# Petition — Paxman v. Henrico County School Board

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_0292%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 449 U.S. 1129

## Text

80-279 |

No.

'f = Supreme Court, U.S.
FILED

AUG20 1980

MICHAEL RODAK, JR. CLERK
———_—— oe

IN THE

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1979

SUSAN PAXMAN AND LESLIE GOUGH,

Petitioners,
Vv,

HENRICO COUNTY SCHOOL BOARD AND
ALBEMARLE COUNTY SCHOOL BOARD, et al.,

Respondents.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE FOURTH CIRCUIT

PHILIP J. HIRSCHKOP
BERNARD J. DiMuRo

HIRSCHKOP & GRAD, P.C.
108 North Columbus Street
Post Office Box 1226
Alexandria, Virginia 22313
(703) 836-6595

Attorneys for Petitioners

August, 1980

Washington, 0.C. + THIEL PRESS + (202) 638-4521

QUESTION PRESENTED

1. Whether the petitioners were properly denied,
on the basis of the “‘good faith” immunity defense, an
award of backpay in an action under 42 U.S.C. § 1983
for the violation of their constitutional rights by Virginia
school boards in light of this Court’s decision in Owen
v. City of Independence, Missouri, 48 U.S.L.W. 4389
(April 16, 1980).

Osa

(t)
TABLE OF CONTENTS

Page
rr is 6b bk crip ede Oo we a Oe eee ee ow ee 1
es wack hot ac ee Sis Owe eee eccasen sees 2
nt een conch ceseceeenaceieeeee és 2
CONSTITUTIONAL AND STATUTORY PROVISIONS ... 2-3

ES el 3-5
REASONS FOR GRANTING THE WRIT:

A. The Fourth Circuit’s Decision Is Directly Contrary
To This Court’s Decision In Owen v. City of Inde-
pendence, Missour, 48 U.S.L.W. 4389 (April 16,
a oir hi hs 0, WA bese a 0 0 6} 6 2 0 00 oh 5-7

B. Should This Court Not Reverse The Fourth
Circuit’s Decision Then Petitioners May Be The
Only Persons In Their Class Denied Relief In The
TT 50 ask 6 0 os 6500 0:0 #6 00's 64ers 7-8

ENO ET ET eT OCT EEE Eee 8

TABLE OF AUTHORITIES

- Cases: Page

American Pipe & Construction Co. v. Utah, 414 U.S. 538

Sa 6h a oo a8 8 6.v0 «be ha ho 6 0 Re A Slee 60 5
Cleveland Board of Education v. LaFleur, 414 U.S. 632

i 6d neato oo ah a aie ¢ 80 kw 6 0 6 0lw ewe 3
Heteering v. Wiese, 292 U.S. 614 (1988)... cc ccc vccne 6
Lewis v. Fidelity & Deposit Co., 292 U.S. 559 (1933)....... 6
Monell v. Department of Social Services, 436 U.S. 658

a cin ks af ace h Me ho o.0-0 6 v0 ¥.d 0 kk 888 6
Owen v. City of Independence, Missouri, 589 F.2d 335

Sars ae 6b Neo kee RA oe a ee ee 7
Owen v. City of Independence, Missouri, 48 U.S.L.W.

STEP ee ee ee eee ee passim

Paxman, et al. v. Wilkerson, et al., 390 F. Supp. 442
I Sad i de ds 0 4-6 0b 6. 4:0 'a ben 05 08 6 ew 1,4

(#1)

Page
Paxman, et al. v. Campbell, et al., 612 F.2d 848 (4th
| a eee Se ee Pe es See ee 1,4
Constitution:
United States Constitution, Fourteenth Amendment..... 2,3,4
Statutory Provisions:

A ar ee ea a eee ie ok gee 2,3,5,6

IN THE

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1979

SUSAN PAXMAN AND LESLIE GOUGH,
Petitioners,
VU.

HENRICO COUNTY SCHOOL BOARD AND
ALBEMARLE COUNTY SCHOOL BOARD, et al.,

Respondents.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE FOURTH CIRCUIT

Petitioners, Susan Paxman and Leslie Gough, respect-
fully request that a Writ of Certiorari issue to review the
judgment of the United States Court of Appeals for the
Fourth Circuit entered on January 2, 1980 which denied
to the petitioners an award of backpay initially granted
by the district court.

OPINIONS BELOW

Paxman, et al. v. Wilkerson, et al., 390 F. Supp. 442
(E.D. Va. 1975).

Paxman, et al. v. Campbell, et al., 612 F.2d 848 (4th
Cir. 1980).

l

2

JURISDICTION

The decision of the United States Court of Appeals for
the Fourth Circuit, reversing the district court’s decision
in part, was entered on January 2, 1980, and denied the
petitioners an award of backpay initially granted by the
district court. Petitioners’ Petition for Rehearing en banc
was denied on March 27, 1980. On June 24, 1980 peti-
tioners’ application for an extension of time in which
to file a Petition for Certiorari was granted to and includ-
ing August 20, 1980. Jurisdiction of the Court is invoked
pursuant to 28 U.S.C. § 1254(1).

QUESTION PRESENTED

1. Whether the petitioners were properly denied,
on the basis of the “good faith” immunity defense, an
award of backpay in an action under 42 U.S.C. § 1983.
for the violation of their constitutional rights by Virginia
school boards in light of this Court’s decision in Owen
v. City of Independence, Missouri, 48 U.S.L.W. 4389
(April 16, 1980).

CONSTITUTIONAL AND STATUTORY
PROVISIONS

42 U.S.C. § 1983:

Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any
State or Territory, subjects, or causes to be sub-
jected, any citizen of the United States or other
person within the jurisdiction thereof to the depri-
vation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable
to the party injured in an action at law, suit in
equity, or other proper proceeding for redress.

Fourteenth Amendment to
the United States Constitution:

Section 1. All persons born or naturalized in
the United States, and subject to the jurisdiction
thereof, are citizens of the United States and of
the State wherein they reside. No State shall make
or enforce any law which shall abridge the privileges
or immunities of citizens of the United States;
nor shall any State deprive any person of life,
liberty, or property, without due process of law;
nor deny to any person within its jurisdiction the
equal protection of the laws.

STATEMENT OF THE CASE

In 1971 the petitioners, Susan Paxman and Leslie
Gough, brought a bilateral class action under 42 U.S.C.
§ 1983 on behalf of all public school teachers in Virginia.
They sought declaratory relief, as well as backpay, claim-
ing that their teaching contracts were terminated in
violation of the due process and equal protection clauses
of the Fourteenth Amendment.! Specifically, petitioners
asserted that the mandatory maternity leave policies
enforced by Virginia school boards were unconstitu-
tional. These policies required that teachers who became
pregnant, either prior to or during a school term, relin-
quish their positions within certain time guidelines
without consideration of their personal physical condi-
tions or abilities.

On December 6, 1971 suit was filed in district court.
Eventually the district court entered summary judgment
for the petitioners’ class upon this Court’s decision in

1Susan Paxman had signed a contract with the Albemarle
County School Board and Mrs. Gough with the Henrico County
School Board.

4

Cleveland Board of Education v. LaFleur, 414 US.
632 (1974), holding certain mandatory maternity leave
policies, not substantially dissimilar to those in question
here, violative of the due process clause of the Four-
teenth Amendment. Paxman, et al. v. Wilkerson, et al.,
390 F.Supp. 442 (E.D. Va. 1975) (see Appendix at
2a). By that order the district court also amended the
defendant class to consist of members of school boards,
rather than the school boards themselves, and, sua
sponte, redesignated the suit as a class action within
Rule 32(b)(2), rather than Rule 23(b)(1) of the Federal
Rules of Civil Procedure. The district court ordered
that the plaintiff class be offered reinstatement with
backpay.

On January 2, 1980 the United States Court of Ap-
peals for the Fourth Circuit reversed the district court’s
decision in two major respects. Paxman, et al. v. Camp-
bell, et al., 612 F.2d 848 (4th Cir. 1980) (see Appendix
at 28a). First, the Fourth Circuit reversed, for reasons
not at issue here, the district court’s judgment certifying
this suit to proceed as a bilateral class action under Rule
23(b)(2). The court then dismissed all but the named
plaintiffs, Mrs. Paxman and Mrs. Gough, petitioners
herein, and the respective school boards with whom they
had contracts.?

Secondly, the Fourth Circuit’s decision reversed the
district court’s final order as to the award of backpay,
finding that the qualified good faith immunity barred

2The dismissal was without prejudice to the merits of the
controversy and the Fourth Circuit remanded the case to the
district court to entertain sympathetically, under Rule 24 of
the Federal Rules of Civil Procedure, the intervention of those
members of the plaintiff class who taught in Henrico or Albemarle

[footnote continued]

5

any such award. On April 16, 1980 this Court rendered
its decision in Owen v. City of Independence, Missouri,
48 U.S.L.W. 4839, holding that a municipality has no
immunity from liability under 42 U.S.C. § 1983 flowing
from its constitutional violations and may not assert the
good faith of its officers as a defense to liability for back-
pay. On April 21, 1980 petitioners moved the Fourth
Circuit for an order to recall its mandate to consider
reversal or amendment of its original decision in light of
Owen v. City of Independence, Missourt, supra, which
was denied on July 22, 1980.

REASONS FOR GRANTING THE WRIT

A. The Fourth Circuit’s Decision Is Directly
Contrary To This Court’s Decision In
Owen v. City of Independence, Missouri,
48 U.S.L.W. 4389 (April 16, 1980)

The Fourth Circuit’s decision reversing the district
court’s award of backpay to the petitioners is directly
contrary to this Court’s decision in Owen v. City of
Independence, Missourt, supra. The Fourth Circuit
expressly held that petitioners were to be denied a
backpay award based on the good faith of the defendant
school board officials. After a review of the scant case
law, including the appellate decision which this Court
reversed in Owen, supra, the Fourth Circuit noted that:

Counties. The decision further notes that the statute of limitations
is probably tolled for all members of the class originally certified
by the district court under American Pipe & Construction Co. v.
Utah, 414 U.S. 538 (1974). (Appendix at 41a.)

3Indeed this Court noted in Owen, supra, that the Fourth
Circuit’s decision below was one of five courts of appeals divided

[footnote continued]

6

[W]e are of the opinion and hold that the defendant
school officials connected with Henrico and Albe-
marle Counties, in their official capacities, are
immune from the claims of backpay because they
acted in good faith without knowledge that the
acts they took would violate the constitutional
rights of the plaintiffs, and because they did not act
with malicious intent. [See Appendix at 53a.|]
[Emphasis added. ]

This Court in Owen v. City of Independence, Missoun,
supra, held directly to the contrary stating that a munici-
pality may not assert the good faith of its officers or

agents as a defense to monetary liability under 42 U.S.C.
§ 1983.4

The obvious conflict between the Fourth Circuit’s
decision below and the Supreme Court’s decision in
Owen, supra, mandates that this Court grant certiorari
in this matter and summarily reverse the Fourth Circuit’s
decision on the authority of its own intervening decision.
Helvering v. Wiese, 292 U.S. 614 (1933); Lewis v.
Fidelity & Deposit Co., 292 U.S. 559 (1933). These
cases make it clear that it is of no consequence that the
Fourth Circuit’s decision below predated this Court’s
decision in Owen, supra. Indeed the Fourth Circuit’s

on the exact question decided by that decision; i.e., whether local
governmental units are entitled to a qualified immunity based on
the good faith of their officials. Owen v. City of Independence,
Missouri, supra, 48 U.S.L.W. at 4393, n.15.

*The Fourth Circuit recognized that school boards are “persons”
under 42 U.S.C. § 1983 in the context of a suit for backpay
pursuant to Monell v. Department of Social Service, 436 U.S.
658 (1978). The fact that the district court’s final order certified
the defendant class to consist of school board members did not
pose a problem for the court insofar as this Court in Monell, supra,
recognized that these members, sued in their official capacities,
are such “persons” also. Supra, at n.55.

7

decision relied, in part, on the Eighth Circuit’s opinion in
Owen v. City of Independence, Missouri, 589 F.2d 335
(8th Cir. 1978), expressly noting that certiorari had
been granted in that case. The Fourth Circuit would
have more properly stayed its decision below pending
this Court’s decision in Owen, supra, thereby obviating
the need for this unnecessary appeal.

B. Should This Court Not Reverse The Fourth
Circuit’s Decision Then Petitioners May Be
The Only Persons In Their Class Denied
Relief In The Form Of Backpay

The Fourth Circuit’s decision dismissed all of the
unnamed plaintiff and defendant class members leaving
only the petitioners and their respective school board
employers as parties. Nevertheless the Fourth Circuit
remanded the case to the district court to entertain
sympathetically motions for intervention by those
members of the plaintiff class that taught in Henrico
and Albemarle Counties. The court further opened the
possibility that future actions, by Virginia teachers who
terminated their contracts with Virginia school boards
under similarly unconstitutional maternity leave policies,
may be pursued by noting that the statute of limitations
was possibly tolled by the district court’s class certifica-
tion orders. See, n.2, supra. Hence it is possible that
other members of petitioners’ class, as certified by the
district court, may intervene in the district court below
or institute actions of their own claiming that they are
entitled to awards of backpay under this Court’s decision
in Owen, supra. Thus the anomalous situation may
occur where members of the petitioners’ class may obtain
awards of backpay as a result of this Court’s decision in
Owen, supra, while petitioners, whose suit established
the constitutional violations, are denied such relief. This

8

result would be grossly unfair and mandates that this
Court grant certiorari to summarily reverse the Fourth
Circuit’s decision below.

