# Petition — Central of Georgia Railroad v. Hendley

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 449 U.S. 1093

## Text

IN THE

Supreme Court of the United States

OcToBER TERM, 1979

CENTRAL OF GEORGIA RAILROAD COMPANY,
Petitioner,

Vv.

JAMES EK. HENDLEY,
Respondent.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

CHARLES A. Horsky
Donna L. KoHANSKY
888 - 16th Street, N.W.
Washington, D.C. 20006

Counsel for Petitioner

Wiu1AM P. STALLsMITH, JR.
JOHN B. MILLER
~ Epe@ar A. NEELY, JR.
ELLswortH HAL, JR.
P.O. Box 1808
Washington, D.C. 20013

Of Counsel

TABLE OF CONTENTS

Page
Oermnawe BAne6 6.6 his ck bannccesee ee i
0 ee EEE SY POP rey tes mem TT YS 2
Quesrten: Paes... .. . ins cans cakansccncae 2
EREUUNS ABVORMUR ois abin'n's a sa wweduaedty chan 2
WEMPUMBIS 24.6 iss kannst haweikeiwns Gaeeeneee 2
Reasons For GRANTING THE WRIT .................... 6
COMIN ns. is ca idd a cnweset pane 15
Appendix A—Text of Statutes Involved ............ la
Appendix B—Opinion of the Court of Appeals ...... 4a

Appendix C—Judgment of the Court of Appeals .... 17a

Appendix D—Opinion of the District Court ......... 18a
Appendix E—Judgment of the District Court ........ 26a
Appendix F—Award of the Public Law Board ....... 27a

Appendix G—Denial of Rehearing and Rehearing En
Banc by the Court of Appeals .................. 32a

s%

ii TABLE OF AUTHORITIES

Casks: Page
Andrews v. Louisville & Nashville Railroad, 406 U.S.
MN ahaa se-cthask ese -aicavnaina deiaeiaia asia amiaiee 6, 7, 8, 10, 12, 15

Armour Packing Co. v. United States, 209 U.S.56.... 8
Brotherhood of Locomotive Engineers v. Louisville &

Nashville Railroad, 373 U.S. 33 ..............6. 9,13
Brotherhood of Railroad Trainmen v. Howard, 343 U.S. ,
SE. Add aWa.2 0 eddie bend bused aae eee aa eLA

Brotherhood of Ratlroad Trainmen v. Smith, 251 F.2d
ee ee GA SE bse ab dkduaedeewesebancaebes 8
Choate v. Louisville € Nashville Railroad, —— F.

Supp. ——, No. 79-4206 (S.D. Ill. March 21, 1980) 15
DiBlasi v. Baker, 404 F. Supp. 654 (D. Mass. 1975),

aff'd mem., 539 F.2d 702 (1st Cir. 1976) .........
Elgin, Joliet & Eastern Railway v. Burley, 325 U.S. i
ES kisah nie CS dened ani edees hae k eke aad
Farmer v. United Brotherhood of Carpenters ¢ Join-
I one an bees een 6, 8, 9, 12, 14, 15
Gunther v. San Diego & Arizona Eastern Railway, 382
SNS MENT has "a ini 9.004 hdd tng hibit he'd loo eR 9

Illinois Central Railroad v. Brotherhood of Locomotive
Firemen and Enginemen, 332 F.2d 850 (7th Cir.),

cert. dented, 279 U.S. 932 (1964) ................
Johnson v. Virginia, 373 U.S. 61 ......... bay's ealieweatn 16
Magnuson v. Burlington Northern, Inc., 576 F.2d 1367

(9th Cir.), cert. demed, 439 U.S. 930 (1978) ...... 11
Mason v. City of Bilowt, 385 U.S. 370 ................ 16

Missouri-Kansas-Texas Railroad v. Brotherhood of
Railroad Trainmen, 342 F.2d 298 (5th Cir. 1965) . .8, 13

Myers v. Bethlehem Shipbuilding Corp., 303 U.S.41.. 10
Northern Indiana Public Service Commission v. Porter

County Chapter, 423 U.S.12 .......cccccccccccce 16
Order of Railroad Telegraphers v. Railway Express
MON, BAe, BER Gab WO bk 6 oi caieenccheckiian 9

Table of Authorities Continued iii

Page

Order of Railway Conductors v. Southern Railway, 339
PMG Kau hiabb itis a dak vst pels re dins s, 14
Pennsylvania Railroad v. Day, 360 U.S. 548 ......... 13, 14

Railway Labor Executives Association v. Atchison,
Topeka & Santa Fe Railway, 430 F.2d 994 (9th
Cir. 1970), cert. denied, 400 U.S. 1021 (1971) .. .8,9, 12

Singleton v. Wulff, 428 U.S. 106 .................... 10

Slocum v. Delaware, Lackawana & Western Railroad,
POW MIM Neneh hie bok hac cae. ide idesiale's Nis 13, 14

Switchmen’s Union of North America v. Southern
Pacific Co., 398 F.2d 443 (9th Cir. 1968) ......... 7

Union Pacific Railroad Co. v. Sheehan, 439 U.S.89.... 9
United Steelworkers of America v. Warrior & Gulf

Navigation Co., 363 U.S. 574 .................., 7
United Transportation Union v. Baker, 482 F.2d 228
res wabbtcsse shee ois, eee TE CT EE 7
Vom Hoffman v. Quincy, 71 U.S. (4 Wall.) 535 ........ 4
STATUTEs:
Federal Employers’ Liability Act
We A a oT Sh oes lat 3
PP Re ana Ca PG ine 2, 3, 10, 14
Interstate Commerce Act, 49 U.S.C. SC Perr 12, 13
Railway Labor Act, 45 U.S.C. 4153 ................. 2,3
a Be dg RE REN es Sh SSR Re 2,14
Pa IE odo nc tts beef. Raitt 2
pir slinde se, LOOT OME IONE km EE 9
Me EES Sl hee ae Cy 2, 5,9
Boh ag EERE Te Cp ee eee eae 2, 3, 4
(Pub. L. No. 89-456, 80 Stat. ME cosa sausGa
saline nthe acs | MORO O TOT ORD) Oe eC 2

iv Table of Authorities Continued
MISCELLANEOUS : Page

Agreement Between Central of Georgia Railroad and
Its Switchmen Represented by United Transpor-
SNE SHOE nav kanwhdis

9

the Board is competent to construe the agreement by
interpreting and applying the applicable federal law.
E.g., Order of Railroad Telegraphers v. Railway Ee-
press Agency, Inc., 321 U.S. 342; Railway Labor
Executives Association v. Atchison, Topeka € Santa
Fe Railway, 430 F.2d 994, 997 (9th Cir. 1970), cert.
denied, 400 U.S. 1021 (1971).°

Indeed, the opinion of the court below itself belies
any attempt to treat Hendley’s Section 60 claim as
collateral to the Act’s grievance machinery. The fac-
tua! basis of Hendley’s Section 60 claim is precisely
the same as that of the grievance he processed before
the Board. But despite the warnings of this Court in
Farmer, the court below adjudicated these facts, reach-
ing a conclusion opposite to that reached by the Board.
(App. B, pp. 15a-16a; see also ebid., p. 8a, n.3.) Fur-
thermore, the Court of Appeals ordered that Hendley
receive back pay for the time he was unemployed until
the Board ordered his reinstatement (td.), the very
relief the Board is empowered to provide and declined
to provide in this case."

* Judicial review of the Board’s decision is available under 45
U.S.C. § 153 First (p) or (q). See Union Pacific Railroad Co. v.
Sheehan, 439 U.S. 89, 93 (judicial review of Adjustment Board
orders is confined to the three specific grounds stated in the Act) ;
Gunther v. San Diego & Arizona Eastern Railway, 382 U.S. 257,
261 (Board interpretation of contract may i set aside if wholly
baseless and completely without reason) ; Order of Railroad Tele-
graphers v. Railway Express Agency, Inc., 321 U.S. at 347 (Board’s

interpretation may be set aside if not in accordance with the law).

