# Petition — Pacileo v. Walker

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 449 U.S. 86

## Text

IN THE SUPREME COURT OF THE
October Term, 1979™*" —

No.

RICHARD F. PACILEO, SHERIFF,
Petitioner,
V.
JAMES DEAN WALKER,

Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF THE STATE OF CALIFORNIA

GEORGE DEUKMEJIAN, Attorney General
of the State ot California

ROBERT H. PHILIBOSIAN, Chief
Assistant Attorney General
Criminal Division

ARNOLD 0. OVEROYE
Assistant Attorney General

GREGORY W. BAUGHER
Deputy Attorney General

555 Capitol Mall, Suite 350
Sacramento, California 95814
Telephone: (916) 445-6981

Attorneys for Petitioner

TOPICAL INDEX

Page

OPINION BELOW 1
JURISDICTION 2
QUESTION PRESENTED 3
STATUTES INVOLVED a
STATEMENT OF THE CASE 4
ARGUMENT

IN AN INTERSTATE EXTRADITION

PROCEEDING, THE COURTS OF THE

"ASYLUM" OR "SENDING" STATE

LACK JURISDICTION TO REVIEW

THE CONSTITUTIONALITY OF THE

PRISONS IN THE DEMANDING STATE 8

CONCLUSION 23

TABLE OF AUTHORITIES CITED

Page
Appleyard v. Massachusetts
EE Ee ee ae 17
Biddinger v. Commissioner of Police
See Wa, EEO 6 st 6 tt lw 8 ew 19
Commonwealth of Kentucky v. Dennison
(1860) 24 How. 66, 100-103. k7,20
Drew v. Thaw
YS - re 19
Finney v. Arkansas Board of
Corrections (8th Cir. 1974)
505 F.2d 194 i area 14
Finney v. Hutto
een. seems SLO F.SUpp. .... 14
Finney v. Hutto
(8th Cir. 1977) 548 F.2d 740 ... .14,15
Finney v. Mabry
(E.D. Ark. 1978) 458 F.Supp. 720 .. 15
Hogan v. O'Neill
rr 5 5 ls klk tlw 18
Holt v. Hutto
(E.D. Ark. 1973) 363 F.Supp. 194 .. 14
Holt v. Sarver
(E.D. Ark. 1969) 300 F.Supp. 825 .. 14

Holt v. Sarver
(E.D. Ark. 1970) 309 F.Supp. 362 .. 14

ii.

TABLE OF AUTHORITIES CITED

Holt v. Sarver

(8th Cir. 1971) 442 F.2d 304 .

Hutto v. Finney .
(1978) 437 U.S. 678

Hyatt v. Corkran
(1903) 188 U.S. 691

Innes v. Tobin
(1916) 240 U.S. 127

Lascelles v. Georgia
(1893) 148 U.S. 537

Marbles v. Creecy
(1909) 215 U.S. 63

Matter of Strauss
(1905) 197 U.S. 324

McNichols v. Pease
(1907) 207 U.S. 100

Michigan v. Doran
(1978) 439 U.S. 282

Nevada v. Hall
(1979) 440 U.S. 410

Pearce v. Texas
(1694) 155 U.S. 3Li

Pierce v. Creecy
(1908) 210 U.S. 387

iii.

Page

14
15
17

16

. 19,20

19

17

18

Passim

17

19

» 0,589

TABLE OF AUTHORITIES CITED

(Continued )

Ponzi v. Fessenden
(1922) 258 U.S. 254

Roberts v. Reilly
(1885) 116 U.S. 80

Strassheim v. Daily ee
(IGE) 22% U.S. 200...

Sweeney v. Woodall
(1952) 344 U.S. 86

AUTHORITIES

United States Constitution
art. IV, § 2; G@leuse Zz

United States Constitution
Eighth Amendment
CODES

United States Code, § 3182
tit. ‘is ;

California Penal Code

§§ 1548.1
1548.2

iv.

Page

17

18

19

12 ,13,16

IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1979
No.
RICHARD F. PACILEO, SHERIFF, )
cies
.
JAMES DEAN WALKER,

Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF THE STATE OF CALIFORNIA

Petitioner, the Sheriff of El Dorado
County, California, prays that a writ of
certiorari issue to review the judgment
or decree of the Supreme Court of the
State of California entered on April 9,
1980, in the matter of James Dean Walker
on Habeas Corpus.

OPINION BELOW
The judgment or decree of the

lL.

Supreme Court of the State of California,
staying the extradition of James Dean
Walker pending a hearing to decide the
petition for writ of habeas corpus on its
merits, is set out in Appendix A. It is
an unreported judgment or decree which is
nevertheless final as to the issues pre-
sented herein. The order denying a re-
hearing is set out in Appendix B.
JURISDICTION

The judgment or decree of the
Supreme Court of the State of California
was filed on April 9, 1980. Under
California law, that order is final as to
the issues raised in this petition.

