# Petition — City of Los Angeles v. Adolph Lyons

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1980
- **Citation:** 449 U.S. 934

## Text

“Suprema Court, Us 4
+ EILED }

f JUN 18 1980

IN THE ‘i
SUPREME COURT OF THE UNITED !SSARGHSK, JR, CLERR

FALL TERM, 1979

99-1995

THE CITY OF LOS ANGELES,

Petitioner,

vs.

ADOLPH LYONS,

Respondent.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE NINTH CIRCUIT

BURT PINES
City Attorney of
Los Angeles
JOHN T. NEVILLE
Senior Assistant
City Attorney
S. THOMAS TODD
Deputy City
Attorney
1700 City Hall East
200 North Main Street
Los Angeles, CA 90012
(213) 485-3626

Counsel for Petitioner

IN THE
SUPREME COURT OF THE UNITED STATES
FALL TERM, 1979

NO.

THE CITY OF LOS ANGELES,
Petitioner,
vs.
ADOLPH LYONS,

Respondent.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF
APPEALS FOR THE NINTH CIRCUIT

BURT PINES
City Attorney of
Los Angeles
JOHN T. NEVILLE
Senior Assistant
City Attorney
S. THOMAS TODD
Deputy City
Attorney
1700 City Hall East
200 North Main Street
Los Angeles, CA 90012
(213) 485-3626

Counsel for Petitioner

Petitioner, the City of Los
Angeles, respectfully prays that a Writ
of Certiorari issue to review the
judgment and opinion of the United
States Court of Appeals for the Ninth

Circuit.

QUESTIONS PRESENTED

1. Does respondent's complaint
state the requisite case or controversy
between respondent and petitioner?

2~ Does respondent's complaint
state an adequate basis for equitable
relief against a local governmental

entity?1/

1/7 The parties in the Court of Appeais
were the same as the parties here. The
caption of the case in the Court of
Appeals lists Doe Crupi, Doe Hills, Doe
Sandoval and Doe Lloyd as defendants-
appellees; however, they were not
involved in the issues presented to
that court and are not involved in the
issues presented to this Court.

= t«

CONTENTS

Page
Opinion Below 3
Jurisdiction 3
Constitutional Provision Involved 3
Statement of the Case 5
Reasons for Granting the Writ 11
Conclusion 28
Appendix: Opinion of the United
States Court of Appeals
for the Ninth Circuit
TABLE OF AUTHORITIES
Page
Constitutional Provision
U.S. Const. art. III, sec. 2 14
Cases Cited
O'Shea v. Littleton (1974)
U.5. 466, 04 S.Ct. 669,
38 L.Ed.2d 674 19,42
Rizzo v. Goode (1976)
ewe ’ 96 S.Ct. 598,
46 L.Ed.2d 561 10,15,20

OPINION BELOW

The opinion of the United States
Court of Appeals for the Ninth Circuit
is reported at 615 F.2d 1243. A copy
of the opinion is attached hereto as an

appendix.

JURISDICTION

The judgment of the United States
Court of Appeals for the Ninth Circuit
was entered on March 28, 1980. This
Court has jurisdiction pursuant to 28

U.S.C. section 1254, subdivision (1).

CONSTITUTIONAL PROVISION INVOLVED

United States Constitution article
III, section 2, provides:
a "The judicial Power. shall

a

extend to all Cases, in Law
and Equity, arising under
this Constitution, the Laws
of the United States, and
Treaties made, or which shall
be made, under their
Authority;--to all Cases
affecting Ambassadors, other
public Ministers and Consuls;
--to all Cases of admiralty
and maritime Jurisdiction;--
to Controversies to which the
United States shall be a
Party;--to Controversies be-
tween two or more States;--
between a State and Citizens
of another State;--between
Citizens of different
States;--between Citizens of
the same State claiming Lands
under Grants of different

» 6 @

States, and between a State,
or the Citizens thereof, and
foreign States, Citizens or

Subjects."
STATEMENT OF THE CASE

On February 7, 1977, respondent
Adolph Lyons filed a complaint for
damages, injunction and declaratory
relief in the United States District
Court for the Central District of
California. The district court's
jurisdiction was invoked pursuant to 28
U.S.C. sections 1331 and 1343.
Respondent alleged that Los’ Angeles
police officers Crupi, Hills, Sandoval
and Lloyd, acting under color of state
law and within the course and scope of
their employment, stopped respondent
for a traffic violation and without

o» 8 «

provocation or justification applied a
"bar arm" or “carotid artery" control
hold around respondent's neck until he
was rendered unconscious, thereby
depriving him of specified consti-
tutional rights and causing him to
suffer damages in excess of $10,000.
Counts one through four of the
complaint involve respondent's claim
for damages. In count five, respondent
sought an injunction prohibiving the
City of Los Angeles and its officers,
agents, representatives and employees
from "authorizing, instructing, encour-
aging the use of or applying" the “bar
arm" and “carotid artery" control holds
"except in situations where the
proposed victim of said control
reasonably appears to be threatening
the immediate use of deadly force." He

alleged:

"18. The ‘Bar Arm Control' is

a means of either physical
defense or offense which is
applied by a right handed man
as follows: You stand behind
your victim. Place your
right arm around his. neck
positioning your forearm
directly in front of and
against the victim's adams
{sic] apple. Grasp your
right fist with your left
hand and pull backwards with
your right forearm and left
hand. This hold is designed
to cut-off the victim's air
supply and to render him
unconscious.

"19. The ‘Carotid Artery
Control' is a means of either
physical defense or offense

a

which is applied by a right

handed man as follows: You
stand behing [sic] your
victim. Place your right arm
around his neck positioning
the inside of your right
elbow directly in front of
and against the victim's
adam's apple. Grasp your
right fist with your left
hand, press your right fist
inward towards the victim's
neck and tighten and close
your right arm. This hold is
designed to’ cut-off the
victim's blood supply to his
brain and to render him
unconscious.

