# Petition — Middlesex County Sewerage Authority v. National Sea Clammers Assn.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 453 U.S. 1

## Text

APR 29 1980

Suprene Court of the Wnited| Btwkedocs., 12 oso»

Ocroper Term, 1979

IN THE

@9-1711

MIDDLESEX COUNTY SEWERAGE AUTHORITY, PASSAIC VALLEY SEWER-
AGE COMMISSIONERS, MIDDLETOWN SEWERAGE AUTHORITY, BERGEN
Morea ieee AUTHORITY and THE LINDEN ROSELLE SEWERAGE

Petitioners,
v.

NATIONAL SEA CLAMMERS ASSOCIATION, GOSTA LOVGREN, CITY OF
NEW YORK, HONORABLE ABRAHAM BEAME, UNITED STATES EN-
VIRONMENTAL PROTECTION AGENCY, RUSSELL E. TRAIN, individually
and as ADMINISTRATOR OF THE UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY, UNITED STATES ARMY CORPS OF ENGINEERS,
MARTIN R. HOFFMANN, individually and as SECRETARY OF THE UNITED
STATES DEPARTMENT OF THE ARMY, NEW YORK DEPARTMENT OF
ENVIRONMENTAL CONSERVATION, OGDEN R. REID, individually and as
COMMISSIONER OF THE NEW YORK DEPARTMENT OF ENVIRON-
MENTAL CONSERVATION, NEW JERSEY DEPARTMENT OF ENVIRON-
MENTAL PROTECTION, DAVID J. BARDIN, individually and as COMMIS-
SIONER OF NEW JERSEY DEPARTMENT OF ENVIRONMENTAL PRO-
TECTION, WEST LONG BEACH SEWER DISTRICT, COUNTY OF WEST-
CHESER, DEPT. OF ENVIRONMENTAL FAC. CITY OF LONG BEACH
AND CITY OF GLEN COVE and THE JOINT MEETING OF ESSEX AND
UNION COUNTIES,

Respondents,

PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE THIRD CIRCUIT

WILENTZ, GOLDMAN & SPITZER, MILTON B. CONFORD,
A Professional Corporation, Counsel for Petitioner, Middlesex County
Attorneys, Sewerage Authority,
FRANCIS x JOURNICK, 900 Route 9,
MARVIN J. BRAUTH, Woodbridge, New Jersey 07095.
Of Counsel. (201) 636-8000

(Additional Counsel appear on the reverse side of this cover)

Adams Press Corp., 5 Commerce Street, Newark, N. J. 07102—(201) 623-8611

JOHN G. GILFILLAN, III,
Of Counsel.

MENELAOS W. TOSKOS,
Of Counsel.

FURMAN anv JENNINGS,
Attorneys.

CHARLES C. CARELLA,
Counsel for Petitioner, Passaic Valley
Sewerage Commissioners,
Gateway I, Suite 2404,
Newark, New Jersey 07102.

STEPHEN J. MOSES,
Counsel for Petitioner, Bergen County
Sewer Authority,
One Essex Street,
Hackensack, New Jersey 07601.

VINCENT J. JENNINGS,
Counsel for Petitioner, Township of Middle-
town Sewerage Authority,
110 Highway 35,
Red Bank, New Jersey 07701.

RAYMOND G. TOMASZEWSKI,
Counsel for Petitioner, The Linden Roselle
Sewerage Authority,
812 North Wood Avenue,
P.O. Box 626,
Linden, New Jersey 07036.

TABLE OF CONTENTS

SS EE Oh RA IEA SN ee a

GREAT RE Ghee eek Od SRO WER -

QUESTIONS PRESENTED FOR REVIEW ...W..........-.-:0+2-ce--0-000
CONSTITUTIONAL AND Statutory Provisions INVOLVED

nner ere Cae nas cccecsnecnsseencseccmcecntece

ARGUMENT—Petitioner advances the folowing reasons
for the allowance of certiorari:

A. The holding of the Court of Appeals that
failure of plaintiffs to give the statutory no-
tice of intention to institute a complaint based
on the Federal Water Pollution Control Act
(FWPCA) 33 U.S.C. Sees. 1251 et seq., 1365,
and on the Marine Protection, Research and

Sanctuaries Act (MPRSA) 33 U.S.C. Sees. |

1401 et seq., 1415, is not fatal to claims for
relief under those statutes, is erroneous; and
the Courts of Appeals are in conflict on the
issue, rendering review by this Court highly
SIDI. :isiashternonanuceacesinmepisinisiannsenihacbihaeicntcsbbonciosiinas

B. The holding of the Court of Appeals that a
private citizen may maintain an action under
28 U.S.C. See. 1331 against a state govern-
mental agency for pollution of ocean waters
on the basis of a federal common-law nuisance
theory is erroneous; and the federal courts
of appeals are now in conflict on the issue,

rendering review by this Court highly de.

IIIS 1.4 councsasasdgtuaselesopshuboiotaniaaiaseleninaeonnieebasicountsicaleinins

10

TABLE OF CONTENTS

1. Significance of Illinois v. Milwaukee .......

2. Any pre-existing theory of federal com-
mon-law nuisance by a private party
against a public sewerage agency should
be deemed pre-empted by the enactment
of the 1972 Amendments ot FWPCA, of
MPRSA as amended in 1977, and of the
administrative regulations adopted by
KPA pursuant to both acts 2.0...

3. Illinois v. Milwaukee authorizes only an
injunction, not damages ....................-.-...—...

C. Any tort claim for damages against the New

Jersey sewage disposal agencies, including
any based on a federal common-law nuisance
claim, is barred by the Eleventh Amendment
and/or the New Jersey Tort Claims Act since
those agencies by New Jersey law partake
of New Jersey’s sovereign immunity, and the
waiver of such immunity here is predicated
on conditions which plaintiffs have not satis-
fied. Due respect for States under appro-
priate principles of federalism bespeaks re-
view of this issue by this Court, the Court
of Appeals having resolved it erroneously ..

1. As to immunity under the New Jersey
Tort Claims Act, N.J.S.A. 59:1-1 et seq.
Bic Bie oD ec

2. As to sovereign immunity under the
Eleventh Amendment _.W...-.....-.-.-co---o.-0---

fe am eta Da A UNMET CORA ly ATCT ee a

21

24

TABLE OF CONTENTS ii
PAGE

APPENDIX:
Opinion of the Court of Appeals la
Judgment of the Court of Appeals 37a
Opinion of the District Court .. 40a
Ordler of the Thiwtriet Cre ancl dcatescteteee 68a

Constitutional Provision and Statutes Involved Tla
Eleventh Amendment to Constitution of the

United States .............-. ie rome §
28 U.S.C. See. 1254 ...W.......... wiinnaiiacesie Tla
ee ERIE “i iancatteaticlenimeennietelints Tla
Re Rese RO hibeisc codec sigue Tla
28 U.S.C. See. 13833 72a
ee Ee Ne I ciciinctinccesinaadelmeniaiagaa 72a
33 U.S.C. Sec. 1251 .. 73a
33 U.S.C. Sec. 13811 ..... 76a
33 U.S.C. See. 1816 82a
33 U.S.C. Sec. 1817 .... 84a
33 U.S.C. See. 1841 ._.. = 88a
Se Re Mc POD coiceincind te isocaatinen 93a
Be Ui SHOU, BUD siacirsninipepnnententnenciotens 95a
33 U.S.C. See. 1365 . 96a,
33 U.S.C. See. 1401 .... sabaninbbaieaiin 98a
LR GAR GS °° ) enero nce eee na One 99a
ee se Gs BUI ed cteeticeistesisdeeneiiennnioncs 100a

Se Wr: TOO BRIG serenttinceorsieganicomanins 103a

lv TABLE OF CONTENTS

PAGE

ao UBL. Gee. 106 os 104a

42 U.S.C. See. 7604 .... ‘4 ... 105a

N.JS.A. 5921-2 ... . 108a

N.J.S.A. 59:1-3 __. 109a

Mar TR in eda eee 109a

OE SF | SOM irre See nike 109a

Pas BM cisiacctbccmsnsslan 109a

pS Re SE ee eee a1 Oe 110a

Cases Cited

Byram River y. Village of Port Chester, 394 F.

Sepp. €i8 (DN.Y. 1076) 17
City of Highland Park y. Train, 519 F.2d 681 (7 Cir.

1975), cert. denied 424 U.S. 927 (1976) 15,17
Committee for Con. of Jones Falls Sewage System
v. Train, 375 F.Supp. 1148 (D. Md. 1974), affirmed
on other grounds consistent with that of the Dis-
trict Court on the instant issue, 539 F.2d 1006 (4

SOs TIED Sicceciscacmanoeanciadessaecslaeslart ae 17-20, 23
Conservation Soc. of S. Ver. Ine. v. Secretary of

Tran., 508 F.2d 927 (2 Cir. 1974) 15

Cort v. Ash, 422 U.S. 66 (1975) 12
Georgia v. Tennessee Copper Co., 206 U.S. 230

SOE? Sccsthasestiatasd conimentadaaiahicome ries a Ao 9
cS ORD NI ae Carer Ceres aOR TAD ie eT ET eee 9
WP ICA ~- waiccortabpctslapiaielcesiicubbauiasteneomietaMbininlebaiaan ats 9
09:1-1 (New Jersey Tort Claims Act) ....3, 4, 9, 25
PEAT oid: nvstibiisciabutseniasinensabascesiienpajasinnsehiptabbeaitiaas cai 4, 28
PERNA isstuicshib ucthinnedesnsisiounndeaecdbeiaandiledsiacolaivndasen +
TEP SR I \ olalicdadarenexsioeieabiesonaslaialatseaiail 25
MUNEUIE Ow acini cdesicabbanibasovecainenn ehaiarancndleciie ndniesadaastic 4, 26
ee MT i RDO TERT ATS SOPOT COLA LEAT 4, 27
RUT ia dicdas sepreatanictuakirshec lanl bea cdo ckicabiostte aieeoaeaia 4, 27
TPAD wisceunnnssnclaiies Shi tastieapiahiasesecneieneettma ikea 27
by G : ) Sv ceenmumccuen kaonoerta Ne BASIN GAN OR rem 2
TUTTE aiusiiecasistlieatduscmebieinleibaie came vapaantiie iatteete dials cas 2
REE” salindupieisiedadiiinindeniamiaraiccielctedmmeniiacy ctr aot 3, 16
HIT: AID Ssisdneniebncdslacceenceaaidtidcaiaiicnaeia tess 2,4
1333 ...... 2,4

TABLE OF CONTENTS Vii

PAGE
33 U.S.C. (Federal Water Pollution Control Act, as
amended) :
TR BAI isicnsspnnnninsa nae ianso~cigiinmnnminciinaniiiaie 2-4, 7, 10
33 U.S.C. (Marine Protection Research and Sanc-
tuaries Act of 1972, as amended):
See. 1311 .... 22
NO, SURG Scho stiintnscinaeis es 21
See. 1811(h) ...... s 22
PIO, TAI -siccsuncaisecmastindgnideesrattanseehagedihdanteladadanalianess-diiae 22
ENE SIT . seen bcestieteninnn 22
CPU, RIM Aesinsnihivinicsinisnsacitguashincedanmsaatntaceneaadannalia tans 22
BOIDS: DIPIIEE cicnsichepibenincepisdeinsibide iaksltnatadi eatin 22
I) a, sncsissccatceniiisaenmneteiietaiecielitbei alae chaccalicaas amet 3, 10, 13
BE UIP TMD sais tasaciotsindagson tienen seknincpameniaa caaiaienaae 14
PUG CURD BO ice Ne ee 13
RO: RMI TID cael ccsacaisinigisctacenmbicechaiteamnediien eae Masia 12, 14
ek - Se Oe es eh eee 12, 14
ae SS, anne eee aa nen Sarthe DEAR we Aexbee Bors 7 14
en. Soar S08) TR Sa aeeeenen 14
BUD, TE uiccsciscetclongscancnsuasenaasensienpcaninaeniaiee 2-4, 7, 10
OU, TRIER,” susscssiniessecaiciesstndgandeseoiorcenpennertagieinlnaioenmaaannaa 22
TOO, BETTIE D wicinsncinnnevieessniccepeianieinaantanialemaaeatanaan 22
TEID.. DMRS -~ .
a

Gispons, Circuit Judge.

This case comes before us on an appeal by plaintiffs
National Sea Clammers Association and Gosta Lovgren
from a final order dismissing their complaint. Plaintiffs
are an association whose members make their living
harvesting fish and shellfish from the water and ocean
beds of the Atlantic Ocean near New York and New Jer-
sey, and an individual similarly employed. They sue on
behalf of themselves and a class comprising all others
similarly situated. Defendants are various federal, state,
and local officials and governmental departments that
are charged with environmental protection or that are
responsible for sewage treatment and disposal.

Plaintiffs’ complaint alleged that defendants discharged
or permitted the discharge of certain nutrient-rich sew-

3a
Opinion of the Court of Appeals

age and toxic wastes into the Atlantic Ocean or its tribu-
taries. It further alleged that in 1976 these discharges
caused a massive and rapid growth of algae from Long
Island to Cape May and extending from a few miles to
twenty miles offshore. When this algae mass bloomed
and died it allegedly settled on the ocean’s floor, and its
subsequent decomposition created an anoxia, an oxygen
deficiency, in the water near the ocean’s floor, which
caused death and other adverse effects on marine life,
particularly on those life forms, such as shellfish, ill
able to flee the afflicted area, Plaintiffs alleged viola-
tions of the National Environmental Pelicy Act of 1969,
42 U.S.C. §§4821-4361 (1976), the -Federal Water Pol-
lution Control Act, 33 U.S.C. §§1251-1376 (1976 & Supp.
I), the Marine Protection Research and Sanctuaries Act
of 1972, 33 U.S.C. $$1401-1444 (1976), the Rivers and
Harbors Act of 1899, 33 U.S.C. §407 (1976), the New York
Iinvironmental Conservation Law, N.Y. Environ. Con-
serv. §1-0101 (McKinney 1973), the New Jersey Con-
servation and Development Law, N.J.S.A. 13:10-1 (1968),
the federal common law of nuisance, and the fifth, ninth,
and fourteenth amendments to the Constitution. Defend-
ants moved for dismissal of all claims on the grounds
that the court lacked subject matter jurisdiction, see
Fed. R. Civ. P. 12(b)(1), or that the plaintiffs had failed
to state a claim on which relief could be granted, see
ed. R. Civ. P. 12(b)(6). The complaint seeks injunc-
tive relief, damages, mandamus to compel compliance
with statutory duties, the imposition of fines and penalties
for certain violations, the award to plaintiffs of one half
of the fines assessed, and attorneys’ fees. The trial court,
holding that the submission of affidavits converted the
motions into motions for summary judgment, granted
defendants’ motions as to each cause of action alleged.

