish a genuine issue of material fact as is
required to defeat a motion for summary judgment
under F. R. Civ. P. 56(c). Accordingly, for the reasons
given in Judge Morgan’s Memorandum of Decision,
which we adopt as our own and append hereto, the
summary judgment for the defendant is affirmed.

AFFIRMED.

A3
No. 79-1792 3
APPENDIX

UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF ILLINOIS

SYLVAN R. SHEMITZ, )

Plaintiff,
v. No. 78-4082
DEERE & COMPANY, INC.,

)
)
)
)
Defendant. )

MEMORANDUM OF DECISION AND JUDGMENT

On May 31, 1979, at hearing thereon, the court
announced allowance of defendant’s motion for summary
judgment herein and promised a memorandum of its
reasons therefor. This is that memorandum.

The following facts are not disputed. Plaintiff, Sylvan
R. Shemitz (hereafter Shemitz), is a citizen of Connecti-
cut, and since 1963 has been in the business of rendering
lighting, design, and consultation services. Defendant,
Deere ys Company, Inc. (hereafter Deere), is a Delaware
corporation having its principal place of business in
Moline, Illinois. Jurisdiction by the court over both of
the named parties and over the subject matter of the
patent infringement complaint and counterclaim for
declaratory relief is uncontested.

This action was instituted by a complaint filed by
Shemitz on July 13, 1978, charging Deere with infringe-
ment of his United States Patent No. 3,389,246, granted
June 18, 1968, on an application, Serial No. 521,068,
filed January 17, 1966. Said ‘saga is hereafter referred
to as the Shemitz patent. The basis for the charge of
infringement is that Deere purchased certain illumi-
nated wall partition dividers alleged to infringe the
Shemitz patent and is using same in its corporate head-
quarters. Although the said patent contains three
claims, the charge of infringement is only to claims 2
and 3 thereof.

4 No. 79-1792

Deere answered and counterclaimed, seeking a de-
claratory judgment that the Shemitz patent is invalid
and not infringed by Deere. Shemitz filed his reply to
said counterclaim, denying the allegations thereof.
Deere contends, inter alia, that Shemitz patent claims 2
and 8 are invalid, pursuant to 35 U.S.C. § 103, because
the differences between the claimed subject matter and
the prior art are such that the subject matter as a whole
would have been obvious at the time the alleged
invention was made to a person having ordinary skill in
the art to which such subject matter pertains. The
alleged invention was made in 1965, ie, it was
conceived in April, 1965, and was reduced to practice in
September, 1965. The art involved is room and desk top
illumination in relation to room dividing.

The claimed subject matter essentially pertains to a
room divider partition that divides a room into work
areas while at the same time providing direct illumi-
nation over a desk or the like positioned adjacent
thereto, as well as indirect illumination of the remaining
room area by means of a light fixture mounted in a
frame overhanging a portion of said partition and of a
height lower than normal standing eye height but
higher than normal seated eye height of an adult person.
A reflector is included in the light fixture to assist in
directing the light emanating therefrom. !

' Claims 2 and 3 of the Shemitz patent read as follows:

“2 A room divider partition for dividing a room having
a floor into work areas, at the same time providing direct
illumination over a desk or the like positioned adjacent
thereto and simultaneously providing fight for indirectly
illuminating the remainder of the room, the room divider
having a divider partition panel means, a frame extending
and supported along substantially the entire length of the
divider partition panel means, said frame overhanging a
portion of the divider partition panel means, the frame
open on the bottom and top thereof, and illuminating
means positioned and supported in said frame, a member
selected from the class consisting of deflector and reflector
means supported by said frame, the height of the frame
from the floor on which the partition is positioned such
that it is lower than the normal standing eye-height but
higher than the normal seated eye-height of an adult
person.

(Footnote continued on following page)

A5

No. 79-1792 5

The prior art relied upon by Deere to demonstrate
obviousness constitutes admissions by Shemitz; a carrel-
divider construction publicly used at the Reed College
Library, Portland, Oregon, as early as October 10, 1963:
and United States Patent No. 1,457,061, granted May
29, 1923, to E. F. Guth.