CONCLUSION

For the foregoing reasons, petitioners urge that this
Court issue a Petition for Certiorari to review the decision
below.

Respectfully submitted,

PHILIP J. HIRSCHKOP
BERNARD J. DiMuRO

HIRSCHKOP & GRAD, P.C.
108 North Columbus Street
Post Office Box 1226
Alexandria, Virginia 22313
(703) 836-6595

Attorneys for Petitioners

August, 1980

—

APPENDIX

la

APPENDIX A

IN THE
UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF VIRGINIA
Richmond Division

Civil Action No. 683-71-R

[Filed: March 5, 1975]

SUSAN PAXMAN, et al.

Vv.

WOODROW WILKERSON, et al.

ORDER

In accordance with the memorandum of the Court this
day filed, and deeming it proper so to do, it is ADJUDGED
and ORDERED that:

1. The order of the Court under date of February 14,
1973, staying the judgment entered on January 23, 1973,
be, and the same is hereby, vacated.

2. Defendants’ motions to vacate the order of the
Court of October 30, 1972, be, and the same are hereby,
denied.

§. Plaintiffs’ motion to vacate the order of the Court
of January 23, 1973, be, and the same is hereby, granted
as to all matters except that portion of said order which
granted defendant Wilkerson’s motion for summary
judgment.

2a

4. Defendants’ motions for summary judgment be,
and the same are hereby, denied.

5. The Court’s order of October 30, 1972, be, and
the same is hereby, amended as to that portion of said
order defining the defendant class to read as follows:
‘*. ,. the defendant class is composed of all members of
all public county and city school boards of the State of
Virginia which require that a pregnant school teacher
cease her teaching at some time during her period of
pregnancy other than a time of her own choosing.”

6. The Court’s order of November 22, 1972, be,
and the same is hereby, amended as to that portion of
said order which reads “. . . having concluded that the
action is maintainable as a class action pursuant to Rule
23(b)(1)” to read as follows: “‘. . . having concluded

that the action is maintainable as a class action pursuant
to Rule 23(b)(2).”

7, Plaintiffs’ motion for summary judgment be, and
the same is hereby, granted.

It is further ORDERED that counsel for plaintiffs
submit, within fifteen days from the date of this order,
proposed methods by which backpay or other appro-
priate relief may be computed for each member of the
plaintiff class. The defendants shall, within ten days
thereafter, submit counterproposals if they so desire.

Let the Clerk send a copy of the memorandum and
this order to all counsel of record.

/s/

United States District Judge
Date: 3-5-75

3a

IN THE
UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF VIRGINIA
Richmond Division

Civil Action No. 683-71-R

[Filed: March 5, 1975]

SUSAN PAXMAN, et al.

Vv.

WOODROW WILKERSON, et al.

MEMORANDUM

On December 6, 1971, plaintiffs, Susan Paxman and
Leslie Gough, instituted this class action, pursuant to
42 US.C. § 1983 and Rule 65(b) of the Federal Rules
of Civil Procedure, on behalf of all pregnant teachers
in Virginia against the members of all city and county
school boards having allegedly discriminatory maternity
leave policies which require pregnant teachers to leave
their positions at a fixed time prior to childbirth or
prevent their returning after birth of the child and
prevent teachers from availing themselves of leave policies
commonly available for other teachers who, for medical
reasons, require leaves of absence. The named defendants
consisted of the State Superintendent of Public Instruc-
tion, the Division Superintendents of the Henrico and
Albemarle County Public Schools, and the individual
members of the Henrico and Albemarle County School
Boards. Plaintiffs sought declaratory, injunctive and

4a

compensatory relief and invoked the jurisdiction of the
Court pursuant to 28 U.S.C. §§ 1343(3) and 2201.

The relevant facts in this matter are, in all material
aspects, undisputed. On May 6, 1971, plaintiff Paxman
signed an employment contract for the 1971-72 school
year to teach English at Albemarle High School. Subse-
quent to the signing of the contract, plaintiff learned
she: was pregnant and that her estimated due date was
December 26, 1971. On July 26, 1971, she was notified
by R. Ben Turner, Chairman of the English Department
of Albemarle High School, that she should terminate the
contract in accordance with the maternity leave policy
maintained by the Albemarle County School Board.!

Plaintiff Paxman appeared before the Albemarle
County School Board on August 9, 1971 to request that

1The maternity leave policy then in effect in the Albemarle
County school system provided:

A teacher who becomes pregnant prior to reporting for
duty at the beginning of a new school term shall report this
fact to the Superintendent and obtain a release from her
contract.

A teacher who becomes pregnant after commencing her
contractual duties shall relinquish her position four months
before the expected date of delivery except when the four
months period occurs with only one report card period
remaining to complete the contractual obligations for the
term. The teacher will be required to submit to her principal
a physician’s statement giving the approximate date of
delivery when the pregnancy becomes known.

Teachers in good standing who have completed one year
of service are eligible for maternity leave without pay. Such
teachers will be allowed to return to the system at a time
mutually acceptable to the teacher and the administration.

AT THE DISCRETION OF THE SUPERINTENDENT AND
PRINCIPAL, TEACHERS WHO BECOME PREGNANT MAY CON-
TINUE BEYOND THE ESTABLISHED TERMINATION DATE
WHENEVER SUITABLE REPLACEMENTS CANNOT BE FOUND.

5a

she be allowed to fulfill her contract. At that time
she presented a letter from her physician, Dr. Guy M.
Harbert, Jr., in which he stated that, in the absence of
unforeseen complications, he knew of no medical reason
she could not teach until the termination of her preg-
nancy. On August 10, 1971, Mr. Thomas Hurlburt,
Clerk of the Albemarle County School Board, wrote to
plaintiff Paxman to indicate that the Board had decided
to terminate her contract in accordance with their then
policy.

With respect to plaintiff Gough, on April 30, 1971,
she signed an employment contract to teach mathematics
at J. R. Tucker High School in Henrico County for the
1971-72 school term, which commenced on August 23,
1971. On or about October 1, 1971, she informed the
Henrico County School Board that she was pregnant and
that the expected due date was March 29, 1972. She
also requested to be permitted to complete the semester
which ended in January of 1972. On October 6, 1971,
Mr. A. P. Hall, Jr., Director of Personnel for the Henrico
County Public Schools, informed plaintiff Gough that
her employment contract would be terminated as of
November 23, 1971, which was apparently the date
required pursuant to the Henrico County School Board
pregnancy regulation then in effect.?

2The Henrico County regulation provided:

Pregnancy of four months duration shall be sufficient
cause for termination of contract, and earlier if deemed
advisable. This regulation may be waived by the superin-
tendent or his designated representative in individual cases
whereby the teacher may continue for another thirty (30)
days or so if deemed to be in the best interest of the school
system.

[footnote continued]

6a

On or about October 22, 1971, plaintiff Gough’s
physician, Dr. William T. Moore, provided her with a
letter, which she forwarded to the School Board, in
which he stated that he had given her permission to work
until her expected due date as long as the pregnancy
progressed normally. On November 11, 1971, plaintiff
Gough received a letter from Joseph B. Seller, Assistant
Superintendent for General Administration and Personnel
for Henrico County Public Schools, in which he indicated
that the School Board had denied her request to teach
until the end of the semester, January 23, 1972, but due
to the inability of the School Board to find a replace-
ment, she would be allowed to teach until December 17,
1971.

In view of the lengthy history of this matter, a reca-
pitulation of the proceedings is in order prior to turning
to the motions now pending before the Court. Following
the institution of this action, the named county defend-
ants filed appropriate answers to the complaint and each

If the employee continues to work during the pregnancy,
the school board shall not be held liable in case of miscar-
riage, accident or any injury to the mother or the offspring.

The teacher shall be required to submit to the Director
of Personnel a physician’s statement certifying the expected
delivery date and approval of continuation of employment.

Any teacher failing to notify the personnel office of
pregnancy at least thirty (30) days before the end of the
fourth month may be refused re-employment in the future.

A teacher who is on leave of absence, or who has resigned
due to pregnancy, may not be employed as a substitute
until such time as she would ordinarily be eligible for
re-employment.

A period of sixty (60) days must elapse after the delivery
date before a teacher may be contracted to teach. A medical
statement must be presented verifying the teacher is physi-
cally able to return to work.

7a

of the defendants filed motions to dismiss which the
Court subsequently denied. The suit was conditionally
declared a class action on October 30, 1972.

The matter came on for argument on November 15,
1972 on plaintiffs’ motion for summary judgment as well
as motions for summary judgment filed on behalf of
each of the named defendants. Having expressed its view
from the bench that plaintiffs were entitled to the relief
sought, and concluding that the action was maintainable
as a class action pursuant to Rule 23(b)(1), the Court
gave notice, under date of November 22, 1972, to each
member of the defendant class that it would entertain
written motions any member wished to file as to why
any such member should be declared an inappropriate
member should be declared an inappropriate member of
the class. Motions for exclusion were filed on behalf
of the School Board of the City of Staunton, Virginia,
and on behalf of each of the named county defendants,
which were also subsequently denied.

On January 23, 1973, the Court, by written memo-
randum, reiterated the opinion it had previously stated
from the bench that school board regulations setting
forth special provisions for termination of employment
or special leave policies, or other special provisions by
reason of pregnancy, were violative of the Fourteenth
Amendment to the United Staies Constitution. The
Court further indicated that this conclusion was premised
on Cohen v. Chesterfield County School Board, 326
F. Supp. 1159 (E.D. Va. 1971), which presented substan-
tially identical issues as in the instant cause,? and which

3In Cohen, the Chesterfield County rule provided that while
termination of employment of an expectant mother might be
extended if the superintendent received written recommendations

[footnote continued]

'»

8a

had been affirmed by a divided panel of the Fourth
Circuit Court of Appeals on September 14, 1972. The
Court noted, however, that on January 15, 1973, the
Fourth Circuit had reversed its earlier decision following
a rehearing en banc. Cohen v. Chesterfield County
School Board, 474 F.2d 395 (4th Cir. 1973). Considering
itself duty-bound to follow the law as enunciated by its
appellate court, this Court accordingly granted summary
judgment for the defendants and dismissed the action.

Thereafter, on February 7, 1973, plaintiffs moved the
Court to vacate its order of January 23, 1973 and to
refrain from entering a final order until such time as the
United States Supreme Court had an opportunity to rule
in the case of Cleveland Board of Education v. LaFleur,
455 F.2d 1184 (6th Cir. 1972),* for which a petition for
a writ of certiorari had been filed on November 26, 1972,
and until such time as counsel for plaintiff in Cohen,
who were the same attorneys serving as counsel for the
plaintiffs in the instant matter, had an opportunity to
file and obtain a ruling on a petition for a writ of cer-
tiorari in that matter. On February 14, 1973, the Court,
considering said motion to be one properly brought
under Rule 60(b)(6), Fed. R. Civ. P., ordered, pursuant
to Rule 62(b), Fed. R. Civ. P., that its previous judgment

from the expectant mother’s physician and her principal, and if
the superintendent felt that an extension would be in the best
interests of the pupils and school involved, termination would,
without such recommendations, become effective at least four
months prior to the expected birth of the child.

4In LaFleur, a divided panel of the Sixth Circuit Court of
Appeals held that the Cleveland rule, which required maternity
leave at the beginning of the fifth month of pregnancy and a
three-month post-delivery waiting period before becoming eligible
to return to teaching, violated the Equal Protection Clause of the
Fourteenth Amendment.

9a

be stayed pending disposition of plaintiffs’ motion to
vacate.

On March 5, 1973, plaintiffs filed a notice of appeal
from this Court’s order of January 23, 1973 in which
the Court had granted defendants’ motion for summary
judgment. The named county defendants, as well as
the School Board of the City of Staunton, thereafter
filed motions to dismiss plaintiffs’ appeal. In addition,
these parties filed notices of cross-appeal from this
Court’s orders of October 30 and November 22, 1972,
maintaining the class action nature of this suit.

Subsequently, on April 23, 1973, the Supreme Court
granted certiorari in both LaFleur and Cohen, 411
U.S. 947, to resolve the conflict between the Courts of
Appeals regarding the constitutionality of mandatory
maternity leave policies for public school teachers. These
matters were argued on October 15, 1973 and a decision
was rendered on January 21, 1974 in which the Supreme
Court held that such mandatory termination provisions
violated the Due Process Clause of the Fourteenth
Amendment. 414 U.S. 632 (1974). On the basis of that
ruling, plaintiffs in the instant matter filed a motion for
summary judgment on February 20, 1974, which, in
light of the fact that this action was then on appeal,
caused the Court to inform the parties on March 14,
1974 that no further action would be taken while the
matter was before the Court of Appeals. On August 2,
1974, the Fourth Circuit, in a per curiam opinion, dis-
missed the appeal for lack of a final appealable order,
finding that this Court’s stay of the order from which
the parties had appealed was still in effect.

Presently before the Court, therefore, are plaintiffs’
motions to vacate the Court’s order of January 23, 1973
and for summary judgment. Also before the Court are

10a

motions filed on behalf of the named county defendants
to vacate the Court’s order of October 30, 1972 and
cross-motions for summary judgment. On the basis of
the considerable record before it, the Court deems all
matters in this action ripe for disposition.

