# Appendix — JOHNSON, et al. v. HAMPTON, et al. (Nos. 79-914, 79-912)

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1979

## Text

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Gu the Supreme Court of the United States

OCTOBER TERM, 1979

MARLIN JOHNSON, ET AL., PETITIONERS

IBERIA HAMPTON, ET AL.

APPENDIX TO THE PETITION FOR
A WRIT OF CERTIORARI

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APPENDIX A

UNITED STATES COURT OF APPEALS
SEVENTH CIRCUIT

Nos. 77-1698, 77-1210-and 77-1370

IBERIA HAMPTON ET AL., PLAINTIFFS-APPELLANTS
Vv.
EDWARD V. HANRAHAN ET AL.,
DEFENDANTS-APPELLEES
UNITED STATES OF AMERICA EX REL.
HONORABLE JOSEPH SAM PERRY, APPELLEE
Uv.
JEFFREY H. HAAS, ATTORNEY AT LAW,
CONTEMNOR-APPELLANT
UNITED STATES OF AMERICA EX REL.
HONORABLE JOSEPH SAM PERRY, APPELLEE
Vv.
G. FLINT TAYLOR, ATTORNEY AT LAW,
CONTEMNOR-APPELLANT
Argued Aug. 14, 1978
Decided April 23, 1979
As Amended April 30, 1979

Before FAIRCHILD, Chief Judge, and SWYGERT
and PELL, Circuit Judges.

2a

SWYGERT, Circuit Judge. bares

This appeal concerns a civil rights action for mone-
tary damages brought by niembers of the Black Pan-
ther Party and the mothers of two deceased party
members against federal and state law enforcement
officers. The suit arises from a gun battle which oc-
curred in Chicago during the early morning hours
of December 4, 1969. Two Black Panthers were killed
and four other Panthers were injured by the gunfire.
The action was tried in the district court before a
jury in 1976-1977. At the close of plaintiffs’ case,
the district court directed verdicts for some of the
defendants. The district court directed verdicts for
the remaining defendants at the conclusion of the
trial. We reverse as to most defendants and remand

for a new trial.
I. BACKGROUND

At 4:30 a.m. on December 4, 1969, fourteen Chi-
cago police officers, detailed to the Special Prosecu-
tions Unit of the Cook County State’s Attorney’s Of-
fice, arrived at an apartment building located on the
near west side of Chicago. They were equipped with
a search warrant issued the previous day by a judge
of the Cook County Circuit Court authorizing the
search for and seizure of “sawed-off shotguns and
other illegal weapons,” at the first floor apartment,
2337 West Monroe Street. This apartment was oc-
cupied by nine members of the Black Panther Party
(“BPP”). Seven officers took “cover” positions at the
front and rear entrances of the apartment; seven en-

3a

tered the apartment. Immediately upon the police
entry there was an enormous burst of gunfire. Two
of the occupants, Fred Hampton and Mark Clark,
died as a result of the gunfire and four others, Ronald
Satchel, Blair Anderson, Brenda Harris, and Verlina
Brewer, were wounded. Louis Truelock, Deborah
Johnson, and Harold Bell escaped without physical
injury.

Many reverberations followed the incident. Among
these were the arrest and imprisonment of the sur-
viving occupants of the apartment, their prosecution
by the Cook County State’s Attorney for criminal
offenses, a coroner’s inquest, and an internal investi-
gation by the Chicago Police Department. A federal
and two state grand jury investigations were ini-
tiated. Indictments were returned by the Special
Cook County Grand Jury against several of the pres-
ent defendants for conspiring to obstruct justice. The
case terminated when defendants’ motions for ac-
quittal were granted at the close of the prosecution’s
case. Finally, this civil action was initiated.

The mothers of Hampton and Clark, as adminis-
tratrices of their sons’ estates, and the seven surviv-
ors of the December 4 incident filed four separate
actions in 1970 against a number of city and state
defendants. The actions were consolidated in an
amended complaint filed in the district court in April
1972. ?

1In June 1972 the death of Fred Howard, one of the police
officers, was suggested on the record and the cause was dis-
missed as to him.

4a

The defendants moved to dismiss the complaint.
The district court denied the motions by the fourteen
police officers participating in the raid. The court dis-
missed the complaint as to the remaining defendants.”
Upon appeal this court affirmed in part and reversed
in part. Hampton v. City of Chicago, 484 F.2d 602
(7th Cir. 1973), cert. denied, 415 U.S. 917, 94
S.Ct. 1413, 39 L.Fd.2d 471 (1974), (“Hampton I’).
Thereafter plaintiffs requested this court to supple-
ment its mandate by directing that the case be reas-
signed to another judge for trial. We denied the
request.

In December 1974 plaintiffs amended their com-
plaint by naming four additional defendants, all con-
nected with the federal government. In October 1975
plaintiffs moved to have the district judge recuse
himself or to reassign the case. The motion was
heard by another district judge and was denied.