The decision below is particularly egregious. (1) The court
ignored the statutory procedure for review of Adjustment Board
decisions, 45 U.S.C. § 153 First (p) and (q), even though this
procedure is vital to the integrity of the grievance machinery of
the Act. Brotherhood of Locomotive Engineers v, Louisville &
Nashville Railroad, 373 U.S. 33, 38. (2) Although there had been
no evidentiary hearing by the trial court, the court below adjudi-

10

Disregard for the decisions of this Court cannot be
justified on the basis of the unsupported and unsup-
portable conclusion of the court below that Section 60
overrides the statutory arbitration process mandated
by the Railway Labor Act. (App. B, p. 9a.)" There is
no indication whatever either in the terms of Section
60 or in its history that Congress intended to override
the single forum requirements of the Railway Labor
Act established only five years before and hailed as a
great advancement in effective railway labor disputes
resolution.” Section 60, a criminal statute, does not
even expressly authorize a cause of action for its civil
enforcement. The conclusion that Congress expected
that grievances raising Section 60 claims would be
processed by the Adjustment Board is reinforced by
the fact that, in enacting Section 60, Congress was
aware that the Board routinely handled grievances

cated the conflicting facts contained in the transcript of the rail-
roai’s internal investigation, depriving petitioner of an oppor-
tunity to present evidence and to address legal arguments to the
court. Singleton v. Wulff, 428 U.S. 106, 120.

11 The sole reason offered by the court below for its conclusion
that Section 60 overrides the Railway Labor Act’s mandate of
compulsory arbitration was that the Railway Labor Act requires
Hendley to submit to the railroad’s investigation and to process
his claim to the Board before reaching the federal courts. (App.
B, p. 10a.) Indeed, the court found this requirement ‘‘coercive.’’
(Ibid., p. 14a.) This, of course, flies in the face of both the Act
itself and this Court’s specific approval of the exhaustion require-
ment in Andrews. 406 U.S. at 325. In any event, ‘‘the rule re-
quiring exhaustion of the administrative remedy cannot be cir-
cumvented by asserting that the charge on which the complaint
rests is groundless and that the mere holding of the prescribed ad-
ministrative hearing would result in irreparable damage.’’ Myers
v. Bethlehem Shipbuilding Corp., 303 U.S. 41, 51.

12 See generally Garrison, ‘‘The National Railroad Adjustment
Board: A Unique Administrative Agency,’’ 46 Yale L. Rev. 567
(1937).

11

brought by employees discharged for giving informa-
tion in violation of railroad rules such as those pro-
hibited by Section 60 and that the Board had con-
demned such discharges as wrongful and illegal."
Indeed, the extended discussion of the Board’s deci-
sions during Senate hearings indicates that they
formed the backdrop for the protections embodied in
the statute.* Had Congress intended that courts as-
sume the Board’s function in these disputes, it surely
would have made its intention plain.

The decision below also is irreconcilable with two
decisions of another Court of Appeals in which, as here,
employees sought to avoid Adjustment Board juris-
diction by characterizing the rights they asserted as
arising under state or federal law but where, also as
here, in substance the rights asserted involved govern-
ing provisions of collective bargaining agreements.

In Magnuson v. Burlington Northern, Inc., 576 F.2d
1367 (9th Cir.), cert. denied, 439 U.S. 930 (1978), a
railroad employee was discharged following a company
investigation of his conduct in connection with a train
accident. The employee brought an action in state
court, alleging that the railroad had abused the in-
vestigatory process. He attempted to justify resort to
the state court by variously characterizing his claim
as a tort suit for intentional infliction of emotional

‘* Hearings on S. 1708 Before a Subecomm. of the Senate Comm.
on the Judiciary, 76th Cong., 1st Sess. 23, 39, 40-41, 42-44, 84
(1939) (statements of T. J. M’Grath, Brotherhood of Railroad
Trainmen, and F. M. Rivinus, Norfolk & Western Railroad Co.).

* Td,

12

distress, as one for violation of his due process rights,
and as an action for fraud. In a well-reasoned opinion
discussing Andrews and Farmer, the Ninth Circuit
rejected these characterizations for what they were—
an effort to avoid the Railway Labor Act’s disputes
resolution machinery—and concluded that ‘‘[a]rtful
pleading cannot conceal the reality that the gravamen
of the complaint is wrongful discharge.’’ 576 F.2d at
1369. Since all of the alleged wrongful conduct of
which the plaintiff complained was at least arguably
governed by the collective agreement, which provided
that he could not be disciplined ‘‘without proper in-
vestigation,’’ there was complete overlap between judi-
cial redress of the rights asserted and the grievance
machinery of the Railway Labor Act. Jd. at 1369-70.
Accordingly, the plaintiff’s exclusive remedy was un-
der the Act. Jd.

An earlier case in the same circuit is to the same
effect. In Railway Labor Executives Association v.
Atchison, Topeka & Santa Fe Railway, 430 F.2d 994
(9th Cir. 1970), cert. dented, 400 U.S. 1021 (1971),
railroad employees sought damages for loss of work
resulting from train discontinuances by the railroad,
which they alleged violated the Interstate Commerce
Act, 49 U.S.C. § 13a (1964). The court looked to the
substance of the claim and found exclusive jurisdiction
in the Board to resolve what was essentially an attempt
to assert a right incident to the employment rela-
tionship:

‘The employees seek to characterize this action as
a ‘tort action’ for violation of a statutory duty
and, therefore, not referrable to the Adjustment
Board. But the provisions of the Railway Labor
Act relate to matters of substance, not form. [Cita-

13

tion omitted.] Where, as here the dispute grows
out of the employment relationship and, in the
final analysis, involves an attempt to impose a
right which is incident to that relationship, the
statutory forum is the Adjustment Board, absent
a clear expression of legislative policy to the con-
trary.” Id. at 997.

The interpretation of Section 13a of the Interstate
Commerce Act by the Board was found to be entirely
appropriate,” especially since the Board’s expertise in
railroad practices and its duty to consider the effect
of its ruling on future bargaining in the industry

would be called into play to resolve the disagreement.
Id,"

Ill.

The integrity of the Railway Labor Act’s disputes
resolution machinery when challenged by resort to
other forums is’ important to the effective operation
of the Act, as this Court has often recognized. F.g.,
Brotherhood of Locomotive Engineers v. Louisville &
Nashville Railroad, 373 U.S. 33, 38; Pennsylvania
Ratlroad v. Day, 360 U.S. 548, 552-53; Slocum v.

'* Although there was no express provision in the collective
agreement governing the employees’ claim, the court noted that
the language of the Interstate Commerce Act could have been
incorporated into the agreement or bargained out in negotiation.
430 F.2d at 996.

*°In a similar case involving an attempt by employees to en-
force a railroad’s common law duty to furnish a safe work place,
a duty which was not expressly included in the applicable collec-
tive agreement, the Fifth Circuit itself held that the Railway
Labor Act required the Adjustment Board to settle the grievance.
Missouri-Kansas-Texas Railroad v. Brotherhood of Railroad Train-
men, 342 F.2d 298, 300 (5th Cir. 1965).

14

Delaware, Lackawanna & Western Railroad, 339 U.S.
239, 243-44. In the instant case, the dual processing of
Hendley’s grievance by both the Board and the court
below and the clash between the results reached in the
two forums are a paradigm of the dangers that this
Court has recognized will defeat the central purpose
behind the Act’s providing for compulsory arbitration
in a single forum specially competent in understanding
the practices among railroad employees and employ-
ers.” Pennsylvania Railroad v. Day, 360 U.S. 548,
552-53. Other dangers, ‘‘races of diligence’’ to the pre-
ferred forum and deprivation of the other party’s
privilege under 45 U.S.C. § 153 First (i) of referring
the dispute to the Board, were pointed out by the
Court in Order of Railway Conductors v. Southern
Railway, 339 U.S. 255, 256-57, a case in which, as here,
a court had proceeded to adjudicate the very same
dispute that was before the Adjustment Board.

If allowed to stand, the decision below will be a
dangerous precedent under which employees asserting
claims incident to the employment relationship may
nevertheless bypass the competent jurisdiction of the
Board simply by alleging a violation of some right
under state or federal law." The only limit on the

"The Board’s experience would be of great assistance here in
determining, for example, whether in a labor context in which
‘‘robust language and clash of strong personalities . . . may be
commonplace,’’ Farmer v. United Brotherhood of Carpenters &
Joiners, 430 U.S. at 306, a disciplinary investigation has the ‘‘in-
timidating effect’’ perceived by the court below (App. B, p. 13a).

* Even though the court below stated that there are situations
in which an employee may be disciplined without violating Sec-
tion 60, in exercising ‘‘jurisdiction to determine whether a dis-
ciplinary hearing ‘» brought for purposes violative of § 60’’ (App.
B, p. 15a), a court necessarily must determine the merits of the
question whether Section 60 is violated.