The named defendants advance basically four points
in support of their motions. First, they argue that they
are immune from suit since they are not “‘persons’’ under
§ 1983 and since they acted in good faith and in accord
with longstanding principles of law. Next, the defend-
ants contend that plaintiffs’ claims are now moot in light
of the school boards’ adoption of new policies which
strike all references to maternity leave and instead treat
these matters as they do all other extended absences due
to medical conditions. Third, they suggest that neither
the plaintiffs nor the defendants represent classes oi
interested individuals over which the Court may exercise
its jurisdiction. Finally, defendants argue that on the
basis of the facts before the Court, the instant matter is
distinguishable from and, therefore, not controlled by
the Supreme Court’s opinion in Cleveland Board of
Education v. LaFleur, supra, 414 U.S. 632 (1974).

With respect to defendants’ first two contentions, the
Court concludes that while a defense of immunity from
damages clearly has been incorporated into § 1983
doctrine, Skinner v. Spellman, 480 F.2d 539 (4th Cir.
1973); Eslinger v. Thomas, 476 F.2d 225 (4th Cir.
1973); Kirstein v. Rector & Visitors of University of
Virginia, 309 F.Supp. 184 (E.D. Va. 1970), this defense
does not apply to plaintiffs’ claims for back pay, which
are not simply claims for damages but are rather an
integral part of the equitable remedy of reinstatement.
Eslinger v. Thomas, supra at 230 n.4, citing Harkness v.
Sweeny Independent Schooi District, 427 F.2d 319 (5th

lla

Cir. 1970), and Smith v. Hampton Training School for
Nurses, 360 F.2d 577, 581 (4th Cir. 1966).

Moreover, the contention raised specifically by the
Henrico County defendants who, relying on City of
Kenosha v. Bruno, 412 U.S. 507 (1973), argue that they,
in their official capacities, are not ‘“‘persons”’ for the
purposes of obtaining either monetary or injunctive relief
pursuant to 42 U.S.C. § 1983, has been rejected by this
Court on a number of recent occasions. See Hirschkop
v. Virginia State Bar Ass’n, No. 74-0243-R, Mem. decis.
at 7-9 (E.D. Va., Jan. 7, 1975); Hogge v. Hedrick, No.
74-0488-R, Mem. decis. at 4-5 (E.D. Va., Nov. 29,
1974). Suffice it to say that acceptance of defendants’
contention would emasculate the Civil Rights Act of
1871 and would effectively overturn the line of cases
originating in Monroe v. Pape, 365 U.S. 161 (1961),
which have considered the principle settled that 42
U.S.C. § 1983 and 28 U.S.C. °§ 1343(3) confer juris-
diction upon federal district courts to hear civil rights
actions for both monetary and equitable relief against
municipal officials in their official capacities. In the
absence of specific guidance from either its appellate
court or the Supreme Court of the United States, this
Court is unwilling to return to a view of federal law
discarded nearly a decade and a half ago. In light of
this determination, the Court further concludes that
plaintiffs’ claims were not made moot by the subsequent
policy changes adopted by the named defendants. See
Arkansas Educational Ass'n v. Board of Education, 446
F.2d 763 (8th Cir. 1971).

As to the defendants’ third point, they suggest, on the
one hand, that the plaintiffs have failed to satisfy either
the numerosity requirements of Rule 23, Fed. R. Civ. P.,
_ or the requirement that they be representative of a class

l2a

in that the facts and circumstances controlling plaintiffs’
rights to continue teaching may vary from those of other
pregnant teachers because of differences in school board
policies, in prescribed termination dates, in teachers’
general health and responsibilities, and in the availability
of replacement teachers necessary to insure continuity
in the educational process. At the same time, the named
defendants assert that the defendant class is inappro-
priate. In this regard, the Henrico County defendants
argue, in an argument unappealing to the Court, that
since the various local school boards are constitutionally
independent of one another, in the absence of some
connective policy link they should not be made to
represent all other boards who may be similarly situated.
The Albemarle County defendants take a different
approach arguing, once again under City of Kenosha v.
Bruno, supra, 412 U.S. 507 (1973), that since school
boards are not “‘persons”’ under § 1983, the Court’s order
of October 30, 1972, in which it defined the defendant
class as “‘all public county and city school boards of the
State of Virginia which require that a pregnant school
teacher cease her teaching at some time during her period
of pregnancy other than a time of her own choosing,”
was improper.

While the instant matter may indeed present varying
facts and circumstances with respect to the individual
members of the plaintiff and defendant classes, Rule 23
does not require that all members of the class be iden-
tically situated. Kristiansen v. John Mullins & Sons, Inc.,
59 F.R.D. 99 (E.D. N.Y. 1973). Nor, for that matter,
contrary to the contention of the Henrico County
defendants, does the rule require that all persons in the
class desire to take advantage of the rights they may
have. The fact that some members of the class are

13a

personally satisfied with the action complained of is
irrelevant, Norwalk CORE v. Norwalk Redevelopment
Agency, 395 F.2d 920 (2d Cir. 1968), and the injunctive
or declaratory relief referred to in the rule does not
require the Court to look into the particular circum-
stances of each member of the class. See 3B Moore’s
Federal Practice, 9 23.40, at 23-651, 23-654 (2d ed.
1974).

This action appears to contain all the requisites of a
class action as contemplated by the drafters of Rule 23,
as amended. See Advisory Committee’s Note 39 F.R.D.
98, 102 (1966). The plaintiff class is readily identifi-
able as all pregnant teachers in the Commonwealth of
Virginia. That the class is so numerous that joinder of
all members is impracticable is evident from the fact that
in the Henrico County school system alone, fifty-six
teachers were separated during the 1970-71 and 1971-72
school years for reasons of pregnancy.5 See Exhibits H
and I to defendant Campbell’s affidavit, filed October 6,
1972. Moreover, questions of law and fact are indeed
common to the class, they being whether a member of
the plaintiff class was forced to leave or refrain from
returning to her employ as a teacher due to reasons of
pregnancy as a result of school board policy utilizing a

5The Henrico County system was but one of 138 public school
systems maintained in Virginia during that period; the number of
teachers in the Henrico system represented approximately 3.4%
of the number of teachers in the public school systems throughout
the State of Virginia. Moreover, defendants’ reliance on this
Court’s denial of class action status in Spratley v. Surry County
School Board, No. 475-70-R (E.D. Va. 1972), is misplaced since
there the Court found that only three teachers had in any way
been affected by the county’s allegedly unconstitutional maternity
leave policy.

l4a

conclusive presumption of incapacity.® Further, there is
no question in the Court’s mind that the claims of the
representative parties are typical of the claims of the
plaintiff class or that they, the named plaintiffs, will
fairly and adequately protect the rights of the class
members.’

With respect to the Albemarle County defendants’
contention concerning the impropriety of defining the
defendant class in terms of ‘‘school boards,’ the Court
concludes there is some merit to this claim in light of
the Fourth Circuit’s intervening per curiam opinion in
Singleton v. Vance County Board of Education, No.
73-2057 (4th Cir., May 8, 1974), wherein a majority
of the panel held that the “Board of Education’ was

©Manard v. Miller, 53 F.R.D. 610 (E.D. Va. 1971), aff’d, 405
U.S. 982 (1972), which is cited by the Henrico County defendants,
is clearly distinguishable from the case at bar. There, in an action
by Virginia college students claiming the right to register to vote
in the state, a divided panel of this Court, finding that the plain-
tiffs were not representative of other students desiring registration,
held that the suit could not be maintained as a class action in that
the facts and circumstances controlling the right of applicants to
register may vary in respect to each of them, especially in such
matters as residence and domicile, as well as in regard to the
nature and content of the questions propounded to them by their
respective registrars at the time they first sought registration. In
the instant matter, however, the class as well as the questions of
law and fact have been so carefully limited as to eliminate many
if not all of the problems identified by the majority of the Court
in Manard.

7The rights of members of the plaintiff class may well be
severely prejudiced should the Court grant the defendants’ motion
to vacate its order maintaining this matter as a class action in
light of the apparent running of the applicable two-year statutory
limitation period in effect at the time this suit was instituted. See
Almond v. Kent, 459 F.2d 200 (4th Cir. 1972).

15a

not a “person” subject to suit under § 1983.8 In the
interests of justice, however, and in view of its earlier
analysis of City of Kenosha v. Bruno, supra, 412 U.S.
507 (1973), the Court deems it appropriate to amend,
sua sponte, tne defendant class to include the “‘members’”’
of all such school boards which maintained allegedly
discriminatory policies with regard to maternity leave
for pregnant teachers.

One final matter remains with respect to the class
action nature of this suit. In its order of November 22,
1972, the Court stated that it deemed this action to be
maintainable as a class action pursuant to Rule 23(b)(1),
Fed. R. Civ. P. Upon reconsideration, the Court has
concluded that this is not the case. Since plaintiffs’
primary claim appears to involve equitable relief, with
damages in the form of back pay being but a part of
the equitable relief needed to obviate the alleged past
discrimination, this matter is more properly designated
a class action pursuant to Rule 23(b)(2). See Pettway v.
American Cast Iron Pipe Co., 494 F.2d 211 (5th Cir.
1974); Sabala v. Western Gillette, Inc., 371 F.Supp.
385 (S.D. Tex. 1974). Accordingly, the Court’s previous
order defining the defendant class will be vacated and
modified to the extent it reflects a finding at variance
with this determination.

Finally, and as previously noted, the named defendants
have moved the Court for summary judgment, alleging

8While the Court finds persuasive Judge Winter’s dissenting
opinion in Singleton, in which he suggests that it is far from settled
whether a Board of Education is a ‘“‘municipal corporation” within
the meaning of § 1983 under both Monroe v. Pape, supra, 365
U.S. 167 (1961), and City of Kenosha, the Court, as previously
noted, considers itself duty-bound to follow the authority of its
appellate court.

16a

that Cleveland Board of Education v. LaFleur, supra,
414 US. 632 (1974), does not support plaintiffs’ motion
for summary reversal of the Court’s stayed judgment in
favor of defendants. The Henrico County defendants
specifically contend that the maternity leave policy
in effect within their system at the time this suit was
instituted combined termination date guidelines with suf-
ficient flexibility to avoid the rigid policies condemned
in LaFleur and its companion case, Cohen v. Chesterfield
County School Board. They allege that depending upon
the teacher’s health, the school calendar, the availability
of a replacement teacher and the teacher’s responsibil-
ties, their former policy permitted a pregnant teacher
to work well past her fifth month of pregnancy.

Once again, the Albemarle County defendants have
chosen a different route. They suggest that in the case
of plaintiff Paxman, it was not an instance of a teacher
being terminated under a five-month rule, such as was
disapproved in LaFleur. Rather, they argue that she was
terminated solely under the provision of the Albemarle
County maternity leave policy which stated:

A teacher who becomes pregnant prior to reporting
for duty at the beginning of a new school term shall
report this fact to the Superintendent and obtain a
release from her contract.

The Albemarle County defendants contend that this rule
has a rational relationship to the educational goal of
continuity of instruction recognized by the Supreme
Court in LaFleur and is, therefore, not in violation of
the Due Process Clause of the Fourteenth Amendment.

In LaFleur, the Supreme Court found that maternity
leave regulations directly affect the fundamental freedom
of choice in matters of marriage and family life and,
accordingly, the Court posited that “the Due Process

17a

Clause of the Fourteenth Amendment requires that such
rules must not needlessly, arbitrarily, or capriciously
impinge upon this vital area of a teacher’s constitutional
liberty.” 414 U.S. at 640. While the question squarely
before the Court in LaFleur was whether the interests
advanced in support of the rules of the Cleveland and
Chesterfield County School Boards—namely, continuity
of classroom instruction and the necessity of keeping
physically unfit teachers out of the classroom —justified
the particular maternity leave procedures they had
adopted, the language of Mr. Justice Stewart’s majority
opinion supplies the appropriate test for evaluating the
validity of the instant claims.

In terms of plaintiff Gough’s claim against the Henrico
County defendants, there is no question that Cohen v.
Chesterfield County School Board, supra, is dispositive
of this matter, for, while the defendants seek to avoid
Cohen by arguing that their maternity leave provision
provided considerably more flexibility than that which
the Supreme Court declared unconstitutional, the Court
concludes that this is a distinction without a difference.
While it is true that the relevant portion of the Henrico
County policy provided that the five-month termination
rule may be waived in individual cases ‘‘whereby the
teacher may continue for another thirty (30) days or
so if deemed to be in the best interest of tne school
system,” so, too, in Cohen, the Chesterfield County
policy allowed that the ‘‘[t]ermination of employment
may be extended if the superintendent receives written
recommendations from the expectant mother’s physician
and her principal, and if the superintendent feels that an
extension will be in the best interest of the pupils and
school involved.”

18a

That the Henrico County policy provided some flexi-
bility is evidenced by the fact that plaintiff Gough was
permitted to teach until December 17, 1971, while her
original termination date following notification of her
pregnancy to the school board had been established as
November 23, 1971. This extension, however, was
provided solely for the convenience of the school board
and, despite her request to do so, clearly did not permit
plaintiff Gough to teach until the end of the school
semester in January of 1972. These facts are nearly
identical to those presented in Cohen, concerning which
the Supreme Court noted:

Similarly, if continuity were the only goal, it seems
ironic that the Chesterfield County rule forced
Mrs. Cohen to leave work in mid-December rather
than at the end of the semester in January, as she
requested. [414 U.S. at 643.]