(See Atlantic Richfield Co. v. Superior

Court (1975) 51 Cal.App.3d 168, 170; 124
Cal.Rptr. 63; Yoakum v. Small Claims
Court (1975) 53 Cal.App.3d 398; 125 Cal.

Rptr. 882; Lang v. Superior Court (1975)

53 Cal.App.3d 852; 126 Cal.Rptr. 122.) A
2

timely application for rehearing was
denied on April 15, 1980. The jurisdic-
tion of this Court is invoked under
28 U.S.C. 1257(3) and Rule 22 of the
Revised Rules of the Supreme Court of
the United States.
QUESTION PRESENTED

Whether in the context of an inter-
state extradition proceeding, the courts
of the "asylum" or "sending" state have
jurisdiction to conduct an evidentiary
hearing on habeas corpus to determine the
merits of a fugitive's allegation that
the prison in which the demanding state
may incarcerate him is not presently
being operated in conformance with the
Eighth Amendment of the United States
Constitution.

STATUTES INVOLVED
The Constitutional and statutory

provisions involved are set forth in

s B

Appendix C. They are:

United States Constitution, article
IV, section 2, clause 2;

Title 18, section 3182 of the United
States Code;

California Penal Code sections
1548.1 and 1548.2.

STATEMENT OF THE CASE

On December 11, 1979, the Governor
of Arkansas executed a requisition for
the arrest and rendition of James Dean
Walker, who was then within the State of
California and was alleged to be a fugi-
tive from justice. The Governor of
Arkansas submitted proof that on
December 6, 1965, after being convicted
of murder in the first degree, James Dean
Walker was sentenced to the Arkansas State
Penitentiary "for the remainder of his
natural life.'' Walker was received by the

Arkansas Department of Corrections on or

4.

about December 14, 1965. On or about
April ‘4, 1975, Walker escaped from the
custody of the Department of Corrections.
By information number 75-18, filed on or
about April 11, 1975, the prosecuting
attorney for Lincoln County, Arkansas,
charged Walker with the crime of escape,
and a bench warrant was issued for
Walker's arrest.

On February 13, 1980, the Governor
of California honored the request of the
Governor of Arkansas and duly issued a
warrant of arrest and rendition. This
warrant was then served upon James Dean
Walker by the Sheriff of El Dorado County.

Thereafter, Mr. Walker challenged
his custody under the California
Governor's warrant by successively filing
petitions for writ of habeas corpus in
which he alleged that the Arkansas prisons

to which he would be returned violated
ss

the Eighth Amendment proscription against
cruel and unusual punishment. On

February 27, 1980, the Superior Court of
El Dorado County denied Mr. Walker's

first petition (Appendix D). On March 6,
1980, the Court of Appeal, Third Appel-
late District, denied Mr. Walker's second
petition for writ of habeas corpus (Appen-
dix E). On March 12, 1980, the United
States District Court for the Eastern
District of California denied Mr. Walker's
third petition (Appendix F).

Mr. Walker then applied to the
California Supreme Court for a writ of
habeas corpus. On April 9, 1980, that
court issued an order directing the El
Dorado County Superior Court "to conduct
hearings to determine if the penitentiary
in which Arkansas seeks to confine peti-
tioner is presently operated in conformance
with the Eighth Amendment of the United

6.

States Constitution and thereafter decide
the petition on its merits" (Appendix A).
A timely petition for rehearing was denied
on April 15, 1980 (Appendix B).

On April 21, 1980, upon the appli-
cation of the petitioner herein, Justice
Rehnquist issued an order temporarily
staying the effect of the California
Supreme Court's order of April 9. Justice
Rehnquist ordered that a response to the
application for stay be filed on or be-
fore April 28, 1980. On May 1, Justice
Rehnquist continued the stay order pend-
ing the timely filing and disposition of

a petition for writ of certiorari.

ARGUMENT

IN AN INTERSTATE EXTRADITION
PROCEEDING, THE COURTS OF THE
"ASYLUM" OR "SENDING" STATE
LACK JURISDICTION TO REVIEW
THE CONSTITUTIONALITY OF THE
PRISONS IN THE DEMANDING STATE

The California Supreme Court. has
exceeded its jurisdiction and has violated
article IV, section 2, clause 2 of the
United States Constitution, as well as the
implementing laws and interpretive de-
cisions of this Court, by ordering that
a hearing be held in a California Superior
Court to determine whether the peniten-
tiary in which the State of Arkansas
intends to inmcarcerate James Dean Walker
is currencly operated in a manner which
is consistent with the Eighth Amendment.

Article IV, section 2, clause 2
of the Constitution provides:

"A person charged in any State with

treason, felony, or other crime, who

8.

shall flee from justice, and be found

in another State, shall on demand of

the executive authority of the State

from which he fled, be delivered up,

to be removed to the State having

jurisdiction of the crime."
This provision has been implemented by
the Congress in Title 18 of the United
States Code, section 3182, and it has been
supplemented by the states through the
adoption of the Uniform Criminal Extra-
dition Act. In California, the pertinent
provisions are Penal Code sections 1548.1
and 1548.2.