"20. Defendant City of Los
Angeles has in the past and
now does authorize, train and

» Be

encourage its police officers

to employ so-called ‘carotid

artery’ and ‘bar arm' con-

trols in situations where

they are threatened by far

less than deadly force."
In addition, respondent alleged that
Los Angeles police officers "regularly
and routinely apply these choke holds
in innumerable situations where they
are not threatened by the use of any
deadly force whatsoever"; use of these
holds “constitutes the use of deadly
force and threatens the victim thereof
with immediate severe bodily harm and
death"; use of these holds within the
previous five years had resulted in
"severe and permanent injuries to
numerous persons" and at least two
deaths; and petitioner City, by
"authorizing, instructing and encour-

= 9

aging the use of the foregoing holds,

when less than deadly force is
threatened," is threatening to deprive
respondent and "others similarly
Situated" of specified constitutional
rights, and to cause respondent and
"others similarly situated" irreparable
injury.

In count six, respondent sought a4
declaratory judgment that police use of
the "bar arm" and "carotid artery”
control holds on a person who is not
threatening immediate use of deadly
force is a violation of specified
constitutional rights.

Petitioner filed its answer to the
complaint on April 21, 1977, and
promptly moved for partial judgment on
the pleadings, citing this Court's

decisions in Rizzo v. Goode (1976) 423

U.S. 362, 96 S.Ct. 598, 46 L.Ed.2d 561,
@ 10 «

and O'Shea v. Littleton (1974) 414 U.S.

488, 94 S.Ct. 669, 38 L.Ed.2d 674. The
motion was granted and judgment in
favor of petitioner in regard to counts
five and six was entered on May 19,
1977. Respondent appealed, and on
March 28, 1980, the Court of Appeals

reversed.

REASONS FOR GRANTING THE WRIT

This Court should grant a Writ of
Certiorari because the Court of Appeals
"has decided a federal question in a
way in conflict with applicable
decisions of this court." (U.S.Sup.Ct.

Rule 19, subd. (1) (b).)

-11- ——-

A.

Respondent's Complaint Does
Not State the Requisite
Case or Controversy Between
Respondent and Petitioner.

In O'Shea v. Littleton (1974) 414

U.S. 488, 94 S.Ct. 669, 38 L.Ed.2d 674,
19 citizens of Cairo, Illinois sought
injunctive relief against a local
magistrate and circuit court judge who
allegedly deprived members of the class
these citizens represented of their
constitutional rights while carrying
out judicial duties. This Court
reasoned:

"Apparently, the proposition

is that if respondents

proceed to violate an un-

challenged law and if they

are charged, held to answer,

and tried in any proceedings

before petitioners, they will

- 12 =

be subjected to the discrim-
inatory practices that peti-
tioners are alleged to have
followed. But it seems to us
that attempting to anticipate
whether and when these
respondents will be charged
with crime and will be made
to appear before either
petitioner takes us into the
area of speculation and
conjecture. . . . Accepting
that [respondents] are deeply
involved in a program to
eliminate racial discrim-
ination in Cairo and that
tensions are high, we are
nonetheless unable to
conclude that the case-or-
controversy requirement is
satisfied by general asser-

- 13 -

tions or inferences that in
the course of their
activities respondents will
be prosecuted for violating
valid criminal laws. We
assume that respondents will
conduct their activities
within the law and so avoid
prosecution and conviction as
well as exposure to the
challenged course of conduct
said to be followed by
petitioners." (414 U.S. at
497, 94 S.Ct. at 676-77, 38
L.Ed.2d at 684; emphasis in
original.)
This Court held that the threat of
injury from the alleged course of
conduct attacked by respondents was too
remote to satisfy the case-or-
controversy requirement of Article III

=» 18 «

of the Constituticn.

In Rizzo v. Goode (1976) 423 U.S.

362, 96 S.Ct. 598, 46 L.Ed.2d 561, a
Class action seeking equitable relief
against officials of the City of
Philadelphia based on an allegedly
pervasive pattern of police
mistreatment of minority citizens in
particular and all citizens in general,
this Court held that the individual
respondents lacked the requisite
personal stake in the outcome to have a
case or controversy within the meaning
of Article III.

"(T]he individual respon-

dents’ claim to ‘real and

immediate’ injury rests not

upon what the named

petitioners might do to them

in the future--such as set a

bond on the basis of race--

- 15 «

but upon what one of a small,
unnamed minority of policemen
might do to them in the
future because of that
unknown policeman's per-
ception of departmental dis-
ciplinary procedures. This
hypothesis is even more
attenuated than those alle-
gations found insufficient in

O'Shea to warrant invocation

of federal jurisdiction."

(923 U.B. && 372, 96 8.Ce. at

605, 46 L.Ed.2d at 570.)

The Court of Appeals in this case
attempted to distinguish O'Shea and
Rizzo, as follows:

"But in this case, the threat

of future injury to not only

Lyons, but to every citizen

in the area is much more

= 16 =

immediate. To be subject to
these strangleholds, a citi-
zen need only be stopped for
a minor traffic violation
while driving an automobile,
as shown by the alleged facts
in this case. The use of
these strangleholds is accep-
ted police practice, even in
non life-threatening situa-
tions. It is not farfetched
to suggest that especially in
a city like Los Angeles,
where many motorists drive
long distances daily, the
chances of being stopped by a
policeman for an alleged
motor vehicle violation are
fairly good. Certainly the
odds of having that sort of
encounter are much greater

-17-@-

than the odds of having the

sort of encounters described

in O'Shea or in Rizzo, and

therefore meet the consti-

tutional requirements of

‘case’ or ‘controversy.'"