4a
Opinion of the Court of Appeals

The complaint was dismissed, with prejudice, on all claims
except for two said to arise under state law which were
dismissed without prejudice. This appeal followed. We
discuss separately the various legal theories which were
pleaded and rejected.

1. The Federal Water Pollution Control Act

The district court held that plaintiffs’ failure to com-
ply with the notice requirements of the Federal Water
Pollution Control Act (FWPCAA)! deprived it of juris-
diction to entertain plaintiffs’ claim that defendants vio-
lated their duties under that Act. Section 505(a) of the
FWPCAA grants to any private citizen the right to sue to
enforce compliance with effluent standards or limitations,
33 U.S.C. §1365(a)(1), or to compel the Administrator
of the Environmental Protection Agency to perform non-
discretionary duties. Id. §1365(a)(2). Section 505(b) re-
quires that in suits brought pursuant to subsection (a),
60 days’ notice be given to specified parties to the suit.

The Federal Water Pollution Control Act, 33 U.S.C. §§1251-
1376 (1976 & Supp. I) was patterned after the Clean Air Act,
42 U.S.C. §§7401-7642 (1976). As originally enacted it was se-
riously deficient as a comprehensive regulatory scheme and was
substantially amended in 1972. Federal Water Pollution Control
Act Amendments of 1972, Pub. L. No. 92-500, reprinted in [1972]
U.S. Code Cong. & Ad. News 951, codified in 33 U.S.C. §§1251-
1376 (1976); see W. Rodgers, Environmental Law §4.2 (1977).
The 1972 amendments created the private right of action here in
issue. Although the Act was further amended in 1977, those changes
are not relevant to this litigation.

5a
Opinion of the Court of Appeals

Id. §1365(b).? Regulations promulgated by the Adminis-
trator define the type and specificity of the notice required.
40 C.F.R. §135.3(A) (1979).

The district court held that the notice provision of
section 505(b) was a jurisdictional prerequisite to suit,
such that plaintiffs’ failure to give notice barred suit un-
der section 505(a), 33 U.S.C. §1365(a). This court has
rejected the theory that substantial compliance with the
notice requirement suffices to give the court jurisdiction
under section 505(a). We require instead strict adher-
ence to the Act’s notice provisions for suits brought pur-
suant to section 505(a). Loveladies Property Owners
Ass'n, vy. Raab, 430 F. Supp. 276, 280-81 (D.N.J. 1975),
affd mem., 457 F.2d 1162 (3d Cir. 1976), cert. denied,
432 U.S. 906 (1977). We do not depart from that hold-
ing. We note, however, that it would be entirely permis-
sible for this court to adopt the pragmatic approach to in-
terpreting the 60-day notice provision by which we would
merely require that sixty days elapse prior to district

* Numerous environmental protection statutes contain citizens’
suit provisions, each of which also contains a notice requirement
similar to that found in section 505(b), 33 U.S.C. §1365(b). E.g.,
Toxic Substances Control Act, §§20, 21, 15 U.S.C. §$2619, 2620
(1976); Surface Mining Control and Reclamation Act of 1977,
§520, 30 U.S.C. §1270 (1976 & Supp. I); Marine Protection, Re-
search and Sanctuaries Act of 1972, §105, 33 U.S.C. §1415 (1976) ;
Deepwater Port Act of 1974, §16, 33 U.S.C. §1515 (1976); Safe
Drinking Water Act, §2(a), 42 U.S.C. §300j-8 (1976 & Supp I);
Noise Control Act of 1972, §12, 42 U.S.C. §4911 (1976); Resource
Conservation and Recovery Act of 1976, §2, 42 U.S.C. §6972 (1976
& Supp. I); Clean Air Amendments of 1970, §12(a), 42 U.S.C.
§7604 (1976 & Supp. I).

6a
Opinion of the Court of Appeals

court action on the complaint.2 The purpose behind the
notice provision, as the legislative history makes clear,
was to afford the Environmental Protection Agency an
opportunity to remedy the alleged violation prior to ju-
dicial action.* Thus, in the instant case, we could adopt
the position that the failure of the Administrator to take
remedial action during the sixty days after receiving no-
tice of the suit permitted the suit to go forward in dis-
trict court. We need not pass upon this proposition, how-
ever, because of our analysis of the independent signifi-
cance of section 505(e), 33 U.S.C. §1365(e), the savings
clause of the citizens’ suit provision.

The district court erred in holding that failure to comply
with section 505(b), 33 U.S.C. §1365(b), created an abso-
lute bar to plaintiffs’ suit to enforce the provisions of the
Act. The citizens’ suit provision of the FWPCAA was
modeled on a similar provision in the Clean Act Act. Com-
pare Clean Air Act $304, 42 U.S.C. $7604 (1976) with Fed-
eral Water Pollution Control Act $505, 33 U.S.C. §1365

’ See H.R. Conf. Rep. No. 92-1236, 92d Cong., 2d Sess. 145-46
(1972), reprinted in Legislative History of the Water Pollutiom
Control Act Amendments of 1972, at 328-29 (1973) (hereinafter
Legislative History) (Senate version, adopted in relevant part by
Conference Committee, would require that “no action on a suit
may begin for 60 days following notification”). Thus, it appears
that the Senate bill envisioned filing of a Complaint prior to the
passage of 60 days and intended only to defer action on such a
suit.

*S. Rep. No. 92-414, 92d Cong., Ist Sess. 79-80 (1972), re-
printed in Legislative History at 1497-98, see W. Rodgers, En-
vironmental Law §1.13 (1976) (discussing prototype citizens’ suit
provision of Clean Air Act).

7a
Opinion of the Court of Appeals

(1976 & Supp. I). The slight difference in wording of
the citizens’ suit provision of each act reflects only the
attempt by Congress to ensure that the FWPCAA would
comply with the holding of the Supreme Court in the then-
recent case of Sierra Club v. Morton, 405 U.S. 727 (1972).
The Senate version of the bill would have permitted any
person to sue to enforce the terms of the Act. The House
bill would have limited citizens’ suits narrowly to suits
brought by two types of plaintiffs, citizens of the geo-
graphic area who were directly affected by the alleged vio-
lation, or groups of persons who, because actively engaged
in the administrative process, had shown an interest in

®In Sierra Club, the Supreme Court analyzed the requirement
of standing in the context of litigation by environmental groups
pursuant to section 10 of the Administrative Procedure Act. 5
U.S.C. §702 (1976). The Court held that such an environmental
group would have standing if it could allege an adverse effect on
its interests, whether economic, aesthetic, conservational or recrea-
tional. 405 U.S. at 738. The legislative history of the FWPCAA
is replete with references to the Sierra Club decision and the issue
of whether the general language of the Clean Air East End Yacht Club Inc. v.
2d Cir. 1977) ; Committee for Consid.

of Jones Falls Sew. Sys. v. Train, 375 F. Supp. 1148 (D. Md. 1974),
aff'd on different but not inconsistent grounds, 539 F.2d 1006 (4th
Cir. 1976). 7

25a
Opinion of the Court of Appeals

the common law nuisance remedy recognized in Illinois v.
City of Muwaukee is available in suits by private parties.

The Court stated explicitly in J/linois that although both
parties to that suit were governmental, “it is not only the
character of the parties that requires us to apply federal
law.” Illinois v. City of Milwaukee, 406 U.S. at 105 n.6.
Rather, the Court noted that “where there is an overrid-
ing federal interest in the need for a uniform rule of
decision ... we have fashioned federal common law.” Jd.
In the instant case, plaintiffs are suing for damages to
interstate ambient water, an issue as to which there is
a clear and overriding federal interest in uniformity.**
There is no question but that the interstate pollution here
alleged is a problem calling for the application of a uni-
form federal standard. Relegating these litigants to pos-
sibly conflicting New York and New Jersey nuisance
standards would ignore the clear intent of the Supreme
Court to federalize those standards and would undermine
that federal uniformity. These plaintiffs have sufficiently
alleged pollution of interstate waters.” In order to give

_

**In reaching the conclusion that federal common law may be
fashioned to deal with federal rights, and that ambient air or water
are interstate problems as to which there is a federal common
law remedy, the Supreme Court relied upon Textile Workers v.
Lincoln’ Mills, 353 U.S. 448, 457 (1957) and Texas v. Pankey,
441 F.2d 236, 240-41 (10th Cir. 1971). Tilinois v. City of Mil-
waukee, 406 U.S. at 103 & nS.

®° Failure sufficiently to allege interstate effects has proved fatal
to plaintiffs seeking to base their suits on the federal common law
nuisance remedy. Reserve Mining Co. v. EPA, 514 F.2d 492,
920 (8th Cir. 1975); Committee for Consid. of Jones Falls Sew.

(Footnote continued on following page)

26a
Opinion of the Court of Appeals

full effect to the federal common law of nuisance recog-
nized in Illinois, private parties should be permitted, and
indeed encouraged, to participate in the abatement of such
nuisances. Courts have already extended the Tilinois
remedy to the federal government* and to municipalities,*”
and one district court has applied it on behalf of private
litigants.** The effectuation of the purposes of the JIli-

(Footnote continued from preceding page)

Sys. v. Train, 539 F.2d 1006, 1009 (4th Cir. 1976). In Illinois
v. City of Milwaukee, the immediate issue of concern was the need
to apply uniform federal law where the polluting activities of one
state caused harm to another state. The need for uniformity, how-
ever, is no less a concern where individuals are harmed by the
polluting activities of states or their subdivisions. To hold that
plaintiffs may not avail themselves of this remedy is to leave open
the possibility that this pollution will continue unabated and that
the damages suffered by these individuals will be unremedied. Such
result was surely not intended by the unanimous Court in JIlinois
v. City of Milwaukee.

8° United States v. Stoeco Homes, Inc., 498 F.2d 597, 611 (3d
Cir. 1974), cert. denied, 420 U.S. 927 (1975); United States v.
Ira S. Bushey & Sons, 346 F. Supp. 145, 149-50 (D. Vt. 1972),
aff'd mem., 487 F.2d 1393 (2d Cir. 1973), cert. denied, 417 U.S.
976 (1974).

37 City of Evansville v. Ky. Lig. Recycling, Inc., 604 F.2d 1008,
1018-19 (7th Cir. 1979),

38 In Byram River v. Village of Port Chester, 394 F. Supp. 618
(S.D.N.Y. 1975), the court extended the Jilinois v. City of Mil-
waukee remedy to (1) Byram River, (2) a private corporatic >
Byram River Pollution Abatement Association, (3) the Town o
Greenwich, a municipal corporation, and (4) a private individual
owning land on the river’s bank. Jd. at 622 (relying on Jilinois

v. City of Milwaukee and 28 U.S.C. §1331).

(Footnote continued on following page)

27a
Opinion of the Court of Appeals

nois v. City of Milwaukee remedy and the fulfillment of
the Supreme Court’s intent in creating that remedy lead
us to conclude that it is available to these private litigants
who have been injured by the effects of the polluting ac-
tivities of these defendants. While Jllinois v. City of
Milwaukee did not address this specific issue, we are
convinced that the Court would apply the mode of analy-
sis of Lincoln Mills® and would look to the Restatement
formulation as an appropriate source for a federal rule.
These plaintiffs have alleged sufficient individual damage
to permit them to recover damages for this essentially

(Footnote continued from preceding page)

In Stream Pollution Control Poard v. United States Steel Corp.,
512 F.2d 1036 (7th Cir. 1975), the Seventh Circuit held that com-
mon law relief is available to a pollution control board, but denied
the motion of a private individual to intervene on the ground that
the federal common law nuisance suit was not a suit commenced to
enforce compliance with an FWPCAA “standard, limitation or
order.” Jd. at 1039-41, 1040 n.9; see 33 U.S.C. §1365(b) (1) (B)
(governing intervention). The court did not address the avail-
ability of the Jilimois remedy to a private individual, but held that
the remedy extended to the pollution control board because the
“complaint raises substantial questions which only a federal court
may finally answer.” 512 F.2d at 1040. Although the Seventh
Circuit has since questioned the analysis of the FWPCAA permit
system. in Stream Pollution, see United States Steel Corp. v. Train,
356 F.2d 822, 830 n.3 (7th Cir. 1977), that affects only the issue
of whether under the Act, the private individual could intervene.
In Potomac River Association v. Lundeberg Md. Seamanship School,
402 F. Supp. 344 (D. Md. 1975), the court permitted private
plaintiffs to sue for the maritime tort of nuisance without reference
to a federal common law nuisance claim. Jd. at 358-59; see Part V,
infra.

39 Textile Workers v. Lincoln Mills, 353 U.S. 448 (1957).

28a
Opinion of the Court of Appeals

public nuisance, The Restatement (Second) of Torts de-
fines a public nuisance as “an unreasonable interference
with a right common to the general public.” Restatement
(Second) of Torts § 821B (1979). A private party may
recover damages for a public nuisance if, while exercising
the common right, he has suffered damages different in
kind from those suffered by the public. 7d. § 821C. The Re-
statement for formulation encompasses the injury alleged
in this case. In Burges v. M/V Tamano, 370 F. Supp.
247 (D. Me. 1973), the court held that

it would be incongrous to say that a man engaged
in commercial fishing or clamming, and dependent
thereon for his livelihood, who may have had his
business destroyed by the tortious acts of another
should be denied any right to recover for his pecuni-
ary loss on the ground that his injury is no differ-
ent in kind from that sustained by the general pub-
lie.