7%

15

variety of ways in which employees may attempt to
characterize such claims is their ingenuity. A graphic
illustration is the damage action recently instituted
by Hendley against petitioner and others in federal
district court in Georgia,” for, inter alia, wrongful
deprivation of his employment, mental anguish, de-
privation of his rights of free speech and association,
defamation, and libel—all of which he claims resulted
from the very investigation and discharge at issue in
this case.”

CONCLUSION

The decision below is incorrect, and dangerously so.
As the decisions cited above indicate, there are con-
tinuing efforts to evade, by artful pleading in federal
and state courts, the comprehensive and compulsory
arbitration procedures of the Railway Labor Act.
While the results of proceedings under the Act may
often prove disappointing to railroads as well as their
employees, proper channels of judicial review are

** Hendley v. Southern Railway Company, et al., No. CV 479-
351 (S.D. Ga.; complaint filed November 26, 1979). Hendley pre-
viously had filed the identical action in state court, but withdrew
his complaint after filing the federal ‘lawsuit. Hendley v. Southern
Railway Company, et al., No. 15096C (Chatham Co., Georgia,
Superior Ct.; complaint filed November 16, 1979).

*° Another example is Choate v. Louisville & Nashville Railroad,
—— F. Supp. ——, No. 79-4206 (S.D. Ill. March 21, 1980), in
which an employee sought to bypass the judicial review proce-
dures of the Railway Labor Act, 45 U.S.C. § 153 First (p), by
filing a suit for damages for the railroad’s alleged refusal to com-
ply with a Public Law Board award, which he claimed caused him
substantial emotional distress. Relying on Andrews and Farmer,
the District Court refused to entertain his action, noting that
‘‘[i]f this Court allowed every plaintiff who was wrongfully dis-
charged to couch his complaint in such terms, it would clearly be
in derogation of the purposes of the R.L.A.”’ Slip op. at 3.

16

available, and the Adjustment Boards have disposed
of countless thousands of minor disputes which other-
wise would have burdened court dockets and been the
potential source of industrial strife. It is of more than
ordinary importance that there can be no encourage-
ment to those who would nullify a wise Congressional
policy favoring arbitration. Unless reversed, the de-
cision below may have just that effect.

Indeed, because the Court may conclude that the
court below committed clear error in injecting itself
into a matter which had already been resolved by the
Adjustment Board, the appropriate relief may be a
summary reversal with instructions to dismiss the
complaint. Cf. Northern Indiana Public Service Com-
mission Vv. Porter County Chapter, 423 U.S. 12; Mason
v. City of Biloxi, 385 U.S. 370; Johnson v. Virginia,
373 U.S. 61. Or, the court may conclude that the case
should be set for briefs and argument.

Respectfully submitted,

CHARLES A. Horsky
Donna L. KoHANSKY
888 - 16th Street, N.W.
Washington, D.C, 20006

Counsel for Petitioner

Wu.1AM P. STALLSMITH, JR.
JOHN B. MILLer
Epaar A. NEELY, JR.
ELiLswortu ILALL, JR.
P.O. Box 1808
Washington, D.C. 20013

Of Counsel
June, 1980

APPENDIX

la

APPENDIX A
Text of Statutes Involved
The Railroad Labor Act, 45 U.S.C. § 153 First, provides

in relevant part:

(i) The disputes between an employee or group of
employees and a carrier or carriers growing out of
grievances or out of the interpretation or application
of agreements concerning rates of pay, rules, or work-
ing conditions, including cases pending and unadjusted
on June 21, 1934, shall be handled in the usual manner
up to and including the chief operating officer of the
carrier designated to handle such disputes ; but, failing
to reach an adjustment in this manner, the disputes
may be referred by petition of the parties or by either
party to the appropriate division of the Adjustment
Board with a full statement of the facts and all sup-
porting data bearing upon the disputes,

(m) The awards of the several divisions of the Ad-
justment Board . . . shall be final and binding upon
both parties to the dispute.

(q) If any employee or group of employees, or any
carrier, is aggrieved by the failure of any division of
the Adjustment Board to make an award in a dispute
referred to it, or is aggrieved by any of the terms of
an award or by the failure of the division to include
certain terms in such award, then such employee or
group of employees or carrier may file in any United
States district court in which a petition under para-
graph (p) could be filed, a petition for review of the
division’s order. A copy of the petition shall be forth-
with transmitted by the clerk of the court to the Ad-
justment Board. The Adjustment Board shall file in
the court the record of the proceedings on which it

2a

based its action. The court shall have jurisdiction to
affirm the order of the division, or to set it aside, in
whole or in part, or it may remand the proceedings to
the division for such further action as it may direct.
On such review, the findings and order of the division
shall be conclusive on the parties, except that the order
of the division may be set aside, in whole or in part, or
remanded to the division, for failure of the division to
comply with the requirements of this chapter, for
failure of the order to conform, or confine itself, to
matters within the scope of the division’s jurisdiction,
or for fraud or corruption by a member of the division
making the order. The judgment of the court shall be
subject to review as provided in sections 1291 and
1254 of title 28.

The Railway Labor Act, 45 U.S.C. § 153 Second, pro-
vides in relevant part:
* - ”

If written request is made upon any individual car-
rier by the representative of any craft or class of
employees of such carrier for the establishment of a
special board of adjustment to resolve disputes other-
wise referable to the Adjustment Board, or any dis-
pute which has been pending before the Adjustment
Board for twelve months from the date the dispute
(claim) is received by the Board, or if any carrier
makes such a request upon any such representative,
the carrier or the representative upon whom such re-
quest is made shall join in an agreement establishing
such a board within thirty days from the date such

request is made.
* o ”

3a

... awards shall be final and binding upon both par.
ties to the dispute and if in favor of the petitioner,
shall direct the other party to comply therewith on or
before the day named. Compliance with such awards
shall be enforcible by proceedings in the United States
district courts in the same manner and subject to the
same provisions that apply to proceedings for enforce-
ment of compliance with awards of the Adjustment
Board.

The Federal Employers’ Liability Act, 45 U.S.C. ¢ 60,
provides:

Any contract, rule, regulation, or device whatsoever,
the purpose, intent, or effect of which shall be to pre-
vent employees of any common carrier from furnish-
ing voluntarily information to a person in interest as
to the facts incident to the injury or death of any em-
ployee, shall be void, and whoever, by threat, intimida-
tion, order, rule, contract, regulation, or device what-
soever, shall attempt to prevent any person from fur-
nishing voluntarily such information to a person in
interest, or whoever discharges or otherwise disci-
plines or attempts to discipline any employee for fur-
nishing voluntarily such information to a person in
interest, shall, upon conviction thereof, be punished by
a fine of not more than $1,000 or imprisoned for not
more than one year, or by both such fine and imprison-
ment, for each offense: Provided, That nothing herein
contained shall be constructed to void any contract,
rule, or regulation with respect to any information
contained in the files of the carrier, or other privileged
or confidential reports.

4a

APPENDIX B
UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT
No. 78-1058

James EK. Henptey,
Plaintiff -A ppellant,
v.

CentraL or Georoia Rarroap Co.,
Defendant-A ppellee.

January 15, 1980

Appeal from the United States District Court for the
Southern District of Georgia.

Before Tutrie, Vance and Knravirou, Circuit Judges.

Ture.e, Circuit Judge:

The appellant, a railroad employee, was charged with
disloyalty to the railroad because of his assistance in a
fellow employee’s FELA action against the railroad. He
filed an action to enjoin the railroad from conducting a
disciplinary hearing, and now appeals from the district
court’s denial of the injunction. We reverse and remand.

James EK. Hendley is employed by Central of Georgia
Railroad as a switch engine foreman, and serves as local
chairman of the United Transportation Union. In 1977,
Daniel Razook, also a Central of Georgia employee, filed
suit under the Federal Employers’ Liability Act, 45 U.S.C.
§51 et seq., against Central of Georgia and Union Camp
Corporation, a customer of the railroad. Razook had been
injured while working. on a Central of Georgia railroad
track which runs through the property of Union Camp
Corporation. Although the property on which the tracks
are located is owned by Union Camp, Central of Georgia

5a

and the Seaboard Coast Line Railroad have operating
rights to the tracks.

