# Petition — Sparks v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1980
- **Citation:** 446 U.S. 908

## Text

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Buprovme Onur, Ue EY
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49-1148 DEC 26 1979
~ MARL RODAK, JR., CLERK
UNITED STATES SUPREME COURT So ty ae

UNITED STATES OF AMERICA,
Plaintiff-Appellee,
vs. No. T8=t632

SETH 0. SPARKS, _

Defendant—Appelliant,

PETITION FOR A WRIT OF CERTIORARI

Charles F. Sandoval (R.E. Thompson, United
States Attorney, with him on the brief)
for Plaintiff-Appellee

Seth O. Sparks
Pro Se

OPINIONS BELOW. ...
JURISDICTION .

QUESTIONS PRESENTED .

INDEX

CONSTITUTIONAL PROVISIONS INVOLVED .

STATEMENT OF THE CASE

REASONS FOR GRANTING THE WRIT .

CONCLUS

APPENDIX A (Opinion of the Court
Appeals)

IONS .

ACT OF CONGRESS. ..

CONSTITUTION OF THE UNITED STATES

CASE CITATIONS

Fourth Amendment .

Fifth Amendment .

Sixth Amendment

SUPREME COURT RULES

STATUES
18
18
18
26
28

U.S.C.
U.S.C.
U,S.C.
U.S.C.

GuBele

287
495
641
7206 (2)
1254 (1)

® @ 2
- as

iS. =
a

. 4,11,12
-3,13,14,15
3,13,14,15.

CASES
ACT OF CONGRESS ... .-
ALRIDGE ¥. U.Si «. ‘
283 U.S. 309 (1931)
55 FreahaDe 229 * * J s —

HAM B. SOUTH CAROLINA .
409 U.S. 524 (1973)

MIRANDA V. Us8. * 2 > e
384 U.S. 324 (1969)

OROZCO V. TEXAS... .
394 U.S. 343 (1969)

PEOPLE V. HARRELL . .

247 N.W. 2d 829 (1976)

RISTANIO V. ROSS... .-
424 U.S. 589 (1976)

RULE (19 B) * ° * ° ® e

U.S. V. BELL . « « °

573 F. 2d 1040 (8thCir.,

U.S. VW. CARTER... .«

44P F. 2d 1132 (6th Cir., 1971)

U. S. V. JOHNSON. .. .

527 F.2d 1104 (4th Cir.,

Us S. V. MARA 2 * e e
410. U.S. 19 (1972)

U.S. V. OLIVER... °

505 F.2d 301 (7th Cir.,

U. S. V. ROBINSON...

466 F.2d 780 (7th Cir., 1972

U.S. V. ROBINSON . .

485 F. 2d 1157 (3rd Cir., 1973)

ii

14,15,

15

ell

9,10,

-17,18

-10

10

-10

12,13

5

-10

10

16

11

IN THE
SUPREME COURT OF THE UNITED STATES
October Term 1979

No.

Seth O. Sparks,

Petitioner,

vs.

The United States of America

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT

The Petitioner, Seth O. Sparks, prays
that a Writ of Certiorari issue to review
the opinion and judgement of the Court of
Appeals for the Tenth Circuit rendered in

these proceedings on November 23, 1979.

OPINIONS BELOW

The opinion of the Court of Appeals,
as yet unreported, appears at Appendix
A, infra, pages 15 - 22, The opinion of
the Dederal District Court for the
District of New Mexico, is unreported.

JURISDICTION

The opinion of the Court of Appeals
of the Tenth Circuit affirming the
District Court judgment was entered on
November 23, 1979 (Appendix A, infra,
page 15 ). The jurisdiction of this
Court is invoked under 28 U.S.C. §1254
(1).

QUESTIONS PRESENTED

Petitioner was a tax return
preparer, who both prepared federal
income tax returns and purchased, at
a discount, the right to tax refunds.
During an IRS agent stated to
Petitioner, the IRS agent stated to
Petitioner that he was investigating
illegal aliens and further that
Petitioner was under arrest. Subsequent
to his arrest, Petitioner was forced
to furnish handwriting exemplars to
the Grand Jury. Later, at the time
of trial, the Trial Court refused to
ask certain voir dire questions re-
lating to possible racial prejudice on
the part of the prospective jurors,
even though requested to do so by
Petitioner's attorneys. The questions
thereby arising are:

1. Whether the actions of
the Internal Revenue Service Agent,
in the course of his investigation,
violated Petitioner's Constitutional
rights against unreasonable searches
and seizures, against self-
incriminations and right to counsel.