2 Hampton v. City of Chicago, 339 F.Supp. 695 (N.D.II.
1972).

3 We summarized our action as follows:

Insofar as the district court’s order of February 3,
1972, dismissed the charges against the City of Chicago
and the County of Cook, it is reversed with respect to the
Brewer complaint and affirmed as modified with respect
to the Johnson complaint; insofar as it dismissed the
charges against Mayor Daley and Superintendent Conlisk,
it is affirmed; insofar as it dismissed the charges against
defendants Hanrahan, Jalovec, Mulchrone, Ervanian,
Meade, Kukowinski, Purtell, Koludrovic, Sadunas, Soro-
sky and Meltreger, it is reversed. The case is remanded
to the district court for further proceedings consistent
with this opinion.

Hampton I, supra, 484 F.2d 602 at 611.

5a

The trial began January 5, 1976 and lasted ap-
proximately eighteen months. Thirty-seven thousand
pages uf testimony were taken. At the conclusion of
plaintiffs’ evidence, defendants moved for directed
verdicts with costs. The motion was granted except
for the seven police officers directly participating in
the shooting incident, the court ruling that “no prima
facie case of a conspiracy or joint venture has been
established as alleged in the Amended Complaint... .”
The trial continued as to the seven remaining de-
fendants and at its conclusion the case was submitted
to the jury. After three days deliberation the jury
announced it was deadlocked. The trial judge then
directed verdicts in favor of these defendants and as-
sessed costs against plaintiffs for $100,000. This ap-
peal followed.

During the trial, Jeffrey H. Haas and G. Flint Tay-
lor, attorneys for the plantiffs, were found guilty of
contemptuous conduct in the courtroom. They appeal
from the contempt judgments.

The principal issue on appeal is whether the trial
judge erred in directing verdicts for the defendants.
We are convinced that he did err. Among the other
issues presented which we deem necessary to discuss
are the breadth of the official immunity available to
defendants, the scope of discovery, the circumstances
of the issuance of the search warrant, the companion
diversity action filed by Verlina Brewer, the attor-
neys’ fees and costs, and the contempt judgments.
Before a discussion of the directed verdicts and these
other issues, we believe it would be helpful to list the

6a

names of the defendants and to summarize the
amended complaint.

Federal Defendants

Marlin Johnson—Special Agent-in-Charge of Chi-
cago office of the Federal Bureau of Investi-
gation.

Robert Piper—Supervisor of the Racial Matters
Squad of the FBI, Chicago office.

Roy Martin Mitchell—Special agent of the FBI,

Chicago office,: assigned to the Racial Matters

Squad.
Wililam O’Neal—Paid informant for the FBI.

State Defendants

Cook County State’s Attorney’s Office

Edward Hanrahan—Cook County State’s At-
torney.

Richard Jalovec—Assistant State’s Attorney and
supervisor of the Special Prosecutions Unit of
the State’s Attorney’s Office.

James Meltreger—Assistant State’s Attorney.

Sheldon Sorosky—Assistant State’s Attorney.

Raiders
Shooters: Daniel Groth, James Davis, Joseph
Gorman, George Jones, Raymond Broderick,
Edward Carmody, and John Ciszewski.

7a

Nonshooters: Wiliam Corbett, Lynwood Harris,
Fred Howard, Robert Hughes, Philip Joseph,
William Kelly, and John Marusich.

All of the above defendants were Chicago po-
lice officers detailed to the Cook County State’s

Attorney’s Office.

Chicago Police Crime Laboratory

David Purtell—Director.

John Koludrovic—Supervising officer of the Mo-
bile Crime Laboratory Unit.

John Sadunas—Firearms examiner.

Chicago Police Department Internal Investigations

Division (“IID’’)

Harry Ervanian—Captain, Chicago Police De-
partment, director of IID.

Robert Kukowinski—Lieutenant, Chicago Police
Department, head of Excessive Force Unit of
the IID.

John Mulchrone—Deputy supervisor, Chicago Po-
lice Department.

John Meade—Sergeant, Chicago Police Depart-
ment. ti

The amended complaint contains seventeen counts.
For convenience we shall segregate the counts into
different categories.

Hanrahan, Javolec, the raiders, and the four fed-
eral defendants are named in Counts 1, 2, 3, and 4.
Counts 1 and 2 charge these defendants with in-

8a

tentionally and negligently depriving the occupants
of the apartment at 2337 West Monroe Street of their
civil rights under the Constitution and under 42
U.S.C. § 1983 by participating in the planning and
execution of the raid. Count 3 describes a conspiracy
to deprive the occupants of the apartment of the
equal protection of the laws, violating 42 U.S.C.
§§ 1983, 1985(8), as well as the First, Fourth, Fifth,
Eighth, Ninth, Thirteenth, and Fourteenth, Amend-
ments. Count 4 alleges, pursuant to 42 U.S.C. § 1986,
that these defendants failed to prevent the wrongs
perpetrated in violation of section 1985(3).

Counts 5 and 6 are directed against Hanrahan,
Jalovee, and the police officers participating in the
raid. Count 5 alleges intentional deprivation of the
occupants’ civil rights by false imprisonment in viola-
tion of their First, Fifth, and Fourteenth Amendment
rights and their rights secured under 42 U.S.C.
§ 1983. Count 6 charges a conspiracy for the depri-
vation of the occupants’ civil rights by false im-
prisonment under the First, Fifth, and Fourteenth
Amendments and 42 U.S.C. §§ 1983 and 1985(3).
Count 7 charges all defendants named in Count 6
and, in addition, Mitchell, Piper, and Johnson, with
failing to prevent the alleged conspiracy and illegal
acts described in Count 6, in violation of 42 U.S.C.
§ 1986.

