# Appendix — Coleman v. Montana

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1945%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1980
- **Citation:** 446 U.S. 970

## Text

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INDEX TO APPENDIX

Page
First Coleman decision on appeal,
M. ,5979 P.2d732(July 10,1978)............. 1
Second Coleman decision on appeal,
M. ,605 P. 2d 1000(June20,1979).......... 36

Decision on Rehearing,
M. ,605 P. 2d 1051 (December 19,1979)... .. 123

March 21, 1980 Order Denying Sentence Review

I IS 2 ee 140
Information, Statev.Coleman...................... 143
Montana’s New Death Laws....................... 144
List of Prisoners Where Victim Killed................ 147
ee er yt es oc Fave sas oe a a 154

1. STATE V. COLEMAN, FIRST APPEAL

M » 579 P2d 732

No. 13296
The STATE of Montana, Plaintiff and Respondent,

v.
Dewey Eugene COLEMAN, Defendant and Appellant.
SUPREME COURT OF MONTANA

Decided April 26, 1978.
Filed April 26, 1978.
Rehearing Denied May 30, 1978.

HASWELL, Chief Justice. :

Defendant appeals from the final judgement of the District
Court, Rosebud County, following a jury trial. Defendant was
convicted of deliberate homicide, aggravated kidnapping, and
sexual intercourse without consent, inflicting bodily injury.

On July 4, 1974, Peggy Lee Harstad, 21 years of age, disap-
peared while driving alone from Harlowton to Rosebud, Mon-
tana. She was last seen alive around 9:00 p. m. that night at
Melstone, Montana. On July 5, 1974, her car was found within a
few miles of her home, near Rosebud. On July 7, 1974, a ranch
hand discovered a purse and other articles belonging to Peggy
Lee Harstad inside a culvert approximately ten miles west of her
abandoned car.

In the developing investigation, an elderly couple informed the
sheriff of Rosebud County that they had seen a black man and a
white man hitchhiking on July 4 between Roundup and Forsyth,
Montana at about the time of day Peggy Lee Harstad was driv-
ing between those towns. Subsequently, these two men were iden-
tified as the defendant, Dewey Eugene Coleman, a black man,
and Robert Dennis Nank, a white man.

On July 9, 1974, representatives of the Rosebud County
sheriff s office went to the Veteran's Administration Hospital in
Sheridan, Wyoming, where these men were, to question them
aD Nank admitted being in the area of Peggy Lee

s disappearan i iki
ate pe ce and hitchhiking through Forsyth on the

On August 6, 1974, the F.B.I. laboratory provided iti
comparison between a fingerprint lift silien ies the are ot
the Harstad vehicle and a sample fingerprint of Nank. The F.B.I
also reported a positive comparison between a fingerprint of
defendant and a lift taken from a paper found in Harstad’s purse
In an interview with F.B.I. agents on August 1, 1974, defendant
and Nank admitted seeing the Harstad vehicle abandoned on the
pre Poare: he was asked about his fingerprint in the purse,
= eae re that he found a purse along the road they were

Vacuumings were taken in the Harstad vehicl
sent to the F.B.I. laboratory for analysis. They Piast
September 13, 1974, that Negroid head hairs were found in the
loose hairs taken from the front seat. In addition, two Negroid
“e 2 were found in the vacuumings. “i

n August 29, 1974, the decomposed bod
Harstad was found on the north sank of the ook p

-101-

the Court, indeed, before this Court had ruled on defendant's peti-
tion for rehearing, the sentencing court had ordered a presentence
investigation report and ordered the defendant immediately
returned from the state prison to be placed in the Custer County
jail. Apparently on the same day as the remittitur was received
by the sentencing court, it sent out an order setting a presentence
hearing and stated that it would be conducted under the 1977 —
death penalty statutes. The sentencing judge ignored our deci-
sions on issues three and eleven which clearly indicated that this
Court did not contemplate that the death penalty would be a”
reconsideration upon resentencing. He read in everything he
possibly could to construe the first Coleman opinion to mean he
could apply the 1977 death penalty statutes retroactively.

At the sentencing hearing itself, he accepted and filed the
presentence investigation report, but at least as far as the record
is concerned, the sentencing court ignored it, and did not consider
the ‘‘particularized circumstances... of the defendant.” He stret-
ched the law to the breaking point to saddle the defendant with a
“history of prior criminal activity’, a clear misreading and
misapplication of section 95-2206.9(1). He allowed final argument
on the penalty to be imposed, only after he had predetermined the
issue by coming to court armed with his written death sentence.
He totally failed to consider the lenient treatment given to Nank
who was by his own admissions, an equal participant in the
crimes for which defendant was ordered to be hanged. Moreover,
Nank had a previous felony record.

If these factors, individually, or at least collectively, do not
demonstrate that the sentencing authority was ‘‘under the in-
fluence of passion, prejudice, or any other arbitrary factor’’ (em-
phasis added), I do not know what would. It is an easy matter for
a reviewing court to find an absence of “passion, prejudice, or any
other arbitrary factor” if it views the varictis factors in isolation,
and does not consider them together. But, they must be con-
sidered together if meaningful review is to be provided under sec-
tion 95-2206.15(1). Unfortunately, in this case, these factors were
not considered in isolation, let alone collectively.

The only factor considered by the majority is the failure of the
prosecution to give the same plea and sentencing considerations

-102-

to defendant as he had given to Nank. But the majority has en-
tirely missed the point--for two reasons. First, the sentencing
court should have made some mention of the distinctions in the
penalties handed out to Nank as opposed to the defendant, but
failed to do so. If the sentencing court thought there were
legitimate reasons for treating the defendant differently, it was
obligated to set forth those facts and reasons justifying the dif-
ferent treatment. This was not done of course. Second, the ma-
jority misreads Gregg when it cites this case as justifying the
different treatments.

The failure to properly apply Gregg results from the majority’s
reliance on the prosecution’s brief in relation to Gregg. In its
brief, the prosecution stated in response to defendant’s argument
that defendant was the victim of arbitrary and capricious treat-
ment being that Nank was shown leniency:

“Furthermore, leniency in one case does not in-
validate the death penalty in others.’’ Gregg 428
U.S. at 199, 224-226, 96 S.Ct. 2909

In its opinion, the majority stated:

“leniency in one case does not invalidate the death
penalty in others.”’ Gregg, 428 U.S. at 199, 224-226,
96 S.Ct. 2909.

The State made no effort in its brief to explain or expand upon
this interpretation of Gregg, and neither did the majority opi-
nion. Suffice to say that Gregg does not apply to the facts of this
case. It was hardly appropriate for the majority to rely on this
statement of the State in its brief as it is nothing more than a con-
tinuing and unrelenting effort to salvage the death sentence im-
posed in this case, without regard to a fair and dispassionate in-
terpretation of the law or facts.

The basic thrust of the statement in Gregg was that a defen-
dant handed the death sentence cannot complain that he has been
the victim of arbitrary and capricious conduct simply because
another defendant, in another case, has for some reason been the
beneficiary of a prosecutor's mercy. That is a far cry from the
situation here where Nank admitted committing precisely the

=e Reap a PO mn Re

Se RE Satan caret:

-103-

same crimes of which the defendant was convicted by a jury. But,
Nank was shown mercy: the defendant was sentenced to hang.
This can hardly be interpreted as a just and evenhanded applica-
tion of the law.

On May 7, 1975, Robert Nank agreed to cooperate with the
State in its prosecution of the defendant. In exchange for this
cooperation, he received certain benefits—primarily a dismissal
of the charge of aggravated kidnapping charge which eliminated
the possibility that the death penalty would be imposed. Sixteen
days later, defendant Coleman, though still maintaining his in-
nocence, offered to plead_-guilty to the same charges to which
Nank had pleaded guilty, but insisted on maintaining his in-
nocence. The State refused his offer. The case against defendant
went to trial in essence because defendant refused to admit his

. guilt. Primarily on the basis of Nank’s testimony, he was con-

victed of all charges, including the crime of aggravated kidnapp-
ing.

The majority has grounded part of its opinion on the first Col-
eman case wherein the majority held that it was not improper for
the prosecution to refuse to accept defendant Coleman’s condi-
tional offer to plead guilty. Although the prosecutor did have the
discretion to refuse this conditional plea offer, the consequences
which followed are not fair in the slightest degree. Nor should
they be tolerated.