(615 F.2d at 1246-47.)
The attempt fails. The "odds" of
encountering the police in Los Angeles
is not the relevant consideration.
While respondent alleges in his
complaint that one of the control holds
in question was used on him in the
absence of resistance or threat on his
part, he does not allege that this is
the normal police practice. Instead,
his claim for injunctive relief asserts
that these control holds are used by
police officers who "are not threatened
by the use of any deadly force
whatsoever" (emphasis added), not the

= 18 «

use of no force whatsoever. So it is
the citizen who threatens an officer
with the use of force, albeit not
necessarily deadly force, who is
allegedly subject to the holds, not
every citizen who merely comes’ into
contact with the police. This case is
indistinguishable from O'Shea, where
this Court "assume[d] that respondents
will conduct their activities within
the law and so avoid... exposure to
the challenged course of conduct said
to be fcllowed by petitioners" (414
U.S. at 4897, 98 8.CE. at 677, 3
L.Ed.2d at 684). The threat of injury
to respondent and "others’ similarly
Situated" is at least as remote as it
was in O'Shea and does not satisfy the

case~or-controversy requirement.

a 49 «

B.

Respondent's Complaint Does
Not State an Adequate Basis
for Equitable Relief Against
a Local Governmental Entity.

In Rizzo _v. Goode, supra, this

Court held that the scope of federal
equity power does not extend to
ordering city officials to submit for
the district court's approval a program
for improving the handling of citizen
complaints alleging police misconduct.
"Where, as here, the exer-
cise of authority by state
officials is attacked, fed-
eral courts must be
constantly mindful of the
‘special delicacy of the
adjustment to be preserved
between federal equitable
power and State adminis-
tration of its own law.'

@ 20 «

[Citation omitted.]

", . « When a plaintiff seeks
to enjoin the activity of a
government agency, even
within a unitary court
system, his case must contend
with ‘the well-established
rule that the Government has
traditionally been granted
the widest latitude in the

“dispatch of its own internal

affairs," . .. ' {citation
omitted]. The District
Court's injunctive order

here, significantly revising
the internal procedures of
the Philadelphia police
department, was indisputably
a sharp limitation on the
department's ‘latitude in the
"dispatch of its own internal

- 21 @

affairs."'

"When the frame of reference
moves from a unitary court
system, governed by the
principles just stated, to a
system of federal courts
representing the Nation,
subsisting side by side with
50 state judicial, legis-
lative, and executive
branches, appropriate consid-
eration must be given to
principles of federalism in
determining the availability
and scope of equitable
relief. [Citation omitted.]
"([E])ven where the prayer for
injunctive relief does not
seek to enjoin the _ state
criminal proceedings them-

- 22 =-

selves, we have held that the
principles of equity non-
theless militate heavily
against the grant of an in-
junction except in the
most extraordinary circum-
stances. ...

"Thus the principles of
federalism which play such an
important role in governing
the relationship between
federal courts and state
governments. ° ° have
applicability where injunc-
tive relief is sought. . .
against those in charge
of an executive branch of
an agency of state or
local governments’ such as
respondents here... .

me - .« When it injected

- 23 -

itself by injunctive decree

into the internal disci-

plinary affairs of this state

agency, the District Court
departed from these pre-

cepts." (423 U.S. at 378-80,

96 S.Ct. at 607-09, 46

L.Ed.2d at 573-75.)

The Court of Appeals attempted to
distinguish Rizzo as involving "a
massive federal structural decree,"
whereas this case involves only a
“preventive decree." (615 F.2d at
1249.)

"Because of the broad charges

and the sweeping relief

sought in . .. [Rizzo and

O'Shea], the plaintiffs were

asking the federal courts, in

effect, to supervise the
conduct of state officials

- 24 «

and institutions over a _ long

period of time. ...

"However in this case, the

plaintiff seeks no such

Structural relief. He seeks

ierely to enjoin the use of

an established police

practice which he maintains

violates a number of his
constitutional freedoms and

the freedoms of his fellow

citizens. Unlike the sit-

uations in O'Shea and Rizzo,

he does not seek to supervise

the functioning of the police

department." (615 F.2d at

1247, emphasis added.)

This effort to distinguish Rizzo
also fails. The problems inherent in
the erforcement of the injunction
sought by respondent would be enormous.

= 25 «

The district court would be faced with
the prospect of contempt hearings in
each instance where the “bar arm" or
“carotid artery" control hold is’ used,
in order to determine if the requisite
threat of the immediate use of deadly
force existed. This is precisely the
type of pervasive federal intrusion
into the daily operations of a local
police department which Rizzo eschews.
In addition, to permit the district
court ‘to engage in an evaluation of the
merits of these control holds is to
open a Pandora's box of requests for
federal court evaluation of each
technique and tactic used by local
police. This would fly in the face of
principles of federalism. Respondent
simply has not stated the "most
extraordinary circumstances” (423 U.S.
at 379, 96 S.Ct. at 608, 46 L.Ed.2d at
- 26 =

574) which must exist to permit a
federal court to inject itself into the

internal affairs of a state agency.

@ 27 «

CONCLUSION

Petitioner respectfully submits
that the conflict between the decision
of the Court of Appeals and applicable
decisions of this Court is so clear
that summary action is appropriate.
Therefore, petitioner requests not only
the granting of a Writ of Certiorari,
but also simultaneous reversal of the
decision of the Court of Appeals.

Dated: June 9, 1980.