Count 8 charges all defendants, except O’Neal, with
conspiring to deprive the occupants of the equal pro-
tection of the laws and their due process rights by

9a

_ malicious prosecution in violation of the First and

Fourteenth Amendments and 42 U.S.C. §§ 1983 and
1985(3). Count 9 charges the same defendants as
listed in Count 8 with intentional deprivation of civil
rights by malicious prosecution in violation of 42
U.S.C. § 1983. Count 10 alleges that these defend-
ants neglected to prevent harm from the execution
of the conspiracy charged in Count 8, thereby violat-
ing 42 U.S.C. § 1986.

Count 11 charges a conspiracy among Hanrahan,
Jalovec, Groth, O’Neal, Mitchell, Johnson, and Piper
to obstruct the “due course of justice” with intent to
deny the occupants of the apartment the equal pro-
tion of the laws and their Sixth Amendment right to
counsel as protected by 42 U.S.C. § 1985(2).

Counts 12 and 13 charged the City of Chicago and
Cook County with the deprivation of the civil rights
of the occupants of the apartment, directly and under
the doctrine of respondeat superior. The district
court dismissed these counts and there is no appeal
from this ruling.

Count 14 is a wrongful death action against Han-
rahan, Jalovec, the raiders, and the four federal de-
fendants under both federal and state law by the
estates of Fred Hampton and Mark Clark through
their respective administratrices.

Verlina Brewer is the sole plaintiff in Counts 15,
16, and 17 which are based on diversity jurisdiction.
These counts name Hanrahan, Jalovec, and the raid-
ers as defendants. Count 15 charges assault and bat-

10a

tery, Count 16, false imprisonment, and Count 17,
malicious prosecution.

II. DIRECTED VERDICT

We first consider the rulings of the district court
directing a verdict for twenty-one of the defendants
at the close of plaintiffs’ case in chief, and for the
remaining seven defendants (who fired their weapons
during the raid) after the jury was deadlocked. On
appeal plaintiffs assert that the trial court disre-
garded the proper legal standard in granting the di-
rected verdicts and that their claims justified submis-
sion to the jury.

This court has enunciated on numerous occasions

the rule that a motion for a directed verdict must be

denied when the evidence reveals that reasonable per-
sons “in a fair and impartial exercise of their judg-
ment may draw different conclusions therefrom.”
Hannigan v. Sears, Roebuck & Co., 410 F.2d 285, 287
(7th Cir.), cert. denied, 396 U.S. 902, 90 S.Ct. 214,
24 L.Ed.2d 178 (1969). The function of the trial
court considering such a motion was further discussed
in Byrd v. Brishke, 466 F.2d 6, 9 (7th Cir. 1972),
a civil rights action involving facts similar to the
case at bar. In Byrd we emphatically stated that the
court is not to substitute its judgment for that of the
jury and accordingly we reversed a ruling by the
district judge granting defendants’ motion for a di-
rected verdict on the grounds that the court had
weighed the testimonial evidence and had passed on
the credibility of the witnesses. Jd. The function of

lla

the trial judge is to review the testimony most
strongly against the moving party “[a]nd if there
is doubt, or the question is close, the case should
go to the jury.” Keaton v. Atchison, Topeka & Santa
Fe RR. Co., 321 F.2d 317, 318 (7th Cir. 1963).

On appeal our task is equally well established. We
must consider all the evidence—disregarding conflict-
ing, unfavorable testimony-—and extract all the rea-
sonable inferences therefrom. Viewing such evidence
and inferences in the light most favorable to the
plaintiffs, the question is whether a prima facie case
has been presented against any of the defendants.
Clark v. Universal Builders, Inc., 501 F.2d 324 (7th
Cir.), cert. denied, 419 U.S. 1070, 95 S.Ct. 657, 42
L.Ed.2d 666 (1974); Kish v. Norfolk & Western Ry.
Co., 426 F.2d 1132 (7th Cir. 1970); Pinkowski v.
Sherman Hotel, 313 F.2d 190 (7th Cir. 1963).

At the conclusion of this trial, the district judge
prepared a lengthy “Summary” of the evidence which
illuminated the court’s rationale in directing the ver-
dicts of April 15 and June 20, 1977. Upon a com-
parison of the extensive record, including the received
and improperly rejected evidence, and the trial judge’s
Summary, there can be no doubt that the district
judge erred by supporting his grant of the directed

4 Judge Perry elected to provide the parties with a Sum-
mary of the evidence approximately one month after the
trial’s conclusion. Although the judge stated in a letter at-
tached to the Summary that it was not intended to be an
official memorandum in the case, we see no reason why the
Summary is not a part of the record and therefore properly

before us.

12a

verdicts with evidence which was. considered in the
light most favorable to the defendants. Further~ore,
we are compelled to conclude that, once again, as in
Byrd, the district judge weighed the evidence,
thereby invading the province of the jury.