2. Whether the requirement that
Petitioner furnish handwriting
exemplar to the Grand Jury violates
against self-incrimination and
further violates public policy concern-
ing the Grand Jury.

3. Whether the Trial Court's
refusal to propound voir dire questions
relating to racial prejudice violated
Petitioner's Constitutional right to be
tried by a fair and impartial jury of
his peers.

CONSTITUTIONAL PROVISIONS INVOLVED

I. CONSTITUTION OF THE UNITED
STATES, AMENDMENT IV.

"The right of the people to
be secure in their person, houses,
papers, and effects, against
unreasonable searches and seizures,
shall not be violated, ...".

II. CONSTITUTIONAL FO THE UNITED
STATES, AMENDMENT V.

",.-nor shall (any person)
be compelled in any criminal case to
be a witness against himself, nor be
deprived of life, liberty, or property,
without due process of law...".

III. CONSTITUTION OF THE UNITED
STATES, AMENDMENT VI.

"In all criminal prosecutions,
the acused shall enjoy the right to a
speedy and public trial, by an impartial
jury... and to have the assistance of
counsel for his defense."

Iv. 18 U.S.C. 287

"Whoever makes or presents to
any person or officer... of the United
States, or to any department of agency
thereof, any claim upon or against the
United States, or any department or
agency thereof, knowing such claim to
be false, fictitious, or fraudulent ...".

Ve. 18 U.S.C. 495

"Whoever falsely makes, alters,
forges or counterfeits any...writing, for
the purpose of retaining or receiving, or
enabling any other person, to either
directly or indirectly, obtain or receive
from the United States... any sume of
money; or whoever utters or publishes as
true any such false, forged, altered or
counterfeited writing, with intent to
defraud the United States, knowing the
same to be false, altered, forged or
counterfeited, shall be quilty under this
section."

VI. 18 U.S.C. 641

"Whoever embezzles, steals,
purloin or knowling converts to his
own use...any records, vouchers, money,
or thing of value of the United States;
or whoever receives, conceals or re-
tains the same with intent to convert
it to use of gain, knowing it to be
embezzled, stolen, prulonned or con-
verted shall be quilty under this
section."

STATEMENT OF FACTS

The Privacy Act of 1974 found in your

federal income tax forms says:

The Privact Act of 1974 says that each

federal agency that asks you for infor-
mation must tell you:

A. Its legal right to ask for the
information and whether the law says
you must give it.

B. What a major purposes the agency
has in asking for it, and how it will
be used.

C. What could happen if the agency
does not receive it.

Rule (19 B) of the Supreme Court:

B. Where a court of appeals has rend-
ered a decision in conflict with the
decision of another court of appeals on
the same matter; or has decided an im-
portant state or territorial question
in a way in conflict with applicable
state or territorial law; or has decid-
ed an improtant question of federal law
which has not been, but should be,
settled by this court; or has decided

a federal question in a way in con-
flict with applicable decision of this
court; or has so far departed from the
accepted and usual course of judicial
proceedings, or so far sanctioned such a
departure by a lower court, as to call
for an exercise of this court's power
supervision.

STATEMENT OF FACTS
A. The Alleged Offenses:

The Petitioner was self-employ-
ed in Hobbs, New Mexico, as an income tax
preparer. Petitioner, as a part of his
business, was also a "discounter", and
as such would buy an individual's right
to his tax refund. This would allow the
individual taxpayer to have cash
immediately, and the party would not be
required to wait for hos or her
Government refund check. Petitioner
would receive an oral assignment of the
individual's right to his or her check
and/or a written power of attorney, so
that the Defendant could cash the refund
check when received.

Petitioner began requiring written
powers of attorney only after he had
discussed procedure with an Internal
Revenue Agent. He was informed at that
time that the oral assignment of right
was not sufficient, but his business and
porcedures were acceptable to the IRS if
he would acquire written powers of
attorney.