Moreover, the Court finds that the school board’s
willingness to extend plaintiff Gough’s termination date
for its own purposes weighs heavily against the ‘‘con-
clusive presumption”’ of incapacity apparently underlying
the remainder of the board’s leave policy. Since the
Henrico County defendants advance no _ justification
for their procedures other than those rejected by the
Supreme Court in LaFleur and Cohen, the Court must
conclude that the Henrico County maternity leave
provision was unconstitutional and that plaintiff Gough’s
due process rights were thereby violated.

Although plaintiff Paxman’s claim and the Albemarle
County provision pursuant to which her teaching con-
tract was terminated prior to the start of the 1971 school
year provide a slightly different question, the analysis
articulated in LaFleur is similarly controlling. Certainly
where a teacher is pregnant prior to the commencement

19a

of classes, there is good reason to believe that she will
require a leave of absence at some point and of some
minimal duration during the school year just prior to
and shortly after the birth of her child. Likewise, under
such circumstances there exists a reasonable expectation
that continuity of instruction may be affected, such that
a temporary substitute or more permanent replacement
teacher will be required, and that difficult administrative
decisions might be avoided by a scheme which is tanta-
mount to a unilateral rescission of the employment
contract.

With respect to the former concern, the Court in
LaFleur noted:

We thus conclude that the arbitrary cutoff dates
embodied in the mandatory leave rules before us
have no rational relationship to the valid state
interest of preserving continuity of instruction. As
long as the teachers are required to give substantial
advance notice of their condition, the choice of
firm dates later in pregnancy would serve the
boards’ objectives just as well, while imposing a
far lesser burden on the women’s exercise of con-
stitutionally protected freedom. [414 US. at 643.]

Similarly, with regard to the latter contention, the
Court in LaFleur responded to the school boards’ argu-
ment that the mandatory termination dates serve the
interest of administrative convenience since there are
many instances of teacher pregnancy and the rules
obviate the necessity for case-by-case determinations,
in the following manner:

While it might be easier for the school boards to
conclusively presume that all pregnant women are
unfit to teach past the fourth or fifth or even the
first month of pregnancy, administrative con-
venience alone is insufficient to make valid what

20a

otherwise is a violation of due process of law. The
Fourteenth Amendment requires the school boards
to employ alternative administrative means, which
do not so broadly infringe upon basic constitu-
tional liberty, in support of their legitimate goals.

[414 US. at 647.]

Since the Albemarle County School Board provision
under which plaintiff Paxman’s contract was terminated
clearly embodies an irrebuttable presumption of unfit-
ness, regardless of the stage of the pregnancy at the
time the school year begins, which presumption unduly
penalizes a female teacher for choosing to bear a child,
it too must be considered to be constitutionally defective.
Accordingly, plaintiff Paxman is entitled to relief in the
form of back pay consisting of the earnings she would
have received, less any amounts actually earned, had she
been permitted to teach until the termination date which
she herself had selected.

In view of the Court’s determination that this action is
maintainable as a class action pursuant to Rule 23(b)(2),
Fed. R. Civ. P., and, further, in view of the Court’s
conclusion that the plaintiff class is entitled to summary
judgment against the members of the defendant class, as
previously defined, the Court will order that counsel for
the plaintiffs will, within fifteen days after the date of
the order accompanying this memorandum, submit to
the Court proposed methods by which backpay or other
appropriate relief may be computed for each member
of the plaintiff class. The defendants shall have ten
days thereafter in which to file counterproposals. Cf.
Robinson v. Lorillard Corp., 319 F.Supp. 835, 843
(M.D. N.C. 1970), aff’d, 444 F.2d 791, 802 n.4 (4th
Cir. 1971).

2la

An order consistent with the findings of the Court
shall issue.

/s/
United States District Judge

Date: 3-5-75

22a
APPENDIX B

UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT

No. 75-1506

SUSAN PAXMAN and LESLIE GOUGH,

Appellees,
v.

DR. W. E. CAMPBELL, Division Superintendent,
Henrico County Public Schools; MRS. JOHN
DECESEBIO, Member, Henrico County School
Board; CECIL CHILDRESS, Member, Hen-
rico County School Board; MRS. BETTY
McMULLIN, Member, Henrico County School
Board; CECIL F. JONES, Member, Henrico
County School Board; OLIVER J. SANDS,
JR., Member, Henrico County School Board;
REV. WALTER WHITT, Member, Henrico
County School Board,

Appellants.

No. 75-1507

SUSAN PAXMAN, et al.,

Appellees,
v.

SCHOOL BOARD OF THE CITY OF ~~
STAUNTON, VIRGINIA,

Ae Appellant.

23a

No. 75-1508

SUSAN PAXMAN, et al.,

Appellees,
v.

CLARENCE S. McCLURE, Division Superintend-
ent, Albemarle County Public Schools; COMER
SMITH, Member, Albemarle County School
Board; DOUGLAS WHITE, Member, Albemarle
County School Board; ALLEN KINDRICK,

Member, Albemarle County School Board;
CARL M. VAN FOSSEN, Member, Albemarle
County School Board; H. EDWARD CHAPMAN,
Member, Albemarle County School Board;
RODGER RINEHART, JR., Member, Albemarle
County School Board,

Appellants.

No. 75-1678

SUSAN PAXMAN, et al.,
Appellees,

Vv.

DR. W. E. CAMPBELL, Henrico Division Superin-
tendent; MRS. JOHN DEUSEBIO, Member,
Henrico County School Board; CECIL CHIL-
DRESS, Member, Henrico County School Board;
MRS. BETTY McMULLIN, Member, Hen-
rico County School Board; CECIL F. JONES,
Member, Henrico County School Board; OLIVER
J. SANDS, JR., Member, Henrico County School
Board; REV. WALTER WHITT, Member, Hen-
rico County School Board,

Appellants.

24a

No. 75-1679

SUSAN PAXMAN, et al.,

Appellees.
v.

CLARENCE S. McCLURE, Division Superin-
tendent, Albemarle County Public Schools;
COMER SMITH, Member, Albemarle County
School Board; DOUGLAS WHITE, Member,
Albemarle County School Board; ALLEN
KINDRICK, Member, Albemarle County School
Board; CARL M. VAN FOSSEN, Member,
Albemarle County School Board; H. EDWARD
CHAPMAN, Member, Albemarle County School
Board; RODGER RINEHART, JR., Member,
Albemarle County School Board,

Appellants.

No. 75-1751

SUSAN PAXMAN, et al.,

Appellees,
v.

SCHOOL BOARD OF THE CITY OF
STAUNTON, VIRGINIA,

Appellant,

VIRGINIA SCHOOL BOARD ASSOCIATION,
Amicus.

25a

No. 75-1792

SUSAN PAXMAN, et al.,

Appellees,
v.

MARY ANNE LECOS, ANTHONY T. LANE,
MONA BLAKE, JOHN A. CHRISTIANS, RUTH
H. DELL, SAMUEL L. EURE, JR., ALFRED
S. HODGSON, ROBERT G. HUNT, ANN
KAHN, RODNEY F. PAGE, and MARIE B.
TRAVENSKY, individual members of the Fairfax
County School Board,

Appellants,

VIRGINIA SCHOOL BOARD ASSOCIATION,
Amicus.

No. 75-1948

SUSAN PAXMAN, et al.,

Appellees,
v.

VIRGINIA BEACH, VIRGINIA CITY SCHOOL
BOARD and their constituent members,

Appellants.

26a

No. 75-1951

SUSAN PAXMAN, et al.,
Appellees,

v.

MARY ANNE LECOS, ANTHONY T. LANE,
MONA BLAKE, JOHN A. CHRISTIANS, RUTH
H. DELL, SAMUEL L. EURE, JR., ALFRED
S. HODGSON, ROBERT G. HUNT, JOHN
A. GOLDSMITH, WILLIAM E. PERKLIK,
WILLIAM S. HOOFNAGLE, WALTER KURYLO,
NATHANIAL J. ORLEANS, DAVID J. PATTI-
SON, JOHN F. PEARSON, LENORA PLISS-
NER, JEFFERY O. WELLBORN, WILLIAM B.
WRENCH, RUFUS W. WRIGHT, GENE S.
BERGOFFEN, DANIEL R. ROSS, THOMAS
BRADLEY SHIPP, and PAUL FREEMAN,

Appellants.

No. 75-1963

SUSAN PAXMAN, et al.,
Appellees,

Vv.

VIRGINIA BEACH, VIRGINIA CITY SCHOOL
BOARD, and the CHESAPEAKE, VIRGINIA
CITY SCHOOL BOARD and their constituent
members,

Appellants.

27a

No. 75-1973

SUSAN PAXMAN, et al.,
Appellees,

Uv.

CLARENCE S. McCLURE, COMER SMITH,
DOUGLAS WHITE, ALLEN KINDRICK, CARL
M. VAN FOSSEN, H. EDWARD CHAPMAN,
and RODGER RINEHART, JR.,

Appellants.

No. 75-1989

SUSAN PAXMAN, et al.,

Appellees,
v.

ROBERT C. BEAM, JR., GERALD L. BIEHN,
THOMAS W. DIXON, GEORGE A. LaCAS,
WILLIAM B. OBENSCHAIN, C. S. PEELER,
D. W. PEMBERTON, VIRGINIA G. SHIPPLETT,
JOHN CHILES, A. ERSKINE SPROUL, and
ROBERT H. TRUXELL, being persons who
were or are, during the period December 6, 1969
to June 25, 1975, members of the Staunton,
Virginia City School Board, in their individual
and official capacities, and the SCHOOL BOARD
OF THE CITY OF STAUNTON, VIRGINIA,

Appellants.

28a

No. 75-1990

SUSAN PAXMAN, et al.,
Appellees,

v.

DR. W. E. CAMPBELL, MRS. JOHN DEUSEBIO,
CECIL CHILDRESS, MRS. BETTY McMULLIN,
CECIL F. JONES, JR., REV. WALTER WHITT,
and OLIVER J. SANDS, JR.,

Appellants.

Appeals from the United States District Court for
the Eastern District of Virginia, at Richmond.
Robert R. Merhige, Jr., District Judge.

Argued November 14,1978 Decided January 2, 1980

Before HAYNSWORTH, Chief Judge, WINTER,
BUTZNER, RUSSELL, WIDENER, HALL,
and PHILLIPS, Circuit Judges.

James L. Sanderlin (Warren E. Zirkle, McGuire, Woods
& Battle, on brief), Thomas J. Cawley (McCandlish,
Lillard, Church & Best, on brief) (Richard C. Hotvedt &
Harry A. Rissetto, Morgan, Lewis & Bockius; Andrew J.
Ellis, Jr., Mays, Valentine, Davenport & Moore; Benham
M. Black, City Attorney, Staunton, Virginia; William G.
Broaddus, County Attorney for Henrico County, John L.
Knight and Michael K. Jackson, Assistant County Attor-
neys; George B. Little, James K. Cluverius, John S.

29a

Graham, III, Browder, Russell, Little, Morris & Butcher,
on brief) for Appellants; Philip J. Hirschkop (John B.
Mann on brief) for Appellees; (Frederick T. Gray, Walter
E. Rogers, Robert L. Musick, Jr., Williams, Mullen &
Christian, on brief) for Amicus Curiae Virginia School
Boards Association; (Martin J. Flynn, Richard M. Sharp,
Frederick C. Schafrick, Shea & Gardner; David Rubin;
Michael W. Smith, on brief) for Amici Curiae National
Education Association and the Virginia Education
Association.

30a

PER CURIAM:

I.

All of the members of the court except Judge Phillips
concur in parts I, II, III, and IV of Judge Widener’s
opinion. Judge Phillips concurs in parts I, III, and IV
of that opinion and concurs in the result in part II
thereof, but for reasons expressed in his separate opinion.

II.

Four judges would deny monetary relief.

As to Mrs. Gough, Judges Russell and Widener concur
in part V of Judge Widener’s opinion and would deny
monetary relief for the reasons expressed therein. As to
Mrs. Paxman, Judge Russell would deny all relief to her
for the reasons expressed in his separate opinion, while
Judge Widener would deny monetary relief to her for
the reasons expressed in part V of his opinion.

Judges Haynsworth and Phillips concur in the denial
of monetary relief for the reasons expressed in their
separate opinions.

Judges Winter, Butzner, and Hall dissent from part V
of Judge Widener’s opinion and would grant monetary
relief for the reasons expressed in Judge Winter’s opinion.
For the same reasons, they do not agree with Judges
Haynsworth and Phillips in the reasoning for their votes
to deny monetary relief. Neither do they agree with
Judge Russell’s reasons for denying monetary relief to
Mrs. Paxman.

3la
Ill.

Four judges would grant reinstatement. Judges Winter,
Butzner, Widener, and Hall concur in part VI of Judge
Widener’s opinion and would grant reinstatement for the
reasons expressed therein.

Judge Haynsworth and Judge Phillips dissent from
part VI of Judge Widener’s opinion for the reasons
expressed in their opinions. They would not grant
reinstatement.