We recite the facts adduced at trial to determine
whether the plaintiffs presented a prima facie case
against any defendant which warranted submission
to a jury. The facts can be considered in three
stages: pre-raid, the raid itself, and post-raid.

A. Pre-Raid —

In August 1967 the FBI initiated a national covert
counterintelligence program called “COINTELPRO”
which was designed to neutralize a variety of political
organizations including those which the Bureau char-
acterized as “Black Nationalist Hate Groups.” Di-
rectives from Washington ordered the Chicago office
of the FBI to implement the program in the Chicago
area. While the Black Panther Party was not an
original target of this program, it was included
with the ambit of COINTELPRO’s scrutiny by Sep-
tember 1968.° The trial court’s Summary stated that
the “purpose of the counterintelligence program, as it
was implemented in Chicago as to the Panthers was
to prevent violence.” The plaintiffs, however, pre-
sented considerable evidence to compel a different con-

5 The organizations originally the subject of COINTELPRO
included the Southern Christian Leadership Conference
(SCLC), the Student Nonviolent Coordinating Committee
(SNCC), and the Nation of Islam.

13a

clusion.* Perhaps the most damning evidence indicat-
ing the COINTELPRO was intended to do much more
than simply “prevent violence” comes from the files
of the FBI itself. An FBI memorandum from Feb-
ruary 1968 described the goals of COINTELPRO as:

1. Prevent a coalition of militant black na-
tionalist groups... .

2. Prevent the rise of a messiah who could
unify and electrify the militant nationalist move-

ment . . . Martin Luther King, Stokely Car-
michael and Elijah Muhammad all aspire to this
position....

3. Prevent violence on the part of black na-
tionalist groups. .

4. Prevent militant black nationalist groups
and leaders from gaining respectability by dis-
crediting them ....

5. ... prevent the long-range growth of mili-
tant black nationalist organizations, especially
among youth.

Senate Select Committee to Study Governmental Op-
erations with respect to Intelligence Activities, The
FBI’s Covert Action Program to Destroy the Black
Panther Party, S.Rep. No. 94-755, 94th Cong., 2d
Sess., 187 (1976). These goals were incorporated
into the various directives which Marlin Johnson, the
special agent-in-charge of the Chicago FBI office, re-
ceived instructing him to establish the program in
Chicago.

6 Further, the trial court’s restrictions on discovery and its
questionable evidentiary rulings hampered the plaintiffs’ abil-
ity to marshall evidence to substantiate their contentions.
See infra, pp. 689-642.

14a

The national COINTELPRO program adopted a
variety of tactics which seemingly were aimed not
at preventing violence, but at neutralizing the BPP
as a political entity. These tactics included efforts to
discredit the BPP among “liberal” whites, the pro-
motion of violent conflicts between the BPP and other
groups,’ the encouragement of dissension within the
BPP, and the disruption of the BPP’s Breakfast Pro-
gram for Children. Memoranda from Washington
directing the local employment of such tactics were
transmitted to Johnson, Robert Piper (after March
1969 the chief of the Racial Matters Squad of the
Chicago FBI which was responsible for FBI programs
regarding the BPP), and Roy M. Mitchell (special
agent assigned to the Racial Matters Squad in
Chicago).

The evidence presented by plaintiffs indicates that
when the local chapter of the BPP opened in Chicago
in November 1968, the Chicago FBI was quick to
implement the tactics mandated by Washington. One
of the key figures in the Chicago FBI’s program to
disrupt the Panthers was William O’Neal. O’Neal
was a paid FBI informant whom Mitchell originally
had contacted while O’Neal was incarcerated in the
Cook County Jail. Mitchell recontacted O’Neal and
instructed him to join the BPP. O’Neal walked into

7 For example, in Southern California the FBI mounted a
covert operation to escalate a “gang war’ between the BPP
and an organization called the “United Slaves.” This gang
war resulted in the killing of four Panthers by members of
United Slaves and numerous beatings and shootings.

15a

the BPP office at 2350 West Madison Street the day
it opened in November 1968 and joined, soon becom-
ing the local chief of security for the Panthers.

The local FBI was able the effectuate many of its
plans to disrupt the BPP through O’Neal. O’Neal in-
formed Mitchell about a proposed merger between
the BPP and a local black gang, the Blackstone Rang-
ers. The Chicago office, with Johnson’s approval, then
sent an anonymous letter to Jeff Fort, the leader of
the Rangers, telling Fort that the Panthers had a “hit
out” on him. The purpose of the letter was to prevent
a merger and to induce the Rangers to initiate re-
prisals against the BPP. O’Neal also falsely accused
a member of the Vice Lords, another black Chicago
gang, of being a police informant, thereby squelching
another possible merger. O’Neal, according to plain-
tiffs’ evidence, encouraged the Panthers to initiate
and participate in various criminal activities, to ob-
tain more weapons, and to increase their use of
violent tactics.