The Extradition Clause of the Con-

stitution and its supporting legislation
have been interpreted frequently by this

Court. Recently, in Michigan v. Doran

(1978) 439 U.S. 282, the court stated:
"The Extradition Clause was in-
tended to enable each state to bring

9.

offenders to trial as swiftly as
possible in the state where the
alleged offense was committed. (Cit.
omitted.) The purpose of the Clause
was to preclude any state from becom-
ing a santuary for fugitives from
justice of another state and thus
'balkanize' the administration of
criminal justice among the several
states. It articulated, in mandatory
language, the concepts of comity and
full faith and credit, found in the
immediately preceding clause of Art.
IV. The Extradition Clause, like the
Commerce Clause, served important
national objectives of a newly develop-
ing country striving to foster
national unity." (439 U.S. at pp.
287-288.)

The court went on to note that interstate

extradition was intended to be a summary

10.

executive proceeding in which the judi-
ciary plays an extremely limited rule.
Thus:

"Once the governor has granted
extradition, a court conside. ing
release on habeas corpus can do no
more than decide (a) whether the
extradition documents on their face
are in order; (b) whether the peti-
tioner has been charged with a crime
in the demanding state; (c) whether
the petitioner is the person named in
the request for extradition; and (d)
whether the petitioner is a fugitive.
These are historic facts readily
verifiable." (439 U.S. at p. 289.)

In a previous decision which is

entirely consistent with Michigan v.

Doran, this Court held unequivocally
that the courts of an "asylum" or "send-

ing'' state may not adjudicate the
pe eS

constitutionality of the conditions of

prisons in the demanding state. In

Sweeney v. Woodall (1952) 344 U.S. 86,

89-90, the court held:
"The scheme of interstate rendition,
as set forth in both the Constitution
and the statutes which Congress has
enacted to implement the Constitution,
contemplates the prompt return of a
fugitive from justice as soon as the
state from which he fled demands hin;
these provisions do not contemplate
an appearance by Alabama [the demanding
state] in respondent's asylum to defend
against the claimed abuses of its
prison system. Considerations funda-
mental to our federal system require
that the prisoner test the claimed
unconstitutionality of his treatment
by Alabama in the courts of that
State."' (footnotes omitted.)

A2.

The rationale of the Sweeney decision

is particularly applicable to the present

case. In Sweeney, this Court was not

only concerned with preserving harmony
between the states, but it also eschewed
the concept that a prisoner who resorted
to escape and who managed to cross a
state line should be able to litigate
constitutional claims about his imprison-
ment in a foreign court. This Court
noted:
"Had he never eluded the custody of
his former jailers he certainly would
be entitled to no privilege permitting
him to attack Alabama's penal process
by an action brought outside the ter-
ritorial confines of Alabama in a
forum where there would be no one to
appear and answer for that State."
(344 U.S. at p. 89.)

In the present case, documents

13.

provided by the Governor of Alabama
demonstrate that Walker was received by
the Arkansas Department of Corrections

in December 1965, and that he escaped

in 1973. During that time, inmates of
the Arkansas prisons filed class action
suits challenging the conditions of their
confinement, and the federal courts have
retained jurisdiction over those claims
ever since. In chronological order,

the reported decisions in these cases

are Holt v. Sarver (E.D. Ark. 1969)

300 F.Supp. 825; Holt v. Sarver (E.D.
Ark, 1970) 309 F.Supp. 362; Holt v.
Sarver (8th Cir. 1971) 442 F.2d 304;

Holt v. Hutto (E.D. Ark. 1973) 363 F.Supp.
194; Finney v. Arkansas Board of
Corrections (8th Cir. 1974) 505 F.2d

194; Finney v. Hutto (E.D. Ark. 1976)
410 F.Supp. 251; Finney v. Hutto

14.

(8th Cir. 1977) 548 F.2d 740; Hutto v.
Finney (1978) 437 U.S. 678; and Finney v.
Mabry (E.D. Ark. 1978) 458 F.Supp. 720.
In the most recent decision, Finney v.
Mabry, the court tentatively approved a
settlement agreement authorizing the
appointment of a Compliance Coordinator
to monitor and report upon changing con-
ditions in the Arkansas prisons. Inmates
who did not resort to "self help" by es-
caping have relied upon the federal court
in Arkansas to resolve their claims and
are presumably bound by the recent settle-
ment agreement. Therefore, in the pres-
ent case there are even more compelling
reasons than in Sweeney why Walker should
be precluded from litigating his consti-
tutional claims in the California courts.
In this case, federal relief has been
available and effective.

It is apparent that the order of

aS.

the California Supreme Court is inconsis-

tent with Michigan v. Doran and Sweeney v.