Respectfully submitted,
BURT PINES,

City Attorney
JOHN T. NEVILLE,

Senior Assistant
City Attorney

Ss Ltiien Fae

S. THOMAS TODD
Deputy City Attorney

Counsel for Petitioner
THE CITY OF LOS ANGELES

- 28 «

APPENDIX

APPENDIX

Adolph LYONS, Plaintiff-Appellant,

CITY OF LOS ANGELES, Doe Crupi,
Doe Hills, Doe Sandoval and Doe

Lloyd, Defendants-Appellees,.

No. 77-2591.

United States Court of Appeals,

Ninth Circuit.

March 28, 1980.

Michael R. Mitchell, Los Angeles, Cal.,
for plaintiff-appellant.

Daniel U. Smith, Deputy City Atty.,

_— 1 -_

Los Angeles, Cal., for defendants-

appellees.

Appeal from the United States District
Court for the Central District of
California.

Before TUTTLE,* TRASK and ANDERSON,
Circuit Judges.

TUTTLE, Circuit Judge:

Appellant Adolph Lyons filed a
seven-count civil rights complaint
against the City of Los Angeles (City)
and four of its police officers,
alleging serious police misconduct.
The district court granted partial
judgment on the pleadings in favor of
the City with respect to those counts
seeking injunctive and declaratory
relief (counts five, six and
* Honorable Elbert P. Tuttle, Senior
United States Circuit Judge, United
States Court of Appeals for the Fifth
Circuit, sitting by designation.

- 2-=

seven.) [sic] Because we find that the
district court misperceived the nature
of the “case or controversy" and
standing requirements in dismissing
part of this case, we reverse the
court's order as to counts five and
six. We affirm the court's order as to

count seven.

The appellant alleges that four
Los Angeles city police officers
stopped his car because one of its
taillights had burned out. He further
alleges that without any provocation or
reason to fear for their safety, the
police officers applied strangleholds
around his neck until he was rendered
unconscious. Appellant asserts’ that
the police department actively

o } «6

encourages the use of these holds even
in non-life-threatening situations, and
that on several occasions such police
strangleholds have resulted in severe
permanent injuries or even death.

The appellant alleges numberous
constitutional violations by the police
under color of state law. He maintains
that the strangleholds violated the
first amendment (prior restraint on
speech), the fourth amendment
(unreasonable seizure of the person),
the eighth amendment (cruel and unusual
punishment), and the fourteenth
amendment (due process). The first
four counts of the complaint seek money
damages, invoking 42 U.S.C. sections
1983, 1985, and 1986, and the theory
that the City is vicariously liable for
the actions of its employees. Counts 5
and 6 seek injunctive and declaratory

- |e

relief, respectively, to restrain the
City from authorizing the use of the
stranglehold controls except where the
victim reasonably appears to be
threatening the immediate use of deadly
force. 1/

Count seven requests a declaratory
judgment concerning the constitution-
ality of a local ordinance creating an
alleged conflict of interest within the
office of the city attorney. Section
20.26 of the Los Angeles City

Administrative Code assigns to the city

17 We note that the appellant in no way
asks for a complete prohibition on the
use of the stranglehold. He only seeks
to restrain its use to situations where
it is constitutional. In what circum-
stances the use of the strangleholds is
constitutional is, of course, a judg-
ment for the district court to make.
Our opinion deals only with the issue
of whether or not Lyons has standing to
assert his claims, and whether those
claims meet the case or controversy
requirements.

attorney the duty to prosecute
misdemeanors committed within the city
limits. 2/ The city attorney, however,
is also the official responsible for
defending the city against civil
liability for the acts of its
employees. The appellant therefore
argues that when a suspected
misdemeanant is a city employee acting
in the course of his employment, the
city attorney cannot prosecute without
violating his ethical duties of [sic]
his client. Thus, section 20.26
effectively prevents the prosecution of
city employees. Therefore, the
argument continues, section 20.26

violates the equal protection clause by

e state enabling law authorizes
such prosecution if the district
attorney consents. Cal.Gov.Code
section 41803.5.

providing less protection for victims
of misdemeanors committed by city
employees, than for victims of
misdemeanors committed by others. In
count seven appellant alleges that the
city attorney has neither investigated
nor prosecuted the police officers
responsible for the assault. He _ seeks
a declaratory judgment that section
20.26 is unconstitutional.

The City moved for partial
judgment on the pleadings with respect
to counts five, six, and seven, and
with respect to those portions of the
vicarious liability count (count two)
that related to appellant's first and
eighth amendment claims. This appeal

is from the order granting that

motion.3/ Appellant apparently does
not contest that part of the order
relating to count two of the complaint.
Thus, the only claims at issue here are
those contained in counts five, six,

and seven, against the City.

tl eecconage to 28 U.S.C. section 1291,
e Courts of Appeals have jurisdiction
over appeals from "final decisions” of
the federal district courts. Partial
disposition of a multiparty or
multiclaim action does not constitute a
final decision, absent “an express
determination that there is no just
reason for delay and upon an express
direction for the entry of judgment."
Fed.R.Civ.P. 54(b). See also Manhart

v. City of Los Angeles, 553 F.2d oot
(Sth Cir. 1ST rev'd on other

grounds, 435 U.S. 702, 98 S.Ct. 1370,

55 L.Ed.2d 657 (1978); Huckeby v.
Frozen Food ress, 555 F.2d 5a2 (5th
Cir. 1077); Lane v. Graves, 518 F.2d
965 (8th Cir. -1975). in this case,
however, the district court has made
the required determination and
direction.

II.

Count seven of the plaintiff's
complaint requests a declaration that
section 20.26 of the Los Angeles City
Adminstrative Code, which delegates to
the city attorney the authority to
prosecute misdemeanors committed within
city limits, violates equal protection
by effectively barring prosecution of
city employees for misdemeanors.