Conceding that the prosecutor had the right to refuse the condi-
tional plea offer, it does not establish that the conditional plea of-
fer was constitutionally infirm. At least that is the law of the
United States Constitution. In North Carolina v. Alford (1970),
400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162, it was held that there is
no constitutional error in accepting a guilty plea which contains a
protestation of innocence. Accordingly, at least, under the United
States Constitution the prosecutor and sentencing court could
have accepted the conditional plea of guilty. If they had, the
defendant could not later withdraw his plea.

It is important to note however, that the record does not affir-
matively establish why the conditional plea was not accepted.
That is, it does not establish that the prosecutor would have
treated defendant just like Nank if he would unconditionally

-104-

plead guilty to the charges. We cannot conclude therefore, that
the prosecutor ever promised defendant the same treatment as
Nank. In terms of plea bargaining the American Bar Assocaition
has established its position relating to similarly situated defen-

dants:

“Similarly situated defendants should be afforded

equal plea agreement opportunities.” (American

Bar Association on Standards for Criminal Justice,

Standards Relating to The Prosecution Function

and the Defense Function, approved draft (1971), at

102.)
There is no showing in the record that the prosecutor ever offered
the same terms to defendant as he did to Nank, and yet there is
not a better illustration of similarly situated defendants. Under
the circumstances of this case, there was a clear affirmative duty
for the prosector to establish that he offered the same plea
bargain to defendant as he did to Nank. The prosecutor did not
and cannot meet that burden. :

There is no question that absent Nank’s accomplice testimony,
the State would have insufficient evidence to convict defendant..
But once it struck the plea bargain with Nank it had the evidence
to convict defendant of the charges if the jury believed Nank 5
testimony. The record establishes, that is, Nank’s confession and
Nank’s testimony at trial, establishes that Nank and defendant
committed the same acts against the victim. The effect in terms
of sentencing, however, is that because the State could not con-
vict defendant without Nank’s testimony, it struck a bargain to
keep one man alive in exchange for the possibility of ultimately
putting one man to death—the defendant. The jury verdict
against the defendant, based on Nank’s testimony, set in motion
the ultimate imposition of the death penalty. Such disparate
results from such similar criminal acts, cannot be countenanced
by society, and certainly should never be countenanced by the
courts. The majority has performed a great injustice by ratifica-
tion of this unequal treatment. :

There are two procedural matters concerning the sentencing
proceedings that need some clarification. The majority has con-
cluded that defendant was not deprived of an opportunity to pre-

a ee PETS Te er TN

5 ity ae

105-

sent oral arguments at the presentence hearing, and moreover,
that in essence, defendant waived further rights to present mean-
ingful arguments by not presenting proposed findings of fact to
the sentencing court after having been invited to do so. On this
basis, the majority concludes:

“Thus, defendant and his counsel had at least two
opportunities to submit argument to the Court
regarding the death penalty prior to July 10, 1978
hearing, but did not do so.”’

This conclusion has greatly distorted the realities of the situa-
tion.

I have already discussed the proceedings which took place dur-
ing the so-called sentencing hearing. As neither party submitted
any evidence at the presentence hearing, and the only document
filed at the presentence hearing was the presentence investiga-
tion report, it was agreed that both parties would submit briefs to
the sentencing court with regard to their respective positions.
This apparently was done, although this Court does not have the
benefit of those briefs. In addition, the sentencing court invited
both sides to submit proposed findings and conclusions, but on-
ly the prosecutor indicated positively that he would do so. The
sentencing court did not tell the parties that subniission of briefs
would constitute a waiver of oral argument concerning the penal-
ty to be imposed. It is logical to assume that before sentencing,
defense counsel believed that he would have an opportunity to
make a meaningful and effective oral argument against imposi-
tion of the death penalty. Clearly, the sentencing court did not

comply with the spirit of section 95-2206.7, which provides in per-
tinent part: ¥

‘‘... The state and the defendant or his counsel shall
be permitted to present argument for or against
sentence of death.” (Emphasis added.)

The word “‘shall’’ is mandatory. For it to be meaningful, the im-
plication is that argument shall be presented before the sentenc-
ing court makes its decision. But such is not the case here. True,
the sentencing court, on July 10, 1978, allowed defense counsel to
argue against imposition of the death penalty, and the state to

-106-

argue for imposition of the death penalty. But by this ma bi
court had already decided to impose the death pena a mt
sentencing court had come to court with its written ay
sentence already prepared. As I have previously winner » in
sofar as the defendant is concerned, this is akin to a so
defense counsel in a criminal case to make final arguments = t :
jury only after the jury has returned with its guilty paren
Under these circumstances, it cannot be reasonably argued t ‘
defendant was given a meaningful opportunity to argue —
the death penalty when the decision to hang had alrea 4 niger
made. This not only violated the spirit of section 95-2206. ; i
also constitutes a denial of the effective assistance of counsel. ,
Nor is it reasonable to conclude as did the sentencing vane an
the majority here, that defendant effectively waived anot . oP
portunity to argue against the imposition of the ioe sen —
by failing to submit proposed findings of fact and conclusions 0
law. It is true that the sentencing court invided defense ——
and the prosecutor to submit proposed written findings ge con
clusions; but only the prosecutor responded that he wou 0 So.
The prosecutor did present proposed findings and conc —
But does the sentencing court truly believe, does the acd
truly believe, that the tide could well have been cngas :
defendant if only his lawyer had presented proposed findings o
fact? How far must we bury our head in the sand? ey
Indeed, the statute calling for “specific written goat ry)
fact’’ clearly operates only when a decision is made to ta , a
defendant’s life. Section 95-2206.11 provides in relevant part:

‘In each case in which the court imposes the death
sentence, the determination of the court will be sup-
ported by specific written findings of fact . .. (Em-
phasis added.’ | |
This statute leaves no doubt that findings are required only ‘a
the event of a decision to impose the death penalty; and
statute certainly places no duty upon the defendant to “a e
those proposals. The duty is that of the court and the sg =
to support its death sentence with the required “‘speci ic writte
findings of fact.’’To impose a duty and burden of persuasion upon

. ™ ‘ . 4s ee
nb Le TAN RRS Sat rb Barren et PE tte RN wl Ua SE ict

-107-

the defendant to present his own proposed findings of fact is
clearly beyond the contemplation of the statute, and beyond any
duty that this Court should gratuitously impose on the defen-
dant.

What if the defendant’s counsel did submit proposed findings
of fact? We may safely assume that would have led to the inex-
orable conclusion that defendant’s life should be spared. But, if
the sentencing court spared defendant's life, the proposed fin-
dings would not serve any function whatsoever. Since the deci-
sion to grant mercy is one in which no findings of fact are re-
quired, and it also being obvious that the State has no appeal
from such a decision, the proposed findings most likely would
have found their way to the trash can. Furthermore, the majority
ignores the primary function of findings of fact in terms of the
decision-making process at the trial level.

If trial judges and trial lawyers are candid, they will admit that
proposed findings are prepared and submitted by counsel to
assure that in the event the trial court finds in their favor that all
the bases are covered in the event of an appeal. They are submit-
ted possibly with the hope, but rarely if ever, with the expecta-
tion that the proposed findings will actually be a decisive factor
in influencing the trial court to rule in favor of one’s client. In-
deed, it has been my experience, and an unfortunate one from the
standpoint of appellate review, that most often the trial court
simply rubber stamps the proposed findings of the winning side.
Rarely do we get any insight as to what the decision-making pro-
cess was, or how the trial court in fact viewed the evidence at
trial. In the instant case, I do not know how closely the findings

of fact parroted the proposed findings submitted by the pro-
secutor, as the proposed findings are not a part of the record on

appeal.

An examination of the findings entered in this case does not
give a reviewing court any insight as to what the fact finder was
thinking; that is, what factors were actually involved in
motivating and impelling his decision to impose the death penal-
ty. The findings are cold and calculated and set out with staccato
precision — but hardly a revelation as to the reasons for
concluding the defendant must die. In considering and weighing

-108-

the totality of circumstances surrounding the commission of the
crimes by defendant, and by Nank, and in considering and
weighing the totality of circumstances surrounding the ‘‘par-
ticularized Circumstances of .. . the defendant’, what actually im-
pelled the sentencing court court to sentence defendant to hang
while at the same time he knew that an equally guilty accomplice
would not hang? The record is silent as to these factors—the real
reasons hidden forever in the bosom of the court. The findings are
more revealing for what they don’t say than for what they do say.