O’Neal also facilitated the FBI’s efforts to dis-
credit the BPP leadership and to frustrate their at-
tempts to garner support among white groups.
O’Neal provided Mitchell with information that en-
abled local police to serve an arrest warrant on Fred
Hampton, the leader of the BPP in Chicago, just
prior to his appearance on a local television inter-
view show. O’Neal also encouraged the distribution
of racist BPP cartoons, thereby fostering a rift be-
tween the BPP and the Students for a Democratic
Society (SDS). For his efforts, O’Neal received sev-

l6a

eral pay raises from Mitchell with Johnson’s ap-
proval.* After March 1969 Piper also lent his ap-
proval to O’Neal’s efforts as a part of the FBI’s coun-
terintelligence program.

The FBI had other means of monitoring the BPP
in Chicago. Johnson and Piper requested and received
authorization for a warrantless wiretap on BPP head-
quarters. And in June 1969 the FBI, based on infor-
mation provided by O’Neal, executed a fugitive arrest
warrant at Panther headquarters. No shots were
fired; however, several Panthers were arrested for
harboring a fugitive and weapons were seized. All
the charges against the arrested Panthers ultimately
were dropped.

The FBI in Washington urged its offices imple-
menting COINTELPRO to develop liaisons and work-
ing relationships with local law enforcement officials
to comply with the FBI’s mandate to provide infor-
mation to these agencies as well as to help effectuate
the FBI’s counterintelligence goals. In Chicago the
FBI had an ally which also was quite concerned about
the growth of militant black groups. In November
1968 Edward V. Hanrahan was elected Cook County
State’s Attorney. Hanrahan appointed Richard
Jalovee an Assistant State’s Attorney and made him
the chief 6f the office’s Special Prosecutions Unit
(SPU). By Apyil 1969 the primary focus of the
SPU was on black street gangs. About this same

®From January 1969 to June 1970, O’Neal’s monthly pay
for his services as an FBI informant ranged from $100 to

$500.

172

time Mitchell contacted Jalovec and told him that
the FBI had an informant, O’Neal, within the Chi-
cago BPP.

Before June 1969 the State’s Attorney’s Office had
relied on its own police force which it used only for
routine matters. At that time, however, the State’s
Attorney’s Office requested that nine Chicago police
officers—Groth, Davis, Carmody, Jones, Ciszewski,
Howard, Marusich, Kelly, and Joseph—be assigned to
the SPU. Groth was next in command after Jalovec,
to whom all the officers reported.

Tension and hostilities between the BPP and local
law enforcement agencies in Chicago escalated
throughout the summer and fall of 1969. Shooting
incidents involving Chicago police and Panthers oc-
curred at the BPP headquarters in July and October.
On July 21 and October 3 the BPP headquarters was
ransacked by Chicago police. And on November 13,
1969 two Chicago policemen were killed in an am-
bush-shootout with Jake Winters, who was closely
associated with the BPP.* Winters also was killed
and seven other Chicago police officers were wounded.

On the evening of the Winters incident, Mitchell
met with O’Neal and showed him photographs of the
dead police officers. Soon thereafter, on November 19,
Mitchell again met with O’Neal and with O’Neal’s
aid constructed a floorplan of the apartment at 2337

* Testimony differed as to whether Winters was a member
at the time of the shootout or whether he had been expelled
from the Party prior to the incident. In any event, he was
close to the Panthers and was eulogized by Hampton as a
fallen comrade.

18a

West Monroe Street to which Hampton recently had
moved. The floorplan included the layout of the
rooms, the placement of doors and furniture, the iden-
tity of the apartment’s oceupants and frequent visi-
tors, and the location of the bedroom which Hampton
shared with Deborah Johnson. And, either on the
basis of this or previous conversations with O’Neal,
Mitchell compiled a list of weapons which O’Neal
said were in the apartment and incorporated the list
into a memorandum dated November 21. This memo-
randum, however, failed to mention the presence in
the apartment of two federally illegal weapons—a
sawed-off shotgun and a stolen police riot gun—which
O’Neal had told Mitchell about. There is evidence
that the appropriate FBI procedure would have been
to notify the Alcohol, Firearms and Tobacco Division
of the Treasury Department about these weapons.
This was not done.

After his meeting with O’Neal on November 19,
Mitchell met with members of the Chicago Police De-
partment’s Gang Intelligence Unit (GIU) and con-
veyed to them the information contained in the floor-
plan. Mitchell also teld them that a large quantity
of weapons was stored at the apartment, including
the sawed-off shotgun and the stolen police gun.”
Piper was aware of the transfer of this information
to the GIU and at a meeting with Johnson informed

10 Mitchel!, however, never mentioned these federally illegal
weapons in writing until eight days after the December 4

raid on the apartment.

ae

19a

him of the same."' On the basis of this information,
the GIU planned a raid on the apartment to seize
the weapons.

Shortly thereafter O’Neal told Mitchell that the
weapons had been removed from the Monroe Street
apartment. Mitchell relayed this information to Piper
who in turn informed Johnson. Johnson ordered
Piper to inform all local agencies which had re-
ceived the prior information about the weapons that
they had been removed. Piper transmitted this order
to Mitchell, who phoned Officer Bizewski of the GIU.
Johnson, on November 24, also phoned Thomas Lyons,
director of the GIU, and told him that the BPP ex-
pected the raid and had removed the weapons from
the apartment. Lyons told Johnson that he would
cancel the raid.

