# Jurisdictional Statement — Little v. Streater

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Jurisdictional Statement
- **Published:** January 1, 1981
- **Citation:** 452 U.S. 1

## Text

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IN THE
‘OFFICE of
SUPREME COURT OF THE UNITED STATHSSUPREW, € cons CLERK *
RT, Us. Lae
October Term, 1979 w
Gs AQ = ow 79 a
WALTER LITTLE, SH.
Appellant, ae
Saele
Ve x seal ,
‘B
GLORIA STREATER, es:
wapide
Appellee. mn:
i el

ON APPEAL FROM THE APPELLATE SESSION
OF THE SUPERIOR COURT OF CONNECTICUT

JURISDICTIONAL STATEMER,.

Jon C. Blue

Legal Assistance to Prisoners
340 Capitol Avenue

Hartford, Connecticut 06106
(203) 566-2030

Counsel for Appellant

June 12, 1980

=

Or aa Oee ES 7 > . > . *. ° . . ‘ 5

THE QUESTION IS SUBSTANTIAL . . ae we ee ee ek

CONCLUSION e. . . . 7 . . . 7 7 - . . - . > - a . 19

ii

TABLE OF AUTHORITIES

Page
CASES
Michael B. v. Superior Court, 86 Cal. App. 3d

2006, 150 Cal. Rptr. 586 (1978) . 2. ee weee’l”
Bigsby v. Bates, 59 Ohio Misc. 51, 391 N.E. 2d

1384 (CoP. 1978) . . . . . . . . . . . . . 5,9,33
Boddie v. Connecticut, 401 U.S. 371 (1971) . . . 10,11,12,13
peete Vv. Hart, 47 Conn. 480 (1876) . « e es ees kL?
Boykin v. Alabama, 395 U.S. 238 (1969) ..... 3
Britt v. North Carolina, 404 U.S. 226 (1971) . . 15,16
Burton v. Wilmington Parking Authority, 365

Uede 715 (1961) . . . . . 7 . - - . 7 . . . . 15
Caban v. Mohammed, 441 U.S. 380 (1979) . ....417
Coleman v. Alabama, 377 U.S. 129 (1964) ... 3
Commonwealth v. Possehl, 355 Mass. 575,

eee emsee OOF C1969) . ss 2 oo 0 st eo ow 0 tee ae
Cramer v. Morrison, 88 Cal.App. 3d 873,

Dae Gees Beet. S65 (1979) « * * . . . 7,9
Griffin v. Illinois, 351 U.S. 12 (1956) .... 10,15,16,18,19
Hepfel v. Bashaw, 279 N.W.2d 342 (Minn. 1979). . 8,11
Kelsaw v. Green, 6 Conn.Cir.Ct. 516, 276 A.2d

909 (App.Div.Cir.Ct. 1971) . .....«-e« « « .l?
Knox v. Siddell, No. 734 (Conn.App.Sess.Super.

Ct. March.16, 1979). . ~- ce ceccrevevcecve J@

100 Misc.2d 220, 417
1979) . . . . . . 7

Lascaris v. Lardeo,
N.Y.S.2d 665 (Fam.Ct.

9,11

ili

Lurry v. Mills, 152 N.J. Super. 127, 377
A.2d 804 (1977) . >. >. . . * . . . . . . . >

M. v. S., 169 N.J. Super. 209, 404 A.2d
653 (1979) * . . . . . . . . . . . . . 7. . >.

Mayer v. City of Chicago, 404 U.S. 189 (1971) ,

Mosher v. Bennett, 108 Conn. 671, 144 A,
247 (1929) * . . . . . . . . . . . . >. o >. >

Ortwein v. Schwab, 410 U.S. 656 ek ye) PT ee

Raley v. Ohio, 360 U.S. 423 [oeaey 6s Sse a. 2

Roberts v. LaVallee, 389 U.S. 40 (2967) ~« ws »

Robertson v. Apuzzo, 170 Conn. 367, 365 A.2d
824, cert.denied, 429 U.S, Gee CROTe). «é e