Hendley had not been present when Razook was injured;
however, he had been employed by the railroad for twenty-
five years and was very familiar with the Union Camp
yard. Razook, who was confused about the exact physical
layout of the tracks, called Hendley at home and asked
Hendley to meet him at the Union Camp Company to look
at the tracks. Hendley, who was not on duty that day,
arrived first, and was met on the property by Razook and
Billy Moore, Razook’s attorney. Razook had not mentioned
to Hendley that he would be accompanied by his attorney.
The three men walked through a gate to the area where the
tracks were located. While Razook and Hendley were dis-
cussing the tracks, Moore took some pictures of the yard.
Hendley did not assist Moore in taking the pictures. An
engine was stopped in the woodyard, and Hendley and
Moore apparently stepped up on it to speak to the railroad
workers. None of the parties can recall whether the engine
belonged to Seaboard or Central of Georgia.

On November 11, 1977, Hendley was deposed in connec-
tion with the Razook case. He answered questions concern-
ing the physical characteristics of the Union Camp yard
and discussed his visit to Union Camp to view the tracks
with Razook. Certain responses in the deposition indicated
that Hendley and Moore had climbed up onto a switch
engine.’

*The deposition also included the following exchange between
John Miller, the attorney for Central of Georgia, and Hendley:

Q. You said you came in on a road there. Did you come
into Union Camp’s premises on the switch engine, or did
you-—.

A. No. We drove in on the premises.

Q. How did you get through the gate?

A. When you say ‘‘premises,’’ I don’t know if you mean
the yard or the particular track. We drove in off Bay Street

6a

A few days after Hendley’s deposition was taken, W. D.
Cogdell, Elendley’s superintendent, saw the deposition
while helping to prepare the defense in Razook’s case, After
reviewing the deposition, he concluded that Hendley was
guilty of disloyalty to the railroad. The trial of Razook’s
case against the railroad ended on November 30, and on
the next day, December 1, Hendley received a letter from
Cogdell informing him of a formal investigation to be held
on December 2 at 11:00 A.M. The letter charged Hendley
with “disloyalty to the Central of Georgia Railroad Com-
pany in that you accompanied and assisted Mr. Billy
Moore onto the property of the Union Camp Corporation

to the yard and walked down the yard where there was a
switch engine on Track 16.

Q. That’s the same way you come in when you go to work
out there?

A. Yeah,

Q. Do you have a sticker on your car, with identification?
A. No, sir.

Q. How do you get through the gate?

A. Well, there’s no gate actually. When I say ‘‘gate,’’ I
thought ya’ll were referring to the gate that comes into these
two particular tracks.

There’s two roads that lead—no road for an automobile. It’s
just a gate for the track.

Q. Well, when you drove the switch engine in there, was
that part of the job you were doing, or did you take it in
there just to take pictures?

A. No, there was a switch engine, if I’m not mistaken, that

was going that way, because I don’t know these people, really.
I can’t really remember.

From reading this language, Hendley’s superintendent con-
cluded that Hendley and Moore had stopped an engine and ridden
into the yard. At the disciplinary hearing, it developed that they
did not actually ride into the woodyard on a locomotive engine.
They merely stepped onto. an engine briefly to speak to other
employees.

7a

on an unknown date for the purpose of making photo-
graphs of Union Camp Corporation’s property for use in
a law suit against the Central of Georgia Railroad Com-
pany and Union Camp which is in violation of rule R? of
the book of operating rules of Southern Railway System.”
Hendley was suspended from service as of December 1,
pending the outcome of the investigation. At Hendley’s
request, the investigation was postponed until December
8 at 1:00 P.M. On December 8, Hendley filed suit in the
district court for the Southern District of Georgia, re-
questing that the district court enjoin the defendant from
conducting the disciplinary hearing and from interfering
with his employment. Hendley alleged that the railroad’s
actions violated 45 U.S.C. § 60, which provides that it is a
crime to discipline an employee for voluntarily furnishing
information in connection with an FELA case.

The district court denicd Hendley’s request for an in-
junction, holding that the disciplinary procedure was a
“minor dispute” within the exclusive jurisdiction of the
National Railroad Adjustment Board. Hendley v. Central
of Georgia Railroad Co., 442 F.Supp. 482 (S.D.Ga. 1977)
(citing the Railway Labor Act, 45 U.S.C. § 153 First (i)).
Although the court agreed that violations of § 60 can be
enjoined in connection with an on-going FELA case, it
held that the section does not confer jurisdiction to over-
ride the mandatory grievance procedures where the case
has been concluded and there is no possibility that evidence

*Rule R of the Southern Railway System’s Operating rules
provides :

Employees must not divulge to any person other than the
shipper, consignee or a duly authorized public officer, any
information concerning shipments of freight, which informa-
tion might be used to the disadvantage of the patrons of the
railroad,

Information detrimental to the Company’s interests must
not be divulged except to proper officers or to others author-
ized to obtain such information,

8a

will be suppressed through coercion by the railroad. 442
F.Supp. at 486. Hendley filed a notice of appeal and a
motion for an injunction pending appeal, stating that he
was being irreparably harmed by the defendant’s actions,
since he was now unemployed. The court denied his motion
for an injunction pending appeal.

The disciplinary hearing was conducted on February 15,
1978, and Hendley was dismissed from service on Febru-
ary 25, 1978. Hendley then progressed his grievance
through the procedures of the National Railroad Adjust-
ment Board. On April 6, 1979, the Board reviewed the deci-
sion and found that Hendley’s “disloyalty” warranted dis-
ciplinary action,’ but that dismissal from service was “an
extremely harsh penalty.” Accordingly, the Board ordered
that Hendley be reinstated with full seniority, but without
back pay.

It is necessary first for us to define precisely the question
that is before us. We are not faced with the broader issue
of whether 45 U.S.C. § 60, a criminal statute, may be en-
forced through a district court’s issuance of an injunction
in a civil action. The parties agree, and the district court
held, that an injunction may issue to prevent violations of
§ 60 in an ongoing FELA case, The question we must de-
cide is whether a federal court also has jurisdiction, when

*In making this decision, the Board relied heavily on the fact
that Hendley had entered the property of Union Camp without
authorization, In its award, the Board stated, ‘‘This conduct can
be characterized as being disloyal in the sense that the Claimant
entered properties controlled by the Carrier without authorization
and deprived the Carrier of the opportunity to be present at the
accident scene when photographs were taken by the plaintiff.’’ We
cannot agree that this finding is supported by the evidence. Union
Camp Corporation’s property is not controlled by the Central of
Georgia railroad; the railroad merely has operating rights to the
tracks that run through the yard. Furthermore, even if the rail-
road did control the property, Hendley was not responsible for
the attorney’s entrance onto the property or his photographing of
the area.

9a

an FELA case has been concluded, to enjoin a disciplinary
hearing used by a railroad for retaliatory purposes in
violation of 45 U.S.C. § 60.

The Railroad Labor Act, 45 U.S.C. §§ 151-163, requires
that railroads and railroad employees attempt to settle all
minor disputes through grievance procedures. If those
procedures fail, either party may appeal to the National
Railroad Adjustment Board for compulsory arbitration.
Id. § 153 First (i). An award of the adjustment board is
final and binding on both parties, § 153 First ( m), and the
scope of judicial review of these awards is narrow. See
Central of Georgia Railway Co. v. United Transportation
Union, 353 F.Supp. 293, 302 (S.D.Ga.1973) (range of ju-
dicial review is “among the narrowest known to the law ;”
awards are final in the absence of fraud or jurisdictional
defects). Minor disputes are those disputes which concern
the application or interpretation of existing collective bar-
gaining contracts, while “major disputes” concern changes
in rates of pav or working conditions where the method
of change is not provided in the existing labor contract.
REA Express, Inc. v. Brotherhood of Railway, Airline &
Steamship Clerks, 459 F.2d 226, 230 (5th Cir.), cert. de-
nied, 409 U.S, 892, 93 S.Ct. 115, 34 L.Ed.2d 149 (1972).
It is clear that a disciplinary hearing which is conducted in
accordance with the procedures set out in an applicable
collective bargaining agreement would usually constitute
a minor dispute, See Brotherhood of Railroad Trainmen
v. Central of Georgia Railway Co., 305 F.2d 605, 607 (5th
Cir. 1962); Clark v. Seaboard Coast Line Railroad Co.,
332 F.Supp. 3880, 381 (N.D.Ga.1970), Thus, the National
Railroad Adjustment Board has exclusive jurisdiction over
this dispute, unless 45 U.S.C.§ 60 is found to override the
statutory arbitration processes. We conclude that it does.

