# Petition — Sierra Club v. Watt

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1981
- **Citation:** 451 U.S. 965

## Text

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1979

NO. 79.- 1625

SIERRA CLUB, et al.,
Petitioners,
vs.
CECIL D. ANDRUS, as Secretary of the
Interior of the United States, et al.,
Respondents.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR
THE NINTH CIRCUIT

PETTIT & MARTIN

JOHN B. CLARK

JAMES E. HARRINGTON
ROBERT B. THUM

600 Montgomery Street

San Francisco, CA 94l1ll
Telephone: (415) 434-4000

SIERRA CLUB LEGAL DEFENSE FUND
MICHAEL R. SHERWOOD

31l California Street

San Francisco, CA 94104
Telephone: (415) 398-1411

Attorneys for Petitioners

TABLE OF CONTENTS

Opinions Below 3
Jurisdiction
Question Presented

3
3
Statutes Involved 4
Statement of the Case 4

4

Zé Nature of the Case
and the Proceedings Below

II. Summary of the Evidence 7
Relied upon by the Court of
Appeals to Support Its
Judgment That Any Obstruc-
tion to Navigation Arising
From Operation of the
Tracy Pumping Plant Has
Been "Affirmatively |
Authorized by Congress"
and Is Therefore Exempt
from the Provisions of
Section 10

Reasons for Granting the Writ 16

Le The Court of Appeals' 16
Decision Represents a
Clearly Erroneous Applica-
tion of the Plain Terms of
the Statute and, Unless
Reversed by This Court,
Will Permit Wholesale
Evasion by Federal Agencies
of the Mandatory Permit
Procedures of the Rivers
and Harbors Act of 1899.

}

IIt.

The Decision of the 21
Court of Appeals Is in
Direct Conflict with the
Decisions of This Court

and the Other Decisions

of the Lower Federal Courts
Interpreting the Relevant
Provisions of the Statute,
and, in Addition, Is in
Conflict with the Numerous
Decisions of This Court
and the Lower Federal
Courts Establishing the
General Rule That Exemption
from the Mandatory
Provisions of Pre-
Existing Federal Statutes
Are Not Normally to Be
Implied from Subsequent
General Enabling Legis-
lation or Appropriations
Acts.

Decisions Under the Rivers 21
and Harbors Act of 1899

Decisions Applying the 31
General Rule That Exemption

from the Requirements of
Pre-Existing Law May

Not Normally Be Implied

from Subsequent General

Enabling Legislation

and Appropriations Acts

Conclusion 37

iz.

TABLE OF AUTHORITIES

Cases

Arizona Power Pooling Assn. v. Morton,
S27 F.24 fal (Sth Cit. 1975)

Atchison, Topeka & Santa Fe R.R. Co. v.

Callaway, 382 F.Supp. 610 (D.D.C.
1974)

City of Santa Clara v. Andrus,
$72 F.2d 660 (9th Cir. 1978)

Committee for Nuclear Responsibility
v. Seaborg, 463 F.2d 783 (D.C.
Cig. 197i)

D.C. Federation of Civic Associations,
2n@. VW. APAS, 29k Fi ae 876 teeGx
Ciz. i968)

Environmental Defense Fund, Inc. v.
Froehlke, 473 F.2d 346 (8th Cir.
1972)

Ex Parte Endo, 323 U.S. 283 (1944)

Greene v. McElroy, 360 U.S. 474 (1959)

Hubbard v. Fort, 188 Fed. 987 (D.N.J.
1911)

Libby Rod and Gun Club v. Poteat,
5994 F.2d 742 (9th Cir. 1979)

National Audubon Society v. Andrus,
442 F.Supp 42 (D.D.C. 1977)

Pages

32

29,30-31,

32

32

32

32,35-36

29,30-31,
32

32

Republic Steel Co. v.
482 (1960)

Rothensies v. Electric Storage Battery
329 U.S. 296

Sanitary District of Chicago v. United
266 U.S. 405 (1924)
Tennessee Valley Authority v. Hill,

437 U.S. 153 (1978)

United States v. Arizona,
(1935)

16
33

74

CO.,

174

362 U.S.

States,

Watules
DemeGe

a oe

U.$.C.
Stat.
Stat.
Stat.

seat.

United States,

(1946)

Statutes

§1531
§401
§403

§ 485 (h)
aaa (4935)
844 (1937)
lil2 (1948)
156 (1960)

7 D.C. Code §§108-15

se

295 U.S.

Pages

32,33-35

18,19,25,
26,27=-28,
32

aa

8,26
4,6,7-8,
10,11,16,
22,24,26,
30

12

Pages

Administrative Regulations

33 CFR §322.3(c) (1) 9-10,19

Legislative Materials

H. R. Doc. No. 146, 80th Cong.,
lst Sess. (1947) 1S

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1979

SIERRA CLUB, et al.,
Petitioners,
vs.
CECIL D. ANDRUS, as Secretary of the
Interior of the United States, et al.,
Respondents.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR
THE NINTH CIRCUIT

Petitioners respectfully pray that a
writ of certiorari issue to review the
judgment of the United States Court of
Appeals for the Ninth Circuit entered
in this proceeding on October 31, 1979,
insofar as it held (1) that operation of

the Tracy Pumping Plant of the Central Valley

Project of the United States Bureau of
Reclamation had been "affirmatively
authorized by Congress" within the meaning
of Section 10 of the Rivers and Harbors
Act of 1899 (33 U.S.C. §403), and (2) that
this facility was therefore exempt from the
requirement of that section that any
alteration or modification of a navigable
waterway be approved by the Secretary of
the Army and the Chief of Engineers of

the Army Corps of Engineers.

Petitioners are the Sierra Club, a
nationwide conservation organization, and
Hank Schramm and William Dixon, two
individuals whose substantial interest in
this controversy is described in the opinions
of the courts below (Appendix, pages 5-6,
notes 1-3, pages 67-68). Respondents are the
federal officials responsible for the opera-
tion and oversight of the Tracy Pumping
Plant, namely, the Secretary of the Interior,
the Commissioner of the Bureau of Reclama-
tion, the Secretary of the Army, the Chief
of Engineers of the Army Corps of Engineers
and the Division and District Engineers of
the Corps of Engineers.

Two additional petitions for writs of
certiorari to review other aspects of the

same judgment of the court of appeals have

previously been filed by other parties to
the proceedings below. These are presently
pending in this Court as Docket Nos.
79-1252 and 79-1502.

Opinions Below

The decision of the court of appeals
is officially reported at 610 §.2d 581 and
is reproduced in the Appendix (Appendix
pages 5-62). The decision of the District
Court is officially reported at 400 F.Supp.
610 and is also reproduced in the Appendix
(Appendix pages 63-129).

Jurisdiction

The judgment of the court of appeals
was entered on October 31, 1979. A timely
petition for rehearing en banc was denied
On January 17, 1980. This petition is
being filed within 90 days of that date.
This court's jurisdiction is invoked under
a8 U.S.C. §i1254(1).

Question Presented

Whether the legislative history relied
upon by the court below in fact establishes
that Congress has "affirmatively authorized"
an “obstruction... to [the] navigable
Capacity" of the Sacramento-san Joaquin
River Delta arising from the operation

of the Tracy Pumping Plant and has thus

exempted that facility from compliance with
the requirements of Section 10 of the
Rivers and Harbors Act of 1899 (33 U.S.C.
§403).

Statutes Involved

The principal statute involved is
section 10 of the Rivers and Harbors Act
of 1899 (33 U.S.C. §403). It is reprinted,
together with certain related sections of
the Act, in the Apvendix.

Statement of the Case

I. The Nature of the Case and the
Proceedings Below

This case involves an attempt by the
Bureau of Reclamation and the California
Department of Water Resources to implement
what are probably the most extensive
diversions of water in this nation's history
without effecting even colorable compliance
with the 80-year old Congressional mandate
that all modifications of the condition or
Capacity ¢f any navigable waterway be
reviewed and approved by the United States
Army Corps of Engineers. According to the
trial court's unchallenged findings, the
diversion projects at issue in this case

woulda ultimately accomplish a reduction of

oO

up to 80 per cent in the flow of one of the

major

ry

ivers of the West and have already

effected a subsidence, by at least 18 inches,
of the water level in numerous portions of

the vast delta region By which several such
major rivers empty into the San Francisco

Bay and the Pacific Ocean (Appendix, pages
89-92). The entire system, nevertheless,

has been constructed and is being operated

in total disregard of the specific and express
procedures for administrative review and over-
Sight of such projects long since established
by Congress for the purpose of preventing
disruption and obstruction of the nation's
system of navigable waterways (Appendix,

pages 50-53, 93-104).

Public disclosure of this massive
bureaucratic lapse is what prompted the
present litigation. By their complaint,
petitioners sought an adjudication that three
principal components of the defendants'
diversion projects - namely, the state-
Operated Delta Pumping Plant, the Tracy
Pumping Plant of the Bureau of Reclamation
and the more recently commenced project
for construction of the Peripheral Canal -
are in violation of the applicable law,
and requested appropriate relief against
continuation of the defendants' unauthorized
activities. Following the first phase
of a bifurcated trial, the district court
entered an interlocutory judgment to the

effect that these elements of defendants’
projects were indeed unlawful and enjoined
the defendants from continuing to ignore
their legal duty to apply for approval
by the Corps of Engineers of the con-
struction and operation of these facilities
(Appendix, pages 104, 127-29).

Although the defendants acquiesced
in the trial court's judgment regarding
the Peripheral Canal (Appendix, page 8),
they sought review by the court of appeals
of the finding of illegality with respect
to both the Delta Pumping Plant and the
Tracy Pumping Plant. That court affirmed
the judgment of the district court regarding
the state's Delta Pumping Plant but reversed
the trial court with respect to the federal
Tracy Pumping Plant. Rejecting the express
finding of the trial court on this issue
(Appendix pages 101-3), the court of appeals
held that any obstruction to navigation
resulting from operation of the latter
facility had been “affirmatively authorized
by Congress," within the meaning of the Act,
in the course of Congress's consideration
and funding of various phases of th
federal role in the overall diversion
project (Appendix, pages 40-49). This
latter ruling of the court of appeals is
the subject of this petition.

II. Summary of the Evidence Relied upon
by the Court of Appeals to Support
Its Judgment That Any Obstruction
to Navigation Arising from Operation
of the Tracy Pumping Plant Has Been
"Affirmatively Authorized By Congress”
and Is Therefore Exempt from the
Provisions of Section 10

The statutory provision applied By the
courts below in determining whether the
Tracy Pumping Plant had been exempted
By Congress from the permit procedures of
the Corps of Engineers was the first clause
of section 10 of the Rivers and Harbors
Act of 1899 (33 U.S.C. §403). That section
provides in its entirety as follows:

The creation of any obstruction not
affirmatively authorized by Congress,
to the navigable capacity of any

of the waters of the United States

is prohibited; and it shall not be
lawful to build or commence the
building of any wharf, pier, dolphin,
boom, weir, breakwater, bulkhead,
jetty, or other structures in any ocrt,
roadstead, naven, harbor, canal,
navigable river, or other water of

the United States, outside established
harbor lines, or where no harbor

lines have been established, except

On plans recommended by the Chief of
Engineers and authorized by the Secretary
of the Army; and it shall not be lawful
to excavate or fill, or in anv manner
to alter or modify the course, location,
condition, or capacity of, any port,
roadstead, haven, harbor, canal, lake,
harbor or refuge, or inclosure within

the limits of any breakwater, or of
the channel of any navigable water

of the United States, unless the work
has been recommended by the Chief of
Engineers and authorized by the
Secretary of the Army prior to
beginning the same.

The principal purpose and effect of
this statute, according to the construction

originally adopted by this Court in
Wisconsin v. Illinois, 278 U.S. 367 (1928),

and accepted by both of the courts below, is
to delegate to the Army Corps of Engineers
the primary power to regulate and to approve
or prohibit, by appropriate administrative
procedures, any activity affecting the course,
condition or capacity of a navigable water-
way. Wisconsin v. Illinois, supra at 413.

See also Republic Steel Co. v. United
States, 362 U.S. 482, 486-87 (1960).
Unlike section 9 of the same Act, which

is solely applicable to the construction

of dams and dikes, section 10 does not

require that Congress itself approve each

activity or project, but instead generally

confers this authority on the Secretary

and the Corps wherever they are able to

make a finding that the work in question

will not create an unreasonable obstruction
n. Id. (see, generally,

Appendix, paces 25-33, 84-88). The first

clause of the statute, however, creates a
special exception to this general delegation
of authority by confining the application

of the entire section to activities "not
affirmatively authorized by Congress."

The effect of this exception is to reserve

to Congress the power to exempt a particular
work from the ordinary administrative

permit procedures by "affirmatively
authoriz[ing]" any obstructive impact which
it might otherwise be found to have upon

the navigable waterways. See Wisconsin

v. Illinois, supra at 412-13, 416-18.
Sanitary District of Chicago v. United States,
266 U.S. 405, 427-28 (1924); Hubbard v. Fort,
188 Fed. 987, 986 (D.N.J. 1911) (see also
Appendix, pages 40-49, 101-3).

Rightly discerning that a lax construc-
tion of this exemption could result in a
Blanket immunity from the statutory require-
ments for all federal agencies and projects,
the Corps of Engineers has traditionally
given a strict interpretation to the
exemption for works "affirmatively autho-
rized by Congress." Its current regulations
provide (33 CFR §322.3(c) {(l)):

The general legislation by which
Federal agencies are empowered to
act generally is not considered to
be sufficient authorization by
Congress to satisfy the purpose

of Section 10. If an agency asserts

that it has Congressional authorization

meeting the test of Section 19 or would
otherwise be exempt from the provisions
of Section 10, the legislative history
and/or provisions of the Act should
clearly demonstrate that Congress was
approving the exact location and plans
from which Congress could have con-

Sidered the effect on navigable waters

of the United States or that Congress

intended to exempt that agercy from

the requirements of Section 10.

