# Reply Brief — California v. Sierra Club

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_2201%3A10

## Record

- **Collection:** Supreme Court brief
- **Document type:** Reply Brief
- **Published:** January 1, 1981
- **Citation:** 451 U.S. 287

## Text

No. 79-1252

In the Supreme Court of the Wnited States

Octosr?. TERM, 1980

STATE OF CALIFORNIA, é¢ al.,
Petitioners,

VS.

SIERRA CLUB, ef al.,
Respondents.

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT |

Reply Brief of Petitioners
State of California, et al.

GEORGE DEUKMEJIAN
Attorney General of the
State of California

R. H. CONNETT
Assistant Attorney General

RODERICK WALSTON
GreGorRY K. WILKINSON
Deputy Attorneys General
Attorneys for Petitioners

Counsel of Record

RODERICK WALSTON :
Deputy Attorney General
6000 State Building
San Francisco, CA 94102
Tel: (415) 557-3920

SORG PRINTING COMPANY OF CALIFORNIA, 346 FIRST STREET, SAN FRANCISCO 94105

TABLE OF CONTENTS

Page
ns EES A Ce TCE OnE Paar: |

I. The Rivers and Harbors Act of 1899 Does Not Apply to
State Water Allocations Adopted Under State Water
Rights Laws, at Least in the Absence of an Effect on

Actual Federal Navigation Interests ............-.-.------------------ 3
A. The Respondents’ Literal Argument .............-.---.------ 3
B. Public Policy -.............--...: bis disthahianemomhinaninctidiogetins 9

C. Congressional Delegation of Authority to the States 12

II. The Rivers and Harbors Act of 1899 Does Not Apply to
Structures or Activities that Have No Effect on Navi-
gable Capacity -......---------------sc-sscssesseeseesensenseeceectecsentennenees 15

(SSE LLL ANE EASA OAT A OOO CT 20

TABLE OF AUTHORITIES

CASES Pages
Banco Nacional de Cuba v. Sabbatino, 376 U.S. 398 (1964) 5

California v. United States, 438 U.S. 645 (1978) --.--.--------- 14
City of Fresno v. California, 372 U.S. 627 (1963) -..--------- 14
Hinderlider v. La Plata Co., 304 U.S. 92 (1938) -...------------ 5
Illinois v. City of Milwaukee, 406 U.S. 91 (1972) -..------------ 5
Ivanhoe Irrig. Dist. v. McCracken, 375 U.S. 275 (1958) ...- 13

Maine Water Co. v. Knickerbocker Steam Towage Co., 99
Me. 473, 59 Atl. 953 (1905) --..---------------- aa 18, 19

Sanitary District v. United States, 266 US. 405 (1925) -...7, 15, 16

Textile Workers v. Lincoln Mills, 353 U.S. 448 (1957) -...---- 5
United States v. Borden, 308 U.S. 188 (1939) -...----.----------- 8
United States v. Republic Steel Corp., 362 US. 482
"f | [fa neEnSt ERENSSENS sone CUreree nen Oe 6, 7,17
United States v. Rio Grande Dam & Irrig. Co., 174 U.S. 690
"ARMED Rete ice Ua Seen 2,5, 6, 8, 12, 15, 20
Willamette Iron Bridge v. Hatch, 125 U.S. 1 (1888) -...-..- 5

Wisconsin v. Illinois, 278 U.S. 367 (1929) -...----------- 7, 12, 18, 19

UNITED STATES STATUTES

Pages
Pineset Tibet Act OF BBFT <...~cce.sssinnnceeseseesne 16
Flood Control Act of 1944 ....... 16
Reclamation Act of 1902 .........-..---..------ccosscseeeeseoere ..13, 15-16
Rivers and Harbors Act of 1899 -...........----0---ceseeeseeeeeceeeneees Passim
CONGRESSIONAL
21 Cong. Rec.
B602 (1890) --eeceeeeeee-seeeceeessesncencecceseeeesceseeeeneeenutsemannannoonnte 3
Meee pSIER a ered wee 3
EDO (1890) .--eeeen-ane--eeeeeseesonnnnneessecececeneeennennenevenennsecsnananen 3
MISCELLANEOUS

1 Kinney, Irrigation and Water Rights (2d ed.

No. 79-1252
An the Supreme Court of the Wnited States

OCTOBER TERM, 1980

STATE OF CALIFORNIA, ef al.,
: Petitioners,
VS.

SIERRA CLUB, ef al.,
Respondents.

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT

Reply Brief of Petitioners
State of California, et al.

INTRODUCTION

The respondents’ reply briefs make clear that, with respect to
the merits of this case, the litigants disagree on two basic issues.
First, does section 10 of the Rivers and Harbors Act of 1899 apply
where there is no effect on navigation or navigable capacity? Sec-
ond, what kind of navigation effect, if any, is required to trigger
the operation of section 10 as it applies to state water allocations
adopted under state water rights laws? That is, does section 10
apply to such state water allocations, and if so to what extent?

In our opening brief, we argued, with respect to the first
question, that section 10 applies only where there is an effect on
navigation or navigable capacity. Cal. Br. 52-58. With respect to
the second question, we asserted alternative arguments. First, we
argued that section 10 does not apply to state water allocations
adopted under state water rights laws. Cal. Br. 37-39. Second, we
argued that, if the section does apply in this context, the Court
should develop common law rules to accommodate the disparate
congressional laws in the fields of navigation, reclamation and

2

water allocation. Cal. Br. 39-43. Under the latter approach, sec-
tion 10 should apply only where there is a substantial effect on
actual navigation. Id.