Id. at 250. Thus, these plaintiffs, who have a right under
federal common law to abate the pollution of interstate
waters, have also suffered sufficient individual harm to
sue for damages arising from that public nuisance. We
therefore hold that the federal common law of nuisance
may be enforced by private plaintiffs and that these plain-

*° Illustration 11, explicitly included within the different in kind
test, is indistinguishable from the facts of this suit. It states:

11. A pollutes public waters, killing all of the fish. B. who
has been operating a commercial fishery in these waters,
suffers pecuniary loss as a result. B can recover for the
public nuisance.

Restatement (Second) of Torts §821C, Illustration 11 (1979).

29a

Opinion of the Court of Appeals

tiffs have sufficiently alleged individual harm to permit
recovery of damages for the public nuisance. Thus we
must reverse the trial court’s dismissal of the plaintiffs’
federal common law nuisance claim.

V. Admiralty Jurisdiction and Maritime Torts

Plaintiffs also listed the federal admiralty law as an
alternate basis for their tort claims. See U.S. Const. art
IIT, §2; 28 U.S.C. §1333 (1976); 46 U.S.C. §740 (1976).
The Supreme Court’s traditional test for the existence of
admiralty jurisdiction is two-fold; first, the traditional ele-
ment of a maritime locality must be established; and
second, a significant relationship to a traditional maritime
activity must be proven. Executive Jet Aviation, Inc. v.
Cleveland, 409 U.S. 249 (1972). The situs test may be
no longer signficant. See P.C. Pfeiffer Co. v. Ford, ——
USS. » 48 US.L.W. 4018, 4019 (U.S. Nov. 27, 1979);
Sea-Land Serv. v. Director, Office of Workers’ Compens.,
040 F.2d 629, 635-39 (3d Cir. 1976). That need not con-
cern us here for both elements are satisfied by the allega-
tions of the complaint. The situs of the algal bloom was
the high seas. The nexus to maritime commerce is plain.
See, e.g., Moore v. Hampton Roads Sanitation Dist.
Conm’n, 557 F.2d 1030, 1034 (4th Cir. 1976) (harvesting
oysters and clams, like fishing, is traditional maritime
activity meeting nexus test of Executive Jet), cert. denied,
434 U.S. 1012 (1978); Union Oil Co. v. Oppen, 501 F.2d
008, 561 (9th Cir. 1974) (fishing industry is part of mari-
time activity); Potomac River Ass’n vy. LTnandeberg Md.
Seamanship School, 402 F. Supp. 344, 358 (D. Md. 1975)
(injury to commercial fishing meets tests of Executive
Jet). 'Thus, this suit by plaintiffs for the tort nuisance

30a
Opinion of the Court of Appeals

committed in the navigable waters and injuring those en-
gaged in maritime commerce falls within the admiralty
jurisdiction of the district court.*!

Having held that the district court had jurisdiction in
admiralty over plaintiffs’ claims, we turn to whether plain-
tiffs have sufficiently alleged a cause of action sounding
in maritime tort. One district court has recognized that
a suit by clammers and fishermen for damages caused
by an oil spill sounded in maritime tort and that recovery
could be had for damages suffered by private plaintiffs
alleging tortious invasions different from those suffered
by the general public. Burgess v. M/V Tamano, 370 F.
Supp. 247, 249-50 (D. Me. 1973). The court held that the
pollution was an interference with plaintiffs’ direct exer-
cise of a public right to fish and dig for claims and thus
caused them damages different in kind from those suffered
by the general public. Jd. at 250.

The district court dismissed this claim on the ground
that plaintiffs’ Complaint was insufficient to allege a cause
of action sounding in maritime tort. To the extent that
plaintiffs have attempted to allege a mariitme tort, it must
be found in Count I of their Complaint. That Count seeks
recovery based on a theory of federal common law nuis-

*! We need not consider plaintiffs’ assertion that the court had
jurisdiction independently under the Extension of Admiralty Act,
46 U.S.C. §740 (1976). That Act was intended to broaden juris-
diction to cases over which jurisdiction would not have existed
under the strict locality test employed prior to Executive Jet. The
Act extends admiralty jurisdiction to injuries caused by a vessel
on navigable waters the effects of which are felt on land.

3la
Opinion of the Court of Appeals

ance, rather than alleging specifically a maritime tort.‘
But the facts which support a Burgess-type admiralty
tort claim are sufficiently alleged, and thus judged by the
standards applicable to motions under Fed. R. Civ. P.
12(b)(6) the Complaint is sufficient. Probably the sub-
stantive legal standards applicable to the maritime nuis-
ance tort and the federal common law nuisance tort recog-
nized in Illinois vy. City of Milwaukee are the same, al-
though on this record we need not fully explore that ques-
tion. Nor need we decide whether the plaintiffs must at
some point elect between admiralty and non-admiralty
remedies. Finally, the district court did not, and thus we
do not reach the question of whether the Limitation of
Liability Act, 46 U.S.C. §§181-195 (1976), would be avail-
able to limit liability of the federal and municipal govern-
ment defendants for damages to the value of the vessels
used to barge the sewage and dredge spoils to the various
dumping sites. We do hold that it was error to dismiss
plaintiffs’ maritime tort claims against all defendants at
the pleading stage.

*° The confusion arises because the nuisance claim also requires
a showing that these private individuals have suffered damages
different in kind from those suffered by the general public. See
Part LV, supra. In Burgess, the court held that the tort of nuisance
could be a maritime tort and analyzed the Complaint under an
admiralty theory. See 370 F. Supp. at 250. The plaintiffs in
Burgess did not raise, and the court did not address, the federal
common law nuisance issue. Thus, the Burgess opinion does not
persuade us that an allegation of the tort of nuisance as to which
recovery is expressly based on the doctrine of federal common
law nuisance may not also be liberally read as sounding in mari-
time tort.

32a
Opinion of the Court of Appeals
VII. Federal Tort Claims Act

The district court held that the cause of action against
federal agencies based on maritime tort was barred by
plaintiffs’ failure to comply with the requirements of the
Federal Tort Claims Act, 28 U.S.C. §§2671-2680 (1976)
(FTCA). The terms of the FTCA define the limits of
the Court’s jurisdiction to hear suits brought pursuant to
the Act. United States v. Sherwood, 312 U.S. 584, 586
(1941) ; Rosario v. American Export Isbrandsten Lines, 531
F.2d 1227, 1231 (3d Cir.), cert. denied, 429 U.S. 857 (1976).
Under the Act, claims must first be presented to the ap-
propriate federal agency and no suit may be filed until
six months thereafter. 28 U.S.C. §2675. Regulations
promulgated pursuant to the Act require that each claim
so presented contain a demand for a sum certain. 28
C.F.R. $14.2 (1978). These requirements were intended to
create a system of prelitigation administrative considera-
tion in order to settle claims and avoid unnecessary liti-
gation.** Plaintiffs failed to observe the six months’ wait-
ing period. The district court held and we agree that
it did not have jurisdiction to entertain the plaintiffs’

*8 See 28 U.S.C. §2675 (six months must elapse following pre-
sentation of claim to federal agency before suit may be filed); 28
C.F.R. §14.2 (1978) (claim must demand sum certain in dam-
ages).

** Bialowas v. United States, 443 F.2d 1047, 1049-50 (3d Cir.
1971) ; see Pennsylvania v. Nat'l Ass’n of Flood Insurers, 520 F.2d
11, 19 (3d Cir. 1975) (sum certain requirement) ; Ryan v. United
States, 457 F. Supp. 400, 402 (W.D. Pa. 1978) (same).

33a

Opinion of the Court of Appeals

claims under the FTCA.“ This precludes a money dam-
age recovery against federal agencies based on state law.
Since we are remanding the federal common law nuisance
claim we leave open the question, not addressed by the
parties to this appea!, whether absent a reference in some
statute waiving sovereign immunity for federal common
law torts, monetary relief against the federal defendants
is unavailable.

VIII. The National Environmental Policy Act (NEPA)

The plaintiffs allege that the Environmental Protection
Agency has violated the Nationa! Environmental Poliey
Act of 1969 (NEPA), 42 U.S.C. §§ 4321-4361 (1976 &
Supp. I), by failing to develop, plan, and coordinate fed-
eral functions, programs, and resources to the end that
the Atlantic Ocean might exist without degradation, and
that those who use the marine environment would be pro-
tected from risk to health or safety or other undesirable
consequences. The district court held that the complaint
failed to state a cause of action under NEPA. The issue
is one of considerable complexity. The preparation of
an environmental impact statement is required for every
“major federal action significantly affecting the quality
of the human environment.” 42 U.S.C. § 4332(2)(C) (1976).
The Administrator of the Environmental Protection
Agency, however, is statutorily exempt from the environ-

*° We express no view as to whether the sum requested by plain-
tiffs was sufficiently certain, sce Fallon v. United States, 405 F.
Supp. 1320, 1322 (D. Mont. 1976), or whether plaintiffs’ claims
against federal agencies and officials for negligent enforcement of
various federal acts would be barred by the FTCA’s exception for
discretionary functions. See 28 U.S.C. §2680(a) (1976).

34a
Opinion of the Court of Appeals

mental impact statement requirement. 33 U.S.C. § 1371
(c)(1) (1976). Whether other substantive provisions of
NEPA would afford relief is not entirely clear.*® Further
complicating the application of NEPA is the fact that
some actions of the Agency are discretionary, 42 U.S.C.
§ 4331, and are reviewable only pursuant to the Admin-
istrative Proceduce Act, 5 U.S.C. § 706 (1976). See En-
vironmental Def. Fund v. Corps of Eng., 470 F.2d 289,
298 n. 14, 298-300 (8th Cir. 1972), cert. denied, 412 U.S.
931 (1973). Because it does not appear at this stage of
the case that a cause of action based upon NEPA would
afford to the plaintiffs and the class they seek to repre-
sent any relief different from or more extensive than the
relief which would be available under the claims we have
already discussed, we decline at this time to pass upon
the merit of the rather complex issues posed by NEPA.
The district court will be free to reconsider the NEPA
contentions in the light of the record developed on remand.

IX. State Tort Claims Acts

Moreover, to the extent that plaintiffs also failed to
comply with the requirements of the New Jersey*? and

*° Courts differ, for example, on the question of whether sec-
tion 101 of NEPA, setting forth Congress’ declaration of pur-
pose, would afford such relief. Compare Calvert Cliffs’ Coord.
Comm. v. AEC, 449 F.2d 1109, 114 (D.C. Cir. 1971) (§101 of
NEPA is substantive) with Shifflin v. Schlesinger, 548 F.2d 96,
100-01 (3d Cir. 1977) (§101 lacks independent substantive im-

pact).

*7 New Jersey Tort Claims Act, N.J.S.A. 59:1-1 to*12-2 (1972).
The statute provides that public entities may only be sued if a claim
is presented within 90 days after the cause of action accrues and
no court suit may be instituted prior to six months thereafter. Jd.
59:8-8. The trial judge has discretion under the statute to ex-

pand the filing time from 90 days to one year if no substantive
prejudice results. Jd. 59:8-9,

35a

Opinion of the Court of Appeals

New York** tort claims acts, the dismissal of their claims
under those acts must be affirmed. We do so, however,
without prejudice to present compliance with the require-
ments of those statutes and suit thereunder in the future.*®

X. Constitutional Claims

Plaintiffs also alleged violation of their fifth, ninth, and
fourteenth amendment rights. They argued that there is
a constitutional right to a pollution-free environment and
that, by virtue of their special relationship to the envir-
onment, they can enforce this right. The district court
rejected the constitutional argument and we affirm that
holding. It is established in this circuit and elsewhere
that there is no constitutional right to a pollution-free
environment. See, ¢.g., Township of Long Beach vy. City
of New York, 445 F. Supp. 1203, 1212-13 (D.N.J. 1978)
(citing cases rejecting constitui.onal analysis). We hold
that the district court properly rejected the plaintiff's
constitutional claims.

#8 N.Y. General Municipal Law (McKinney) §50-e (1977). The
statute provides that notice of a claim must be filed within 90 days
after the cause of action accrues, id., that suit may not be filed
until 30 days have elapsed after the filing of the notice, id. §50-i(1),
and that no suit may be brought more than one year and 90 days
after the accrual of the cause of action. Jd. §50-i(1)(c). .
a

ENVIRONMENTAL PROTECTION, DAVID J.
BARDIN, individually and as COMMISSIONER OF
NEW JERSEY DEPARTMENT OF ENVIRON-
MENTAL PROTECTION, BERGEN COUNTY
SEWER AUTHORITY, THE JOINT MEETING OF
ESSEX AND UNION COUNTIES, PASSAIC VAL-
LEY SEWERAGE COMMISSIONERS, MIDDLE-
SEX COUNTY SEWERAGE AUTHORITY, THE
LINDEN ROSELLE SEWERAGE AUTHORITY,
MIDDLETOWN SEWERAGE AUTHORITY, WEST
LONG BEACH SEWER DISTRICT, COUNTY OF
WESTCHESTER, DEPT. OF ENVIRONMENTAL
FAC., CITY OF LONG BEACH AND CITY OF
GLEN COVE.

(D.C. Civil No. 77-0126)

»™
a

On APPEAL FROM THE Unirep States District Court
FOR THE Disrricr or New JERSEY

Present: Gipspons and Hiccinsoruam, Circuit Judges and
Werner, District Judge*

J UDGMENT

This cause came on to be heard on the record from the
United States District Court for the District of New Jer-
sey and was argued by counsel on October 16, 1979.

On consideration whereof, it is now here ordered and

* Honorable Charles R. Weiner, United States District Judge
for the Eastern District of Pennsylvania, sitting by designation.