The court of appeals expressly approved
and adopted this administrative inter-
pretation of the statute (Appendix, pages
43-44). The court thus agreed with the
district court and with petitioners that
the exemption provided by the first clause
of section 10 should be held inapplicable
to the Tracy Pumping Plant unless it could
be shown that "the various congressional
Statutes and legislative history concerning
the Central Valley Project are so sufficiently
Specific as to the Tracy Pumping Plant
as to constitute congressicnal authoriza-
tion under section 10" (Appendix, page 44).
The court nevertheless went on to hold,
on the basis of its review of this legis-
lative history, that any obstruction t
the navigable capacity of the channels
of the Delta resulting from the diversions

effected by the Tracy Pumping plant had

indeed been "affirmatively authorized
by Congress" (Id., pages 44-49).

The evidence purportedly establishing
Congress's consideration and approval of the
navigational effect of the Tracy Pumping
Plant which was relied upon by the court of
appeals is described at length in the court's
opinion and need not be repeated here in
all its detail (See Appendix, pages 44-49).
It will be useful, however, to undertake
a general summary of the different types
of evidence of congressional consideration
cited by the court, with specific atten-
tion to .ne presence or absence of any
reference to the Tracy Pumping Plant
occurring in any of the cited materials.

In brief, the major categories of legis-
lative materials invoked by the court to
Support its finding on this issue were th
following:

L. Legislation authorizing the

Central Vallev Project as a whole or reclama-

tion projects in general. This first cate-

gory of legislative materials cited by

the court of appeals includes three basic
items. The first of these is the initial
congressional authorization of the commence-
ment of the Central Valley Project, in

which a general reference to "the delivery

of the stored waters" of the Sacramento

pM ee

and San Joaquin Rivers is the closest thing
to be found to a specific congressional
approval of any navigational obstruction,

and which neither contains nor refers

to any of the particular features of that
massive project, let alone the Tracy

Pumping Plant and its possible effects on
navigation in the Delta. 50 Stat. 844, 850
(1937); 49 Stat. 115 (1935) (Appendix,

pages 44-45). The second item in this
category is the Reclamation Project Act

of 1939, which merely confers general
authority on the Secretary of Interior to
undertake reclamation projects which he finds
to be financially feasible, and which contains
no reference whatsoever even to the Central
Valley Project, much less to the potential
effects of the contemplated pumping opera-
tions in the Delta. 53 Stat. 1187 (1939),
now codified as 43 U.S.C. §485(h) (Appendix,
page 45). Finally, the court of appeals
relied upon the enactment, seven years after
the completion and initial operation of

the Tracy Pumping Plant, of legislation
authorizing construction of a wholly separate
phase of the Central Valley Project, in
which the Tracy Pumping Plant receives its
Only mention in any of these acts of
Congress. The reference to the olant in

that statute, which the court of appeals

1

hyperbolically described as evidencing
congressional approval of “the precise loca=-
tion and plans of the Tracy Pumping Plant"
(Appendix, page 48), consists in its
entirety of the following single sentence

in the four-page-long enactment (74 Stat.
156, 159 (1960); emphasis added):

If the Secretary proceeds to construct,
Operate, and maintain the San Luis

Works under the terms of section l of
this Act solely as a Federal project,
the operation shall be subject to the
following restriction: Whenever the
chlorides in the water at the head of
the Delta-Mendota Canal exceed one
hundred and fifty parts per million
during the months of July, August, or
September, the mean daily diversion from
the Sacramento-San Joaquin Delta to the
San Luis unit via Tracy pumping plant
and Delta-Mendota Canal as measured

at the San Luis pumping plant shall not
exceed the mean daily import to the
Sacramento Valley from the Trinity project.

ee Appropriation Acts. In addition

to these general authorization acts, the
court cites numerous enactments appropriating
funds for reclamation which were apparently
used by the Secretary of the Interior

to construct the Tracy Pumping Plant and

to implement the massive diversion of

Delta water made possible by use of that
facility (Appendix, page 43-47). As the

court concedes in its opinion, however,

only one of these statutes, enacted a
year after the commencement of construc-
tion of the Tracy Pumping Plant, contains
any reference to that particular facility
or to any aspect of its construction or
operation (Appendix, page 46). MThat
reference consists of the inclusion of a
Single item, denominated "switch yards,
Shasta, Keswick and Tracy Pumping Plants,
$3,250,000," in a long list of appropriations.
"(flor continuation of construction" of
various reclamation projects, which list is
itself contained in a statute some 38 pages
in length. 62 Stat. 1112, 1129 (1948).
Needless to sav, none of these appropriation
acts reflects any sign that Congress ever
considered or approved the navigational
effects of the use of these appropriated
funds to effect diversions of water through
the Tracy Pumping Plant.

3. Committee Reports and Testimony.

The court of appeals also relied upon a
handful of committee reports containing
various parenthetical references, none

more than a few words in length, to the
existence of a pumping plant at Tracy

(Appendix, page 47, note 34). The most
extensive of these references appears in

a statement of the Commissioner of Recla-

14.

mation inviting the members of a Senate
committee to attend the opening of Shasta

Dam, wherein he states that, when the dam

is opened, "water will be released from

Shasta Dam, carried down the Sacramento River
through Shasta and Keswick generators, through
the cross-channel-canal cut, lifted up 200

feet by the great Tracy Pumps, and sloshed

down the long Delta-Mendota Canal to the
Mendota pool. .. ." (Appendix, pages 47-48,
note 34). The remainder of the references
to the Tracy Pumping Plant in these
materials are even less descriptive. In
addition to these reports mentioning the
pumping plant, the court also referred to a
Finding of Feasibility for the Central
Valley Project which was submitted to the
House of Representatives by the Secretary

of the Interior, pursuant to the requirements
of the 1939 Reclamation Act, on February

24, 1947, a few days after commencement

of construction of the Tracy Pumping Plant.
HEH. R. Doc. No. 146, 80th Cong., lst Sess.
(1947). The most remarkable feature, for
present purposes, cf this detailed 48-page
study of nearly all phases of the Central
Valley Project is that it does not contain a
Single mention of the Tracy Pumping Plant

or cf its enormous potential impact, later

realized, on water levels and other con-

15.

ditions of navigability in the Delta.

This, then, is the entire record on
the basis of which the court of appeals
concluded that Congress had "affirmatively
authorized," within the meaning of the
Statute, any "obstruction .. . to navigable
capacity" that might arise from diversion
of water through the Tracy Pumping Plant,
and that it had additionally "approved the
exact location and plans" of that plant
within the meaning of the regulations of
the Corps of Engineers implementing the
statute.

Reasons for Granting the Writ

I. The Court of Appeals' Decision
Represents a Clearly Erroneous
Application of the Plain Terms of
the Statute and, Unless Reversed by
This Court, Will Permit Wholesale
Evasion Ey Federal Agencies of the
Mandatory Permit Procedures of the
Rivers and Harbors Act of 1899

Even if the matter is considered without
reference to the prior conflicting decisions
of this Court and the other lower federal
courts which are discussed in Part II below,
it 1s apparent that the ccnclusion drawn
by the court of appeals from the foregoing
meager record of congressional consideration
of the Tracy Pumping Plant represents an

16.

erroneous application of the statute.

The most that is shown By this record is that
Congress was made generally aware, at one
time or another, that an edifice known

as the Tracy Pumping Plant was being utilized
to transport some undetermined quantity of
water from some undetermined location in

the Sacramento-San Joaquin River Delta.

There is not a single item in this entire
legislative history indicating that Congress
was ever informed that the operation of

the plant would have any effect at all on

the navigable capacity of the Delta channels,
let alone that it would substantially lower
water levels in that area and might later
play a significant role in the diversion of
up to 80 per cent of the water of a major
river (see Appendix, pages 89-92). Similarly,
there are no indications in the record that
Congress was ever apprised that construction
and operation of this facility would be
carried out by the Bureau of Reclamation
without any attempt at compliance with the
permit requirements which are imposed on
federal agencies, as on all other public

and private entities, by the provisions of

t-
~

the Rivers and Harbors Act of 1899.* Nor,
finally, is» there any suggestion in this
history that Congress ever intended to
create, or was asked to create, any special
exemption of the Tracy Pumping Plant from
the mandatory terms of those statutory
provisions. When this legislative history
is matched against the actual language

of the statute, it is clear that Congress
Cannot be said, by any stretch of the
imagination, to have "affirmatively
authorized" the Bureau of Reclamation to
excuse itself from the requirements of

the Act, or to create any "obstruction...
to the navigable capacity" of the Delta
without first securing the necessary vermit
from the Army Corps of Engineers. Any
other conclusion would require either a dis-
regard of the plain words of the statute or

e Tt is perhaps noteworthy in this regard
that this Court's decision in United States
v. Arizona, 295 U.S. 174 (1935), which
unambiguously reaffirmed the applicability
of the Rivers and Harbors Act of 1899 to the
activities of federal agencies in general
and of the Bureau of Reclamation in particular
was handed down at approximately the same
time that Congress was considering the
Original authorization of the Central Valley
Project.

i)
OO

an acceptance of the notion that a mere
passive awareness by Congress of a proposed
pumping facility somehow implies congressional
knowledge and approval of both its potential
adverse effects on navigation and the
unexpressed intention of the responsible
agency personnel to construct and operate the
facility in disregard of pertinent legal
requirements. Since neither of these premises
is tenable, it follows that there is no
rational basis in the record for the court

of appeals' decision on this issue.

Failure by this Court to correct this
mistaken ruling of the court below would not
merely perpetuate a legal error, but might
well have the practical effect of entirely
frustrating the application of the statute
to any of the agencies of the federal govern-
ment. As noted above, it has heretofore been
regarded as well settled, and is apparently
conceded by all parties to this proceeding,
that the permit requirements of section 10
of the Act were intended by Congress to
apply with their full force to activities of
the federal government. United States v.
Arizona, supra at 184. See 33 C.F.B.
§322.3(c) (1). If, however, the kind of

minimal evidence relied upon by the court

below to establish a special exemption for

19.

the Tracy Pumping Plant were deemed generally
sufficient to exempt any federal project
from these statutory requirements, little
scope would remain for their application.
For it would undoubtedly be a rare case in
which any of the federal agencies - all
of which must, after all, obtain their
general authority and operating funds through
acts of Congress - would be unable to piece
together from the legislative history of
their enabling acts the sort of cryptic and
isolated references to a challenged project
which the court of appeals has held sufficient
to confer a statutory immunity on the project
at issue in this case. The decision of the
court of appeals thus represents, not simply
a solitary misjudgment in the application

—£ the statute to the facts of a particular
case, but a general invitation to wholesale
disregard of the statutory command by all of
the agencies of the federal government. The
gravity of this consideration alone, quite
independently of the conflict with other
relevant decisions which is discussed in the
succeeding section, demands that this Court
take action to reverse that decision. See
Rothensies v. Electric Storage Battery Co.,
329 U.S. 296, 299 (1946).

20.

The Decision of the Court of Appeals
Is in Direct Conflict with the Decisions
of this Court and the Other Decisions

of the Lower Federal Courts Inter-
preting the Relevant Provisions of
the Statute, and, in Addition, Is in
Conflict with the Numerous Decisions
of This Court and the Lower Federal
Courts Establishing the General Rule
That Exemptions from the Mandatory
Provisions of Pre-Existing Federal
Statutes Are Not Normally to Be
Implied from Subsequent General

Enabling Legislation or Appropriations

Acts

A. Decisions Under the Rivers and
Harbors Act of 1899

The only prior decisions of this Court

construing the exemption conferred by th
first clause of Section 10 of the Rivers

and Harbors Act of 1899 are the two decisions

in the so-called Chicago Drainage Canal
Cases, Sanitary District of Chicago v.
United States, 266 U.S. 405 (1924), and

Wisconsin v. Illinois, 278 U.S. 367 (1928).

Those cases involved the construction and

Operation by the State of Illinois and the

Chicago Sanitary District, without proper
authorization from the Army Corns of

Engineers, of a drainage Canal through whi

the waters of Lake Michigan were being
diverted for the purpose of disposing of

Chicago's sewage. In the first of the

:
a”

~~ +e

cases, the defendants contended, by way of
4efense to the injunctive action brought

by the federal government under the Rivers
and Harbors Act, that Congress had "given
its assent to all that has been done,"

and cited as the principal support for that
contention an earlier congressional
enactment granting land to the state for the
specific purpose of contructing the drainage
canal. In its opinion affirming the lower
court's grant of injunctive relief, this
Court disposed of this particular defense

in the following passage (266 U.S. at 428):

[The act of Congress] certainly vested
no irrevocable discretion in the

state with regard to the amount of
water to be withdrawn from the lake. It
said nothing on that subject. We
repeat that we assume that the United
States desires to see the canal main-
tained and therefore pass by, as
immaterial, all evidence of its having
fostered the work. Even if it had
approved the very size and shape of the
channel by act of Congress, it would
not have compromised its right to
control the amount of water to be drawn
from Lake Michigan.

The court went on to hold that the diver-
sions in question were unlawful in the
absence of a permit from the Corps of

ued pursuant to section 10.

22.