The City argues that Lyons lacks
standing to assert that the failure of
the city attorney to prosecute his
assailants violated his constitutional
rights. The City also argues, among
other things, that the City is immune
from suit regarding the performance of
discretionary prosecutorial duties, and
the relief sought constitutes an
unwarranted interference with state

= 9 «

criminal proceedings.

We need not reach these
contentions, however, because we find
the appellant's argument moot. The
city attorney has now announced an
offical policy of referring to the
district attorney those criminal cases
in which the alleged misdemeanant is a
city employee, and in which there is a
reasonable basis for a civil suit
against the city. Therefore, this part
of the case is no longer justiciable.

‘Cf. Hall v. Beals, 296 U.S. 45, 90

S.Ct. 200, 24 L.Ed.2d 214 (1969) .4/
Therefore, we affirm the district court
as to count seven, intimating no view
as to the merits of the appellant's

contentions.

+ per oar Our reasoning in Part Lil of
the opinion, we reject the contention
that this case is not moot because

-continued-

o 16 «

Itt.

However, we reach a different
result as to counts five and six
pertaining to the use of the
stranglehold controls. Count five of
the complaint seeks preliminary and
permanent injunctions restraining the
City from authorizing use of the
stranglehold controls other than in
life-threatening situations. Count six
seeks a declaration that the use of
such controls in non-life-threatening
situations violates several provisions

of the Constitution.

v continued) “there 1S a possibility
a recurrence which would be within
the terms of proper device." See
Bator, Mishkin, Shapiro and Wechsler,
Hart & Wechsler's The Federal Courts
and the Federal System, 110 (1573). We
find as to this count, that given the
change in policy, there is not a strong
possibility of a recurrence of the
behavior of which the appellant
complains.

» 4% =

The district court did not issue |

f

findings of fact or conclusions of law /

on these issues. We therefore assume
that its judgment rested essentially
upon the rationales set forth in the
defendant's motion in support of
partial summary judgment on the
pleadings and its briefs in this Court.

The appellee relies chiefly on the

reasoning of O'Shea v. Littleton, 414

U.S. 488, 94 S.Ct. 669, 38 L.Ed.2d 674

(1974) and Rizzo v. Goode, 423 U.S.

362, 96 S.Ct. 598, 46 L.Ed.2d 561
(1976) for the proposition that Lyons
has not shown the possibility of "real
and immediate future injury.” It is
true, as the appellee states, that
O'Shea says that "“[pJast exposure to
illegal conduct does not in itself show
a present case or controversy regarding
injunctive relief ° ° ° if

f
/

unaccompanied by any continuing,
present adverse effects." 414 U.S. at
495-96, 94 S.Ct. at 676. This is an
argument that the plaintiff's case or
controversy is no longer active, but is
moot or not ripe.5/

It seems the court below

concluded, most likely on the basis of

57 See 13 Wright, Miller 6&6 Cooper,
ederal Practice and Procedure:
Jursidiction, section 3531 at 231-32
(1975): “O'Shea v. Littleton blended
standing with both ripeness and
mootness concerns. .. . As will be
seen, much of the law of ripeness and
mootness can be viewed as simply a
convenient way of expressing particular
aspects of standing concerns." And at
89 Supp. (1979) (concerning Rizzo):
"Recourse to Article III justiciability
doctrine in this setting has strong
connections with established mootness
doctrines." © See also Warth v. Seldin,
422 U.S. 490, 495, n.TO, Ct. ’
45 L.EdG.2d 343 (1975): “The standing
question thus bears close affinity to
questions of ripeness--whether the harm
asserted has matured sufficiently to
warrant judicial intervention--and of
mootness--whether the occasion for
judicial intervention persists."

» 43 =

O'Shea and Rizzo, that there was no
standing because there was insufficient
showing that the police were likely to
do this to the plaintiff again. While
this factor was discussed in both Rizzo
and O'Shea, reliance on both those
cases to support this contention is
misplaced. O'Shea involved a suit
alleging racial discrimination against
a local judge and magistrate. To be
affected by the alleged practices of
these officers the court said that
the plaintiffs would have to
"proceed to violate an unchallenged
law and if . .. charged, held to
answer, and tried . ° ° before
petitioners .. . [and then] subjected
to the discriminatory practices ...."
414 U.S. at 497, 94 S.Ct. at 676. In
' Rizzo, a broad-based suit that sought
primarily to protect minorities from
» Ihe

alleged police abuses, the Court found
the plaintiff's claims even more
speculative, since they were based
“upon what one of a small, unnamed
minority of policemen might do to them
in the future because of that unknown
policeman's perception of departmental
disciplinary procedures." 423 U.S. at
372, 96 S.Ct. at 605.

But in this case, the threat of
future injury to not only Lyons, but to
every citizen in the area is much more
immediate. To be subject to these
strangleholds, a citizen need only be
stopped for a minor traffic violation
while driving an automobile, as shown
by the alleged facts in this case. The
use of these strangleholds is accepted
police practice, even in non life-
threatening situations. It is not
farfetched to suggest that especially

oe 18 «

in a city like Los Angeles, where many
motorists drive long distances daily,
the chances of being stopped by a
policeman for an alleged motor vehicle
violation are fairly good. Certainly
the odds of having that sort of
encounter are much greater than the
odds of having the sort of encounters
described in’ O'Shea or in Rizzo, and
therefore meet the constitutional
requirements of "case" or

"controversy." ‘Baker v. Carr, 369 U.S.