B. Investigation of the Internal
Revenue Service:

The Petitioner was contacted
by a special agent of the Internal
Revneue Service, who confiscated
Petitioner's records incident to his
tax preparer business. When taking
Petitioner's records, the agent misled
Petitioner as to his purpose in
taking the records by stating that the

Agent was investigating illegal aliens.
At no time was the Petitioner aware

of the fact that his business operation
or himself personally, was being
investigated. The Petitioner was told
of his right to have an attorney
appointed for him by the Court if he
could not afford one, and that he could
confer with this attorney before any
questioning.

C. Grand Jury Investigation:

The Petitioner was required by
Order of Judge Edwin L. Mechem to furnish
handwriting exemplars to the Grand Jury.

The Grand Jury then returned an
indictment on April 5, 1978, which includ-
ed 19 counts against the Petitioner,
including three counts of forging U.S.
Treasury checks, in violation of
18 U.S.C. 495; three counts of theft of
Governmental property, in violation of
18 U.S.C. 495; three counts of theft of
Govermental property, in violation of
18 U.S.C. 641; four counts of false
claims, in violation of 18 U.S.C.287;
nine counts of aiding and assisting in
the preparation of false and fraudulent
income tax returns, in violation of
26 U.S.C. 7206 (2)

D. Trial Proceedings:

Petitioner's attorneys requested
certain voir dire questions to be asked
by the Trial Court. These questions
related to possible racial prejudice on
the part of the prospective jurors. The
Trial Court refused to ask these or any

questions relating to racial prejudice.

On June 1, 1978, the jury return-
ed a verdict of guilty as to one count
of forging a United States Treasury check,
the true payee of which was Margaret
Rogers, in violation of 18 U.S.C. 495,
one count of theft of Government property
incident to the return prepared for
Margaret Rogers, in violation of
18 U.S.C. 641, and two counts of false
Claims incident to those returns
prepared for Margaret Rogers and
Roberto Hernandez, in violation of
18 U.S.C. 287. The jury returned a
verdict of not guilty as to all other
counts (the remaining fifteen counts)
contained in the indictment.

It should be noted that
Margaret Rogers and Roberto Hernandez
are “non-black victims". It should be
further noted that Petitioner was
acquitted as to all counts dealing with
"black victims." Also, Petitioner him-
self is black,

REASONS FOR GRANDING THE WRIT

l. The decision below conflicts
with the Court's ruling in Ristaino vs.
Ross, 424 U. S. 589 (1976), and the pre-
ceedings cases on which Ristaino is based.

This Court, in Alridge vs.
U.S., 283 U.S. 308 (1931), and Ham vs.
South Carolina, 409 U.S. 524 (1573); held
that voir dire inquiry into possible
racial prejudice was an issue of

Constititutional stature.

"The inquiry as to racial preju-
dice derives its Constitutional
stature from the firmly estab-
lished precedent of Alridge and
the numerous state cases upon
which it relies, and from a
principal purpose as well as
from the language of those who
adopted the Fourteenth
Amendment." Ham, Supra, at 528.

This Court's ruling in Ristaino,
supra, somewhat limited the ruling in
Ham, supra, and held that the need to
question veniremen specifically about
recial prejudice did not rise to
Constitutional dimensions in every case.
The Court held that the need was still
of Constitutional stature in those
cases were racial prejudice was likely,
however.

This Court, in Ristaino, supra,
did admonish, however, the Trial Court to
inquire as to racial prejudice even in
those cases wi.ere the need is not
Constitutionally protected.

"The wiser course generally is to
propound appropriate questions
designed to identify racial
prejudice if requested by the
Defendant." Ristaino, supra,
Footnote 9, page 597.

The Trial Court is this cause
disregarded the Supreme Court's
admonition, and further Petitioner's
attorney at the Trial Court did
request a number of questions relating
to racial prejudice.

In an attempt to interpret the
Supreme Court's holding in kistaino,
supra, the Eighth Circuit Court of
Appeals Stated,

"Of course a Federal Court
does have a non-Constitutional
duty to inquire as to possible
racial bias on the jury panel
when the Defendant is a member
of a racial minority group.
(Emphasis by the Court)

U.S. vs. Bell 573 F.2d 1040,
1043 (8th Cir., 1978).