In the second of these cases, which arose
from a subsequent action Brought By the State
of Wisconsin to enjoin another phase of the
same diversion, the Sanitary District raised
the same defense, this time relying, not
only upon the congressional grant of land
to the state, But also on a subsequent
congressional appropriation of funds for
the specific purpose of dredging the Chicago
River at its confluence with the drainage
canal. Again, the Court rejected the pro-
ferred defense, expressly adopting and
incerporating in its opinion the conclusion
of the special master that "Congress has
not . . . authorize[d] the diversion in
question.” 278 U.S. at 417.

Tf anything, the specific congressional
enactments respecting the diversion project
at issue in these two cases represent far
stronger evidence of a congressional inten-
tion to exempt these facilities from the
permit requirements of the Act than any of
the sorts of general agency authorizations
and one-line references in lengthy appro-
priation acts which the court of appeals
relied upon to sustain the claim of exemption
in this case. It follows that the court
of appeais' holding in this regard is in
direct conflict with the only extant

ra

decisions of this Court construing this
provision of the statute.

Cognizant of this apparent direct con-
flict, the court below sought to explain
it away on two grounds. First, the court
ventured its view that the Chicago Drainage
Canal Cases merely involved "(t]he right
of the Congress to control the operation
of a facility that it has previously
approved," and that these decisions therefore
simply stood for the proposition that Con-
gress may constitutionally revoke its own
prior authorization of a challenged project
(Appendix, pages 40-42, note 29). This,
however, is simply a misapprehension of
the facts of these cases. Congress had taken
no action in either case to revoke anything
it had previously done with regard to the
Chicago Drainage Canal or to assert any
control whatsoever over the canal's opera-
tion. Rather, the sole basis of both
actions, as it is of this action, was the
Straightforward claim that the defendants
had failed to comply with the pre-existing
requirements of section 10 of the Rivers
and Harbors Act of 1899. 278 U.S. at 400,
420; 266 U.S. at 423-24. As in this case,
the issue of congressional authorization

was raised solely as a defense to that

24,

claim, and this Court's resolution of that
issue against the defendants in those cases
occurred solely in that context. These
cases are thus identical to this one in
this respect, and the purported distinction
essaved by the court of appeals is
accordingly without substance.

The second ground for the refusal of
the court below to follow these dispositive
decisions was its apparent belief that
a dictum in this Court's subsequent
opinion in United States v. Arizona, supra,

had modified the principle enunciated in
these earlier cases (Appendix, pages 41-43).
That dictum consisted of the following single
sentence, uttered in reference to a certain
dam on the Colorado River, the legality
of which, incidentally, was not at issue
in that case (295 U.S. at i166);

Congress has made appropriations

for the benefit of the project of

which it is a part and so recognized

and approved the building of the dam.
The court of appeals interpreted this state-
ment as tne announcement of a new rule to
the effect that any congressional app
priation for an entire reclamation op
may be deemed to constitute lecislative
authorization and consequent exemption

from the permit vorovisions of section 10

nN
in

of the Rivers and Harbors Act for each and
every element of that project (Appendix,
pages 43, 46).

Such an interpretation of this dictum
is untenable. In the first place, neither
the dictum itself nor any.other portion
of the opinion in United States v. Arizona,

Supra, actually involved an application
of the terms of section 10. The opinion
in that case was instead concerned solelv
with the question of whether the defendants
had obtained the "consent of Congress" to
the construction of a dam which is required
by section 3 of the Act. 295 U.S. at 194,
186. Since the term "consent" used in
section 9 implies far less deliberate
and extensive congressional consideration
of a proposed project than the term
“affirmatively authorized" which is utilized
in section 10, any permissive interpretation
of the former term which the Court might
have given in that case would be of doubt-
ful relevance to the application of the latter
section in any event. t the very least,
the Court's pronouncements on that very
ifferent subject could hardly be viewed
as having overruled the authoritative
construction of section 10 which had
previously been enunciated in the Chicago

os ~~

Drainage Canal Cases.

Moreover, even apart from this factor,
it is quite clear from the context of the
Court's dictum in United States v. Arizona,

supra, that the Court's statement was

in no way intended to be viewed as a delibera-
te proclamation of the scope of either of
these sections of the Rivers and Harbors Act.
The dictum occurs in the course of the
Court's rejection of .an argument by the
government that the "consent of Congress"
to the construction of the Parker Dam had
been conferred by an act granting the
Secretary of the Interior general authorit:
"to divert the waters of the Colarado
River." The government pointed out, in
Support of its interpretation of this
authorizing legislation, that the Secretary
had already constructed a similar.dam, the
Laguna Dam, under the authority allegedly
conferred by that same statute. The
government's contention on this point was
refuted by tne Court in the following
passage, which contains the dictum in
question (295 U.S. at 185-86):

In support of the construction for
which it contends, plaintiff asserts
that it was under this Act that the
Secretary of the Interior built the
Laguna Dam across cae Colorado. But

it does not appear that either riparian
State objected or that the validity

a

of his authority has ever een drawn

in question. Congress has made
appropriations for the Benefit of the
project of which it is a part and so
recognized and approved the Building

of the dam. Wisconsin v. Duluth,

96 U.S. 379, 386, 24 L. ed. 668, 671.
There has been cited no other instance
of the construction, without the consent
of the Congress, of a dam across a
navigable interstate river. Indeed,

it is not certain that that part of the
Colorado was then deemed to be navigable.
We find no merit in the contention that
§25 of the Act of April 21, 1304, is

the “consent of Congress" required

by §9 of the Act of March 3, 1899.

The dictum to which the court below attached
such great weight thus appears, when quoted
in context, to have been nothing more

than one of several speculative observations
offered by the Court to explain Now a
different dam project, not then before the
Court, might have received legal authoriza-
tion. It is virtually inconceivable that,
in these circumstances, the Court would have
intended its remarks to abrogate its prior
considered holdings on the effect to be
given to general appropriation acts under
the provisions of either section 9 or
section 10 of the Rivers and Harbers Act
The court of appeals was clearly wrong in
attaching such momentous significance

to the Court's statement.

29.

The reliance of the court below on the
dictum in United States v. Arizona, supra,

is thus clearly inappropriate on two inde=-
pendent grounds. First, the Court's remarks
in that case were concerned with the
different and more permissive provisions of
a separate section of the Rivers and

Harbors Act which is not involved in this
case. Second, in any event, the Court's
remarks, when viewed in context, cannot fairly
Be construed as a considered pronouncement
of the governing law under either section

of the Act. t follows that the Court's
earlier decisions in the Chicago Drainage
Canal Cases, with which the holding

of the court below directly conflicts,

have fully retained their authoritative
status.

The decision below is also in conflict
with the only two other decisions of the
lower federal courts which are directly
pertinent to the issue presented here.

Those decisions, one of which, ironically,
was rendered by another panel of the court
below, are Libby Rod and Gun Club v. Poteat,
394 F.2d 742 (9th Cir. 1979), and Atchison,
Topeka & Santa Fe R.R. Co. v. Callaway, 382

F.Supo. 610 (D.D.C. 1974), vacated as moot

431 F.Supp. 722 (D.D.C. 1977).* While both
of these cases actually arose under section 9
rather than section 10, they present, by
their logical implications, an even more
forceful conflict with the decision below
than would be presented by contrary hold-
ings under section 10 itsel=. Each of

these decisions held that not even the
"consent of Congress" required by section 9,
let alone the more restrictive "“affirma-
tive... authoriz{(ation]" prescribed by
section 10, could be implied from a legis-
lative history far more indicative of
conscious congressional approval of the
challenged agency action than anything

that appears in the record in this case.

A recitation of the details of congressional

action depicted in the opinions in both

* The author of tne Opinion below admits
to having learned of the decision in Libby
only “after the first draft of a proposed
Opinion in the present appeal was circulated"
to the other members of the panel (Appen-
dix, page 49 n.36). The task of attempting
to reconcile the two conflicting decisions
was delegated to Judge Tang, who was a member
of both panels (Id.). Petitioners will

>
not burden the court with a recitation of
all of the reasons why the efforts of
Judge Tang to accomplish this conside
2)

task in his concurring opinion (Append.:
pages 55-62) ultimately proved unsucce

of these cases would unduly lengthen this
petition. Suffice it to say that each case
involved, among other things, a con-
gressional enactment which narrowly, speci-
fically and expressly appropriated funds
for the full cost of the precise structure
that the court ultimately found to be in
violation of section 9 of the Act. 594
F.2d at 745; 382 F.Supp. at 619-20.
Since this is far more than the court of
appeals was able to adduce in this case by
way of purported satisfaction of the even
Stricter standards of section 10, these
decisions are plainly inconsistent with the
decision below. This fact of course
reinforces the need for this Court to review
that decision on the merits.
B. Decisions Applying the General
Rule That Exemptions from the
Requirements of Pre-Existing
Law May Not Normally Be Implied
from Subsequent General Enabling

Legislation and Appropriation
Acts

In holding that the congressional en-
actments authorizing and appropriating funds
for various phases of the Central Valley
Project had effectively exempted the Tracy
Pumping Plant from the mandatory permit

procedures of section 10, the court below

ce

also departed from the settled general rule
that exemptions from pre-existing statutory
requirements may not be implied from sub-
‘sequent general enabling or appropriation
acts in the absence of a clear expression
of congressional intent to abrogate those
requirements. Little purpose would be
served by a detailed exposition of the
literally dozens of decisions to this general
effect rendered by this Court and the lower
federal courts. E.g., Tennessee Valley
Authority v. Hill, 437 U.S. 153 (1978) ;
Greene v. McElroy, 360 U.S. 474 (1959);

=x Parte Endo, 323 U.S. 283 (1944); United
States v. Arizona, supra; Libby Rod & Gun

Club v. Poteat, supra; City of Santa

Clara v. Andrus, 572 F.2d 660 (9th Cir.
1978); Arizona Power Pooling Assn.'v. Morton,
527 P.2a 721 (9th Cir. 1975); Environmental
Defense Pund, Inc. v. Froehlke, 473 F.2a

346 (8th Cir. 1972); Committee for Nuclear
Responsibility v. Seaborg, 463 F.2d 733

(D.C. Cir. 1971); D.C. Federation of

Civic Associations, Inc. v. Aris, 391

F.2d 478 (D.C. Cir. 1968); Mational Audubon

ee |

Society v. Andrus, 442 F.Supp. 42 (D.D.Cc.

1977); Atchison, Topeka & Santa Fe R.R. Co.

v. Callaway, “supra. Only two representative

examples will therefore be discussed.

ki

The first of these examples is this
Court's recent decision in Tennessee Valley

Authority v. Hill, supra. In that case, the

government argued that agency actions other-
wise violative of the pre-existing provisions
of the Endangered Species Act (16 U.S.C.
§1531 et seq.) had been effectively exempted
from the application of the Act by subsequent
appropriations of funds to support the
contested actions. The government was able
to buttress its argument by citation of an
extensive legislative history demonstrating
Congress's full awareness of the agency's
contemplated departure from the provisions

of the earlier Act, including no less than
three formal committee reports expressin

the opinion that the agency action should

not be deemed violative of the Act and
Specifically "recommend[ing]" and "direct [ing] "
that it be carried out. 437 0.8. at 167,
170-71. This Court nevertheless held th
agency's activities to be unlawful, rejectin
the government's argument on this issue

in the following passage (437 U.S. at 189-91):

Notwithstanding Congress' e
of intent in 1973, we are u
find that the continuing ap 10
for Tellico Dam constitute an implied
repeal of the 1973 Act, at least
insofar as it applies to the Tellico
Project. In support of this view,
TVA points to the statements fo
various House and Senate Appropri
Committees' Reports; ...

xpression
ge

oO Kt
a)
O
@)
ry
fu
ct

ce

There is nothing in the appropriations
measures, as ~assed, which states that
the Tellico P.oject was to be completed
irrespective of the requirements of the
Endangered Species Act. .. . To find

a repeal of the Endangered Species

Act under these circumstances would
surely do violence to the "cardinal
rule .. . that repeals by implication
are not favored." Morton v. Mancari,
417 U.S. 535, 549 (1974), quoting
Posadas v. National City Bank, 296 U.S.
497, 503 (1936). In Posadas this Court
held, in no uncertain terms, that "the
intention of the legislature to repeal
must be clear and manifest." Ibid.

The doctrine disfavoring repeals by
implication "applies with full vigor

when .. . the subsequent legislation

1s an appropriations measure." Committee
for Nuclear Responsibility v. Seaborg,
149 U.S. App. D.C. 380, 382, 463 F.2d
783, 785 (1971) (emphasis added);
Environmental Defense Fund v. Froehlke,
473 F.2d 346, 355 (CA8 1972). This is
perhaps an understatement since it would
be more accurate to say that the policy
applies with even greater force when

the claimed repeal rests solely on an
Appropriations Act. We recognize that
both substantive enactments and appro-
priations measures are "Acts of Congress,"
but the latter have the Limited and
specific purpose of providing funds for
authorized programs. When voting on
appropriations measures, legislators

are entitled to operate under the assump-
tion that the funds will be devoted to
purposes which are lawful and not for

any purpose forbidden. Without such an
assurance, every appropriations measure
would be pregnant with prospects of
altering substantive legislation, re-

34.

pealing by implication any prior statute

which might prohibit
Not only would this lead to
result of requiring Members
exhaustively the background
authorization before voting

the expenditure.

+he absurd

to review
of every
on an

appropriation, but it would flout the

very rules the Congress carefully

adopted to avoid this need.