186, 204, 82 S.Ct. 691, 7 L.Ed.2d 663

(1962); Massachusetts v. Mellon, 262

U.S. 447, 488, 43 S.Ct. 597, 601, 67
L.Ed. 1078 (1923). For that reason
alone, we could hold that Lyons has
standing to seek injunctive relief,
even given the O'Shea and Rizzo
standards that there be a showing that
this plaintiff would be stopped again
o 16 «

and subjected to the practice,

But this case is distinguishable
from both O'Shea and Rizzo case _ [sic]
on broader and more significant
grounds. The plaintiffs in O'Shea and
' Rizzo sought massive structural relief.
In O'Shea the court's opinion
characterized the relief sought as an
"ongoing federal audit of state
criminal proceedings." 414 U.S. at
500, 94 S.Ct. at 678, Because of the
broad charges and the sweeping relief
sought in both cases, the plaintiffs
were asking the federal courts, in
effect, to supervise the conduct of
state officials and institutions over a
long period of time. It was this role
and this perceived intrusion into what
were considered state matters which
were at the heart of the court's
reluctance to find that the "case" or

» 49 «

"controversy" requirements had been
met. In this’ sense, the Court's
opinion in O'Shea and Rizzo represented
the evolution of the court's concerns
about "our federalism" first noted in

Younger v. Harris, 401 U.S. 37, 91

S.Ct. 746, 27 L.Ed.2d 669 (1971).6/
However in this case, the

plaintiff seeks no_- such structural

relief. He seeks merely to enjoin the

use of an established police practice

8 enerally, Fiss, Dombrowski, 60
ale LJ 1103 1977), especially at
1153: "For the new majority committed
to the ‘Our Federalism’ of Younger and
to limitation of federal intervention
in state court proceedings, the
administrative injunction sought in
O'Shea v. Littleton was a monstrosity:
. e e” bee also, Tribe, Constitutional
Law 156, (1978), “O'Shea and Rizzo no
doubt reflect a concern on the part of
the Supreme Court that some limits be
placed on the power of federal district
courts to put into effect broad
structural injunctions of the _ sort
which have become more commonplace in
recent years."

oe %8 «

which he maintains violates a number of
his constitutional freedoms and the
freedoms of his fellow citizens.
Unlike the situations in O'Shea and
‘Rizzo, he does not seek to supervise
the functioning of the police
department. In Rizzo, the Supreme
Court distinguised and implicitly
approved a Fourth Circuit case in which
an injunction against the police

department was granted, Lankford v.

~Gelston, 364 F.2d 197 (4th Cir. 1966),

on the grounds that in that case the
Baltimore Police were "executing an
‘evil practice that has long and
notoriously persisted in the Police
Department.'" 423 U.S. at 362, 373-74

n.8, 96 S.Ct. at 605 n.8. In Lankford,

the Fourth Circuit was persuaded that
an injunction should issue even though
the complained-of practices had ceased.

o 19 «

364 F.2d at 202-04. The Supreme Court
also distinguished Rizzo from Hague v.
CIO, 307 U.S. 496, 59 S.Ct. 954, 83

L.Ed. 1423 (1939) and Allee v. Medrano,

416 U.S. 802, 94 S.Ct. 2191, 40 L.Ed.2d
566 (1974), two cases which permitted
suits under 42 U.S.C. section 1983
against law enforcement authorities, on
the grounds that the latter two cases
involved a “persistent pattern” of
police misconduct rather than a
statistical pattern which showed a
certain type of behavior. The charge
in this case involves a_ sanctioned
police practice and policy which is
Clearly closer to the "pattern" of
police behavior in Hague and Allee than
Rizzo.7/ And even though the Supreme
a aay a invocation of the
ate remedy is at least partially

ained by the fact deliberately
-continued-

« 26 «

Court in Rizzo analyzed this "practice
and pattern" issue in terms of the
showing needed to establish liability
under section 1983, it relates directly
to the Court's discussion of the
standing or ripeness issue because both
reflect the Court's preoccupation with
the problems of granting massive

structural relief.8/

(77 continued) ordered violations of
constitutional rights have not been the
primary problem. Most frequently,
unconstitutional searches, arrests, or
other abuses of police authority cannot
be traced as in Hague. to direct
instructions from high police offi-
cials." Note, The Federal Injunction
as a Remedy for Unconstitutional Police
Conduct, 78 Yale L.J. 143, 147 (1968).
This case fits neatly into the Hague
set of facts since the stranglehold was
sanctioned police practice. Therefore,
the issuance of an injunction is
particularly appropriate.

w, See Warth v. Seldin, 422 U.S. 490,
20 (1575) (Brennan, J., dissenting)
for a similar analysis that a decision
on standing was related to a judgment
on the merits; see also, Wright, Miller

-continued

@ 21 «

It is clear that Lyons once had a
live and active claim meeting all the
Article III requirements even under
O'Shea and Rizzo, if only for a_ period
that lasted but a few seconds. That
period could be described as the time
between the moment he was stopped and
the moment the stranglehold was
applied, or even the split second
between the moment the officer moved to
grab him and the moment the
stranglehold was applied. If under

O'Shea and Rizzo. Lyons no longer has a

wy continued) 6 Cooper, section 3551
at 89 Supp.

See also Note, Rizzo v. Goode: Federal
Remedies for Police Misconduct, 62
Va.L. Rev. 1259, 1265 (1976): “The
Court's conclusion that the plaintiffs
had no case or controversy with
Philadelphia police officials reflected
the Court's view of the merits: high
police officials do not ‘cause’
citizens ‘to be subjected’ to patterns
of misconduct merely by acquiescing in
them.

- 22 =

claim for injunctive relief, it is
because that claim has now become moot
and that controversy no longer exists.

But there are notable exceptions
to the mootness rule which make Lyons'
claim deserving of consideration in
court.