Smith v. Walker, 138 N.J. Super. 187,
350 A.2d 319 (1975) ...., “es Se ae er ey ee

Stanley v. Illinois, 405 U.S. SGs CaS72)' 6.

bi drat, A

of right caused by denial of free transcript and court appointed
attorney for ‘ndigent mother seeking to appeal order permanently
terminating parental custody violate Due Process and Equal
Protection Clauses?" 48 U.S.L.W. 3316 (U.S. Nov. 6, 1979) (No.
79-5215). The Court, however, subsequently remanded Subler to
the Ohio Court of Appeals for further consideration in light of

State ex rel. Heller v. Miller, 61 Ohio St. 2d 6, 399 N.E.2d

66 (1980), see 100 S.Ct. 1903 (1980), leaving the fundamental
constitutional questions involved unresolved by this Court.
The instant case now presents these fundamental questions in a

particularly compelling context. When the merits of the

question presented are considered, the dramatic isolation of
Connecticut law becomes readily understandable.

This Court held in Boddie v. Connecticut, supra, 401 U.S.

at 377, "that due process requires, at a minimum, that absent

a countervailing state interest of overriding significance,
persons forced to settle their claims of right and duty through
the judicial process must be given a meaningful opportunity to

09/ in the use of

be heard." A recent scientific "revolution
blood group systems ‘tn cases of disputed paternity has rendered
the use of blood tests an absolutely essential component of "a
meaningful opportunity to be heard" in paternity proceedings.
Standard blood tests can now readily exclude,at a reascnable
cost, 91% of falsely accused putative fathers, in the case of

blacks, and 93% in the case of whites. Krause, Joint AMA-ABA

Guidelines: Present Status of Serological Testing in Problems

of Disputed Parentage, 10 Fam. L. Q. 247, 258 Table 3 (1976).

See Hepfel v. Bashaw, 279 N.W. 2d 342, 347 (Minn. 1979); State

ex rel, Ortloff v. Hanson, 277 N.W. 2d 205, 207 (Minn. 1979);

Lascaris v. Lardeo, 100 Misc, 2d 220, 222, 417 N.Y.S.2d 665, |

666 (1979).

9/ Terasaki, Resolution By HLA Testing Of 1000 Paternity Cases
Not Excluded By ABO Testing, 16 J. Fam. L. 543, 543 (1978). The
revolution involves the introduction of the HLA - standing for
human, leukocyte (white blood cell), antigen - system of testing. |
For a discussion of the basic principles of HLA testing see
Cramet.v. Morrison, 88 Cal. App. 3d 873, 153 Cal. Rptr. “B65 (1979);
Terasaki, supra. -1ll-

ee ee

Where a standardized, universally recognized laboratory test,

that conclusively establishes nonpaternity in more than
90% of all cases involving falsely accused defendants is readily
available, the denial of that test to indigent defendants is

the denial of "a meaningful opportunity to be heard." Without

it, the indigent defendant is placed in a Swearing contest with

the plaintiret?/ in which a judget/ must, often desperately, rely

on his subjective instincts, rather than hard scientific data, as

to which witness is telling the truth. "[A]bsent a countervailing

state interest of overriding significance," this denial of an
effective defense is a denial of due process as surely as was
the denial of access to divorce court in Boddie. Here, as in
Boddie, the State's only legitimate countervailing interest is
"resource allocation or cost recoupment." 401 U.S. at 382.
This justification was offered and rejected in Boddie. It is,
if anything, even less convincing here, where, as discussed
infra, the State is aggressively using the judicial system to
gain monetary judgments from indigent defendants. This justifi-
?

cation should be rejected.

This basic constitutional requirement is unaffected by

United States v. Kras, 409 U.S. 434 (1973) (refusing to waive

filing fees to an indigent petitioner in bankruptcy), and

Ortwein v. Schwab, 410 U.S. 656 (1973) (refusing to waive filing

10/ In Connecticut, moreover, this Swearing contest is one
that is heavily biased in favor of the plaintiff. See the
discussion of Connecticut paternity law at pp.l6-l7,infra.