As for the Lower federal courts, an
example of their holdings on this sane issue

in the types of cases most closely analogous
the

to this one is the Aecision of Court
of Appeals for the District of Columbia
Circuit in D.C. Federation of Civic

Arls,

Associations, inc. V. supra, where

the defendant highway officials argued that a
freeway project nad been exempted from com=
pliance with the public hearing procedures

of 7 D.C. Code §§108-15 by Congress

oriation of funds ‘for the project. in cae

course of rejecting this argument, ss court

said (391 F.2d at 481-82):
[I]t cannot be said that th
appropriation acts ratified th
administrative action contrary =
Title 7. Obviously, Congress cannct
intend to ratify illegal action of
which it is unaware. Therefore, wher?
the ratification by aporopriation
rgument has been accepted, courts
have been careful to demonstrate
factors attesting to Congress’
specific knowledge of the disputed
administrative action fcitine cases

In this case there is no evidence to
suggest that the appropriations commit-
tee or Congress as a whole were aware

of the intention of District Officials to
plan and construct the freeway projects
in disregard of basic Title 7 procedures.
General knowledge that the freeway proj-
ects were being planned or that there
was a general intention to advance the
freeway system as a whole is insuffi-
cient to support the ratification By ap-
propriation argument.

No elaboration is necessary upon these
eloquent statements of the scope and rationale’
of the settled rule that implied exemptions
from existing laws may not be inferred from
subsequent enactments unless Congress's
intention to confer such an exemption is
“clear and manifest." TVA v. Hill, supra

at 189. Nor is any extended discussion
necessary in order to demonstrate that the
holding of the court below on the record
adduced in this case violates this settled
vule. As described above, this record

shows that, while Congress may have been
marginally aware of the existence of the
Tracy Pumping plant, it gave no consideration
at all to its potential effects on navigation,
received no intimation whatsoever that the
existing statute on that subject would not

be complied with by the Bureau of Reclama-

tion, and never entertained even the possi-

36

bility, let alone the "clear and manifest"
intention, of authorizing an exemption

from that statute. It follows that, in
holding otherwise, the court of appeals
brought itself into clear conflict with ail
of the decisions cited above enunciating
the general doctrine on this issue.

III. Conclusion

It has been demonstrated that the
decision of the court below is a plainly
erroneous application of the relevant pro-
visions of the governing statute and is
in direct conflict with the prior decisions
under that statute of this Court and the

lower federal courts, as well as the numerous

decisions establishing the general standards
for resolving claims of implied exemptions
from federal statutes. Far from being an
unimportant aberration, moreover, the court
of appeals' decision, by finding such an
implied exemption in the absence of any
significant evidence of a conscious Con-
gressional purpose to abrogate its prier
enactments, raises the specter of wholesale

evasion by federal agencies of the provisions
of the Rivers and Harbors Act, if not of the
entire scheme of statutes regulating the
activities of these agencies. For all of
these reasons, the decision should Be
reviewed and corrected by this Court.

Dated: April 15, 1980.

Respectfully submitted,
PETTIT & MARTIN

JOHN B. CLARK

JAMES E. HARRINGTON
ROBERT B. THUM

SIERRA CLUB LEGAL DEFENSE FUND
MICHAEL R. SHERWOOD

Attorneys for Petitioners

38.

INDEX TO APPENDICES

Page
Appendix |. Pertinent Sections of Rivers and Har-
bors Act of [RR sees as App. p. |
Appendix 2. [610 F2d 581] Opinion of the United
States Court of Appeals for the Ninth Circuit... 5
Tang, Circuit Judge, Concurring: ............. 55

Appendix 3. [400 F.Supp. 610] Memorandum of
Opinion of United States District Court, N.D.
California, JURY pee ee sess... 63

Exhibit A. Map of Sacramento-San Joaquin Delta
(Delta Pugepee pees ........... 130

—

APPENDIX 1.
Section 9, Rivers and Harbors Act of 1899:

‘*Construction of bridges, causeways, dams or dikes
generally.

‘It shall not be lawful to construct or commence the
construction of any bridge, dam, dike, or causeway
over or in any port, roadstead, haven, harbor, canal,
navigable river, or other navigable water of the United
States until the consent of Congress to the building of
such structures shall have been obtained and until the
plans for the same shall have been submitted to and
approved by the Chief of Engineers and by the Sec-
retary of the Army. Provided, That such structures may
be built under authority of the legislature of a State
across rivers and other waterways the navigable por-
tions of which lie wholly within the limits of a single
State, provided the location and plans thereof are sub-
mitted to and approved by the Chief of Engineers and
by the Secretary of the Army before construction is
commenced: And provided further, that when plans
for any bridge or other structure have been approved
by the Chief of Engineers and by the Secretary of the
Army, it shall not be lawful to deviate from such plans
either before or after completion of the structure unless
the modification of said plans has previously been sub-
mitted to and received the approval of the Chief of
Engineers and of the Secretary of the Army.” 33
U.S.C. § 401.

Section 10, Rivers and Harbors Act of 1899:

“Obstruction of navigable waters generally; wharves:
piers, etc.; excavations and filling in.

‘*The creation of any obstruction not affirmatively
authonzed by Congress, to the navigable capacity of
any of the waters of the United States is prohibited:

aces

and it shall not be lawful to build or commence the
building of any whart. pier, dolphin, boom. werr.
breakwater, bulkhead. jetty. or other structures in any
port, roadstead, haven, harbor, canal, navigable river.
or other water of the United States. outside established
harbor lines, or where no harbor lines have been es-
tablished, except on plans recommended by the Chief
of Engineers and authorized by the Secretary of the
Army; and it shall not be lawful to excavate or fill. or
in any manner to alter or modify the course, location.
condition, or capacity of. any port, roadstead. haven.
harbor, canal, lake, harbor or refuge, or inciosure
within the limits of any breakwater. or of the channel
of any navigable water of the United States, unless the
work has been recommended by the Chief of Engineers
and authorized by the Secretary of the Army pnor to
Section 12, Rivers and Harbors Act of 1899:

Penalty for wrongful construction of bridges. piers,
etc.; removal of structures.

Every person and every corporation that shail violate
any of the provisions of sections 401, 403, and 404
of this title or any rule or regulation made by the Sec-
retary of the Army in pursuance of the provisions of
section 404 of this title shall be deemed guilty of mis-
demeanor, and on conviction thereof shall be punished
by a fine not exceeding $2,500 nor less than $500, or
by imprisonment (in the case of a natural person) not
exceeding one year, or by both such punishments, in
the discretion of the court. And further, the removal
of any structures or parts of structures erected in vio-
lation of the provisions of the said sections may be
enforced by the injunction of any district court exer-
cising jumsdiction in any distmct in which such struc-
tures may exist, and proper porceedings to this end

apne th

may be instituted under the direction of the Attorney
General of the United States. 33 U.S.C. § 406.
Section 17, Rivers and Harbors Act of 1899:

Duty of United States attorneys and other Federal
officers in enforcement of provisions; arrest of of-
fenders.

The Department of Justice shall conduct the legal
proceedings necessary to enforce the provisions of sec-
tions 401, 403, 404, 406, 407, 408, 409, 411, 549,
686, and 687 of this title; and it shall be the duty of
United States attorneys to vigorously prosecute all of-
fenders against the same whenever requested to do so
by the Secretary of the Army or by any of the officials
hereinafter designated, and it shall furthermore be the
duty of said United States attorneys to report to the
Attorney General of the United States the action taken
by him against offenders so reported, and a transcript
of such reports shall be transmitted to the Secretary of
the Army by the Attorney General; and for the better
enforcement of the said provisions and to facilitate the
detection and bringing to punishment of such of-
fenders, the officers and agents of the United States
in charge of nver and harbor improvements, and the
assistant engineers and inspectors employed under
them by authority of the Secretary of the Army, and
the United States collectors of customs and other rev-
enue officers shall have power and authority to swear
Out process, and to arrest and take into custody, with
Or without process, any person or persons who may
commit any of the acts or offenses prohibited by the
said sections, or who may violate any of the provisions
of the same: Provided, That no person shall be arrested
without process for any offense not committed in the
presence of some one of the aforesaid officials: And

a.

provided further, That whenever any arrest is made
under such sections, the person so arrested shall be
brought forthwith before a commissioner, judge, or
court of the United States for examination of the of-
fenses alleged against him; and such commissioner,
judge, or court shall proceed in respect thereto so au-
thorized by law in case of crimes against the United
States. 33 U.S.C. § 413.

co

APPENDIX 2.
(610 F2d 581]

SIERRA CLUB, a non-profit California Corporation, et
al., Plaintiffs-Appellees, v. Cecil D. ANDRUS.’ as Sec-
retary of the Interior of the United States, et al., Defendants-
Appellants, Kern County Water Agency, a public agency,
et al., Intervenors-Appellants.

Nos. 76-1464, 76-1494, 76-1534, 76-1651, 76-1663 and
76-1981.

United States Court of Appeals, Ninth Circuit. Oct. 31,
1979. Rehearing Denied Jan. 17, 1980.

Walter E. Wunderlich, Deputy Atty. Gen., Dept. of Jus-
tice, Sacramento, Cal.. for defendants-appellants.

Robert Thum, San Francisco, Cal., on brief: John Clark,
San Francisco, Cal., for plaintiffs-appellees.

Appeal from the United States District Court for the
Northern District of California.

Before ELY, TRASK, and TANG, Circuit Judges.

ELY, Circuit Judge:

These appeals stem from the efforts of two environment
associations and two private citizens’ to control the pumping
of water from the Sacramento-San Joaquin Delta (the Delta)
into the canals and aqueducts of the California Water Proj-
ect. The facts are reported fully in the excellent opinion of

‘Mr. Andrus is the present Secretary of the Interior. He has been
substituted as an appellant for one of his predecessors who was ong-
inally named as a party in his official capacity. Rule 43(c) Fed.R.App.P.

The appeliees, plaintiffs below. are the Sierra Club, a nonprofit
California corporation having in excess of 130,000 members, of whorn
more than 40,000 are in the San Francisco Bay and Sacramento-San
Joaquin Delta areas; Fnends of the Earth, a nonprofit New York cor-
poration that has its principal place of bus:ness in San Francisco: Hank
Schramm, a commercial fisherman active in the San Francisco Bay and
the Pacitic Ocean: and William Dixon, a Sacramento-San Joaquin Delta
landowner.

a

District Judge Renfrew. Sierra Club v. Morton, 400 F.Supp.
610 (N.D.Cal. 1975). After the first phase of a bifurcated
trial the District Court ordered the federal’ and state de-
fendants to obtain authorization for the operation of their
pumping plants from the United States Army Corps of En-
gineers (the Corps), pursuant to section 10 of the Rivers
and Harbors Act of 1899, 33 U.S.C. § 403 (1970). The
court also ordered the Secretary of the Army to prepare an
environmental impact statement prior to the issuance of such
authorization. /d. at 651. In addition, the court enjoined
construction on the proposed Peripheral Canal until an en-
vironmental impact statement was prepared and authoriza-
tion from the Corps was obtained. The Peripheral Canal
would transfer water directly from the Sacramento River to
a point close to the pumping plants. Since the tral court

“The named federal appellants. the defendants below. were federal
officers who administer the various agencies responsible for overseeing
the operation, construction, and regulation of the facilities in question.
They were Rogers C.B. Morton, Secretary of the Intenor: Gilbert
Stamm, Commissioner of the Bureau of Reclamation: Howard H. Cal-
laway, Secretary of the Army: William C. Gribble. Jr.. Chief of En-
gineers of the South Pacific Division of the United States Army Corps
of Engineers; Col. Frederick J. Rockwell, Distnct Engineer of the Army
Corps of Engineers for the Sacramento, California District: and Col.
James L. Lammie. Distnct Engineer of the Army Corps of Engineers
for the San Francisco, California distnct. Because ail of these individ-
uals were sued in their official capacity. their successors are automat-
ically substituted as some of the appealing parties. Fed.R.App.P. +3(c).

‘The named state defendants in the District Court were Norman B.
Livermore, Jr.. Secretary for Resources; and John R. Teerink, Director
of the Department of Water Resources. Like the federal parties, the
named state appellants were sued in their official capacity. and their
successors are automatically substituted as parties to the appeal in this
court. Fed.R.App.P. 43(c).

The District Court also allowed the Kern County Water Agency, the
Metropolitan Water Distnect of Souther California. the Tulare Lake
Basin Water Storage District. and the Santa Clara Valley Water District
to intervene in these actions. The intervenors are public agericies of the
State of California that have contracted for water from the California
Water Project and have undertaken extensive financial obligations in
reliance thereon.

mies,

has not yet conducted the relief phase of the bifurcated tnal.
it has not yet determined whether the appellees are entitled
to further relief: accordingly, it has allowed the continuing
operation of the pumping plants.

Here, the federal and state parties present five principal
arguments. First. they contend that the Rivers and Harbors
Act of 1899, 33 U.S.C. $$ 401-418 (1970) (the Act), does
not create a private nght of action, and that, therefore, only
the United States can enforce the permit requirements of
section 10.* Second, they contend that even if a private night
of action exists. the appellees lacked standing to institute
their suit. Third, it is asserted that section 10 does not applv
to the pumping of water from the Sacramento-San Joaquin
Delta: and fourth, if compliance with section 10 is required.
such compliance already exists. Finally. the federal parties
argue that since their plant. the Tracy Pumping Plant, was
fully operational before the enactment of the National En-
vironmental Policy Act of 1969, 42 U.S.C. §$§ 43214347
(1970 & Supp. V 1975), no environmental impact statement

“Section 10 of the Rivers and Harbors Act of 1899 provides:

The creation of any obstruction not affirmatively authonzed
bv Congress, to the navigable capacity of any of the waters of
the United States is prohibited: and it shail not be lawful to build
or commence the building of any wharf, pier, dolphin. boom,
weir. breakwater, bulkhead, jetty, or other structures in any port,
roadstead, haven, harbor. canal. navigable nver, or other water
of the United States. outside established harbor lines, or where
no harbor lines have been established. except on plans recom-
mended by the Chief of Engineers and authonzed by the Secretary
of the Army: and it shall not be lawful to excavate or fill, or in
any manner to alter or modify the course. location, condition, or
capacity of, any port, roadstead. haven. harbor, canal, lake, har-
bor or refuge, or inclosure within the limits of any breakwater,
or of the channel of any navigable water of the United States.
unless the work has been recommended by the Chief of Engineers
and authonzed by the Secretary of the Army prior to beginning
the same.