Within two days of the cancellation of the GIU
raid, Mitchell called Jalovec and told him that the
weapons had been returned to the apartment.” Mit-
chell also informed Jalovec that Hampton and John-
son were living at the apartment, that other members
of the BPP frequented the apartment, and that a
variety of weapons, illegally purchased, was kept
there. About the first of December Mitchell told
Jalovec that a sawed-off shotgun and a stolen police
gun were in the apartment. Shortly thereafter, ac-
cording to plaintiffs’ evidence, Mitchell met with

The SPU also was informed about the presence of a
large quantity of weapons at 2337 West Monroe Street.

12 From late November to December 4, 1969, Mitchell had
five to seven conversations with Jalovec.

20a

Jalovee and Groth and, with Piper’s prior approval,
showed them the floorplan of the West Monroe Street
apartment. Mitchell also told them that a BPP politi-
cal education meeting was scheduled for the evening
of December 3 and that the occupants of the apart-
ment likely would be absent then.

At trial, Groth did not recall attending the meeting
with Mitchell. Groth did claim, however, to have re-
ceived a phone call sometime during the late afternoon
or evening of December 2 from an _ unidentified
informant who provided information paralleling the
information transmitted by Mitchell. Groth stated
that this unidentified informant—who was unpaid—
was a member of the BPP.”

Groth met with Jalovec on December 3 and had
a discussion with him about the information Groth
received from his informant. Jalovec said that he
had received essentially the same information from
Mitchell. Groth also told Jalovee that he had sur-
veyed the premises at 2337 West Monroe Street on
his way to work that morning. Later that day Groth
instructed Davis and Kelly to survey the prcmises,
and they returned with a street diagram of vhe sur-
rounding area. Groth told Davis, Kelly, and a few
other officers assigned to the SPU that they would be
going to the apartment at 8:00 p.m. that night to
search the premises for illegal weapons.

18 The plaintiffs question whether Groth’s informant in
fact ever existed. The trial court did not require Groth to
disclose the identity of his informant. See infra, pp. 635-639.

2la

At midday on December 3 Jalovec and Groth met
with Hanrahan and recounted the information they
had received from their sources. At this meeting
Jalovee told Hanrahan that they intended to obtain
a search warrant for the Monroe Street apartment.
Jalovec and Groth drafted the warrant. The affidavit
stated that Jalovee had received information from
a reliable informant—Mitchell was not mentioned by
name—that sawed-off shotguns and other weapons
were kept in the apartment. It also stated that a
reliable informant had told Groth that the apartment
contained numerous weapons including three sawed-
off shotguns. The warrant and affidavit were shown
to Hanrahan and then taken to a Cook County Circuit
judge who was formerly Hanrahan’s first assistant
when Hanrahan was United States Attorney. The
warrant was issued that afternoon.

After the warrant was issued, Jalovee and Groth
busied themselves with the final preparations for
its execution. They decided that fourteen men would
take part in the mission. Groth described the plan to
some of the police officers who would be accompany-
ing him. Jalovee phoned the Chicago Police Depart-
ment to obtain approval to bring certain weapons,
including a machine gun, when they served the search
warrant. Jalovec also approved Groth’s revised deci-
sion to serve the warrant at 4:00 a.m., rather than
in the evening, so that the sleeping occupants in the
apartment could be taken by surprise. At trial
Jalovee and Groth indicated that they did not dis-

22a

cuss the use of tear gas, sound equipment, or other
means to gain entry to the apartment.

Jalovee met with Hanrahan and detailed the final
plan for the search of the apartment. He told him
that Groth would be leading twelve to fourteen men.
Again the testimony indicated that there was no dis-
cussion of alternative ways of gaining entry to the
apartment or of the use of any equipment besides
guns. Hanrahan told Jalovec to tell the men to
be careful. Jalovec related his conversation with Han-
rahan to Groth, and told Groth to call him at home
after the raid.

This same day, on December 3, 1969, Johnson and
Piper approved a counterintelligence memorandum
sent to the Director in Washington. The memoran-
dum stated that local police’* planned ‘a positive
course of action” based on the information regarding
the West Monroe Street apartment which the Chi-
cago FBI had provided local law enforcement officials.

14 The FBI document refers to action planned by “Chicago
police.” This, however, does not necessarily indicate that the
local FBI thought that the Chicago Police Department planned
an action and that it was unaware of the action planned by
the SPU of the State’s Attorney’s Office. The officers detailed
to the SPU were, in fact, Chicago police officers. More im-
portantly, other FBI documents indicate that the local FBI
at other times referred to police actions of the SPU as actions
taken by Chicago police. For example, a December 10 coun-
terintelligence memorandum sent from Johnson’s office to
Washington stated that Hampton was killed by “Chicago
police.” ;

Reba

23a
B. Raid

The fourteen raiders met at the State’s Attorney’s
Office for a briefing at 4:00 a.m. the morning of the
raid. Groth described the apartment’s layout and
informed the other officers that it was a BPP dwelling
frequented by Fred Hampton. Armed with a machine
gun, a sawed-off shotgun, a semi-automatic .30-caliber
carbine, and other weapons, they arrived at the apart-
ment at 4:30 a.m. Groth instructed seven officers
(the nonshooters) to guard the apartment’s exterior.
Groth, Jones, Gorman, and Davis approached the
front of the apartment while Broderick, Carmody,
and Ciszewski circled to the rear door.