Shemitz admitted during his examination on deposi-
tion by defendant’s counsel that he did not consider
himself to be the first person to have devised a room
divider providing direct illumination overhanging a
desk while simultaneously providing light that con-
tributes to the indirect illumination of the remainder of
the room; nor does Shemitz consider himself the first
person to devise a height for the illuminator in such
divider that is lower than the normal] standing eye
height of an adult person positioned adjacent the divider
and higher than the normal seated eye height of an
adult person positioned at the desk. If this does not
constitute admission that the essential features of the
claimed invention were well known in the prior art, the
Reed College Library construction appears to this court
to demonstrate the obviousness of the claimed invention.
It is clear that such construction constitutes a carrel-
divider with built-in direct/indirect overhanging fluo-
rescent fixtures open at the top and bottom so as to
provide direct local task lighting on the associated desk
top area as well as simultaneous _ indirect general
illumination of the remaining room area. Furthermore,

' continued

“3 <A room divider partition for dividing a room having
a floor into work areas, at the same time providing direct
illumination over a desk or the like positioned adjacent
thereto and simultaneously providing light for indirectly
illuminating the remainder of the room, the room divider
having a divider partition panel means, a frame extending
and supported along substantially the entire length of the
divider partition panel means, said frame overhanging a
portion of the divider partition panel means, the frame
open on the bottom and top thereof, illuminating means
positioned and supported in said frame, and a member
selected from the class consisting of a reflector and a
baffle supported by said frame. the height of said frame is
between about 4.5 feet to 5.6 feet above the floor on
which the partition is positioned.”

Abo
6 No. 79-1792

the carrel-dividers are of a height such that they are
lower than standing eye height but higher than the
seated eye height of an adult person using the desk. The
Reed College Library lighted dividers, in use since 1968,
were not considered by the Patent Office during the
prosecution of the Shemitz patent.

The aforesaid Guth patent No. 1,457,061 discloses a
lighting fixture attached to a counter providing general
illumination of the room in which it is located, as well as
illumination of the counter. As stated in the patent, this
is accomplished by up-down lighting as in Shemitz,
wherein the upwardly directed lighting affords the
general room illumination and the downwardly directed
light provides localized illumination of the adjacent
counter area. Guth is of further significance in pro-
viding that the lighting fixture includes adjustable
reflectors on both sides of the light, which is an
incidental feature of the Shemitz patent claims in issue.
The Guth patent was not cited during the prosecution
history of the Shemitz patent application.

Such prior art, individually or in combination, demon-
strates that the differences, if any, between the claimed
subject matter of Shemitz patent claims 2 and 3 and the
prior art are such that the claimed subject matter as a
whole was obvious in 1965, at the time the alleged
invention was made, to a person having ordinary skill in
the art to which said subject matter pertains. Mr.
Shemitz, himself, specified that the art to which his
claimed subject matter pertains can be described as
“illuminated office furniture and partition systems,” and
also asserted that the level of ordinary skill in the art at
the time of his alleged invention was “knowledge of a
table or desk lamp and knowledge of wall, valance, or
ceiling lighting.” This may be slightly restricted, but
seems sufficient to render the claimed invention in
claims 2 and 8 invalid, as obvious under 35 U.S.C. § 103.

This court therefore concluded that it had jurisdiction
over both the named parties and over the subject matter
of the complaint and counterclaim. Rule 56(c), F. R. Civ.
I, provides in pertinent part that a motion for
summary judgment should be rendered “forthwith if the
pleadings, depositions, answers to interrogatories, and

A7

No. 79-1792 7

admissions on file, together with the affidavits, if any,
show that there is no genuine issue as to any material
fact and that the moving party is entitled to a Judgment
as a matter of law.” Rule 56 applies to patent cases and
is used where, as here, the structure and mode of
operation of the invention described and claimed in the
patent may be readily comprehended by the court
without need for technical explanation by expert
witnesses and in such circumstances; if said invention is
found invalid because of the prior art, then summary
judgment is proper. Research Corporation v. Nasco
Industries, Inc., 501 F.2d 358, 361-362 (7th Cir. 1974),
cert. denied, 419 U.S. 1096 (1974). Validity of patent
claims is not immune from disposition on motion for
summary judgment even though, in addition to prior art
patents, deposition testimony and affidavits are involved,
if no genuine issue of material fact is present. A R Ine.
v. Hlectro- Voice, Incorporated, 311 F.2d 508, 511 (7th
Cir. 1962).

35 U.S.C. § 282 provides that an issued patent shall be
presumed valid. However, where, as here, the anticipa-
ting prior art was not before the Patent Examiner,
there is no longer such a presumption. Rockwell».
Midland-Ross Corp., 438 F.2d 645, 650 (7th Cir. 1971).
35 U.S.C. § 103 provides that “A patent may not be
obtained though the invention is not identically disclosed
or described as set forth in section 102 of this title, if the
differences between the subject matter sought to be
patented and the prior art are such that the subject
matter as a whole would have been obvious at the time
the invention was made to a person having ordinary
skill in the art to which said subject matter pertains.”
Obviousness must be evaluated under the standards
adopted by the United States Supreme Court in Graham
. John Deere Co., 383 U.S. 1, 17 (1966), requiring an
evaluation of the scope and content of the prior art at
the time of the invention, the differences, if any,
between the prior art and the claims at issue, and the
level of ordinary skill in the art. Centsable Products, Ine.
v. Lemelson, Civ. No. 78-1969, decided January 23, 1979
(7th Cir.) at 3-4; Research Corporation v. Naseo In-
dustries, supra at 361.