33 U.S.C. 3 403 (1970).

enliven

is necessary if a section 10 permit is required. Neither the
federal nor the state parties challenge the Distnct Court's
ruling concerning the Peripheral Canal.

We have concluded that a private nght of action should
be implied on behalf of parties who seek to enforce com-
pliance with the permit requirements of section 10 of the
Act and that three of the four plaintiffs, having alleged
particularized injuries, possess the requisite standing to avail
themselves of that mght. We agree with the District Court
that the pumping of Delta water falls within the broad reach
of section 10 and that the state parties have been exporting
Delta water in violation of that provision. Unlike the District
Court, however, we believe that Congress authorized the
present operational level of the federal pumping plant.
thereby excusing its operators from the section 10 permit
requirement. Because of this second conclusion, we do not
reach the final issue, i.e., whether the federal parties would
be legally required to prepare an environmental impact state-
ment before granting a section 10 permit for the federal
pumping plant. We therefore affirm in part and reverse in
part.

I. FACTS

The federal and state pumping plants are integral elements
of the Central Valley and State Water Projects, which, to-
gether, constitute the California Water Project. The Central
Valley Project, administered by the United States Bureau
of Reclamation, consists of dams, reservoirs, pumping
plants, canals, and other facilities designed to generate hy-
droelectric power, provide flood control, and suppiy water
for irrigation and other uses in the Central Valley of Cali-
fornia. To this end, water from the winter runoff is stored
behind dams in the Sacramento River and then released, as
needed. to flow down niver and into the Sacramento-San

willin

Joaquin Delta, where it merges with other Delta waters. The
Tracy Pumping Plant, a principal component of the Central
Valley Project, pumps water from the Delta into the Delta-
Mendota Canal, a 115-muile canal leading to the Mendota
pool in the Central Valley. The pumping capacity of the
Tracy Pumping Plant is 4,602 cubic feet per second. In
1973 this plant pumped 2,127,341 acre-feet of water from
the Delta.

The State Water Project, created by the Burns-Porter Act
of 1959 and now codified in Cal. Water Code §§ 12930-
12942 (West 1971), is the state analogue to the Central
Valley Project. It also consists of dams, canals, pumping
plants, and other facilities designed to generate power. pro-
vide flood control, and transter water from the Delta to the
more arid regions of central, coastal, and southern Califor-
nia. The state pumping plant, known as the Delta Pumping
Plant, is central to the operation of this water project. Like
the Tracy Pumping Plant. it withdraws water from the Delta,
pumping it into a canal, where the water ultimately is per-
mitted to flow to its place of use. The pumping capacity of
the Delta Pumping Plant is now approximately 6,300 cubic
feet per second. This capacity can be increased to approx-
imately 10,300 cubic feet per second by the installation of
additional pumping units, and it is contemplated that the
first of these pumps will in fact be operational by 1980. In
1973 the Delta Pumping Plant withdrew 1,261,120 acre-
feet of water from the Delta. The State of California, through
its Department of Water Resources, has already entered into
contracts providing that at some future tume the State Water
Project will annually deliver 4.230.000 acre-feet of water,
of which 95 percent will be pumped by the Delta Pumping
Plant. With the addition of the Penpheral Canal the potential
withdrawal of Delta water by both the Tracy and Delta
Pumping Plants will increase to approximately 7,000,000

soansllicces

acre-feet in 1990 and approximately 7.750.000 acre-feet by
2020.
The pumping, past and present, has had a significant

impact upon the Delta. The District Court found
that export pumping by these facilities both lowered
Delta water levels and at certain times caused net flow
reversals in Delta waterways. Although it is true that
the exact magnitude of these effects was not precisely
established, it is clear that they are far from any sort
of de minimus exception.

400 F.Supp. at 632.° Before we aduress whether this impact

falls within the Corps’ regulatory jurisdiction under section

1Q, it is obvious that we must first determine whether plain-

“Because the Delta water flows in San Francisco Bay and is directly
affected bv the tidal cycle, water in the Delta channels and rivers tends
to flow both up channel and down channel during the tidal cycle. For
any given tidal cycle. however, there is a greater volume of flow in
one direction. The amount of this excess is the net flow. A net flow
reversal occurs when the net flow for a given tidal cycle is in a different
direction from that of the normal direction.

The District Court considered several studies of the effect of the
pumping on Delta water levels. A 1968 study. conducted by varying
the pumping rates of the Tracy Plant and measuring the actual etfect
on water levels at vanous points. concluded that Deita water levels near
the inlet channel of the plant were lowered .| foot per 1000 cubic feet
per second pumped. Effects of the pumping were detected as far away
as the San Joaquin and Sacramento Rivers. Another study measuring
the combined effect of the Tracy and Deita Plants concluded that d:-
version of between 9,600 cubic feet per second and |2.000 cubic feet
per second during both high high and low high tides resulting in a
lowered water level of 1.0 to 1.5 feet at one location near the pumping
plants and almost .| foot at a location on the San Joaquin River.

The District Court found that the above figures represented the min-
imum effect of the pumping plants on Delta water levels and that it
was “highly probabie if not certain’’ that an increase in the amount of
pumping would result in greater eifects. +00 F Supp. at 631.

put hon

tiffs, as private individuals. can enforce the permit require-
ments of that section.’

Il. PRIVATE RIGHT OF ACTION

To determine whether a statute contains an implied private
remedy. a court should consider four separate questions.
First. is the plaintiff a member of the “‘class for whose
especial benefit the statute was enacted?’’ Texas & Pacific
Railway Co. v. Rigsby, 241 U.S. 33, 39, 36 S.Ct. 482,

*Pnor case law has not definitively resolved the issue. Recently. our
Circuit recognized an implied private mght of action for damages caused
bv the negligent operation and maintenanee of a bmdge over navigable
waters, alleged to constitute violations of both section !0 and a provision
of the Bndge Act of 1906. 33 U.S.C. 3 312 (1970). Riggle v. Cali-
forma, 3577 F.2d 579 (9th Cir. 1978). Although Riggie did not involve
either the permit requirement of section 10 or injunctive relief. that
decision strongly supports our reading of the Act. See 577 F.2d at 582-
925.

On the other hand. in general terms the Third Circuit has stated that
Congress, in exercising its regulatory authonty over navigation. did not
‘“create any civil cause of action in favor of pmvate parties injured by
any violation of the Act."’ Red Star Towing & Transp. Co. v. De-
partment of Transportation of New Jersey 423 F.2d 104, 105 (3d Cir.
1970). That case. however. presented a different issue. whether the
1899 Rivers and Harbors Act abrogated the eleventh amendment im-
munity of a state from suit in admiralty. According to the Third Circuit.
Congress did not intend such a result. Id. at 106; ct. Williamson Towing
Co. v. Illinois, 534 F.2d 758 (7th Cir. 1976) (reguiation under Bndge
Act of 1906, 33 U.S.C. $§ 491-498 (1970), does not abrogate state
immunity from suit in admiralty); /ntracoastai Transp., Inc. v. Decatur
County, 482 F.2d 361 (Sth Cir. 1973) (same). Bur cf. Chesapeake Bav
Bridge & Tunnel Dist. v. Lauritzen, 404 F.2d 1001, 1003 (4th Cir.
1968) (state immunity abrogated by reason of regulation under the
Rivers and Harbors Act of 1899).

Here. an eleventh amendment issue is not present because appellees
sought only injunctive relief requiring the State to conform its conduct
to the requirements of a federal statute. See Edelman v. Jordan, 415
U.S. 651. 664, 94 S.Ct. 1347. 39 L.Ed.2d 662 (1974). To the extent
that Red Star Towing may be construed as hoiding that no pnvate nght
of action exists under section 10. we disagree. Cf. Libov Rod and Gun
Clue v. Poteat, 394 F.2d 742 (9th Cir. 1979) (sub silentio recognition
of pmvate cause of action under section 9 of the Act) see discussion
ot Libbv Rod and Gun Club at note 36. :nyra).

Pe, Oa

_

484, 60 L.Ed. 874 (1916). Second. is there any indication
of legislative intent, explicit or implicit. either to create or
to deny a private nght of action? Third, do the underlying
purposes of the legislative scheme conflict with private en-
forcement of the act? Fourth, and last, “‘is the cause of
action one traditionally relegated to state law, in an area
basically the concern of the States, so that it would be
inappropriate to infer a cause of action based solely on
federal law?’’ Cort v. Ash, 422 U.S. 66, 78, 95 S.Ct. 2080,
2088, 45 L.Ed.2d 26 (1975): see Piper v. Chris-Craft In-
dustries, 430 U.S. 1, 37-41, 97 S.Ct. 926, 51 L.Ed.2d 124
(1977); Securities Investor Protection Corp. v. Barbour,
42) U.S. 412, 95 S.Ct. 1733, 44 L.bd.26 263 (1975);
National Railroad Passenger Corp. v. Nationa! Association
of Railroad Passengers, 414 U.S. 453, 457-458. 94
S.Ct. 690, 38 L.Ed.2d 646 (1974); Starbuck v. Cin &
County of San Francisco, 556 F.2d 450, 454 (9th Cir.
1977).

Although we have found no hard and precise indication
of a congressional intent to create or deny a private remedy
under section 10, we believe, without significant doubt, that
such a remedy does exist. The plaintiffs below are members
of a class for whose benefit Congress enacted the statute,
and implication of a private remedy is both consistent with
the purposes of the Act and complementary to its enforce-
ment.

A. Beneficiaries of the Rivers and Harbors Act

The plaintiffs in this case who use the Delta and the San
Francisco Bay also belong to the class for whose especial
benefit the statute was enacted. Long ago, in 1888, the
Supreme Court decided that federal common law did not
prohibit obstructions and nuisances in navigable waters of
the United States. Willamette Iron Bridge Co. v. Hatch,

|, oon

125 U.S. 1, 8 S.Ct. 811, 31 L.Ed. 629 (1888). Therefore,
the Court held that a private party could not obtain an in-
junction against the construction of a bridge over a navigable
water. Congress promptly responded by enacting section 10
of the Rivers and Harbors Act of 1890, 26 Stat. 426, 454,
which forbids obstructions not affirmatively authorized by
law. This section, with minor changes, became section 10
of the 1899 Act. Since that time, courts have granted relief
to private parties who suffer special injury because of un-
authorized obstructions. For example, in Neches Canal Co.
v. Miller & Vidor Lumber Co., 24 F.2d 763 (5th Cir. 1928),
a lumber company sued to recover losses caused by the
construction of an unauvhorized sand dam in the Neches
River. The company recovered the expense it had incurred
in raising its logs, which had sunk in the river because of
the obstruction. In Tatum v. Blackstock, 319 F.2d 397 (5th
Cir. 1963), a landowner with property adjacent to navigable
waters sought to enjoin unauthorized dredging and filling,
which would have altered the flow of the navigable waters
to the detriment of his property. The court upheld a prelim-
inary injunction against further activity until the Corps of
Engineers issued a permit. Recently, our own court re-
manded for trial one of the consolidated appeals in Leslie
Salt Co. v. Froehike, 578 F.2d 742 (9th Cir. 1978), in
which a private association contended that diked evaporation
ponds in and around Bair Island in San Francisco Bay were
built in violation of the Act because Corps permits had not
been obtained.’

The intervening state water agencies contend that the Act is meant
to benefit only those who are involved in navigational pursuits. The
cases cited above amply refute the contention that the Act is so limited.
All users of navigable waters are beneficianes of the Act.

Lecatiliiente

The federal parties argue that only the federal government
is a beneficiary of the Act, relying upon an isolated state-
ment of the Supreme Court in Wyandotte Transportation Co.
v. United States, 389 U.S. 191, 201, 88 S.Ct. 379. 386,
19 L.Ed.2d 407 (1967), that *‘a principal beneficiary of the
Act, if not the principal beneficiary, is the Government
itself.’’ Wyandotte, however, does not preclude private par-
ties from also being recognized as beneficiaries of the Act.”
Indeed, the Court’s pronouncement, which expressly leaves
open the class for whose benefit the Act was passed, was
made in the context of expanding, not contracting, the rem-
edies under the Act. As the District Court succinctly stated.
‘*Sections 9 and 10 were enacted both to prevent injunes
to private parties as a result of obstructions to navigable
Capacity which were not authorized by the United States
and to allow the United States to regulate obstructions to
the navigable capacity of its navigable waterways.’* 400
F.Supp. at 623 (footnote omitted).