Before the raid began, Clark, Truelock, Bell, and
Harris, were in the living room on chairs and mat-
tresses scattered around the room. Satchel, Ander-
son, and Brewer were asleep in the front bedroom
which was located directly south of the living room.
The rear bedroom of the apartment, directly south
of the front bedroom, was occupied by Hampton and
Johnson. A diagram of the apartment is shown here:

24a

APARTMENT DIAGRAM

SA

25a

A factual dispute exists as to the activity inside
the apartment. Plaintiffs’ testimony depicts a violent,
well-armed, unprovoked attack on the apartment.
Plaintiffs testified that the officers did not announce
their purpose when they arrived at the apartment.
After hearing a knock at the apartment door, True-
lock and Bell ran to the rear bedroom to awaken
Hampton. Davis burst through the door into the liv-
ing room and began firing into the darkened room.
Clark, in the northwest part of the room about three
or four feet from the door, was struck in the heart by
a bullet from Davis’ rifle. According to Harris,
Clark’s gun went off as he fell. Groth also began fir-
ing into the living room from the apartment. door-
way. Harris was shot as she lay in bed. She testified
at the trial that she neither fired nor handled a gun
during the raid.

The attack from the rear of the apartment was
precipitated by the sound of a shotgun blast from
within. Carmody broke through the back door and
entered the kitchen. Using a .38 revolver, he fired five
times. Corbett, Ciszewski, and Broderick followed
him into the kitchen, the latter two firing into the two
bedrooms from the dining room area. Bell, Truelock,
and Johnson emerged from the back bedroom during ‘
a pause in the shooting.

Meanwhile, Gorman had entered the living room
and began firing his machine gun into the south wall
toward the bedrooms. Davis also began firing into the
south wall. Carmody entered the back bedroom and

26a

found Hampton lying on his bed.” Carmody went to
the head of the bed clutching a revolver in his right
hand. During the course of the firing, Hampton was
shot several times in the body and the head. The
bullets which went through his brain were never
found. Carmody emerged from the bedroom drag-
ging Hampton’s body by the left wrist. In Carmody’s
firearms report, he indicated that he had critically
wounded a suspect. He recorded that his first shot
was fired from a distance of ten feet and noted the
distance of his second shot by a question mark.
Meanwhile the other shooters were moving toward
the front bedroom where Satchel, Anderson, and
Brewer lay huddled on the floor. Broderick, located in
the bathroom, and Ciszewski, positioned in the dining
room, fired several blasts from their shotguns into
the front bedroom. Simultaneously, Gorman ad-
vanced down the hallway and approached this bed-
room. Seeing the forms of Anderson and Brewer
rising between the beds, he aimed and fired his ma-
chine gun into the bedroom. At that point Carmody
charged through the front bedroom doorway and the
occupants surrendered. When the guns were stilled,
Satchel had been struck four times, Anderson and

15 Plaintiffs introduced the expert testimony of Eleanor

Berman, chief toxicologist of Cook County Hospital, indicat-
ing that Hampton was drugged at the time of the raid. On
the basis of blood samples extracted from his body, she con-
cluded that secobarbital was present in Hampton’s system
at the time of his death in an amount which would make it
difficult for him to awaken. Bell and O’Neal testified that

Hampton was not a drug user.

27a

Brewer, twice. All three plaintiffs denied firing
weapons. While the survivors were gathered into the
kitchen the nonshooters entered the apartment. Ac-
cording to the survivors’ testimony, they were then
physically and verbally abused.

The evidence introduced by defendants at trial
produces a portrait of the incident which barely re-
sembles the one depicted by plaintiffs. All the officers
testified that they were fired on from within the
apartment as they attempted to serve the search war-
rant. Groth testified that he and his men announced
their purpose to the occupants on the morning of
December 4 while standing on the apartment porch.
After receiving no response, Davis struck down the
front door of the apartment. As he lunged into the
living room a shotgun blast flashed through the room
from Clark’s gun. Seeing Harris’ gun directed at the
front entrance door, he fired and hit her in the leg.
Fearing for Davis’ life, Groth stepped into the living
room and was met by the barrel of Harris’ gun aimed
in his direction; believing that she had fired a shot
at him, Groth responded by firing at her. Davis
noticed Clark rising from his chair, “pumping”’ his
shotgun, and turning toward him. Davis fired three
shots while simultaneously rushing at Clark. A
struggle for Clark’s gun followed and the men
dropped to the floor. In the meantime, Gorman had
entered the living room and grabbed the shotgun
from Harris who was sitting on a bed next to the
south wall of the living room. The officers testified
that during the next few seconds they observed flashes

28a

of firing exiting from both bedrooms. Testimony was
given that a cease-fire was called, but was broken
by two shots, one from each bedroom.