While Judge Russell agrees with the principles ex-
pressed in part VI of Judge Widener’s opinion, he dissents
from the result reached therein for the reasons expressed
in his separate opinion.

IV.

All the members of the court concur in that part of
part VII of Judge Widener’s opinion which remands to
the district court the question of attorneys’ fees in that
court.

Four judges would remand the case for ascertainment
of an appellate attorneys’ fee in excess of $500.

Judges Winter, Butzner, and Hall believe the $500
appellate attorneys’ fee mentioned in part VII of Judge
Widener’s opinion is grossly inadequate. They would
remandfor ascertainment of an appellate attorneys’ fee
in excess of $500 for the reasons set forth in part III
of Judge Winter’s opinion in which they concur.

Judge Haynsworth also believes the appellate attor-
neys’ fee mentioned in Judge Widener’s opinion is
inadequate. He would remand for the ascertainment
of such attorneys’ fees for the reasons set forth in his
opinion.

32a

Judges Russell, Widener, and Phillips would grant an
appellate attorneys’ fee of $500 as set forth in part VII
of Judge Widener’s opinion.

The mandate of this court will require that the case be
remanded for action not inconsistent with this opinion,
and, in addition, upon remand, the district court will
inquire into and ascertain appropriate appellate attor-
neys’ fees for the plaintiffs’ attorneys as set forth in
part III of Judge Winter’s opinion and part IV of Judge
Haynsworth’s opinion.

All the members of the court concur in this per curiam
opinion.
The judgment of the district court is accordingly

AFFIRMED IN PART,
REVERSED IN PART,
and REMANDED.

33a

WIDENER, Circuit Judge:

This litigation arises out of allegedly unconstitutional
maternity leave policies enforced by the Albemarle and
Henrico County, Virginia school boards in 1971. Appel-
lees, Susan Paxman and Leslie Gough, brought a class
action under 42 U.S.C.A. § 1983! on behalf of all
pregnant public school teachers in Virginia. They sought
declaratory and injunctive relief, as well as back pay,
claiming that their teaching contracts were terminated
in violation of the due process and equal protection
clauses of the Fourteenth Amendment. Relief was
sought against the school boards as well as their members,
both in their official and personal capacities, as repre-
sentatives of a class of defendants ultimately defined by
the district court as consisting of ‘‘all persons who were
or are, during the period December 6, 1969 to June 25,
1975, members of a public county or city school board
of the Commonwealth of Virginia which required that
a pregnant school teacher cease her teaching at some

1§ 1983. Every person who, under color of any statute, ordi-
nance, regulation, custom, or usage, of any State or Territory,
subjects, or causes to be subjected, any citizen of the United
States or other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an
action at law, suit in equity, or other proper proceeding for redress.

Jurisdiction is claimed under 28 U.S.C. §§ 1343 and 2201.
§ 2201, a part of the Declaratory Judgment Act, of course, is
not a section upon which jurisdiction may be based. There must
be an independent basis for jurisdiction before declaratory relief
may be sought under § 2201. Wright & Miller, Federal Practice
and Procedure, § 2766 (1973), and cases there cited. Jurisdiction,
here, is thus based on § 1343, and the cause of action on § 1983.
Our holding applies to cases under these statutes only. The Su-
preme Court made this same point clear in its decision in City of
Kenosha v. Bruno, 412 U.S. 507, esp. p. 513-514 (1973).

34a

time during the period of pregnancy other than a time
of her own choosing.”

From a judgment of the district court permitting this
suit to be maintained as a class action under F.R.C.P.
23(b)(2) and granting broad monetary and injunctive
relief against the defendant members of school boards
in both their official and personal capacities this appeal
was taken.

For reasons that follow, we reverse the district court’s
judgment permitting this suit to proceed as a class action
under Rule 23(b)(2). We also reverse the district court’s
granting of monetary relief against the named defendants
in either their official or personal capacities. We affirm,
however, the holding below that the maternity leave
policies under which Mrs. Paxman and Mrs. Gough were
required to leave their jobs violated the due process
clause of the Fourteenth Amendment, and hold that
injunctive relief, in the form of reinstatement, is available
against the Division Superintendents and members of
the Henrico and Albemarle County School Boards in
their personal capacities.?

I.

The facts are rather uncomplicated and are similar in
all material respects for each of the appellees. Susan
Paxman was an English teacher employed by the Albe-
marle County School Board. On May 6, 1971, she signed
an employment contract for the 1971-72 school year.

2The record indicates that in late 1972 both the Albemarle and
Henrico County School Boards rescinded their maternity leave
policies. Therefore, any issues relating to declaratory or injunctive
relief against the future enforcement of those policies have become
moot.

35a

Shortly thereafter, she discovered she was pregnant, and,
on July 26, 1971, was notified by the Chairman of the
Albemarle High School English Department that she
would have to terminate her contract in accordance
with school policy requiring immediate termination if
pregnancy occurred prior to the start of the school year.
On August 9, Mrs. Paxman appeared before the school
board to request that she be permitted to perform her
contract. She introduced a letter from her doctor, indi-
cating her fitness to teach until the termination of her
pregnancy. Nevertheless, the following day she was
formally notified that her contract would be terminated
in accordance with standard policy.

On April 30, 1971, Leslie Gough signed a contract
with the Henrico County School Board to teach mathe-
matics during the 1971-72 school year. She informed
the School Board of her pregnancy on about October 1,
1971, and requested permission to complete the semester.

3The Albemarle County maternity leave policy provided: A
teacher who becomes pregnant prior to reporting for duty at
the beginning of a new school term shall report this fact to the
Superintendent and obtain a release from her contract.

A teacher who becomes pregnant after commencing her con-
tractual duties shall relinquish her position four months before the
expected date of delivery except when the four months period
occurs with only one report car period remaining to complete the
contractual obligations for the term. The teacher will be required
to submit to her principal a physician’s statement giving the
approximate date of delivery when the pregnancy becomes known.

Teachers in good standing who have completed one year of
service are eligible for maternity leave without pay. Such teachers
will be allowed to return to the system at a time mutually accept-
able to the teacher and the administration.

At the discretion of the Superintendent and Principal, teachers
who become pregnant may continue beyond the established termi-
nation date whenever suitable replacements cannot be found.

>

36a

On October 6, 1971, she was notified that her contract
would be terminated as of November 23 under a policy
deeming pregnancy of four months’ duration sufficient
cause for termination.4 Mrs. Gough, too, introduced
a physician’s letter indicating her fitness to continue
teaching. She was ultimately allowed to continue until
December 17 because of the difficulty of finding a re-
placement, but was not permitted to finish the semester.°

On December 6, 1971, this suit was filed in the district
court. It was conditionally certified as a class action
by the district court on October 30, 1972, with the
defendant class composed of all public, county, and city
school boards in Virginia with mandatory maternity leave
policies. On November 15, 1972, arguments were heard
on motions for summary judgment, and, in its order
dated November 22, 1972, the district court entered
summary judgment in favor of the plaintiff class. In that
same order, the district court determined that the suit
should be maintained as a class action under F.R.C.P.

23(b)(1).6

“The Henrico County policy provided, in pertinent part:
Pregnancy of four months duration shall be sufficient
cause for termination of contract, and earlier if deemed ad-
visable. This regulation may be waived by the superintendent
or his designated representative in individual cases whereby
the teacher may continue for another thirty (30) days or
so if deemed to be in the best interest of the school system.

5The school semester ended on January 23, 1972.

6F.R.C.P. 23(b)(1):

An action may be maintained as a class action if the pre-
requisites of subdivision (a) are satisfied, and in addition:

(1) the prosecution of separate actions by or against indi-
vidual members of the class would create a risk of

[footnote continued]

37a

On January 15, 1973, this court, sitting en banc,
reversed an earlier panel decision in Cohen v. Chesterfield
County School Board, 474 F.2d 395 (4th Cir. 1973),
and upheld the constitutionality of a maternity leave
policy substantially similar to the ones involved in this
case. The district court properly overruled itself and
entered summary judgment in favor of the defendant
class. That judgment was stayed, however, pending final
disposition of the Cohen case by the Supreme Court.

On January 21, 1974, that Court reversed our decision
in Cohen and held certain mandatory maternity leave
policies, not substantially dissimilar to those in question
here, violative of the due process clause of the Four-
teenth Amendment. Cleveland Board of Education
v. LaFleur, 414 U.S. 632 (1974). The district court
then re-entered its grant of summary judgment for the
plaintiffs in the instant case, and at the same time, in
the same order, modified its previous rulings in two
respects that are critical to certain aspects of the dispo-
sition of this appeal. First, it amended the defendant
class to consist of members of school boards rather
than school boards themselves.? Secondly, it modified

(A) inconsistent or varying adjudications with respect
to individual members of the class which would establish
incompatible standards of conduct for the party opposing
the class, or

(B) adjudications with respect to individual members of
the class which would as a practical matter be dispositive of
the interests of the other members not parties to the adjudi-
cations or substantially impair or impede their ability to
protect there interests.

7The Court stated it followed Singleton v. Vance County Board
of Education, 501 F.2d 429 (4th Cir. 1974), in which this court
held that a school board is not a person within the meaning of
§ 1983.

38a

the class action designation of this suit, sua sponte, as
coming within Rule 23(b)(2), rather than 23(b)(1), on
the ground that primarily equitable relief was involved.
If the matter of designating the case a class action under
F.R.C.P. 23(b)(3) was ever considered, we do not find it.

II.

A class action is maintainable under Rule 23(b)(2) if
the four requirements of Rule 23(a)® are met, and if

‘“‘the party opposing the class has acted or refused
to act on grounds generally applicable to the class,
thereby making appropriate final injunctive relief
with respect to the class as a whole.” F.R.C.P.

23 (b)(2).

As is clear from the language of the Rule, it is applicable
to situations in which a class of plaintiffs seeks injunctive
relief against a single defendant—the party opposing the
class—who has acted on grounds generally applicable to
the plaintiff class. See Judicial Conference Advisory
Committee, Notes to Rule 23(b)(2), 39 F.R.D. 69, 102
(1966). To proceed under 23(b)(2) against a class of
defendants would constitute the plaintiffs as “the party
opposing the class,’ and would create the anomalous
situation in which the plaintiffs’ own actions or inactions
could make injunctive relief against the defendants

8Under Rule 23 (a), it is requisite to the maintenance of all class
actions that:

(1) the class is so numerous that joinder of all members is
impracticable,

(2) there are questions of law or fact common to the class,

(3) the claims or defenses of the representative parties are
typical of the claims or defenses of the class, and

(4) the representative parties will fairly and adequately protect
the interests of the class.

39a

appropriate. Wright and Miller, Federal Practice and

Procedure, Civil, § 1775 at 21-22 (1972), states the

proposition:
It should be noted that the injunctive relief must
be sought in favor of the class. As a result, an
action to enjoin a class from pursuing or failing to
pursue some course of conduct would not fall under
Rule 23(b)(2) and would have to qualify under
Rule 23(b)(1) or Rule 23(b)(3) in order to be given
class action treatment.

To the same effect is the 1978 pocket part of the text.
We do not feel that the presence of a plaintiff class in
this action alters our construction of the Rule, for, in
addition to the literal language of Rule 23(b)(2), we rely
upon the clearly expressed purpose for which the Rule
was adopted:

Subdivision (b)(2). This subdivision is intended to
reach situations where a party has taken action or
refused to take action with respect to a class, and
final relief of an injunctive nature or of a corre-
sponding declaratory nature, settling the legality of
the behavior with respect to the class as a whole, is
appropriate. Judicial Conference Advisory Com-
mittee, Notes on Rule 23(b)(2), 39 F.R.D. 69, 102
(1966).
We therefore hold that the district court erred in certi-
fying this case as a class action under Rule 23(b)(2),
and direct that the unnamed members of the defendant
class be dismissed (that is, all defendants except those
connected with Albemarle and Henrico Counties), such
dismissal, however, being without prejudice as to the
merits of the controversy.?

9Our holding in no way prevents the utilization of Rule 23(b)
(2) in cases in which a class of plaintiffs brings suit against more

[footnote continued]

i lll

40a

Such action renders unnecessary our consideration of
whether summary judgment was entered against those
defendants in the court below without meeting the
fundamental requisites of due process of law. Members
of the school boards other than Albemarle and Henrico
strenuously argue that they were not notified of the suit
until after summary judgment had been entered against
them on the merits of the case.!° See Pennoyer v.
Neff, 95 U.S. 714 (1877); Goldberg v. Kelly, 397 US.
254, 267 (1970). We do not reach that question here.
Ashwander v. TVA, 297 U.S. 288, 341 (1936) (Mr.
Justice Brandeis concurring).

Whether a class action by classes of plaintiffs could
have been maintained against the Albemarle and Henrico
defendants does not appear from the record. The plain-
tiffs did not attempt to establish that such a class would
be sufficiently numerous under Rule 23(a), and the
district court did not enter a class certification under
Rule 23(c)(1) with respect to such a class.

than one named defendant, each one of which has taken like
action affecting directly the individual members of the plaintiff
class. See East Texas Motor Freight v. Rodriguez, 431 U.S. 345
(1977); Hill v. Western Electric Co., Inc., No. 76-2439 (4th
Cir. 1979). Indeed, an intention of the Rule was to facilitate
class action treatment in the civil rights area, such as where, for
example, an employer and a union are joined as defendants in a
complaint alleging racial discrimination in employment. See
Wright, supra, § 1775.