The respondents argue, with respect to the first issue, that
section 10 applies whenever there is an effect on the “condition”
of navigable waters within the meaning of the third clause of the
section, without regard to whether there is an effect on “navigable
capacity” within the meaning of the first clause. U.S. Br. 27-29;
Sierra Br. 74-75.1 With respect to the second question, the respond-
ents argue that the Court should interpret section 10 as literally
applicable to state water allocations adopted under state water
rights laws, and should not develop any common law rules govern-
ing its meaning in this context. U.S. Br. 34-43; Sierra Br. 74-75.

In short, we argue that section 10, as applied to state water
allocations, applies only where there is a substantial effect on
federal navigation interests. The respondents argue that the sec-
tion applies in this context even where there is no effect whatso-
ever on federal navigation interests.

As we explain below, the respondents’ argument is inconsistent
with the congressional intent underlying the 1899 Act, for Con-
gress never contemplated that the Act would apply to state water
allocations that have no navigational effects. Moreover, their
argument would effectively allow the Corps to intrude into local
water matters that have been within the historic province of the
states. Finally, and perhaps most importantly, the respondents’
argument was specifically rejected by this Court in U nited States
v, Rio Grande Dam & Irrig. Co., 174 U.S. 690 (1899).

1. The United States comments, however, that the third clause may
apply only te alterations or modifications that have a “potential for affecting
navigation.” U.S. Br. 31. This representation is inconsistent with proposed
regulations of the Corps of Engineers that would apply to any structure
that affects the “physical capacity,” rather than “navigable capacity,” of
navigable waters. See U.S. Br. 31 n. 20. This representation is also incon-
sistent with the decision of the Court of Appeals, which holds that the
third clause applies to structures that may have no effect on navigation or
navigable capacity. See Cal. Pet. App. 24-27. To the extent that the United
States concedes that the third clause applies only where there is an effect
on navigation or navigable capacity, its views are consistent with our own.

3
|. The Rivers and Harbors Act of 1899 Does Not Apply to State
Water Allocations Adopted Under State Water Rights Laws,
at Least in the Absence of an Effect on Actual Federal Navi-
gation Interests.
We turn initially to the second question, i.e. whether, and to
what extent, the Rivers and Harbors Act of 1899 applies to state
water allocations.

A. THE RESPONDENTS’ LITERAL ARGUMENT.

The respondents’ main argument is that the 1899 Act literally
applies in this case, and makes no exception for water allocations
adopted under state water rights laws. U.S. Br. 33-34, 41; Sierra
Br. 74. Significantly, the respondents do not argue that the Act or
its legislative history reveal a purposeful congressional intent to
authorize the Corps to control the water allocation systems of
the western states? They argue instead that the Act and its legis-
lative history reveal no explicit congressional intent not to author-
ize the Corps to exercise jurisdiction over such systems, and thus

2. The Sierra Club argues that the congressional debates relating to the
1899 Act reveal that Congress meant to apply the Act to all structures of
activities that might affect navigable waters, including structures or activities
undertaken or authorized by the states. Sierra Br. 87-90. The Act was
amended to apply to any obstruction “affirmatively authorized by Congress,”
it is stated, for the very purpose of ensuring that state-approved obstruc-
tions are not beyond the scope of the Act. Id. As we have noted, however,
these congressional debates show only that the Act was intended to apply
to state-approved structures, such as “bridges,” that are unrelated to the
water supply systems established by the western states. Cal. Pet. 23 n. 12;
Cal. Br. 18 n. 9. The debates reveal no specific congressional intent to apply
the Act to the western states’ water supply systems, or to substantially
diminish the states’ authority to control such systems.

The Sierra Club also argues that the legislative history of the 1899 Act
reveals that Congress meant to delegate authority to the Corps to determine
whether a structure or activity constitutes an “obstruction” of navigation,
rather than have this question determined by the courts. Sierra Br. 76-78.
This legislative history shows only that Congress authorized the Corps
rather than the courts to determine whether an obstruction is “reasonable,”
and thus should be legitimized even though it falls within the scope of the
general prohibition. See 21 Cong. Rec. 8602 (Reps. Carlisle, Hoar), 8604
(Rep. Gray), 8690 (Rep. Carlisle). See Cal. Br. 57.

4

that Congress inferentially meant for the Corps to exercise such
jurisdiction.

The respondents’ literal argument shows no more than that
Congress, in passing the 1899 Act, did not specifically address
the Act’s effect on the congressionally-delegated authority of the
western states to allocate water for reclamation purposes. Con-
gress, in passing the 1899 Act, was thus silent on the issue in this
case. It cannot be presumed that, because Congress was silent, it
meant to substantially abridge the authority which it had pre-
viously delegated to the western states to control their water
supply systems. Indeed, Congress enacted several laws, both before
and after the 1899 Act, that established an historic tradition of
deferring to state laws on the subject of water allocation and
reclamation. These congressional enactments provide no indica-
tion that the states’ authority thereunder is subject to the Corps’
powers under the 1899 Act. It is thus more significant that Con-
gress has never expressly subjected the states’ congressionally-
delegated powers to the Corps’ authority under the 1899 Act,
than that Congress remained silent on the subject in the 1899
Act itself.