Woodall. Moreover, it is apparent that
the California Supreme Court did not merely
abuse its discretion by ordering a hearing
in California on the constitutionality
of Arkansas prisons. Decisions of this
Court demonstrate that the Extradition
Clause limits the jurisdiction of the
courts in the "asylum" or "sending" state;
it does not merely suggest guidelines for
the exercise of judicial discretion.

Prior to the adoption of the Con-
stitution, the rendition of fugitives
from justice was governed by principles
of comity between sovereign states.
(Innes v. Tobin (1916) 240 U.S. 127, 130-
es However, in some respects, in-
cluding the interstate rendition of

fugitives, the Constitution limited the

sovereignty of the states and imposed

16.

binding obligations upon them. (Nevada
v. Hall (1979) 440 U.S. 410, 425; Common-

wealth of Kentucky v. Denrison (1860)

24 How. 66, 100-103.)

This Court has stated that "[o]ne
accused of crime has a right to a full and
fair trial according to the law of the
government whose sovereignty he is alleged
to have offended, but he has no more than

that.'"' (Ponzi v. Fessenden (1922) 258

U.S. 254, 260.) This principle was recog-
nized by the framers of the Extradition
Clause and by the Congress when it provided
a procedure for the prompt arrest and
delivery of fugitives. (See Appleyard v.
Massachusetts (1906) 203 U.S. 222, 226-
228; Matter of Strauss (1905) 197 U.S.

324, 331, 333; compare Hyatt v. Corkran
(1903) 188 U.S. 691.) (Extradition Clause
does not apply to persons who are not

fugitives.)
oe

The procedure established by Congress

incorporates certain prerequisites to law-
ful extradition. It must be shown that
the person arrested is charged with a
crime in the demanding state, that he is

a fugitive from justice, and that a proper
demand has been made for his extradition.
(Pierce v. Creecy (1908) 210 U.S. 387,
401.) While a person arrested for extra-
dition may always allege that these pre-

requisites have not been met (McNichols

v. Pease (1907) 207 U.S. 100, 109; Roberts
v. Reilly (1885) 116 U.S. 80, 94), this
Court has consistently held that other
matters may not be considered. (E.g.

Michigan v. Doran, supra, 439 U.S. 282

(asylum state's courts may not review
probable cause determination by demanding
state); Hogan v. O'Neil (1921) 255 U.S.
52, 55 (sufficiency of evidence to support

charge may not be reviewed in asylum

18.

state); Biddinger v. Commissioner of

Police (1917) 245 U.S. 128, 135 (defenses
to the criminal charge may not be con-
sidered in the asylum state); Drew v. Thaw
(1914) 235 U.S. 432, 439-440 (insanity at
the time of the alleged offense may not

be considered in the asylum state);

Strassheim v. Daily (1911) 221 U.S. 280,

283, 286 (sufficiency of evidence to sup-
port criminal charge may not be considered
in the asylum state); Marbles v. Creecy
(1909) 215 U.S. 63, 69 (fear for Life or
claimed inability to receive fair trial
may not be considered in the asylum state);

Pierce v. Creecy, supra, 210 U.S. 387

(technical sufficiency of indictment may
not be considered in the asylum state);
Pearce v. Texas (1894) 155 U.S. 311 (con-
stitutionality of the laws of the demanding
state may not be adjudicated by the asylum

state); Lascelles v. Georgia (1893) 148

19.

U.S. 537, 544-545 (potential danger to
the fugitive may not be considered in the

asylum state); Commonwealth of Kentucky

v. Dennison, supra, 24 How. 66 (nature of

the crime charged is irrelevant).)

The cases noted above demonstrate
the limitations on the jurisdiction of
the courts in any "asylum" or "sending"
state. The need for such Limitations is
as great today as it was when the Extra-
dition Clause was adopted. Modern com-
munication and transportation enhance both
the likelihood of flight across state
lines and the likelihood of the eventual
apprehension of such fugitives. Increased
transportation costs and economic pressures
on governments have increased rather than
diminished the need for mutual support
among the states in the area of interstate
extradition.

In the present case, the Governor

20.

of the State of Arkansas has submitted a
demand for the extradition of James Dean
Walker, and has supplied proof that Walker
was convictedin that state of murder in
the first degree, was sentenced to prison
for the remainder of his natural life,

and is currently charged with escaping
from the custody of the Arkansas Depart-
ment of Corrections. The California
Governor has honored that demand and has
issued a warrant for the arrest and rendi-
tion of Mr. Walker. Walker has not denied
that the extradition documents are in
order, that he is charged with and con-
victed of crimes in Arkansas, that he is
the person named in the request for extra-
dition, or that he is a fugitive from
justice. Therefore, he has presented no
issue over which any court within the
State of California has jurisdiction.

Consequently, the order of the California

21.