The authors of the Federal Employers’ Liability Act,
recognizing the danger that railroad agents would coerce

or intimidate employees to prevent them from testifying,
included 45 U.S.C. § 60 in the Act:

10a

Any contract, rule, regulation, or device whatso-
ever, the purpose, intent, or effect of which shall be to
prevent employees of any common carrier from fur-
nishing voluntarily information to a person in interest
as to the facts incident to the injury or death of any
employee, shall be void, and whoever, by threat, in-
timidation, order, rule, contract, regulation, or device
whatsoever, shall attempt to prevent any person from
furnishing voluntarily such information to a person in
interest, or whoever discharges or otherwise disci-
plines or attempts to discipline any employee for fur-
nishing voluntarily such information to a person in
interest, shall, upon conviction thereof, be punished by
a fine of not more than $1,000 or imprisoned for not
more than one year, or by both such fine and imprison-
ment, for each offense; Provided, That nothing herein
contained shall be construed to void any contract, rule,
or regulation with respect to any information con-
tained in the files of the carrier, or other privileged
or contidential reports.

[Emphasis added.] This section prohibits a railroad from
disciplining or attempting to discipline an employee for
furnishing information to an FELA plaintiff. Thus, any
disciplinary investigation held solely for the purpose of
punishing an employee for such conduct is violative of
this statute. Hendley filed suit in federal district court,
claiming that the scheduled disciplinary hearing was illegal
for this reason. Nevertheless, the district court held that
he had an adequate administrative remedy—the discipli-
nary hearing itself. The court listed a number of questions
to be determined in the hearing and the subsequent arbi-
tration, including whether “the disciplinary investigation
[was] punitive or coercive in motive or effect.” Hendley v.,
Central of Georgia Railway Co., 442 F.Supp. at 486. The
illogical result of such an interpretation is obvious. The
employee may be forced to undergo an illegal investigation,
and to present in that hearing his claim that the investiga-
tion is illegal.

lla

The question of whether a particular disciplinary hear-
ing violates § 60 involves interpretation of a federal stat-
ute, and is therefore a matter of federal jurisdiction. An
analogous situation was presented in Brotherhood of Rail-
road Trainmen v. Smith, 251 F.2d 282 (6th Cir. 1958); a
case arising under the Railway Labor Act. A railroad em-
ployee, the plaintiff in that case, was discharged for non-
compliance with a Union Shop Agreement. He sought to
enjoin enforcement of the discharge order on the ground
that the agreement between the union and the railroad, as
interpreted and applied, violated ¢ 2 of the Railway Labor
Act, 45 U.S.C. § 152. The union argued that the case was
within the exclusive jurisdiction of the National Railroad
Adjustment Board. Rejecting this argument, the court
stated:

The issue is whether the BRT Union Shop Agree-
ment is valid if interpreted and carried out by the
Railroad and BRT so as to deprive Smith and others
similarly situated of their employment as conductors.
Decision of this issue depends upon the meaning of
the statute and over such a question the federal courts
have jurisdiction.

251 F.2d at 285. See also, Brotherhood of Railroad Train-
men v. lloward, 343 U.S. 768, 774-75, 72 S.Ct. 1092, 96 L.
Kd. 1283 (1951). Similarly, in the instant case, the issue
before the court does not involve interpretation of a collec-
tive bargaining agreement, an appropriate matter for
resolution by arbitration, Rather, the question is whether
a disciplinary hearing brought in accordance with the pro-
cedures established in the collective bargaining agreement
violates a federal statute. This is a matter properly with-
in the jurisdiction of the federal courts and is not a ques-
tion to be determined by the administrative board.

This reasoning is also illustrated by a series of cases in
which a railroad’s conduct was found to be violative of the
Railway Labor Act’s prohibition against coercion to in-

12a

fluence an employee’s choice of a union representative, 45
U.S.C. § 152 Third. In Brotherhood of Railroad Trainmen
v. Central of Georgia Railway Co., 305 F.2d 605 (5th Cir.
1962), a railroad employee who was also a union represent-
ative was notified that he would be investigated in accord-
ance with the collective bargaining agreement. He was
charged with disloyalty because of his efforts to prevent
other employees from settling personal injury suits. He
filed suit in federal district court, requesting an injunction
on two grounds. First, he claimed that he was not an
“employee” subject to Rule 72 of the railroad’s operating
rules, under which the investigation was brought. The court
held that this question involved interpretation of the col-
lective bargaining agreement, and thus was within the ex-
clusive jurisdiction of the railroad adjustment board. Sec-
ond, the employee claimed that the investigation was the
result of a railroad plan to discredit the union and the
plaintiff as the union representative. The plaintiff claimed
therefore that the disciplinary hearing violated 45 U.S.C.
§ 152 Third, which prohibits coercion in employees’ choice
of a representative. The court held that the federal district
court had jurisdiction to hear this claim, since the disci-
plinary hearing, if brought for the purpose of interfering
with union representation, was a violation of the Railway
Labor Act. The railroad objected that determination of
the court’s jurisdiction to enjoin the hearing would neces-
sarily require a decision on the merits of the grievance
against the plaintiff. The court responded:

[T]}he Railroad may not use the disciplinary proceed-
ings as a guise for thwarting, or frustrating, or under-
mining the effectiveness of the Brotherhood, or Bying-
ton as its agent, in their statutory responsibilities as
bargaining representatives. And in passing on the
motivation for the disciplinary hearing, the Court may
inescapably find itself in the position of necessarily
passing on Byington’s legal status as an employee, to
his benefit or detriment, and the extent to which he
therefore owes a duty of fidelity.

13a

305 F.2d at 609. The court held that the plaintiff's claim,
if proven, would entitle him to injunctive relief by the
federal district court. Jd.

Section 60, like § 152 Third, is a specific prohibition of
certain conduct by a railroad. A plaintiff may not be de-
nied access to the federal courts when his employer uses
its grievance procedures and disciplinary powers in direct
violation of this statute. If an employee can show that the
object of a railroad’s investigation is to discipline the em-
ployee for furnishing information in an FELA case, then
injunctive relief by a federal district court is “appropriate
if not compelled.” Brotherhood of Railroad Trainmen v.
Central of Georgia Railway Co., 305 F.2d at 609; see Con-
rad v. Delta Air Lines, Inc., 494 F.2d 914, 918 (7th Cir.
1974).

Finally, a district court’s ability to enjoin a hearing or
conduct which violates § 60 is essential to effectuate the
purpose of the section. In Kozar v. Chesapeake & Ohio
Railway Co., 320 F.Supp. 335 (W.D.Mich.1970), affirmed
im part and vacated in part, 449 F.2d 1238 (6th Cir. 1971),
a district court recognized the intimidating effect of any
exercise of a railroad’s power against an FELA witness:

[RJailroad employees are subject to considerable
pressure if called to give testimony against their em-

‘In a later case, Brotherhood of Railroad Trainmen v. Southern
Railway Co., 393 F.2d 303 (5th Cir. 1968), the plaintiff railroad
relied on Brotherhood of Railroad Trainmen v. Central of Georgia
and requested that the district court enjoin union activity alleged
to have violated the general policy provisions of the Railway Labor
Act. The court rejected this argument, stating that § 152 Third,
the basis for injunction in the earlier case, was more than a gen-
eral policy statement, since it ‘‘specifically prohibits interference
by the carrier with the designation of representatives by the
union.’’ Id. at 307. This decision illustrates the similarities be-
tween §152 Third and § 60, and the necessity of federal court
jurisdiction to enjoin their violation. Both statutes involve much
more than mere policy statements—they declare certain conduct
unlawful and provide criminal penalties for violation.

l4a

ployer. This pressure need not be the result of direct
threats or arm-twisting; it is not necessarily the object
of deliberate railroad policy. But whether by design
or accident, the fact remains that these working men,
through numerous contacts with supervisors and claim
agents during the discovery process, often believe that
a wrong step—defined by railroad rules (real or ap-
parent) and interpreted by railroad officials—may re-
sult in sanctions, and that the wrong testimony—po-
tentially costing the railroad large amounts of money
—might arouse the displeasure of those in control of
their livelihood. The tremendous power of a corpora-
tion like the Chesapeake and Ohio Railroad, coupled
with its aggressive efforts to defeat the claims of those
injured by its activities—even when the victims are
their most valuable employees—can overawe and even
cower those individuals upon whom an opposing party
must rely to substantiate his claim.

