# Petitioners Brief — California v. Sierra Club

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petitioners Brief
- **Published:** January 1, 1981
- **Citation:** 451 U.S. 287

## Text

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—
i = EUR Cry IRAP REP re ere eat ie das Se le st

aes J

Ie Supreme Court, U.S.
[as FILED |

No. 79-1252 NOW 17 1980

In the Supreme Court of the Wnited Begeek “O° *. ose

OcToBeR TERM, 1980

STATE OF CALIFORNIA, ef ai.,
Petitioners,
VS.

SIERRA CLUB, ef al.,
Respondents.

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT

Brief for Petitioners
State of California, et al.

GEORGE DEUKMEJIAN

Attorney General of the
State of California

R. H. CONNETT
Assistant Attorney General
RODERICK WALSTON
GREGORY K. WILKINSON
Deputy Attorneys General

Attorneys for Petitioners

Counsel of Record:

RODERICK WALSTON
Deputy Attorney General
6000 State Building
San Francisco, CA 94102
Tel: (415) 557-3920

SORG PRINTING COMPANY OF CALIFORNIA, 346 FIRST STREET, SAN FRANCISCO 94105

LteTS

i

QUESTIONS PRESENTED

This case raises the following questions:

(1) Does the Rivers and Harbors Act of 1899, which prohibits
obstructions to navigable capacity subject to approval of the Army
Corps of Engineers, apply to state water allocations adopted under
the water rights laws of the western states, even where the alloca-
tions have no substantial effect on actual navigation?

(2) Does the Rivers and Harbors Act of 1899, which applies
to-diversion works built by a “person” or “corporation,” apply
to diversion works owned and operated by a state?

(3) Does the Rivers and Harbors Act of 1899 apply to federal
reclamation projects built and operated under the Reclamation
Act of 1902?

(4) Does the Army Corps of Engineers have authority, under
the Rivers and Harbors Act of 1899, to prohibit structures and
activities that do not affect the navigable capacity of the nation’s
navigable waterways?

il

PARTIES

The respondents, plaintiffs below, are the Sierra Club, a non-
profit California corporation; Friends of the Earth, a non-profit
New York corporation; Hank Schramm, a commercial fisherman;
and William Dixon, a landowner. See Pet. App. 3 n. 1.

The State petitioners, defendants below, are the State of Cali-
fornia; Huey D. Johnson, present Secretary of Resources of the
State of California; and Ronald B. Robie, present Director of the
State Department of Water Resources. See Pet. App. 4 n. 3.

The federal defendants, who have not filed a petition for writ
of certiorari, are Cecil Andrus, present Secretary of the Interior;
R. Keith Higginson, present Commissioner of the U. S. Water and
Power Resources Service, formerly the U. S$. Bureau of Reclama-
tion; Clifford L. Alexander, present Secretary of the Army; Lt.
Gen. Joseph K. Bratton, present Chief of Engineers, U. S. Army
Corps of Engineers; Col. Paul F. Kavanaugh, present District
Engineer of the U. S. Army Corps of Engineers, Sacramento Dis-
trict; and Col. Paul Bazilwich, Jr., present District Engineer of the
Army Corps of Engineers, San Francisco district. See Pet. App.
4 n. 2.

The intervenors are the Kern County Water Agency; the Metro-
politan Water District of Southern California; the Tulare Lake
Basin Water Storage District; and the Santa Clara Valley Water
District. See Pet. App. 4 n. 3.

TABLE OF CONTENTS

Page

Questions Presented i
IN ili cnilinitlichtitislcnenisuncicceien i
Table of Contents ... iii
RT RCT Vv
Cpinions Below ... 1
Jurisdiction 2
Federal Laws Involved 2
Statement of the Case .. 3
1. Facts of the Case ...................- 3

2, Legal lesucs Raised ...............-....---- 7
3. The Case Below ................-...--- 8
Summary of Argument ..... 10
Argument 13
a ici eins bnecntonineehaianiebereh aidan 13

I. In Light of the Historic Congressional Policy of
Deferring to State Water Rights Laws Governing
Water Allocations in the Western States, Sections 9
and 10 of the Rivers and Harbors Act of 1899
Should Be Construed as Not Affecting Such Alloca-
tions, or Alternatively as Affecting Such Allocations
Only to the Extent That They Substantially Interfere
with Federal Navigation Interests -...........------------------ 14

A. Sections 9 and 10 of the Rivers and Harbors Act.
of 1899 .. 14

B. Congressional Delegation of Authority to the
States to Control Water Allocations ............-.------ 19
1. Development of State Water Rights Laws... 20
2. The “Severance” and “Equal Footing” Doc-

3. Federal Reclamation Laws .............--------------- 26
4. Miscellaneous Federal Laws .........-.-.------------- 33

iv

II.

If.

IV.

TABLE OF CONTENTS

Page

C. The Court Should Conclude Either That (1) the
Rivers and Harbors Act of 1899 Is Not “>nli-
cable to Water Allocations Adopted Under state
Water Rights Laws or (2) the Act, if Appli-
cable, Applies Only Where Important Federal
Navigation Interests Are Substantially Impaired
1. Inapplicability of 1899 Act to State Water

Allocations Adopted Under State Water
Rights Laws ............-------sscscseesesssssssenennanenenses
2. Inapplicability of 1899 Act Except Where
Federal Navigation Interests Are Substan-
tially Impaired -...2.......-----------se-ecseeesseesnesnsnsoees
3. Traditional Roles of States and Army Corps
Of Emgineets ........-..-.n--nscn-csccscesonenseoseereesecensnnes

The Rivers and Harbors Act of 1899 Does Not Apply
Fully, If At All, to Diversion Works Owned and
Operated by the States -.......------------------ssesssosseesseene
The Rivers and Harbors Act of 1899 Is Not Appli-
cable to Water Allocations from Federal Reclamation
Projects Built and Operated Under the Reclamation
Bact OF 1902 .n.--ccorencrccosenssessenntsnnnenrncnennenisensnestvocnasounen
Sections 9 and 10 of the Rivers and Harbors Act of
1899 Are Not Applicable to Structures or Activities
that Do Not Obstruct Navigable Capacity ..........-.---

A. Statutory Analysis of Sections 9 and 10 ............--
B. Constitutional Analysis of Sections 9 and 10 ........

COMCHISION .occocveccenscavscecccossoesencevenecovencoccenensenesnecsencecescnnnencssscesases

36

37

39

48

51

TABLE OF AUTHORITIES

CASES Pages
Arizona v. California, 373 U.S. 546 (1963) ..----------0--+----" 25
Broder v. Water Co., 101 U.S. 274 (1879) ---.- ~~ 2
California v. United States, 438 U.S. 645 (1978) -..-------- In passim
California Oregon Power Co. v. Beaver Portland Cement Co.,

295 U.S. 142 (1935) neoee-eeee seessssceee 20, 23, 24, 25, 37, 41
Cantor v. Detroit Edison, 428 U.S. 579 (1976) ...--------- 40, 49, 50
Cappaert v. United States, 426 U.S. 128 (1976) 25
Cardwell v. American Bridge Co., 113 U.S. 205 (1885) -..---- 16, 38
Chow v. City of Santa Barbara, 217 Cal. 673 (1933) ----------- 22
City of Beatrice v. Edminson, 117 Fed. 427 (8th Cir.1902). 4
City of Fresno v. California, 372 U.S. 627 (1963) .--..--------- 52
Covington & Cincinnati Bridge Co. v. Kentucky, 154 U.S.

204 (1894) m 17
Cox v. Roth, 348 U.S. 207 (1955) --- 36
Dean Milk Co. v. Madison, 340 U.S. 349 (1951) -...------------ 49
Edelman v. Jordan, 415 U.S. 651 (1975) ----- 40
Employees v. Department of Public Health & Welfare, 411

US. 279 40

Florida Lime & Avocado Growers, Inc. v. Paul, 373 U.S. 132 '
(1963) 49

Gilman v. Philadelphia, 70 U.S. (3 Wall.) 713 (1886) ...... 16, 38

Hall v. DeCuir, 95 U.S. 485 (1978) -------------------20----- 17
Hamilton v. Vicksburg, Shreveport & Pac. R.R., 119 US.

280 (1886) ........ ve 17
Ickes v. Fox, 300 U.S. 82 (1937) -------------- 23
Illinois v. City of Milwaukee, 406 U.S. 91 (1972) -..----------0-- 17, 37
In re Debs, 158 U.S. 564 (1895) -...--------------- 17, 38

Ivanhoe Irrig. Dist. v. McCracken, 357 U.S. 275 (1958) ....-- 5, 52

TABLE OF AUTHORITIES

Pages

Jennison v. Kirk, 98 U.S. 453 (1878) .........----- . 20

Kaiser Aetna v. United States, 100 S.Ct. 383 (1979) ......-.---- 25

Kansas v. Colorado, 206 U.S. (1907) -.....---..------scscsseseecseses 25, 31
Maine Water Co. v. Knickerbocker Steam Towage Co., 99

en a0a, 99 AU. 953 (1905) _______..... 54, 56

National League of Cities v. Usery, 426 U.S. 833 (1976) .... 40
National Wildlife Federation v. Alexander, 613 F.2d 1054

Re PO .... 38
Nebraska v. Wyoming, 325 US. ng) ee 17
New Jersey v. New York, 283 U.S. 336 (1931) ........---------- 17, 38
New York State Dept. of Social Services v. Dublino, 413

ETRE A ETO 40
Parker v. Brown, 317 U.S. 341 (1943) -....-----------0-+- 40, 48, 49, 50
Pennsylvania v. Wheeling & Belmont Bridge Co., 54 U.S.

ETO Ee 17, 38
Pollard’s Lessee v. Hagan, 44 U.S. (3 How.) 212 (1845)

- ee Eee SOR Se RC 17, 24, 57
Rice v. Santa Fe Elevator Corp., 331 U.S. 218 (1947) .......... 40, 41
Rockville & W. Turnpike Rd. v. Andrews, 20 F.Cas. 1079

EE EID issn annonce cnsnenevocannnnessnctioentirniernsensansannesvanses 4
Sanitary District v. United States, 266 U.S. 405 (1925) ........ 43
Shively v. Bowlby, 142 U.S. 1 (1894) .......-----------scecseeeeeeeeeees 24, 57
Textile Workers v. Lincoln Mills, 353 U.S, 448 (1957) ........ 40
United States v. Gerlach Live Stock Co., 339 U.S. 725

ER 5, 20
United States v. New Mexico, 438 U.S. 696 (1978) ........---. 25, 41
United States v. Oregon, 295 U.S. 1 (1935) -.-.-----------sc-0-eeee++ 24, 57

United States v. Republic Steel Corp., 362 U.S. 482 (1960)
ET ee ee oe 15, 16, 35, 45, 50, 56

TABLE OF AUTHORITIES Vii
Pages

United States v. Rio Grande Dam & Irrig. Co., 174 U.S. 690
(1899) 23, 24, 42

United States v. San Jacinto Tin Co., 125 U.S. 273 (1888) ..... 17

United States v. Texas, 339 U.S. 716 (1950) 24, 57

Washington, et al. v. Confederated Tribes, 100 S.Ct. 2069
I scincaticratrasmacmmanucnon 40
Williamette Iron Bridge Co. v. Hatch, 125 U.S, 1 (1888)
ied chedigaaeiianiabeseeeupehehinipibidenenbontyuieliniepennrttianial 16, 17, 19, 37, 38, 44
Wisconsin v. Illinois, 278 U.S. 367 (1929) -...16, 43, 44, 54, 55, 56
Wyandotte Transportation Co. v. United States, 389 USS.

191 (1967) “ 45, 50
Zabel v. Tabb, 430 F.2d 199 (Sth Cir. 1970), cert. denied
401 U.S. 910 (1971) ........-.- 46, 58

CONSTITUTION, STATUTES AND REGULATIONS
UNITED STATES CONSTITUTION

Amendment X, U.S. Const. ....... 40
Amendment XI, U.S. Const. ... 40
UNITED STATES STATUTES

Act of March 3, 1891, 26 Stat. 1101, as amended, 43 U.S.C.
GG acs ininnnccnsnnckoccentnscensecatectasenasiasssbensacoeansinassceusmmeoesonones 26, 27, 28
Act of October 2, 1888, 25 Stat. 527 .......-...----.----cscseoseseeeesceeses 26
Act of August 30, 1890, 26 Stat. 391 -....----.--------------sereeseeeeees 26, 27
Act of February 26, 1897, 29 Stat. 599 ......-...-----------s-eeeesesoees 27, 28
Act of June 4, 1897, § 1, 30 Stat. 36, 16 is tom & ) Sewn 33
Act of February 1, 1905, § 4, 33 Stat. 623, 18 USC. 3324... 33
Act of July 28, 1954, § 3(c), 68 Stat. 577 ...---------------+-esse--0- 33
Act of August 4, 1954, § (4), 68 Stat. 667 -......-------------------+ 33

Act of July 23, 1955, § 4(b), 69 Stat. 368, 30 U.S.C. §612(b) 33
Act of July 22, 1965, 79 Stat. 244, 42 U. 7 oe + SER 33

Viii TABLE OF AUTHORITIES

Pages
Act of September 2, 1965, §4, 79 Stat. 618, 43 U.S.C.
§ 616dd4d ........-.. 33
Act of December 31, 1970, g 111, 84 Stat. 1821, 33 U.S.C.
§ 595a ... i ; 33
Boulder Canyon Project Act, § 18, 45 Stat. 1063 (1928),
43 US.C. §617q -. 33
Boulder Canyon Project Adjustment Act, 54 Stat. 779
(1940), 43 U.S.C. § 618 .. nee 33
Clean Water Act, 33 U.S.C. §§ 1251-1376 -.....-- - 35
Colorado River Storage Project Act, §7, 70 Stat. 109, 43
Bes BOOP tin : © 33
Desert Land Act of 1877, 19 Stat. 377 -.. 23, 24, 42