There is a long-standing rule of
equity that a case does not become moot
as to the specific petitioner ina
case, even if the complained-of conduct
has ceased, “if there is a possibility
of a recurrence which would be within
the terms of a proper decree.” See
Bator, Mishkin, Shapiro and Wechsler,
Hart & Wechsler's The Federal Courts
and the Federal System 100 (1973). As

stated in United States v. W.T. Grant

Co., 345 U.S. 629, 73 S.Ct. 894, 97

L.Ed. 1303 (1953), an antitrust case in

which the defendant had voluntarily
- 23-

ceased the allegedly illegal conduct:
Both sides agree to the
abstract proposition that
voluntary cessation of
allegedly illegal conduct
does not deprive the tribunal
of power to hear and
determine the case, i.e.,
does not make the case moot.
° - « A controversy may
remain to be settled in such
circumstances °e e ee The
defendant is free to return
to his Old ways. This,
together with a public
interest in having the
legality of the practices
settled, militates against a
mootness conclusion. . . .
For to say that the case has
become moot means that the

o' 28 «

defendant is entitled toa
dismissal as a matter of
right .. .. The courts have
rightfully refused to grant
defendants such a powerful
weapon against public law
enforcement. (Citations
omitted. ]
id. at 632, 73 S.Ct. at 897. Cf.

United States v. Trans-Missouri Freight

Assn., 166 U.S. 290, 17 S.Ct. 540, 41

L.Ed. 1007 (1897); NLRB v. Raytheon

Co., 398 U.S. 25, 90 S.Ct. 1547, 26

LeEd.2d 21 (1970); Walling v. Helmerich

& Payne, Inc. 323 U.S. 37, 65 S.Ct. 11,

89 L.Ed. 29 (1944) .9/ Under this

9 As stated in Walling, a case under
the Fair Labor Standards Act in which
an employer argued the case was moot
because the complained-of practice had
been discontinued:

-continued

= 25 «

standard, Lyons’ claim is not moot and
can be heard since there is a strong
possibility of recurrence of this

police tactic. 10/

(9/7 continued)

We hold that the case is not
moot under these circum-
stances. Despite respon-
dent's voluntary cessation of
the challenged conduct, a
controversy between the par-
ties over the legality of the
split-day plan still remains.
Voluntary discontinuance of
an alleged illegal activity
does not operate to remove a
case from the ambit of
judicial power. . . .Re=-
spondent has consistently
urged the validity of the
split-day plan and would
presumably be free to resume
the use of this illegal plan
were not some effective
restraint made. ° ° °
(Citations omitted).

Id. at 43, 65 S.Ct. at 14-15. In this
case there is even a stronger
possiblity of recurrence since the
police have not 6ff<sed to discontinue
the practice.

10/ As to the question of whether the
-continued

= 2 @

Lyons' claim is also one that is
"capable of repetition, yet evading
review" and therefore should be heard.

Southern Pacific Terminal Company v.

Interstate Commerce Commission, 219

U.S. 498, 515, 31 S.Ct. 279, 283, 55
LeEd. 310 (1911). If Lyons is denied
standing to pursue his claim, it is
doubtful that anyone will be able to
challenge the use of the stranglehold
because of the circumstances under
which they occur. The Supreme Court

has invoked this “capable of

(107 continued) possibility Cyd
recurrence must affect that individual
plaintiff, see Wright, Miller & Cooper,
section 3533 at 285: "If a plaintiff
who once had standing persists in
wishing to litigate a question that was
once ripe, willingness to litigate may
well rest either upon aie substantial
fear of future effect or upon a strong
desire to vindicate the public
interest. Either motive should ensure
adequate presentation of the issues."

@ 27 «

repetition, yet evading review"
doctrine to review claims, even if the
future recurring controversy has been
shown to have but a small chance of
affecting the original plaintiff.
Thus, candidates have been allowed to
attack eligibility statutes under this
doctrine after their case was mooted,
even though there was little or no
Showing that these individuals might

run for office again. Moore Vv.

1493, 1494, 23 L.Ed.2d 1 (1969). In

Roe v. Wade, 410 U.S. 113, 124-25, 93

S.Ct. 705, 712, 35 L.Ed.2d 147 (1973),
there was little showing that the
particular _ women challenging the
statute would again become pregnant and

desire an abortion. Cf., SEC v. Sloan,

436 U.S. 103, 109-10, 98 S.Ct. 1702,
1707, 56 L.Ed.2d 148 (1978). If the

plaintiffs in those cases met the
Article III requirements because the
type of claims they had brought were
“capable of repetition, yet evading
review," Lyons' claim should be allowed

to proceed also.11/

any “Some might read De Funis v.
Odegaard, 416 U.S. 312, 94 S.Ct. T704,
40 L.Ed.2d 164 (1974), the equal
protection challenge to the University
of Washington's "quota" system in
admissions as authority for the
proposition that the W.T. Grant or the
"capable of repetition, yet evading
review" doctrines do not apply to
Lyons' case. In De Funis, the Court
refused to apply the Grant line of
decisions because "mootness in the
present case depends not at all upon a
‘voluntary cessation' of the admissions
practices that were the subject of this
litigation . .. [but upon] the simple
fact that De Funis is now in the final
quarter... of study ...." Id. at
318, 94 S.Ct. at 1707. The Court said
the case was not “capable of
repetition, yet evading review" because
there was "no reason to suppose that a
subsequent case attacking those
procedures will not come with relative
speed to this Court." Id. at 319, 94
S.Ct. at 1707.