39a

Judgment of the Court of Appeals

adjudged by this Court that the judgment of the said Dis-
trict Court filed January 9, 1979, be, and the same is
hereby affirmed as to that portion of the said judgment
dismissing the Refuse Act claim, the Federal Tort claims
Act and state tort claims act claims, and the constitu-
tional claims; that part of the judgment dismissing the
complaint is reversed to the extent that it dismissed plain-
tiffs’ claims under the Federal Water Pollution Control
Act, the Marine Protection, Research and Sanctuaries Act,
their common law nuisance claims and their maritime tort
claims; that portion of the judgment dismissing the Na-
tional Environmental Policy Act claim is vacated and that
claim is remanded for consideration of the record devel-
oped on remand. It is further ordered that the cause is
hereby remanded to the district court for further pro-
ceedings, consistent with the opinion of this Court.

ATTEST:
Tuomas F. Quinn
Clerk
February 5, 1980

Certified as a true copy and issued in lieu
of a formal mandate on March 21, 1980.

Test: M. (Illegible)

Chief Deputy Clerk,

United States Court of Appeals
for the Third Cireuit

40a

Opinion of the District Court

(Filed—August 14; 4978) 78)

Unrrgp- Status District Court

_-— Disrricr or New Jzrsry

ae Crvm Action No. 77-126

a>
—_-

NationaL SEA CLamMeErs Association, ete., et al.,
Plaintiffs,

Vv.

Crry or New York, etce., et al.,
Defendants.

Meanor, District Judge.

This matter comes before the court on motions by 14
defendants to dismiss the complaint for lack of jurisdic-
tion and/or failure to state a claim upon which relief may
be granted. Because the parties rely on material outside
the pleadings, these motions will be treated as ones for
summary judgment.

Plaintiffs are the National Sea Clammers Association
(NSCA), an incorporated association with its principal
place of business in Absecon, New Jersey, and Gosta Lov-
gren, a member of NSCA and a New Jersey resident. They
have brought this class action on behalf of those who

4la
Opinion of the District Court

harvest the waters and sea beds of the Atlantic Ocean
for a living against 16 governmental agency and individ-
ual defendants. Said defendants are municipal, county or
federal governmental bodies, and employees thereof,
charged with responsibility for sewage disposal and dredg-
ing operations on or abcut the New York-New Jersey sea-
coast. They may be classified as New York, New Jersey
or federal. The New York defendants are: City of New
York; Abraham Beame, Mayor of the City of New York;!
West Long Branch Sewer District ;? County of Westches-
ter;* City of Long Beach and City of Glen Cove. The
New Jersey defendants are: Bergen County Sewer Au-
thority; The Joint Meeting of Essex and Union Counties;
Passaic Valley Sewerage Commissioners; Middlesex
County Sewerage Authority; Linden-Roselle Sewerage
Authority; and Middletown Sewerage Authority. The fed-
eral defendants are the United States Environmental Pro-
tection Agency (USEPA); Russell E. Train, individually
and as Administrator of USEPA: the United States Army
Corps of Engineers (USACE); and Martin R. Hoffman,
individually and as Secretary of the United States De-
partment of the Army.

Plaintiffs allege that the defendants, by commission or
omission, have caused or permitted the pollution of the

1 Since the filing of this complaint, Edward Koch has replaced
Mr. Beame as Mayor of New York City.

2 The West Long Beach Sewer District has never been served
with summons and complaint in this action.

3 The County of Westchester was apparently served with sum-
mons and complaint on January 26, 1977, but it has yet to file
‘an answer.

a
g
>

of

42a
Opinion of the District Court

Atlantic Ocean by sewage and other wastes and debris,
which pollution has directly or indirectly resulted in dam-
age to the marine environment and destruction of ocean
life and the clamming industry. The only damage pre-
cisely described in terms of location and date is the alle-
gation that defendants’ polluting activities resulted in a
massive growth of algae covering the Atlantic Ocean from
a few to 20 miles offshore over an area from southwest
Long Island, New York to due east of Cape May, New
Jersey. This algal bloom is alleged to have occurred in
the summer of 1976.

Plaintiffs predicate their 11 count complaint‘ on a
myriad of federal and state grounds: The Federal Water
Pollution Control Act Amendments of 1972 (FWPCAA),
33 U.S.C. § 1251 et seg. (Supp. 1977); The Marine Pro-
tection, Research, and Sanctuaries Act of 1972 (Ocean
Dumping Act or MPRSA), 33 U.S.C. § 1401 et seg. (Supp.
W¥7); The National Environmental Policy Act of 1969
(NEPA), 42 U.S.C. § 4321 et seq. (1977); Section 13 of
the Rivers and Harbors Act of 1899 (Refuse Act), 33
U.S.C. § 407 (1970); article VI, clause 2 of the Constitu-
tion of the United States and the fifth, ninth and four-
teenth amendments; the Civil Rights Act, 42 U.S.C. § 1983
(1974); the Extension of Admiralty and Maritime Juris-

* As originally filed, the complaint contained 13 counts against
20 defendants. On April 26, 1977, the complaint was dismissed
as to four New York and New Jersey state defendants: The New
York Department of Environmental Cpnservation (NYDEC);
Ogden R. Reid, individually and as Commissioner of NYDEC:
the New Jersey Department of Environmental Protection (NJ
DEP) ; and David J. Bardin, individuatiy and as Commissioner of
NJDEP. At that time, counts V and VI, which pertain only to
the dismissed defendants, were dismissed.

43a
Opinion of the District Court

dictional Act, 46 U.S.C. § 740 (1975); the Federal Tort
Claims Act, 28 U.S.C. § 1346(b) (1976) and 28 U.S.C.
§ 2671 et seg. (1965); The Administrative Procedure Act
(APA), 5 U.S.C. § 701 et seq. (1977); federal common
law nuisance; New York Environmental Conservation
Law, N.Y.Environ.Consery. § 1-0101 et seg. (McKinney
1973); New Jersey Conservation and Development Law,
N.J.S.A. 13:10-1 et seg. (1968); and state common law
trespass and nuisance. Plaintiff allege jurisdiction under
28 U.S.C. $§ 1331 (1966), 1333 (1966); 1343 (1976); 1346
(b) (1976), 1837 (1976) and 1361 (1976).° Plainitffs seek
$250 million in compensatory damages, $250 million in
punitive damages, fines, an injunction and other relief.

The instant action was filed on January 14, 1977. With
the exception of the federal defendants and West Long
Beach Sewer District, service was effected on the defend-
ants between January 25, 1977 and February 1, 1977. While
the summons and complaint were served on USACE, Hoff-
man, USEPA and Train on January 27, 1977, service
against the four federal defendants was not perfected
pursuant to F.R.Civ.P. 4(d)(4) (Supp. 1977) until Decem-
ber 2, 1977 with the service of the Attorney General of
the United States and the U.S. Attorney for the District

* Plaintiffs have also attempted to predicate jurisdiction on two
clearly inapprepriate bases, to wit, 28 U.S.C. § 1332 (diversity )
and the APA, 5 U.S.C. § 701 et seq. Because plaintiffs and sev-
eral defendants are residents of New Jersey, plaintiffs have failed
to show the complete diversity required for jurisdiction under 28
U.S.C. § 1332. Strawbridge v. Curtis, 7 U.S. (3 Cranch) 267
(1806); Quaker State Dyeing & Finishing Co. v. Cally, 528 F.2d
470, 473 (3d Cir. 1975). The APA does not provide an independ-
ent jurisdictional base for a suit challenging governmental action.

Califano v. Sanders, 430 U.S. 99 (1977).

toa
Opinion of the District Court

of New Jersey. West Long Beach Sewer District was
never served. A number of the defendants have filed
crossclaims against the other defendants alleging that the
crossclaimants have complied with applicable federal and
state permits and, therefore, any liability on their part
is attributable to the conduct of others.

Some of the defendants received, in addition to the
complaint, special notice of plaintiffs’ claims. Said notice
was in the form of a letter* from Edward German, on

° The letter was essentially a form letter with appropriate modi-
fications for each addressee. The following is the text of the letter
sent to the City of New York:

PLEASE TAKE NOTICE, that I, Edward C. German, on be-
half of the National Sea Clammers’ Association and the class
of claimants representing clamdiggers, lobstermen, and fisher-
men, hereby claim damages in excess of the sum of $250
n,llion, against the City of New York, for injuries and dam-
ages to, and the destruction of the property specified in the
statement below, and unless such claim is adjusted and paid
within the time specified by law, I shall commence an action
against said City of New York, to enjoin the complained
of conduct, to require the City to take corrective action and
to recover damages in excess of $250 millicn and please take
further notice

THAT said property has been damaged day by day since
approximately on or before September of 1976 in the At-
lantic Ocean in an area ranging from approximately the
southwest portion of Long Island, New York, to a point
approximately due east of Cape May, New Jersey, and ex-
tending from a few miles off shore to more than twenty
(20) miles out to sea and further

THAT said damage has been inflicted upon claimants’ clam
beds, lobster beds, and fishing grounds when such clam beds,

Footnote continued on following pa e)
9 pag

45a
Opinion of the District Court

behalf of NSCA, claiming damages caused by pollution
to marine environment and life of the Atlantic in an
amount “in excess of 250 million dollars.” The letter
stated further that the property damaged, the value thereof
and the cost of repair “cannot be specifically itemized
and estimated at this time.” This letter was served on
the City of New York on November 29, 1976, on Train,
Hoffman and USACE on January 3, 1977, and on the
cities of Glen Cove and Long Beach on March 25, 1977.
The record contains conflicting sworn statements as to
whether plaintiffs served the Middlesex, County Sewerage
Authority with letter notice. Plaintiffs claim to have made
service on March 25, 1977, but Middlesex denies receipt.

In addition, on or about March 22, 1977 USEPA was
served with a formal claim filed pursuant to the Federal
Tort Claims Act, 28 U.S.C. § 2671 et seg. The amount
of the claim was stated to be “in excess of $250,000,000.”

The rest of the defendants received no notice of the
plaintiffs’ claims other than the complaint itself.

With the exception of West Long Beach Sewer Dis-
trict and the County of Westchester, all the defendants

(Footnote continued from preceding page)

lobster beds, and fishing grounds were destroyed by and
through the sewage systems owned, operated, and controlled
by the City of New York, by which sludge and sewage efflu-
ent was dumped directly by ship into the ocean and by which
sewage effluent was carried into the ocean by outfall pipes
maintained by the City of New York and further

THAT a statement in detail of the property damaged and/or
destroyed and the value thereof, as well as the specific cost
of repair to claimants’ damage property cannot be specific-
ally itemized and estimated at this time.

46a
Opinion of the District Court

have joined in the instant motions for summary judg-
ment on the complaint. Because of the number and vari-
ety of the movants and the number of issues raised, I
shall consider the contentions of the parties essentially
on a count-by-count basis.

Discussion
I

Count I charges that the New York and New Jersey
defendants have released sewage effluent and dumped
dredgings and toxie materials into the Atlantic with the
approval and direction of the federal defendants. These
polluting activities are claimed to have fed an algal bloom
in the Atlantic during the summer of 1976, destroyed
marine life, caused the collapse of the fishing industry
and created noxious sights and smells. The creation of
this harm and nuisance is specifically alleged to raise a
federal question. Thus, Count I sounds in federal com-
mon law nuisance.

The defendants assert that private parties, such as the
plaintiffs, have no standing to raise a Gaim in federal
common law auisance. The authorities support defend.
ants’ position. In Illinois v. M ilwaukee, 496 U.S. 91 (1972),
the Supreme Court held that the States could sue on a
theory of federal common law nuisance to abate the pollu-
tion of interstate waters. The Court cited Georgia v.
Tennessee Copper Co., 206 US. 230 (1907), which spoke
of the necessity of allowing to states an avenue for judi-
cial resolution of interstate disputes because when the
states joined the Union, they gave up their right to forei-
bly abate nuisances created in other states. Tilinois y,

47a,
Opinion of the District Court

Milwaukee, supra, at 104. The opinion quoted further
language from the same case to the effect that the Court
found it reasonable to enforce a sovereign’s demand to
be protected from pollution from an extra-state source,
notwitnstanding the Court’s hesitancy to hear a suit be-
tween private parties predicated on a federal common law
theory. Jd. at 104-05. Lower courts have refused to extend
a right of action in federal nuisance to private parties.
Parsell y. Shell Oil Co., 421 F.Supp. 1275 (D. Conn. 1976) ;
Committee for the Consideration of the Jones Falls Sewer-
age System v. Train, 375 F.Supp. 1148 (D. Md. 1974),
afd on different but not inconsistent grounds, 539 F.2d
1006 (4th Cir. 1976). Plaintiffs have cited no eases to
the contrary. It appears that plaintiffs have no stand-
ing to raise their federal common law nuisance claim, and
Count I must ke dismissed.

II

Count II charges the New York and New Jersey de-
fendants and USACE with dumping into the Atlantie and
the Hudson River refuse other.than that flowing from the
streets and sewers in a liquid state in violation of section
13 of the Rivers and Harbors Act of 1899. (Refuse Act),
33 U.S.C. § 407. The defendants take the position that
there is no private action under the Refuse Act. Plain-
tiffs argue that the purpose of the Refuse Act woald be
advanced by a “private attorney general” action and that
such actions have been permitted at least against federal
defendants.

The enforcement of the Refuse Act is specifically dele-
gated to the United States, 33 U.S.C. § 413, and it has
generally been held that there is no implied private right

48a
Opinion of the District Court

of action thereunder. See, e.g., Connecticut Action Now,
Inc. v. Roberts Plating Co., 457 F.2d 81 (2d Cir. 1972);
Loveladies Property Owners Association vy. Raab (Love-
ladies), 430 F.Supp. 276, 281 (D.N.J. 1975), aff’d mem.,
O47 F.2d 1162 (3d Cir. 1976); Township of Long Beach v.
City of New York (Township of Long Beach), 445
F.Supp. 1203, 1211 & cases cited therein (D.N.J. 1978).
However, some courts have found a private right of action
under the Refuse Act against federal defendants, Natural
Resources Defense Council v. Grant, 355 F.Supp. 280 (E.D.
N.C. 1973); People of State of Illinois ex rel. Scott v.
Hoffman, 425 F.Supp. 71 (S.D. Ill. 1977), on the theory
that where the violator is federal, the U.S. Attorney is
in no position to enforce the act because he is also charged
with the responsibility of defending the violator. Natural
Resources Defense Council v. Grant, supra, at 290.