Federal Power Act, §§9(b), 27, 41 Stat. 1068, 1077, 16

USC G20), 42) 33
Federal Water Supply Act of 1958, 43 U.S.C. §§ 390(b)....24, 34
Fish and Wildlife Coordination Act, 16 U.S.C. §8§ 661-

Cy (cc as 58
Flood Control Act of 1944, 58 Stat. 887 -.........-----.--------------+--+ 33
Homestead Act of 1862, 12 Stat. 392 .......--------------s-sees-es-000* 26
McCarran Amendment, 43 U.S.C. § 666(a) --...-----------------+-- 34
Mining Act of 1866, 14 Stat. 251, 253, as amended, 16

Stat. 217, 218 (1870) cinhandnbhneupsoneethonnstinacntianwamicsinense 22, 23, 24, 42
National Environmental Policy Act of 1969, 42 U.S.C.

so inspeianinnentcncainreeeet 8, 47, 58
National Parks Act, 60 Stat. 885 (1946), 16 U.S.C. §17)-2

(1952) eceneecenmnn ma anneneentnnreoenennernennenneemnnnrncentene 33
Reclamation Act of 1902, 32 Stat. 388 (1902), as amended,

43, U.S.C. §§ 371 et 56g. --------s-s-cesn-eensnseseseseretetenenens 12, 29, 51, 52

Section 2 .......---.-c----.-.c-nsoecsecoccecnenncnnseraqeccreccscnseenenesecsoocs 51

Section 8 .......--....-----ccccececerenseeccceenesnenneneenneonses 24, 41, 51, 52

TABLE OF AUTHORITIES ix

Pages
ieee DD cnet ae
Sections 371 ef seq. -..-- a 4, 29, 51
Section 3°72 ..-.-c--c-2c-------c--c--e--c-cceceseneneeoncnnsnssenensnoncennenses 51
Section 373 -..--c-c-c-c--cens-nsesen-oeneecseeneeenenesnsesenenscnsossnrwonen 51
Section 383 ......----------------------eneeeneneee2- arity a
Section 411. ..........-.--:-----cec-r---c+s-ceneeerenenenenennceneserosnsnonens 51

Reclamation Project Act of 1939, § 4, 70 Stat. 483, 43 U.S.C.
§ 485h-4 ..... ala 33
Rivers and Harbors Act of 1890,
26 Stat. 454 q...--..-.-..---.-----ennneeenccenenenennees 16, 18, 19, 28, 43, 54, 55
AG Fa cacecnnecicsanenenes ono eintergeniitannreensennneanmannnsennnatons 55
Rivers and Harbors Act of 1899, 33 US.C.
$§ 401, 403, 406, 407 -....------------------nseeserseceseetetette In passim
Section 9 .....---.------a---c-c-e-nen-nensnensnnenesnnsnenenenenenenenencs In passim
Bection 10 ....--------c--------e-c-o-cense-nenenenenensnenesosnsernsnannns In passim
Section: 12 ..-c-~----«e--weo---n-noneeneceneeernsnsnensnseanenenacensmananes 48
Section 13. ..-.---------c-cece---n-nsconesennsnenposnenarasecnonacnmnmanacene 35
Rivers and Harbors Act of 1935, 49 Stat. 1028 -......--.---------- 4
Rivers and Harbors Act of 1937, 50 Stat. OE... ania 4
Sherman Antitrust Act, 15 U.S.C. $82. 2, 4 7 + 49, 50
Small Reclamation Projects Act of 1956, §4(b), 70 Stat.
1044, 43 U.S.C. § 422d(b) --n-e-----nnneeeeeeeeneeeeceeetn 33
Submerged Lands Act, § 3(¢), 87 Stat. 30 (1933), 43 US.C.
$1311(e-) 33
Taylor Grazing Act, 43 Stat. 1270 (1934), as amended, 43
TSC, © BUS naam encnn en nannnanenamsninnseesannsnennennnvonencewsannenennonremnne 33
Warren Act of February 21, 1911, §2, 36 Stat. 928, 43
TOC 0926 ann 33
Water Conservation Act, 53 Stat. 1419 (1939), as amended,
16 U.S.C. § 5902-1 (b) (2) .-----------0--o---sesersessesesecensentenensesentes 33

28 US.C. § 12541) -.-------nn-+--n-eennsesensseennseconessensesnnasennaenonaaennns 2

TABLE OF AUTHORITIES

CODE OF FEDERAL REGULATIONS Pages

33 CFR. § 320.4(a), 40 Fed.Reg. 31326-31327 (1975)... 46

CONGRESSIONAL
20 Comg. Rec. 1952 (1897) -v--ssscccsscssssecseceeseensterseeendneeseneniit 28
21 Cong. Rec. 8603-8604, 8606 (1890) ........ 5 18
29 Cong. Rec. 1948-1949 (1897) eononiameionne nae . 28
35 Cong. Rec. 6676, 6679, 6770 (1902) -...-------------seesseee0= 30

CALIFORNIA CONSTITUTION, STATUTES, REGULATIONS AND
ADMINISTRATIVE DECISIONS

Cal. Gonst., Art. X,, $2: 2.---.-n.-.-----.-c-coecorecesevconcnsousnnnesseerenosence 6
California Environmental Quality Act, Cal. Public Resources
Code §§ 2100-21174 ...........-.----:-----cee-eeeeeceesenseeecnnneeeetseeetees 47
Cal. Wat. Code
§§ 275, 1201, 1225, 1250-1258, ee 6
S§ 1000-5975 .......----cc---ccceeeeceensneeenneenensnnecesnnenntsneensnnenes 21, 44
S§ 12930-12942 .......----c--nceeecceeneneennteneneeesnneseeteneneneneeses 3
EE SELENE NOE NOT 44
23 Cal. Admin. Code §§ 733 (h) -...--------------+---+-+esessrerereeeeteneee= 44
State Department of Water Resources, Bulletin 76 (July
1978) ----eovesssonnseecnsseconsseeonsssssnnsesensseronaserenssananasenanaaesenasesonseste 4
State Water Resources Control Board, Decision 1485 (Aug.
1978) ceseneeevevnssesocescsesneceesneeneennecvsneeennnneeeennreetnnneee 4, 6,7, 45
State Water Resources Control Board, Environmental Impact
Report (Aug. 1978) ...---------------se-scesseenssseesscerstenntrnnnnanensis 6
State Water Resources Control Board, Water Quality Control
Plan (Aug. 1978) ...--------o--sco-sscssseossscnssenssseessteneeenaeenatenaees 6

CALIFORNIA STATUTES
1980 Cal. Stats., ch. 632 .....------------e-s-cseseseseenenetesenenenesesnennneses 7

TABLE OF AUTHORITIES

MISCELLANEOUS

Delta Water Cases, Judicial Council Coordination Proceed-
ing No, 548, Superior Court, City and County of San
Francisco

Holmes, The Common Law (1881)

1 Hutchins, Water Rights Laws in the Nineteen Western
States (1971) eaeaesssaaccceceoee

1 Kenney, Irrigation and Water Rights (2d ed. 1912) ..........

Note, “Delta Water Rights Decision,” 2 Ecol. L. Quar. 733
(1973) ..

Note, ‘The Preemption Doctrine: Shifting Perspectives on
Federalism and the Burger Court,” 75 Colum. L. Rev. 623
(1975)

Note, “Substantive and Remedial Problems in Preventing
Interferences with Navigation:. The Republic Steel Case,”
TPT, Fe. TV NOGS CI) sic

2A Sutherland, Statutory Construction § 53.01,
gg || RES RGIS ove RON ae

Wisdom, ‘Obstructions in Rivers,” 119 Just. P. 846 (1955)

41

17

36
17

No. 79-1252

Jn the Supreme Court of the Wnited States

OCTOBER TERM, 1980

STATE OF CALIFORNIA, é¢ al.,
Petitioners,

vs.

SIERRA CLuB, ef al.,
Res pondents.

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT

Brief for Petitioners
State of California, et al.

OPINIONS BELOW

The decision of the U. S. Court of Appeals is officially reported
at 610 F.2d 581 (9th Cir. 1979), and is reprinted as an appendix
to our petition for writ of certiorari. See Pet. App. 2-65." The
decision of the district court is officially reported at 400 F.Supp.
610 (N.D. Cal. 1975), and is reprinted as a supplemental appen-
dix to our petition for writ of certiorari. See Pet. Supp. App. 1-69.

1. “Pet. App.” and “Pet. Supp. App.” are references to the appendix
and supplemental appendix, respectively, attached to the petition for writ
of certiorari filed by the State of California et al. in No. 79-1252.

2

JURISDICTION

The decision of the U. S. Court of Appeals was rendered on
October 31, 1979. A petition for rehearing was filed by the plain-
tiffs on November 21, 1979, and was denied on January 17, 1980.
Our petition for writ of certiorari was filed on February 13, 1980,
and was granted on October 6, 1980. This Court has jurisdiction
under 28 U.S.C. § 1254(1).

FEDERAL LAWS INVOLVED

This case involves an interpretation of sections 9 and 10 of the
Rivers and Harbors Act of 1899, 33 U.S.C. 8§ 401, 403. Section
10 provides:

“Obstruction of navigable waters generally; wharves; piers;
etc.; excavations and filling in.

“The creation of any obstruction not affirmatively author-
ized by Congress, to the navigable capacity of any of the
waters of the United States is prohibited; and it shall not be
lawful to build or commence the building of any wharf, pier,
dolphin, boom, weir, breakwater, bulkhead, jetty, or other
structures in any port, roadstead, haven, harbor, canal,
navigable river, or other water of the United States, outside
established harbor lines, or where no harbor lines have been
established, except on plans recommended by the Chief of
Engineers and authorized by the Secretary of the Army; and
it shall not be lawful to excavate or fill, or in any manner to
alter or modify the course, location, condition, or capacity of,
any port, roadstead, haven, harbor, canal, lake, or refuge,
or inclosure within the limits of any breakwater, or of the
channel of any navigable water of the United States, unless
the work has been recommended by the Chief of Engineers
and authorized by the Secretary of the Army prior to the
beginning of the same.” 33 U.S.C. § 403.

Section 9 provides:
“Construction of bridges, causeways, dams or dikes generally.
“It shal! not be lawful to construct or commence the con-
struction of any bridge, dam, dike, or causeway over or in

3
any port, roadstead, haven, harbor, canal, navigable river,
or other navigable water of the United States until the con-
sent of Congress to the building of such structures shall have
been obtained and until the plans for the same shall have
been submitted to and approved by the Chief of Engineers
and by the Secretary of the Army: Provided, That such struc-
tures may be built under authority of the legislature of a
State across rivers and other waterways the navigable por-
tions of which lie wholly within the limits of a single State,
provided the location and plans thereof are submitted to and
approved by the Chief of Engineers and by the Secretary of
the Army before construction is commenced: And provided
further, That when plans for any bridge or other structure
have been approved by the Chief of Engineers and by the
Secretary of the Army, it shall not be lawful to deviate from
such plans either before or after completion of the structure
unless the modification of said plans has previously been
submitted to and received the approval of the Chief of
Engineers and of the Secretary of the Army.” 33 U.S.C. § 401.

STATEMENT OF THE CASE
1. Facts of the Case.

In 1960, the California electorate approved an initiative that
authorized funding for the State Water Project (SWP), a massive
reclamation project that delivers water from rural mountainous
areas in northern California to metropolitan and agricultural areas
in central and southern California. See Cal. Water Code 88 12930-
12942. This project is owned by the State, and operated by the
State Department of Water Resources (SDWR). The SDWR has
entered into 31 water supply contracts with irrigation and munici-
pal water districts in central and southern California. The contracts
provide for ultimate delivery of approximately 4.2 million acre-
feet of water annually from the SWP. Many contracting water
districts have entered into other contracts with local agricultural,
industrial and domestic users, and have built water distribution
works, on the assumption that SWP water would be available

4
for local needs. The SWP has been in operation since the late
1960's. Pet. App. 7-9; Pet. Supp. App. 4-5, 8-9.°

The main component of the SWP is a large dam and reservoir
near Oroville on the Feather River, a tributary of the Sacramento
River. The dam releases water that eventually reaches the Sacra-
mento-San Joaquin Delta, a maze of interlocking channels which
form the ccnfluence of the Sacramento and San Joaquin Rivers.
The Delta drains into San Francisco Bay, which in turn drains
into the Pacific Ocean. SWP water is exported from the Delta by
a State pumping facility located at the south end of the Delta.
The exported water flows through a State aqueduct to the con-
tracting water districts in central and southern California. The
Sacramento and San Joaquin Rivers, and the Delta which forms
their confluence, arise and flow solely in California. Pet. App.
7-8; Pet. Supp. App. 8-9.

Pursuant to the Reclamation Act of 1902, 32 Stat. 388, as
amended, 43 U.S.C. §§ 371 et seq., the federal government built
its own reclamation project in California, known as the Central
Valley Project (CVP). The CVP, which is the largest reclama-
tion project in the nation, was initially authorized by the Rivers
and Harbors Act of 1935, 49 Stat. 1028, and the Rivers and Har-
bors Act of 1937, 50 Stat. 844, 850. The CVP includes several -
dams and reservoirs on the upper Sacramento and San Joaquin
Rivers. The dams release water that flows downstream to the
Delta, where CVP water is commingled with SWP water. The
CVP is operated by the U.S. Water and Power Resources Service

—

2. The SWP presently provides a water supply for approximately
14 million people and serves approximately 500,000 acres o prime agri-
cultural land. See Decision 1485, at p. 2, State Water Resources Cont.
Bd. (Aug. 1978), cited at n. 3, infra.