It is clear beyond question that defendant’s presentation of
proposed findings, in addition to not being required, would have
been a manifest exercise of futility. Findings of fact collaborated
in by a thousand William Shakespeares could not have deterred
the sentencing court from its chartered course. Does any member
of the majority truly believe otherwise? Under these cir-
cumstances to conclude that proposed findings of fact are a form
of argument calculated to have and with a reasonable possibility
of having a certain persuasive effect on the sentencing court, is
utter nonsense.

Before discussing the majority position that only cases involv-
ing imposition of the death penalty must be reviewed by this
Court, I emphasize that I do not contend defendant would have
to be treated exactly like Nank in terms of the sentencing impos-
ed. In the case of Nank, the charge of aggravated kidnapping was
dropped as part of a plea bargain agreement and obviously he
could not be sentenced at all for that crime. But since defendant
was convicted by a jury of three crimes (including, of course, that
of aggravated kidnapping), he could have been sentenced for all
three crimes. The sentencing court went one step too far when it
sentenced the defendant to hang.

One of the purposes of appellate review is as the majority
states, ‘‘[to] serve as a check against the random or arbitrary im-
position of the death penalty”, citing Gregg, 428 U.S. at 206, 96
S.Ct. at 2940. But Gregg did not hold that only other death penal-
ty sentences need be compared. Nor do I believe the Georgia Case
relied on by the majority (Moore v. State (1975), 233 Ga. 861, 213
S.E.2nd 829) is authority for the majority position in light of the

Shee et heat WS oo

wt pee em ret bee i

Pattee >. bea et OE AR Be Mn roarlctne

-109-

wording of the statutory review scheme in this state. Section

95-2206.15 does imi i i
oe not so limit our review. It provides in relevant

“Supreme Court to m
ake d i
Racia etermination as to
The supreme court shall consider the punishment
as well as any errors enumerated by way of appeal

With regard to
belo g the sentence, the court shall deter-

é

“(3) whether the sentence of death is excessive or
disproportionate to the penalty imposed in similar
cases, considering both the crime and the defendant

The court shall include in its decision a reference to
those similar cases it took into consideration.”’

If only a comparison with
other death sentences i
the legislature would have inserted the word ‘death behest
word ‘‘penalty”’. aoa
If the actual purpose of ma i
ndatory review (mandated b
per States Constitution) is to check against ‘‘the wp
ser rary imposition of the death penalty”’, I fail to see how such
rei a be fairly and effectively fulfilled without a comparison
a - cases wherein the death penalty could have been im-
ne but for some reason was not. Factors which may lead a
re pe : we bea ga the death penalty may well be
ion by a reviewing court in d ini
whether a particular case und i ptire
case and that he was entitled to the benefit of that presumption
upon every question of fact; and that the jury should determine
his guilt or innocence by a careful consideration of all the
evidence introduced in the case during the trial. ~

In instruction no. 4, the trial court told the jury that the
burden of proof rested upon the state throughout the trial to
establish the guilt of Coleman beyond a reasonable doubt and
that his conviction would not be warranted unless the burden was
sustained.

In instruction no. 5, the jury was told the defendant in a
criminal action is presumed to be innocent until the contrary is
proven, and in case of reasonable doubt whether his guilt is
satisfactorily shown, he was entitled to an acquittal; that the ef-
fect of this presumption was to place upon the State the burden
of proving the defendant guilty beyond a reasonable doubt.

Although Coleman was convicted of three separate crimes, the
disputed instruction relates only to the charge of deliberate

-126-

-

homicide. We find that the trial court fully informed the jury in
the foregoing instructions about the burden of proof resting upon
the State as to each material element of the crimes charged and
the abiding effect of the presumption of innocence throughout
the course of the trial. We look now to determine the effect under
the instructions of the language in the disputed instruction that
the jury might ‘‘infer that the homicide was committed knowing-
ly or purposely”’.

An inference is a form of evidence defined as ‘“‘indirect
evidence”. Section 26-1-102(4), MCA. To a layman, perhaps, in-
direct evidence is better known as “‘circumstantial evidence”.

In trial court’s instruction no. 8, the jury was instructed that
there were two classes of evidence upon either or both of which if
adequately convincing, the jury might lawfully find the accused
guilty of crime. One was direct evidence, and the other was cir-
cumstantial evidence. A part of the court’s instruction no. 8 with
respect to circumstantial evidence told the jury:

‘‘All other evidence admitted in the trial is cir-
cumstantial, and insofar as it shows any acts,
declarations, conditions, or other circumstances ten-
ding to prove a crime in question, it may be con-
sidered by you in arriving at a verdict. Either will
support a verdict of guilty if it carries the convinc-
ing quality required by law, as stated in these in-
structions. However, you are instructed that you
are not permitted on circumstantial evidence alone
to find the defendant guilty of any crime charged
against him unless the proved circumstances not on-
ly are consistent with the hypothesis that the defen-
dant is guilty of the crime but are inconsistent with
any other rational conclusion.”’

When we give careful attention to the words spoken to the ju-
ry, as the United States Supreme Court said in Sandstrom, the
foregoing instruction with respect to the effect of circumstantial
evidence must be weighed with the disputed instruction that the
jury ‘‘may infer’’ material elements of the crime. On balance, it is
clear to us that the permissive language in the disputed instruc-

-127-

tion must under any fair reading give way to the positive declara-
tion in instruction no. 8 that circumstantial evidence must carry
the convincing quality required by law as stated in the instruc-
tions, and that any such inference standing alone would be insuf-
my unless it was inconsistent with any other hypothesis than
guilt.

[31] On appeal, we view the instructions as a whole. State v.
Farnes (1976), 171 Mont. 368, 558 P.2d 472. It is impossible to
deliver the whole of the law in any one instruction, and for that
reason, all instructions are considered as a whole and if they fair-
ly tender the case to the jury, the fact that one instruction stan-
ding alone is not as full or accurate as it might be is not reversible
error. State v. Caryl (1975), 168 Mont. 414, 543 P.2d 389. The pur-
pose to commit a crime, or knowledge that one is committing a
crime, are subjective matters that most often can be proven only
through circumstantial or indirect evidence.

[32] The holding in Sandstrom is not to be construed to mean
that whenever a trial court instructs the jury that it may resort
to inference to determine subjective matters such as knowledge
or purpose, that thereby the State has been relieved of its burden
of proof. The United States Supreme Court did not intend such
limitation, and we do not find any such intention in the language
of Sandstrom, or its related cases. The jury was not allowed to
rest solely upon the permitted inference in the Coleman case, but
under the instructions had to require such an inference to meet
the standard as beyond a reasonable doubt.

The true test under Sandstrom, in determining the effect of an
instruction such as the one disputed here is whether that instruc-
tion has the effect of allocating to the defendant some part of the
burden of proof that properly rests on the State throughout the
trial. See Holloway v. McElroy (D.Ga. 1979), 474 F.Supp. 1363
1368. We do not find that to have occured here.

On that basis we distinguish the Coleman instruction from
those cases involving a burden-shifting presumption as in
Mullaney v. Wilbur (1975), 421 U.S. 684, 95 S.Ct. 1881, 44
L.Ed.2d 508; and conclusive presumptions like those involved in
Sandstrom, supra; Morissette v. United States (1952), 342 U.S.
246, 72 S.Ct. 240, 96 L.Ed. 288; and United States v. United

-128-

States Gypsum Co. (1978), 438 U.S. 422, 98 S.Ct. 2864, 57
L.Ed.2d 854. Instead, the inference is purely permissive, in the
sense described in County Court of Ulster City v. Allen (1979),
——U.S.——, 99 S.Ct. 2213, 60 L.Ed.2d 777.

[33] Coleman further contends that because we stated in our
first Sandstrom opinion (State v. Sandstrom (1978), Mont., 580
P.2d 106, at 109, 35 St.Rep. 744, at 748)-that the instruction in
Coleman was similar to the Sandstrom instruction that thereby
the United States Supreme Court in overruling Sandstrom has in
effect determined that the Coleman instruction was likewise un-
constitutional. We do not accept that contention as having any
validity. Comparing each instruction, we see this manifest dif-
ference: The Sandstrom instruction is by its terms mandatory
but the Coleman instruction is permissive. We can see no other
construction as to the effect of the language used in instruction
no. 22 in this Coleman Case.

2. THE EFFECT OF THE INSTRUCTION ON “KNOW-
INGLY.”

Here Coleman attacks the definition of the term ‘‘knowingly”’,
as given by the Court in instructing on that element regarding
the crimes charged.