Supreme Court prohibiting execution of
the Governor's warrant and directing

that a hearing be held to test the con-
stitutionality of Arkansas' prisons is in
excess of the court's jurisdiction and

must be set aside.

22.

CONCLUS ION

For the foregoing reasons, it is
respectfully requested that the instant
application for writ of certiorari be
granted.

Respectfully submitted,

GEORGE DEUKMEJIAN
Attorney General

ROBERT H. PHILIBOSIAN

Chief Assistant Attorney General
Criminal Division

ARNOLD O. OVEROYE
Assistant Attorney General

GREGORY W. BAUGHER
Deputy Attorney General

Attorneys for Petitioner

GWB:hb
6-17-80
80YS0003

23

APPENDIX A

Crim. No. 21422
IN THE SUPREME COURT OF THE STATE OF
CALIFORNIA

IN BANK

In Re Walker on Habeas Corpus.

| Supreme Court
Filed
April 9, 1980
G. E. BISHEL, Clerk

Deputy

The Sheriff of the County of El
Dorado is ordered to show cause before
the Superior Court of El Dorado County
with directions to that court to conduct
hearings to determine if the peniten-
tiary in which Arkansas seeks to confine
petitioner is presently operated in
conformance with the Eighth Amendment of
the United States Constitution and there-

after decide the petition on its merits.

The written return shall be served
and filed on or before April 21, 1980.

Pending final determination of this
proceeding execution of the Governor's
Warrant of Extradition is stayed, and
the Sheriff of the County of El Dorado
is directed not to release petitioner

into the custody of any agent of the

State of Arkansas.

_BIRD ee

Chief Justice

__.___ MOSK
Justice

____ MANUEL
Justice

___NEWMAN
Justice

~ a eee"“Justice |

~~“Justice

Justice |

APPENDIX B

Crim. No. 21422

IN THE SUPREME COURT OF THE STATE OF
CALIFORNIA

IN BANK

In Re Walker On Habeas Corpus.

Petition for rehearing and for
stay is denied.

Clark, J., and Richardson, J., are
of the opinion that the petition should
be granted.

BIRD
Chief Justice

I, Ge Ee. BISHEL, Clerk of the
Supreme Court of the State of
California, do hereby certify
that the preceding is a true
copy of an order of this Court,
as shown by the records of my
office.

Witness my hand and the seal
of the Court, this 17th day of
April A.D., 19 80

Clerk,

By J. Rossi
Deputy Clerk

APPENDIX c

UNITED STATES CONSTITUTION,
ARTICLE IV, Section 2, Clause 2

"A person charged in any State with
Treason, Felony, or other Crime, who
shall flee from Justice, and be found in
another State, shall on Demand of the
executive Authority of the State from
which he fled, be delivered up, to be
removed to the State having Jurisdiction

of the Crime."

UNITED STATES CODE

18 U.S.C. § 3182

"Whenever the executive authority
of any State or Territory demands any
person as a fugitive from justice, of
the executive authority of any State,
District or Territory to which such per-
son has fled, and produces a copy of an
indictment found or an affidavit made
before a magistrate of any State or
Territory, charging the person demanded
with having committed treason, felony,
or other crime, certified as authentic
by the governor or chief magistrate of
the State or Territory from whence the
person so charged has fled, the executive
authority of the State, District or
Territory to which such person has fled
shall cause him to be arrested and

secured, and notify the executive
l.

authority making such demand, or the
agent of such authority appointed to
receive the fugitive, and shall cause
the fugitive to be delivered to such
agent when he shall appear. If no such
agent appears within thirty days from
the time of arrest, the prisoner may be

discharged."

CALIFORNIA PENAL CODE

"§ 1548.1 Governor; duty to cause
arrest and delivery

"Subject to the provisions of this
chapter, the Constitution of the United
States, and the laws of the United
States, it is the duty of the Governor
of this State to have arrested and
delivered up to the executive authority
of any other State any person charged in
that State with treason, felony, or
Other crime, who has fled from justice

and is found in this State."

CALIFORNIA PENAL CODE

"§ 1548.2 Demand for extradition; form
and contents; documents to
accompany demand; charge of
crime; authentication

"No demand for the extradition of

a person charged with crime in another

State shall be recognized by the Governor

unless it is in writing alleging that

the accused was present in the demanding

State at the time of the commission of

the alleged crime, and that thereafter

he fled from that State. Such demand
shall be accompanied by a copy of an
indictment found or by information or

by a copy of an affidavit made before a

magistrate in the demanding State to-

gether with a copy of any warrant which
was issued thereon; or such demand shall
be accompanied by a copy of a judgment
of conviction or of a sentence imposed

l.

in execution thereof, together with a
statement by the executive authority of
the demanding State that the person
claimed has escaped from confinement or
has violated the terms of his bail,
probation or parole. The indictment,
information, or affidavit made before
the magistrate must substantially charge
the person demanded with having committed
a crime under the law of that State; and
the copy of indictment, information,
affidavit, judgment of conviction or
sentence must be certified as authentic
by the executive authority making the

demand."