11/ Not, in Connecticut, a jury. See n.4 supra,

-12=

fees to an indigent wishing to appeal a denial of welfare bene-
fits), for a number of reasons. These reasons involve both the
obvious fact that the petitioners in those actions were plaintiffs,
who have not been forced into the judicial process to resolve
their difficulties, and certain distinctive features of paternity
proceedings. These factors are enumerated below. Taken together,
they implicate a variety of constitutional rights that are at
least as fundamental as those involved in Boddie and are svoninaalll
even more basic to our constitutional system.

First. This action involves the denial of an essential
| item of evidence tu a defendant. The appellant here did not

choose to file a legal action as one of several available paths

to relief. Rather, he was summoned to court against his will by
the appellee, Boddie turned, in large part, on the fact that the
plaintiffs in that case were compelled to go to court to resolve

their difficulties. See United States v. Kras, supra, 409 U.S,

at 445, That factor is surely present here. In fact, in the
respect that his presence in court is wholly involuntary,
appellant stands in exactly the same position as a defendant in
a criminal action,

Second. In Connecticut, as in most States, a losing defen-
dant in a paternity proceeding becomes subject to a number of
potential criminal and quasi-criminal sanctions not present in

the ordinary civil case, -2/

The appellant here has, of course,
already been found liable for thousands of dollars in support
payments and is obligated to provide support for the child in
question for the duration of her minority. Conn.Gen.Stat. §46b-

215 (a) (1979). Should he subsequently fail to comply with any

12/ The perhaps unparalleled absence of such sanctions in Ohio
was the basis of Bigsby v. Bates, discussed in n.8 supra,

=13/

Third. Although the instant case is naninally a private § -

affair, it is in fact a case in which the full power of the

State has been brought against an indigent defendant in a judi-
cial proceeding. The State, of course, lurks in the background
of every paternity Proceeding in Connecticut by virute of the
potential criminal and contempt sanctions discussed Supra. But, |
in the instant case, the State is much more directly involved,

Because the appellee is a recipient of public assistance, she

a

was compelled to disclose the name of the putative father of

her child to the Connecticut Department of Income Maintenance.
Conn.Gen.Stat. §46b-169 (1979). That state agency then referred
the instant case to her attorney for prosecution (R.29). The
State not only paid appellee's attorney to prosecute the segnhiauill:
but is the actual recipient of the several thousand dollars of
Support money awarded by the trial court (R.38-39) ,24/ —

as a practical matter, the appellant in this case was necessarily
rendered indigent by his incarceration by the State. The State

was thus involved in the practical aspects of the litigation
below in almost every conceivable way.
As this Court has stated in a somewhat different context,

"Conduct that is formally 'private’ may become so entwined with

13/ Although the Supreme Court of Connecticut has chracterized |
paternity proceedings as "civil" rather than "criminal" in
Robertson v. Apuzzo, n.4 Supra, such an adroit act of pigeon-
holing in no way erases either the existence of the criminal

and quasi-criminal sanctions discussed in the text or the fact
that these sanctions are not involved in the ordinary civil case.
It is, of course, implicit in our entire argument that paternity
proceedings are demonstrably different from garden-variety |
civil litigation and that the civil/criminal distinction is
therefore hardly talismanic.

14/ This procedure is required by 42 U.S.C. §654(4). See 45 |

C.F.R.§232.12 (1979).
aRé/

The three factors of involuntariness, potential criminal
Sanctions, and state action, taken together, strongly indicate
that a celebrated line of this Court's decisions, involving the

rights of indigent criminal defendants, is applicable to the

instant case. In Griffin v. Illinois, 351 U.S. 12 (1956), this

Court held that the Fourteenth Amendment compels a State to
furnish a state-paid transcript of his criminal trial to an
indigent criminal defendant on appeal, Noting the disparity
between the ability of indigent and non-indigent defendants to
obtain adequate appellate review under then-existing practice,
a plurality of the Court decided the case on the broad ground
that "There can be no equal justice where the kind of trial a
man gets depends on the amount of money he has." 351 U.S. at
19 (plurality opinion of Mr. Justice Black). Following
Griffin, the Court required the provision of appointed counsel
on an appeal as of right from a criminal conviction in Douglas

v. California, 372 U.S. 353 (1963). The principle of these

cases has been extended to matters needed for pretrial prepara-

tion, see Britt v. North Carolina, 404 U.S. 226 (1971);