In fact, in Federal prosecutions
following Alridge, supra, the Trial
Judge has been required by the
reviewing courts, when requested, to
inquire regarding racial prejudice
of the veniremen when the Defendant
is black. U. S. vs. Robinson, 466
F.2d 760 (7th Cir., 19/2): U.S. vs.
Johnson, 527 F.2d 1104 (4th Cir.,
1975); U.S. vs. Robinson, 485 F.2d 1157
(3rd Cir., 1973); U. S. vs. Carter,

460 %.420@ 1132 (GtH Car., 1971) «

The state courts have also attempted
to follow the Supreme Court's holdings in
Ristaino, supra, but have apparently
had some difficulty in so doing. Justice
Levin, in his dissenting opinion, in
People v. Harrell, 247 N.W. 2d 829, 833
(1976), stated:

"We would hope that where there
are significant racial overtones,
probing questions are necessary
to enable a litigant to exercise
intelligently his rights of

10

chalenge and that the refusal to
ask such questions is an abuse
of the Judge's discretion to
control voir dire examination."

Apparently, the Federal District
Court of New Mexico, and the Court of
Appeals for the Tenth Circuit disagree
in their interpretation of Ristaino,
supra, with the Courts cited above, in
cases that the Trial Court has a duty
to inquire as to whether the veniremen
are racially prejudiced.

This Court should grant certiorari
tothe Court of Appeals of the Tenth
Circuit to insure uniformity between the
lower courts with its decision in
Ristaino, supra, and to clarify the
Trial Court's duty in inquiring as to
possible veniremen racial prejudice
and the consequences of failing to do so.

2. The Prosecutorial Use of the
Grand Jury Violates Petitioner's Con-
stitutional Guarantees Against Self-
Incrimination And is also against Public
Policy, And Constitutional Policy concern-
ing The Grand Jury:

The decisions of Judge Mechem,
the Trial Court, and the Court of Appeals
for the Tenth Circuit that the Grand
Jury could require Petitioner to furnish
handwriting exemplars’ required the
finding that the Grand Jury is not
subject to Constitutional limitations
which protect the individual from

ll

unreasonable searches and seizures and
from self-incrimination. As Justice
Douglas and Justice Marshall state in
their dissenting opinion in U.S. vs.
Mara, 410 U.S. 19 (1972) to accept

that position is to breach the
Constitution of the United States and
over 200 years of American jurispudence,.

Allowing the prosecutor and police,
througy§ the Grand Jury, to compel incrim-
inating statements and obtain
incriminating pieces of evidence as
in the instant case, would

",..serve only to encourage
prosecutorial exploitation
of the Grand Jury process, at
the expense of both
individual liberty and the
traditional neutrality of
the Grand Jury. Thus, if the
Grand Jury may summon
criminal suspects for such
purposes without complying
with the Fourth Amendment,
it will obviously present
an attractive investigative
tool to prosecutor and
police." Mara, supra, at
47 (Marshall dissenting).

Justice Douglas described the result
of allowing the Grand Jury to breach
Constitutional rights in his dissenting
opinion, in Mara, supra, at page 29:

"Are we to stand still and watch

the prosecution evade its own
Constitution restriction on its

12

— al?

~

powers by turning the Grand Jury
into its agent? Are we to allow
the Government to usurp certain
powers granted to the people by
the Magna Carta and codified into
our Constitution? That will

be the result of the majority
opinion unless we continue to
apply to the Grand Jury the pro-
tection of the Fourth Amendment."

The Grand Jury has already
become a tool for the prosecutor,
as evidenced by Judge William
Campbell's statement at 55 F.R.D.
229, 253 (1972).

"This great institution (the
Grand Jury) of the past has
long ceased to be the guardian
of the people for which prupose
is created at Runnymede.

Today it is but a convenient
tool for the prosecutor..."

This Court's majority opinion in
Mara,supara, allows the prosecution or
the police to obtain incriminating evidence
and to compel incriminating statements
by the accused under the guise of the
Grand Jury and insofar as it does so,

invalidates the Fourth and Fifth
Amendments of the Constitution of the
United States.

3. Petitioner's Constitutional
Rights as Guaranteed by the Fourth
Fifth and Sixth Amendments to the
United States Constitution Were Violated
By the Government Agents In Their Investigat-
ion.