In any event, it should not be presumed that Congress intends
to depart from its historic policy of deferring to state water rights
laws unless it speaks with a clear voice. Since Congress did not
speak with a clear voice in the 1899 Act, it cannot be presumed
that Congress meant to authorize the Corps to assume jurisdiction
over the states’ water supply systems. Thus, the more likely infer-
ence to be drawn from the congressional silence is that Congress
intended no substantial departure from its historic policy of defer-
ring to the states’ right to control their own water supply systems.

From the foregoing, it is apparent that Congress, in enacting
laws on the subjects of navigation, reclamation and water alloca-
tion, has never specifically addressed the potential conflict between
these laws, as this conflict arises here. Therefore, no statutory
language provides a definitive test for resolving the landmark
issue presented in this case. As this Court has held on several
occasions, however, the federal courts have often developed com-

—

5

mon law rules to fill in the interstices of a congressional regula-
tory scheme. As this Court recently commented in developing
federal common laws relating to water pollution:

“TW Jhere there is an overriding federal interest in the need
for a uniform rule of decision or where the controversy
touches basic interests of federalism, we have fashioned
federal common law.” Illinois v. City of Milwaukee, 406
US. 91, 105 n. 6 (1972). (Emphasis added.) Accord, Tex-
tile Workers v. Lincoln Mills, 353 U.S. 448, 456-457 (1957) ;
Banco Nacional de Cuba v. Sabbatino, 376 US. 398, 421-
427 (1964); Hinderlider v. La Plata Co., 304 US. 92, 110
(1938).

Since this case “touches basic interests of federalism” concerning
the interrelationship between federal and state power in the fields
of navigation, reclamation and water allocation, the Court should
develop federal common law rules to the extent necessary to
achieve Congress’ broad goals in these fields.

These congressional goals can also be achieved by more
conventional methods of statutory analysis. In United States v.
Rio Grande Dam & Irrig. Co., 174 U.S. 690 (1899), this Court
held that Congress, in delegating authority to the western states
to control water allocations under their water rights laws, did not
authorize the states to ‘‘destroy’” or substantially impair the
navigability of navigable waters. See Cal. Br. 42 n. 23. Thus,
the Court developed a common law rule that limits the states’
rights to allocate water for reclamation purposes in instances
where important federal navigation interests are at stake.’ This
common law rule results in a balancing of federal and state
powers in the fields of navigation, reclamation and water alloca-
tion. In light of this common law rule, federal navigation inter-

3. The common law rule developed in Rio Grande effectively limits this
Court’s holding in Willamette Iron Bridge v. Hatch, 125 U.S. 1 (1888),
in which the Court held that the federal common law does not bar obstruc-
tions in navigable waters where the interests of other states are not affected.
Under Rio Grande, the federal common law bars the states from “‘destroy-
ing” navigability in the process of reclaiming their arid lands,

6
ests are protected even if the 1899 Act is held not to apply to
water allocations adopted under state water rights laws.

If, on the other hand, the 1899 Act is held applicable to state
water allocations, the Act can still be interpreted in a way that
accommodates congressional laws on the subjects of navigation
and reclamation. Section 10 of the Act, which prohibits obstruc-
tions to “navigable capacity,” can be construed, in the context of
state water allocations, to apply only to obstructions that sub-
stantially affect the “capacity” of the waters to support actual
navigation in the area where commerce actually takes place. Thus,
the Court could adopt a “‘rule of reason” test rather than a “per se”
test in defining the scope of section 10, as it applies to water supply
systems adopted under state water rights laws.

. Indeed, this Court, in United States v. Rio Grande Dam &
Irrig. Co., supra, appeared to adopt such a “rule of reason” test
in determining the scope of section 10. The Court stated:

“The question always is one of fact, whether such appropri-
ation substantially interferes with the navigable capacity
within the limits where navigation is a recognized fact.” 174
U.S. at 709. (Emphasis added.)

Under this test, section 10 does not apply to every obstruction
that affects navigable capacity. Instead, it applies only to obstruc-
tions that substantially affect navigable capacity in the area where
commerce is actually carried out, which inferentially requires
consideration of the impact on actual navigation. Thus, this Court
in Rio Grande rejected the very literal argument that is asserted
by the respondents in this case. Instead, the Court developed a
common law tule, in the form of a “rule of reason” test, to carry
out Congress’ goals under the 1899 Act.*

4. This Court has also developed a common law rule with respect to the
U.S. Attorney General's enforcement powers under the 1899 Act. In U nited
States v. Republic Steel Corp., 362 U.S. 482, 491-492 (1960), the Court
held that the Attorney General has inherent power to enjoin non-structural
obstructions under the Act even though the Act does not expressly authorize
him to enjoin such obstructions.

—_ aS

Ses a ee

This Court appears to have applied the “rule of reason’’ test
in subsequent cases involving an interpretation of the Corps’
powers under the 1899 Act. In Sanitary District v. United States,
266 US. 405 (1925), and Wisconsin v. Illinois, 278 US. 367
(1929), the Court held the Act applicable to water diversions
that reduced shipping capacity in the Great Lakes by more than
3 million tons annually, thus impairing commerce among several
states bordering on the Great Lakes. See 266 U.S. at 423, 426;
278 US. at 407-409. In United States v. Republic Steel Corp., 362
USS. 482 (1960), the Court held the Act applicable to industrial
waste deposits that decreased the 21-feet draft of a navigable
waterway by 4-9 feet, thus preventing many vessels from actually
using the waterway. 362 U.S. at 483. Thus, the Court has never
applied the Act without reference to the effect of ihe structure
or activity on actual navigation. A fortiori, the Court should not
do so with respect to water diversions that allocate water among
competing users under state water rights laws, since Congress has
delegated authority to the states over this subject matter.