The rule in this circuit appears to be that there is no
private right of action under the Refuse Act regardless
of the identity of the defendant. I deduce this from the
fact that in Loveladies, supra, the Third Circuit affirmed
the dismissal of a private cause of action under the act
brought against federal and other defendants. Accord,
Township of Long Beach, supra, at 1212; Base Angler
Sportsman Society v. United States Steel Corp., 324 F.
Supp. 412, 416 (D. Ala.), aff'd per curiam sub nom., Bass
Anglers Sportsman Society v. Koppers Co., 447 F.2d 1304
(Sth Cir. 1971). Cf., Red Star Towing and Transportation
Co. v. Department of Transportation of State of New Jer-
sey, 423 F.2d 104, 106 (3d Cir. 1970). Thus, plaintiffs’
claims in Count II must fall.

49a
Opinion of the District Court
Ill

In Counts III, IV, VI!) and IX, the various defend-
ants are cha rged with violations of IWPCAA and/or
MPRSA. Count III alleges that the federal defendants
have violated MPRSA. Count IV charges USEPA and
Train with violations of FWPCAA. Cove! VIII alleges
that the New York and New Jersey defe» sats have vio-
lated FWPCAA, MPRSA, New York Environmental Con-
servation Law, New Jersey Conservation and Development
Law and permits issued by USEPA, USACE or NYDEC.
Count IX charges the federal defendants with negligently
carrying out their discretionary functions under FWPC
AA, MPRSA and NEPA and further alleges that USACE
conducted its dredging activities negligently.

Private actions to enforee FWPCAA and MPRSA are
authorized by citizens’ suit provisions in each act, 33 U.S.C.
§1365(a), (b) and (c) * and 33 U.S.C. § 1415(g)8 respec-

733 U.S.C. § 1365 provides:

(a) Except as provided in subsection (b) of this section,
any citizen may commence a civil action on his own behalf—

(1) ~ against any person (including (i) the United
States, and (ii) any other governmental instrumentality
or agency to the extent permitted by the eleventh amend-
ment to the Constitution) who is alleged to be in viola-
tion of (A) an effluent standard or limitation under this
chapter or (B) an order issued by the Administrator or
a State with respect to such a standard or limitation, or

(2) against the Administrator where there is alleged
a failure of the Administrator to perform any act or duty
under this chapter which is not discretionary with the
Administrator.

(Footnote continued on following page)

50a

Opinion of the District Court

(Footnote continued from preceding page)

The district courts shall have jurisdiction, without regard
to the amount in controversy or the citizenship of the parties,
to enforce such an_ effluent standard or limitation, or such
an order, or to order the Administrator to perform such
act or duty, as the case may be, and to apply any appro-
priate civil penalties under section 1319(d) of this title.

(b) No action may be commenced—
(1) under subsection (a) (1) of this section—

(A) prior to sixty days after the plaintiff has given
notice of the alleged violation (i) to the Administrator,
(ii) to the State in which the alleged violation occurs,
and (iii) to any alleged violator of the standard, limita-
tion, or order, or

(B) if the Administrator or State has commenced
and is diligently prosecuting a civil or criminal action in
a court of the United States, or a State to require
compliance with the standard, limitation, or order, but
in any such action in a court of the United States any
citizen may intervene as a matter of right.

(2) under subsection (a) (2) of this section prior
to sixty days after the plaintiff has given notice 0. such
action to the Administrator,

except that such action may be brought immediately after
such notification in the case of an action under this section
respecting a violation of sections 1316 and 1317(a) of this
title. Notice under this subsection shall be given in such
manner as the Administrator shall prescribe by regulatin.

(c) (1) Any action respecting a violation by a discharge
source of an effluent standard or limitation or an order re-
specting such standard or limitation may be brought under
this section only in the judicial district in which such source
is 1ocated.

(Footnote continued on following page)

5la

Opinion of the District Court

(Footnote continued from preceding page)

(2) In such action under this section, the Administrator,
if not a party, may intervene as a matter of right.

* * x

833 U.S.C. § 1415(g) provides:

(g)(1) Except as provided in paragraph (2) of this
subsection any person may commence a civil suit on his own
behalf to enjoin any person, including the United States
and any other governmental instrumentality or agency (to
the extent permitted by the eleventh amendment to the Con-
stitution), who is alleged to be in violation of any prohibi-
tion, criterion, or permit established or issued by or under
this subchapter. The district courts shall have jurisdiction,
without regard to the amount in controversy or the citizen-
ship of the parties, to enforce such prohibition, limitation,
criterion, or permit, as the case may be.

(2) No action may be commenced—

(A) prior to sixty days after notice of the violation
has been given to the Administrator or to the Secretary,
and to any alleged violator of the prohibition, limitation,
criterion, or permit; or

(B) if the Attorney General has commenced and is
diligently prosecuting a civil action in a court of the
United States to require compliance with the prohibition,
limitation, criterion, or permit; or

(C) if the Administrator has commenced action to im-
pose a penalty pursuant to subsection (a) of this sec-
tion, or if the Administrator, or the Secretary, has ini-
tiated permit revocation or suspension proceedings under
subsection (f) of this section; or

(D) if the United States has commenced and is dili-
gently prosecuting a criminal action in a court

52a
Opinion of the District Court

tively. The two citizens’ suit provisions are substantially
the same. Each contains a notice clause providing that
no actions may be commenced under the citizens’ suit
provision except upon giving notice to the alleged viola-
tor of the act in compliance with the terms of the act
and regulations thereunder.

All the defendants argue that plaintiffs have failed to
give the requisite notice that therefore this court has no
jurisdiction over plaintiffs’ WFPCAA and MPRSA claims.
Plaintiffs retort that service of the complaint constitutes
substantial compliance with the notice provision. Further,
they argue that the court has alternative jurisdiction over
these citizens’ claims under 28 U.S.C. § 1331, and that in
a § 1331 citizens’ suit the notice provisions of 33 U.S.C.
§§ 1365 and 1415 do not apply. Because the questions of
the sufficiency of notice and the availability of alternative
jurisdiction without the requirement of notice are thres-
hold issues common to Counts III, IV, VIII and ee
shall treat those counts together. I shall first consider the
FWPCAA claims, then the MPRSA claims, and finally any
remaining issues in each of the four counts.

Under FWPCAA, citizens’ actions may be brought
against anyone who fails to comply »with an effluent stand-
ard, limitation or order issued under the act, 33 U.S.C.
§ 1365(a)(1), or against the USEPA Administrator for
“failure to perform a non-discretionary duty mandated by
the act, 33 U.S.C. § 1365(a)(2). No citizens’ action may
be commenced without prior notice to the alleged act vio.
lator in accordance with USEPA regulations, and, except
in circumstances not here relevant, notice must be given
at least 60 days before the commencement of the action.
33 U.S.C. § 1365(b). Notice to the alleged violator in a
§ 1365(a)(1) suit must specify the standard, limitation or

53a
Opinion of the District Court

order allegedly violated. 40 C.F.R. § 135.3 (1977). Notice
to the USEPA Administrator in a § 1365(a)(2) suit must
specify the statutory provision claimed to have been trans-
gressed. Id. Plaintiffs have failed to give notice to any
defendant which satisfies FWPCAA requirements. To the
extent notice was given at all, it was untimely and failed
to specify any standard, limitation, order or statuory sec-
tion purportedly violated. Since strict compliance with the
notice provisions of 33 U.S.C. $ 1365 is required, Love-
ladies, supra, this court does not have jurisdiction of any
FWPCAA claims under 33 U.S.C. § 1365.

Plaintiffs take the position that 28 U.S.C. § 1331 pro-
vides an alternative basis for jurisdiction. They base their
argument on the savings clause of FWPCAA, 33 U.S.C.
§ 1865(e), which provides:

Nothing in this section shall restrict any right
which any person (or class of persons) may have
under any statute or common law to seek enforce-
ment of any effluent standard or limitation or to
seek any other relief (including relief against the
Administrator or a State agency).

They urge that the only interpretation of FWPCAA which
gives proper effect to the savings clause is on that finds
an implied right of action for private parties to enforce
FWPCAA unfettered by the notice requirements of § 1365
(b) which right may be exercised by grounding jurisdic
tion on the “arising under” jurisdictional statute.

There is a split among the circuits on the issue whether
the virtually identical citizens’ suit provisions of FWP
CAA, MPRSA and the Clean Air Act, as amended, 42
U.S.C. § 1857 et seg. (1969), 42 U.S.C. § 1857h-2 (Supp.
1977), are the exclusive jurisdictional base for private

d4a
Opinion of the District Court

actions to enforce said environmental legislation. The
D.C. and Second Circuits have held that the FWPCAA
provision is not exclusive, and jurisdiction may be predi-
cated alternatively on 28 U.S.C. § 1331 without compliance
with the citizens’ suit notice requirement. Natural Re-
sources Defense Council, Inc. v. Train (NRDC v. Train),
010 F.2d 692 (D.C. Cir. 1974), as modified, (D.C. Cir.
1975); Natural Resources Defense Council, Inc. v. Calla-
way, 524 F.2d 79 (2d Cir. 1975). The Seventh Circuit has
held squarely to the contrary with regard to the citizens’
suit provisions of the Clean Air Act. Ctiy of Highland
Park v. Train, (Highland Park), 519 F.2d 681 (7th Cir.
1975). Another court in this district has followed the lead
of the D.C. and Second Circuits on this issue in a FWP
CAA and MPRSA context. Township of Long Beach,
supra (Fisher, J.).

In Highland Park, supra, Judge Tone, writing for the
court, noted that

[t]he legislative history of section 304 [42 U.S.C.
§ 1857h-2 (citizens’ suit provision)] shows Con-
gress’s determination that citizen participation in
the enforcement of standards and regulations under
the Clean Air Act of 1970 ke established. It also
shows, however, that Congress intended to provide
for citizens’ suits in a manner that would be least
likely to clog already burdened Federal Courts and
most likely to trigger governmental action which
would alleviate any need to for judicial relief. It
was in response to these concerns that the statutory
notice provisions were included in section 304.
Congress’s intention would be frustrated if the statu-
tory mandate of section 304(b) were ignored.

doa
Opinion of the District Court

Id. at 690-91. Later, in discussing NRDC v. Train, supra,
which is cited without analysis as persuasively precedent
in Natural Resources Defense Council v. Callaway, supra,
Judge Tone indicated

liln [NRDC v. Train], 510 F.2d 692, 698-703
(D.C. Cir. 1975), the majority held that under the
Federal Water Pollution Control Act, the pertinent
provisions of which are substantially the same as
those of the Clean Air Act, judicial review could be
obtained . . . under 28 U.S.C. § 1331. .., and refers
to the Clean Air Act and its legislative history as
a basis for its holding. The majority’s opinion .. .
bases its holding on the saving provision of the
Federal Water Pollution Control Act, 33 U.S.C.
§ 1565(e), which is substantially the same as the
saving provision in section 304 of the Clean Air
Amendments of 1970, 42 U.S.C. § 1857h-2(e), and
the statments in the legislative history that othe:
remedies were not impaired by the act. The opin-
ion does not give any reasons for the court’s .. .
holding that jurisdiction was . .. conferred by 28
U.S.C. § 1331. Judge Robb’s dissent argues that
the 60-day notice requirement should control.

Td. at 693. The Seventh Cireuit ultimataly concluded that

[t]he saving provision, expressing the general in-
tention of Congress not to disturb existing rights to
seek relief, does not have the affirmative effect of
removing conditions which existing law imposes
upon the exercise of those rights.

Id. at 693.

I concur in the Seventh Circuit’s analysis of the citizen
suit provision. While the saving clause of FWPCAA, 33

56a

Opinion of the District Court

U.S.C. § 1465(e), may indeed make § 1331 available to an
alternative basis for jurisdiction, it does not, in addition,
provide a basis to imply a citizens’ right of action under
FWPCAA on terms and conditions different from those
specifically delineated by Congress. The manifest purpose
vf the savings clause seems to be the preservation of exist-
ing rights, not the creation of new ones. Thus, satisfac-
tion of the notice requirements is an unavoidable pre-
requisite to a citizens’ suit. Since plaintiffs have failed to
give the notice required by FWPCAA and the regula-
tions thereunder, their FWPCAA claims must fail.

Because the MPRSA citizens’ suit provisions, including
the notice requirements, are identical to those of FWP
CAA in all relevant respects, I have no jurisdiction over
plaintiffs’ MPRSA claims for the aforementioned reasons.
Thus, Counts III and [V must be dismissed in their en-
tirety, and Counts VIII and IX are dismissed insofar as
they allege FWPCAA and MPRSA claims.

The claims remaining in Count VIII allege that the
New York and New Jersey defendants have violated New
York Environmental Conservation Law, permits issued
by NYDEC and New Jersey Conservation and Develop-
ment Law. These are state law claims which will be dis-
cussed in XI, infra.

Left in Count IX are claims that the federal defend-
ants negligently conducted their discretionary functions
under NEPA and that USACE conducted its dredging
activities negligently. Violations of NEPA may be re-
viewed by the courts pursuant to the APA, except insofar
as the APA exempts certain functions from review. See
Environmental Defense Fund v. Corps of Engineers, U.S.
Army, 470 F.2d 289, 298-300 (8th Cir. 1972). However,

d7a
Opinion of the District Court

discretionary functions are reviewable under the APA,
5 U.S.C. § 706, only where the agency or officer exceeds
the limits of discretion established by Congress. SEC
v. Republic National Life Insurance Co., 383 F.Supp. 436,
438 (S.D.N.Y. 1974); International Waste Controls, Inc.
v. SEC, 362 F.Supp. 117 (S.D.N.Y. 1973), aff’d per curiam,
485 F.2d 1238 (2d Cir. 1973). Sinee no such excess has
been alleged, I have no jurisdiction over this NEPA claim.
As to the claim of negligent dredging, this claim sounds
in tort, and for reasons more fully set forth in IX, infra,
plaintiffs are precluded by the Federal Tort Claims Act
from suing USACE with regard to the conduct alleged
in the complaint. Thus, Count IX must be dismissed.