A more complete description of the SWP is found at pages 22-28 of
SDWR’s Bulletin 76 (July 1978), a certified copy of which has been
lodged with the Clerk of this Court. The Court can take judicial notice
of this document as an official governmental publication. See, e.g., City of
Beatrice v. Edminson, 117 Fed. 427 (8th Cir. 1902); Rockville & W.
Turnpike Rd. v. Andrews, 20 F. Cas. 1079 (CC. Ind. 1844).

5

(WPRS), formerly the U.S. Bureau of Reclamation. The WPRS
has also signed water delivery contracts with many agricultural
and municipal water districts in central California. CVP waters
are exported from the Delta by a federal pumping facility located
at the south end of the Delta, and flow through a federal aqueduct
to the contracting water districts in central California. Pet. App.
6-7; Pet. Supp. App. 3-4, 8. See generally United States v. Gerlach
Live Stock Co., 339 U.S. 725, 727-735 (1950); Ivanhoe Irrig.
Dist. v. McCracken, 357 US. 275, 280-284 (1958).

A major problem of California’s water supply system is that
the Delta’s waters are perennially threatened by the intrusion of
ocean salt waters. The intruding salt waters pose a threat to
valuable economic and environmental interests in the Delta; the
Delta sustains a rich agricultural economy, and is the source of
unusual species of fish and waterfowl. The intruding salt waters
also threatén to degrade the quality of SWP and CVP waters
exported from the Delta to the contracting water districts in
central and southern California. An effective way to pre
vent such salinity intrusion is to flush out the salt waters by
release of vast quantities of fresh waters from the upstream dams
and reservoirs\of the SWP and CVP. The more water that is used
for flushing iain, however, the less water is available for
expoit to the contracting water districts. A conflict thus exists
between Delta water needs and the water needs of users in cen-
tral and southern California. The allocation of water between
these needs requires a careful balancing of many statewide inter-
ests, and will thus have a major impact upon California’s eco-
nomic growth and environmental quality. See n. 3, infra; Note,
“Delta Water Rights Decision,” 2 Ecol. L. Quar. 733 (1973).

Under California law, the authority to allocate water among
competing needs rests with the State Water Resources Control
Board (‘State Board”). The State Board has authority to grant
appropriative water rights to the extent that such rights are con-

6

sistent with the “reasonable and beneficial use” of water and in
the “public interest.” Cal. Const., Art. X, §2; Cal. Water Code
8§ 275, 1201, 1225, 1250-1258, 1375-1415. The SDWR and
WPRS have applied to the State Board for permits to appropriate
water for use in the SWP and CVP, respectively. After lengthy
hearings, the State Board granted appropriative permits subject
to conditions that the projects release water from upstream stor-
age or discontinue water exports from the Delta to the extent
necessary to meet Delta water quality standards set by the State
Board. The State Board has periodically modified its Delta water
quality standards on the basis of new information concerning
economic, domestic and environmental needs of both Delta and
non-Delta interests. The State Board recently issued a landmark
administrative decision, Decision 1485, which generally provides
that, as a condition of SWP and CVP water exports from the
Delta, (1) Delta consumptive uses must receive at least the same
water quality which would have been received if the SWP and
CVP had not been built, and (2) Delta environmental interests,
such as fish and wildlife, must receive a high level of water qual-
ity that will ultimately achieve historical levels of protection.
Under this decision, the SWP and CVP can export waters from
the Delta to the extent these conditions are met. The decision, by
defining the conditions for water exports from the Delta, effec-
tively results in an allocation of water among economic, domestic
and environmental interests in northern, central and southern
California.*

3. The contents of the last two paragraphs are based on findings in
Decision 1485, and also on the findings in the water quality control plan
and environmental impact report that were issued in conjunction with
Decision 1485. See Decision 1485, at pp. 1-19, State Water Resources
Cont. Bd. (Aug. 1978); Water Quality Control Plan, at pp. 1-1 through
I-10, State Water Resources Cont. Bd. (Aug. 1978); Environmental
Impact Report, at I-1 through I-10, III-3 through III-30, State Water Re-
sources Cont. Bd. (Aug. 1978). These documents were issued after the

5

The plaintiff in this case, the Sierra Club, participated in the
hearings before the State Board that led to the issuance of Deci-
sion 1485, but did not file a lawsuit challenging the State Board’s
allocation of water under Decision 1485. Therefore, to the extent
that the plaintiffs seek to protect Delta environmental interests
in the allocation of water between Delta and non-Delta interests,
they have a remedy under State law which they have failed to
pursue.

To improve the quality of waters exported from the Delta, the
State has proposed for several years to build a 42-mile canal
around the eastern margin of the Delta that will carry fresh
water from the Sacramento River to the SWP and CVP pumping
plants in the south Delta. Pet. App. 8; Pet. Supp. App. 10. The
canal, known as the Peripheral Canal, would release fresh water
into the Delta at selected intervals. Id. After years of statewide
political controversy surrounding the canal, the California Legis-
lature recently enacted legislation authorizing construction of the
canal. See 1980 Cal. Stats., ch. 632.

2. Legal Issues Raised.

Prior to issuance of Decision 1485 and legislative authorization
of the Peripheral Canal, the plaintiffs initiated this action against
the federal officials who operate the CVP, the State officials who
operate the SWP, and the State of California. Various water
districts which have contracted for the delivery of SWP water
intervened on the side of the defendants.

In the case below, the plaintiffs alleged that (1) sections 9

conclusion of the trial below, and thus are not part of the official record.
The Court, however, can take judicial notice of these documents as official
governmental publications. See n. 2, supra.

We are lodging copies of these three documents with the Clerk of
this Court concurrently with the filing of our brief. We will supply
additional copies to the Court upon request. és

Several lawsuits have been filed against the State Board by Delta and
non-Delta interests, including the United States on behalf of the WPRS,
each claiming that Decision 1485 allocates insufficient water to each’s own
needs. These cases are now pending in the California courts. See Delta
Water Cases, Judicial Council Coordination Proceeding No. 548, Superior
Ct., City and County of San Francisco.

8

and 10 of the Rivers and Harbors Act of 1899 require that the
Army Corps of Engineers (“Corps”) issue a permit as a pre-
requisite to SWP and CVP water exports from the Delta to the
contracting water districts, and as a prerequisite to construction
of the Peripheral Canal, and (2) the Corps cannot issue such a
permit until it has prepared and issued an environmental impact
statement pursuant to the Nationai Environmental Policy Act of
1969, 42 U.S.C. §§ 4321-4347. Pet. App. 5-6.

The defendants alleged that (1) the Rivers and Harbors Act
of 1899 does not authorize a private right of action, (2) the
plaintiffs lack standing to maintain their action, (3) sections 9
and 10 of the 1899 Act are not applicable to SWP and CVP water
exports from the Delta or to construction of the Peripheral Canal,
and (4) the requirements of the sections have been met if they
are applicable here. In addition, the federal defendants alleged
that section 10 is not applicable to CVP water diversions because
the diversion works have been expressly authorized by Congress.

3. The Case Below.

The district court rejected the defendants’ main arguments,
ruling that (1) the Rivers and Harbors Act of 1899 provides
for a private right of action, (2) the plaintiffs have standing to
maintain their action, (3) sections 9 and 10 of the 1899 Act are
applicable to SWP and CVP water exports from the Delta and
to construction of the Peripheral Canal, and (4) the requirements
of the sections have not been met here. Pet. Supp. App. 1-69.

4. The State defendants raise no issue at this time concerning the
plaintiffs’ standing, or whether the 1899 Act authorizes a private right of
action. These issues, however, have been raised in the petition for writ
of certiorari filed by the intervenors, which has been granted by the
Court. See Kern County Water Agency et al. v. Sierra Club et al., No.
79-1502. In our view, the Court should reach the merits of the action
regardless of its disposition of these rocedural issues because, even if
the plaintiffs are procedurally disqualified from maintaining their action,
the United States would still be free to assert the rights of the Corps
as upheld by the lower court.

9

The district court, in holding that sections 9 and 10 are ap
plicable here, ruled that SWP and CVP water exports affect
“navigable capacity” within the meaning of section 10, because
the exports reduce Delta water levels and cause reversal of flows
in the Delta. Pet. Supp. App. 29-30. According to its findings,
the exports from the SWP pumping plants reduce water levels
by approximately 6/10 feet in the vicinity of the plants, but the
combined exports from both the SWP and CVP plants reduce
water levels by less than 1/10 feet, i.e. about an inch, in the
area of the Delta where commerce is actually carried out.* We
concede that the exports affect “navigable capacity” in the sense
that they reduce Delta water levels, but argue that, since the
levels are reduced by only an inch in the area where commerce
is actually carried out, the exports do not have any substantial
effect on actual navigation or otherwise render the waters un-
usable for commerce. The district court made no findings on this
question.

The Court of Appeals essentially affirmed the decision of the
district court. Pet. App. 3-60. The appellate court ruled, however,
that section 10 is not applicable tc CVP water diversions from the
Delta because the diversions have been specifically authorized by
Congress. Pet. App. 41-53. /

The Court of Appeals, affirming the district court, enjoined
the State defendants from exporting water from the Delta or

5. Specifically, the State pumping ~ diverts water from a 2-mile
inlet channel which is connected to Italian Slough, which in turn is con-
nected to Clifton Court Forebay. Pet. Supp. App. 8-9. The forebay is
connected to a canal that leads to Old River, a tributary of the San Joaquin
River. Id. The district court found that, although there is “some question
as to the accuracy” of the figures, id. at 30, the State pumpin plant
apparently reduces water levels in Italian Slough by approximately 6/10
feet in the vicinity of the plant, and the combined operation of the State
and federal plants reduces water levels in the vicinity of Clifton Court
Forebay by approximately 1-11/, feet, id. at 29. The district court also
found, however, that the combined operations of both plants reduce water
levels by less than 1/10 feet in the San Joaquin River, where commerce is
actually carried out. Id.; Pet. App. 8 n. 5. The tide alone causes Delta water
levels to vaty by 3-31/ feet per day. J.A. 121a (R. 423).

10
commencing construction of the Peripheral Canal prior to obtain-
ing a permit from the Corps. Pet. App. 58-59. The appellate
court stayed the injunction with respect to water exports until the
Corps issues a permit, but did not stay the injunction with respect
to construction of the Peripheral Canal. Pet. App. 58-59.°

SUMMARY OF ARGUMENT

I

The Rivers and Harbors Act of 1899 prohibits any “obstruc-
tion” to “navigable capacity” of the nation’s navigable waterways
in the absence of congressional approval. The Act provides, how-
ever, that the Army Corps of Engineers (“Corps”) has authority
to approve certain such obstructions. The primary question in this
case is whether the Act applies to water allocations authorized
under the water rights laws of the western states.

The purpose of the 1899 Act was to fill a federal regulatory
void caused by the absence of any federal common law relating
to navigation obstructions. With respect to water allocations
authorized under state water rights laws, however, there is no
federal regulatory void. Instead, Congress has enacted several
laws, primarily in the areas of mining, desert lands and reclama-
tion, that delegate broad authority to the western states to allocate
their sparse water supply among competing regional and local
needs. These congressional laws establish an historic policy, often
upheld by this Court, of deferring to state water rights laws.
This historic policy is undermined if the 1899 Act is construed
as authorizing the Corps to veto State water allocations.

6. The appellate court remanded the case to the district court for
determination of whether the State pumping plant is exempt from the
permit requirements of the 1899 Act because of a “grandfather clause”

rovision in the Corps’ regulations. Pet. App. 56-57. The case would not
fe moot even if the district court finds that the State pumping plant is
thus exempt from the Act. First, the oS if it exists, would apply
only to existing pumps, not tc pumps which have not yet been built.
The State plans to build additional pumps that will enlarge the plant’s
capacity by 60% in 1980. Pet. App. 8. Second, the exemption would not
apply to the Peripheral Canal, which has not yet been built.

11

In our view, the 1899 Act should be accommodated and harmo-
nized with the historic congressional policy of deferring to state
water rights laws. Under our view, the 1899 Act should be con-
strued as either (1) not applicable to water allocations adopted
under state water rights laws, subject to Congress’ power to over-
ride such allocations if they impair federal navigation interests,
or (2) applicable to state water allocations only to the extent
that such allocations substantially interfere with actual navigation
or otherwise render the waters unusable for commerce. This
result, we believe, results in an accommodation of Congress’
disparate laws and policies on the related subjects of navigation
and reclamation.

Our suggested alternative approaches are supported by the
historic role played by the western states and the Corps over
control of the West’s sparse water resources. The states, acting
pursuant to the congressional delegation of authority, have tradi-
tionally allocated water under their water rights laws, and have
thus reclaimed much of their arid lands and achieved a large
measure of economic growth and prosperity. The Corps, acting
under the 1899 Act, has not traditionally controlled water alloca-
tions in the West. Under the Court of Appeals’ decision, however,
the Corps would have virtually plenary authority to override state
water allocations, and thus determine the priority of water among
competing economic and environmental needs.

II

The Rivers and Harbors Act of 1899 provides for penal sanc-
tions and injunctive relief only against a “person” or ‘‘corpora-
tion,” and thus apparently applies only to a “person” or “corpo-
ration.”” There is no indication in the Act or its legislative history
that these terms were meant to include the sovereign states. There-
fore, the Act does not apply to diversion works owned and
operated by the states.