In trial court’s instruction no. 26, the jury was told:

‘Knowingly’. A person acts knowingly ,with
respect to conduct or to a circumstance described
by a statute defining an offense when he is aware of
his conduct or that the circumstance exists. When
knowledge of the existence of a particular fact is an
element of an offense, such knowledge is established
if a person is aware of a high probability of its ex-
istence. Equivalent terms such as ‘knowing’ or ‘with
knowledge’ have the same meaning.”

The objections to this instruction on rehearing are: (1) it
violates the rule against reasonable doubt because it requires on-
ly a “high probability of its existence;”’ (2) it is in effect an ex-
clusive presumption in that the element is established if the jury
finds a high probability of its existence; and (3) “high pro-
bability’”’ does not have that quality which would enable a jury to
convict.

-129-

Under United States v. United States Gypsum Co., supra
where a defendant’s state of mind or intent was an element of an
antitrust offense, a reliance by a jury on a legal presumption of
wrongful intent from proof or effect on prices necessitated rever-
sal. Applying the rationale of United States Gypsum Co., defen-
dant contends that Mcntana’s statutory definition of “know:
ingly” is established if a jury finds “‘a high probability of its ex-
istence’’. This, Coleman contends, does not equate with proof
beyond a reasonable doubt as an essential element of the crime
charged.

[34] In the original Coleman opinion from this Cour
Mont., 579 P.2d 732, 35 St.Rep. 560, we considered th ea
ment. There we rejected the contention. Consideration by us of
the renewal issue on rehearing is proper, since it was not address-
ed in our second Coleman opinion of June 20, 1979, supra, and the
Sandstrom decision intervened between our said decision and the
rehearing.

The statute on which the instruction is i
45-2-101(27), MCA, defines ‘‘knowingly”’ as mage as

‘““Knowingly’—a_ person acts knowingly with
respect to conduct or to a circumstance described by
a statute defining an offense when he is aware of his
conduct or that the circumstance exists. A person
acts knowingly with respect to the result of conduct
described by a statute defining an offense when he is
aware that it is highly probable that such result will
be caused by his conduct. When knowledge of the
existence of a particular fact is an element of an of-
fence, such knowledge is established if a person is
aware of a high probability of its existence.
Equivalent terms such as ‘knowing’ or ‘with
knowledge’ have the same meaning.”

The statute considers two elements of knowledge as far as this
case is concerned, (1) knowledge as to the conduct itself and, (2)
knowledge as to the result of that conduct. It is only the result of
the conduct that hangs on the proof of its awareness that “it is

peers probable that such result [would] be caused by his con-
uct.”’

-130-

[35] The evil countermanded in Sandstrom and again in
United States Gypsum Co., is instructing the jury in such a man-
ner that the function of fact-finding is invaded by the court. It is
when the instructions take away from or intrude upon the duty of
the jury to find intent that the instruction becomes constitu-
tionally impermissible for ‘‘‘A conclusive presumption [of intent],
which testimony could not overthrow would effectively eliminate
intent as an ingredient of the offense.’’’ 483 U.S. at 446, 98 S.Ct.
at 2878; Morissette, 342 U.S. at 275, 72 S.Ct. at 256.

[36] When the holdings in Sandstrom and United States Gyp-
sum Co. are understood in that context, one may examine the in-
struction on ‘‘knowingly” complained of here, and determine that
the fact-finding duty of the jury is not invaded by the Court. The
District Court is not usurping a jury function when it instructs
‘a person acts knowingly with respect to the result of conduct
[constituting a crime] when he is aware that it is highly probable
that such result [would] . . . be caused by his conduct.” The jury is
not called upon to determine ‘“‘high probability” in place of
“reasonable doubt”; rather it is called on to determine the ex-
istence of defendant’s awareness, beyond a reasonable doubt,
that a high probability is that the result of his conduct makes his
conduct criminal. The district Court here did not, by using this in-
struction, make it mandatory upon the jury to find defendent’s
awareness, nor conclusively presume his awareness. That finding
was left exclusively to the jury. In short, the instruction did not
establish a presumption which testimony could not overthrow.
On that basis, therefore, we find no merit on the second ground of
attack.

[37] Montana has the right and authority to define crimes and
their elements. See Patterson v. New York (1977), 432 U.S. 197,
97 S.Ct. 2319, 53 L.Ed.2d 281. It is consistent with modern con-
cepts of intent to define knowledge as an awareness of probable
consequences. The Unites States Supreme Court said in United
States v. United States Gypsum Co., supra, 438 U.S. at 444-45,
98 S.Ct. at 2877, with respect to intent under antitrust laws:

“. . we conclude that action undertaken with
knowledge of its probable consequences and having

=! Oe dite sheesh the ian:

-131-

(

the requisite anticompetitive effects can be a suffi-
cient predicate for a finding of criminal liability
under the antitrust laws.
‘‘Several considerations fortify this conclusion. The
element of intent in the criminal law has traditional-
ly been viewed as a bifurcated concept embracing
either the specific requirement of purpose or the
more general one of knowledge or awareness.
‘“[I]t is now generally accepted that a per-
son who acts (or omits to act) intends a
result of his act (or ommission) under two
quite different circumstances: (1) when he
consciously desires that result, whatever the
likelihood of that result happening from his
conduct; and (2) when he knew that the
result is practically certain to follow from
his conduct, whatever his desire may be as
to that result.’ (Citing authority.)
“Generally this limited distinction between
knowlege and purpose has not been considered im-
portant since ‘there is good reason for imposing
liability whether the defendant desired or merely
knew of the practical certainty of the result.’ (Citing
authority.) In either circumstance, the defendants
are consciously behaving in a way the law prohibits,
and such conduct is a fitting object of criminal
punishment. (Citing authority.)’’

3. DISTINCTION BETWEEN EX POST FAC-
TO AND RETROACTIVE RESTRICTIONS

Nothing in the briefs or on the rehearing has been
brought to our attention requiring us to expand our
discussion of these issues in our opinion pro-
mulgated June 20, 1979, except for the citation by
Coleman of State v. Collins (La.1979), 370 So.2nd
533, and Miller v. State (Tenn.1979), 584 S.W.2nd
758.

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In State v. Collins, the Louisiana Court decided,
on retroactive grounds, without specific reference to
ex post facto effect, that the application of the death
penalty was barred by a Louisiana statute similar to
that of Montana, that no section of the revised
statutes is retroactive unless expressly so stated.
The defendant there committed the offense of first
degree murder at a time when the first degree
murder statute provided that whoever committed
the offense must be punished by death. Following
the United States Court decision in Roberts v. Loui-
siana (1976), 428 U.S. 325,.96 S.Ct. 3001, 49 L.Ed.2d
974, Louisiana enacted new statutes effective 21
days after the offense here was committed, ‘‘redefin-
ing the crime of first degree murder and enacting a
permissive, and presumably constitutional, death
penalty .. .”” 370 So.2d at 534. It appears therefore
that Louisiana not only redefined the punishment
for murder, but redefined the crime. In Montana,
the legislature took only the procedural step of
redefining the punishment. On that basis, as our
earlier discussion respecting ex post facto and
retroactive provisions disclose, State v. Collins is
distinguishable from the case at bar.

Similarly, there is a distinguishing factor in Miller
v. State, supra. The Tennessee constitution has a
provision which states:

“That laws made for the punishment of acts com-
mitted previous to the existence of such laws, and
by them only declared criminal, are contrary to the
principles of a free Government; wherefore no Ex
post facto law shall be made.”’ 584 S.W.2d at 761.

It is obvious that the Tennessee court, under that State con-
stitutional provision, could only decide that laws providing for
punishment but enacted after the crime could not be retroactive-
ly applied.

ee a

ee

-133-

It should be noted that the Tennessee court in Miller agreed
with our determination of the effect of Calder v. Bull (1798), 3
U.S. (3 Dall.) 386, 1 L.Ed. 648, as to retroactivity and the four
broad classifications of (1935), 116 N.J.L. 48, 181 A. 706. See 584
S.W.2d at 761.