B. Legislative Intent
The legislative history of the Rivers and Harbors Act of

*The Supreme Court, itself. at least sub silentio, has recognized
others as beneficiaries of the Act. In Wisconsin v. Illinois, 278 U.S.
367, 49 S.Ct. 163, 73 L.Ed. 426 (1929), the piainturfs. alleging in their
complaint a violation of the Act, sought to enjoin the withdrawal of
8,500 cubic feet of water per second from Lake Michigan. The de-
fendants, having received a permit from the Secretary of War author-
izing the withdrawal, raised the Act as a defense. Significantly. the
Court, not pausing to question whether plaintiffs had the nght to invoke
the protection of the Act, only stated that the facts pleaded by plaintiffs
constituted a cause of action. /d. at 409, 49 S.Ct. 163. The Court then
proceeded directly to a review of the defendants’ activity. Finding that
the defendants’ permit had authonzed only a temporary withdrawal of
water and that absent continuing authonzation the withdrawal was un-
lawful, the Court held that the withdrawal should be enjoined. /d. at
417-21, 49 S.Ct. 163. This case. standing alone. might constitute ad-
equate authority for allowing others beside the federal government to
enforce the requirements of the Rivers and Harbors Act. The decision
openly recognizes that others are beneficiames of the Act's provisions.

antie

1899 does not reflect a congressional intent either to afford
a private remedy or to deny one.” Nor is the statutory lan-
guage itself determinative. Section 12 of the Act provides
for the enforcement of section 10, making a violation of
section 10 a misdemeanor punishable by either a fine or
imprisonment and authorizing a district court to enjoin the
violation.” Section 17 of the Act. in conjunction with sec-

“The intervening state water agencies contend that the legislative
history does suggest an intent to foreclose private enforcement of the
Act. By amendment to a bill considered pror to the 1890 statute. which
later became part of 1899 Act. the Senate eliminated language allowing
suit by pnvate persons and substituted language restncting enforcement
to United States Attorneys. S.27. 50th Cong.. Ist Sess.. 19 Cong.Rec.
2338 (1887). A close reading of the amendment. however, discloses
that the Senate was addressing the question whether a pnvate party
could enforce the penal provisions of the legislation. It is generails
agreed that such qui tam actions are not permitted. See. ¢.2.. Jacklovicn
v. Interlake, Inc., 458 F.2d 923 (7th Cir. 1972): Connecticut Action
Now, Inc. v. Roberts Plating Co., 457 F.2d $1 (2d Cir. 1972). The
amendment does not indicate a legislative intent to preciude other pn-
vate actions under the 1899 Act.

Section |2 provides:

Every person and every corporation that shall violate any of
the provisions of sections 401, 403, and 404 of this ttle or any
rule or regulation made by the Secretary of the Army in pursuance
of the provisions of section 404 of this title shall be deemed guilty
of a misdemeanor, and on conviction thereof shail be punished
by a fine not exceeding $2,500 nor less than $500, or by im-
prisonment (in the case of a natural person) not exceeding one
year, or by both such punishments, in the discretion of the court.
And further, the removal of any structures or parts of structures
erected in violation of the provisions of the said sections may be
enforced by the injunction of any district court exercising juns-
diction in any distmct in which such structures may exist. and
proper proceedings to this end may be instituted under the direc-
tion of the Attorney General of the United States.

33 U.S.C. 3 406 (1970). Although this section expressiv mentions
enjoining only the erection of ‘‘structures”’ in violation of section 10,
it is now settled that a District Court may enjoin any obstruction that
violates section 10. United States v. Republic Steel Corp.. 362 U.S.
482, 491-92, 80 S.Ct. 884, 4 L.Ed.2d 903 (1960).

a on

tion 12, places the duty of enforcement upon the Attomey
General and the Department of Justice. ''

Normally, these express statutory provisions would imply
that no other means of enforcement are intended. with only
clear contrary evidence of a legislative intent to rebut this
presumption. See Securities Investor Corp. v. Barbour, su-
pra, 421 U.S. at 419, 95 S.Ct. 1733, Naticnal Railroad
Passenger Corp. v. National Association of Railroad Pas-
sengers, supra, 414 U.S. at 458, 94 S.Ct. 690. This prin-
ciple, however, does not apply to the Rivers and Harbors
Act of 1899. The Supreme Court has consistently construed

‘'Section 17 provides:

The Department of Justice shail conduct the legal proceedings
necessary to enforce the provisions of sections 401, 403, +04,
406, 407, 408, 409, 411, 549, 686, and 687 of this utle; and it
shall be the duty of United States attorneys to vigorousiy prosecute
all offenders against the same whenever requested to do so by
the Secretary of the Army or by any of the officials hereinafter
designated, and it shall furthermore be the duty of said United
States attorneys to report to the Attorney General of the United
States the action taken by him against offenders so reported. and
a transcript of such reports shall be transmitted to the Secretary
of the Army by the Attomey General: and for the better enforce-
ment of the said provisions and to facilitate the detection and
bringing to punishment of such offenders, the officers and agents
of the United States in charge of nver and harbor improvements.
and the assistant engineers and inspectors employed under :hem
by authority of the Secretary of the Army, and the United States
collectors of customs and other revenue officers shall have power
and authority to swear out process, and to arrest and take into
custody, with or without process, any person or persons who may
commit any of the acts or offenses prohibited by the said sections.
or who may violate any of the provisions of the same: Provided.
That no person shail be arrested without process for any offense
not committed in the presence of some one of the aforesaid of-
ficials: And provided further, That whenever any arrest is made
under such sections, the person so arrested shall be brought forth-
with before a commissioner, judge. or court of the United States
for examination of the offenses alleged against him: and such
commissioner, judge, or court shail proceed in respect thereto as
authorized by law in case of cmmes against the United States.

33 U.S.C. $ 413 (1970).

_,

the Act’s language in a manner apparently aimed toward
effectuating the underlying statutory policies. See, e.g.,
Wyandotte Transp. Co. v. United States, supra, 389 U.S.
at 201, 88 S.Ct. 379; United States v. Republic Steel Corp.,
362 U.S. 482, 80 S.Ct. 884, 4 L.Ed.2d 903 (1960). The
Court has already determined that the penal provisions of
the Act do not preclude implication of a civil action. Cort
v. Ash, supra, 422 U.S. at 79, 95 S.Ct. 2080. Wyandotte
Transp. Co. v. United States, supra, 389 U.S. at 201-202,
88 S.Ct. 379. Accordingly, we believe that the Attorney
General’s enforcement responsibilities were not meant to
foreclose the implication that private actions are authonzed
to promote the purposes of section 10.'* Rather,

[w]e read the 1899 Act charitably in light of the purpose
to be served. The philosophy of the statement of Mr.
Justice Holmes ... that ‘‘A mver is more than an
amenity, it is a treasure,”’ forbids a narrow vramped
reading either of § 13 or of § 10.
Republic Steel Corp., supra, 362 U.S. at 491, 80 S.Ct. at
890.

Examining a similar statutory scheme, the Supreme Court held that
a provision expressly providing for enforcement by the Atomey Gen-
eral did not preclude implication of a private remedy. In Allen v. State
Board of Elections. 393 U.S. 544, 89 S.Ct. 817, 22 L.Ed.2d | (1969).
the Court identified a private right of action to enforce the Voting Rights
Act of 1965, 42 U.S.C. §$§ 1973-1973p (1970), notwithstanding an
express provision that “‘the Attorney General may insutute ... an
action for preventive relief,"’ id. § 1973(j). 393 U.S. at 554-57, 89
S.Ct. 817.

Like the Voting Rights Act of 1965, the Rivers and Harbors Act of
1899 provides that “proper proceedings .. . may be insututed under
the direction of the Attorney General of the United States.’’ 33 U.S.C.
§ 406 (1970). As in Allen. the express reference does not necessamly
preclude a private nght of action. Rather, we must further determine
whether it would be consistent with the broad purposes of the Act to
imply such a remedy.

=

C. Consistency with Legislative Scheme
Our third inquiry concerns the consistency of implying
a private right of action under section 10 with the underlying
purposes of the legislative scheme. We perceive a private
right of action as both consistent with the purposes of the
Rivers and Harbors Act and complementary to its enforce-
ment.

Section 10 prohibits unreasonable obstructions to navi-
gable capacity, and in those instances specifically enum-
erated in its second and third clauses. the statute directs the
Secretary of the Army. acting upon the recommendation of
the Chief of Engineers. to determine what constitutes an
unreasonable obstruction. Wisconsin y. Iilinois, 278 U.S.
367. 413. 49 S.Ct. 163. 73 L.Ed. 426 (1929). The under-
lying purpose of section |0 is clear. That purpose is to keep
the navigable waters of the United States free from unrea-
sonable obstructions. Private suits such as the present one
promote this policy by assuring Corps review of those ac-
tivities that could obstruct the navigable capacity of the
Nation’s waters by altering or modifying their course. con-
dition, or capacity."

The District Court reasoned that exclusive enforcement
of the cnminal provisions should be vested in the Attorney
General but that the Attorney General had neither the time
nor the resources to seek redress for all violations of the
Act. 400 F.Supp. at 624-25. The court concluded that a

"We do not mean to imply that the Corps should consider only
navigational interests when issuing a permit. Since the passage of the
1899 Act. Congress has enacted additional legisiation directing federal
officials to consider ecological and environmental effects in addition
to navigation when discharging their duty See. e.g.. Fish and Wildlife
Coordination Act. 16 U.S.C. 38 661-666c¢ (i976): National Environ-
mental Policy Act of 1969. 42 U.S.C. $$ 432!-+4347 (1970 & Supp.
V 1975). See generally Zabel v. Tabb, 430 F.2d 199 (Sth Cir. 1970).
cert. denied, 401 U.S. 910. 91 S.Ct. 873. 27 L.Ed.2d 808 (1971).

wn tO icin

private right of action was necessarv to protect private par-
ties who suffer special injuries because of these violations.
Id. at 625. We agree.’* but we do not rest this conclusion
solely upon recognition of the Attomey General's lack of
resources. An additional problem, exemplified by this case.
is that the federal government, which is specifically directed
to enforce the Act, may itself be charged with violating its
provisions.'* Unless private rights of action are permitted.
federal violations could operate so as to wholly frustrate the
purposes of the Act. See /Ilinois ex rel. Scott v. Hoffman,
425 F.Supp. 71, 75-76 (S.D.Ill.1977): cf. Miller v. Mallerv.
410 F.Supp. 1283, 1289 (D.Or.1976).

Unlike the possible result faced by the Supreme Court
in Securities [Investor Protection Corp. v. Barbour, supra,
21 U.S. 412,95 S.Ct. 1733, 44 L.Ed.2d 263, and National
Railroad Passenger Corp. v. National Association of Rail-
road Passengers, supra, +14 U.S. 453, 94 §.Ct. 690, 38
L.Ed.2d 646, implication of a private remedy under section
10 does not raise the spectre of judicial encroachment upon
executive policymaking. It is not here argued that the Corps
Cannot issue permits for the continued operation of the Tracy
and Delta Pumping Plants. The Corps can grant to the ap-

“See generally River v. Richmond Metropolitan Auth., 359 F Supp.
611 (E.D.Va.), aff'd. 481 F.2d 1280 (4th Cir. 1973).

“In this respect, the federal appeilants base one of their arguments
against upholding a private mght of action on the contention that to
allow such an action would amount to finding an implied waiver of
sovereign immunity. We, however, have the obligation to ensure federal
compliance with those measures enacted by Congress to protect the
environment. To the extent that the involved federal officials have
exceeded their statutory authonty or have exercised that authonty in
an illegal manner, this suit falls within one of the weil recognized
exceptions to sovereign immunity. Cir of Santa Clara v. Andrus, 572
F.2d 660, 679 (9th Cir.), cert. denied, 439 U.S. 859, 99 $.Ct. 177,
58 L.Ed.2d 167 (1978): Association of Northwest Steelheaders v
United States Army Corps of Eng'rs, 485 F.2d 67. 69 (9th Cir. 1973):
Washington v. Udail, 417 F.2d 1310, 1314 (9th Cir. 1969).

=

propriate federal and state officers permission to continue
their pumping operations. If permits are properly obtained,
the right of the appellees to enforce section 10 will not then
extend so as to entitle them to obtain redress for their injury.
It remains true that the Congress and the Corps ultimately
decide which activities affecting navigable waters are per-
missible. *

D. State Law

Finally, we hold that this case is not the type of action
traditionally relegated to state law. The appellants focus on
allegations of the possible adverse effects upon fish and
wildlife, contending that these are basically state concerns
to be remedied under the law of nuisance. This approach
is much too narrow. Activities affecting the navigable ca-

"This result distinguishes Securities Investor Protection Corp. y.
Barbour, 421 U.S. 412, 95 S.Ct. 1733, 44 L.Ed.2d 263 (1975) and
National R.R. Passenger Corp. v. National Ass'n of R.R. Passengers.
414 U.S. 453. 94 S.Ct. 690, 38 L.Ed.2d 646 (1974). two Supreme
Court cases in which no private nghts of action were found to exist.
In both of those cases, the plaintiffs sought to challenge decisions made
by corporate entities created by Congress to solve public problems.
Had the Court recognized a private mght of action. the subsequent
litigation would have undercut the decisions of the corporations. thus
upsetting the legislative scheme devised by Congress. Securines /nves-
tor Protection Corp. v. Barbour, supra, 421 U.S. at 422-23. 95 S.Ct.
1733, National R.R. Passenger Corp. v. National Ass'n of R.R. Pas-
sengers, supra 414 U.S. at 463, 94 S.Ct. 690. Additionally. in both
instances, the legislation and its relevant history indicated an attempt
to preclude private nghts of action. Securities Investor Protection Corp.
v. Barbour, supra 421 U.S. at 420 n. 3, 421. 95 S.Ct. 1733: National
R.R. Passengers Corp. \. National Ass'n of R.R. Passengers. supra,
414 U.S. at 457-61. 94 S.Ct. 690. Thus. no private mght of action was
found to exist.