320 F.Supp. at 369-70. If a railroad is allowed to discipline
an employee for furnishing information to an FELA plain-
tiff, and the employee is required to submit to the hearing
and to process his claim through arbitration before finally
reaching the federal courts, the coercive effect is over-
whelming. Employees who consider testifying in an FELA
case will understandably hesitate if they know that they
may be forced, as Hendley was, to undergo a formal in-
vestigation and possibly suspension for a lengthy period
of time. The fact that the employee may ultimately pre-
vail is of little assurance to one who faces possible unem-
ployment for a year or more. Thus, the disciplinary pro-
cedure not only violates the mandate that an employer re-
frain from disciplining an employee for furnishing infor-
mation, it also becomes a device the “effect of which shall
be to prevent employees of any common carrier from fur-

nishing voluntarily information to a person in interest.”
45 U.S.C. § 60.

15a

For these reasons, we hold that a district court has ju-
risdiction, even after the conclusion of an FELA case, to
enjoin any proceeding which is violative of § 60. We do not
hold that an employee may never be disciplined for his
conduct in connection with an FELA case. If, for example,
an employee removed documents or confidential files from
the railroad’s offices, disciplinary action would be appro-
priate for violation of the company’s rules. We simply hold
that a federal district court has jurisdiction to determine
whether a disciplinary hearing is brought for purposes
violative of §60, or whether the railroad is attempting
to discipline the employee for a violation of lawful com-
pany rules.°

It is clear from a review of the testimony before the
investigating board that the actions of Hendley which were
the subject of the investigation are within the protection
of $60. The railroad apparently charged that Hendley
had made arrangements for Moore to go onto the property
of Union Camp, had driven him in on a locomotive, and
had assisted him in photographing the accident scene. The
testimony at the hearing showed that Hendley did not
make arrangements for Moore to enter the property; he
did not even know that Razook would be accompanied by
his attorney until he was met by Razook and Moore on
Union Camp property. The men did not drive or ride a
locomotive into the area. Hendley did not photograph the

°The railroad argued that the plaintiff’s appeal is moot, since
the dispute has been processed to conclusion through the proce-
dure of the National Railroad Adjustment Board. We find this
contention to be without merit. The plaintiff initially requested
that the court enjoin the railroad from conducting the proposed
investigation and from interfering with the plaintiff’s employ-
ment. Although the disciplinary proceeding itself has been con-
cluded, the unlawful effects of the proceeding have not. The con-
tinued denial of back pay for the year that Hendley was unem-
ployed is a present unlawful interference with Hendley’s right
of employment, and constitutes a continuing violation of § 60,

16a

area or assist Moore in making photographs. Hendley’s
only “disloyalty” consisted of meeting Razook and his
attorney on the property, discussing the physical layout
of the tracks, and giving a deposition to be used in the
ease—conduct that falls within the protection of § 60,

Since Hendley’s actions could not lawfully be the subject
of disciplinary action and arbitration, any award made by
the National Railroad Adjustment Board is null and void.
We reverse, and remand to the district court to order that
the award of the National Railroad Adjustment Board be
set aside, and that Hendley receive full back pay for the
time that he was suspended or unemployed as a result of
the railroad’s actions.

Reversep and REMANDED.

17a

APPENDIX C

UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

No. 78-1058
D. C. Docket No. CA CV4-77-269

James E. Henpuey,
Plaintiff-A ppellant,
versus

CENTRAL OF GroraiA RaLroap Company,
Defendant-A ppellee.

Appeal from the United States District Court for the
Southern District of Georgia

Before Tutrie, Vance and Kravitcn, Circuit Judges.

JUDGMENT

This cause came on to be heard on the transcript of the
record from the United States District Court for the
Southern District of Georgia, and was argued by counsel;

On ConsiperaTtION Wueregor, It is now here ordered and
adjudged by this Court that the judgment of the said
District Court in this cause be, and the same is hereby,
reversed and that this cause be, and the same is hereby
remanded to the said District Court in accordance with the
opinion of this Court;

Ir Is Furruer Orperep that defendant-appellee pay to
plaintiff-appellant, the costs on appeal to be taxed by the
Clerk of this Court,

January 15, 1980

A true copy Test: Giupert F. GanucHEAU
Clerk, U.S. Court of Appeals, Fifth Circuit
By /s/ Sarau L, Hotmes

Deputy
New Orleans, Louisiana March 20, 1980

Issuep As Manpate: Marcu 20, 1980

18a

APPENDIX D

IN THE UNITED STATES DISTRICT COURT FOB THE
SOUTHERN DISTRICT OF GEORGIA
SAVANNAH DIVISION

CV 477-269

James KE, Henpbwey,
Plaintiff

vs.

CentTRAL OF Georcia RarLtroap Company,
Defendant

December 28, 1977

ORDER
I

James EK. Hendley is an employee of Central of Georgia
Railroad Company which is a part of the Southern Rail-
way System. He seeks an injunction against the defen-
dant’s pending disciplinary investigation growing out of
his activities in connection with a co-employee’s personal
injury suit against Central under the Federal Employers’
Liability Act.

Mr. Hendley is a switch engine foreman. It appears that
in off-duty hours, he assisted Daniel Razook in the latter’s
personal injury action against Central and Union-Camp
Corporation. He was present in a switch engine which car-
ried one of plaintiff’s attorneys (a former officer in the
Switchmen’s Union) onto Union-Camp’s woodyard where
photographs were made for use in the FELA action filed
by Razook.’

*See Hendley’s pre-trial deposition in the Razook case. He did
not testify at the trial of the claim against Central of Georgia and
Union-Camp Corporation. The pictures taken at the woodyard
were used in the trial.

19a

Following the trial and settlement of the damage suit,
written notice was sent to Hendley scheduling a discipli-
nary investigation based on “disloyalty” and the violation
of rule R of Southern Railway System’s operating rules."
Hendley who has been suspended responded with a suit
seeking injunctive relief in this Court. Jurisdiction is
predicated upon 28 U.S.C. § 1331(a) [federal question] ; 45
U.S.C. § 60 [prohibiting a carrier’s prevention of an em-
ployee’s volunteering information as to a claim to one in
interest], and 45 U.S.C. $56 [jurisdiction over personal
injury cases under the Federal Employers’ Liability Act].

Hendley maintains that the investigation is intimidatory
in nature and is a palpable violation of 45 U.S.C. § 60.
The disciplinary proceeding constitutes, plaintiff com-
plains, a mere reprisal because Central was the loser in
Razook’s action for damages. Plaintiff argues that relief
can and should be granted by this Court in the way of
enjoining the imminent disciplinary investigation.

The Railroad contends that this Court is without juris-
diction to do so and that Mr. Hendley has no remedy in the
courts until he has exhausted the procedures provided for
in the collective bargaining contract and the Railway
Labor Act, 45 U.S.C. §§ 151-159, Central takes the position
that the statute in question establishes “primary exclusive
jurisdiction” in the National Railroad Adjustment Board
and the procedures created in that Act.

The scheduled investigation was postponed pending a
decision by this Court as to the jurisdictional question.
Briefs have been filed and oral argument heard.

*“‘Information detrimental td the Company’s interests must
not be divulged except to proper officers or to others authorized
to obtain such information.’ The letter scheduling the hearing on
the charge of disloyalty is dated December 1, 1977, immediately
following the trial of the case in the Superior Court of Chatham
County.

20a

II

Under 45 U.S.C. § 60, which is an adjunct of the Federal
Employers’ Liability Act, any contract, rule or device is
void that is intended or has the effect of preventing em-
ployees of a common carrier from voluntarily furnishing
information to a person in interest as to the facets incident
to the injury or death of an employee. Anyone who by
threat, intimidation, contract, rule or device attempts to
prevent the voluntary furnishing of information or who
disciplines or attempts to discipline an employee for doing
so is guilty of a criminal offense. 45 U.S.C. § 60. It was
the intent of Congress to see to it that an injured employee
could readily obtain all the available information from
witnesses, particularly employees of the railroad company.
Dugger v. Baltimore & O. R. Co., 5 F.R.D. 334 (E.D., N.Y.).
The purpose of the statute is to prevent the coercion of
employees upon whom an employee claimant depends to
substantiate his claim against the railroad. Kozar v. Ches-
apeake and Ohio Ratlway Company, 320 F. Supp. 335, 369-
70, 383-85 (W.D., Mich.), reversed in part upon other
grounds, 449 F.2d 1238 (6th Cir.). In Kozar the District
Judge observed that where there are coercive practices by
a carrier, “Every remedial weapon, including contempt,
will be available to insure uninhibited exercise of federal
rights.” p. 386.

The Collective Bargaining Agreement between the Cen-
tral of Georgia Railroad Company and the Switchmen’s
Union of which Mr. Hendley was a member provides for
an investigation of grievances. Where the Railroad brings
charges, the employee has full opportunity to hear the
testimony of all witnesses and to present his side of the
case. If the result of the investigation is disciplinary ac-
tion or dismissal of the employee, there is a right of ap-
peal to the next higher officer and from him to the next
higher one. Article 18 of the Collective Bargaining Agree-
ment.