We note in passing that in Smith v. Com. (1978), 219 Va. 455,
243 S.E.2d 135, where Virginia’s 1975 death penalty statute was
presumptively valid in spite of the United States Supreme Court
decisions attacking the constitutionality of similar death penalty
statutes and a 1977 Virginia law amending the death penalty
statute was applied to uphold a previous death penalty; the
Virginal Court found that the 1977 changes were ameliorative. It
found so because the 1977 law provided an alternative penalty
provision instead of the mandatory penalty provision of the 1975
law. This was the same situation as occurred in Montana. Relying
on Dobbert v. Florida (1977), 432 U.s. 282; 97 S.Ct. 2290, 53
L.Ed.2d 344, the Virginia Supreme found no ex post facto viola-
tions since the defendant had “‘’fair warning’ of the consequences
of murder.’’ 248 S.E.2d at 147. The Virginia court found that the
changes were ameliorative and merely procedural.

Since we find no compelling reason to reverse our opinion
respecting the application of the 1977 Montana death statute, we
hold to what we said on that subject in the opinion promulgated
on June 20, 1979.

4. THE NEW MONTANA CAPITAL PUNISHMENT
STATUTES ARE UNCONSTITUTIONAL.

[38] The force of Coleman’s argument here is that section
46-18-305, MCA, formerly sectgion 95-2206.10, R.C.M. 1947, pro-
vides that the sentencing court, in a death penalty case, can only
consider those ‘‘mitigating circumstances sufficiently substan-
tial to call for lehiency.”” Coleman contends that such language
limits the court’s discretion only to circumstances ‘‘sufficiently
substantial’ and is not within the holding Lockett v. Ohio (1978),
438 U.S. 586, 98 S.Ct. 2954, 57 L.Ed.2d 973, that the sentencing
body must not be precluded from considering any aspect of the
defendant’s record or character as a mitigating factor.

To state the converse of Coleman’s position cn this issve is to
refute the argument. A sentencing court should not rely on

“mitigating circumstances sufficiently substantial to call for le-
niency.’’ The only limit placed upon the court’s discretion under
setion 46-18-305, MCA, is that the mitigating factor must be
substantial; that is, it must have some substance or weight. We
cannot regard the statutory language requiring a sufficiently
substantial mitigating factor as a limiting encroachment upon
the discretion of the judge when he passes sentence in capital
cases.

5. Whether Coleman’s Death Sentence is Disproportionate to
His Crime, What is the Scope of this Court’s Review, and Col-
eman’s request for a Further Review of Comparative Cases.

We lump the foregoing issues raised on the petition for rehear-
ing together because they can be more easily answered as one
subject.

First we refer again to the developments that occurred after the
decision in Furman v. Georgia (1972), 408 U.S. 238, 92 S.Ct. 2726,
33 L.Ed.2d 346, wherein it was held that a statutory system
which allows the sentencing authority unbridled discretion in the
process of imposing the death penalty violated the Eighth and
Fourteenth Amendments.

It was the Furman decision that brought about eventually the
recodification of Montana’s law so as to replaced the mandatory
death penalty with sentencing provisions which gave the sentenc-
ing judge alternatives to follow in pronouncing sentence. Under -
Jurek v. Texas (1976), 428 U.S. 262, 96 S.Ct. 2950, 49 L.Ed.2d
929; Proffitt v. Florida (1976), 428 U.S. 242, 96 S.Ct. 2960, 49
L.Ed.2d 913; and Gregg v. Georgia (1976), 428 U.S. 153, 96 S.Ct.
2909, 49 L.Ed.2d 859, it is clear that Furman does not require
that all sentencing discretion of the trial court be eliminated if
the statutory system provides adequate standards to guide the
exercise of the discretion in sentencing in capital cases.

Montana’s response was the adoption of sections 46-18-301-310,
MCA, inclusive. Those sections guide the discretion of the
District Court both as to aggravating circumstances and
mitigating circumstances in passing sentence. The District Court
may impose its sentence of death if it finds one or more of the ag-
gravating circumstances described and also finds there are no

mitigating circumstances sufficiently substantial to call for le-
niency. Findings of fact are required of the District Court and
automatic review by the Supreme Court in all death sentences is
also provided.

The duties of our Supreme Court with respect to death
sentences is set forth in section 46-18-310, MCA. Under that
statute, this Court shall determine:

‘“‘The supreme court shall consider the punishment
as well as any errors enumerated by way of appeal.
With regard to the sentence, the court shall deter-
mine: ‘‘(1) whether the sentence of death was impos-
ed under the influence of passion, prejudice, or any
other arbitrary factor:

‘(2) whether the evidence supports the judge’s fin-
ding of the existence or nonexistence of the ag-
gravating or mitigating circumstances enumerated
in 46-18-303 and 46-18-304; and

‘(3) whether the sentence of death is excessive or
disproportionate to the penalty imposed in similar
cases, considering both the crime and the defendant.
The court shall include in its decision a reference to
those similar cases it took into consideration.”’

Coleman makes two arguments respecting our review, (1) that
we have not reviewed the “entire record’’ under section
46-18-308, MCA, because we have not reviewed, Coleman con-
tends, the issues raised on his first appeal and (2) that we have
not reviewed all the appropriate ‘‘similar cases’’ under section
46-18-310(3), MCA.

Needless to say, when the matter came to this Court for
automatic review after the death sentence was reimposed, there
came with it not only the record of the resentencing, but the en-
tire record of the trial. We also had before us the briefs and
records that related to the first opinion. It should be understood,
therefore, that in connection with the second opinion pro-
mulgated June 20, 1979, supra, that we have in fact reviewed
the entire record.

-136-

[39, 40] Further we see no reason to change our position with
respect to the similar cases that we looked at in order to deter-
mine whether or not the death sentence in Coleman’s case was
disproportionate. We take our duty to be, in connection with
whether a death sentence is disproportionate, that we should
review the circumstances of the crime of which the defendant is ac-
cused, and in the light of those circumstances, the judgement and
the sentence thereupon imposed; and examine cases involving
similar crimes, all for a single purpose, to make certain that as far
as the defendant in this case, Coleman, is concerned, there has been
no discriminatory action on the part of the sentencing judge, no
abuse of discretion by the sentencing judge, and that the sentenc-
ing judge has considered and applied fairly and without
discrimination the applicable law. We find this to be true in this
case. It should be understood that in the final analysis, the im-
position of sentence is not one that this Court must undertake.
That matter is still reserved under our statutes to the District
Courts. There is a discretion vested in the District Court in
capital cases as to whether the death penalty should be imposed.
Once that discretion has been exercised, and if we find that it has
been exercised fairly, indiscriminately and in accordance with the
applicable statutes, then it must be upheld. the search for
disproportionateness involves elements that consider the gravity
of the crime, the brutality with which it may have been commit-
ted and the factors, if any, which lead to a call for leniency. We
look for the even-handed application of death Sentences without
regard to sex, color, creed, or race, or any other discriminating
consideration. When we find that this has occurred, as we find
here, our course under the law is to uphold the decision of the
District Court.

6. Hanging as Cruel and Unusual Punishment.

(41, 42] Coleman’s contention here is that hanging, even if car-
ried out exactly, so that death results from a broken neck, is cruel
and unusual punishment.

The State responds that there is no evidence in this case that
shows that death from hanging, when properly carried out, is
anything other than swift and immediate, or that hanging results

-137-

in any more suffering than that associated with electrocution or
other modes of execution.

Hanging is the only kind of execution provided by Montana
statutes. The legislature has not seen fit to change it, although
several attempts in recent years have been made to eliminate
capital punishment altogether. In that limited sense, the
legislature has made a choice to continue the present provisions.
We have no power to change these settled provisions of the law,
nor can we say that hanging is constitutionally cruel and
unusual.

7. Disposition.

This opinion in addition to our opinion handed down June 20,
1979, constitutes our decision in this case.

Let remittitur be issued from this Court to the District Court
for the purpose of resetting the execution date, and complying
with our opinion and order pormulgated June 20, 1979.

HASWELL, C.J., and DALY and HARRISON, JJ. concur.
SHEA, Justice, concurring in part and dissenting in part:

I concur in the conclusion reached by this Court that the so-
called Sandstrom-type instruction given in this case was not er-
ror. As the Court reasons, the instruction is substantially dif-
ferent than that which was given in the Sandstrom case. On the
other hand, I do not believe that it was a model instruction which
should be given as a matter of course in criminal trials.