In this case, in contrast, more than 130 different school boards
were free to adopt maternity leave policies of entirely unknown
differences or similarities. It is uncontradicted that there was no
state-wide policy in force, centrally directed or otherwise.

10Prior to the district court’s March 5, 1975 holding, in which
the court held that the plaintiff class was entitled to summary
judgment, members of such school boards that maintained al-
legedly discriminatory maternity leave policies were not part of
the defendant class as it had been previously defined.

4la

The plaintiffs have the burden of establishing that
the requisites of Rule 23(a) are met before they may
proceed as class representatives. Carracter v. Morgan,
491 F.2d 458, 459 (4th Cir. 1973); Poindexter v.
Teubert, 462 F.2d 1096 (4th Cir. 1972). We are of
opinion, however, that a remand for a class action
determination is not necessary to a fair disposition of
potential claims arising out of the Henrico and Albemarle
County maternity leave policies. In American Pipe &
Construction Co. v. Utah, 414 U.S. 538 (1974), the
Supreme Court held that

where class action status has been denied solely
because of failure to demonstrate that ‘‘the class
is sO numerous that joinder of all members is
impracticable”, the commencement of the original
class suit tolls the running of the [statute of limita-
tions] for all purported members of the class who
make timely motions to intervene after the court
has found the suit inappropriate for class action
status. Id. at 552-53.

We follow American Pipe and remand to the district
court to entertain sympathetically motions for interven-
tion under F.R.C.P. 24 for a reasonable period of time
to be set by the district court for those members of
the plaintiff class who taught in Henrico or Albemarle
Counties.!!

11F.R.C.P. 24(b) provides for intervention in the discretion of
the district judge upon timely application when, inter alia, an
applicant’s claim or defense and the main action have a question
of law or fact in common. Rule 24(a) concerns intervention as
a matter of right. See American Pipe, p. 525, n.22.

While our remand pertaining to intervention applies only to
school teachers in Henrico and Albemarle Counties, there is broad
language in American Pipe indicating that the statute of limitations

[footnote continued]

42a

Iil.

Appellants’ contention that the maternity leave
policies under which Mrs. Paxman and Mrs. Gough lost
their jobs were not constitutionally defective under
Cleveland Board of Education, supra, does not need
extended discussion. The district court found that
the two policies contained the same “‘irrebutable pre-
sumptions of unfitness’? found unconstitutional by the
Supreme Court. We agree, and, for reasons stated by
the district court, affirm its judgment on that point. We
note that Mrs. Paxman’s and Mrs. Gough’s pregnancies
were to terminate during the school year, as did Mrs.
Cohen’s.

IV.

We next consider whether the district court erred in
awarding monetary relief, in the form of back pay,
against the individual defendants in their individual
capacities. We hold that the defense of qualified immu-

nity applies to this case and is sustained as a matter
of law.

In Wood v. Strickland, 420 U.S. 308 (1975), the
Supreme Court held that, where a suit for damages was
brought against school officials by suspended students,
those officials enjoyed an immunity from the imposition
of personal monetary liability as long as they acted in
good faith discharge of their official duties. This rule of
qualified immunity is grounded in policy considerations

would be tolled for all members of the class originally certified by
the district court. “We are convinced that the rule most consistent
with federal class action procedure must be that the commence-
ment of a class action suspends the applicable statute of limitations
as to all asserted members of the class who would have been parties
had the suit been permitted to continue as a class action.” 414
USS. at 554.

43a

encouraging school officials to exercise independent
discretion in daily decision making, free from the intimi-
dating effect of knowing that a wrong decision made
in good faith could result in personal financial loss. It
also reflects a recognition that capable candidates for
school board positions could well be deterred from
serving if a contrary rule were to prevail. See Wood uv.
Strickland, supra, at 319-21; Scheuer v. Rhodes, 416
U.S. 232, 241-42 (1974). “‘[I]t is not a tort for the
government to govern.’ Dalehite v. United States, 346
U.S. 15,57 (1953) (Mr. Justice Jackson dissenting).

We reject the distinction, urged by appellees, that,
since they characterize the relief sought as equitable,
the qualified immunity doctrine has no application.
Assuming, arguendo, that such characterization is correct,
money would yet flow ‘rom the pockets of individual
school board members to satisfy a judgment, and the
policies enunciated in Wood are no less persuasive.

While school officials may not be able to avail them-
selves of ignorance or disregard of “‘basic, unquestioned,
constitutional rights,’ Wood, supra, at 322, neither
should they be charged with bad faith for not antici-
pating the eventual outcome of constitutional issues
over which, for an example especially applicable here,
federal courts were differing. See Wood, p. 317. The
Albemarle and Henrico County School Boards enforced
a policy the validity of which was the subject of con-
flicting opinions in two United States Courts of Appeals,
compare Cohen v. Chesterfield County School Board,
474 F.2d 395 (4th Cir. 1973), with LaFleur v. Cleveland
Board of Education, 465 F.2d 1184 (6th Cir. 1972),
not to mention the divided panel and en banc opinions
of this court in Cohen, as well as the Supreme Court’s
division in LaFleur. It is also worth noting that both

44a

named school boards rescinded their maternity leave
policies following the initial panel decision of this court
declaring such policies unconstitutional. Under these
circumstances, and in the absence of any evidence
indicating a reason the rule should not apply, we are of
opinion the good faith immunity defense is established
as a matter of law. There is no indication the individual
defendants ‘‘knew or reasonably should have known
that the action[s] [t]he[y] took within the[ir] sphere
of official responsibility would violate the constitutional

rights of the ... [plaintiffs], or that ... [they] took
the action ... with ... malicious intention.’ Wood,
p. 322.

V.

The next issue before us is whether, under 42 U.S.C.
§ 1983, monetary relief in the form of backpay may
be awarded from the school board’s treasury by suing
individual school board members in their official capaci-
ties. We hold that in the instant case it may not.

Monell v. Department of Social Services, 436 US.
658 (1978), held that school boards were ‘“‘person{s]”’
within the meaning of § 1983 in the context of a suit
for backpay. It also held that their members sued in their
official capacities were such ‘‘person[s].’’ Monell, n.55.
By so ruling, the Court overturned its holding in Monroe
v. Pape, 365 U.S. 177 (1961), that Congress had not
intended that mhnicipal corporations be included as
“person[s]” within the meaning of the statute. Munici-
pality liability can only result where a constitutional
tort results “pursuant to official municipal policy of
some nature.” Monell, at 691. The Court by so stating
left intact that part of Monroe that rejected the presence

45a

of liability on the grounds of respondeat superior. It

stated:
We conclude, therefore, that a local government
may not be sued under § 1983 for an injury inflicted
solely by its employees or agents. Instead it is when
execution of government’s policy or custom,
whether made by its lawmakers or by those whose
edicts or acts may be said to represent official
policy, inflicts the injury that the government as
an entity is responsible under § 1983.

436 US. at 694.

The Court in Monell, while rejecting the doctrine of
absolute immunity for local governing bodies, refrained
from commenting on the scope of any municipal immu-
nity. Monell, supra, at 701. Although that issue was
not before it, the Court, in a separate part of the opinion
devoted solely to the subject of immunity, chose to
state: “We express no views on the scope of any munici-
pal immunity beyond holding that municipal bodies
sued under § 1983 cannot be entitled to an absolute
immunity, lest our decision that such bodies are subject
to suit under § 1983 ‘be drained of meaning’.’”’ Monell,
at 701.

Applying Monell to our case, the members of the
school boards and school administrative offices sued in
their official capacities are “‘person[s]” under § 1983 and
are therefore subject to suit for their unconstitutional
acts. The acts complained of here were the result of
policies set out by the school boards involved. Therefore,
the defendants are among those who may be liable under
Monell. Burt v. Abel, 585 F.2d 613 (4th Cir. 1978).!2

12In Burt and in Cale v. City of Covington, 586 F.2d 311
(1978), we considered the application of Monell, but in neither
case was the question of immunity considered or decided.

46a

The remaining issue, then, is whether the Court’s
decision in Monell leaves available any qualified immu-
nity as a bar to liability of a school board official sued
in his official capacity. We think that it does.

Prior to Monell, we had held in Eslinger v. Thomas,
476 F.2d 225 (1973), that good faith immunized a state
official sued only in his official capacity from liability for
money damages. Eslinger was a case in which a female
student at the University of South Carolina was deprived
of employment as a page in the South Carolina Senate
because of her sex. She brought suit against the State
Senators and various officers of the State Senate, in-
cluding Thomas, the Clerk thereof. She did not sue
Thomas in his individual capacity, rather only in his
official capacity as Clerk of the Senate. 340 F. Supp.
866, 890, 895. We held that the clerk was ‘‘. . . acting
in good faith and, we agree, should not be liable for
damages.” 476 F.2d at 228. We reasoned that “... in
the area of sex discrimination, the inchoate state of legal
guidelines suggests that good faith, coupled with reason-
able grounds to believe one is acting within the law,
should be sufficient to preclude liability for damages.
[Footnote omitted.] Properly applied, such a test,
based on the circumstances of each case, maintains the
effectiveness of § 1983 actions, while providing conscien-
tious state officials with some protection against the
cutting edge of a rapidly developing legal doctrine.’ 476
F.2d at 229. While we did require the district court to
give injunctive and declaratory relief in Eslinger, the only
money item sued for was $40 per week “. .. wages asa
result of the defendants’ discriminatory refusal to hire
her as a page.” 349 F. Supp. at 889. We stated that no
question of reinstatement was involved in the case, and
the damage claim, although labeled as one for backpay,

47a

was independent from plaintiff’s claim for injunctive
relief to ban invidious sex classifications in the hiring of
pages. 476 F.2d at 230, n.10. We see no distinction
between lost wages as a result of an unconstitutional
resolution of the South Carolina State Senate and lost
wages as a result of an unconstitutional resolution of a
school board, whether the lost wages be called backpay
or damages. The Court, in Monell, we think has ended
any distinction, sometimes made, between backpay
and money damages, for it described the “backpay,”
sued for as “‘equitable relief)’ Monell, p. 662, as ‘“‘mone-
tary ... relief,’ Monell, p.690. As in Eslinger, in
Monell there was no question of reinstatement. Bertot,
infra, slip opinion p. 8-9, is in accord.

Few courts have ruled on the issue of the existence
of good faith immunity as a defense to a § 1983 suit
since the decision in Monell. A search of the circuits
finds only a handful of cases discussing this matter.
Those courts which have ruled on the issue support our
belief that the defense of good faith immunity must be
made available to municipal government officials acting
in their official capacities.

In Bertot v. School District No. 1, Albany Co., Wy.,
—— F.2d —_, No. 76-1169 (10th Cir. 1978), over a
dissent, the court held that a school district was immune
from monetary damages on the ground that the school
district and its members, acting in their official capaci-
ties, acted in good faith. The court there reasoned that
if the doctrine of qualified immunity for good faith
actions were available to officers acting in their individual
capacities, it should likewise be available to the board
collectively and its members acting in official capacities.
The reasons compelling the good faith immunity are just
as compelling in all instances, the individuals are the

48a

same, and the restrictions on independent judgment are
the same, the court said.!3 Accordingly the court refused
to overturn the trial court’s decision refusing recovery
for the plaintiff on a jury finding that the officials had
acted in good faith.

In Owen v. City of Independence, Mo., 589 F.2d 335
(8th Cir. 1978), cert. granted 48 L.W. 3189 (1979), the
court construed Monell to imply the local governing
bodies may assert a limited immunity defense in § 1983
suits brought against them. Here, the court concluded
that although the defendant city had stigmatized the
plaintiff, a former police chief, through the city’s actions
regarding the plaintiff’s firing and subsequent grand jury
investigation, and as a result had violated the plaintiff’s
constitutional rights, the plaintiff could not recover
backpay from the city because the city and its officials
had acted in good faith. The court recognized the
validity of a defense of good faith immunity to cover
both individual defendants and the city as well, insulating
them from monetary liability. Owens, supra, at 338.

In Ohland v. City of Montpelier, __ F. Supp. —_,
100 L.R.R.M. 2975 (D. Vt., 1979), the district court of
Vermont applied the good faith immunity defense to
local governing bodies. The court reasoned that the
arguments in favor of strict governmental liability are
not stronger than those in favor of vicarious liability
which was specifically rejected by the Court in Monell.
The court further reasoned that both the legislative
history of § 1983 and the unique problems inherent in
the public sector require the insulation of government

13For a discussion of those reasons, see Wood v. Strickland,
420 U.S. 308 at 313-322. The court relied on Wood and Butz v.
Economou, 438 U.S. 478 (1978), and Scheuer v. Rhodes, 416
U.S. 232 (1974).

49a

from monetary responsibility for acts done with no
knowledge that those acts may later be ruled unconsti-
tutional in the same manner as individuals would be so
protected.

The district court of Maryland in Gross v. Pomerleau,
465 F.Supp. 1167 (1979), held the defense of good
faith immunity was available to local governing bodies
and their members acting in their official capacities.
Relying upon O’Connor v. Donaldson, 422 U.S. 563
(1975), and Wood v. Strickland, 420 U.S. 308 (1975),
the court noted that the Court’s holding in Monell, that
municipalities could be sued, did not mean that they
could not avail themselves of the defense of good faith
immunity that is necessary for the continuation of
government operating vigorously for the public interest.