APPENDIX D

SUPERIOR COURT OF THE STATE OF CALIFORNIA
FOR THE COUNTY OF EL DORADO

Date February 27, 1980 Court met at
9:00 a.m.
Dept. No. l

PRESENT:

Hon. CHAS. F. FOGERTY, Judge

Linda English, Reporter

June L. Wills, Deputy Clerk

John Roseberry, Bailiff

ee ee

Title: In the Matter of the Application
of ROBERT W. GEANDROT, Petitioner

(in Behald of JAMES DEAN WALKER) for
the Writ of Habeas Corpus

Counsel: Appearing:

RONALD TEPPER, District Attorney, for

The People

PAUL GERVAIS of Gervais & Geandrot for
Petitioner

Nature of Proceedings Action No. 35142

PETITION FOR WRIT OF HABEAS
CORPUS (From 2/21/80)

(cont'd. )

Petitioner present;

It is Ordered that the Writ applied
for is denied on the basis of lack of
jurisdiction to entertain the merits of
the case.

It is further Ordered that the
application for a Writ of Habeas Corpus
Or other like remedy in the Federal
Courts, the petitioner shall be allowed
until 3/10/80 to apply for said Writ or
Writs and pending said date, it is
Ordered that JAMES DEAN WALKER be re-
tained in custody of respondent until
further Order of the Court of competent

jurisdiction.

ce: District Attorney
Gervais & Geandrot, P. O. Box
1356, South Lake Tahoe, Ca. 95705

APPENDIX E

IN THE
COURT OF APPEAL OF THE STATE OF CALIFORNIA
IN AND FOR THE
THIRD APPELLATE DISTRICT

3 Crim. 10729
In re
JAMES DEAN WALKER,

on Habeas Corpus

By the Court:
The petition for writ of habeas
corpus is denied.

Dated: March 6, 1980.

PUGLIA, P. J.

F ILE D
MAR - 6 1980
Court of Appeal-Third District
Wilfried J. Kramer, Clerk

By Deputy

APPENDIX F

FILED
Mar 12, 1980
Clerk, U.S. District Court
Eastern District of California
By Jo Le

IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF CALIFORNIA
-=--00000--=-=-

JAMES DEAN WALKER,

Petitioner,
CIVIL NO.

VS.

RICHARD PACILEO, S-80-164 LKK

Sheriff, et al.,

Respondents.

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MEMORANDUM

Petitioner, an inmate of El Dorado
County Jail is proceeding with an appli-
cation for a writ of habeas corpus,
seeking to challenge his imminent extra-
dition to the State of Arkansas, on the

grounds that returning petitioner to

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Arkansas would be returning him to a
penal system which has been declared to
be in violation of the Eighth Amendment's
proscription against cruel and unusual
punishment and that petitioner's life
would be in jeopardy, not only because
of the generally brutal conditions but
also because he received threats from
prison officials prior to his escape.
Petitioner has also requested a stay of
extradition pending the court's deter-
mination of the merits of petitioner's
application. A hearing was held on the
latter request on March 7, 1980, with
petitioner represented by Robert
Geandrot and Paul Gervais and with the
State of Arkansas informally represented
by Robert Jibson, Deputy Attorney
General for the State of California.
After hearing argument in this case

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and after reading and considering the
application for a writ of habeas corpus,
the exhibits, and the memorandum of
points and authorities, this court
denied the request for the stay.

This memorandum is a memorialization of
the decision rendered from the bench

on March 7, 1980.

The court treated the request for a
stay as one for a temporary restraining
order or for a preliminary injunction.
This being so, the court examined the
petitioner's likelihood of success on
the merits and the possible irreparable
injury. Finding that there was little
possibility that the court would reach
the merits, however, this court denied

the motion for a stay. See City of

Anaheim v. Kleppe, 590 F.2d 285,

288 n.4 (9th Cir. 1978); Benda v.

3.

Grand Lodge of Int'l Ass'n, 584 F.2d

308, 315 (9th Cir. 1978).

It seems unlikely that the court
would ever reach a determination on the
merits because it appears that peti-
tioner has not exhausted his state
remedies. His application shows that he
sought a writ of habeas corpus from the
El Dorado County Superior Court and that,
when this was denied, with a stay of
extradition granted to allow him to seek
other review, he proceeded to the
California District Court of Appeal,
Third Appellate District. Counsel was
informed by telephone that his applica-
tion for a writ of habeas corpus had
been denied by that court and that no
stay was granted to allow him to seek
further review. Petitioner did not
present his application for a writ of

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habeas corpus to the California Supreme
Court; rather, he filed an application
in this court on March 7, 1980.