2la

Because of the huge backlog of minor disputes before
the Adjustment Board, Congress amended the Act in 1966
to provide for the establishment of special adjustment
boards to resolve disputes otherwise referable to the Board
itself. The machinery created establishes a mandatory arbi-
tration alternative. See Brotherhood of Locomotive Engi-
neers v. Denver & Rio Grande Western Railroad Com-
pany, 411 F.2d 1115, 1118 (10th Cir.). The awards of the
special adjustment boards are “final and binding upon
both parties to the dispute.” 45 U.S.C. § 153 First (m).
The range of judicial review of an award by such a board
is a narrow one. See Central of Georgia Railway Company
v. United Transportation Union[s], 353 F. Supp. 293, 302
(S.D., Ga.).

The Railway Labor Act (45 U.S.C. §§ 151-163) contem-
plates and commands that the parties attempt to settle al]
minor disputes through grievance procedures, failing which
either party has the right of recourse to compulsory arbi-
tration by way of appeal to the National Railroad Adjust-
ment Board. 45 U.S.C. § 153 First (i). A “minor” dispute
generally concerns the meaning or proper interpretation
and application of rules or working conditions under the
collective bargaining agreement. Major disputes “look to
the acquisition of rights for the future, not to aszertion of
rights claimed to have vested in the past.” Itasca Lodge
2029 of Brotherhood of Railway and Steamship Clerks,
Freight Handlers, Express and Station Employees v.
Railway Express Agency Incorporated, 391 F.2d 657, 662-
664 (8th Cir.), quoting Elgin, Joliet & Eastern Railway
Co. v. Burley, 325 U.S. 711, 723.

ITI

The logical extreme to which plaintiff’s argument leads
us is that a Railroad may not discipline an employee who
aids a fellow employee in developing his case against the
carrier. Accordiug to plaintiff, there can be no “disloyalty”

22a

grievance since 45 U.S.C. § 60 makes a federal crime out of
disciplinary reprisals by the carrier.

I cannot agree that that statute abolishes employer
charges and grievances as to employee disloyalty. Internal
disciplinary hearings at company level under a collective
bargaining agreement constitute neither harassment nor
other violation of 45 U.S.C. § 60. Clark v. Seaboard Coast
Line Railroad Company, 332 F. Supp. 380, 381 (N.D., Ga.).
See also Seaboard Air Line Railroad Company v. Wil-
kinson, 216 Ga. 338, 342.

Much in point is Brotherhood of Railway and Steam-
ship Clerks v. Atlantic Coast Line Railroad Company,
154 F. Supp. 71 (E.D., N.C.), aff’d. 253 F.2d 753 (4th
Cir.). The underlying facts in that case bear striking re-
semblance to those in the present case. A Union official
who was an employee of ACL had assisted the attorney
for another employee in the preparation of his FELA suit
by surreptiously arranging for the access of a photogra-
pher to the Railroad’s office building in order to take pic-
tures of a spiral stairway on which plaintiff had been
injured. The plaintiff was discharged following discipli-
nary proceedings pursuant to the bargaining agreement.
The Railroad Adjustment Board found such termination
of employment to be without cause. In the ensuing enforce-
ment proceeding in connection with such award the district
court reversed on the ground of the employee’s disloyalty.
On appeal to the Fourth Circuit that ruling was affirmed.

In the case of Greenwood v. Atcheson, Topeka and Santa
Fe Railway Company, 129 F. Supp. 105 (S.D., Cal.) the em-
ployee sued for damages for wrongful discharge. He had
previously processed his grievance through the National
Railroad Adjustment Board which denied his claim and
refused reinstatement. The District Court held that the
award in question was final and that no remedy existed

23a

beyond the administrative claim.’ It found that 45 U.S.C.
§ 60 conferred no right of action on a plaintiff pursuant
to the Federal Employers’ Liability Act.
a IV
Title 45 U.S.C. § 60 is a criminal, not a jurisdictional
statute. I have little doubt that violations of that Section
may be enjoined in connection with an on-going FELA
case. See Clark v. Seaboard Coast Line Railroad Company,
332 F. Supp. 380, supra; Kozar v. Chesapeake and Ohio
Railway Company, supra, 320 F. Supp. 335. Here, however,
the Razook case has been tried and settled. There was no
suppression of evidence through coercion by the Railroad.
The purpose of the present suit for injunction is not to
obtain relief under 45 U.S.C. § 60. It is to by-pass the
mandatory remedies prescribed by Congress under the
guise of the criminal statute. Clearly, plaintiff has an
adequate administrative remedy under the law. It is no
answer to say that proceedings under the National Ruil-
way Labor Act take too long.

The dispute involved in this case is part of the ordi-
nary, diurnal grist of employee-employer relations. The
questions involved in the disciplinary investigation in-
clude whether or not the conduct complained of consti-
tuted disloyalty. Was Switch Foreman Hendley merely
voluntarily furnishing information for use in the suit
against Central? Did Mr. Hendley have the right to fur-
nish or provide same to a co-employee? Is the disciplinary
investigation punitive or coercive in motive or effect?

* The Supreme Court agreed in Union Pacific Railroad Company
v. Price, supra, 360 U.S. 617 that the submission by the plaintiff
of his grievance to the Adjustment Board in respect to his dis-
charge from employment precludes him from seeking damages in
a subsequent common-law action. Congress never intented that the
Railroad Adjustment Board should only render advisory opinions.

24a

Such questions of fact (or law) are determinable under
established grievance and arbitral procedures, contractual
and statutory.

Awards of the special adjustment boards are, as stated,
“final and binding upon both parties to the dispute.” 45
U.S.C. § 153 First (m). The jurisdiction of the National
Railroad Adjustment Board and its remedial processes is
exclusive, primary and mandatory in the case of minor
disputes under collective bargaining agreements. The stat-
utory procedures represent a comprehensive system for
resolving such controversies and a party may not turn to
the courts for relief before the administrative body has
first evaluated and decided the dispute. See Slocum v.
Delaware Lackawanna ¢& Western Railroad Co., 339 U.S.
239; Union Pacific Railroad Co. v. Price, 360 U.S. 601,
616; International Brotherhood of Electrical Workers v.
Washington Terminal Company, 473 F.2d 1156, 1172-73
(D.C. Cir.), cert. den. 411 U.S. 906. The role of the courts
in adjustment of labor disputes does not begin until there
has been exhaustion of the contractual and statutory arbi-
tration processes. Andrews v. Louisville & Nashville Rail-
road Co., 406 U.S. 320, 325-26.

y The courts that have considered the effect of 45 U.S.C.
“§ 60 on jurisdiction in suspensions or terminations grow-
ing out of charges of employee perfidy have concluded that
that provision of FELA does not preclude, in a proper
case, such punishment. Nor does it confer jurisdiction
upon the district courts to decide that issue. I have read
the authorities relied on by plaintiff’s counsel and do not
find them to be persuasive.‘

* A few words probably should be said concerning Texas & New
Orleans Railroad Company v. Brotherhood of Railway & Steam-
ship Clerks et al., 281 U.S. 548. The Railway Labor Act of 1926
contained a provision that representatives of the disputant parties
should be selected by the respective parties without influence or

25a

Finding neither a clear and specific grant of federal
jurisdiction nor any statutory overriding of the remedies
established in labor disputes, the injunctive relief sought
must be and is denied and the complaint dismissed. The
defendant Railroad is free to reschedule the disciplinary
investigation and to proceed therewith.

This December 28th, 1977,

/8/ ALEXANDER A. LawrENCE
Judge, United States District Court
Southern District of Georgia

coercion by the other. The defendant Railroad had recognized a
company Union as the representatives of its clerical parties and an
injunction against it was granted below. Defendants contended
in the Supreme Court that the Statutory provision referred to
created a mere abstract right without provision for enforcement
by legal proceedings. The Court affirmed. It said: ‘‘The definite
prohibition which Congress inserted in the Act cannot . . . be over-
ridden in the view that Congress intended it to be ignored. As the
prohibition was appropriate to the aim of Congress, and is capable
of enforcement, the conclusion must. be that enforcement was con-
templated.’’ At 569.

But this is not to say that a right to be free from coercion as
set forth in a criminal law operates to displace a statutory system
of mandatory arbitration embracing the very controversy between
the parties in respect to loyalty.