All of these decisions support this court’s ruling in
Eslinger and illustrate that Monell should not disturb
our reasoning there. There, to repeat, in a § 1983 case,
we held that the Clerk of the South Carolina Senate,
sued in his official capacity, was not liable for damages
while acting in good faith pursuant to a resolution of
the South Carolina Senate. We conclude that Monell
does not overturn that decision. Therefore, we think
that Eslinger is persuasive and do not depart from it
here. As a result, under Eslinger, the plaintiffs are not
entitled to monetary relief in the form of backpay
because the defendant school board officials acted in
good faith. Nowhere in the record is there any indication
that the defendants were acting in other than good faith
coupled with reasonable grounds to believe they were
acting within the law. Eslinger at 229.

The Court in recent years has decided that a variety
of public officials are entitled to a degree of immu-
nity if their work is to go forward. E.g., Procunier v.

50a

Navarette, 434 U.S. 555 (1978); Wood v. Strickland,
420 U.S. 308 (1975); Scheuer v. Rhodes, 416 U.S. 232
(1974). Those and other cases are based on the reasons
that public decision makers should not bear the burden
of mistakes made in good faith in the course of exercising
their discretion; that a too rigid standard of liability
would inhibit their actions which are necessary for the
public good; that the good faith fulfillment of their
responsibilities within the bounds of reason will not
be punished; and that they should not exercise their
discretion with undue timidity. Wood established such
an immunity defense for members of school boards and
quoted Scheuer as follows, at p. 321:

‘Public officials, whether governors, mayors or
police, legislators or judges, who fail to make
decisions when they are needed or who do not
act to implement decisions when they are made
do not fully and faithfully perform the duties of
their offices. Implicit in the idea that officials
have some immunity—absolute or qualified—for
their acts, is a recognition that they may err. The
concept of immunity assumes this and goes on
to assume that it is better to risk some error and
possible injury from such error than not to decide
or act at all.”

Wood went on to establish a two-prong test. for ascer-
taining whether or not school board members should
receive a limited immunity for their official acts, and,
although that was in the context of student discipline,
we see no reason it should not apply here. The rule is
that a member of a school board is entitled to immunity
in a suit for damages if he is acting sincerely and with
a belief that he is doing right, but he is “not immune
from liability for damages under § 1983 if he knew or
reasonably should have known that the action he took

5la

within his sphere of official responsibility would violate
the constitutional rights of the student affected, or if
he took the action with the malicious intention to cause
a deprivation of constitutional rights or other injury
to the student. That is not to say that school board
members are ‘charged with predicting the future course
of constitutional law.’ A compensatory award will be
appropriate only if the school board member has acted
with such an impermissible motivation or with such
disregard of the student’s clear established constitutional
rights that his action cannot reasonably be characterized
as being in good faith.’’ 425 U.S. at 322.

While it may be true that there is additional reason
to extend immunity to school board members sued in
their individual capacities than those sued only in their
official capacities, the fear of having to pay a judgment
out of personal resources being an added consideration,
we, nevertheless, do not believe that the additional
reason to grant a defense of good faith immunity to a
school board member sued in his individual capacity
detracts from the reasons we have mentioned, which
apply equally to the member whether sued in his indi-
vidual or representative capacity. As one court has
pointed out, a conscientious school board member will
hesitate to act if he knows that his actions, although
taken in the utmost good faith and belief in their validity,
may subject the board or municipality which he serves
to extensive financial liability, and this is especially true
when we consider that municipal treasuries are of limited
resources.

Perhaps the best reasoned analysis of this problem we
have found is in Ohland, at p. 2989, which we quote
and endorse:

52a

‘We hesitate to extend the logic of strict liability in
the realm of private enterprise to the governmental
arena. Taxpayers are not private investors willingly
accepting the risks of doing business in return for
anticipated profits. Moreover, governments, unlike
private business, cannot choose to avoid acting
in areas of greater risk. Nor can governments
minimize liability for constitutional torts by
engaging in ‘product development’ or improved
procedures when the contours of future constitu-
tional decisions are unknown, and the rights of
different groups of possible plaintiffs are poten-
tially in conflict.” [Citations omitted. ]

“Because so many governmental decisions affect
large numbers of potential plaintiffs, a rule of
retroactive liability would pose a substantial threat
to the quality and efficiency of governmental
decisionmaking. The losses that some persons may
be forced to bear because a court’s finding of
unconstitutionality comes too late are not funda-
mentally different from the losses that many
individuals bear as a result of governmental deci-
sionmaking in the areas of health and safety and
economic regulation. [Citation omitted.] In all
these cases, absent an explicit legislative deter-
mination that these losses will be shared, they
should be considered part of the accepted risk
attending governmental decisionmaking in a
complex society.”’ !4

Applying the Wood test, then, to the facts in this case,
there is no evidence at all of any impermissible motiva-
tion on the part of any defendant in entering into or
administering the contracts involved. The federal circuits

14By quoting from Ohland, 23 do not imply our decision is
based on retroactivity; rather, it is based on good faith immunity.

53a

were divided on the question, as was this court. No rule
of settled indisputable law was established on the subject
until LaFleur, and before the decision in LaFleur both
Henrico and Albemarle Counties had revoked their
previous pregnancy regulations following our panel
opinion, and did not even attempt to reinstate them
when that opinion had itself been overruled by the en
banc court. Malicious intention on the part of the
defendants is not even claimed, and, if it were, there
is no evidence to support it.

Accordingly, we are of opinion and hold that the
defendant school officials connected with Henrico and
Albemarle Counties, in their official capacities, are
immune from the claims of backpay because they acted
in good faith without knowledge that the acts they took
would violate the constitutional rights of the plaintiffs,
and because they did not act with malicious intent.!44

VI.

As we have noted, Monell decided that a municipality
(school board) in a suit for backpay was a ‘“‘person”’
within the meaning of 42 U.S.C. § 1983. As well, it
decided that in such suits individual members of the
school board sued in their official capacities were such
“person[s]”. The case went on to state that local gov-
erning bodies can be sued directly under § 1983 for
monetary, declaratory, or injunctive relief, as can local
government officials be sued in their official capacities
in those cases in which the local government could be
sued (p. 690 and note 55).!5

144Sala v. County of Suffolk, No. 1056 (2d Cir. 1979), decided
while our case was pending, is consistent with this opinion.

15The declaratory and injunctive aspects of the case were moot,
as the Court acknowledged in its opinion. Monell, p. 661.

54a

Were these statements of the Court not enough, we
think the individual defendants involved here may be
required to perform their official duties in a constitu-
tional manner under Ex parte Young, 209 U.S. 123
(1908).

In our case, the unconstitutional policies relating to
dismissal or leave for pregnancy have been rescinded, so
they are moot. There is no indication the policies will
be reinstated. But the question remains as to whether
Mrs. Paxman and Mrs. Gough should have been offered
reinstatement to their teaching positions, which, of
course, is equitable relief and is prospective.

In Ex parte Young, the Attorney General of Minnesota
was enjoined to conform his future conduct of that
office to the requirements of the Fourteenth Amend-
ment. The relief there “was prospective only.” Edelman
v. Jordan, 415 U.S. 651, 664 (1974). When an official
acts under color of state law in a manner which violates
the Constitution, “. .. he is in that case stripped of his
official or representative character and is subjected in his
person to the consequences of his individual conduct.”
Young, p. 160. We see no difference between Ex parte
Young and the case at hand. The officials here, acting in
good faith under color of state law, have, as municipal
officials, nevertheless acted in an_ unconstitutional
manner. They should be stripped of their ‘official or
representative character,’ Young, p. 160, and required
to “‘conform” their “future conduct of .. . office,’
Edelman, p. 664, to the requirements of the Consti-
tution. The individual defendants, conforming their
conduct of office to the requirements of the Consti-
tution, must offer reinstatement!® to Mrs. Paxman and

16Whether Mrs. Paxman was eligible for medical leave without
pay and its accompanying provision for return to work appears
not to have been considered.

55a

Mrs. Gough at the first available opportunity, upon their
written requests, which will not affect the continuity
of instruction. See LaFleur, p. 648-650; Bertot, slip
opinion p.9. Such requests should be made within a
reasonable time.

VII.

While the defendants have substantially prevailed in
these appeals, we think the plaintiffs are entitled to
an attorney’s fee, from the Henrico and Albemarle
defendants, in the amount of $500, for defending their
reinstatement on appeal, for in that one aspect they
prevailed.

On remand, the district court will decide the question
of attorneys’ fees for the proceedings in that court. See
Burt, p. 617-618; Bonnes v. Long, No. 78-1168 (4th
Cir. 1979).

56a

HAYNSwoRTH, Chief Judge, concurring and dissenting:

I concur in the denial of damages, but for reasons that
differ from those expressed by my brothers. I dissent
from the affirmance of the reinstatement order.

I agree there should be a qualified immunity for
members of school boards used in their official capacities
from claims for damages. I do not agree that there is
any such immunity from awards of back pay incident
to the equitable remedy of reinstatement.

I think that reinstatement is wholly inappropriate
and unwarranted in these cases and that the claims,
while measured by lost pay, as in Monell, are claims for
damages from which the qualified immunity is present.

I do not think that Mrs. Paxman has any constitutional
claim for any relief.

I.

As long ago as Smith v. Hampton Training School for
Nurses, 360 F.2d 577 (4th Cir. 1966), it appears to me
to have been settled that when reinstatement was an
appropriate equitable remedy, the related remedy of a
back pay award was available. That was the decision
of a unanimous en banc court, and, until now, it has
been consistently followed and applied in suits against
defendants sued in their official capacities as shown by
the cases cited in the opinion of Judge Winter.

Of course, we can depart from the rule established
for this court by our en banc decision in 1966 if the
Supreme Court, in effect, has directed us to do it. I do
not read Monell as having done that.

Monell did not involve a claim for reinstatement, as
recognized in Judge Widener’s opinion. Though meas-
ured by lost wages, it was simply a claim for damages,

57a

as is clearly and explicitly stated in the last paragraph
of Judge Gurfein’s opinion. Monell v. Dept. of Soc.
Services, 532 F.2d 259, 267 (2d Cir. 1976). In the
Supreme Court, the opinions are not so explicit in
characterizing the claim. We know from an opinion
from the Second Circuit what it was, however, and it
is perfectly apparent that the Supreme Court in Monell
was not wrestling with a problem of a back pay remedy
in the context of a valid claim for reinstatement. Hence,
I cannot read Monell as saying that this court was wrong
in its earlier cases differentiating between legal and
equitable remedies and treating a back pay claim as
an equitable one when sought in conjunction with a
valid claim for reinstatement.

The thrust of Monell was to enlarge the remedies
available to plaintiffs such as these when suing officials
such as these school board members in their official
capacities. It struck down what theretofore had been
thought an absolute immunity. That thrust seems to be
quite inconsistent with a reading that the Supreme Court,
in passing, proscribed a remedy which theretofore had
been thought generally available.

Thus, if there were a valid claim for reinstatement
here, I think that lost back pay should also have been
awarded.

Il.

This is not a case in which reinstatement is appropriate,
however. The Supreme Court, in Cleveland Board of
Education v. LaFleur, 414 U.S. 632 (1974), found
unconstitutional maternity leave regulations requiring
termination of the teacher’s employment at a fixed
time preceding the expected date of delivery. Such a
regulation was said to impermissibly burden a teacher’s

58a

decision to bear children and to set up an irrebuttable
presumption that, after so many months of pregnancy,
a teacher was physically unable to continue teaching.

The two school boards had attempted to justify their
pregnancy employment termination regulations on the
basis of, among other things, service of the interest in
continuity of instruction. Each of the school teachers
in LaFleur, however, had discovered her pregnancy
only after commencement of the school year, and the
termination of her employment was scheduled to occur
within that school year. Of course, the Supreme Court
effectively demonstrated that the loi.ger period of
teaching by the pregnant teacher would serve the interest
of continuity in instruction substantially better than
the school board’s rules.

In LaFleur, the Supreme Court also considered post-
delivery maternity leave rules. The Cleveland rules
provided that, after delivery of her baby, the young
mother might request a return to service provided it were
done in writing at least six weeks before the beginning
of a semester. She was not assured reemployment,
but the rule provided for priority in reassignment to a
vacancy for which the teacher was qualified. As Cleve-
land’s rule, Chesterfield County’s rule required proof of
physical fitness. It also required assurance that the
child’s care would no more than minimally interfere
with job responsibility. It, however, guaranteed reem-
ployment no later than the first day of the school year
following declaration of the teacher’s eligibility for
reemployment.

These reemployment rules were upheld under constitu-
tional scrutiny. Cleveland had a provision that a teacher
could not request reassignment until her baby was three
months old. That provision was Stricken, but the rest of

59a

the two sets of rules were held proper and enforceable.
In this case, Albemarle County’s rule simply provided
for a return from pregnancy leave at a time mutually
acceptable to the teacher and the administration. That
seems as much of a commitment to the teacher as Cleve-
land’s provision for priority in reassignment at the
commencement of a semester at least six weeks after the
request for reassignment. Henrico County’s regulation
simply provided for the lapse of a period of sixty days
after the birth before the teacher could be recontracted,
the sixty day provision being invalid under LaFleur. It
required a medical statement of the teacher’s physical
fitness. As in Cleveland’s rule, the rules have contained
no explicit guarantee of reemployment, but reemploy-
ment was clearly the contemplation of the rules of both
the school districts involved in this case.