The water diversions in this case do not fall within the scope
of section 10 under the “rule of reason” test developed in the
Rio Grande case. The diversions substantially affect navigable
capacity in areas where commerce is mot actually carried out,
since they reduce Delta water levels by 11/4 feet near Clifton
Court Forebay. Cal. Br. 9 n.5. The diversions do not, however,
substantially affect the capacity of the Delta’s waters to support
navigation, either actual or hypothetical, in areas where com-
merce is actually carried out; they reduce Delta water levels by
only about an inch in the San Joaquin River, where the flow of
commerce in the Delta actually occurs. Id. The effect of this reduc-
tion on actual navigation and commerce is particularly insienif-
cant since the tide alone causes Delta water levels to vary by
3-3, feet per day. Id. In short, the diversions do not substan-
tially affect the capacity of Delta waters to support either actual

8

or hypothetical navigation in areas where commerce is actually
carried out.°

The approaches suggested above provide a method for resolving
the potential conflict between congressional laws relating to navi-
gation and reclamation in a way that serves the basic aims of both
laws. This Court has often held that, if possible, potential conflicts
between statutes should be resolved in a way that affords mean-
ing to both statutes. As this Court stated in United States v.
Borden, 308 U.S. 188, 198 (1939):

“When there are two acts upon the same subject, the rule is
to give effect to both if possible . . . The intention of the
legislature to repeal ‘must be clear and manifest . . . There
must be a positive repugnancy between the provisions of the
new law, and those of the old... .”

Our alternative arguments provide a basis for accommodating
both national and local goals in the areas of navigation and
reclamation.®

5. The Court of Appeals, in ruling that it is irrelevant whether the
diversions affect seria capacity, Cal. Pet. App. 24-27, did not apply
the “rule of reason” test formulated in the Rio Grande decision. The dis-
trict court properly invoked the “rule of reason” test, but improperly
applied it. According to the district court, the diversions substantially re-
duce Delta water levels by 11/ feet “in the vicinity of Clifton Court
Ferry.” Cal. Pet. Supp. App. 31-32. However, this area is near Clifton
Court Forebay, which is several miles from interior Delta channels where
commerce is actually carried out. The district court’s confusion on this issue
is reflected in its comments that “water levels in the San Joaquin River
could be lowered by as much as 11/, feet at low tide,” éd. at 28, even after
the court noted that the lowering actually took place at Clifton Court Ferry
which, as noted, is a considerable distance from the San Joaquin River
itself, id. at 28 n. 27. (Emphasis added.) In short, the district court held
that the diversions substantially affect navigable capacity in areas where
commerce is zof actually carried out.

If, asseuggested above, the Court holds that the water diversions in this
case ate beyond the scope of section 10 because they do not affect “‘navi-
gable capacity” under a “rule of reason” test, the Court of Appeals’ ruling
—in holding that section 10 applies without regard to whether navigable
capacity is affected—is material to the outcome of this case. Under that
result, the lower court's ruling would not be dictum, notwithstanding our
earlier characterization to the contrary. See Cal. Br. 53.

6. The United States argues that our position is undermined by Kin-
ney’s treatise on water rights. See 1 Kinney, Irrigation and Water Rights

9

B. PUBLIC POLICY.

In our opening brief, we argued that our views enable the west-
ern states and the Corps to exercise their historic functions, and
thus result in sound public policy. Cal. Br. 44-48. If the 1899 Act
fully applies to state water allocations adopted under state water
rights laws, the Act would apply to virtually every reclamation
scheme adopted by the western™states. Id. Under this result, the
Corps would have veto power over virtually every water right
granted by the western states, even where there may be no signifi-
cant impact on federal navigation interests. Id. The Corps would
thus be ultimately responsible for allocating water among compet-
ing economic and environmental interests. Id. This is a function
that has been historically exercised by the states, not the Corps. Id.

The respondents do not oppose our argument that their views
would sanction a pervasive intrusion by the Corps into water
allocation systems adopted under state water rights laws. Instead,
they attempt to justify the intrusion. According to the United
States, “the policy of deferring to state law respecting water rights
where consistent with federal law can be accomodated in the
permitting process” by the Corps. U.S. Br. 42.7 The United States

(2d ed. 1912); U.S. Br. 39 n.26. Although Kinney followed the literal
approach urged by the respondents here, he did not consider our argument
that Congress’ laws on the subject of navigation and reclamation can be
accommodated by the development of common law rules. Moreover, Kinney
recognized the force of the policy factors which underlie our argument
that the Court should develop such common law rules, stating:
“In the Western portion of this country the navigable streams are
few, and the navigation not very extensive on them, In many por-
tions the agricultural interests are far more important than naviga-
tion. . .. Where is this conflict [between navigation and agricultural
interests} to end? Is the inferior navigation of these few and small
streams to give way to the march of progress, resulting in the settling
up of these vast tracts, and the cultivation of more land, requiring
more water to properly cultivate? Or is navigation, like the dog in
the manger, to stop all this progress, and remain of paramount right
as the law of today?” 1 Kinney, sapra at 591.

These policy factors are served if this Court adopts our approach rather
than the literal approach urged by the respondents.

7. A similar argument is made in the amicus brief submitting by the
National Wildlife Federation (NWF), in which it is argued that our argu-
ment ‘‘confuses the jurisdictional question of whether a Corps permit must

10
suggests that the Corps can issue a “general permit” relating to
water allocations authorized under state water rights laws. Id.
In short, the United States, although conceding the exist-
ence of an historic “policy of deferring to state law respecting
water rights,” argues that this policy can be accomodated by the
Corps in the administrative process.