Roberts v. LaVallee, 389 uU.s. 40 (1967), and, of particular

15/ See Madeline G. v. David R., 95 Misc. 2d 273, 275-76, 407
414, 416 (Fam.Ct. 1978).

-15-

relevance to this appeal, even to a case involving a mere

$250 fine, see Mayer v, City of Chicago , 404 U.S. 189 (1971).

While criminal defendants stand on a particularly exalted

constitutional plane for obvious reasons, the underlying prin-

ciples involved in the Griffin-Roberts-Britt-Mayer line of cases

are plainly relevant to the instant case. Here, as in those
cases, the full power of the State has been brought against an
indigent defendant in a judicial proceeding. And here, as in

those cases, the defendant, because of his indigence, has been

deprived of a necessary means of presenting his case. Under

these circumstances, "The balance of forces between the accused

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and his accuser," Wardius v. Oregon, 412 U.S. 470, 474 (1973), |
is so disproportionate as to smack of fundamental unfairness. |
In addition to the three factors of involuntariness, |
potential criminal sanctions, and state action that analogize
the instant case ee Griffin and its prozeny, certain other

factors exist that further distinguish the instant case from

United States v. Kras, Supra, and Ortwein v. Schwab, supra.

These factors involve the distinctive nature of paternity
proceedings. Considered in conjunction with the forgoing
factors, they leave no doubt that Conn.Gen.Stat. §46b-168 (1979),
as applied in this case, is inconsistent with the dictates !
of the Fourteenth Amendment.

Fourth. In Connecticut, a defendant in a pater-
nity proceeding must bear a unique evidentiary burden. Since
the enactment of Connecticut's original Bastardy statute in
1672,plaintiffs and defendants in paternity actions have been
placed in dramatically unequal positions. Under the original
statute, “the man charged by the Woman to be the Father, she
holding constant in it" was deemed to "be the reputed Father"

and, ipso facto, "liable to the charge of maintenance...not-

»16/

withstanding his denyal. Despite several intervening statu-

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16/ See The Book of the General Laws for the People within the

Jurisdiction of Connecticut 6 (1673).
my me

Le eet —

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tory changes, the Connecticut Supreme Court held in Booth v.
Hart, 47 Conn. 480, 485 (1876), that once the plaintiff ina
paternity proceeding has established a prima facie case, "the
burden of proof then changed to the defendant, and he was
required to prove himself innocent of the accusation by other

evidence than his own." (Emphasis added.) This rule was

reaffirmed in Mosher v,. Bennett, 108 Conn. 671, 674, 144 A.

297, 298 (1929). Under this rule, a defenant's own testimony,
regardless of his credibility, is legally insufficient to out-
weigh the plaintiff's testimony in the pans of justice. See

Kelsaw v. Green, 6 Conn. Cir. Ct. 516, 276 A.2d 909 (App. Div.

Cir. Ct. 1971). Given this evidentiary requirement, a blood
grouping test is even more important to the defendant than it
would otherwise be, and the balance of forces ina proceeding
against an indigent becomes egregiously unfair.