IV

In Count VII, plaintiffs aliege that USEPA and Train
have violated the National Environmental Policy Act
(NEPA), 42 U.S.C. § 4821 et seq., in that

[djespite the continued and increasing discharge
of pollutants into the Hudson River, New York
Harbor and Atlantic Ocean, defendants have failed
to develop, plan, and coordinate federal functions,
programs, and resources to the end that the marine
environment of the Atlantic Ocean might exist with-
out degradation, and that those who use the marine
environment might do so without risk to health or
safety or other undesirable and unintended conse-
quences.

Complaint {] 71.

The defendants correctly argue that USEPA and its
Administrator are specifically exempted by FWPCAA

58a
Opinion of the District Court

from NEPA requirements, except as regards (1) grants
for construction of treatment works and (2) the issuance
of new source permits. 33 U.S.C. ¢ 1371(c). Plaintiffs
have offered no rebuttal on this point. Since neither of
the non-exempt functions are alleged in Count VII, this
count fails to state a claim upon which relief may be
granted.

V

Count X charges that all the defendants, by action or
inaction, have caused “unreasonable degradation of the
marine environment” in which there is a publie right pro-
tected by the fifth, ninth and fourteenth amendments.

The defendants argue that these allegations fail to
state a claim because there is no constitutionally protected
right to a clean, unpolluted environment. Plaintiffs cite
no cases in support of their position that such right
exists. Indeed, the courts have consistently held to the
contrary. Ely v. Velde, 451 F.2d 1130, 1139 (4th Cir.
1971); Township of Long Beach, supra, at 1212 & cases
cited therein. Consequently, Count X must be dismissed.

VI

Count XI alleges that the New York and New Jersey
defendants and USACK, by their polluting conduct, have
taken and destroyed property held in trust for the pub-
lic benefit in violation of the prohibition of the fifth amend-
ment of the Constitution of the United States against the
taking of private property for public use without just
compensation. The defendants argue that plaintiffs have
no property right in coastal waters and marine life.
Plaintiffs take no position on this point.

59a

Opinion of the District Court

It is settled law that the states have title to the coastal
waters and marine life within their boundaries, including
the seabeds and beds of all tidal waters, within three miles
of the coast, while title to the waters beyond three miles
from the coast is in the United States. McCready v. Vir-
gina, 94 U.S. 391 (1876); U.S. v. Florida, 425 U.S. 791
(1976); Submerged Lands Act of 1953, 43 U.S.C. § 1301
et seq. (1964), 43 U.S.C. §§ 1311(a) and 1332. Individual
citizens have no property interest in the sea waters, sea
beds or marine life. Burgess v. M/ Tamano, 370 F.Supp.
247, 249 (S.D. Me. 1973). Thus, plaintiffs have no inter-
est protected from condemnation without compensation
by the fifth amendment, and Count XI must be dismissed.

Vil

Plaintiffs’ complaint lists 42 U.S.C. § 1983 as one of the
statutes upon which this action is grounded. No specific
allegations of facts supporting a § 1983 claim have been
made, however. Section 1983 provides:

Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any State
or Territory, subjects, or causes to be subjected,
any citizen of the United States or other person
within the jurisdiction thereof to the deprivation
of any rights, privileges, or immunities secured by
the Constitution and laws, shall be liable to the
party injured in an action at law, suit in equity,
or other proper proceeding for redress.

Since § 1983 requires state action, any claim under that
provision against the federal defendants must be dis-

60a
Opinion of the District Court

missed. As to the New York and New Jersey defendants,
plaintiffs have failed to plead any right protected by the
Constitution® at stake in this action. See V, VI, supra.
Nor have plaintiffs alleged any statutory right, privilege
or immunity deprived by state action. ‘I'he various en-
vironmental statutes at issue here du not create rights to
a clean environment. To the extent they vest private
parties with any special interests, they create rights of
action to enforce certain statutory provisions. The plain-
tiffs have not alleged that the state defendants have inter-
fered with the exercise of such rights or action. Thus,
any § 1983 claim of the plaintiffs must fall.

VIitt

Plaintiffs have pleaded the Extension of Admiralty
and Maritime Jurisdiction Act, 42 U.S.C. § 740, as one
of the bases for this action, but again they have failed
to make any factual allegations in support of such claim.
Section 740 provides in part that

[t]he admiralty and maritime jurisdiction of the
United States shall extend to and inelude all eases
of damage or injury, to person or property, caused
by a vessel on navigable water, notwithstanding
that such damage or injury be done or consummated
on land.

® Plaintiffs have listed the supremacy clause, art. VI, cl. 2, as
one of the many legal bases for this action, but have failed to al-
lege how the provision is implicated in the issues presented. In
any case, the supremacy clause does not confer on the plaintiffs
any independent right relevant to the matters alleged in the com-
plaint.

6la
Opinion of the District Court

Hence, only defendants’ polluting activities conducted from
ships causing damage on land would be actionable under
this provision. In addition, the section specifically re-
quires damage “to person or property.” Plaintiffs have
alleged no personal injury in their complaint. Nor have
they cited any authority which suggests that any of the
alleged wrongful conduct caused damage on land which
is cognizable under 42 U.S.C. § 740 in admiralty. Thus,
plaintiffs have failed to state a cause of action under this
section.

IX

Plaintiffs have listed admiralty, 28 U.S.C. § 1333(1),
as one of the jurisdictional bases for this action. Some
courts have indicated that a commercial fisherman’s al-
legation that polluting activities have caused damage to
his fishing operation states a claim for tortious inter-
ference with a public right, a public nuisance cause of
action cognizable as a maritime tort in admiralty. Poto-
mac River Association, Inc. vy. Lundeberg Maryland Sea-
manship School, Inc, (Potomac River), 402 F.Supp. 344,
308 (D. Md. 1975); Burgess v. M/V Tamano (M/V Ta-
mano), supra, at 250. In brief, the theory is that while
a public nuisance is usually actionable only by the state,
a private individual may recover for invasions of the
public right if he can show damage of a different kind—
not merely of a different degree—from that of the public
generally. Commercial fishermen have been held to have
such a special interest in the pollution of marine waters.
M/V Tamano, supra, at 250. Torts are cognizable in ad-
miralty where the activity of the injured party bears a
significant relationship to a traditional maritime activity.
Executive Jet Aviation, Inc. v. Cleveland, 409 U.S, 249

62a
Opinion of the District Court

(1973); Union Oil Co, v. Oppen, 501 F.2d 558 (9th Cir.
1974); Potomac River, supra, ai 358. Since fishing is. a
traditional maritime activity, tortious damage to fishing
by pollution is actionable as a maritime tort. Potomac
River, supra, at 358. Of course, polluting activities which
are in conformity with permits or regulations under per-

tinent environmental statutes are immunized from tort
lability. Id. at 359.

Plaintiffs have not pleaded a claim in this maritime
tort, nor have they requested that their complaint be
construed to allege such a cause of action. Therefore, I
decline to read such a claim into their pleadings. How-
ever, even if plaintiffs nad raised such a claim, except
as to one defendant, their cause of action wovld have run
aground on the shoals of the notice provisions of various
tort claims acts.

The federal agency and the state agency defendants
are arms of their respective sovereigns, and, hence, are
subject to suit in tort only in accordance with the condi-
tions of the waiver of sovereign immunity specified in
the tort claims act of each respective sovereign. See
N.Y. Gen. Mun. Law §§ 50-i, 50-e (McKinney 1977, § 50-i;
The New Jersey Tort Claims Act, N.J.S.A. 59:1-1 et seq.
(Supp. to Title 58, 1977), N.J.S.A. 59:1-3; the Federal
Tort Claims Act, 28 U.S.C. § 1346(b) and 28 U.S.C. § 2671
et seq., 28 U.S.C. $$ 13846(b) and 2676. The two federal
individual defendants and the mayor of the City of New
York, to the extent each acted within the scope of his
employment, also enjoy the protection of their respective
tort claims act. See 28 U.S.C. §§ 1346(b) and 2679(a);
N.Y. Gen. Mun. Law § 50-i(1) (McKinney). Each of the
three tort claims acts requires the submission of notice
of plaintiffs’ claim as a predicate to suit.

63a
Opinion of the District Court

New York requires that notice be given to the defend-
ant within 90 days of the accrual of the cause of action,
§ 50-e(1)(a), and that thereafter 30 days must elapse
before the commencement of suit, § 50-i(1). Here, the
alleged damage occurred in the summer of 1976. New
York City received notice on November 29, 1976, and the
action was filed on January 14, 1977. None of the othe~
New York defendants received notice, if they got it at all,
until March 25, 1977. Hence, only New York City re-
ceived timely notice. Although application may be made
to the court for late notice, § 50-e(5), plaintiffs have made
no such effort. Further, leave to grant such application
is within the discretion of the court, and since plaintiffs
have offered no explanation for their tardiness, I would be
disinclined to grant plaintiffs’ relief. Mayor Beame was
not sued in an individual capacity, and no allegations have
been made that he exceeded the scope of his authority.
Thus, of the New York defendants, only New York City
is subject to tort suit.

The New Jersey Tort Claims Act requires a claim to
be presented to the defendant entity within 90 days of ac-
erual of the cause of action. N.J.S.A. 59:8-8. Application
for late filling may be made only up to one year after the
accrual of the claim. N.J/.S.A. 59:8-9. Plaintiffs have
failed to give notice to any New Jersey defendant, except
possibly Middlesex County Sewerage Authority. Assum-
ing plaintiffs served a notice on Middlesex on the date
they claim, said notice was not timely. No timely appli-
cation for late filing was made. Thus, plaintiffs are for-
ever barred from bringing these tort claims against the
New Jersey defendants. See N.J.S.A. 59:8-8(a); Pinck-
ney v. City of Jersey City, 140 N.J. Super. 96 (Law Div.
1976).

64a

Opinion of the District Court

The Federal Torts Claims Act requires that would-be
plaintiffs file an appopriate claim with the defendant
agency and then wait for six months before commencing
suit. 28 U.S.C. § 2675(a). The claim must state a sum
certain, 40 C.F.R. § 10.2(a) (1977), and one which does
not is a nullity. Bialowa v. U. 8., 443 F.2d 1047, 1050 (3d
Cir. 1971). Plaintiffs served their letter notice on USACE,
Hoffman and Train on January 3, 1977, and a formal tort
claim on USEPA on March 22, 1977. Neither form of no-
tice stated a sum certain, and neither was served six
months before suit. The fact that service was not effec-
tive on the federal defendants until 10 months after the
filing of the complaint does not cure plaintiffs’ notice de-
fects. See Gunstream v. U.S., 307 F.Supp. 366, 369 (C.D.
Cal. 1969). Thus, plaintiffs’ tort claims are barred by
the Federal Tort Claims Act against USEPA, USACE and
against the individual federal defendants to the extent
they acted within the scope of their employment.

The complaint recites that Hoffman and Train acted
outside the scope of their authority.° Complaint 9 DD,
09. The virtually ideutical language of the pertinent para-
graphs provides:

(d) Defendant [referring to all the federal de-
fendants or Train and USEPA] have repeatedly

exceeded their authority as expressly provided in
[FWPCAA or MPRSA].

(e) In particular, defendants have taken no ac-
tion, despite enforcement powers, to object to or to

10 Federal officials do not have absoiute immunity for conduct
which is in excess of statutory authority or in violation of the
Constitution. Butz v.Economou, U.S. , 46 U.S.L.W. 4952
(June 29, 1978).

65a
Opinion of the District Court

set aside the granting of and approval of permits
issued to conduct ocean dumping operations as de-
scribed in Count I above.

Enforcement of FWPCAA and MPRSA turns on a host
of discretionary functions. Since the pleading fails to
state that Hoffman and Train exceeded the scope of their
statutory discretionary powers, I construe paragraphs 55
and 59 to allege only abuse of discretion on the part of
the individual defendants. Thus, the complaint does not
present a claim that they acted beyond the scope of their
employment, and they are protected by the Federal Tort
Claims Act.

x

Plaintiffs’ final federal claim is one in mandamus, 28
U.S.C. $1361. Mandamus is an extraordinary remedy, avail-
able only where governmental officials have clearly failed
to perform non-discretionary duties. Loveladies, supra, at
282; Carter v. Seamans, 411 F.2d 767, 773 (5th Cir. 1969),
cert. denied, 397 U.S. 941 (1969). Mandamus is not avail-
able where an adequate alternative remedy exists. Ex
Parte Republic of Peru, 318 U.S. 578, 584 (1943); Richard-
son Vv. U.S., 465 F.2d 844, 849 (3d Cir. 1972), rev'd on other
grounds, 418 U.S. 166 (1974). Plaintiffs have alleged that
the various defendants have failed to comply with non-
discretionary duties under various federal and state en-
vironmental statutes and permits issued thereunder. As
to any pertinent FWPCAA and MPRSA violations, the
citizens’ suit provisions of those aets provide a means to
compel performance of non-discretionary duties. Plain-
tiffs have failed to show that the citizens’ suit notice pro-
visions render those remedies inadequate. Failure to per-

66a

Opinion of the District Court

form non-discretionary NEPA duties not exempted from
liability by other statutes may be reviewed pursuant to the
APA, 5 U.S.C. § 701 et seq. Section 13 of the Refuse Act,
33 U.S.C. § 407, is a criminal provision which imposes
only a discretionary duty of enforcement on the U.S. De-
partment of Justice. See 33 U.S.C. § 413. None of the
other statutes pleaded appear to create any duties obliga-
tory to any of the defendants herein. Therefore, plain-
tiffs have failed to state a valid claim in mandamus.