One of the reasons this Court granted defendant’s petition for
rehearing was to consider the impact of the decision of United
States Supreme Court in Sandstrom v. Montana (1979),
——U.S.——, 99 S.Ct. 2450, 61 L.Ed.2d 39. We have, moreover,
sinced hearing this case on petition for a rehearing, concluded
that defendant Sandstrom is entitled to a new trial based on the
opinion of the United States Supreme Court that we cannot do
otherwise unless we find that beyond a reasonable doubt, the er-
ror is harmiess. Using that standard, we could not determine that
the error in giving the instruction was harmless. State v. Sand-
strom (1978), Mont. 580 P.2d 106, 35 St.Rep 744. We therefore
ordered a new trial.

-138-

Although the instruction given in defendant Coleman’s case
was not a Sandstrom-type instruction, I believe that the court
has omitted the strongest fact as to why the instruction, even
assuming it was a carbon copy of that given in Sandstrom, was
harmless error. The simple fact is that defendant Coleman
testified that he was not present during the homicide; he had
nothing to do with it; and, indeed, that he did not know that
Nank planned to kill Miss Harstad. In essence, the defense was
alibi. In Sandstrom, on the other hand, the defendant admitted
the killing, but his defense was that he did not intend to kill.
There is a world of difference in these two defenses and so is there
a world of difference as to the potintial impact of a Sandstram-
type instruction.

In the Coleman case, Nank testified in lurid detail concerning
his and defendant Coleman’s plan to kidnap, rape, and kill Miss
Harstad. The jury was thus given two clear choices: To believe
Coleman’s alibi defense and thus conclude that Nank alone plann-
ed to and killed Miss Harstad; or, on the other hand, to believe
Nank’s testimony which implicated Coleman in a deliberate design
to kidnap, rape, and kill Miss Harstad. Nank’s testimony, com-
bined with the corroborating evidence implicating Coleman in the
crimes involved, is sufficient beyond a reasonable doubt, to per-
mit a jury conclusion that Coleman was guilty of the crimes for
which he was convicted. Under these circumstances, once the
jury chose to believe Nank (which, of course, also implies a deter-
mination that Coleman was lying), no presumption or no in-
ference was needed to help the prosecution’s case along. For this
reason, I have no trouble in concluding that even if the instruc-
tion was a carbon-copy of the instruction forbidden by the Sand-
strom case, the error, beyond a reasonable doubt, was harmless.

The majority has embellished to an extent upon its original opi-
nion concerning the other issues decided in the original case, and
I emphasize that I do not agree with these statements and con-
clusions. :

In the last paragraph of its opinion here, the Court has stated
that its Opinion dated June 20, 1979, together with the Opinion
issued today, shall constitute the opinion in this.case. I dissented

ow set

ta

a een

-139-

to the majority opinion and I state here that such dissent shall
also constitute my views on the questions surrounding the im-
position of the death penalty in this case. Nank’s bargain with
the State saved his own life; but this very same bargain sealed
Coleman’s date with the executioner. No court should sanction
such disparate results arising from the commission of the same
crimes. The tragedy of the senseless killing perpetrated by Nank
and Coleman is only compounded by the senseless killing of Col-
eman which this Court today sanctioned. —

“R

-140-

4. March 21, 1980. Order Denying
Sentence Review
(unreported)

In the Supreme Court of the State of Montana
No. 80-89

.STATE OF MONTANA EX REL.
DEWEY EUGENE COLEMAN, Petitioner

Vv.

SENTENCE REVIEW DIVISION
OF THE SUPREME COURT OF MONTANA, Respondent.

ORDER ON APPLICATION FOR
WRIT OF SUPERVISORY CONTROL

In an original proceedings before this Court, relator Dewey
Eugene Coleman petitions for a writ of supervisory control ad-
dressed to the Sentence Review division of the Supreme Court.

Coleman was found guilty of (1) déliberate homicide, (2) ag-
gravated kidnapping, and (3) sexual intercourse without consent
on November 14, 1975 and judgement was entered against him
by the District Court, Sixteenth Judicial District, Rosebud Coun-
ty, Montana. He was sentenced to hang on the aggravated kid-
napping charge, to 100 years in prison for deliberate homicide,
and 40 years on the intercourse charge.

He has twice appealed to this Court. In the second appeal on
June 20, 1979, in State v. Coleman, —Mont.—, 605 P.2d 1000, 36
St.Rep. 1134, we affirmed all such sentences, and later denied
rehearing after oral argument in our decision found at (December
19, 1979), —Mont.—, 605 P.2d 1051, 36 St.Rep. 2237.

Following the denial of his petition for rehearing, relator peti-
tioned the Sentence Review Board applying for sentence review
of all three sentences imposed upon him. On February 26, 1980,
the Sentence Review Board denied such review. Thereupon the
relator petitioned us in this cause asking us to order a review of
his sentences by the Sentence Review Board.

Relator’s contentions here are that the forms for sentence

review were given to him by the Clerk of the District Court and

-141-

a deputy sheriff of Rosebud County, Montana; that his applica-
tion for review was denied without argument or hearing; that he
relied on the agents of the state who gave him instructions on
how to file for review; that the statute (section 95-221, R.C.M.
1947) in effect at the time of his crime (since amended) provided
for review; that review was granted in Montana to a similar
defendant in State v. McKenzie (1977), 171 Mont. 278, 557 P.2d
1027; that two of his sentences entitle him to review; that this
Court did not review similar cases when it reviewed his death
sentence; and that he has been deprived of due process and the
equal protection of the law.

The review application by relator was denied by the Sentence
Review Division on the ground of lack of jurisdiction. It pointed
out that review of sentences is abailable only to persons sentenc-
ed to a term of one year or more in the state prison, section
46-18-903, MCA, and that it had no jurisdiction to review death
sentences. It also pointed to section 46-18-307, MCA, which pro-
vides for automatic review of death sentences by the Supreme
Court.

We hold that the denial of review by the Sentence Review Divi-
sion was correct. With respect to the death sentence, the only
statutory agency with power to review is this Court. We have
fulfilled our duties in that connection. It would not only be extra-
statutory but an anomaly were we to hold that the conclusions of
this Court on review of death sentences were subject to later
review by the Sentence Review Division of this Court.

At this moment the relator is under sentence of death for ag-
gravated kidnapping. As long as that sentence remains in force,
it would be a useless act for the Sentence Review Division to
undertake review of the jail terms on the other two charges on
which relator was convicted. Because we understood that relator
intends to petition some federal court with respect to his death
sentence, we will hold in abeyance his sentence review on the jail
time until such time, if ever, as it would appear appropriate to
allow such a review.

THEREFORE, IT IS ORDERED: |

1. The relator’s petition for a writ of supervisory control in
this cause is denied.

-142-

2. This order is without prejudice if at some future date it ap-
pears that his death sentence is no longer in force and an other-
wise proper application for sentence review 1s made by relator.

3. Copies hereof shall be mailed by the Clerk of this Court to
the relator’s attorneys of record, the Attorney general of the
State of Montana, the County Attorney of Rosebud County,
Montana, and the Clerk of the District Court of the Sixteenth
Judicial District, Rosebud County, Montana.

DATED this 21st Day of March, 1980.

Dro Xi Phcgu nod

Chief Justice

-143-

5. Information as amended by District Court
(DISTRICT COURT)

(CAUSE) INFORMATION

John S. Forsythe, County Attorney of Rosebud County, Mon-
tana, deposes and says that on or about the 4th day of July, 1974,
at Rosebud County, Montana, the above named defendant com-
mitted the offense of:

COUNT I: Deliberate homicide, a Felony, and

COUNT II: Aggravated Kidnapping, a Felony, and

COUNT III: Sexual Intercourse Without Consent, a
Felony,

as specified in Sections 94-5-102, 94-5-303, and 94-5-503, Revised
Codes of Montana of 1947, as amended.

The facts constituting the offense are:

Count I: That the defendant purposely and knowingly caused
the death of another human being, to-wit: Peggy Lee Harstad,
while engaged in the commission of the following felonies: Kid-
napping and Sexual Intercourse Without Consent, involving the
use of physical force and violence against the said Peggy Lee
Harstad.

Count II: That the defendant knowingly and purposely and
without lawful authority restrained another person, to-wit:
Peggy Lee Harstad, by holding her in a place of isolation and by
using physical force to facilitate the commission of a felony, to-
wit: Sexual Intercourse Without Consent and for the purpose of
inflicting bodily injury on and terrorizing the said victim, Peggy
Lee Harstad, (the alleged actions of the defendant resulted in the
death of Peggy Lee Harstad.) (Bracketed material and underlined
material is amendment made by the Court on its own motion,
after Coleman had entered his plea and over his objections.)