12

Ill

The Rivers and Harbors Act of 1899 does not apply to reclama-
tion works built and operated by the federal government under
the Reclamation Act of 1902. The latter Act provides that such
works are to be operated by the U. S. Water and Power Resources
Service (WPRS), and that state law controls federal water
uses under the Act except to the extent that such state laws are
inconsistent with “clear congressional directives.” See California
v. United States, 438 U.S. 645 (1978). Thus, the 1902 Act author-
izes the WPRS to operate the works subject to state laws that are
not in conflict with specific federal laws. There is no indication,
either in the 1902 Act or its legislative history, that Congress
meant for the Corps to control the allocation of water from these
works under the 1899 Act.

IV

The Court of Appeals ruled that the Rivers and Harbors Act
of 1899 applies to structures and activities that have no effect
on navigable capacity. This ruling is dictum, for—although we
maintain that the diversion works in this case do not substantially
interfere with federal navigation interests—we concede that the
works affect, however insubstantially, navigable capacity.

The court’s dictum is erroneous. The 1899 Act prohibits obstruc-
tions to navigable capacity in the absence of congressional ap-
proval, except to the extent that certain such obstructions are
approved by the Corps. The purpose of this statutory scheme is
to provide a method to obtain administrative approval of certain
such obstructions without seeking redress from Congress. There-
fore, the Corps has power only to authorize that which is other-

wise prohibited by the Act, and has no jurisdiction over obstruc-
tions that do not affect ‘navigable capacity.

13
ARGUMENT
INTRODUCTION

The fundamental question in this case is whether the Army
Corps of Engineers (“Corps”) has authority, under the Rivers
and Harbors Act of 1899, to control water allocations author-
ized under the water rights laws of the western states, particu-
larly where the allocations have no substantial effect on actual
navigation. For many decades, it has been assumed that the
Corps’ authority under the Act is limited to structures or activi-
ties unrelated to state water allocations. The Act has been applied,
for example, to bridges, piers and other structures that impede
navigation, and to sewage discharges that cause water pollution.
In none of these cases has the Act been applied to restrain state
water allocations, particularly where, as here, the allocations have
no measurable impact on actual navigation.

As this Court has held on several occasions, Congress has dele-
gated broad authority to the western states to control water
allocations under their water rights laws. Acting under this dele-
gated authority, the western states have reclaimed much of their
arid lands, and thus achieved a large measure of economic growth
and prosperity. In this case, for exa ple, California has under-
taken a massive effort to redistribute its limited water supply
in order to serve many important public needs. Congress’ historic
tradition of deferring to state water rights laws is undermined
by the lower decision, which holds that the Corps has virtually
plenary authority to override state water allocations.

Certainly Congress has constitutional authority to override
state water allocations where federal navigation interests are
affected. Congress has exercised this power sparingly, however,
in keeping with its tradition of deferring to state water rights
laws. Nothing in the 1899 Act indicates that Congress meant to
depart from this tradition in enacting the Act.

In our view, this Court should accommodate federal navigation
interests with state reclamation interests in construing the 1899

14

Act, rather than wholly ignore either interest. In this brief, we
suggest two alternative approaches which would achieve such an
accommodation. Preferably, the Court should hold that the 1899
Act is not applicable to water allocations adopted under state
water rights laws, but that Congress has authority to override such
allocations to protect federal navigation interests. Alternatively,
the Court should hold that the 1899 Act restrains state water
allocations only to the extent that such allocations interfere with
important federal navigation interests, in the sense that they
substaritially interfere with actual navigation or otherwise render
the waters unusable for commerce. These suggested arguments,
we believe, result in a proper balancing of federal and state
interests with respect to control of water resources in the West,
and thus reaffirm the historic federalism which Congress has stead-
fastly pursued on this subject.

1. IN LIGHT OF THE HISTORIC CONGRESSIONAL POLICY
OF DEFERRING TO STATE WATER RIGHTS LAWS GOVERN-
ING WATER ALLOCATIONS IN THE WESTERN STATES,
SECTIONS 9 AND 10 OF THE RIVERS AND HARBORS ACT
OF 1899 SHOULD BE CONSTRUED AS NOT AFFECTING
SUCH ALLOCATIONS, OR ALTERNATIVELY AS AFFECTING
SUCH ALLOCATIONS ONLY TO THE EXTENT THAT THEY
SUBSTANTIALLY INTERFERE WITH FEDERAL NAVIGATION
INTERESTS.

A. SECTIONS 9 AND 10 OF THE RIVERS AND HARBORS ACT
OF 1899.

The first clause of section 10 of the Rivers and Harbors Act of
1899 prohibits any “obstruction” to “navigable capacity” of the
nation’s navigable waterways in the absence of congressional
approval. 33 U.S.C. § 403; see p. 2, supra. The second and third
clauses of section 10, as well as section 9, provide methods for
legitimizing certain such obstructions without congressional

approval. Specifically, section 9 legitimizes certain structures,
such as bridges and dams, if approved by the Corps and the
legislature of the affected state. 33 U.S.C. § 401; see pp. 2-3, supra.
The second clause of section 10 legitimizes certain other structures,

15

such as wharves and piers, if approved simply by the Corps. 33
US.C. § 403; see p. 2, supra. The third clause of section 10
legitimizes certain activities that may “alter or modify” the “‘condi-
tion” or “capacity” of navigable waters, such as excavations and
fills, if such are approved by the Corps. 33 U.S.C. § 403; see p. 2,
supra. In short, the first clause of section 10 imposes a general
prohibition against obstructions to navigable capacity without
congressional approval, and the other provisions qualify the broad
reach of the prohibition by authorizing certain such obstructions
without Congress’ consent.

Section 10, in prohibiting obstructions to “navigable capacity,”
has a very broad reach. As the district court properly held, an
obstruction to “navigable capacity” includes any structure that
affects hypothetical navigation, regardless of whether it affects
actual navigation. Pet. Supp. App. 25-27. The section thus requires
examination of the kinds of commerce that might be carried on
at a future ume, not just the kinds of commerce that are carried on
at the present. Id.; see United States v. Republic Steel Corp.,
362 U.S. 482, 487 (1960). The section applies to obstructions that
affect both potential and actual commerce.

The primary question here is whether section 10 applies to
water diversions authorized under the water rights laws of the
western states, Such diversions typically have an effect on “navi-
gable capacity,” in the sense that the diversions at least affect
hypothetical navigation. That is, most diversions from a navigable

7, The Court of Appeals held, however, that the second and third
clauses of section 10, as well as section 9, are not qualifications of the
general asoreerge against navigation obstructions contained in the first
Clause of section 10, but instead impose prohibitions that are in addition
to the general prohibition, Pet. App. 24-27. As we explain more fully
below, the lower court’s analysis is dictum, because we concede that the
diversions in this case have an effect, however minor, on navigable capacity.
See pp. 52-58, infra. Because of the broad implications of the dictum upon
western water law, however, we analyze the dictum below for the purpose
of showing that it is contrary to the meaning of sections 9 and 10. We
have deferred our discussion of this dictum because it is peripheral to our
main argument that sections 9 and 10, however construed, are not appli-
cable to water allocations authorized under state water rights laws.

16

stream diminish, however slightly, the flow of water in the
stream. The diminution of the flow affects, however slightly,
hypothetical if not actual navigation. In this case, for example,
water diversions by the SWP and CVP have no impact on actual
navigation, because they lower Delta water levels by about an
inch in locations where commerce is actually carried forth. See
n. 5, supra. The lowered water levels, however, may have some
impact, however nominal, on hypothetical navigation. Therefore,
if section 10 is construed as applicable to water diversions author-
ized under state water rights laws, the section would prohibit,
subject to Corps approval, most water diversions authorized under
such state laws. The Corps would thus exercise veto power over
most water allocations authorized under the laws of the western
states.

The historical circumstances that led to the enactment of the
1899 Act indicate that Congress did not contemplate that the Act
would apply to water allocations authorized under state water
rights laws. The Act originated in the Rivers and Harbors Act of
1890, 26 Stat. 454. As this Court has noted, the 1899 Act simply
rearranged the provisions of the 1890 Act, and did not substan-
tively alter their meaning. See Wisconsin v. Illinois, 278 US. 367,
412 (1929) ; United States v. Republic Steel Corp., 362 USS. 482,
486 (1960). The 1890 Act, as this Court has noted, was intended
to overcome the effect of this Court’s decision in Williamette Iron
Bridge Co. v. Hatch, 125 US. 1 (1888). See Wisconsin v. Illinois,
supra at 412; United States v. Republic Steel Corp., supra at 486.
In the Williamette Bridge case, an action was brought to restrain
the private construction of a bridge over navigable waters in
Oregon, on grounds that the bridge constituted an obstruction to
navigation. This Court, in rejecting the action, ruled that “there
is no common law of the United States which prohibits obstruc-

tions and nuisances in navigable waters... .” 125 USS. at 8.
Although Congress has undoubted authority to prohibit such
obstructions, no federal common law bars such obstructions until

17
Congress acts. Id. at 10-11. See also Gilman v. Philadelphia, 70
US. (3 Wall.) 713, 724 (1886); Cardwell v. American Bridge
Co., 113 U.S. 205, 208-209 (1885); Hamilton v. Vicksburg,
Shreveport & Pac. R.R., 119 U.S. 280 (1886).°

8. The Williamette Bridge decision concluded, however, that federal
common law precludes a state from placing obstacles in navigable, inter-
state waters that impair the rights of other states in such waters, 125 US.
at 15-17. Accord, Pennsylvania v. Wheeling & Belmont Bridge Co., 54 U.S.
(13 How.) 518 (1852). This Court has developed federal common law
rules governing disputes where one state diverts interstate waters to the
detriment of other states, under which the waters must be “equitably
apportioned” between the states. See, ¢.g., Nebraska v. Wyoming, 325
U.S. 589, 618 (1945); New Jersey v. New York, 283 US. 336, 342-
343 (1931). This Court has also developed a “federal common law
nuisance” doctrine governing disputes where one state pollutes inter-
state waters to the Striment of other states. See Illinois v. City of Mil-
waukee, 406 U.S. 91 (1972).

On its face, the Wiiliamette Bridge decision, in holding that the
federal common law does not bar obstructions in navigable waters where
the rights of other states are unaffected, appears to be obliquely inconsistent
with other decisions of this Court respecting federal power under the
Commerce Clause. This Court has held that, at least where navigable
waters are not involved, the federal government has inherent power to
prevent obstructions to interstate commerce even in the face of congressional
silence. See In re Debs, 158 U.S. 564 (1895); United States v. San
Jacinto Tin Co., 125 U.S. 273, 279-280, 284 (1888). Further, there is
No question that an action can be maintained under the Commerce Clause
to restrain a state from imposing an unreasonable burden on interstate
commerce, even where Congress has not authorized such an action. See,
e.g., Covington & Cincinnati Bridge Co. v. Kentucky, 154 US. 204
(1894); Hall v. DeCuir, 95 U.S. 485 (1978). Indeed, it appears that,
under the English common law, the sovereign has an inherent right to
ie obstructions and nuisances in navigable waters that prevent the

ree flow of commerce. See Note, ‘Substantive and Remedial Problems in
Preventing Interferences with Navigation: The Republic Steel Case,” 59
Colum. L. Rev. 1065, 1074-1076 (1959); Wisdom, ‘Obstructions in
Rivers,” 119 Just. P. 846 (1955).

It is submitted, however, that the Williamette Bridge decision can be
reconciled with this Court’s other decisions respecting inherent federal
powers under the Commerce Clause. In Wéilliamette Bridge, the Court
appeared to suggest that the states have broader control over theit navigable
waters than over other avenues of commerce. That is, Congress gave the
states broad control of their navigable waters under the “equal footing”
doctrine, see e.g., Pollard’s Lessee v. Hagan, 44 US. (3 How.) 212
(1845), and this control includes the right to create obstacles to com-
merce unless Congress affirmatively revokes the power. Congress did not,
however, grant the states the same control over other avenues of com-
merce, aa thus the federal government has inherent power to prevent

obstructions of these other avenues.

18

The 1899 Act thus originated in the 1890 Act, the purpose of
which was to overcome the absence of a federal common law
applicable to obstructions in navigable waters. The 1890 and 1899
Acts, by prohibiting such obstructions except where approved by
the Corps, filled the void created by the absence of any federal
regulatory laws on the subject. With respect to water allocations
authorized under state water rights laws, however, there is no
federal regulatory void. Instead, as we shall see in the next part
of this brief, Congress has legislated extensively in this area.
Under its legislative scheme, Congress has delegated broad
authority to the western states to control such allocations under
their water rights laws. Nothing in the 1890 or 1899 Acts indicates
that Congress meant to withdraw or limit its delegation of
authority to the states to control water allocations. Since the pur-
pose of the 1890 and 1899 Acts was to fill a void created by con-
gressional inattention, and since no such void exists with respect
to state control of water allocations, it is clear that the 1890 and
1899 Acts were not intended to limit such state control.

This conclusion is supported by the legislative history of the
1890 and 1899 Acts. In the congressional debates relating to the
1890 Act, on which the 1899 Act was based, the only example of
the kind of structure regulated by the Act that was cited during
the debates was the construction of a “bridge” by a “railroad
company” or other “corporation” over navigable water.® A bridge

9. For example, Senator Vest stated on several occasions that the Act
would apply to “railroads” which built “bridges” over navigable waters.
21 Cong. Rec. 8603-8604, 8606 (1890). He also mentioned on several
occasions that the Act would apply to “bridges” built by “corporations.”
Id. at 8603-8604, 8690. Senator Gray stated the Act would prevent a
state from authorizing construction of a “bridge” over navigable waters,
even though the bridge might be part of a road system authorized by the
state. Id. at 8604. Senator Dolph stated that, under the Act, ‘whenever
a State authorizes a bridge over a navigable stream the plan shall be
submitted to the Secretary of War and approved by him before the
bridge shall be built;” it is “wise,” he stated, ‘to require that all bridges
authorized under State laws shall also be approved by the Secretary of
War,” and that “where the States authorize the construction of bridges,

19
—which is the same kind of structure involved in the Willamette
Bridge case—is not the kind of structure that is related to water
allocations authorized under state water rights laws. Further, no
mention was made during the debates of the various federal laws
which, as we shall see in the next part of this brief, delegate
authority to the western states to control the allocation of their
waters. This congressional silence is significant because many of
these federal laws had been enacted shortly before the passage of
the 1890 and 1899 Acts. It is thus evident that Congress, in enact-
ing the 1890 and 1899 Acts, had in mind the kinds of obstacles,
such as bridges, that had never received congressional attention.
It did not have in mind the state water allocation systems that
Congress had recognized and upheld on several prior occasions.