26a

APPENDIX E

UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF GEORGIA
SAVANNAH DIVISION

Civil Action File No. CV477-269
James EK. HENDLEY
vs.

CENTRAL OF GeorGia Rattroap Company

JUDGMENT

This action came on for consideration before the Court,
Honorable Alexander A. Lawrence, United States District
Judge, presiding, and the issues having been duly consid-
ered and a decision having been duly rendered,

It is Ordered and Adjudged that in accordance with
such decision Judgment is rendered in favor of the De-
fendant, CenTraL or GeorciA Raitroap Company, and
against the Plaintiff, James E. Henpiey. Costs are as-
sessed against Plaintiff.

Dated at Savannah, Georgia, this 28th day of December,
1977. .
Louis E. ArNCHBACHER
Clerk of Court

By /s/ Micuar, L. Artutr
Deputy Clerk

27a

APPENDIX F
PUBLIC LAW BOARD NO. 2086

Case No. 7
Award No. 1

Parties to Dispute:
CENTRAL OF Georoia Rartroap Company
vs.

Unitep Transportation Union
April 6, 1979

Statement of Claim:

(a) Claim on behalf of Savannah Yardman James
KE. Hendley for reinstatement to service with seniority
unimpaired, compensation for all lost time earnings
and all benefits deprived of, including but not limited
to, holiday pay and health and welfare benefits ac-
count suspended from service on December 1, 1977.

(b) Claim on behalf of Savannah Yardman James
K. Hendley for reinstatement to service with seniority
unimpaired, compensation for all lost time earnings
and all benefits deprived of, including but not limited
to, holiday pay and health and welfare benefits on
account of being suspended from service on December

1, 1977, and later being dismissed from service on
February 25, 1978.

Findings: The Board, upon the whole record and all the
evidence, finds that:

The Carrier and the employee involved in this dispute
are respectively carrier and employee within the meaning
of the Railway Labor Act, as amended.

28a

The Board has jurisdiction over the dispute involved
herein.

The Parties to said dispute were given due notice of
hearing thereon,

The Claimant in this case was a Yard Foreman with
over twenty-five years of service and was Local Chairman
for the past six years. One of the Claimant’s fellow em-
ployees filed a personal injury lawsuit against the Carrier
and Union Camp Corporation in December of 1976. In the
preparation of his lawsuit the plaintiff was confused about
the exact physical description of the location where he
was injured. The Claimant assisted the plaintiff in his
efforts to clarify this confusion about the location of the
injury. The Claimant, while off duty, met the plaintiff
and his personal attorney at the entrance to the Union
Camp Yard and they proceeded onto the property which
was either owned or controlled by the Carrier. They arrived
at the scene of the personal injury and the plaintiff’s
attorney photographed the area. The Claimant, the plain-
tiff and his attorney then left the premises together.

On November 11, 1977 the Claimant appeared and gave
his deposition in the plaintiff’s lawsuit. The Carrier’s attor-
ney and Claim Agent were present at this deposition in
which the Claimant related his visit to the accident svene.
The Carrier’s Claim Agent did not have any authority
over the Claimant. After November 11, 1977, the Carrier’s
Superintendent, who had authority over the Claimant’s
conduct, was involved in the preparation of the defense in
the civil action and reviewed the Claimant’s deposition.
Following this review the Superintendent charged the
Claimant with disloyalty and suspended him on December
1, 1977, pending an investigation. The Claimant submitted
a claim protesting this suspension on February 14, 1978.
On February 15, 1978 an investigation was held. On Feb-
ruary 25, 1978, the Claimant was notified of his dismissal

29a

from service. The Claimant then submitted a claim pro-
testing his dismissal.

Article 21 (b) of the schedule agreement provides:

If an appeal is taken from decision rendered, it
shall be presented to the next highest officer without
delay and not later than 60 days from date of decision.

The Claimant was suspended from service on December 1,
1977 and did not file his first claim until February 14, 1978,
which was more than sixty (60) days following the Car-
rier’s suspension decision. The Claimant’s initial claim,
therefore, must be denied without any consideration of the
merits. The Claimant’s second claim protesting his dis-
missal, however, was timely filed.

This Board has reviewed the entire record in this case
and finds that the Claimant was afforded a fair, impartial
and timely hearing. The record shows the Claimant as-
sisted another employee who was pursuing a civil action
for personal injuries against the Carrier, The Claimant’s
conduct was designed to show the plaintiff the actual con-
ditions at the scene of the accident. There was no intent
to distort the facts or evidence in the civil action. There
was no intent to encourage the litigation against the
Carrier. The Claimant merely intended to assist the plain-
tiff so he could accurately describe the physical conditions
at the accident scene. The plaintiff could have used avail-
able discovery procedures to acquire the same evidence.
If such procedures had been used, the defendants in the
civil action could have been present. Essentially, the
Claimant has deprived the Carrier of the opportunity to
be present at an examination of the accident scene by the
plaintiff.

This conduct can be characterized as being disloyal in
the sense that the Claimant entered properties controlled

30a

by the Carrier without authorization and deprived the
Carrier of the opportunity to be present at the accident
scene when photographs were taken by the plaintiff. Even
though the Claimant’s conduct was contrary to the Car-
rier’s procedural interests, his primary motivation was to
assist a fellow employee in ascertaining the truth. There
was no intent to undermine the Carrier’s position in the
civil action. Photographs takén at the accident scene were
used in the trial oi At civil action, but the Claimant did
not testify. There was no evidence that these photographs
were inaccurate or misleading. There was no evidence that
the plaintiff in the civil action was not entitled to acquire
such photographs for the preparation and trial of his law-
suit. There was evidence that the plaintiff was not entitled
to acquire these photographs through the Claimant.

Thé Claimant has argued that as a union representative
and fellow employee, he had the right to assist the plaintiff
during off duty hours. Such conduct would not be consid-
ered disloyalty. The Claimant, however, provided more
than off duty assistance when he made an unauthorized
entry upon the properties controlled by the Carrier. The
Claimant has misinterpreted his right and duty to assist
his fellow employee and union member. He has been dis-
loyal to the Carrier.

This offense warrants disciplinary action. The penalty
invoked by the Carrier muSt be appropriate for the proven
offense. It cannot be arbitrary, capricious or discrimina-
tory. Given the nature of the Claimant’s conduct, his long
service and the absence of any wilful misconduct, dismissal
from service is an extremely harsh penalty. This Board,
therefore, has concluded that the Claimant should be re-
instated with full seniority, but without any back pay.

3la

AWARD
1. The first claim is hereby denied.

2. The second claim is hereby sustained, in part, in
accordance with the findings. The Claimant shall be rein-
stated with full seniority, but without any back pay. Award
to be complied with within thirty (30) days from date of
this award.

Pusuic Law Boarp No. 2086

/s8/ Rospert G. WiLuiaMs

Neutral
/s/ R. E. Loomis /3/ J. M. Hicks, Dissenting
Carrier Member Organization Member

Date: April 6, 1979

32a

APPENDIX G

IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

No. 78-1058

James KE. Henp.ey,
Plaintiff-A ppellant,

versus

CenTtRAL oF Georgia RaiLroap Company,
Defendant-A ppellee,

Appeal from the United States District Court for the
Southern District of Georgia

ON PETITION FOR REHEARING AND PETITION FOR
REHEARING EN BANC

(Opinion January 15, 1980, 5 Cir., 197—, —— F.2d ——).
(March 12, 1980) |

Before Turtie, Vance and Kraviton, Circuit Judges.

Per Curiam:

(X) The Petition for Rehearing is Den1zep and no member
of this panel nor Judge in regular active service on the
Court having requested that the Court be polled on re-
hearing en banc, (Rule 35 Federal Rules of Appellate Pro
cedure; Local Fifth Cireuit Rule 16) the Petition for
Rehearing En Bane is Derniep.

( ) The Petition for Rehearing is Dentep and the Court
having been polled at the request of one of the members
of the Court and a majority of the Circuit Judges who
are in regular active service not having voted in favor of
it, (Rule 35 Federal Rules of Appellate Procedure; Local

33a

Fifth Circuit Rule 16) the Petition for Rehearing En Bane
is also Dentep.

( ) A member of the Court in active service having re-
quested a poll on the reconsideration of this cause en bane,
and a majority of the judges in active service not having
voted in favor of it, rehearing en banc is Deniep.

ENTERED For Tue Court:

c /s/ Exvsert P. Turrie
United States Circuit Judge

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_2493%3A1. Public record. Not legal advice.