13

This Court, in Miranda v. Arizona,
384 U. S. 436 (1966) held that a Defend
dants conviction must be reversed if it
is based on testimonial evidence re-
cieved from the acussed if the acussed's
Constitutional rightg were not explain-
ed to him prior to the confession.

This Court, in Miranda, supra, re-
quired that law enforcement agents
explain to an accused that he has the
right to remain silent, that anything
the accused says can and will be used
against him in a Court of law, and
that the acussed has the right to con-
sult with an attorney, either retained
or appointed, prior to and during the
interrogation.

The Court of Appeals for the Tenth
Circuit, in its opinion, states that
the Petitioner was not in custody at
the time he was interrogated, so a
"non-custodial Miranda warning" is
all that is required. The "non-
custodial Miranda warning" differs
from the traditional Miranda warning
only in that the acussed is not instruct-
ed that if he cannot afford an attorney,
he has the right to an appointed attorney.
What this differentiation means, in
reality, is that a person who can afford
an attorney can have a lawyer with him
when he is being interrogated in a
non-custodial situation, however, a
poorer person, or an indigent who cannot
afford an attorney is effectively preclud-
ed from being represented by an attorney
under these circumstances. Thus, an
indigent's Constitutional right to be
represented by an attorney during
questioning is conditioned on his wealth

14

and thus violated. This results ina
complete disagreement with this Court's
ruling in Miranda, supra, and the Fifth
and Sixth Amendments to the Constitution
of the United States in that preclaudes
equal protection under the laws, and

the conviction is not based on due process
of law.

Further, the Court of Appeals for
the Tenth Circuit misapplied this Court's
ruling in Miranda, supra, in that they
implied their decision would be differ-
ent, with respect to the Miranda warning,
if the Petitioner had been in custody
at the time of the questioning. This
Court held in Miranda, supra, at pages,
444, 445, 467, 477 and 478 that an
accused's privilege against self-
incrimination is imperiled and thus the
warning must be given when one is "de-
priof his freedom of action in any
Significant way".

This Court also held in Orozco vs.
Texas, 394 U.S. 324 (1969) that the
warnings were required prior to inter-
rogating a suspect in his own bedroom
if it appears to the acused that he is
not free to go where he pleases.

The Seventh Circuit, in its
decision in U.S. v. Oliver, 505 F.2d
301, 304 (7th Cir., 1974), interpreted
this Court's Miranda holding in even
stronger terms stating:

"The application of Miranda does
not turnon such a simple axis as
whether or not the suspect is in

p

custody when he is being questioned"

For the above reason, Miranda
warnings were required to be given to
the Petitioner before his interrogat-
ion, and only some of those warinins
were actually given. Thus, the
Petetioner's Constitutional rights as
guaranteed by the Fifth and Sixth Amend-
ments to the United States Constitution,
and this Court's holding in Miranda,
supra, were breached in the investigat-
ion of the Petitioner.

16

RULE (19 B)

E. The charges are unreal the
Petitioner stoll nothing from

Rogers or Hernandez. The Petetioner
processed W-2 forms that was sold

to him by person 'believed to be the
rightful owners

The Petitioner is one of many dis-
discounters including the largest in the
world - IRS, Master Charge Visa, American
Express ect. That have unknowingly pro-
cessed stolen or conterfiet instruments
and the one that's quilty is seldom
caught. Hundreds of millions are lost
yearly.

A jury is the same as a computer.
Dumb to all the facts of a case. All data
is fed into to the computer. After they
are programmed. It is the duty of the
Court or operator to key the computer or
jury on how to computer the program fed
to them.

The court failed to give directions
to the Jury if forgery was involved to
choose the party unknown or the petitioner.
It was clearly proved that the petitioner
had no means to get the W-2 form to pro-
cess but through Hernandez or Rogers of
some one close to them that had access to
their mail.

The petitioner all so operated a service

station and had extensive dealing with
discount instruments. He processed

17

thousands of government "credit cards",
Visa, Master charge, all types of gas
cards.

The card was honored not the person.

The Petitioner saw thousand of travelers
once in a life time and could not identify
a single one six or eight months later, or
even a day. A few stolen and revoked cards
was received by the Petetioner but never was
he as an agent of the company alerted or
prosecutef for the forgery of a unknown.