If the Corps has the option of accommodating the historic con-
gressional policy of deferring to state water rights laws, it also
has the option of zot accommodating this policy. Thus, under the
respondents’ views, there is no assurance that this historic con-
gressional policy will be accommodated within the framework of
the 1899 Act. Nothing in the Act, or its legislative history or
surrounding historical circumstances, suggests that Congress meant
to entrust the Corps with the option of achieving this historic
congressional policy. The policy was established by Congress itself,
and is not the product of the Corps’ administrative largess.
Although Congress has never precisely defined the exact inter-
relationship between federal and state powers in the fields of
navigation and reclamation, it never contemplated that this inter-
relationship would be worked out by the Corps under the 1899
Act.

Indeed, the Corps’ own regulations belie the suggestion that
the Corps can or will work out a proper interrelationship be-
tween federal and state powers in these fields. As noted in our
opening brief, the Corps’ regulations authorize the denial of a
permit on any grounds relating to the “public interest,” which the
regulations define as involving inter alia “food production,” “water
supply,” “economics,” “aesthetics,” “general environmental con-
cerns,” “land use,” and “in general, the needs and welfare of the
people.” Cal. Br. 46. Thus, the Corps has expressly authorized

be sought with the substantive question of whether a permit should be
issued.” NWF Br. 25. In short, it is argued that the Corps has jurisdiction
over all matters that affect navigable waters, and that the Corps—in exercis-
ing its jurisdiction—should balance federal navigation and environmental

interests against state and local interests in providing a water supply for
irrigation and other local uses. Id.

11
itself to inquire into the very factors that the western states exam-
ine in determining whether to allocate water for local irrigation,
domestic and other uses.

Under the Corps’ regulations, for example, the Corps could
determine the allocation of water among competing agricultural
interests, or between competing agricultural and urban interests,
or between competing economic and environmental interests. It
could determine, for example, that it is better for Los Angeles
to achieve more urban growth than for California’s Central Valley
to produce more food, or it could determine just the opposite.
Moreover, under the respondents’ argument, the Corps could
make these determinations even though the allocation of water
among these competing interests has no demonstrable effect on
NWF Br, 27 n.24, the Corps must have authority to consider
purely local matters involving “water supply,” “food production,”
“land use,” and other such matters, even where there is no demon-
strable effect on federal navigation interests. NWF’s effort to
justify the Corps’ intrusion into such local matters belies its argu-
ment that the Corps’ powers must be interpreted broadly in order
to protect federal interests from state interference.

In our opening brief, we asserted alternative arguments that
protect national concerns relating to navigation as well as local
concerns relating to the development of a water supply for the
atid West. Cal. Br. 37-43. Although our argument protects the
national concerns that are the focal point of the respondents’
briefs, the respondents’ argument does not protect the state and
local concerns that are the subject of Congress’ laws delegating
actual federal navigation interests. It is submitted that Congress
never intended for the Corps to have such broad control of the
economic life and destiny of the western states.

NWAE asserts in its amicus brief that Congress, in enacting the
1899 Act, determined that “centralized control and protection of
the navigable waterways was properly a federal concern,” and
thus that Congress entrusted the Corps with authority to carry
out this “federal concern.” NWF Br. 19, 21-22. If this is so, it is
difficult to understand why, as NWF argues later in its brief, see

* 12

authority to the states to control their own water supply. Instead,
the respondents urge that this Court defer to the administrative
judgment of the Corps on this subject, even though the Corps has
never historically exercised this function and has no particular
expertise on the subject. We submit that our alternative argu-
ments, unlike the respondents’ literal argument, provide the
accommodation of both national and local concerns that underlie
Congress’ laws on the subjects of navigation, reclamation and
water allocation.®

C. CONGRESSIONAL DELEGATION OF AUTHORITY TO THE STATES.

The respondents argue that Congress, in delegating authority to
the states to control their water supply systems, did not delegate
authority to interfere with substantial federal navigation interests.
USS. Br. 34-38. We do not contend otherwise. We have consistent-
ly agreed that Congress, although delegating authority to the
states, retains the power under the navigation servitude to ensure

8. ‘The Sierra Club also argues that, under our second alternative argu-
ment, “the question which determines the Corps’ jurisdiction is . . . precisely
the same . . . as the ultimate question which the Corps is called on to decide
when it reviews a permit application on the merits.” Sierra Br. 74. This
argument mischaracterizes our position. Under our second alternative argu-
ment, we argued that the 1899 Act should not be deemed to apply to struc-
tures that substantially affect actual navigation. Cal. Br. 39. On the other
hand, this Court has held that, with respect to structures regulated under the
Act, the Corps can approve structures that do not “unreasonably” obstruct
navigable capacity. See Wisconsin v. Illinois, 278 U.S. 367, 413 (1929).
A structure that substantially affects actual navigable capacity is not neces-
sarily unreasonable. Under our argument, the Corps would thus have dis-
cretion to approve or disapprove any structure that substantially affects actual
navigable capacity. Sierra Club’s assertion that our argument would prevent
the Corps from disapproving any structure that falls within its jurisdiction
is thus without merit.