The exhaustion of state remedies is
a prerequisite to the consideration
of each claim sought to be presented in
federal habeas corpus proceedings. See

Pitchess v. Davis, 421 U.S. 482 (1975);

Picard v. Connor, 404 U.S. 270 (1971);

28 U.S.C. § 2254(b). State remedies
have not been exhausted uniess the
petitioner's federal claims have been
fairly presented to the state courts
and the state's highest court has con-
sidered the claims on their merits.

See Carothers v. Rhay, 594 F.2d 225

(9th Cir. 1979). This exhaustion re-
quirement has been held to be applicable
to interstate extradition proceedings.

See Giles v. Merrill, 322 F.2d 786,

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787 (10th Cir. 1963); Tickle v.

Summers, 270 F.2d 848, 850 (4th Cir.

1959); Garrison v. Smith, 413 F.Supp.

747, 751 (N.D. Miss. 1976) Sutherland

v. Love, 359 F.Supp. 983, 986 (E.D.
Ark. 1973). Petitioner's allegations
show that he has not applied to the
California Supreme Court for a writ of
habeas corpus and that, therefore, he
has not exhausted state remedies.
Petitioner argues that the exhaus-
tion requirement attaches only to appli-
cations for writs brought pursuant to
28 U.S.C. § 2254. This requirement does
not apply, he contends, to writs sought
under 28 U.S.C. § 2241(c)(1), which
provides in part, that "the Writ of
Habeas Corpus shall not extend to a
prisoner unless he is in custody under
or by color of the authority of the

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United States. ...%2/ Petitioner asserts

that he is in custody by the color of

1/ 28 U.S.C. § 2241(c) provides:

The writ of habeas corpus shall not
extend to a prisoner unless--

(1) He is in custody under or by color
of the authority of the United States
Or is committed for trial before some
court thereof; or

(2) He is in custody for an act done or
omitted in pursuance of an Act of Con-
gress, Or an order, process, judgment
or decree of a court or judge of the
United States; or

(3) He is in custody in violation of the
Constitution or laws or treaties of the
United States; or

(4) He, being a citizen of a foreign
state and domiciled therein is in custody
for an act done or omitted under any
alleged right, title, authority, privi-
lege, protection, or exemption claimed
under the commission, order or action

of any foreign state, or under color
thereof, the validity and effect of

which depend upon the law of nationa;

or

(5) It is necessary to bring him into
court to testify or for trial.
(continued)

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the authority of the United States be-
cause it is the extradition clause of
the United States Constitution, Art.
IV, § 2, and the implementing federal
Statutes, see 18 U.S.C. § 3181 et seg.,
which provide the authority for the
states to issue warrants of extradition.
Even if an application for a writ
of habeas corpus challenging extradition
is properly brought under 28 U.S.C. §
2441 rather than under 28 U.S.C. § 2254,

a question that the court does not decide,

Footnote 1 continued:
28 U.S.C. § 2254(a) provides:

The Supreme Court, a Justice thereof,
a circuit judge, or a district court
shall entertain an application for a writ
of habeas corpus in behalf of a person
in custody pursuant to the judgment of
a State court only on the ground that
he is in custody in violation of the
Constitution or laws or treaties of
the United States.

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the exhaustion requirement nevertheless

applies. In Dye v. Johnson, 338 U.S.

864 (1949), the Supreme Court, in a

per curiam opinion, reversed a decision

of the Court of Appeals for the Third
Circuit, which had held that the exhaus-
tion requirement did not apply to a
habeas proceeding challenging extradition,
which had been brought pursuant to the
predecessor statute to 28 U.S.C. § 2241.

See Johnson v. Dye, 175 F.2d 250,

253 (3d Cir. 1949). As its basis for
reversal, the Supreme Court cited

Ex Parte Hawk, 321 U.S. 114 (1944), a

case detailing the exhaustion requirement

in habeas corpus proceedings. See also

Garrison v. Smith, supra. No matter

what the statutory basis for the instant
petition, therefore, petitioner is re-

quired to exhaust his state remedies.
9.

Petitioner also argues that if §

2254 is found to govern, subsection b

of that statute controls the case and
excuses his failure to exhaust state
remedies. That provision states that
state remedies need not be exhausted if
there is an “absence of available state
corrective process or existence of cir-
cumstances that render such process
ineffective to protect the rights of
petitioner." Petitioner contends that
the extreme time pressure in this case
renders the state proceedings ineffective
to protect his rights. Because the Dis-
trict Court of Appeal, Third Appellate
District, denied his application for a
writ without a stay, petitioner asserts
that he could not risk petitioning the
California Supreme Court for fear that
he would be extradited and thus lose his

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remedy, Should that court decline to
grant a stay or the petition for a writ.
Petitioner cannot claim that the
state remedies are ineffective since he
has not sought to utilize them. See

Fleming v. Klinger, 363 F.2d 378, 379

(9th Cir. 1966); Pate v. Wilson, 348

&.2d 900, 901 (9th Cir. 1965); Hudgins v.