Count III: That the defendant knowingly had sexual inter-
course without consent, with a female not his spouse, to-wit:
Peggy Lee Harstad and inflicted bodily injury upon the said
Peggy Lee Harstad in the course of committing sexual inter-
course without consent.

6. Montanas New Death Laws
Enacted by Ch 338, Laws of 1977
Effective July 1, 1977

Part 3
Death Penalty

46-18-301. Hearing on imposition of death penalty. When a
defendant is found guilty of or pleads guilty to an offense for
which the sentence of death may be imposed, the judge who
presided at the trial or before whom the guilty plea was entered
shall conduct a separate sentencing hearing to determine the ex-
istence or nonexistence of the circumstances set forth in
46-18-303 and 46-18-304 for the purpose of determining the
sentence to be imposed. The hearing shall be conducted before the
court alone.

46-18-302. Evidence that may be received. In the sentencing
hearing, evidence may be presented as to any matter the court
considers relevant to the sentence, including but not limited to
the nature and circumstances of the crime, the defendant’s
character, background, history, and mental and physical condi-
tion, and any other facts in aggravation or mitigation of the
penalty. Any evidence the court considers to have probative force
may be received regardless of its admissibility under the rules
governing admission of evidence at criminal trials. Evidence ad-
mitted at the trial relating to such aggravating or mitigating cir-
cumstances shall be considered without reintroducing it at the
sentence proceeding. The state and the defendant or his counsel
shall be permitted to present argument for or against sentence of
death.

46-18-303. Aggravating circumstances. Aggravating cir-
cumstances are any of the following:

(1) The offense was deliberate homicide and was committed
by a person serving a sentence of imprisonment in the state
prison.

(2) The offense was deliberate homicide and was committed
by a defendant who had been previously convicted of another

deliberate homicide.

-145-

(3) The offense was deli ici
ve tana s deliberate homicide and was committed
(4) The offense was deliberate homici
d ,
me gig lying in wait or ack ae an eee
e offense was deliberate homicide and | mmi
was CO
a part of a scheme or operation which, if completed ee poe It
pr a of more than one person. -_
e offense was deliberate homicide i i
as defined .
tion (1)(a) of 45-5-102, and the victim was a sedi aie eevee
bins performing his duty. Hs
7) The offense was i i i
PR ates: eres kidnapping which resulted in
46-18-304. Mitigating circ itigating ci |
a any of de ee a umstances. Mitigating circumstances
1) The def ignifi i i
ped endant has no significant history of prior criminal
(2) The offense was committed whil
) e the defend
ue influence of extreme mental or emotional ssn he =
(3) The defendant acted under extreme duress or under th
Bay ge w domination of another person. 4
) e capacity of the defendant to appreciate the criminali
of his conduct or to conform his conduct to the ehnchnwssnengae
law was substantially impaired. <<
(5) The victim was a partici i ;
ccomasial homie participant in the defendant’s conduct or
(6) The defendant was an accomplice i mmi
plice in an offense commi
"an ae Bes and his participation was relatively —
efendant, at the time of issi im
wren til Chaar veces e of the commission of the crime,
(8) Any other fact exists in mitigati
igation of the penalty.
oe Effect of aggravating and mitigating <n
a pec cabaer ay ne ara a, impose a sentence of death or im-
, the s take into account the i
e*,e + eggreve
yee! Biccngaory. circumstances enumerated in 46-18-303 yen
. and shall impose a sentence of death if it finds one or
ore 0 the aggravating circumstances and finds that there are
no mitigating circumstances sufficiently substantial to call for le-
preg If the court does not impose a sentence of death and one
of the aggravating circumstances listed in 46-18-3038 exists, the

-146-

court may impose a sentence of imprisonment for life or for any
term authorized by the statute defining the offense.

46-18-306. Specific written findings of fact. In each case in
which the court imposes the death sentence, the determination of
the court shall be supported by specific written findings of fact as
to the existence or nonexistence of each of the circumstances set
forth in 46-18-303 and 46-i8-304. The written findings of fact
shall be substantiated by the records of the trial and the sentenc-
ing proceeding.

46-18-307. Automatic review of sentence. The judgment of con-
viction and sentence of death are subject to automatic review by
the supreme court of Montana as provided for in 46-18-308
through 46-18-310.

46-18-308. Time for review — consolidation with appeal. The
judgment of conviction and sentence of death are subject to
automatic review by the supreme court of Montana within 60
days after certification by the sentencing court for good cause
shown. The review by the supreme court has priority over all
other cases and shall be heard in accordance with rules pro-
mulgated by the supreme court. The sentence review shall be in
addition to direct appeal, if taken, and the review and appeal shall
be consolidated for consideration.

46-18-309. Transmission of transcript and record of trial. The
clerk of the trial court, within 10 days after receiving the
transcript, shall transmit the entire record and transcript to the
supreme court.

46-18-310. Supreme court’s determination as to the sentence.
The supreme court shall consider the punishment as well as any
errors enumerated by way of appeal. With regard to the sentence,
the court shall determine:

(1) whether the sentence of death was imposed under the in-
fluence of passion, prejudice, or any other arbitrary factor;

(2) whether the evidence supports the judge’s finding of the
existence or nonexistence of the aggravating or mitigating cir-
cumstances enumerated in 46-18-304; and

(3) whether the sentence of death is excessive or dispropor-
tionate to the penalty imposed in similar cases, considering both

the crime and the defendant. The court shall include in its deci-.

sion a reference to those similar cases it took into consideration.

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7. List filed by State with Montana Supreme
Court of prisoners convicted of crimes
where the victim was killed

IN THE SUPREME COURT OF THE STATE OF MONTANA

No. 14448

The STATE of Montana, Plaintiff and Respondent,
v.
Dewey Eugene COLEMAN, Defendant and Appellant.

LIST OF PERSONS CONVICTED OF DELIBER
ATE
HOMICIDE AND PRESENTLY INCARCERATED
AT THE STATE PRISON

The following persons have been convicted of deliberate or first
degree homicide and are presently incarcerated in the State
Prison at Deer Lodge. Where the defendant has taken an appeal
ie is reported, the case citation is given.

or convenience, the following format is employed wi
to each defendant: vine ahaa

Name

County of Conviction

Sentence

Associated offense (Only felonies committed in conjunction

with the homicide are listed, e.g., robbery, rape, arson.)

Date received at prison

Appeal (Citations of case)

1. Harold Armstrong

Yellowstone County
100 years

4/22/75

Robbery

State v. Armstrong, 170 Mont. 256, 552 P.2d 616 (1976)

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Norman Asp
Yellowstone County
100 Years

1/7/76

David Azure
Blaine County
11/9/76

60 years
Sue v. Azure, 34 St. Rptr. 1569, 573 P.2d 179 (1977).

Randall Baugh
Lincoln County
75 years

/24/76
Sete v. Baugh, 34 St. Rptr. 1315, 571 P.2d 779 (1977).
Stanley Dean Baker
Park County
Life
10/20/70
Larry Blakney
Missoula County
40 years

5/22/78

Randall Braden \
Cascade County
Life

12/15/71

Robber
State = aati 163 Mont. 124, 515 P.2d 692 (1973).

Anthel Brown

Gallatin County ’
100 years

11/8/76

Theft/rape/robbery

Gary Buckley
Lincoln County
100 years
12/23/75

10.

11.

12.

13.
14.

15.

16.

17.

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Roger Caryl

Powell County

Life

7/26/74

State v. Caryl, 168 Mont. 414, 543, P.2d 389 (1975)

Charles Corliss

Lewis and Clark County
Life

1/20/66

Kidnapping

State v. Corliss, 150 Mont. 40, 430 P.2d 632 (1968)
Robert Close
Yellowstone County
Death

6/11/76

Kidnapping, robbery
Appeal pending

Dewey Eugene Coleman

John A. Daniels
Broadwater County

Life

3/23/71

James Dieziger

Cascade County

100 years x 2 (consecutive)

4/8/77

Bernard Fitzpatrick

Yellowstone County

Death

Kidnapping/robbery

State v. Fitzpatrick, ___ Mont.__, 569 P.2d 383 (1977),
appeal upon remand pending, No. 14422

Jerry Gallagher

Yellowstone County

Life

5/8/72!

State v. Gallagher, 162 Mont. 155, 509 P.2d 852 (1973).

18.

19.

20.

21.

22.

23.

24.

25.