9. Specifically, the United States argues that the states’ authority under
ange legislation dealing with desert lands and mining is ~ ‘limited
y the superior power of the General Government to secure the uninter-
rupted navigability of all navigable streams within the United States,’ ”’
citing the Rio Grande decision. U.S. Br. 35. The United States also argues
that the rights-of-way acts of 1891 and 1897 did not convey “the right
to alter navigable waters in ways that might reduce their navigability.”
US. Br. 36.

13

the continued navigability of navigable waters. Cal. Br. 25-26.
Also, as noted above, this Court held in the Rio Grande case that
Congress, in delegating authority to the states, did not authorize
the states to “destroy” navigability. United States v. Rio Grande
Dam & Irrig. Co., 174 U.S. 690, 709 (1899). In shori, Congress
has constitutional power to protect navigation, and in any event
did not authorize the states to destroy navigation. There is no
dispute between the litigants on this issue.

In our opening brief, we argued that Congress, in enacting sec-
tion 8 of the Reclamation Act of 1902, reaffirmed the historic
policy of deferring to state water rights laws in the specific context
of reclamation. Cal. Br. 28-31. The United States argues that
“nothing in the statutory language of section 8 requires or implies
that the section was to operate as a limitation on the construction
. of the 1899 Act.” U.S. Br. 37. It is more significant, in our view,
that Congress provided no indication in the 1902 Act that the
states’ broad authority thereunder was subject to the Corps’ broad
powers under the 1899 Act. If Congress had intended to thus sub-
stantially diminish the broad authority conferred on the states
under the 1902 Act, it would surely have spoken with reasonable
clarity. Congress’ failure to address the question in the 1902 Act
is an indication that no such diminution was intended.

The United States notes that the states’ authority under section
8 of the Reclamation Act of 1902 is limited by the acreage limita-
tion contained in section 5 of the same Act, 32 Stat. 389 (1902),
43 U.S.C. § 431 (1970 ed.), citing this Court's decision in Ivanhoe
Irvig. Dist. v. McCracken, 357 U.S. 275 (1958). U.S. Br. 38. The
United States apparently argues by way of analogy that, since the
states’ authority under the 1902 Act is limited by the acreage
limitation, it is also limited by the Corps’ powers under the 1899
Act. The legislative history of the 1902 Act, however, reveals that
the acreage limitation was an essential feature of the Act, one that
this Court later described as imposing a ‘‘specific and mandatory”
obligation on federal officials. Ivanhoe Irrig. Dist. v. McCracken,
supra at 291. The analogy asserted by the United States breaks

14

down because the legislative history of the 1902 Act provides no
similar indication that the states’ powers thereunder are limited by
the Corps’ powers under the 1899 Act. Indeed, no reference was
made to the 1899 Act in the congressional debates relating to the
1902 Act. The significance of Ivanhoe, in our view, is that it pro-
vides another example of this Courts’ approach in viewing the rec-
lamation laws in their entirety, and in rejecting the notion that one
statute should be literally applied without reference to other con-
gressional policies and objectives.”°

The respondents also argue that we are seeking a disfavored
“implicit partial repeal” of the 1899 Act, in that we argue that
post-1899 legislation alters the effect of the 1899 Act as it applies
here. U.S. Br. 36. This argument mischaracterizes our position.
We do not argue that post-1899 legislation implicitly repeals the
1899 Act as applied in the instant context. Instead, we argue that
the 1899 Act was never never intended to apply in this context in
the first place. Cal. Br. 16-19, 22-26. Under our argument, Con-
gress delegated authority to the western states to control their
water supply systems before the 1899 Act was passed, principally
by legislation relating to desert lands and mining. Cal. Br, 22-26.
The post-1899 legislation, particularly that specifically relating to
reclamation, reaffirms the states’ authority to control their water
supply systems, and thus reinforces the view that the 1899 Act
was never intended to apply in this context. Cal. Br. 26-36. Indeed,
the respondents, by arguing that the 1899 Act alters the effect of
earlier statutes delegating authority to the states to control their
water supply systems, effectively argue that the 1899 Act implicitly
repeals or limits the earlier statutes. Thus, we do not ask the
Court “to do the work of Congress,” as asserted by the respond-

10. The United States also states that section 8 is ‘‘no barrier to the
federal government's exercise of eminent domain powers to acquire water
rights” for the federal reclamation projects, citing this Court's decision in
City of Fresno v. California, 372 US. 627 (1963). U.S. Br. 38. The
United States overlooks the fact that this Court recently disavowed the dic-
tum in the City of Fresno decision on which the United States relies. See
California v. United States, 438 U.S, 645, 672 n. 24 (1978).

15
ents. See U.S. Br. 41. Instead, the respondents ask this Court to
undo that which Congress has already done.”

ll. The Rivers and Harbors Act of 1899 Does Not Apply to Struc-
tures or Activities That Have No Effect on Navigable

Capacity.

To this point, we have argued, first, that section 10 of the 1899
Act does not apply to state water allocations. As an alternative
argument, we have argued that, if section 10 applies in this con-
text, the Court should develop common law rules, in the form of
a “rule of reason” test, with respect to its meaning. Under the
latter approach, the Court should construe the phrase “navigable
capacity” in section 10, as denoting only a substantial interference
with the capacity of waters to support actual navigation in the
area where commerce is actually carried out. Our alternative argu-
ment thus hinges on the assumption that section 10 applies only
where there is an effect on “navigable capacity” as that phrase is
used in the section.