Here, the private nght of action asserted by the appellees is not aimed
at the decisions of the agency enforcing the Act. They are not chail-
lenging the issuance of permits. nor are they attempting to require the
United States to prosecute a party for violation of the Act. Rather than
attempting to disrupt the legislative scheme. the appellees are seeking
to enforce that scheme.

oo

pacity of navigable waters of the United States are matters
of federal, not state, law. Wvandorte Transportation Co.
v. United States, supra, 389 U.S. at 201, 88 S.Ct. 379. We
agree with the District Court that

(t]here is a federal interest in protecting persons from
injuries resulting from unauthorized obstructions to the
navigable capacity of navigable waters of the United
States and possible federal intrusion into the area of
State nuisance law is necessary so that the federal in-
terest asserted here will not be compromised by con-
trary state law.

400 F.Supp. at 625.

We emphasize, even though such emphasis should be
unnecessary, that our decision does not permit private par-
ties to enforce the criminal provisions of the Rivers and
Harbors Act. The Act does not authorize qui tam actions'”
to enforce its criminal penalties. Section 17 of the Act, 33
U.S.C. 3 413 (1970), vests exclusive enforcement of its
penal provisions in the Department of Justice. Jacklovich
v. Interlake, Inc., 458 F.2d 923 (7th Cir. 1972); Connecticut
Action Now, Inc. v. Roberts Plating Co., 457 F.2d 81 (2d
Cir. 1972); Durning v. ITT Rayonier, Inc., 325 F.Supp.
446 (W.D. Wash. 1970). Nor do we intend to hold that
private parties may sue on behalf of the general public or
seek to enjoin violations of section 13 of the Act, 33 U.S.C.
3 407 (1970). These questions are not before us, but there
is good and sufficient reason to express our thought that this
responsibility is also committed exclusively to the Depart-
ment of Justice. See Connecticut Action Now, supra at 88-

A qui tam action is a civil eeding in which an informer sues
for the Government, as weil as for himself. to recover a penalty under
a particular statute. Statutory authonty for the action must be specifi-
cally provided. Connecncur Action Now, Inc. v. Roberts Planng Co..,
457 F.2d 81, 84 (2d Cir. 1972).

89: Guthrie v. Alabama By-Products Co., 328 F.Supp.
L140. 1144-48 (N.D.Ala. 1971). aff'd, 456 F.2d 1294 (5th
Cir. 1972), cert. denied, 410 U.S. 946. 93 S.Ct. 1352. 35
L.Ed.2d 613 (1973); Bass Angler Sportsman Society v.
United States Steel Corp., 324 F.Supp. 412. 416 (N.D.,
M.D.,S.D.Ala. 1971), aff d, 447 F.2d 1304 (Sth Cir. 1971)
(per curiam).

Accordingly, we hold that private parties who suffer spe-
cial injuries because of unauthorized activities affecting the
navigable capacity of our Nation's waters may sue to enforce
the permit requirements of section 10. There are no indicia
of legislative intent to exclude a private right of action. and
without this remedy. users of the Delta and the San Fran-
cisco Bay would be unable to obtain Corps review of the
activities that are causing them injury.

Il. STANDING

The intervening state water agencies contend that the
appellees lacked standing to bring their action. Under the
Supreme Court cases of Simon v. Eastern Kentucky Welfare
Rights Organization, 426 U.S. 26, 96 S.Ct. 1917. 48
L.Ed.2d 450 (1976), and Warth v. Seldin, 422 U.S. 490,
95 S.Ct. 2197, 45 L.Ed.2d 343 (1975), as succinctly sum-
marized by us in Bowker v. Morton, 541 F.2d 1347 (9th
Cir. 1976), a plaintiff must allege *‘(a) a particularized
injury (b) concretely and demonstrably resulting from de-
fendant’s action (c) which injury will be redressed by the
remedy sought.’* /d. at 1349.

a, aan

The individual appellees meet the standard.'* Both have
alleged a particularnized injury caused by the pumping, and.
although the injury may continue if the Corps eventually
allows continued pumping, it may be redressed if the Corps
restricts or regulates the pumping operation. Unlike the
plaintiffs in Simon v. Eastern Kentucky Welfare Rights Or-
ganization, supra, 426 U.S. 26. 96 S.Ct. 1917. who sued
the Secretary of the Treasury to contest a revenue ruling
favorable to nonprofit hospitals offering only emergency
room services to indigents, the individual plaintiffs’ injury
‘can be traced to the challenged action of the defendant,

‘*The District Court found:

Plaintiffs in this case are The Sierra Club, Fnends or the Earth.
Hank Schramm. and William Dixon. The Sierra Club is a non-
profit California corporation having in excess of 130.000 mem-
bers of whom more than 40.000 live in San Francisco Bay and
the Sacramento-San Joaquin Delta areas. Included in the mem-
bership of the Sierra Club are many persons who use the waters
referred to in the complaint for recreational purposes, inc!uding
but not limited to, boating, fishing and swimming. The stated
purposes of the Sierra Club included the preservation and con-
servation of the natural resources, fish, and wildlife of the United
States, including its nvers, bays, wetlands. deltas. and estuarine
areas.

Friends of the Earth is a nonprofit New York corporation which
has its principal piace of business in San Francisco. Its stated
purposes include the preservation, restoration, and rational use
of the environment.

Hank Schramm is and has been engaged for the past 20 years
in the business of commercial fishing and the operation of sports
fishing and party boats in the San Francisco Bay and the Pacific
Ocean. Schramm has an economic interest in this coniroversv
since he depends for his livelihood on the maintenance, preser-
vation, and conservation of sports and commercial fishenes in
= San Francisco Bay and the adjoining waters of the Pacific

ean.

William Dixon owns substantial property in the Delta, includ-
ing a partnership interest in the St. Germain Duck Club on Sim-
mons Island, and consequently has an economic interest in the
maintenance, preservation, and conservation of adequate non--poi-
luted suppiies of water in the Deita and San Francisco Bay regions.

400 F.Supp. at 619.

a ae

and [is] not injury that results from the independent action
of some third party not before the Court.”’ Simon, supra
at 41-42, 96 S.Ct. at 1926."

The intervenors further contend that the appellees did not
meet the second standing requirement. a nonconstitutional
requirement, that “‘the interest sought to be protected by the
complainant [is] arguably within the zone of interest to be
protected or regulated by the statute in question.”’ Assoct-
ation of Data Processing Service Organizations, Inc. v.
Camp, 397 U.S. 150, 153, 90 S.Ct. 827. 830. 25 L.Ed.2d
184 (1970); Simon v. Eastern Kentucky Welfare Rights
Organization, supra, +26 U.S. at 39. 1.19, 96 S.Ct. 1917.
The intervenors’ argument is founded upon their belief that
the zone of interest to be protected encompasses only nav-
igational pursuits, a tenet that is incorrect. Under section
10 the Corps must consider not only the effect of an activity
upon navigation, but also its impact upon the environment.
United States v. Joseph G. Moretti, Inc.. 326 F.2d 1306.
1310 (Sth Cir. 1976), Zabel v. Tabb, 430 F.2d 199, 213-
14 (Sth Cir. 1970), cert. denied, 401 U.S. 910. 91 S.Ct.
873, 27 L.Ed.2d 808 (1971). We therefore hold that the
appellees’ interest in the environmental quality of the Delta
and San Francisco Bay is within the zone of interests pro-
tected under the Rivers and Harbors Act. See Alameda Con-

‘The intervenors argue that no evidence of injury to these plaintiffs
was adduced at trial. and, thus. that the appellees were without standing.
Under the pretrial order. however. the Distmct Court has deferred taking
evidence relating to the environmental effect of the pumping upon the
Delta and the San Francisco Bay until the second phase of the tnal.
which has not yet occurred. Certainly, the intervenors do not dispute
that there is evidence that the pumping has caused net flow reversais
and lowered water levels in the Delta. The appellees have sufficiently
alleged a demonstrable. particulanzed injury that may resuit from the
pumping activities. and they will have the opportunity to prove their
injury in the second portion of the bifurcated «nal.

conn

servation Association v. California, 437 F.2d 1087, 1091
(9th Cir.), cerr. denied, 402 U.S. 908, 91 S.Ct. 1380, 28
L.Ed.2d 649 (1971) (standing for pmvate party alleging
injury to fish).

Because the individual appellees possess the requisite
standing to maintain this suit, it would ordinarily be needless
for us to consider whether the environmental associations
also have standing. Arlington Heights v. Metropolitan Hous-
ing Development Corp., 429 U.S. 252, 263-64 & n.9, 97
S.Ct. 555, 50 L.Ed2d 450 (1977). Since the second portion
of the bifurcated trial has not yet occurred, however, we
think it desirable to offer some procedural guidelines to the
Distnct Court. We shall address the issue briefly. An or-
ganization’s abstract concern with a subject is insufficient
to confer the requisite standing, Sierra Club v. Morton, 405
U.S. 727, 92 S.Ct. 1361, 31 L.Ed.2d 636 (1972), but when
the organization fails to allege an injury to itself as an
organization, it can establish standing by showing that it
represents individual members who have themselves suf-
fered injury and who thus could have properly sued in their
own nght. Simon v. Eastern Kentucky Welfare Rights Or-
ganization, supra, 426 U.S. at 40, 96 S.Ct. 1917; Warrh
v. Seldin, supra, 422 U.S. at 511,95 S.Ct. 2197. The Sierra
Club has satisfied the test by alleging injures to members
who use the San Francisco Bay for boating and recreational
purposes. Friends of the Earth, on the other hand, has not
met the requirement. It has alleged nothing more than a
general organizational interest in preservation of the envi-
ronment.” Thus, it has no standing to invoke judicial res-
olution of the controversy. The judgment of the Distnct
Court is vacated as to Fnends of the Earth, and upon remand

"See note 18. supra.

a. a

the District Court will dismiss the complaint as to Friends
of the Earth.
IV. SECTION 10 OF THE RIVERS
AND HARBORS ACT OF 1899

We now turn to the merits. First, the appellants attack
the trial court’s decision on the scope of section 10 of the
Rivers and Harbors Act of 1899.”

The statute contains three distinct proscriptive clauses.
The first clause flatly prohibits the creation of any obstruc-
tion to ‘‘the navigable capacity of any of the waters of the
United States’ unless affirmatively authorized by Congress.
The second and third clauses, on the other hand, permit
certain activities in navigable waters provided that they pro-
ceed on plans “‘recommended by the Chief of Engineers
and authorized by the Secretary of the Army.”’ These ac-
tivities include the building of structures in navigable waters
and the alteration or modification *‘in any manner’’ of the
condition, capacity. or channel of any navigable water.

The District Court held that

the operation of the Tracy and Delta Plants obstructs
the navigable capacity of various waters in the Delta,
and because these obstructions are the result of mod-
ification or alteration of the condition or capacity of
the channel of navigable water, they are governed by
the third clause of Section 10.
400 F.Supp. at 638. In so ruling, the court accepted the
convincing factual evidence that export pumping by the
Tracy and Delta facilities had lowered the level of navigable
waters in the Delta by as much as 1.5 feet in at least one

"See note 4, supra.

a, , ee

place and had caused net flow reversals in certain channels.~
The District Court apparently believed that the controlling
issue was whether a given diversion consttuted an obstruc-
tion to navigable capacity.”

We decline to adopt the District Court’s approach, be-
lieving that it would necessanly present the courts with
difficult definitional problems in a vanety of factual con-
texts. Instead, we interpret clauses 2 and 3 of section 10
as constituting a legislative enumeration of specific obstruc-
tions to navigable capacity that require Corps authorization.

“In their opening brief the state appellants assert that the trai court
entertained ‘‘the mistaken belief’ that water levels on the San Joaquin

River would be lowered by |.5 feet at low tide. a fact which was
disputed by the testimony of a civil engineer with the California State
Department of Water Resources. Bnef for Appellants Norman Liver-
more and John Teerink (hereinafter cited as State Opening Bret] at ! 3.
The District Court opinion, however, explicitly notes the difference of
opinion as to the amount of diversionary impact on San Joaquin River
levels. 400 F.Supp. at 630 0.27. The court clearly rested its finding
of obstruction to navigable capacity on separate evidence that the water
level would recede at least | to 1.5 feet in the vicinity of Clifton Court
Ferry and that ane of the pumping plants was causing net flow
oe the San Joaquin River and the Old and Middle Rivers. /d.
at 1-32.

~The court defined ‘navigable capacity’’ as “‘the capacity for nav-
igation over any part of the waters in question when in their normal
condition,’’ and defined ‘‘obstruction to navigable capacity’’ as ‘to
interfere with or diminish the navigable capacity of the waterway in
question.’’ 400 F.Supp. at 630 n.23 (citing United States v. Rio Grande
Dam & Irrigation Co, 174 U.S. 690, 709, 19 S.Ct. 770, 43 L.Ed.
1136 (1899), and Hubbard v. Fort, \88 F. 987, 996 (C.C.D.N.J.1911) ).
The court observed that in Rio Grande the Supreme Court had stated
that not every appropnation of the upper waters of a navigable stream
would constitute an ‘‘obstruction’’ to navigable capacity: ‘*The question
always is one of fact, whether such appropnation substantially interteres
with the navigable capacity within the limits where navigation is a
recognized fact." Rio Grande, supra, |74 U.S. at 709, 19 S.Ct. at 777
cited at 400 F.Supp. at 630 n.24 (emphasis added). The question thus
becomes whether in a given case a proved effect on navigable waters
is substantial enough to constitute an obstruction to navigable capacity.
The difficulty with this approach is that it emphasizes too strongly the
question whether an ‘‘obstruction to navigable capacity’’ has occurred
at the expense of the different question whether there has been any
alteration or modification of the condition or capacity of navigable
waters.

a

In other words, the building activities mentioned in clauses
2 and 3 are presumed to be obstructions to navigable ca-
pacity. Under the statute the Secretary of the Army deter-
mines whether these obstructions are reasonable. Thus, the
facts in this case should be analyzed from the standpoint
of whether there has been any modification or alteration of
the condition or capacity of 2 navigable stream. rather than
first determining whether there has been an obstruction to
navigable capacity. “When one undertakes any of the ac-
tivities described in clause 2 or by his activities brings about
any of the results specified in clause 3. he violates section
10 if he has not first sought and obtained a permit from the
Corps of Engineers.