A8

8 No. 79-1792

Measured against those criteria, the subject matter of
the claims at issue was clearly obvious at the time the
invention was made, to a person having ordinary skill in
the art to which said subject matter pertains, so that
summary judgment by reason of the provisions of 35
U.S.C. § 103 is appropriate. Centsable Products, Inc. v.
Lemelson, supra; Research Corporation v. Nasco In-
dustries, Inc., supra at 360-362; A R Inc. v. Electro-
Voice, Ine., supra at 511-512; Davison Chemical Corp. v.
Joliet Chemicals, 179 F.2d 793, 794-795 (7th Cir. 1950),
cert. denied, 340 U.S. 816 (1950); and Hancock Labora-
tories, Inc. v. American Hospital Supply Corp., 199
USPQ 279, 283-284 (N. D. Ill. 1978).

Invalid patent claims cannot be infringed, and therc-
fore the counterclaim for declaratory judgment, that
Shemitz patent claims 2 and 8 are invalid and not
infringed, must be granted in all respects, with a
recovery of costs against the plaintiff. The law is with
the defendant and against plaintiff on the complaint and
answer, as well as on the counterclaim and reply to said
counterclaim.

Accordingly, IT IS ORDERED that claims 2 and 3 of
the Shemitz patent are invalid and not infringed,
judgment is entered in favor of defendant and against
plaintiff on the complaint, answer and counterclaim,
with costs against the plaintiff.

ROBERT D. MORGAN
United States District Judge

Untered: JUNE 6, 1979
Nunc Pro Tune May 31, 1979

A true Copy:
Teste:

Clerk of the United States Court of
Appeals for the Seventh Circuit

USCA J512--Midwest Law Printing Co.. Ine.. Chicago —5-28-80 — 350

A9

Per Curiam Opinion

JUDGMENT —- ORAL ARGUMENT

UNITED STATES COURT OF APPEALS

FOR THE SEVENTH CIRCUIT

Chicago, Illinois

60604

May 28, 1980

Before
Hon. LUTHER sM., SWYGERT,

Hon. ROBERT A. SPRECHER,

Circuit Judge

Circuit Judge

Hon. WILLIAM J. BAUER, Circuit Judge

SYLVAN R. SHEMITZ,
Plaintiff-Appellant,

No. 79-1792 vs.
DEERE & COMPANY,

SWGes
Defendant-Appellee,

Appeal from
the United
States Dis-
trict Court
for the
Southern Dis-
trict of
Illinois,
Rock Island
Division

No. 78-C-4032
Robert D,
Morgan, JUDGE

A10

This cause was heard on the
record from the United States District
for the Southern District of Illinois,
Rock Island Division, and was argued
by counsel.

On considered whereof, it is
ordered and adjudged by this Court
that the judgment of the said District
Court in this cause appealed from be,
and the same is hereby, AFFIRMED, with
costs, in accordance with the opinion

of this court filed this date,

All
U.S. PATENT NO. 3,389,246

Claim 2

"2. A room divider partition for
dividing a room having a floor into
work areas, at the same time pro-
viding direct illumination over a
desk or the like positioned adjacent
thereto and simultaneously providing
light for indirectly illuminating
the remainder of the room, the room
divider having a divider partition
panel means, a frame extending and
supported along substantially the
entire length of the divider par-
tition panel means, said frame
overhanging a portion of the divider
Partition panel means, the frame
open on the bottom and top thereof,
and illuminating means positioned
and supported in said frame, a
member selected from the class
consisting of deflector and re-
flector means supported by said
frame, the height of the frame from
the floor on which the partition is
positioned such that it is lower
than the normal standing eye-height
but higher than the normal seated
eye-height of an adult person."

Claim 3

"3. A room divider partition for
dividing a room having a floor into
work areas, at the same time pro-
viding direct illumination over a
desk or the like positioned adjacent

Al2

thereto and simultaneously
providing light for indirectly
illuminating the remainder of
the room, the room divider
having a.divider partition panel
means, a frame extending and
supported along substantially
the entire length of the divider
partition panel means, said
frame overhanging a portion of
the divider partition panel
means, the frame open on the
bottom and top thereof, illum-
inating means positioned and
supported in said frame, and a
member selected from the class
consisting of a reflector and a
baffle supported by said frame,
the height of said frame is
between about 4.5 feet to 5.6
feet above the floor on which
the partition is positioned."

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_0308%3A1. Public record. Not legal advice.