In support of this assumption, we argued in our opening brief
that the first clause of section 10 establishes a general prohibition
against obstructions to “navigable capacity” within the meaning
of the first clause; the other clauses of section 10, as well as
section 9, qualify the general prohibition by authorizing the Corps
to approve certain such obstructions if they do not “unreasonably”
obstruct navigable capacity. Cal. Br. 51-58. The respondents, on
the other hand, argue that the third clause of section 10 prohibits
any structure or activity that affects the “condition” of navigable
waters without Corps, approval, even though there may be no

-
effect on “navigable capacity” within the meaning of the first

11. The United States also asserts that our argument is inconsistent
with this Court’s decision in Sanitary District v. United States, 266 US.
405 (1925). U.S. Br. 39. That case involved substantial diversions by the
State of Illinois from Lake Michigan for sewage disposal purposes, and
the diversions substantially impaired existing commerce on Lake Michigan.
That decision is inapposite here for several reasons. First, Congress has
delegated unique authority to the western states to control their water
supply systems in recognition of the fact that the arid West suffers from
unique water supply problems. Cal. Br. 20-22. Specifically, the Reclama-

16
clause; the Corps can authorize the obstruction, however, only if
it does not “unreasonably” obstruct navigable capacity. U.S. Br.
27-29.

We thus argue that the first clause establishes the Corps’ gen-
eral jurisdiction under the Act, and thus that the Corps’ jurisdic-
tion is limited to structures or activities that affect “navigable
capacity.” The respondents argue that the third clause establishes
the Corps’ jurisdiction under the Act, and thus that the Corps
has jurisdiction over any structure or activity that affects the “con-
dition” of navigable waters, even though there is no effect on
“navigable capacity.” In short, we argue that the Corps has juris-
diction only where there is an effect on federal navigation interests,
and the respondents argue that the section applies even where
there is no such effect. If our interpretation is correct, the Court
can develop a common law rule, or “rule of reason” test, with
respect io the meaning of the phrase “navigable capacity” in sec-
tion 10. If the respondents’ interpretation is correct, the Court
apparently cannot develop such a rule, since it is irrelevant
whether there is an effect on navigable capacity at all.

The respondents’ view would effectively deprive section 10 of
part of its meaning and significance, and would render the section

tion Act of 1902 applies only to 16 western states. See 32 Stat. 388
(1902). The Desert Land Act of 1877 applies only to 3 western states
and 8 western territories. See 19 Stat. 377 (1877). The Flood Control
Act of 1944 applies only to states “lying wholly or partly west of the
ninety-eighth meridian . . . .” 58 Stat. 887, 889 (1944). Illinois, as a
non-western state, is not a beneficiary of these statutes. Thus, Congress
has dealt specially with the West because of its unique water supply
problems, and its scheme was not involved in the Sanitary District case.

Second, in Sanitary District, Illinois did not make the diversions for
the purpose of allocating water among competing users, and the diversions
were not authorized under Illinois’ water rights laws in any event. As we
have noted, the authority delegated by Congress to the western states was
for the purpose of enabling the states to allocate their water supply among
competing users, and—since Illinois’ diversions were related to sewage
disposal rather than water supply—this congressional purpose was not
involved in the Sanitary District case.

Third, as explained in our opening brief, the water diversions in Sani-
tary District substantially interfered with actual commerce, unlike the
diversions here. Cal. Br. 43 n. 25. Moreover, the diversions in Sanitary
District interfered with the rights of other states in interstate waters,
unlike the diversions here, Id.

17

internally inconsistent. As we explained in our opening brief, the
evident purpose of the various clauses in section 10 is to differen-
tiate between various kinds of structures and activities that can be
approved by the Corps. Cal. Br. 53. Specifically, section 9 author-
izes the Corps to approve a “bridge, dam, dike, or causeway . . . a
The second clause of section 10 authorizes the Corps to approve
a “wharf, pier, dolphin, boom, weir, breakwater, bulkhead, jetty,
or other structures... .” The third clause authorizes the Corps to
approve any attempt to “excavate or fill, or in any manner to alter
or modify,” the “condition” or “capacity” of the waters. Thus,
each clause describes a different kind of structure or activity that
is subject to Corps approval. The third clause, unlike the other
clauses, merely authorizes the Corps to approve certain types of
non-structural activities, principally excavations or fills. Id.

Under the respondents’ argument, however, the third clause is
not limited to a particular kind of activity. Instead, it authorizes
the Crips to exercise jurisdiction over all structures or activities
that affect the “condition” of navigable waters, even though the
structure or activity might also fall within the ambit of another
clause. Under this view, the third clause would thus apply to
structures and activities that are expressly dealt with elsewhere in
the section. For example, a wharf—which is specifically governed
by the second clause—could also be governed under the third
clause. The Corps, acting under its broad powers in the third
clause, could thus prohibit the construction of a wharf on the basis
of criteria different from that found in the second clause. Under
the respondents’ view, section 10 would establish different criteria
for the same structure or activity. The section would thus be in-
ternally inconsistent. Accordingly, it is clear that Congress meant
for each clause to apply to a different kind of structure or activity,
rather than for the third clause to authorize the Corps to veto al/
structures or activities regardless of their effect on navigable
capacity.”