B. CONGRESSIONAL DELEGATION OF AUTHORITY TO THE
STATES TO CONTROL WATER ALLOCATIONS.

We now examine the congressional laws that authorize the
western states to control water allocations under their water rights
laws. As we shall see, Congress delegated broad authority to the
states in this area, so that the states could reclaim the “howling
wilderness” depicted earlier by Daniel Webster. See 1 Kinney, |
Irrigation and Water Rights 8 (2d ed. 1912). Congress thus

.. . the plans should be approved by the Secretary of War as plans are
required to be approved of bridges authorized by Congress.” Id. at 8605.
(Emphasis added.) Senator Carlisle stated that the Act establishes the
“policy . . . of authorizing the Secretary of War through the Corps of
Engineers to superintend the construction of bridges across navigable
streams,” and further “proposes to authorize the Secretary of War to
cause the removal or alteration of bridges heretofore unlawfully constructed
under statutes passed by the State legislatures, which they had a right to
pass.” Id. at 8990. (Emphasis added. )

Significantly, the above statements indicate that the congressional focus
was not only limited to bridges and other such structures, but was also
limited to structures that were built by private entities rather than states.
This conclusion appears from other parts of the congressional debates.
For instance, Senator Hoar stated that the Act would apply to a “corpora-
tion,” id. at 8606, Senator Edmunds stated that the Act would apply to a
“railroad company,” id. at 8607, and Senator Gray also stated that the
Act would apply to “‘railroad companies,” /d. at 8606.

20
expressed its will on the effect of state water rights laws by a
series of enactments passed shortly before the 1899 Act. If, in
enacting the 1899 Act, Congress had meant to radically depart
from a course chartered shortly before, it would have spoken with
reasonable clarity. The absence of such clarity in the 1899 Act
is a clear indication that no such departure was intended.

1. Development of State Water Rights Laws.

Before turning to the congressional laws that delegate author-
ity to the western states to control the allocation of water re-
sources, it is necessary to first understand the historical forces
that led to the enactment of these laws. Because of the unique
circumstances of the West, where water is in short supply, a
unique doctrine of water rights law has been developed to pro-
vide for maximum utilization of the West’s water resources. In
the early West, water rights law was based on the riparian doc-
trine, a common law doctrine which is traceable to the Institutes
of the Roman Emperor Justinian. Under this doctrine, a land-
owner has the right to use water on lands that are appurtenant
to the waterway. The discovery of gold in California in 1848,
however, produced a migratory surge that placed increasing de-
mands on the West's limited water resources. In response td
these demands, a new doctrine of water law emerged as a custom
among the early miners and farmers, and was soon recognized
by the early courts and legislatures. Under this new doctrine,
known as the doctrine of prior appropriation, a water user has
the right to “appropriate,” or divert and use, water that is not
appurtenant to his lands, as long as he puts the water to reason-
able and beneficial use. The state has authority to determine
whether he is putting water to reasonable and beneficial use, and
can limit his right to the extent that he fails to do so. See gener-
ally United States v. Gerlach Live Stock Co., 339 US. 725, 742-
750 (1950); California Oregon Power Co. v. Beaver Portland
Cement Co., 295 U.S. 142, 153-157 (1935); Jennison v. Kirk,
98 U.S. 453, 456-459 (1878).

—

21

With the growth and development of the West, the western
states developed administrative and jucicial systems as a means
to determine whether a proposed water use results in reasonable
and beneficial use, and thus whether the water user should
have the right to divert and use the water. See, e.g., I Hutchins,
Water Rights Laws in the Nineteen Western States 302
(1971).2° Under the administrative systems, a water user who
seeks to appropriate water must apply for, and obtain, an ap-
propriative permit from the state in which the water is located. Id.
The state issues the permit only if the applicant shows that he
will put water to reasonable and beneficial use, and can impose
conditions to the extent necessary to ensure that water is put to
such use. Id. These administrative water rights systems are the
functional basis of modern western water law. California adopted
such an administrative system in 1914. See Cal. Water Code
§§ 1000-5975.

The western states, in granting water rights under their ad-
ministrative and judicial systems, effectively allocate water among
competing regional and local needs. These allocations provide
water for drinking and sanitation purposes for people who reside
in communities located far from the water source. They provide
irrigation water to farms that grow foods for sale and consump-
tion in local, national, and international markets. They provide
cooling water for industrial plants that manufacture foods or
goods. They provide the power behind hydroelectric dams that
generate electricity for homes and industries. They provide a
habitat for fish and wildlife. These various needs are served by
the SWP and CVP water exports in this case. See pp. 3-5, supra.
The exports are part of a monumental effort to obtain the widest
possible benefit from the State's limited water supply.

10. Of the eighteen western continental states, all but two require an
appropriator of surface water to obtain an appropriative — from the
state. Id. The exceptions are Colorado and Montana. Ibid. Colorado pro-
vides a system of statutory adjudication for the acquisition of appropriative
rights, rather than an administrative system. Ibid. Montana provides for the
acquisition of appropriative rights by either statutory adjudication or by
posting of notice and filing of records. Ibid.

22

The allocation of water under state water rights laws is thus
the key to the West’s economic growth and environmental qual-
ity. Unlike other regions in the nation, the atid West lacks sufh-
cient water to make its lands habitable and productive unless
water is diverted from its natural channel to other areas where
it is needed for human consumption. As the California Supreme
Court has stated:

“The conservation of other natural resources is of impor-
tance, but the conservation of the waters of the State is of
transcendent importance. Its waters are the very life blood
of its existence.” Chow v. City of Santa Barbara, 217 Cal.
673, 702 (1933).

The allocation of water under state water rights laws thus results
in the maximum utilization of the West's limited water supply.
It has played a major role in converting the great western desert
into a modern situs of bustling cities and thriving farms.

2. The "Severance" and "Equal Footing" Doctrines.

Having examined the historical forces that led to the adoption
of the water rights laws of the western states, we now turn to
the congressional laws that recognize and uphold such state laws.
In the late nineteenth century, doubts were raised concerning the
validity of the appropriation doctrine adopted by the western
states, as applied to waters traversing the public domain lands
owned by the federal government. To resolve these doubts, Con-
gress enacted several laws that effectively “sever” the waters from
the public domain lands, and provide that state water rights laws
control the appropriation of water in the West, whether or not
the water traverses the public domain lands.

The Mining Act of 1866, 14 Stat. 251, 253, as amended, 16
Stat. 217, 218 (1870), which authorized miners to occupy and use
the public domain lands for mining purposes, provided that the
right to use water on the lands was subject to ‘local customs,
laws and the decisions of the courts.” 14 Stat. at 253. This Act

23

constituted the first congressional recognition of the appropriation
doctrine which had become the basis of western water law. This
Court, commenting on the Act’s effect, noted that the appropria-
tion doctrine developed by the western states was an “absolute
necessity” in view of the sparseness of the West's water supply.
Broder v. Water Co., 101 U.S. 274, 276 (1879). See California v.
United States, 438 US. 645, 656 (1978); United States v. Rio
Grande Dam & Irrig. Co., 174 US. 690, 705 (1899) ; California
Oregon Power Co. v. Beaver Portland Cement Co., 295 US. 142,
153-157 (1935); Ickes v. Fox, 300 USS. 82, 95 (1937).

A few years later, Congress, seeking to encourage settlement
of the western lands, enacted the Desert Land Act of 1877, 19
Stat. 377. This Act granted lands to those who settled on the arid
western lands. It further provided that the settlers’ rights to water
“shall depend on bona fide prior appropriation,” and that unap-
propriated, non-navigable waters not acquired by the settlers were
“free for the appropriation and use of the public for irrigation,
mining and manufacturing purposes.” 19 Stat. 377. In California
Oregon Power Co. v. Beaver Portland Cement Co., supra, this
Court held that the 1877 Act, in conjunction with the earlier
mining acts, effected a “severance of all waters upon the public
domain, not theretofore appropriated, from the land itself.” 295
US. at 153-157. Under this severance, the western states have
broad control of their unappropriated waters, whether or not the
waters flow across federally-owned lands. As a result of the
severance, the states have the right to adopt the riparian or appro-
ptiation doctrine, or a combination of the two; the federal govern-
ment cannot force any rule upon the state. Id. at 163-164. See
California v. United States, supra at 657-658; Ickes v. Fox, supra
at 95.

Independently of the “severance” doctrine, the states also have
broad authority to control their navigable waters under the “equal
footing” doctrine. When the original thirteen states formed a
new Union to replace the outworn confederacy, they retained con-

24

trol of their navigable waters, including the fisheries therein and
the underlying beds. See, ¢.g., Pollard’s Lessee v. Hagan, 44 US.
(3 How.) 212, 224-229 (1845); Shively v. Bowlby, 142 US. 1,
49-50 (1894); United States v. Oregon, 295 US. 1, 14 (1935) ;
United States v. Texas, 339 US. 716-717 (1950). When new
states joined the Union, they were admitted on an “equal footing”
with the original thirteen states, and thus also acquired control
of their navigable waters. Id. Therefore, the western states enjoy
the same control of their navigable waters that is enjoyed by the
original thirteen states. The “equal footing” doctrine thus provides
another basis, in addition to the “severance” doctrine, for state
control of water.

As this Court has often noted, the states’ control of their un-
appropriated waters under the “severance” and “equal footing”
doctrines is subject to paramount federal powers under the naviga-
tion servitude and the reserved rights doctrine. See California
Oregon Power Co, v. Beaver Portland Cement Co., supra at 159;
California v. United States, supra at 662; United States v. Rio
Grande Dam & Irrig. Co., supra at 703.11 Under the navigation

Ryartene

11. The Desert Land Act of 1877, by its terms, applies to waters that
are “not navigable.’’ 19 Stat. 377. The Mining Act of 1866, however,
contains no such limitation. See 14 Stat. 251, 253 (1866), as amended,
16 Stat. 217, 218 (1870). The Beaver Court appeared to suggest that
these acts, in conjunction, provide for state control of all unappropriated
waters, whether or not the waters are navigable; it stated that the severance
of water from public domain lands applies to “all waters upon the public
domain, not theretofore appropriated. . . .” 295 U.S. at 158.

The question whether the Desert Land Act of 1877 and related acts
are confined to nonnavigable waters is now largely moot. Subsequent con-
gressional statutes, particularly in the reclamation area, provide for broad
state control of water regardless of the navigability of the water. See, ¢.g.,
Reclamation Act of 1902, §8, 43 U.S.C. §§ 372, 383; Federal Water
Supply Act of 1958, 43 U.S.C. § 390(b). Moreover, as noted above,
this Court has held on several occasions that the “equal footing” doctrine
provides a basis for state control of navigable waters. See, e.g., Pollard’s
Lessee v. Hagan, 44 U.S. (3 How.) 212, 224-229 (1845). These
various doctrines and developments make clear that state water laws extend
to all waters, whether navigable or not, to the extent not inconsistent with
the navigation servitude and the reserved rights doctrine. Accord, Cali-
fornia v. United States, supra at 662.

25

servitude, the federal government has power to protect the naviga-
bility of the nation’s waterways, to ensure that such waters can
continue to serve as the great highways of commerce. See e.g.,
California Oregon Power Co. v. Beaver Portland Cement Co.,
supra at 159-162; California v. United States, supra at 662.'? Under
the reserved rights doctrine, the federal government has power to
use waters, navigable or otherwise, to the extent necessary to serve
the needs of federal lands withdrawn from the public domain. See,
e.g., United States v. New Mexico, 438 U.S. 696 (1978) ; Cappaert
v. United States, 426 U.S. 128, 138-42 (1976); Arizona v. Call-
fornia, 373 U.S. 546, 595-601 (1963). As this Court recently noted
in California v. United States, supra:

“TE}xcept where the reserved rights or navigation servitude
of the United States are invoked, the State has total authority
over its internal waters.” 438 US. at 662.

We do not, of course, argue that Congress lacks power under
the navigation servitude or reserved rights doctrine to override
state water rights laws. Instead, we argue that Congress, under the
“severance” and “equal footing” doctrines, has established a clear
policy of deferring to state water rights laws where important
federal interests are not at stake. This policy results in an historic
accommodation of federal and state interests with respect to
control of water resources in the West. It should not be presumed

12. In Kaiser Aetna v. United States, 100 S.Ct. 383 (1979), this Court
recently reaffirmed the distinction between the navigation servitude and Con-
gress’ regulatory power over commerce. As the Court noted, the navigation
servitude involves the limited power to protect navigation. 100 S.Ct. at 389-
392. Congress’ regulatory power over commerce, however, is much broader;
it applies whether or not navigation, or even water, is involved. Id. Since
the Court has traditionally held that state control of navigable waters
is limited only by the navigation servitude and the reserved rights doctrine,
it has made clear that such state control is not limited a Congress’

regulatory power over commerce. This is apparently the reasoning behind
the Court’s widely-quoted comment in Kansas v. Colorado, 206 US. 46,
92 (1907), that federal laws cannot “override state laws in respect to the
general subject of reclamation.” See California v. United States, supra
at 663.