Circuit Court of Cheasapeake, 294 F.

Supp. 258, 260 (E.D. Va. 1968). It is
as possible that the state court would
enter a stay of extradition or grant
relief as it is that the state court
would not grant a stay or the petition
for a writ. Petitioner's fear that the
latter possibility will come to pass
does not render the state processes in-
effective to protect his rights. See

Fleming v. Klinger, supra. Thus,

petitioner has not justified his failure

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to exhaust state remedies.

The court is mindful that the
exhaustion requirement is a matter of
comity and is not a limitation on the
power or jurisdiction of a district
court to entertain an application for a

writ of habeas corpus. See Picard v.

Connor, supra, at 275; Harris v.

Superior Court, 500 F.2d 1124, 1127

(9th Cir. 1974); cert. den., 420 U.S.

973 (1975). Comity requires that the
orderly administration of justice in a
state court is not to be interfered with,
except in rare cases which present cir-
cumstances of peculiar urgency. See

United States ex rel. Kennedy v. Tyler,

269 U.S. 13, 17 (1925); Macomber v.

Gladden, 304 F.2d 487, 490 (9th Cir.

1962); Wisconsin Potowatomies v. Wilsey,

377 F.Supp. 1153, 1156 (M.D. Fla. 1974).

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Federal courts should not exercise their
power to consider a petition for a writ
of habeas corpus except in "‘'cases of
urgency, involving the authority and
operations of the General Government,

or the obligations of this country to,
or its relations with foreign nations.'"

Id., quoting Ex Parte Royall, 117 U.S.

241 (1886) see also, United States ex

rel. Kennedy v. Tyler, supra;

Petition of Brabson, 167 F.Supp. 619,

621 (S.D.N.¥. 1958).2/ Despite the
seriousness of petitioner's allegations,

it does not appear that the circumstances

2/

i Petitioner's reliance on Thomas v.
Teets, 205 F.2d 236 (9th Cir. 1953),

is misplaced. It is true that the Court
of Appeals stayed Thomas’ execution
pending a decision on the merits of his
application for a writ of habeas corpus,
but in that case, consideration of the
merits was proper because Thomas had
exhausted his state remedies. Id.

at 241.

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of this case warrant the departure from
the considerations of comity underlying
the exhaustion requirement. In so
deciding, the court notes that the state
courts share the duty of protecting con-

stitutional rights, see Stone v. Powell,

428 U.S. 465 (1976), so that despite the
court's conviction that this is not a
proper case for relaxation of the exhaus-
tion requirement, petitioner is not left
without a state forum in which to air
his constitutional grievances.

This court's denial of petitioner's
request for a stay of extradition is
based largely on its evaluation that the
merits of the application for the writ
would never be reached because of peti-
tioner's failure to exhaust his state
remedies. However, it is also possible
that the issues raised in petitioner's

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application perhaps are not cognizable
in a district court in the asylum state.

See Price v. Pitchess, 556 F.2d 926,

928 (9th Cir.), cert. den., 434 U.S.

965 (1977); United States ex rel. Tucker

v. Donovan, 321 F.2d 114, 116 (2d Cir.

(1963), cert. den. sub nom. Tucker v.

Kross, 375 U.S. 496 (1964); cf.

Sweeney v. Woodall, 344 U.S. 86 (1953);

Ross v. Middlebrooks, 188 F.2d 308

(9th Cir.); cert. den., 342 U.S. 862

(1951); United States ex rel. Little

v. Ciuros, 452 F. Supp. 388 (S.D. N.Y.

1978). In such a situation a stay would
not be proper.

A final consideration convinces the
court that the issuance of a stay is not
the proper course to follow. In Younger

v. Harris, 401 U.S. 37 (1971), the

Supreme Court, faced with defining the

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limits of federal judicial intervention
in pending state criminal cases, announced
"the fundamental policy against federal

interference with state criminal

prosecutions." Id. at 46. Petitioner's
request for a stay of extradition is a
request that this court stop an already
commenced state criminal proceeding.

See United States ex rel. Frisbee v.

Rapone, 449 F. Supp. 509, 510 (E.D. Pa.
1978).

Petitioner has alleged nothing that
would remove his case from the operation
of the policy of equitable restraint
announced in Younger. He has made no
showing that the state courts are inade-
guate or inhospitable forums for his
claims, nor has he alleged that the
current state court proceedings are being

taken in bad faith or for purposes of

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harassment. See Younger v. Harris,

supra, at 53; Boyle v. Landry, 401

U.S. 77, 81 (1971). Thus, the policy of
Younger suggests that a stay of extra-
dition would be improper.

For the reasons stated above, IT
IS THEREFORE ORDERED that petitioner's
request for a stay of extradition is
hereby denied.

DATED: March 12, 1980.

MILTON L. SCHWARTZ
UNITED STATES DISTRICT JUDGE

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_2611%3A1. Public record. Not legal advice.