12. In United States v. Republic Steel Corp., 362 U.S. 482 (1960),
this Court appeared to similarly interpret the third clause as applicable only
to non-structural activities, rather than a basis for Corps control of all struc-

18

Our interpretation was upheld by this Court in Wisconsin v.
Illinois, 278 U.S. 367 (1929). There, an action was brought
against the State of Illinois by various states on grounds that Illi-
nois was violating the general prohibition contained in the first
clause of section 10. The Court rejected the action on grounds that,
although the activity in question might be prohibited under the first
clause, it had been approved by the Corps under its authority in
other clauses. The Court thus indicated, as we argue, that the Corps
has power under the second and third clauses to legitimize activ-
ities that are otherwise prohibited by the the first clause. Indeed,
the Court stated:

“The Supreme Court of Maine in Maine Water Co. v. Knick-
erbocker Steam Towage Co., 99 Me. 473, took the same gen-
eral view in construction of the same section. It held that the
broad words of the first clause of that section were not in-
tended to limit the second and third clauses'® and that Con-
gress’ purpose was a direct prohibition 0; what was for-
bidden by them except when affirmatively approved by the
Chief of Engineers and the Secretary of War. We concur in
this view.” 278 U.S. at 413. (Emphasis added.)

The Court’s statement—that “Congress’ purpose was a direct
prohibition of what was forbidden by them except when affirma-
tively approved by” the Corps—supports our view that the Corps
has authority to approve that which the Act otherwise prohibits,
and is inconsistent with the respondents’ view that the Corps can
only approve that which is not otherwise prohibited by the Act.
Our interpretation is reinforced by the Wisconsin decision’s adop-
tion of the reasoning provided by the Maine Supreme Court in

tures or activities that might fall within the ambit of other clauses. The
Court, describing the effect of the third clause, stated:
“Nor may excavations or fills, described in the third clause, that alter
or modify ‘the course, location, condition, or capacity of’ a navigable
river be made unless ‘the work’ has been approved by the Secretary of
the Army.” Jd. at 486. (Emphasis added. )

13. In context, the Court apparently meant that “the broad words of
the first clause of that section were not intended to limit [the Corps’
powers to authorize obstructions under} the second and third clauses.”
In short, even though an obstruction is prohibited under the first clause,
it can be authorized by the Corps under the second or third clauses.

19

Maine Water Co. v. Knickerbocker Steam Towage Co., 99 Me.
473, 59 Atl. 953 (1905), in which the various clauses of section
10 were held to be “qualifications” of the general prohibition con-
tained in the first clause. Cal. Br. 55."* The Wisconsin decision thus
upholds our interpretation of section 10, and rejects that of the
respondents.*®

Ironically, the respondents’ interpretation of the Corps’ powers
under the third clause strengthens our argument that the Court
should accommodate federal and state powers in construing sec-
tion 10 in this case. As noted in our opening brief, the broader
the Corps’ regulatory authority under the Act, the greater the
potential conflict with other congressional laws delegating author-
ity to the states to control their water supply systems; the greater
the potential conflict, the less likely that Congress meant for the
Corps to intrude on the powers delegated to the states. Cal. Br.
46-47. If, as the respondents argue, the Corps has authority under
the third clause over structures or activities that have no naviga-
tional effects, the Corps would have veto power over state water
rights systems and state reclamation activities, even where there
is no perceptible impact on federal navigation interests. Congress
surely did not contemplate such a pervasive federal intrusion into

14. In the Knickerbocker Steam Towage case, the Maine Supreme
Court stated:

“lWye think that the general prohibition [in the first clause} is
likewise qualified by the sentences which follow . . . . [T]he legis-
lative intention was that the general prohibition [in the first clause]
was to be regarded as subject to specified pra edt nl When the
language [of the first clause} . . . is followed with [the language of
the second clause} . . ., the implication seems clear to us that such
structures, if built according to plans recommended and authorized
as provided in the section, are authorized by Congress . . . and that
they are lawful without any further action by Congress.” 59 Atl. at
957. (Emphasis added. )

15. The United States argues that its views are supported by a lecture
delivered by a Corps official in 1926, more than a quarter-century after
passage of the 1899 Act. U.S. Br. 28-29. Even assuming that the lecture is
relevant and probative, it is inconsistent with the above-described analysis
in the Wisconsin decision.

20
an area traditionally regulated by the states, even in the absence
of a distinct federal interest.”°

CONCLUSION

The fundamental issue in this case is whether the Army Corps
of Engineers has authority, under the River and Harbors Act of
1899, to override state water rights systems even where there is no
effect on federal navigation interests. The respondents, in arguing
that the Corps has such authority, would have the Corps function
as a super water agency, one that is ultimately responsible for
controlling the allocation of water among competing economic
and environmental interests in the West. In enacting the 1899 Act,
Congress never contemplated that the Corps would thus occupy a
role that has been historically assumed by the states. We argue that
this Court should at least develop a common law, or “rule of
reason” test, in defining the meaning of section 10, as this Court
did in United States v. Rio Grande Dam & Irrig. Co., supra. This
approach, we believe, results in a proper balancing of federal
and state interests which Congress has consistently followed in
this area.

Respectfully submitted,

GEORGE DEUKMEJIAN
Attorney General of the
State of California

R. H. CONNETT
Assistant Attorney General

RODERICK WALSTON
GREGORY K. WILKINSON
Deputy Attorney General

By RODERICK WALSTON

Attorneys for Petitioners

16. The Sierra Club contends that this petition presents “no question”
concerning the Peripheral Canal. See Sierra Br. 3. In our view, the appeal
of the district court’s decision raised such a question, and in any event we
raised such a question in our petition for writ of certiorari. See Cal. Pet. 5-6.
The Corps’ jurisdiction over water diversions made by the canal depends,
in our view, on the same test which this Court adopts with respect to the
Corps’ jurisdiction over water diversions made by the State pumping plants.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_2201%3A10. Public record. Not legal advice.