Now why change and find the Petitioner
of some unknown person gain?

The Petitioner pleads with the Supreme
Court to rule him right or rule the government
and all other discounters wrong for process-
ing instrument assumed right.

18

EXPENMENT

Give one of your credit cards to
one of your friends or your butler or
yard boy. Send him to 5 or more places
to buy with that card. Observe that the
clerks don't look at the man they look
only at. the card. Come back 24 hours
later and ask for a description of the
one that used ‘he card for the past
experience, not one could give a descrip-
tion of the party, then decide who should
get prosecuted.

Violation in the act of Congress(1974)
He deceived the Petetioner stating that
he was investigating aliens therefore
violating the act of Congress.

CONCLUSION

For these reasons, a Writ of
Certiorari should issue to review the
judgement and opinion of the Court of
Appeals for the Tenth Circuit.

Respectfully submitted,

SETH O. SPARKS
P. O. Box 1564
Hobbs, N.M. 88240

PRO SE

19

NOT FOR ROUTINE PUBLICATION

UNITED STATES COURT OF APPEALS

TENTH CIRCUIT

UNITED STATES OF AMERICA,
Plaintiff-Appellee,
VS. No. 78-1631
SETH O. SPARKS,

Defendant-Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW MEXICO
(D.C. No. Crim. No. 78-95)

Charles F. Sandoval (R.E. Thompson, United
States Attorney, with him on the brief)
for Plaintiff-Appellee.

Michael Danoff for Defendant-Appellant.

Bebore MCWILLIAMS, BREITENSTEIN and LOGAN,
Circuit Judges.

20

BREITENSTEIN, Circuit Judge.

After a jury trial, defendant-appellant
was found guilty of forgery of a United
States Treasury check, 18 U.S.C. §495,
theft of government property, 18 U.S.C.
§641, and presentation of a false claim,
18 U.S.C. § 287. On this appeal he
attacts the jury selection, refusal to
supress statements by him to an IRS
agent, admission of handwriting examplers,
and the sufficiency of the evidence.

We affirm.

Defendant was a tax return preparer
who both prepared federal income tax
returns and purchased at a discount the
right to tax refunds. He carried on these
activities in Hobbs, New Mexico. Three
counts on which defendant was convicted >
related to Margaret Rogers. Rogers' W-2
Form was mailed by her employer to her
Hobbs address. She had moved to Gée'lup,
New Mexico, and did not receive it. At
her request a new W-2 form was sent to
her in Gallup. A tax consultant there
prepared a return for her which she
filed. She testified that she had never
met defendant, and had not authorized him
to sign a return for her or to receive
her refund.

The other count related to Roberto
Hernandez and presented facts similar to
those pertaining to Rogers. Hernandez
did not receive his W-2 form and his re-
turn was prepared by another consultant.
He stated that he did not know defendant
and had not authorized defendant to

21

to prepare a return for him.

Defendant says that the voir dire
examination did not protect his rights
adequately because of the failure of the
court to ask requested questions relating
to race. Defendant is black. The record
does not clearly show the race of Rogers
or Hernandez. Defendant did not object
to the voir dire, and it may be that his
claims come too late. See United States
v. Vecchiarello, D. C. Cir., 536 F.2d
420, 423. In the circumstances presented,
we consider the issue on its merits.

In Ristaino v. Ross, 424 U. S. 589,
596-598, the Court held that absent
circumstances similar to those in Ham v.
South Carolina, 409 U.S. 524, examination
of prospective jurors with regard to
racial prejudice is not constitutionally
required. Defendant relies on a footnote
in Ristaino, Id. at 597, N. 9, which
comments on a nonconstitutional duty to
propound. appropriate questions relating
to racial prejudice. In United States v.
Polk, 10 Cor., 550 F.2d 1265, 1267, cert.
denied 434 U.S. 838, we recognize Ristaino
footnote 9 and pointed out that Ristaino
involved a black defendant charged with
a violent crime against a white man, where-
as Polk was concerned with a nonviolent
crime have no racial overtones. The same
is true and the instant case. Viewed in
its entirety the voir dire was fair to
the defendant and well within the sound
discretion of the trial court. Id. at
1267. Defendant's claim has no merit.