Fifth. Paternity proceedings by their nature involve the
family rights of unwed father, a right that this court is in-

creasingly recognizing as Significance. See Caban v. Mohammed,

441 U.S. 380 (1979); Stanley v. Illinois, 405 U.S. 645 (1972).

This case, to be sure, is in many ways the converse of Caban

and Stanley, The fathers in those cases were attempting to
assert their parental rights, while the appellant here denies
that he is, in fact, a parent. But the fundamental rights of
parentage are nevertheless involved, for as a result of this
paternity .actton both appellant and the child in question have
been saddled with a parent-child relationship. The State's

only interest in initiating this proceeding was, of course,
financial, but a binding determination of parentage ineluctably
carries with it a host of legal, moral, and emotional conse-
quences that perhaps cannot even be forseen at the present time.
Under these circumstances, it is in the interest of all parties

and society as well that, if a parent-child relationship exists,

its existence be determined accurately. To deny a defendant

an accurate determination of his paternity solely because of
his poverty "needlessly risks running roughshod over the

important interests of both parent and child." Stanley vy.

Illinois, supra, 405 U.S. at 657. Such a denial is inconsistent

with the fundamental requirements of the Fourteeuth Amendment,
Finally. Given the factors discussed Supra, the ultimate
result of Connecticut's blood test law is to create a particu-
larly egregious dual System of justice that has a substantial,
adverse, and recurring impact on a Significant number of defen-
'dants in paternity proceedings, =’/ Because of the extraordinary
frequency with which modern blood grouping tests conclusively
exclude falsely accused putative fathers there is, needless to
Say, no question that nonindigent defendants who dispute their
paternity will utilize these tests. In return for the payment
of a modest laboratory fee, a falsely accused nonindigent
defendant is overwhelmingly likely to obtain a swift, scientific,
and absolutely unimpeachable exoneration. The indigent
defendant, on the other hand is placed in a Swearing contest
with the plaintiff in which the pans of justice are loaded
against him. In such a contest even the fairest and most
conscientious judge can rarely claim that he has rendered a
decision not open to doubt. There are, consequently, two drama-
tically different Systems of justice: a reliable one for
defendants with assets and an unreliable one for the poor. The
observation of Mr. Justice Frankfurter in his concurring

opinion in Griffin vy, Illinois, supra, 351 U.S. at 23-24, is

particularly appropriate to this state of affairs:

/

17/ Although it may seem anomalous that scarce legal resources
are regularly exmployed to institute suits for money judgments
against indigent defendants, this result could hardly be other-
wise in a state which is compelled to initiate paternity actions
in behalf of mothers receiving public assistance. See n.14,

Supra ,and accompanying text. jfF¢ is unlikely that such recipients

will have intimately associated with people of means,

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To sanction such a ruthless consequence, inevitably
resulting from a money hurdle erected by a State, would
justify a latter-day Anatole France to add one more item
to his ironic comments on the "majestic: equality" of the
law. "The law, in its majestic equality, forbids the rich
as well as the poor to sleep under bridges, to beg in the
streets, and to steal bread."

The State is not free to produce such a squalid
discrimination,

CONCLUSION

For these reasons, the Court should note probable juris-
diction of this appeal.

Respectfully submitted,

Pl me C. Blue
Legal Assistance to Prisoners

340 Capitol Avenue
Hartford, Connecticut 06106
(203) 566-2030

Counsel for Appellant

June 12, 1980

A

APPENDIX

APPELLATE SESSION OF THE SUPERIOR COURT

December, 1979, at Hartford

A.S. 806
GLORIA STREATER v. WALTER LITTLE
Argued: December 19, 1979 Decided: February 29, 198

Paternity action brought to the Court of Common Pleas in

New Haven County where the court, Melville, J., granted the defen-

dant's motion for a blood Srouping test but ordered the cost of such

test not to be paid by the state; the court, Schaller, J., adjudged

the defendant to be the father of the plaintiff's minor child and
the defendant appeals. No error.

Jon C. Blue, for the appellant (defendant).

Stephen J. McGovern, assistant attorney general, for the appellee

(state).

PER CURIAM. This case presents for the third time before this
court the question of whether in a paternity proceeding General Statutes
§ 46b-168, which makes the costs of blood Srouping tests chargeable
against the party moving for such tests, violates the due Process and
equal protection rights of an indigent defendant in such a proceeding.