26

that Congress means to depart from this policy unless it speaks
with reasonable clarity, or unless important federal interests are
at stake. No such clarity is found in the Rivers and Harbors Act
of 1899, for the Act provides no indication that Congress meant
to restrain the western states’ right to control the allocation of
their waters. Moreover, important federal interests are not at
stake in this case, for the water diversions by the SWP and CVP
do not substantially affect actual commerce dependent on the
Delta’s waters. Therefore, it is unlikely that Congress meant for
the 1899 Act to apply to the water diversions in this case.

3. Federal Reclamation Laws.

Congress, beyond establishing a general policy of deferring to
state water rights laws, has specifically applied this policy in the
context of land reclamation. It has thus upheld the right of the
western states to allocate their waters as a means for achieving
economic growth and prosperity. This conclusion is significant
here because the primary purpose of water exports from the
Delta by the CVP and SWP is to reclaim the semiarid lands of
California, and thus utilize California’s limited water supply for
varied public purposes. Hence, Congress has deferred to state
water rights laws in the very context presented in this case.

Congress initially addressed the subject of reclamation in the
late nineteenth century. In 1891, Congress provided for the acqui-
sition of rights-of-way across public lands by “any canal or ditch
company formed for the purpose of irrigation.” Act of March 3,
1891, 26 Stat. 1101, as amended, 43 U.S.C. §946.* This Act

13. Congress had earlier adopted laws, such as the Homestead Act
of 1862, 12 Stat. 392, to encourage settlement of the West’s unpopulated
lands. To avoid the possibility that settlers would acquire sites that are
suitable for reclamation, Congress provided in 1888 that lands selected
or designated as reservoir sites by the federal government would be
reserved from settlement. Act of October 2, 1888, 25 Stat. 527. The Act
was repealed, however, when it became clear that the Act reserved all
western public lands from settlement. Act of August 30, 1890, 26 Stat.
391. Congress passed the 1891 Act to fill the void created by its repeal
of the 1888 Act. See California v. United States, 438 U.S. 645, 661 (1978).

27

specifically provided, however, that “the privilege herein granted
shall not be construed to interfere with the control of water for
irrigation and other purposes under authority of the respective
States or Territories.” 26 Stat. 1101. Congress amended the Act
in 1897 to make clear that the Act does not preclude construction
of reclamation works on sites surveyed by the federal govern-
ment. Act of Feb. 26, 1897, 29 Stat. 599. The 1897 amendment
expressly authorized the states to control the management and
pricing of water developed by reclamation works built under
authority of the Act. Id. The 1890 Act and its 1897 amendment
thus provided that reclamation shall be carried forth in con-
formity with state laws. See California v. United States, 438 US.
645, 659-662 (1978).

This Court recently noted that “it was clearly the opinion of a
majority of the Congressmen who spoke on the bill [which became
the 1897 amendment] . . . that such an amendment was unneces-
sary except out of an excess of caution.” California v. United
States, supra at 661. According to Congressman Lacey, Chairman
of the House Committee on Public Lands and a principal sponsor
of the bill:

“The water [through which the reclamation would be ac-
complished} does not belong to the [ Federal} Government.
The reservoirs in which the water is stored belong to the
Government, but the water belongs to the States and will
be controlled by them. The amendment proposed by the
gentleman from Illinois [ Mr. Cannon] relieves this measure
from all possible doubt upon that subject. I think there could
be no doubt anyhow, but this amendment takes away the
possibility of any question being raised as to the right of
the States and Territories to regulate and control the man-

28

agement and the price of the water.” 20 Cong. Rec. 1952
(1897). See California v. United States, supra at 662"*

Thus, the 1891 Act and its 1897 amendment made clear that
state law controls the reclamation of land in the West, at least
to the extent that reclamation is undertaken by private enterprise.
Significantly, the 1891 and 1897 Acts were adopted after the
Rivers and Harbors Act of 1890 which, as noted earlier, was the
forerunner of the Rivers and Harbors Act of 1899. If Congress
had intended that the 1890 Act would limit state control of
reclamation under the 1891 and 1897 Acts, Congress would surely
have so indicated. To the contrary, the legislative history of the
1891 and 1897 Acts makes clear that the states were to have
exclusive control of the reclamation process.

A few years later, Congress embarked on its own program to
reclaim the arid lands of the West. It enacted the Reclamation

14. The Court in the California case cited the following statements
made during the congressional debates:

“A reservoir site without water is entirely useless. The water is
the particular thing in question, and the waters are controlled by
the States through which they flow, and not by the United States of
America. These ate surface waters, the waters of small streams not
navigable, and the States control them.

* * * * *#

“The United States does not control the water. It controls
only the reservoir sites in which the water may be collected. The
water is under the control of the States.’ 29 Cong. Rec. 1948-1949
(1897) (Cong. Lacey). ‘It is the State alone that owns and controls
the water, under the constitution of our States; and I suppose that is
true under the laws of every State.’ Id. at 1951. (Cong. Bell). “The
amendment which has been proposed by the gentleman from Illinois
{Mr. Cannon}, and adopted, really serves no ee , because it
merely reenacts the existing law. It would be the law even if the
act of 1891 were not in existence. The waters belong to the States.
The United States Government has always recognized that, and the
States have enacted legislation directly controlling the use of the
waters.’ Id., at 1952 (Cong. Shafroth). Only Congressman Terry,
who unsuccessfully op the bill, suggested the contrary. In his
view, the Federal Government could use its control of the land to
regulate the price of the water stored. See /d., at 1949-1950.” 438
USS. at 661 n. 16.

29

Act of 1902, 32 Stat. 388 (1902), as amended, 43 U.S.C. $§ 371
et seq., which provides for federal construction and operation of
reclamation dams and other works in the West. Importantly,
Congress continued and extended the principle of state control
of water under the Act. Section 8 thereof provides that the Act
shall not be construed as interfering with state laws respecting
the “‘control, appropriation, use, or distribution” of water, and
that the Secretary of the Interior, who is to operate the facilities
built under the Act, must “proceed in conformity with” such
state laws. 32 Stat. 390, 43 U.S.C. §§ 372, 383. In California v.
United States, supra, this Court held that section 8 authorizes the
states to control both the appropriation and distribution of water
developed by the federal government under the Act, except
where state laws are inconsistent with “clear congressional direc-
tives.” 438 U.S, at 665-668. It is anomalous that, although this
Court now recognizes the states as having broad control of water
developed by federal projects, the Court of Appeals’ decision rec-
ognizes the federal government—through the Corps—as having
broad control of water developed by state projects.

Even though the Reclamation Act of 1902 was passed shortly
4fter the Rivers and Harbors Act of 1899, nothing in the 1902
Act indicates that state control of water thereunder is subject to
Corps approval. Nor is such an indication found in the congres-
sional debates relating to the 1902 Act. During these debates,
several congressmen emphasized that section 8 of the Act followed
the principle of state control established under the “severance”
and “equal footing” doctrines. Congressman Mondell of, Wyo-
ming, for example, who led the House debate, stated:

“Section 8 follows the well-established precedent in national
legislation of recognizing local and State laws relative to
the appropriation and distribution of water, and instructs the
Secretary of the Interior in carrying out the provisions of the
act to conform to these laws.

ie SS -e- =e

30

“Every act since that of April 26, 1866, has recognized local
laws and customs appertaining to the appropriation and
distribution of water used in irrigation, and it has been
deemed wise to continue our policy in this regard... .

“Now, as to State control over appropriation and distribu-
tion of water, I will say to the gentleman that there is no
reasonable ground for disagreement on that point. We began
to legislate in regard to the use of water in irrigation in 1866.
We have legislated continuously along one line.” 35 Cong.
Rec. 6676, 6679.

This Court, commenting on the congressional debates, recently
stated:

“Once the waters were released from the dam, their distribu-
tion to individual landowners would again be controlled by
state law. As explained by Senator Clark of Wyoming, one
of the principal supporters of the reclamation bill in the
Senate, ‘the control of the water after leaving the reservoirs
shall be vested in the States and Territories through which
such waters flow.’” California v. United States, supra at
667.8

15. Congressman Sutherland, later a member of this Court, stated
during the House debate:

“But it is said, further, that the laws of the State or Territory re-
lating to the control, appropriation, and use of the water are not
to be interfered with, and this will result in still further confusion.
The confusion is in the mind of the objector and not in the bill.
No more confusion will result from the use of these waters under
the local laws and regulations of the State than have resulted by
the use of other waters or property.

* * * * *

“The fact that the title to a lake is in the public, the title and owner-
ship and control of the canals leading from it is in the proprietors
of the water, and that the appropriation and use of the water is
under the State law has never resulted in any sort of confusion. On
the contrary, if the appropriation and use were not under the pro-
visions of the State law the utmost confusion would prevail. The
full domination and complete ownership of a tract of land is in no
manner injuriously affected, because its title must be acquired and
disposed of and it must be occupied and held under and in accord-
ance with the law of the State.” Id. at 6770.

31
Significantly, no suggestion was made during the congressional
debates that the states’ authority under section 8 was limited by
the Corps’ authority under the Rivers and Harbors Act of 1899.
Indeed, no member of Congress even referred to the Corps’
authority under the 1899 Act.

Thus, Congress has provided for broad state control of recla-
mation in the West, whether the reclamation is carried out by
the federal government or by private enterprise. Congress pro-
vided for state control of private reclamation efforts by the 1891
and 1897 acts, which in turn reaffirmed the principle of state
control established under the ‘‘severance” and “equal footing”
doctrines. Congress extended this principle to federal reclama-
tion efforts by the 1902 Act. Congress has thus consistently, and
unequivocally, deferred to state laws on the subject of reclama-
tion. Since a primary purpose of state reclamation laws is to
develop the West’s arid lands for economic and other purposes,
Congress has thus placed itself on the side of the economic
growth and development of the West.

This Court has clearly indicated that the reclamation of west-
ern lands is to be carried forth under state law. In Kansas v. Colo-
rado, 206 U.S. 47 (1907), this Court stated:

“As to those lands within the limits of the States, at least
of the Western States, the National Government is the most
considerable owner and has power to dispose of and make
all needful rules and regulations respecting its property.
We do not mean that its legislation can override state laws
in respect to the general subject of reclamation... . [E]ach
State has full jurisdiction over the lands within its borders,
including the beds of streams and other waters.” Id. at 92,
93. (Emphasis added.) See also California v. United States,
supra at 663.

The historic congressional policy of providing for state control
of reclamation is not consistent with the notion that the Corps

32

has authority to override all state reclamation schemes that affect
“navigable capacity,” as that term is used in the 1899 Act. As
noted earlier, virtually every state reclamation effort affects “navi-
gable capacity” in the sense that it may affect hypothetical com-
merce. See pp. 15-16, supra. Therefore, if the Act applies in this
context, the Corps would have veto power over virtually every
reclamation scheme undertaken by the western states. Concom-
itantly, the Corps would have broad supervisory control of the
water rights systems of the western states. It would control the
distribution of water to cities, farms, industries, powerplants, and
other entities that receive their water supply under authority of
state water rights laws. In short, the Corps would have unimagined
influence over the economic growth and environmental quality of
the West. This result goes far beyond that contemplated by Con-
gress in enacting the 1899 Act.

Moreover, if the Corps has authority to veto state water alloca-
tions under the 1899 Act, it could effectively curtail state reclama-
tion schemes that have been in existence for many years. In this
case, for example, the SWP has exported waters from the Delta
since 1967, and the CVP has exported such waters since 1951.
Pet. Supp. App. 8. Under the lower decision, the Corps would
have the power to halt further water deliveries by these projects,
even though water users in central and southern California have
relied on these deliveries for many decades. The Corps would
thus have the power to overturn a massive water delivery system
that has been a major cause of California’s modern growth, and
thus turn the economic clock back to an earlier age. Nothing in
the 1899 Act indicates that such broad authority was to be vested
in the Corps.

4. Miscellaneous Federal Laws.

In the twentieth century, Congress has enacted many other
laws reaffirming the right of the western states to allocate watet

33
among competing interests.’° For instance, the Flood Control Act
of 1944, 58 Stat. 887, which authorizes the Corps to build projects
for navigation and flood control purposes, expressly provides
that such projects cannot interfere with the states’ primary
authority to control the allocation of their waters. The Act states:

“Tt is hereby declared to be the policy of Congress to recog-
nize the interests and rights of the States in determining the
development of the watersheds within their borders and
likewise their interests and rights in water utilization and
control as herein authorized to preserve and protect to the

16. See, e.g., Act of June 4, 1897, § 1, 30 Stat. 36, 16 U.S.C. § 481
(authorizing use of federal lands for forest purposes); Act of February
1, 1905, § 4, 33 Stat. 623, 18 U.S.C. § 524 (granting rights-of-way for
the construction of dams and reservoirs); Warren Act of February 21,
1911, § 2, 36 Stat. 928, 43 U.S.C. §524 (authorizing sale of surplus
reclamation water); Federal Power Act of June 10, 1920, §§9(b) and
27, 41 Stat. 1068, 1077, 16 U.S.C. §§ 302(b), 821; Boulder Canyon
Project Act, § 18, 45 Stat. 1063 (1928), 43 U.S.C. § 617q; Taylor Grazing
Act, 43 Stat. 1270 (1934), as amended, 43 U.S.C. § 315b; Water Con-
servation Act, 53 Stat. 1419 (1939), as amended, 16 U.S.C. § 590z-
1(b) (2); Boulder Canyon Project Adjustment Act, 54 Stat. 779 (1940),
43 U.S.C. § 618; National Parks Act, 60 Stat. $85 (1946), 16 US.C.
§ 17j-2 (1952); Submerged Lands Act, § 3(€), 87 Stat. 30 (1933), 43
US.C. §1311(e); Act of July 28, 1954, § 3(c), 68 Stat. 577 (Santa
Margarita Project in California); Act of August 4, 1954, § 4(4), 68
Stat. 667 (protection of watersheds from floods); Act of July 23, 195
§ 4(b), 69 Stat. 368, 30 U.S.C. § 612(b) (providing for multiple use
the surface of tracts of public lands) ; Colorado River Storage Project Act,
§ 7, 70 Stat. 109, 43 U.S.C. § 620; Reclamation Project Act of 1939, § 4,
70 Stat. 483, 43 U.S.C. § 485h-4; Small Reclamation Projects Act of 1956,
§ 4(b), 70 Stat. 1044, 43 U.S.C. § 422d(b); Act of July 22, 1965, 79
Stat. 244, 42 U.S.C. $1962 (providing for optimum development of
nation’s water and related land resources); Act of September 2, 1965, § 4,
79 Stat. 618, 43 U.S.C. § 616ddd (Auburn-Folsom South Project in Cali-
fornia); Act of December 31, 1970, § 111, 84 Stat. 1821, 33 US.C.
§ 595a (authorizing construction, repair and preservation of certain public
works on rivers and harbors for navigation, flood control, and other
purposes ).