XI

The remaining counts are pendant state law claims.
Count XII charges all the defendants with creating a nuis-
ance. Count XIII charges the New York and New Jersey
defendants and USACE with trespass and damage to
property held in public trust. Since plaintiffs’ federal
claims have all been dismissed, there is no basis for pend-
ant jurisdiction, United Mine Workers v. Gibbs, 383 U.S.
715, 726 (1966), and these remaining counts must fall. To
the extent that Count VIIT raises pendant claims for vio-
lation of the New York Environmental Conservation Law,
the New Jersey Conservation and Development Law and
permits issued thereunder, these claims must also be dis-
missed. Since the disposition on the motions for summary
judgment has mooted the crossclaims for indemnity, such
erossclaims are dismissed as well.

It should be noted, however, that because plaintiffs have
no ownership interest in the marine environment and
ocean life, they have no standing to sue in ordinary nuis-
ance, trespass or for damage to property held in public
trust. They could, however, raise a claim sounding in
tortious interference with a public right. See IX, supra.

67a

Opinion of the District Court

In addition, because plaintiffs failed to comply with the
notice provisions of the various tort claims acts, they are
precluded from suing in tort against any of the defend-
ants except New York City. See LX, supra.

The movants will prepare individuals orders" in con-
formity with this decision, and submit them, with consent
as to form, within 15 days of the date of this opinion.

Dated: August 14, 1978.

11 Since the claims against West Long Beach Sewer District
and the County of Westchester are no different from those against
the other New York defendants who received no special notice of
plaintiffs’ action, said claims are not viable for the reasons set
forth in this opinion. Counsel for Glen Cove will kindly prepare
an order dismissing the action as to these two defendants.

68a

Order of the District Court

UNITED STATES DISTRICT COURT, DISTRICT OF
NEW JERSEY

Crviz Action No. 77-126

>
ae

NATIONAL SEA CLAMMERS ASSOCIATION,

etc., et al,
Plaintiffs,
v.
CITY OF NEW YORK, etce., et al,
Defendants.

.

For the reasons set forth in the opinion of the court
dated August 14, 1978,

Ir 1s on this 9th day of January 1979 orDERED as
follows:

1. Count I of the complaint herein is dismissed in its
entirety as to all defendants named therein with prejudice
and with costs;

2. Count II of the complaint herein is dismissed in
its entirety as to all defendants named therein with pre-
judice and with costs.

3. Count III of the complaint herein is dismissed in
its entirety as to all defendants named therein with pre-
judice and with costs.

69a
Order of the District Court

4. Count IV of the complaint herein is dismissed in
its entirety as to all defendants named therein with pre-
judice and with costs.

5. Count VII of the complaint herein is dismissed in
its entirety as to all defendants named therein with pre-
judice and with costs.

6..Count VIII of the complaint herein is dismissed in
its entirety as to all defendants named therein with costs
and with prejudice as to all claims asserted therein that
arise under federal law, but without prejudice as to all
claims therein that arise under the law of any state.

7. Count IX of the complaint herein is dismissed in
its entirety as to all defendants named therein with pre-
judice and with costs.

8. Count X of the complaint herein is dismissed in
its entirety as to all defendants named therein with pre-
judice and with costs.

9. Count XI of the complaint herein is dismissed in
its entirety as to all defendants named therein with pre-
judice and with costs.

10. Count XIT of the complaint herein is dismissed with-
out prejudice but with costs.

11. Count XIII of the complaint herein is dismissed
in its entirety as to all defendants named therein with
prejudice, except as to defendant New York City the dis-
missal is without prejudice, but with costs as to all de-
fendants.

70a
Order of the District Court

12. All ecrossclaims are hereby dismissed as moot, but
without costs.

H. Curtis MrEanor
U.S.D.J.

Tla

Constitutional Provision and Statutes Involved
Eleventh Amendment to Constitution of the United States

The Judicial power of the United States shall not be
construed to extend to any suit in law or equity, com-
menced or prosecuted against one of the United States
by Citizens of another State, or by Citizens or Subjects
of any Foreign State.

28 U.S.C. §1254

Cases in the courts of appeals may be reviewed by the
Supreme Court by the following methods:

(1) By writ of certiorari granted upon the petition of
any party to any civil or criminal case, before or after
rendition of judgment or decree; * * *

28 U.S.C. §1291

The courts of appeals shall have jurisdiction of appeals
from all final decisions of the district courts of the United
States, the United States District Court for the District
of the Canal Zone, the District Court of Guam, and the
District Court of the Virgin Islands, except where a di-
rect review may be had in the Supreme Court.

28 U.S.C. §1331

(a) The district courts shall have original jurisdiction
of all civil actions wherein the matter in controversy ex-
ceeds the sum or value of $10,000, exclusive of interest
and costs, and arises under the Constitution, laws, or
treaties of the United States except that no such sum or

72a
Constitutional Provision and Statutes Involved

value shall be required in any such action brought against
the United States, any agency thereof, or any officer or
employee thereof in his official capacity.

(b) Except when express provision thereof is otherwise
made in a statute of the United States, where the plain-
tiff is finally adjudged to be entitled to recover less than
the sum or value of $10,000, computed without regard to
any set off or counterclaim to which the defendant may
be adjudged to be entitled, and exclusive of interests and
costs, the district court may deny costs to the plaintiff
and, in addition, may impose costs on the plaintiff.

28 U.S.C. §1333

The district courts shall have original jurisdiction, ex-
clusive of the courts of the States, of:

(1) Any civil case of admiralty or maritime jurisdic-
tion, saving to suitors in all cases all other remedies to
which they are otherwise entitled.

(2) Any prize brought into the United States and all
proceedings for the condemnation of property taken as
prize.

33 U.S.C. §407

It shall not be lawful to throw, discharge, or deposit,
or cause, suffer, or procure to be thrown, discharged, or
deposited either from or out of any ship, barge, or other
floating craft of any kind, or from the shore, wharf, man-
ufacturing establishment, or mill of any kind, any refuse
matter of any kind or description whatever other than
that flowing from streets and sewers and passing there-

73a
Constitutional Provision and Statutes Involved

from in a liquid state, into any navigable water of the
United States, or into any tributary of any navigable
water from which the same shall float or be washed into
such navigable water; and it shall not be lawful to de-
posit, or cause, suffer, or procure to be deposited mate-
rial of any kind in any place on the bank of any navigable
water, or on the bank of any tributary of any navigable
water, where the same shall be liable to be washed into
such navigable water, either by ordinary or high tides,
or by storms or floods, or otnerwise, whereby navigation
shall or may be impeded or obstructed: Provided, That
nothing herein contau.ed shall extend to, apply to, or
prohibit the operations in connection with the improve-
ment of navigable waters or construction of public works,
considered necessary and proper by the United States
officers supervising such improvement or public work:
And provided further, That the Secretary of the Army,
whenever in the judgment of the Chief of Engineers an-
chorage and navigation will not be injured thereby, may
permit the deposit of any material above mentioned in
navigable waters, within limits to be defined and under
conditions to be prescribed by him, provided application
is made to him prior to depositing such material; and
whenever any permit is so granted the conditions thereof
shall be strictly complied with, and any violation thereof
shall be unlawful.

33 U.S.C. §1251

(a) The objective of this chapter is to restore and main-
tain the chemical, physical, and _ biological integrity of
the Nation’s waters. In order to achieve this objective
it is hereby declared that, consistent with the provisions
of this chapter—

T4a
Constitutional Provision and Statutes Involved

(1) it is the national goal that the discharge of
pollutants into the navigable waters be eliminated
by 1985;

(2) it is the national goal that wherever attain-
able, an interim goal of water quality which pro-
vides for the protection and propagation of fish,
shellfish, and wildlife and provides for recreation
in and on the water be achieved by July 1, 1983;

(3) it is the national policy that the discharge of
toxic pollutants in toxic amounts be prohibited;

(4) it is the national policy that Federal finan-
cial assistance be provided to construct publicly
owned waste treatment works;

(5) it is the national policy that areawide waste
treatment management planning processes be de-
veloped and implemented to assure adequate con-
trol of sources of pollutants in each State; and

(6) it is the national policy that a major research
and demonstration effort be made to develop tech-
nology necessary to eliminate the discharge of pol-
lutants into the navigable waters, waters of the
contiguous zone, and the oceans.

(b) It is the policy of the Congress to recognize, pre-
serve, and protect the primary responsibilities and rights
of States to prevent, reduce, and eliminate pollution, to
plan the development and use (including restoration,
preservation, and enhancement) of land and water re-
sources, and to consult with the Administrator in the
exercise of his authority under this chapter. It is the
policy of Congress that the States manage the construc-
tion grant program under this chapter and implement the

75a
Constitutional Provision and Statutes Involved

permit programs under section 1342 and 1344 of this title.
It is further the policy of tle Congress to support and
aid research relating to the prevention, reduction, and
elimination of pollution, and to provide Federal tech-
nical services and financial aid to State and interstate
agencies and municipalities in connection with the pre-
vention, reduction, and elimination of pollution.

(c) It is further the policy of Congress that the Presi-
dent, acting through the Secretary of State and such na-
tional and international organizations as he determines
appropriate, shall take such action as may be necessary
to insure that to the fullest extent possible all foreign
countries shall take meaningful action for the prevention,
reduction, and elimination of pollution in their waters
and in international waters and for the achievement of
goals regarding the elimination of discharge of pollu-
tants and the improvement of water quality to at least
the same extent as the United States does under its laws.

(d) Except as otherwise expressly provided in this chap-
ter, the Administrator of the Environmental Protection
Agency (hereinafter in this chapter called “Administra-
tor’) shall administer this chapter.

(¢) * * * Federal agencies shall co-operate with State
and local agencies to develop comprehensive solutions to
prevent, reduce and eliminate pollution in concert with
programs for managing water resources.

76a
Constitutional Provision and Statutes Involved
33 U.S.C. §1311

(a) Except as in compliance with this section and sec-
tions 1312, 1316, 1317, 1328, 1342, and 1344 of this title,
the discharge of any pollutant by any person shall be un-
lawful.

(b) In order to carry out the objective of this chapter
there shall be achieved—

(1)(A) not later than July 1, 1977, effluent limi-
tations for point sources, other than publicly owned
treatment works, (i) which shall require the ap-
plication of the best practicable control technology
currently available as defined by the Administrator
pursuant to section 1314(b) of this title, or (ii) in
the case of a discharge into a publicly owned treat-
ment works which meets the requirements of sub-
paragraph (B) of this paragraph, which shall re-
quire compliance with any applicable pretreatment
requirements and any requirements under section
1317 of this title; and

(B) for publicly owned treatment works in exist-
ence on July 1, 1977, or approved pursuant to sec-
tion 1283 of this title prior to June 30, 1974 (for
which construction must be completed within four
years of approval), effluent limitations based upon
secondary treatment as defined by the Administra-
tor pursuant to section 1314(d)(1) of this title;
or,

(C) not later than July 1, 1977, any more strin-
gent limitation, including those necessary to meet
water quality standards, treatment standards, or
schedules of compliance, established pursuant to

77a
Constitutional Provision and Statutes Involved

any State law or regulations (under authority pre-
served by section 1370 of this title) or any other
Federal law or regulation, or required to imple-
ment any applicable water quality standard estab-
lished pursuant to this chapter.

(2)(A) for pollutants identified in subparagraphs
(C), (D), and (F) of this paragraph, effluent limi-

tions for categories and classes of point sources,
other than publicly owned treatment works, which
i) shall require application of the best available
technology economically achievable for such cate-
gory or class, which will result in reasonable fur-
ther progress toward the national goal of elimi-
nating the discharge of all pollutants, as deier-
mined in accordance with regulations issued by the
Administrator pursuant to section 1314(b)(2) of
this title, which such effluent limitations shall re-
quire the elimination of discharges of all pollu-
tants if the Administrator finds, on the basis of
information available to him (including information
developed pursuant to section 1325 of this title),
that such elimination is technologically and eco-
nomically achievable for a category or class of
point sources as determined in accordance with
regulations issued by the Administrator pursuant
ot section 1314(b) (2) of this title, or (ii) in the case
of the introduction of a pollutant into a publicly
owned treatment works which meets the require-
ments of subparagraph (B) of this paragraph, shall
require compiance with any applicable pretreatment
requirements and any other requirement under sec-
tion 1317 of this title;

78a
Constitutional Provision and Statutes Involved

(B) not later than July 1, 1938, compliance by
all pubicly owned treatemtn works with the re-
quirements set forth in section 1281(g)(2) of this
title;

(C) not later than July 1, 1984, with respect to
all toxie pollutants referred to in table 1 of Com-
mittee Print Numbered 95-30 of the Committee on
Public Works and Transpotation of the House of
Representatives compliance with effluent limitations
in accordance with subparagraph (A) of this para-
graph;

(D) for all toxic pollutants listed under paragraph
(1) of subsection (a) of section 1317 of this title
which are not referred to in subparagraph (C) of
this paragraph compliance with effluent limitations
in accordance with subparagraph (A) of this para-
graph not later than three years after the date such
limitations are established;

(EK) not later than July 1, 1984, effluent limita-
tions for categories and classes of point sources,
other than publicly owned treatment works, which
in the case of pollutants identified pursuant to see-
tion 1314(a)(4) of this title shall require applica-
tion of the best conventional pollutant control tech-
nology as determined in accordane with regulations
issued by the Adminitrator pursuant to section 1314
(b) (4) of this title; and

(F) for all polutants (other than those subject
to subparagraphs (C), (D), or (2) of this para-
graph) compliance with effluent limitations in ac-
cordance with subparagraph (A) of this paragraph
not later than 3 years after the date such limitations

79a
Constitutional Provision and Statutes Involved

are established, or not later than July 1, 1984, which-
ever is later, but in no case later than July 1, 1987.

(c) The Administrator may modify the requirements
of subsection (b)(2)(A) of this section with respect to any
point source for which a permit application is filed after
July 1, 1977, upon a showing by the owner or operator of
such point source satisfactory to the Administrator that
such modified requirements (1) will represent the maxi-
mum use of technology within the economic capability of
the owner or operator; and (2) will result in reasonable
further progress toward the elimination of the discharge
of poliutants.