-~continued

@ 29 «

em

The Supreme Court treated the
plaintiffs in O'Shea and Rizzo
differently, however. What distin-
guishes O'Shea and Rizzo from other
cases is that both entailed requests
for structural injunctions involving
federal supervision of state insti-
tutions. It is is our reading of
O'Shea and Rizzo that the Court applied
stricter Article III Standards of
standing and mootness because of the

type of relief the plaintiffs sought.

uy continued) But this case is
clearly distinguishable from De /Funis
as to both doctrines. The Supreme
Court was certainly correct that the
issues De Funis raised would come
before the Court again with relative
speed since five years later, it

decided Regents of the. Universit of
California v. Bakke, 430 U.S. see 58
S.Ct. 2733, 57 Lebd.od 750 (1978). In
contrast, if Lyons is not allowed to
raise his claim here because his case
is moot, there is certainly no reason
to think that anyone else will be able
to attack these procedures "with

-continued

In other words, to trigger a massive
federal structural decree involving a
state institution, the high Article III
standards of O'Shea and Rizzo must be

met because of the Supreme Court's

(TT7 continued) relative speed,” since

e mootness standards apparently
established in the lower court will
keep nearly all plaintiffs similarly
Situated out of court.

As to the relevance of the Grant line
of cases, the Court in De Funis found
Grant inapposite because the University
of Washington has subsequently admitted
De Funis and was permitting him "to
complete the term for which he is now
enrolled." Id. at 318, 94 S.Ct. at
1707. The case therefore was moot
because by the time the Supreme Court
heard the case, De Funis had received
the relief he requested when he filed
the suit. In contrast, in this case
Lyons has not received the relief he
sought when he filed suit. Given that
distinguishing fact, we hold the Grant
line of cases applicable and this case
not moot Since Lyons has a much
stronger continuing “adverse legal
interest" than De Funis had at the time
the Supreme Court considered his case.
See Aetna Life Ins. Co. v. Haworth, 300
U.S. 227, 240-4T, 57 5.ct. G61, G63-64,
81 L.Ed. 617 (1937).

= 31 «-

"federalism" concerns. But for a
preventive decree like this one, the
more lenient Article III standards of
standing or mootness in cases like W.T.

Grant or Moore apply. 12/

nh his casebook, injunctions
(1972), Professor Fiss identifies three
types of injunctions. "A preventive
injunction," he writes “tries to stop a
discrete event or act. The other two
types of injunctions--regulatory and
structural--are differentiated from
preventive injunctions in that’ they
establish a long, continuing
relationship between the parties and
the individual. ° ° - (In the
structural decree], {t]he Court
attempts to use the injunction as a
device for altering or reorganizing
some institutional arrangment. ...
id. at 1.

In The Civil Rights Injunction (1978),
Fiss “further characterizes the
structural injunction as: "entailing
a relationship of long duration
between the judge and the social
institution. .. "

These considerations--the consumption
of resources and even more the role
transformation--render plausible the
possibility of a right without a
remedy--that the court will decline

-continued

@ 32 «

This view is bolstered by other
factors. Mr. Justice Story described
"the unique office of the injunction as
preventive justice: the injunction is

an instrument designed to prevent a

(127 continued) to issue a structural
injunction even though that is by far
the best remedy. ..." Id. at 108-
109.

Professor Fiss' comments on the utility
of the structural injunction notwith-
standing, what is clear in this case is
that Lyons sought no structural relief.
Therefore, these concerns about the
role transformation of the courts,
whether legitimate or not, which
clearly played a role in the O'Shea and
Rizzo cases are irrelevant here. See
note 6.

As to the Supreme Court's attitude
towards structural relief, perhaps
Francis Bacon summed it up best four
centuries ago in his Of Innovations:
"And he that will not apply new
Remedies, must expect New Evils: for
Time is the greatest Innovatour .. .."
cited in Note, Developments in the
Law--Injunctions, 78 Harv.L.Rev. 994
(1965).

@ 33 «

wrong from occurring in the future."13/
Story was speaking, of course, of the
traditional preventive injunction; the
notion of the structural injunction had
not yet appeared in our juris-
prudence. 14/

To read Rizzo and O'Shea in the
manner suggested by the appellees, and
apparently adopted by the district
court ’“is to take notions of federalism
applicable peculiarly to structural
decrees and use them to negate the
injunction's function as an instrument
of preventive justice. For if the
standing requirements of Rizzo and

O'Shea are invoked in cases such as

ll ~Fiss,. the Civil Rights
inj

unction, 9.

14/ In The Civil Rights Injunction,
Professor Fiss traces the development
of the structural injunction, tying its
development to the civil rights era.

- 34

this one, it is difficult to see how
anyone can ever challenge police or
Similar administrative practices, since
usually no one can know definitely if
he is going to be subject to police
scrutiny in the future. We cannot
believe the Supreme Court in Rizzo and
O'Shea meant to make it nearly
impossible to challenge unconsti-
tutional police practices. To do so
would be to grant defendants’ the
“powerful weapon against public law
enforcement" which the Court rejected

in W.T. Grant and other cases. That

can only encourage a disrespect for
both the law and the police who enforce
that law. For as Mr. Justice Brandeis
once wrote:

Ia a government of laws,

existence of the government

will be imperiled if it fails

- 35 «

to observe the law
scrupulously. Our government
is the potent, the
omnipresent teacher. For
good or for ill, it teaches
the whole people by its
example. Crime is conta-
gious. If the Government
becomes a lawbreaker, it
breeds contempt for law; it
invites every man to become a
law unto himself; it invites

anarchy.

Olmstead v. United States, 277 U.S.

|

438, 485, 48 S.Ct. 564, 575, 72 L.Ed.
944 (1928) (Brandeis J., dissenting).
The strangleholds challenged here
may be illegal or they may not be. But
as long as we refuse to allow anyone to

attack their constitutionality here, we

= 36 -

tell the citizen that there is no
guardian of his constitutional rights.
That is a principle that has no
foundation either in the Constitution
or in our beliefs about what a
government ought to be. For that
reason, we REVERSE and REMAND to the
district court as to counts five and
six for proceedings not inconsistent

with this opinion.

= 37 «

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_2566%3A1. Public record. Not legal advice.