Also, the Mexican Water Treaty, which allocates waters between the
United States and Mexico, provides that the treaty shall not be construed
as authorizing federal officials to “‘directly or indirectly alter or control
the distribution of water to users” within the United States. Mexican
Water Treaty, Reservation (c), U.S. Treaty, ser. no, 994, 39 Stat. 1265
(1945).

34

fullest possible extent established and potential uses, for all
purposes, of the waters of the Nation’s rivers. . . .
ee a

“The use for navigation, in connection with the operation
and maintenance of such works herein authorized for con-
struction, of waters arising in States lying wholly or partly
west of the ninety-eighth meridian shall be only such use
as does not conflict with any beneficial consumptive use.
present or future, in States lying wholly or partly west of
the ninety-eighth meridian, of such waters for domestic,
municipal, stock water, irrigation, mining, or industrial pur-
poses.” 58 Stat. at 888, 889. (Emphasis added.)

Similarly, the Federal Water Supply Act of 1958, 43 U.S.C.

§ 390(b), reaffirms the congressional policy of deferring to state
water allocation laws. The Act provides:

“It is declared to be the policy of the Congress to recognize

the primary responsibilities of the States and local interests

in developing water supplies for domestic, municipal, in-

dustrial, and other purposes and that the Federal Government

should participate and cooperate with States and local inter-

ests in developing such water supplies in connection with

the construction, maintenance, and operation of Federal

navigation, flood control, irrigation, or multiple purpose
projects.” 43 U.S.C. § 390(b). (Emphasis added.)

An eloquent expression of the historic congressional policy is
found in the legislative history supporting the McCarran Amend-
ment, 43 U.S.C. § 666(a), which subjects the federal government
to the jurisdiction of state courts for general stream adjudication
purposes. According to this legislative history:

“In the arid Western States, for more than 80 years, the law
has been the water above and beneath the surface of the
ground belongs to the public, and the right to the use thereof
is to be acquired from the State in which it is found, which
State is vested with the primary control thereof.

kok * * *

——————————

35

“Since it is clear that the States have the control of water
within their boundaries, it is essential that each and every
owner along a given water course, including the United
States, must be amenable to the law of the State, if there is
to be a proper administration of the water law as it has
developed over the years.” S. Rep. No. 755, 82d Cong., 1st
Sess. 3, 6 (1951). (Emphasis added.) See California v.
United States, 438 U.S. 645, 678-679 (1978).

Indeed, the subsequent history of the Rivers and Harbors Act
of 1899 provides a clear example of how Congress has deferred
to state water allocation laws even with respect to the Corps’
powers under that Act. Section 13 of the 1899 Act, in its original
form, authorized the Corps to control waste discharges into navi-
gable waters. 33 U.S.C. § 407; United States v. Republic Steel
Corp., 362 US. 482 (1960). In 1972, the Corps’ powers under
section 13 were transferred to the Administrator of the Environ-
mental Protection Agency when Congress amended the Clean
Water Act, 33 U.S.C. §§ 1251-1376. See 33 U.S.C. § 1342(a) (5).
The 1972 amendments to the Clean Water Act, however, ex-
pressly provide that the Administrator's authority to control waste
discharges shall not be construed to interfere with “the authority
of each State to allocate quantities of water within its jurisdic-
tion... .” Id. at § 1251(g). See id. at § 1370(2).”7 In short,
Congress transferred part of the Corps’ authority under the Rivers
and Harbors Act of 1899 to the Administrator, but made clear
that the Administrator's authority is sbordinate to state water

17. Section 101(g) of the Clean Water Act provides:
“It is the policy of Congress that the authority of each State to allo-
cate quantities of water within its jurisdiction shall not be super-
seded, abrogated or otherwise impaired by this Act. It is the further
policy of Congress that nothing in this Act shall be construed to
supersede or abrogate rights to quantities of water which have been

established by any State.” 33 U.S.C. § 1251(g).

Section 410 of the same Act provides:
“Except as expressly provided in this Act, nothing in the Act shall
_. . be construed as impairing or in any manner affecting any right
or jurisdiction of the States with respect to the waters (including
boundary waters) of such States.” Id. at § 1370(2).

36
allocations. The clear implication is that the authority retained
by the Corps under the 1899 Act is also subordinate to state
water allocations.

C. THE COURT SHOULD CONCLUDE EITHER THAT (1) THE
RIVERS AND HARBORS ACT OF 1899 IS NOT APPLICABLE
TO WATER ALLOCATIONS ADOPTED UNDER STATE WATER
RIGHTS LAWS OR (2) THE ACT, IF APPLICABLE, APPLIES
ONLY WHERE IMPORTANT FEDERAL NAVIGATION INTER-
ESTS ARE SUBSTANTIALLY IMPAIRED.

; We have seen, to this point, that Congress has established an
historic policy of deferring to state water rights laws, a policy
which has been instrumental in western economic development.
Congress has also established a policy, in the Rivers and Harbors
Act of 1899, of preventing obstructions to navigation. These con-
gressional policies, as we have seen, are in conflict if the 1899
Act is construed as authorizing the Corps to control state water
allocation schemes established under state water rights laws. This
conflict is exacerbated rather than reconciled by the lower decision.
That decision, in holding that the Corps can control state water
allocations, achieves the congressional policy of preventing ob-
structions in navigable waters. It achieves this end, however, at
the expense of the congressional policy of deferring to state
water rights laws. Moreover, the decision holds that the Corps
can control state water allocations that, as here, have no substan-
tial effect on actual navigation and are essential to the develop-
ment of California’s semiarid lands. The decision, by literal con-
struction of the 1899 Act, thus serves marginal navigation aims
at the expense of important reclamation aims.

This Court has often held that, in resolving potential con-
flicts between statutes, the statutes should be interpreted, if pos-
sible, in a way that harmonizes and accomodates their purposes
and meaning. See, e¢.g., Cox v. Roth, 348 U.S. 207, 208-209
(1955); 2A Sutherland, Statutory Construction § 53.01, at 342-
343. Further, this Court has often developed common law rules

37

to fill the interstices of a congressional regulatory scheme. See,
e.g., Illinois v. City of Milwaukee, 406 U.S. 91 (1972). Thus,
there is ample precedent for reconciling the potential conflict
between the 1899 Act and other federal laws deferring to state
water rights laws. In our view, there are two possible ways in
which this conflict can be reconciled, which we now set forth as
alternative arguments.

1. Inapplicability of 1899 Act to State Water Allocations
Adopted Under State Water Rights Laws.

Preferably, the 1899 Act should be construed as not applicable
to state water allocations adopted under state water rights laws.
As noted earlier, Congress has delegated broad authority to the
western states to control the allocation of their waters, and there
is no indication in the 1899 Act, or in its legislative history or
the historical circumstances that led to its adoption, that Con-
gress meant to abridge this delegation of authority. Under the
navigation servitude, Congress can, of course, rescind or modify
this delegation of authority by providing that state water alloca-
tions cannot impair the navigability of water. See, e.g., California
Oregon Power Co. v. Beaver Portland Cement Co., 295 US. 142,
159 (1935); California v. United States, 438 US. 645, 662
(1978). Therefore, if Congress determines that our suggested
approach impairs important federal navigation interests, it can
enact legislation to protect those interests. In enacting the 1899
Act, however, Congress did not limit state control of water allo-
cations, and thus apparently perceived that such state control has
no significent impact on important federal navigation interests.

Further, other federal remedies are available to protect import-
ant federal navigation interests affected by most state water allo-
cations. In Wéilliamette Iron Bridge Co. v. Hatch, 125 US. 1
(1888), as noted earlier, this Court held that, although the fed-
eral common law does not generally bar obstructions to navigable

waters, the federal common law bars obstructions to navigable

38

waters that impair the rights and interests of other states in such
waters. 125 U.S. at 15-17. Accord, New Jersey v. New York, 283
USS. 336,342-343 (1931); Pennsylvania v. Wheeling & Belmont
Bridge Co., 54 US. (13 How.) 518 (1852)."° Therefore, al-
though the federal common law does not apply to intrastate
waters, it does apply to interstate waters. If a state obstructs
interstate waters in the process of reclaiming its arid lands, the
federal common law provides a remedy to prevent the obstruction.

This conclusion is particularly significant here because federal
navigation interests are primarily linked to interstate waters, ot
intrastate waters. The federal power to control navigation derives
from the federal power to regulate interstate commerce, which
in turn is primarily affected by interstate rather than intrastate
waters. See, ¢.g., Gilman v. Philadelphia, 70 US. (3 Wall.) 713,
724-725 (1886) ; In re Debs, 158 U.S. 564, 586 (1895). Indeed,
it is questionable whether the 1899 Act even applies to waters
that do not flow between states.”° In any event, federal navigation

18. The Williamette Bridge decision also held that the federal common
law prohibits a state from discriminatorily regulating access to navigable
waters, and from imposing duties on such access. 125 U.S. at 10. Accord,
Cardwell v. American Bridge Co., 113 U.S, 205, 212 (1885).

19. As this Court stated in Gilman v. Philadelphia, supra:
“The power to regulate commerce comprehends the control for that
se, and to the extent necessary, of all the navigable waters of
the United States which are accessible from a State other than those

in which they lie.” 70 U.S. at 724. (Emphasis added.)

20. The District of Columbia Circuit recently ruled that the 1899 Act
is applicable only to navigable waters that form part of a “continued high-
way over which commerce is or may be carried on with other States or
foreign countries in the customary modes in which such commerce is con-
ducted by water.” See National Wildlife Federation v. Alexander, 613
F.2d 1054, 1059, 1060-1061 (D.C.Cir. 1980). Under the decision, the
Act is thus mg ne to intrastate waters.

In this case, although the waters of the Delta and its tributary rivers are
wholly located in California, these waters are apparently part of a con-
tinuous link with the waters of the Pacific Ocean. In this sense, the Delta
is apparently part of an interstate network of waters. Under our analysis,
the United States, as well as other states, may thus have the right to bring
a common law action against the State of California, claiming that Cali-
fornia’s diversions are causing navigation obstructions that interfere with
commerce among the states.

39
interests are primarily tied to interstate waters, and the federal
common law already affords a remedy to prevent navigation ob-
structions in such waters. Therefore, federal navigation intvzests,
at least to the extent affected by interstate waters, are fully pro-
tected even though no similar remedy is found in the 1899 Act.

2. Inapplicability of 1899 Act Except Where Federal Navigation
Interests Are Substantially Impaired.

Alternatively, if the Court rules that the 1899 Act is applicable
to state water allocations adopted under state water rights laws,
it should accomodate and harmonize the Act’s purposes with the
historic congressional policy of deferring to state water alloca-
tions, These purposes and policies can be accommodated if the
1899 Act is construed as applicable only to state water allocations
that substantially impair actual navigation, or otherwise render the
waters unusable for commerce. Under this approach, the states
cannot, in the process of reclaiming their arid lands, substantially
interfere with actual commerce or destroy potential commerce
without obtaining congressional authorization. As explained
earlier, the water diversions in this case do not have this effect.
Therefore, the diversions are not violative of the 1899 Act.

Our suggested approach accommodates the purposes of
Congress’ laws on the subjects of navigation and reclamation,
because it protects the most important objectives of each. On
the one hand, this approach prevents the states from imposing
significant burdens on navigation, and thus from significantly
limiting commerce. It thus protects the important federal naviga-
tion interests that underlie the 1899 Act. On the other hand, this
approach enables the states to allocate water in a way that does
not impair important federal navigation interests, and thus pro-
vides that the states are otherwise free to pursue reclamation
efforts that are vital to the efficient use of the West's sparse water
supply. This approach thus protects the states’ reclamation inter-
ests without impairing important federal navigation interests.

40
It ensures that the major aims underlying one interest will not
be ignored in favor of minor aims underlying the other.

This approach, in accommodating congressional policies relat-
ing to navigation and reclamation, is consistent with the approach
which this Court has taken in other cases involving the delicate
interrelationship of federal and state powers. This Court has
often balanced federal and state interests in cases involving issues
of federalism, whether the issues involve constitutional or statu-
tory interpretation.*? This balancing approach, for example, un-
derlies the preemption doctrine. See Rice v. Santa Fe Elevator
Corp., 331 US. 218, 230 (1947); New York State Dept. of So-

21. In the field of labor law, for example, the Court has determined
that, although federal law controls the interpretation of collective bar-
gaining contracts, “state law, if compatible with the p of” federal
law, “may be resorted to in order to find tne rule that will best effectuate
the federal policy.” See Textile Workers v. Lincoln Mills, 353 U.S. 448,
456-457 (1957).