(d) Any effluent limitation required by paragraph (2)
of subsection (b) of this section shall be reviewed at least
every five years and, if appropriate, revised pursuant to
the procedure established under such paragraph.

(e) Effluent limitations established pursuant to this
section or section 1312 of this title shall be applied to all
point sources of discharge of pollutants in accordance
with the provisions of this chapter.

* * #

(h) The Administrator, with the concurrence of the
State, may issue a permit under section 1342 of this title
which modifies the requirements of subsection (b)(1)(B)
of this section with respect to the discharge of any pol-
lutant in an existing discharge from a publicly owned
treatment works into marine waters, if the applicant
demonstrates to the satisfaction of the Administrator
that—

_
.

~~

80a

Constitutional Provision and Statutes Involved

(1) there is an applicable water quality standard
specific to the pollutant for which the modification
is requested, which has been identified under sec-
tion 1314(a)(6) of this title;

(2) such modified requirements will not interfere
with the attainment or maintenance of that water
quality which assures protection of public water
supplies and the protection and propagation of a
balanced, indigenous population of shellfish, fish and
wildlife, and allows recreational activities, in and
on the water;

(3) the applicant has established a system for
monitoring the impaet of such discharge on a rep-
resentative sample of aquatic biota, to the extent
practicable ;

(4) such modified requirements will not result
in any additional requirements on any other point
or nonpoint source;

(5) all applicable pretreatment requirements for
sources introducing waste into such treatment works
will be enforced;

(6) to the extent practicable, the applicant has
established a schedule of activities designed to elim-
inate the entrance of toxic pollutants from non-
industrial sources into such treatment works;

(7) there will be no new or substantially increased
discharges from the point source of the pollutant
to which the modification applies above that volume
of discharge specified in the permit;

(8) any funds available to the owner of such
treatment works under subchapter II of this chap-

Sla
Constitutional Provision and Statutes Involved

ter will be used to achieve the degree of effluent
reduction required by section 1281(b) and (g) (2)
(A) of this title or to carry out the requirements
of this subsection.

For the purposes of this subsection the phrase “the dis-
charge of any pollutant into marine waters” refers to a
discharge into deep waters of the territorial sea or the
waters of the continguous zone, or into saline estuarine
waters where there is strong tidal movement and other
hydrological and geological characteristics which the Ad-
ministrator determines necessary to allow compliance with
paragraph (2) of this subsection, and section 1251(a) (2)
of this title.

(k) In the case of any facility subject to a permit under
section 1342 of this title which proposes to comply with
the requirements of subsection (b)(2)(A) of this section
by replacing existing production capacity with an innova-
tive production process which will result in an effluent
reduction significantly greater than that required by the
limitation otherwise applicable to such facility and moves
toward the national goal of eliminating the discharge of
all pollutants, or with the installation of an innovative
control technique that has a substantial likelihood for en-
abling the facility to comply with the applicable effluent
limitation by achieving a significantly greater effluent re-
duction than that required by the applicable effluent limi-
tation and moves toward the national goal of eliminat-
ing the discharge of all pollutants, or by achieving the
required reduction with an innovative system that has
the potential for significantly lower costs than the Sys-

82a
Constitutional Provision and Statutes Involved

tems which have been determined by the Administrator
to be economically achievable, the Administrator (or the
State with an approved program under section 1342 of
this title, in consultation with the Administrator) may
establish a date for compliance under subsection (b) (2)
(A) of this section no later than July 1, 1987, if it is
also determined that such innovative system has the po-
tential for industrywide application.

(1) The Administrator may not modify any require-
ment of this section as it applies to any specific pollut-
ant which is on the toxic pollutant list under section
1317(a)(1) of this title.

33 U.S.C. §1516

(B) As soon as practicable, but in no case more than
one year, after a category of sources is included in a
list under subparagraph (A) of this paragraph, the Ad-
ministrator shall propose and publish regulations estab-
lishing Federal standards of performance for new sources
within such category. The Administrator shall afford in-
terested persons an opportunity for written comment on
such proposed regulations. After considering such com-
ments, he shall promulgate, within one hundred and twenty
days after publication of such proposed regulations, such
standards with such adjustments as he deems appropriate.
The Administrator shall, from time to time, as technology
and alternatives change, revise such standards following
the procedures required by this subsection for promulga-
tion of such standards. Standards of performance, or
revisions thereof, shall become effective upon promulga-

83a
Constitutional Provision and Statutes Involved

tion. In establishing or revising Federal standards of
performance for new sources under this section, the Ad-
ministrator shall take into consideration the cost of achiev-
ing such effluent reduction, and any non-water quality en-
vironmental impact and energy requirements.

(2) The Administrator may distinguish among classes,
types, and sizes within categories of new sources for the
purpose of establishing such standards and shall consider
the type of process employed (including whether batch
or continuous).

(3) The provision o* this section shall apply to any
new source owned or operated by the United States.

(c) Each State may develop and submit to the Ad-
ministrator a procedure under State law for applying and
enforcing standards of performance for new sources lo-
cated in such State. If the Administrator finds that the
procedure and the law of any State require the appli-
cation and enforcement of standards of performance to
at least the same extent as required by this section, such
State is authorized to apply and enforee such standards
of Serformance ( except with respect to new sources owned
or operated by the United States).

(d) Notwithstanding any other provision of this chap-
ter, any point source the construction of which is ecom-
menced after October 18, 1972, and which is so constructed
as to meet all applicable standards of performance shall
not be subject to any more stringent standard of per-
formance during a ten-year period beginning on the date
of completion of such construction or during the period

84a
Constitutional Provision and Statutes Involved

of depreciation or amortization of such facility for the
purposes of section 167 or 169 (or both) of Title 26,
whichever period ends first.

(e) After the effective date of standards of perform-
ance promuigated under this section, it shall be unlawful
for any owner or operator of any new source in viola-
tion of any standard of performance applicable to such
source.

33 U.S.C. §1317

(2) Each toxie pollutant listed in accordance with para-
graph (1) of this subsection shall be subject to effluent
limitations resulting from the application of the best avail-
able technology economically achievable for the applicable
category or class of point sources established in accord-
ance with sections 1311(b)(2)(A) and 1314(b)(2) of this
title. The Administrator, in his discretion, may publish
in the Federal Register a proposed effluent standard
(which may include a prohibition) establishing require-
ments for a toxie pollutant which, if an effluent limitation
is applicable to a class or category of point sources, shall
be applicable to such category or class only if such stand-
ard imposes more stringent requirements. Such published
effluent standard (or prohibition) shall take into account
the toxicity of the pollutant, its persistence, degradability,
the usual or potential presence of the affected organisms
in any waters, the importance of the affected organisms
and the nature and extent of the effect of the toxie pol-
lutant on such organisms, and the extent to which effec-
tive control is being or may be achieved under other regu-
latory authority. The Administrator shall allow a period

85a
Constitutional Provision and Siatutes Involved

of not less than sixty days following publication of any
such proposed effluent standard (or prohibition) for writ-
ten comment by interested persons on such proposed stand-
ard. In addition, if within thirty days of publication of
any such proposed effluent standard (or prohibition) any
interested person so requests, the Administrator shall
hold a public hearing in connection therewith. Such a
public hearing shall provide an opportunity for oral and
written presentations, such cross-examination as the Ad-
ministrator determines is appropriate on disputed issues
of material fact, and the transcription of a verbatim rec-
ord which shall be available to the public. After considera-
tion of such comments and any information and material
presented at any public hearing held on such proposed
standard or prohibition, the Administrator shall promul-
gate such standard (or prohibition) with such modifica-
tion as the Administrator finds are justified. Such promul-
gation by the Administrator shall be made within two hun-
dred and seventy days after publication of proposed stand-
ard (or prohibition). Such standard (or prohibition) shall
be final except that if, on judicial review, such standard
was not based on substantial evidence, the Administrater
shall promulgate a revised standard. Effluent limitations
shall be established in accordance with sections 1311 (b) (2)
(A) and 1314(b) (2) of this title for every toxie pollutant
referred to in table 1 of Committee Print Numbered 95-30
of the Committee on Publie Works and Transportation of
the House of Representatives as soon as practicable after
December 27, 1977, but no later than July 1, 1980. Such
effluent limitations or effluent standards (or prohibitions)
shall be established for every toxic pollutant jisted under
paragraph (1) of this subsection as soon as practicable
after it is so listed.

. >

86a
Constitutional Provision and Statutes Involved

(3) Each such effiuent standard (or prohibition) shall
be reviewed and, if appropriate, revised at least every
three years.

(4) Any effluent standard promulgated under this sec-
tion shall be at that level which the Administrator deter-
mines provides an ample margin of safety.

(5) When proposing or promulgating any effluent stand-
ard (or prohibition) under this section, the Administra-
tor shall designate the category or categories of sources
to which the effluent standard (or prohibition) shall apply.
Any disposal of dredged material may be included in such
a category of sources after consultation with the Secre-
tary of the Army.

(2) The Administrator shall, from time to time, as con-
trol technology, processes, operating methods, or other al-
ternative change, revise such standards following the pro-
cedure established by this subsection for promulgation of
such standards.

(3) When proposing or promulgating any pretreatment
standard under this section, the Administrator shall desig-
nate the category or categories of sources to which such
standard shall apply.

(4) Nothing in this subsection shall effect any pretreat-
ment requirement established by any State or local law
not in conflict with any pretreatment standard established
under this subsection.

(c) In order to insure that any source introducing pol-
Intants into a publicly owned treatment works, which
source would be a new source subject to section 1316 of

87a
Constitutional Provision and Statutes Involved

this title if it were to discharge pollutants, will not cause
a violation of the effluent limitations established for any
such treatment works, the Administrator shall promul-
gate pretreatment standards for the category of such
sources simuitaneously with the promulgation of standards
of performance under section 1316 of this title for the
equivalent category of new sources. Such pretreatment
standards shall prevent the discharge of any pollutant into
such treatment works, which pollutant may interfere with,
pass through, or otherwise be incompatible with such
works.

(7) Prior to establishing any regulations pursuant to
this section the Administrator shall, to the maximum ex-
tent practicable within the time provided, consult with
appropriate advisory committees, States, independent ex-
perts, and Federal departments and agencies.

(b)(1) The Administrator shall, within one hundred and
eighty days after October 18, 1972, and from time to time
thereafter, publish proposed regulations establishing pre-
treatment standards for introduction of pollutants into
treatment works (as defined in section 1292 of this title)
which are publicly owned for those pollutants which are
determined not to be susceptible to treatment by such
treatment works or which would interfere with the opera-
tion of such treatment works. Not later than ninety days
after such publication, and after opportunity for public
hearing, the Administrator shall promulgate such pretreat-
ment standards. Pretreatment standards under this sub-
section shall specify a time for compliance not to exceed
three years from the date of promulgation and shall be
established to prevent the discharge of any pollutant

88a
Constitutional Provision and Statutes Involved

through treatment works (as defined in section 1292 of
this title) which are publicly owned, which pollutant inter-
feres with, passes through, or otherwise is incompatible
with such works. If, in the case of any toxic pollutant
under subsection (a)of this section introduced by a source
into a publicly owned treatment works, the treatment by
such works removes all or any part of such toxic pollutant
and the discharge froin such works does not violate that
effluent limitation or standard which would be applicable
to such toxic pollutant if it were discharged by such source
other than through a publicly owned treatment works, and
does not prevent sludge use or disposal by such works in
accordance with section 1345 of this title, then the pre-
treatment requirements for the sources actually discharg-
ing such toxie pollutant into such publicly owned treat-
ment works may be revised by the owner or operator of
such works to reflect the removal of such toxic pollutant
by such works.

33 U.S.C. §1341

(a)(1) Any applicant for a Federal license or permit
to conduct any activity including, but not limited to, the
construction or operation of facilities, which may result
in any discharge into the navigable waters, shall provide
the licensing or permitting agency a certification from
the State in which the discharge originates or will orig-
inate, or, if appropriate, from the interstate water pollu-
tion control agency having jurisdiction over the navigable
waters at the point where the discharge originates or will
originate, that any such discharge will comply with the
applicable provisions of sections 1311, 1312, 1313, 1316,
and 1317 of this title. In the case of any such activity
for which there is not an applicable effluent limitation or

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Constitutional Provision and Statutes Involved

other limitation under sections 1311(b) and 1312 of this
title, and there is not an applicable standard under sec-
tions 1316 and 1317 of this title, the State shall so cer-
ify, except that any such certification shall not be deemed
to satisfy section 1371(c) of this title. Such State or
interstate agency shall establish procedures for public
notice in the case of all applications for certification by
it and, to the extent. it deems appropriate, procedures for
public hearings in connection with specific applications.
In any case where a State or interstate agency has no
authority to give such a certification, such certification
shall be from the Administrator. If the State, interstate
agency, or Administrator, as the case may be, fails or
refuses to act on a request for certification, within a
reasonable period of time (which shall not exceed one
year) after receipt of such request, the certification re-
quirements of this subsection shall be waived with respect
to such Federal application. No license or permit shall
be granted until the certification required by this section
has been obtained or has been waived as provided in the
preceding sentence. No license or permit shall be granted
if certification has been denied by the State, interstate
agency, or the Administrator, as the case may be.

(2) Upon receipt of such application and certification
the licensing or permitting agency shall immediately no-
tify the Administrator of such application and certifica-
tion. Whenever such a discharge may affect, as deter-
mined by the Administrator, the quality of the waters
of any other State, the Administrator within thirty days
of the date of notice of application for such Federal ]i-
cense or permit shall so notify such other State, the licens-
ing or permitting agency, and the applicant. If, within
sixty days after receipt of such notification, such other

90a
Constitutional Provision and Statutes Involved

State determine that such discharge will affect the qual-
ity of its waters so as to violate any water quality re-
quirement in such State, and within such sixty-day period
notifies the Administrator and the licensing or permitting
agency in writing of its objection to the issuance of such
license or permit and requests a public hearing on such
objectio

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_2305%3A01. Public record. Not legal advice.