“The intervening appellants insist on the narrowest possible deti-
nition of navigable capacity. They argue that. in order to show the
existence of an obstruction to navigable capacity. plaintiffs must prove.
“among other things.’’ the types of vessels that unlize a particular
channel, the natural capacity of that channel to accommodate such
Navigation, the ‘*navigational pursuits’’ of these types of vessels. and
the degree to which changes in the condition or capacity of the channe!
may interfere with such pursuits. Bnef for Intervenors and Appellants
Kern County Water Agency, et al. [hereinafter cited as Intervenors
Brief] at 37-38. We fail to see any meaningful distinction between this
definition of obstruction to “‘navigable capacity’’ and a showing of
some effect on ‘‘actual navigation.’’ Moreover, this argument of the
intervenors is based on a fundamentally fallacious interpretation of
section 10 and its three clauses, the premise of which is that under
section 10 of the Rivers and Harbors Act of 1899,

[njot all construction or work of the type descnbed in Clauses
2 and 3 require approval of the Secretary of the Army. Section
10 approval is not required unless the structure or work would
create some kind of obstruction, and then the Secretary is called
on to determine the obstruction’s reasonableness.
/d. at 35. This interpretation, which introduces the requirement of a
procedural determination of substantial obstruction to navigable capac-
ity prior to submission to the Corps for approval, leaves unaddressed
the obvious problem of who is responsible for actually making the
interpretation. As we see it, our acceptance of this construction of
section 10 would stand the statute on its head.

=

In Sanitary District v. United States, 266 U.S. 405, 45
S.Ct. 176, 69 L.Ed. 352 (1925), the Supreme Court, con-
struing the Rivers and Harbors Act of 1899, held that the
diversion of water from Lake Michigan by the Sanitary
District of Chicago fell within the scope of section 10 and
was therefore beyond the power of a state in the absence
of specific authonzation by the Corps of Engineers. The
Court referred to the fact that the Secretary of War had
reviewed the Chicago Drainage Channel diversions in 1913,
‘including the obvious fact that so large a withdrawal would
lower the levels of the Lakes and the overwhelming evidence
that it would affect navigation.’’ /d. at 430, 45 S.Ct. at
180. Nevertheless, Mr. Justice Holmes, for the Court, made
no specific findings or determinations as to the effect on the
actual navigable capacity of the lakes and nvers affected.
The Court wrote:

Evidence is sufficient, if evidence is necessary, to
show that a withdrawal of water on the scale directed
by the statute of Illinois threatens and will affect the
level of the Lakes, and that is a matter which cannot
be done without the consent of the United States, even
were there no international covenant in the case.

« ” «

It is a broad expression of policy in unmistakable terms,
advancing upon an earlier Act of September 19, 1890,

. which forbade obstruction to navigable capacity
‘not affirmatively authonzed by law’. .. . There is
neither reason nor opportunity for a construction that
would not cover the present case. As now applied it
concerns a change in the condition of the Lakes and
the Chicago River, admitted to be navigable, and, if
that be necessary, an obstruction to their navigable
capacity, .. . without regard to remote questions of

a

policy. It is applied prospectively to the water hence-
forth to be withdrawn. This withdrawal is prohibited
by Congress, except so far as it may be authorized by
the Secretary of War.

266 U.S. at 426, 429, 45 S.Ct. at 179-180.

Four years later, in Wisconsin v. lilinois, supra, 278 U.S.
367, 49 S.Ct. 163, 73 L.Ed. 426, the Supreme Court again
dealt with massive diversions by the Sanitary District of
Chicago, which had lowered, by ‘‘not less than six inches, ’’
the levels of Lakes Michigan, Huron, Erie, and Ontario,
their connecting waterways, and the St. Lawrence River
above tidewater. Id. at 400, 49 S.Ct. 163. Chief Justice
Taft wrote:

(T]he broad words of the first clause of .. . [section
10] were not intended to limit the second and third
clauses and. . . Congress’ purpose was a direct pro-
hibition of what was forbidden by them except when
affirmatively approved by the Chief of Engineers and
the Secretary of War. . .

The true intent of the Act of Congress was that
unreasonable obstructions to navigation and navigable
capacity were to be prohibited. and in the cases de-
scribed in the second and third clauses of Section 10,
the Secretary of War, acting on the recommendation
of the Chief of Engineers, was authorized to determine
what in the particular cases constituted an unreason-
able obstruction.

278 U.S. at 413, 49 S.Ct. at 170 (emphasis added). In short,
the Corps must authorize any of the structures or activities
enumerated in clauses 2 and 3, which are presumed to con-
stitute obstructions. The need for applying to the Corps for
a permit does not depend on some prior determination that
there has been an obstruction to navigable capacity.

aa 3 |

Even more explicit is the opinion of the Supreme Court
in United States v. Republic Steel Corp., supra, 362 U.S.
482, 80 S.Ct. 884. There. the Court held that the unau-
thorized deposit of industrial solids in the Calumet River,
which reduced its depth by four to nine feet in some places,
constituted an obstruction to navigable capacity and thus a
violation of section !0. The Court carefully distinguished
between the three clauses of the section:

The reach of § 10 seems plain. Certain types of
structures, enumerated in the second clause, may not
be erected ‘‘in’’ any navigable nver without approval
by the Secretary of the Army. Nor may excavations
or fills, described in the third clause, that alter or mod-
ify “‘the course, location. condition. or capacity of”
a navigable mver be made unless ‘the work’’ has been
approved by the Secretary of the Army. There is, apart
from these particularized invasions of navigable rivers,
which the Secretary of the Army may approve, the
generalized first clause which prohibits ‘‘the creation
of any obstruction not affirmatively authonzed by Con-
gress, to the navigable capacity’’ of such rivers. We
can only conclude that Congress planned to ban any
type of ‘‘obstruction,’’ not merely those specifically
made subject to approval by the Secretary of the Army.
[t seems, moreover, that the first clause being specif-
ically aimed at ‘‘navigable capacity’’ serves an end
that may at times be broader than those served bv the
other ciauses. Some structures mentioned in the second
clause may only deter movements in commerce, falling
short of adversely affecting navigable capacity. And
navigable capacity of a waterway may conceivably be
affected by means other than the excavations and fills
mentioned in the third clause. We would need to strain
hard to conclude that the only obstructions banned by

ae a

§10 are those enumerated in the second and third
Clauses. /n short, the first clause is aimed at protecting
‘“‘navigable capacity,’ though it is adversely affected
in ways other than those specified in the other clauses.

362 U.S. at 486-87, 80 S.Ct. at 887-888 (emphasis added).
Clearly, the structures and activities set forth in the second
and third clauses need not be shown to obstruct navigable
capacity before federal authorization is required by the terms
of the statute.

Finally, recent Fifth Circuit authority has established be-
yond cavil that an alteration or modification of navigable
waters is sufficient to tmgger the permit requirement of
section 10 of the Rivers and Harbors Act. In United States
v. Joseph G. Moretti, Inc. (Moretti [), 478 F.2d 418, 429
n.37 (5th Cir. 1973), the Fifth Circuit held that ‘‘any filling
of navigable waters creates an obstruction to navigation.”
When the same party came before the Fifth Circuit again,
the court held that to tngger the permit requirements of the
third clause of section 10, a party need only prove

factual circumstances showing some effect upon nav-
igable waters, some alteration or modification of either
course, location, condition or capacity of those waters.
These statutory terms are broad and undefined. So long
as activities fall within this generous scope, those ac-
tivities are subject to the jurisdiction of the Corps.
United States v. Joseph G. Moretti, Inc. (Moretti I], 526
F.2d 1306, 1309 (5th Cir. 1976); accord, Weiszmann v.
District Engineer, United States Army Corps of Engineers,

“Apparently, under Morerri // a persuasive showing of *‘damaging
ecological effects upon navigable waters’* suffices to establish an al-
teration or modification in the condition and capacity of waters violating
section 10, clause 3. /d. at 1310. Because of our conclusion and the
specific issues that are before us, we express no opiion as to the extent
to which ecological considerations may tigger the need for a permit
under section 10.

_~

526 F.2d 1302, 1305 (Sth Cir. 1976); United States v. Sexton
Cove Estates, Inc., 526 F.2d 1293, 1296-99 (5th Cir. 1976).

The state appellants and intervenors, however, present
another argument in support of their interpretation of section
10. They argue that Congress has left to the states the reg-
ulation of water nghts including direct water supply diver-

sions, and that
[t]o a large extent Congress has chosen to subordinate

navigation uses to those diversions. Consequently ap-
plication of Section 10 of the 1899 Act to State au-
thorized water supply diversions requires a substan-
tially greater demonstration of tangible interference
with navigable capacity, than does application of Sec-
tion 10 to structures, fills, or sewage dilution diversion
activities that do not relate to public water supply.

Intervenors’ Brief, supra note 24, at 46. See also State
Opening Brief, supra note 22, at 14-20. To support their
argument, those parties cite various congressional enact-
ments, primarily in the area of reclamation, which contain
generalized statements announcing a congressional policy
of federal noninterference in state water laws and nghts.~

**In the appendix to their brief, the intervenors set our excerpts from
37 statutes containing references to congressional recognition of state
water rights, particularly in the area of state-authonzed water diversions
for irmgation or consumption purposes. Typical of these statements 1s
one found in section 8 of the Reclamation Act of June 17, 1902, 43
U.S.C. § 383 (1970), which provides that nothing in that Act

shall be construed as affecting or intended to affect or to in any
way interfere with the laws of any State or Terntory relating to
the control, appropriation, use. or distribution of water used in
irrigation, or any vested right acquired thereunder, and the Sec-
retary of the Interior, in carrying out the provisions of such sec-
tions, shall proceed in conformity with such laws, and nothing
in such sections shall in any way affect any mght of any State or
of the Federal Government or of any landowner, appropnator.
or user of water in, to, or from any interstate stream or the waters
thereof.
Other representative statutes cited by the intervenors include the Flood
Control Act of 1944, 33 U.S.C. § 701-1(b) (1970): the Water Suppiv
Act of 1958, 43 U.S.C. § 390b(a) (1970): and the Federal Water Poi-
lution Control Act Amendments of 1972. 33 U.S.C. $$ 125i(b). 1370
(Supp. V 1975).

pa oe

The case authority interpreting the reclamation statutes
makes it clear to us that a principal purpose of such reference
to state law “‘is to leave to state law the definition of the
property interests, if any, for which compensation must be
made’’ when these state or private rights and interests are
acquired by eminent domain. Ciry of Fresno v. California,
372 U.S. 627, 629-30, 83 S.Ct. 996, 998, 10 L.Ed.2d 28
(1963) (emrhasis added). The Supreme Court, analyzing
the effect. oa tne California Central Valley Project of broad
language recognizing state water rights in section 8 of the
Reclamation Act of 1902,”’explained:

(I]t merely requires the United States to comply with
state law when, in the construction and operation of
a reclamation project, it becomes necessary for it to
acquire water rights or vested interests therein. But the
acquisition of water rights must not be confused with
the operation of federal projects. As the Court said in
(State of] Nebraska v. |State of] Wyoming, supra {325
U.S. 589, 615, 65 S.Ct. 1332, 89 L.Ed. 1815 (1945)}:
‘We do not suggest that where Congress has provided
a system of regulation for federal projects it must give
way before an inconsistent state system.’”

Ivanhoe Irrigation Dist. v. McCracken, 357 U.S. 275, 291,
78 S.Ct. 1174, 1183-1184, 2 L.Ed.2d 1313 (1958). Simi-
larly, in United States v. Gerlach Live Stock Co., 339 U.S.
725, 70 S.Ct. 955, 94 L.Ed. 1231 (1950), the Supreme
Court specifically held that section 8 of the 1902 Act re-
flected a congressional intent, for the purposes of the Act,
not to take water rights without compensation under the
navigational servitude. /d. at 737-39, 70 S.Ct. 955.

743 U.S.C. $383 (1970). quoted at note 26 supra.

a

As the Court has recently indicated, just last Term, the
general restriction on federal action embodied in section 10
is that the Secretary of the Intenor must ‘appropriate. pur-
chase, or condemn necessary water nghts in strict contorm-
ity with state law.’” California v. United States, 438 U.S.
645, 665, 98 S.Ct. 2985, 2996, 57 L.Ed.2d 1018 (1978).
In that case, the Court, correcting some confusion con-
cerning the scope of section 8 engendered by its prior opin-
ions, ruled that the recognition of state law mandated by
section 8 is not limited to situations in which the United
States acquires water nghts:

Section 8 cannot be read to require the Secretary to
comply with state law only when it becomes necessary
to purchaser or condemn vested water nghts. That sec-
tion does, of course, provide for the protection of
vested water rights. but it also requires the Secretary
to comply with state law in the ‘‘control, appropnation.
use, or distribution of water.”’

438 U.S. at 674-75, 98 S.Ct. at 3001. Therefore. the State
of California was permitted to impose any conditions on the
United States Bureau of Reclamation’s appropriation of
water from the Central Valley Project that did not conflict
with clear

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_2267%3A1. Public record. Not legal advice.