In Ferro v. Morgan, 35 Conn. Sup. 689, cert. denied, 177 Conn. 753,

399 A.2d 526 (1979), we addressed and Specifically rejected these con-
stitutional claims. In Knox v. Siddell, Conn. Sup. (App. Sess.

No.734, Decided March 16, 1979), we again considered these claims

la

and as an alternative ground ruled that our decision was controlled
by Ferro v. Morgan, supra. No new arguments or authorities have been
presented to us in this case which would persuade us to come to a
different result.

There is no error.

PARSKEY, D. SHEA and BIELUCH, Js., Participated in this decision.

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- Pabitent Homes, Inc. v. Froyp Russet Et AL.
The plaintiff’s petition for certification for appeal
from the Appellate Session of the Superior Court is
“ranted by the court.
Stephen C. Gallagher, in support of the petition.
David P. Bali, in opposition.
Decided Apri! 1, 1980
180 Conn. 756
Kermit Apams, TRUSTEE, ET AL. v. PLANNING
Comission oF THE Town or BETHLEHEM

The defendant’s petition for certification for
appeal from the Superior Court in the judicial dis-
trict of Waterbury is denied by the court.

David B. Losee, in support of the petition.

James R. Healey, in opposition.

Decided April 1, 1980

Wittiam Cises et au. v. Stare Trarric Commissiox
ET AL.

The plaintiffs’ petition for certification for appeal
from the Superior Court in the judicial district of
New London is denied by the court.

Timothy D. Bates and Myron B. Bell, in support
of the petition.

Frank Rogers, assistant attorney general, and
Elizabeth R. Collins, in opposition.

Decided April 1, 1980

Guoria Strrearer v. Water LIittie

The defendant’s petition for certification for
appeal from the Appellate Session of the Superior
Court is denied by the court.

Jon C. Blue, in support of the petition.

Stephen J. McGovern, assistant attorney general,
in Opposition.

Decided April 1, 1980

180 Conn. 757

Curistixe S. Kvenyn v. Bripcerort Hospitac Et AL.

The defendants’ petition for certification for
appeal from the Superior Court in the judicial dis-
trict of Fairfield at Bridgeport is denied by the
court.

Paul E. Pollock, in support of the petition.

frederick J. Martin, in opposition.

Decided April 2, 1980

James E. Smiru v. Zontnc Boarp or APPEALS OF THE
City or Mivrorp Er at.

The petition of New Haven Bird Club, Inc., for
certification for appeal from the Superior Court in
the judicial district of Ansonia-Milford is denied by
the court.

Daniel Millstone, in support of the petition.

Decided April 2, 1980

State or Connecticut v. NicHotas Romano

The defendant’s petition for cértification for
appeal from the Appellate Session of the Superior
Court is denied by the court.

Nicholas Romano, pro se, in support of the peti-
tion.
Decided April 15, 1980

Lawrence Matto ert av. v. Fraxx R. Carpasst Et AL.

The defendants’ petition for certification for
appeal from the Appellate Session of the Superior
Court is denied by the court.

Robert W’. Lotty, in support of the petition.

Decided April 15, 1980
180 Conn. 758

BetHEL AssemBLy or Gop, Inc. v. Zonryc Boarp or
APPEALS OF THE Town oF TRUMBULL

The petition of William W. Joslin et al. for cer-
tification for appeal from the Superior Court in the
judicial district of Fairfield at Bridgeport is denied
by the court.

Harold Sobel, in support of the petition.
Gary W. Nicholson, in opposition.

Decided April 29, 1980

Hersert A. JOHNSON ET AL. V. PLANNING AND ZONING
CoMMISSION OF THE TowN OF TRUMBULL ET AL.

The p'aintiffs’ petition for certification for appeal
from the Superior Court in the judicial district of
Fairfield at Bridgeport is denied by the court.

Raymond W’. Beckwith, in support of the petition.

Stewart I. Edelstein and Burton S. Yaffe, in oppo-
sition.
Decided April 29, 1980

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385007_0010%3A1. Public record. Not legal advice.