Over a six-month period an IRS Agent
interviewed defendant several times.
Defendant argues that statements made
by him to the agent should have been

22

On his first visit the agent gave the
defendant a noncustodial Miranda warning.
This type of warning omits the advise
that the person interrogated has the right
to appointed counsel. Defendant relies
on United States v. Dickerson, 7 Cir.,
431 F.2d 1111, but that the case was --
specifically overruled by United States
v. Fitzgerald, 7 Cir., 545 F. 2d 578,
581, because of the decision in Beckwith
v. United States, 425 U.S. 341, 347,
approving a noncustodial interrogation.
See also United States v. Lewis, 6 Cir.,
556 F.2d 446, 448-449, cert. denied 434
U.S. 863. Although defendant says that
the agent told him that he was not in
custody. He was not handcuffed ant at
least four interviews took place over the
six-month period with the defendant and
the agent making at least one trip in
seperate cars.

Defendant argues that the agent obtained
statements and documents by guile and
deceit. We have recognized that Fourth
Amendment protections can be violated “by
guile as well as by force." United States
v. Oakes, 10 Cir., 564 F.2d 384, 386, cert.
denied 435 U.S. 926. Defendant testified
that the agent told him that he, the agent
was investigating "illegal aliens." The
agent testified that he told defendant
that he was investigating possible criminal
violations of the tax laws. Defendant did
not deny this statement of the agent. The
record fails to show affirmative misrepre-
sentations by the agent. See United States
v. Prudden, 5 Cir., 424 F.2d 1021, 1033,
cert. denied 400 U.S. 831. Defendant's

23

statements were made, and the documents
surrendered, voluntarily and without
duress and coercion. They were properly
received. Schneckloth v. Bustamonte, 412
U.S. 218, 248-249. See also United States
v. Shields, 10 Cir., 573 F.2d 18, 22-23.

Defendant urges the court erred in
requiring him to furnish handwriting
exemplars. The decision are against him.
Gilbert v. California, 388 U.S. 263, 266-
267, holds that the furnishing of such
an exemplar does not violate the Fifth
Amendment privilege against self-
incrimination, and United States v. Mara,
410 U.S. 19, 21-22, holds that such
action does not violate the Fourth Amendment
We followed Mara in United States v.
Blakney, 10 Cir., 581 F.2d 1389, 1390.
Defendant emphashzes the dissent of Justice
Marshall in Mara, 410 U.S. at 3l, and asks
us to reconsider Blakney. We decline to do
so. The court properly required defendant
to furnish the handwriting exemplars.

At the conclusion of the government's
case defendant moved to dismiss the in-
dicment because of the lack of proof of
the required specific intent. We consider
the motion as one for the judgement of
acquittal. After the court denied the
motion, the defense presented evidence in-
cluding the testimony of the defendant. The
government contends that the defense failure
to renew the motion at the close of all
evidence amounts to a waiver and precludes
consideration of evidence sufficiency at
this time. In United States v. Lopez,

10 Cir., 576 F.2d 840, 842-843, we re-
cognized the waiver or preclusion rule and
noted that it had been criticized and
attacked. No necessity for consideration
of the rule exists in the case at bar
beacuse we are convinced that substantial

24

OE

evidence sustains the verdict. An appllate
court does not weigh conflicting evidence
Or pass on the credibility of witness.
United States v. Waltson, 10 Cir., 552 F.2d
1354, 1366, cert. denied 431 U.S. 959. We
review the evidence in the light most favor-
able to the government to ascertain whether
the evidence, with reasonable inferences
therefrom, suffices to sustain the verdict.
United States v. McMahon, 10 Cir., 562 F.2d
L1i9z, 1295.

Rogers testified that she had never met
defendant, that her tax return was prepared
by another, and that she did not authorize
defendant to sign her refund check.
Hernandez testified that another person
prepared his return, that he gave no one
permission to sign his return, and that he
did not sell his W-2 form to defendant.
Other evidence connected defendant with the
returns. Defendant's testimony was con-
trary to the government's evidence. The
decisive question on the counts relating to
Rogers and Hernandez was credibility and
the jury resolved that question against
defendant. The evidence suffices to
sustain the verdict.

Affirmed.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1595%3A1. Public record. Not legal advice.