-150-

Vincent Hallam

Cascade County

100 years x 3 (consecutive)

2/23/76

Arson

State v. Hallam, 35 St. Rptr. 181, 575 P.2d 55 (1978).

Sherman Hawkins

Yellowstone County

Life

10/1/73

State v. Hawkins, 165 Mont. 456, 529 P.2d 1377 (1978)

Thomas Hilton
Deer Lodge County
Life

3/27/74

Harvey Hintz
Silver Bow County
100 years

11/12/75

Brad Huttinger
Cascade County
100 years
9/2/77

Thomas McGuinn
Silver Bow County

‘ 100 years

3/8/77
35 St. Rptr. 871 (7/28/78)

Lawrence McLean
Silver Bow County
100 years

6/4/76

Robert Nank
Rosebud County
100 Years

Rape

12/22/75

26.

27.

28.

29.

30.

31.

32.

33.

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Lloyd Noble

Yellowstone County

Life

9/20/62

State v. Noble, 142 Mont. 284, 384 P.2d 504 (1963)

Vernie Owens
Yellowstone County
100 years

Robbery

6/1/78

Steven Pozder
Cascade County
50 years

5/7/76

Gary Quigg

‘Yellowstone County

Life

5/23/69

State v. Quigg, 155 Mont. 105, 467 P.2d 692 (1970)

John Radford
Yellowstone County
Life

4/1/70

Niel Ramberg
Missoula County

30 years (20 suspended)
9/13/76

Edwin Rasmussen
Fergus County

50 years (20 suspended)
9/9/75

Ronald Reinhardt
Dawson County

40 years
2/14/75

34.

35.

36.

37.

38.

39.

40.

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William Rose
Yellowstone County
Life

1/2/47

Kenny Schafer
Silver Bow County
100 years

11/12/75

David Sandstrom
Deer Lodge County
100 years

7/26/77

State v. Sandstrom, 35 St. Rptr. 744 (6/8/78), 580 P.2d 106

(1978)

Loren Sharbono
Richland County
75 years

5/2/75

State v. Sharbono, 34 St. Rptr. 196, 563 P.2d 61 (1977)

William Steelman
Yellowstone County
Life

Robbery

3/21/73

Andrew Sunday

Lewis and Clark County
100 years x 2 (consecutive)
9/11/78

Theft

Presently on appeal

Richard Stewart
Flathead County
100 Years
11/23/77

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41. Gerald Van Nuland
Silver Bow County
Life
4/27/65

42. Albert Veraneau
Silver Bow
40 years
12/19/74

43. David Walters
Lewis & Clark County
Life
11/3/65
Kidnapping
43. James Wilson
Lewis and Clark County
100 years x 2
Theft
2/10/78

The following person was convicted of aggravated kidnapping
but not of deliberate homicide:

44. Andrea Phillip Stewart
Cascade County
State v. Stewart, Mont.__, 573 P.2d 1138 (1978)

The undersigned has not asked prison personnel to run case
histories to determine whether other persons have been sen-
tenced for aggravated kidnapping but not deliberate homicide.

Respectfully submitted this day of November 1978.

MIKE GREELY
Attorney General
State of Montana

State Capitol

Helena, Montana 59601

By

MIKE McCARTER
Assistant Attorney General

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8. LIST OF SIMILAR CASES, AND SENTENCES RE-
CEIVED, IN CASES APPEALED TO THE MONTANA
SUPREME COURT, AND CASES OF RECORD IN
YELLOWSTONE COUNTY, MONTANA

(All of this information was also furnished to the Montana

Supreme Court in writing at the time of oral argument on rehear-
ing)

In State v. Armstrong, 170 Mont. 256, 552 P.2d 616, the defen-
dant was convicted of deliberate homicide and robbery and
received 100 years. This was reversed, he was convicted at his se-
cond trial and again sentenced to 100 years.

State v. Azure, 573 P.2d 179, shows a conviction of deliberate
homicide and a 60 year sentence.

State v. Baugh, 571 P.2d 779, a case of deliberate homicide has
a 75 year sentence.

State v. Braden, 163 Mont. 124, 515 P.2d 692, shows a convic-
tion of deliberate homicide and robbery, with a life sentence. The
defendant at the time of that crime was then on parole from a
burglary conviction.

State v. Caryl, 168 Mont. 414, 543 P.2d 389, shows a conviction
of two first degree murders plus a first degree assault. The opi-
nion there shows that the defendant also killed two other persons
at the same time, but his sentence was two consecutive life terms
for the murders plus an additional 10 years for the assault, and he
was not sentenced to death.

State v. Corliss, 150 Mont. 40, 430 P.2d 632. The facts in Cor
liss show that the victim was kidnapped, robbed, tied to a tree,
and then murdered. The sentence was life for the murder and 10
years for the kidnapping, to be served consecutively. This deci-
sion also shows that a David Walters was also involved and that
he plead guilty and was sentenced to imprisonment only. An in-
teresting point in this decision is that although there both
Walters and Corliss said that the other one had actually commit-
ted the murder, and Walters plead guilty and testified against,

i ik cen tip tates anil ptm ast te acetate Cotas $cc mate EE MEE EGOS DP al Ct PE EAD tance Ha

Pare Ee ee er ee ee ee ee

Sl eal an eS ie a ae,

-155-

Corliss, that a lie detector test there admitted by the sheriff
‘showed conclusively that Walters shot Mr. Hammer.”’ (430 P.2d
632).

Another case that was on appeal, but was vacated as his death
sentence was unconstitutional under the same statute held un-
constitutional in Coleman, was the case of State v. Robert Close,
a case out of Yellowstone County which involved a conviction of
deliberate homicide, kidnapping, and robbery. After his death
sentence was held unconstitutional, Robert Close was then
resentenced to imprisonment and did not receive a death penalty.

State v. Gallagher, 162 Mont. 155, 509, P.2d 852, is a familiar
case, as Coleman’s counsel is presently representing him on a
federal court appeal in the Ninth Circuit. Gallagher was con-
victed of first degree murder and received a life sentence. The
facts there showed that the victim had been taken to a lonely spot
off a highway, tied, and there shot twice, once through the head,
and once through the roof of the mouth, facts clearly showing
that kidnapping also had to be involved.

State v. Hawkins, 165 Mont. 456, 529 P.2d 1377, shows a con-
viction of first degree murder with a life sentence.

State v. Quigg, 155 Mont. 105, 467 P.2d 692. This decision
shows that the victim was last seen going toward his car at the
Billings airport. His body was found on a county road near the
airport so he had to have been kidnapped and taken there. He was
killed by two bullets in the head with his own gun and robbed.
The victim’s car was found downtown the next day with his
wallet with the money missing. The defendant with a previous
felony record was convicted of first degree murder and received a
life sentence.

In State v. Sharbono, 563 P.2d 61, the defendant was also
represented by Coleman’s present counsel. If the jury’s verdict of
guilt there was correct, then the facts were that the victim, the
defendant's wife, was kidnapped, placed in a car, strangled, and
the car run off the road and then set on fire. The sentence here
was 75 years. :

A defendant not listed on the state’s list furnished as described
above, but whose facts are known, as Coleman’s counsel
represented him, is Kenneth King. The state’s facts were that the

why a ew ~
ae

-156-

defendant had left Nevada threatening to kill the victim, had
travelled to Montana, and there shot and killed his victim. At the
beginning of the trial a negotiated plea to mitigated deliberate
homicide was made with a sentence of 10 years.

Another defendant represented by Coleman’s counsel whose
name is not in this same list is Joe Wheeler, who received a 10
year sentence on a negotiated plea based on facts showing that
the victim was taken into the forest and there beaten to death.

An investigation as to certain defendants sentenced from
Yellowstone County, where the court records are here available,
shows:

(a) William Ray Steelman - charged with robbery, kidnapping,
and murder in the first degree, plead guilty to robbery and
murder in the first degree and was sentenced to 100 years as to
the robbery and to life on the murder charge to be served concur-
rently.

(b) John Michael Radford - No. 7742, convicted of murder in
the first degree and assault in the first degree by a jury and
sentenced to life on the murder charge and 20 years on the assault
charge to be served concurrently.

(c) Norman Ast - No. 9752, plead guilty to deliberate homicide
and sentenced to serve 100 years.

Each and every one of these cases, when compared to Coleman,
must lead to a finding that Coleman likewise should not receive a
death sentence. In not one of these cases does a factor exist which
would make them less subject to such punishment than Coleman.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1945%3A2. Public record. Not legal advice.