In the field of antitrust law, the Court has held that the applicability
of the federal antitrust laws to the states, and to private individuals acting
under a state regulatory scheme, depends on the nature of the state interest
and the availability of alternative means by which that interest can be
achieved. See Parker v. Brown, 317 U.S. 341 (1943); Cantor v. Detroit
Edison, 428 U.S. 579, 595-598 (1976).

In the field of Indian law, the Court recently held that the applicability
of state law to on-reservation Indian activities depends on “an accommoda-
tion between the interests of the Tribes and the Federal Government, on
the one hand, and those of the State, on the other.” See Washington et
al. v. Confederated Tribes, 100 S.Ct. 2069, 2083 (1980).

In balancing the imperatives of the Tenth Amendment against Congress’
constitutional powers over commerce, the Court has held that the states
are subject to congressional laws adopted under the commerce power
except where such laws infringe on activities that are within the tradi-
tional and inherent province of the states. See National League of Cities v.
Usery, 426 U.S. 833 (1976).

In interpreting the states’ sovereign immunity under the Eleventh
Amendment, the Court has held that the states may waive their sovereign
immunity under the Eleventh Amendment if they engage in activity regu-
lated by Congress under its commerce powers, but that the states are not
deemed to thus waive their immunity unless Congress so indicates “ ‘by
the most — language or by such overwhelming implications from the
text as [will] leave no room for any other construction.’ ” Edelman v.

Jordan, 415 U.S. 651, 673 (1975). See also Employees v. Department
of Public Health & Welfare, 411 U.S. 279, 285 (1973).

41
cial Services v. Dublino, 413 U.S. 405 (1973).” This approach
has been particularly followed in determining the responsibility
of federal and state agencies for control of the West's water
resources. See, ¢.g., United States v. New Mexico, 438 U.S. 646
(1978); California Oregon Power Co. v. Beaver Portland Cement
Co., 295 US. 142 (1935).

Indeed, this balancing approach was taken in one of the lead-
ing cases that govern this controversy. In California v. United
States, 438 U.S. 645 (1978), as noted earlier, this Court held that
section 8 of the Reclamation Act of 1902 provides for state control
of federal water uses except where this result is inconsistent with
“clear congressional directives.” Section 8, on its face, contains
no limitation relating to congressional directives. Nonetheless, the
Court, acting on California’s suggestion, did not literally interpret
section 8. Instead, it interpreted section 8 in light of the vast
array of laws and policies which Congress has adopted in the
field of reclamation. The Court thus harmonized the principle
of state control, as provided in section 8, with substantive reclama-
tion policies established by Congress in other legislation. We urge
the same approach here. That is, section 10 of the 1899 Act,
which prohibits obstructions to navigation, should not be read
literally in the context of state water allocations. In this context,
the section should be read in light of the broad congressional laws
and policies applicable in the fields of navigation and reclamation,
particularly the laws and policies deferring to state water alloca-
tions. This approach is the essence of federalism, for it balances
and accommodates both national and local goals relating to
control of water resources in the West.

Our suggested approach is consistent with this Court’s only
decision in which the 1899 Act has been arguably considered in

22. Under the preemption doctrine, congressional laws are not deemed
to have a preemptive effect except where such is the ‘clear and manifest
purpose”’ of Congress. Rice v. Santa Fe Elevator Corp., supra at 230.
One commentator has noted that this Court, in applying the preemption
doctrine, now appears to have a “flexible conception of federal-state
relations rather than one of absolute federal supremacy.” See Note, “The
Preemption Doctrine: Shifting Perspectives on Federalism and the Burger
Court,” 75 Colum. L. Rev. 623, 641 (1975).

42
the context of state water rights laws. In United States v. Rio
Grande Dam & Irrig. Co., 174 U.S. 690 (1889), an irrigation
district attempted to build a dam for irrigation purposes on a
non-navigable tributary of the Rio Grande River, which is a
navigable river flowing through several states. Although the dis-
trict “had complied with all the laws of that Territory [New
Mexico] in reference to the construction of reservoirs and dams
and the diversion of waters of public streams,” 174 U.S. at 692-
693, there is no indication that the dam had been approved by
the territory in the kind of administrative or judicial proceeding
which is the pivotal feature of modern state appropriation laws.
It is thus unlikely that the State had the kind of interest in that
case which the states now have under their appropriation laws,
and which California has here. In any event, the United States
brought an action to enjoin construction of the dam. This Court
granted injunctive relief on grounds, repeated at several places in
the opinion, that the dam threatened to “destroy” the navigability
of the Rio Grande River. Id. at 706, 708. The Court held that
Congress, in passing the Desert Land Act of 1877 and other
_legislation delegating authority to the western states to control
their unappropriated waters, did not mean to authorize the states
to “destroy” the navigability of navigable waters. The Court

23. The Court, referring to the Mining Act of 1866 and the Desert
Land Act of 1877, stated:

“Obviously by these acts, so far as they extended, Congress recog-
nized and assented to the appropriation of water in contravention
of the common law rule as to continuous flow. To infer therefrom
that Congress intended to release its control over the navigable
streams of the country and to grant in aid of mining industries
and the reclamation of arid lands the right to appropriate the
waters on the sources of navigable streams to such an extent as to
destroy their navigability, is to carry those statutes beyond what
their fair import permits. . . . To hold that Congress, by these
acts, meant to confer upon any State the right to appropriate all
the waters of the tributary streams which unite into a navigable
watercourse, and so destroy the navigability of that watercourse in
derogation of the interests of all the people of the United States, is
a construction which cannot be tolerated.” 174 U.S. at 706. (Em-

phasis added.)

43

also held that the Rivers and Harbors Act of 1890, which is the
antecedent of the 1899 Act, was intended to ensure that the states
would not be able to “destroy” the navigability of such waters.
Since the Court ruled that Congress had not delegated authority
to states to destroy navigability, its comments on the effect of the
1890 Act appear to be dictum. In any event, the Court made clear
that the states cannot “destroy” navigability in the process of
reclaiming their arid lands. The decision is thus fully consistent
with our alternative argument that the states cannot destroy
potential commerce, or substantially impair actual commerce. The
decision thus suggests, as we urge, that the Court should accomo-
date congressional laws and policies on the subjects of naviga-
tion and reclamation.

Finally, our suggested approach is consistent with this Court's
decisions interpreting the 1899 Act. In Wisconsin v. Illinois, 278
U.S. 367 (1929), this Court declared: ‘““The true intent of the
Act of Congress [Rivers and Harbors Act of 1899] was that
unreasonable obstructions to navigation and navigable capacity
were to be prohibited. . . .” 278 U.S. at 413. (Emphasis added.)
The Court thus made clear that the 1899 Act, even in contexts
unrelated to state water aflocations, applies only where there is
an “unreasonable” effect on federal navigation interests. A for-
tiori, the Act applies only to state water allocations that sub-
stantially impair commerce.”

24. The Court, referring to 1890 Act, stated:

“Evidently Congress, perceiving that the time had come when the
rowing interests of commerce required that the navigable waters
of the United States should be subjected to the direct control of

the National Government, and that nothing should be done by any
State tending to destroy the navigability without the explicit assent
of the National Government, enacted the statute in question.” Id.
at 708 (Emphasis added.)

25. In Wisconsin v. Illinois, supra, as well as the related case of Sani-
tary District v. United States, 266 U.S. 405 (1925), the Court dealt with
the effect of the 1899 Act upon diversions by the State of Illinois for
sewage disposal purposes. In Sanitary District, the Court held that the

44
3. Traditional Roles of States and Army Corps of Engineers.

Our alternative arguments are consistent with the historic roles
which have been assumed by the western states and the Corps
in the fields of reclamation and navigation. In response to the
congressional policy of deferring to state water rights laws, the
western states, as noted earlier, have developed elaborate ad-
ministrative and judicial machinery to administer these laws.
The machinery developed by the State of California is illustrative.
In California, the State Water Resources Control Board (“State
Board”) conducts noticed hearings in response to water rights
applications, and competing water users and others are authorized
to testify and present evidence at the hearings. Cal. Wat. Code
§§ 1340, 1350; 23 Cal. Admin. Code § 733(h). After the hearing,
the State Board either grants or denies the application; if iv grants
the application, it can affix conditions on the water right to ensure
the reasonable and beneficial use of water and to protect the public
interest. Cal. Wat. Code §§ 1255-1257, 1390, 1391. The State
Board’s decision is subject to judicial review. Id. at § 1360. The
State Board’s decision typically results in an allocation of water,
in that it determines the applicant’s right to appropriate water

diversions—which had not been approved by the Secretary of the Army—
were in violation of section 10 of the 1899 Act, and in Wisconsin the
Court held that—as the diversions had been subsequently approved by the
Secretary—the diversions were vot in violation of section 10. Neither case
involved the allocation of water under state water rights laws, and thus
neither case is fully opposite here.

Moreover, both cases involved substantial effects on actual navigation,
unlike the instant case. In both cases, the State of Illinois diverted water
from a tributary of Lake Michigan, thus causing substantial reductions
in lake levels that obstructed actual commerce. See 266 U.S. at 423; 278
U.S. at 400, 408-409.

Finally, in both cases, the rights of other states bordering on Lake
Michigan were adversely affected by the diversions. Id. As noted earlier,
the federal common law prohibits a state from interfering with the rights
of other states in interstate waters. See, e.g., Williamette Iron Bridge Co,
v. Hatch, 125 US. 1, 15-17 (1888). Therefore, the results in both cases
could have been sustained under common law rules. Indeed, the Rio Grande
decision might have also been sustained under common law rules, since
the Rio Grande River is an interstate river.

. ., +s 4...

| ae

45

that otherwise would be available for competing uses. In this case,
for example, the State Board issued a landmark administrative
decision, Decision 1485, that authorizes the diversion of water
from the Delta under several enumerated conditions, many of
which are intended to protect the Delta’s environment and water
quality. See p. 6, supra. The decision thus results in a major
allocation of water among economic, domestic, and environmental
interests in northern, central, and southern California.

Thus, California and other western states, under their water
rights laws, have historically exercised the function of distributing
and allocating water among competing users and uses. They have
traditionally controlled the reclamation of their arid lands. They
have developed administrative and judicial machinery to carty
out this function. They have developed abundant expertise on
the subject of water allocations and reclamation.

Conversely, the Corps has not traditionally controlled water
allocations or reclamation. It has no significant, demonstrable
expertise in this area, The Corps’ historic role has been confined
to navigation. In view of the Corps’ historically limited role, it
is not likely that Congress meant for the Corps to act as the final
arbiter on the subject of water allocation and reclamation in the
West. Congress surely did not mean for the Corps to exercise
supreme authority in an area that has been under traditional state
jurisdiction and control.

Indeed, the very breadth of the Corps’ authority under the
1899 Act militates against the view that the Act was intended to
encumber state water allocation schemes. The broader the Corps’
authority under the Act, the greater the potential conflict between
the Corps’ authority and the congressionally-delegated authority
of the states. This Court has held on several occasions that the
Corps’ authority under the Act is very “broad.” See United States
v. Republic Steel Corp., 362 US. 482, 487, 488, 489 (1960) ;
Wyandotte v. United States, 389 US. 191, 201 (1967). The

46

Corps’ jurisdiction under the Act, as noted earlier, extends to
structures that affect hypothetical navigation, not just actual naviga-
tion. See p. 16, supra. Further, lower courts have held that the
Act, in conjunction with recent federal environmental laws,
authorizes the Corps to deny permits on environmental rather than
navigation grounds. See Zabel v. Tabb, 430 F.2d 199 (Sth Cir.
1970); see n. 34, infra. Following this approach, the Corps has
adopted regulations that authorize it to deny permits whenever it
believes that the “public interest” is not served by the diversions;
factors related to the “public interest” under the regulations
include ‘“‘conservation, economics, aesthetics, general environ-
mental concerns, historic values, fish and wildlife values, flood-
damage prevention, land use, navigation, recreation, water supply,
water quality, energy needs, safety, food production, and, in
general, the needs and welfare of the people.” 33 C.F.R. § 320.4
(a), 40 Fed. Reg. 31326-31327 (1975).

If, as the Corps’ regulations provide, the Corps has authority
to consider factors such as ‘“‘conservation,” “‘aesthetics,” “general
environmental concerns,” “historic values,” “food production,”
and related factors, it has authority to consider the same factors
that the western states typically evaluate in considering water
rights applications. Under this hypothesis, Congress would have
effectively delegated authority to the western states and the Corps
over the same subject matter. The Corps would have authority
to override a state water allocation scheme by rejecting the state's
evaluation of the very policy factors that underlie the scheme.
If the Corps has this authority, it would effectively supplant the
western states as the dominant jurisdictional body that is ultimately
responsible for determining allocation of the West's water
resources among competing economic, agricultural, domestic, and
other interests. It would exercise a breadth of control over the
economy and environment of the West far beyond that ever con-
templated by Congress. Thus, the very breadth of the Corps’

47

authority under the 1899 Act in other contexts indicates that, in
the context of state water allocations, the Act does not apply.

Importantly, we do not oppose the view that the Corps has
broad authority under the Act where state water allocations are
not involved. In this context, the Corps is usually regulating an
area that is not otherwise subject to congressional regulation.
The Corps’ authority should be interpreted broadly in these areas,
to serve the purposes of the 1899 Act in filling the federal
regulatory void caused by the absence of a federal common law.
On the subject of water allocations in the West, however, there
is no such void. Congress has delegated broad authority to the
western states over this subject matter. To broadl

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_2201%3A07. Public record. Not legal advice.