There is in this case no showing of any failure to
comply with any reemployment commitment. Neither
teacher sought post-birth reemployment, and neither
was wrongly denied it. Underly these circumstances,
“reinstatement”’ to a position never sought seems entirely
inappropriate.

If we are now to hold that there is any constitutional
right to reemployment, beyond the state law right to
enforcement of the reemployment rules according to
their reasonable intendment, we will be forging new
ground in a case in which it has not been overtly asserted,
argued or considered.! If we are to hold that a child-
bearing mother has a constitutional entitlement to

1There was no discussion of this matter in the district court’s
opinion. In its final, formal order, reinstatement was directed with
the payment of lost wages as if employment was, or should have
been, continuous. Of course, there is no basis for an assumption
that a childbearing mother would have a continuing availability.

60a

reemployment after delivery of her child, it should be
done only after careful consideration upon a record,
containing findings of fact, which reasonably presents
the question for consideration. There is no such record
here. There being no showing of a violation of a consti-
tutional right to reemployment, there was no showing
of a right to reinstatement.

Since the claim for lost pay is not pendant to any
claim for reinstatement, the qualified immunity defense
should be available.

Iil.

As to the measure of the qualified immunity, I find

myself in general agreement with the opinion of Judge
Phillips.

There is substantially less reason for a qualified immu-
nity for members of a school board sued in their official
capacities than there is when they are sued in their
individual capacities. Subjective good faith may be
the appropriate standard in the latter situation, but
something more ough! to be requisite in the former.
There can be subjective good faith in the presence of
unreasonableness and even foolishness. When defendants
are sued in their official capacities, the standard should
be one of good faith coupled with a standard of reason-
ableness which may include the performance of reason-
able steps to obtain information and advice upon which
to make an informed judgment. That is not to say,
however, that every wrong negligently inflicted by a
municipal official is converted into a constitutional viola-
tion. The constitutional violation should be apparent
before the problem of qualified immunity arises. Only
then need one consider the possible difference between
the qualified immunity available to a defendant sued in

6la

his individual capacity and that available to a defendant
sued in his official capacity.

After Judge Phillips had prepared his opinion, a new
issue of the Columbia Law Review was distributed. In it
there is an article? by an attorney for the plaintiffs in
Monell, who is a lecturer in law at Columbia, in which
he advocates just such an immunity, based upon tort
principles as suggested by Judge Phillips, for munici-
palities and members of their governing bodies when
sued in their official capacities.

He suggests three exceptions to the qualified immunity
rule. He would not allow it at all to the extent the
municipality had been enriched by its violation of the
Constitution or when the constitutional violation was
also a clear violation of local law. He would create an
absolute immunity if the constitutional violation arose
out of an affirmative action program designed and
operated in a good faith effort to conform to what was
perceived to be the requirements of the Constitution.
Of course, we are here concerned with no such possible
exceptions, and I need not consider whether any one
of the three should be recognized. I would embrace the
basic principle that the immunity problem respecting
municipalities and their officials should be approached
in terms of tort principles after a determination, without
resort to such principles, that there has been a depriva-
tion of a constitutional right.

2Schnapper, Civil Rights Litigation After Monell, 79 Col. L.
Rev., 213, 240 et seq.

62a

IV.

I think Mrs. Paxman had no constitutional claim.

In the spring of the year she signed an employment
contract for the next year, and she became aware of
her pregnancy a few days later. She notified the school
board, and weeks before the beginning of the new school
year she was informed that her employment was to be
terminated and that she would be replaced by a teacher
who could be expected to teach through all of the next
school year.

For a teacher known to be pregnant before the start of
a school year, the Albemarle rule expressly provided for
immediate termination. In LaFleur the Supreme Court
recognized the importance of continuity in instruction.
School boards may reasonably believe that the interest
of the children is furthered by beginning the school year
with a faculty each of whom may be expected to teach
throughout the school year. When a teacher discovers
her pregnancy only after the school year has commenced,
there is inevitable discontinuity, and the only question
addressed by the Supreme Court in LaFleur is the right
of the teacher in that context to determine when the
discontinuity will be experienced. I can find nothing in
La¥leur to suggest that continuity of employment of a
teacher of children cannot be considered by a school
board and carry the day in favor of employment of
some one else when the pregnancy is known well before
the school year commences. Hence, I would hold that
Mrs. Paxman suffered no constitutional wrong.

63a

V.

Even under my view, the declaratory relief granted
was enough to make the plaintiffs prevailing parties.
I agree that their lawyers are entitled to allowance of
attorneys’ fees. An award of $500 seems to me quite
inadequate. I would remand to the District Court with
instructions, after consideration of all relevant factors,
to determine and allow a reasonable fee.

64a

WINTER, Circuit Judge, with whom BUTZNER and HALL,
Circuit Judges, join, concurring and dissenting:

We agree with the majority that, for the reasons it
assigns, the district court’s certification of the plaintiff
and defendant classes and its entry of judgment against
the defendant school board members in their individual
capacities despite their qualified immunity should be
reversed. We also agree that the named plaintiff school-
teachers and of other schoolteachers who are permitted
to intervene as plaintiffs should be reinstated. Thus, we
concur in Parts I-IV and VI of the majority opinion.*
We cannot agree, however, that school board members
sued in their official capacities are entitled to the same
qualified immunity that they enjoy in their individual
capacities, either as advanced in Part V of the majority
opinion or in the concurring opinion. We would order
a backpay award against them in that capacity. We also
think that the attorney’s fee award of $500 granted to
plaintiffs’ counsel by the majority is inadequate. Upon
appropriate proof, we would grant a larger amount or
we would remand this aspect of the case to the district
court to fix a proper amount. Thus, from Parts V and
VII of the majority opinion, we respectfully dissent, and
we are, of course, in disagreement with the concurring
opinion.

*Since Parts I-IV and VI of the opinion of Judge Widener are
concurred in by all of the judges hearing the case and Part VII by
a majority of the judges hearing the case, we refer to it as the
“majority” opinion and those joining in it as the “majority,”
even though, with respect to Part V, they are only two in number.
The special concurrence of Judge Phillips, in which Chief Judge
Haynsworth joins, will be referred to as the “concurring” opinion.

65a
I.

Although the plaintiff schoolteachers were dismissed
from their positions in violation of their rights under
the fourteenth amendment,! the majority holds in
Part V of its opinion that the defendant school board
members cannot be held liable for backpay in their
official capacities. This holding proceeds from the
majority’s conclusion that a school board member or
other local official, even when sued in an official rather
than an individual capacity, is immune from liability
for any monetary award if he acted in good faith? in
violating the Constitution. The majority states that our
past decisions have already reached this conclusion,
relying upon Eslinger v. Thomas, 476 F.2d 225 (4th
Cir. 1973). We do not think that Eslinger supports that
proposition. To the contrary, in our view adherence to
our past decisions would require us to reject any qualified
immunity defense raised by the defendants in their
official capacities. Moreover, examination and considera-
tion of the principles and policies underlying the defense
of qualified immunity lead us to conclude that the
doctrine does not apply when the defendants are sued
in their official capacities.

1See Cleveland Board of Education v. LaFleur, 414 U.S. 632
(1974).

2The term “good faith” is used in this context to refer not
simply to the absence of malice, but rather to the subjective and
objective tests for good faith as employed by the Supreme Court in
its qualified immunity decisions. See, e.g., Procunier v. Navarette,
434 U.S. 555 (1978); Wood v. Strickland, 420 U.S. 308 (1975).

66a

A. The Eslinger Case.

Eslinger was a suit by a female college student who
had been denied temporary employment as a page of
the South Carolina Senate on the basis of its policy to
employ only males as pages. Although we held the policy
to be unconstitutional and enjoined the clerk of the
Senate from enforcing the policy in the future, we denied
Eslinger’s claim against the clerk for monetary relief in
the amount she would have earned in the temporary
position. Recognizing that the clerk had acted at a time
when sex discrimination was not generally viewed as
violative of the equal protection clause,? we held that
the clerk was immunized by his good faith from an award
of damages. Jd. at 228-30.

The majority regards the issue decided in Eslinger as
identical to the immunity issue before us in the instant
case. We believe, however, that the majority reads
Eslinger too broadly and that the instant case presents
issues that were neither addressed nor decided in Eslinger.
First, although the majority correctly states that Eslinger
was a suit against the clerk of the Senate in his official
capacity, it is significant that the majority, in supporting
its statement about the capacity in which the clerk was
sued, finds it necessary to cite the opinion of the district
court in Eslnger.4 Because we thought the fact of
so little significance to the issues on appeal, we only
obliquely mentioned and gave no express consideration
to the fact that the clerk had been sued in his official

3Plaintiff Eslinger had applied for a position as page a full year
before the Supreme Court announced its decision in Reed v. Reed,
404 U.S. 71 (1971).

4Eslinger v. Thomas, 340 F.S. 886, 890, 895 (D. S.C. 1972).

67a

capacity alone.5 At a time when the law on the immu-
nity of executive officers under 42 U.S.C. § 1983 was
in a state of flux, we devoted our attention to the
nature of the “good faith’ that was required for immu-
nity, rather than to the differences between defendants
sued in their individual capacity and those sued in their
official capacity.

More importantly, Eslinger differs from the instant
case in that it did not involve a claim for the equitable
remedy of reinstatement with backpay. Plaintiff had
never been employed as a page; she was not employed
and then wrongfully discharged. Although the plaintiff
in that case characterized the monetary relief she sought
as “back pay,’ we viewed her claim, in the absence of
any demand for reinstatement, as a claim for the legal
remedy of damages. We expressly noted the relation
between the nature of the claim for relief and the issue
of the clerk’s immunity in a footnote, id. at 230 n.4,
saying that the defense of immunity should not apply
when backpay is sought. We also noted that in the cases
relied upon by plaintiff to support her contention,
backpay had been sought “not simply [as] a claim for
damages, but rather [as] an integral part of the equitable

5The only acknowledgment in our opinion that the clerk was
being sued in his official capacity appears in a footnote stating that
the question of the applicability of the eleventh amendment to
suit against a state officer in his official capacity need not be
decided. 476 F.2d at 229 n.3.

6Eslinger was decided before the Supreme Court clarified the
elements and applicability of the qualified immunity defense in
Scheuer v. Rhodes, 406 U.S. 232 (1974), and Wood v. Strickland,
420 U.S. 308 (1975). The nature of the defense was a much
disputed issue before these Supreme Court decisions, and a number
of lower courts had reached widely varying conclusions on the
issue. See, e.g., cases cited in Wood v. Strickland, 420 U.S. at
315 n.7.

68a

remedy of reinstatement.’ Jd. Since Eslinger had
not sought reinstatement, we regarded her prayer for
monetary relief as a “‘damage claim,” id., and on that
basis we held that the good faith defense would apply.’

7Our view in the Eslinger footnote that the legal or equitable
nature of a claim for relief is relevant to the availability of a
qualified immunity defense finds support in the subsequent case
of Wood v. Strickland, 420 U.S. 308, 314 n.6 (1975), where the
Supreme Court stated: “[I]mmunity from damages does not
ordinarily bar equitable relief as well.’ The majority, however,
now seeks to avoid the force of the Eslinger footnote by arguing
that the Supreme Court, in Monell v. Department of Social
Services, 436 U.S. 658 (1978), ‘thas ended any distinction, some-
times made, between backpay and money damages.’ Maj. op. at
$2. If the majority’s expansive reading of Monell in this respect is
correct, then Eslinger can no longer be regarded as good authority
and the majority’s reliance on it is misplaced. As our discussion
of Eslinger and of subsequent cases in this circuit shows, the
Eslinger opinion relied heavily on the distinction between legal
damages and equitable backpay. If, as the majority states, this
distinction, so crucial to Eslinger, is no longer valid and must
be rejected, then the reasoning and holding of Eslinger must be
rejected as well.

In any event, we believe that the majority, in concluding
that the Supreme Court has ended the distinction between legal
damages and equitable backpay, seriously misreads Monell. The
full sentence in Monell on which the majority relies reads as
follows: “Local governing bodies, therefore, can be sued directly
under § 1983 for monetary, declaractory, or injunctive relief
where, as here, the action that is alleged to be unconstitutional
implements or executes a policy statement, ordinance, regulation,
or decision officially adopted and promulgated by that body’s
officers.” 436 U.S. at 690. Even if the majority’s reading of the
words “monetary . . . relief” to refer specifically to the backpay
requested by the Monell plaintiffs is accepted, there is nothing in
those words to indicate that the Court regarded backpay as iden-
tical to legal damages. The Court used the term “monetary” relief,
not “legal” relief, and it contrasted this term with “‘injunctive”’
relief, not “equitable” relief. We cannot accept the proposi-
tion that the Supreme Court’s passing reference to ‘monetary,
declaratory, or injunctive relief’ was a cryptic rejection of the

[footnote continued]

69a

The case now before us presents the question whether
a school board member, sued in his official capacity
for equitable relief in the form of reinstatem

[Text truncated at 120,000 characters. The full text is on the page linked above.]

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_0292%3A1. Public record. Not legal advice.