At the same time, Carmody broke through the
kitchen door into the rear of the apartment. Observ-
ing flashes of firing exiting from the back bedroom,
he lunged into the kitchen. He advanced to a position
in the dining room and fired into the bedroom.
Ciszewski and Broderick followed Carmody’s lead.
Ciszewski pointed his flashlight into the back bed-
room and Bell surrendered.

A second cease-fire was called. It too was broken
when flashes were observed again in the rear of the
apartment. When Gorman and Davis fired through
the living room wall, their volleys were returned by
more firing from the bedroom.

Truelock and Johnson emerged from the back room
during a third cease-fire. Carmody then entered the
back bedroom where he saw Hampton’s body on the
bed. While Carmody dragged the body from the
room, Ciszewski entered to remove weapons. A bullet
ripped through the north wall of the bedroom and
struck Ciszewski in the ankle.

Having secured the living room and back bedroom,
the raiders concentrated their efforts on the front
bedroom. Gorman ran to the bedroom after shooting
through the south wall of the living room. He fired
his machine gun into the front bedroom as he saw
Anderson rising between the beds with a shotgun
clutched in his bands. Anderson was hit by Gorman’s
volley. Gorman also spotted Brewer with an object

29a

in her hands, but no shots were exchanged. Carmody
and Broderick also fired into the north bedroom. Ac-
cording to a tape of a radio dispatcher’s communica-
tion with the raiders that morning, the apartment
was under control within seven minutes.

In addition to the raiders’ testimony, the state-
ments of several plaintiffs given to their lawyers
after the incident were presented by the defense at
trial. In these statements, both sworn and unsworn,
several plaintiffs said they picked up weapons during
the course of the raid and Truelock said he fired two
shots at the raiders. These statements were offered
as further proof that the officers were fired at and
that they perceived themselves to be in great _——
during the course of the raid.

Countering this defense evidence and in support
of their trial testimony in which the survivors de-
nied firing at the raiders, plaintiffs introduced the
expert testimony of Robert Zimmers, a ballistics ex-
aminer with the FBI crime laboratory. Zimmers
also was qualified as an expert to testify regarding
the angle a shot entered a surface based on evidence
of its impact point. According to his testimony, he
examined the weapons seized from the apartment,
the shooters’ weapons and their bullets, bullet frag-
ments, and shotgun casings and cartridges found in
the apartment. He also analyzed impact points on the
walls and furniture in the apartment. On the basis
of this examination and his analysis,’ he concluded
that there was no evidence of a shotgun blast coming
from the corner of the living room where Harris was

30a

during the raid. He also concluded that there was
no evidence of shotgun shots exiting from the front
bedroom where Satchel, Anderson, and Brewer were
sleeping, and found no evidence of a shot being fired
from within the rear bedroom where Johnson, Hamp-
ton, Truelock, and Bell were located.

On the other hand, Zimmers determined that there
were forty-two bullet holes created by shots fired
from the living room through its south wall into the
front bedroom. Additionally, there were thirty-three
bullet holes of entrance found in the south wall of
the front bedroom (the wall between the front and
rear bedrooms), twenty-five of which entered from
the living room. There were fourteen bullet holes of
entrance found in the south wall of the back bed-
room occupied by Hampton and Johnson. Six of these
bullet holes came from shots that originated in the
doorway of the north bedroom. Zimmers also testified
that on the basis of his examination only one shot
shell was identified with the seized weapons and that
this shell corresponded with a hole of exit in the liv-
ing room door; further, he stated that a bullet re-
moved from the body of Hampton was fired from the
.30-caliber carbine carried on the raid by Davis.

C. Post-Raid

After the firing ceased, Gorman telephoned Jalovec
from the back bedroom to report what occurred and
to inquire whether Jalovec would be directing the
evidence collection at the apartment. Jalovec re-
sponded that the men should leave th: apartment

sla

immediately to avoid creating a riotous situation and
should bring the seized weapons to the State’s Attor-
ney’s Cffice. The other ‘raiders were searching the
apartment, overturning furniture and seizing books
and files in the process. The raiders retrieved bullets
and other ballistics material but failed to identify the
recovered items. According to Groth, the seized
weapons were neither tagged for identification pur-
poses nor fingerprinted, and the locations were not
specifically recorded. Consequently, when the Mobile
Crime Unit of the Chicago Police Department ar-
rived at approximately 5:15 a.m. to collect evidence,
its task was hindered greatly by the raiders’ search.
The Unit, headed by Koludrovic, nevertheless re-
covered a number of ballistics items from through-
out the apartment which were taken to department
heaquarters for examination by experts in firearms
identification. The officers retained their own weap-
ons, and the weapons found inside the apartment
were taken to the State’s Attorney’s Office.

Immediately after the raid, the four wounded oc-
cupants were taken to a hospital and the three other
survivors were incarcerated in Cook County Jail.
On the basis of sworn complaints which stated that
the plaintiffs fired at the raiders, charges of at-
tempted murder, aggravated battery, and unlawful
use of weapons were filed against the survivors.
Bond was set for each at $100,000. (Several sur-
vivors remained in jail until December 21 when their
hond was lowered. )

32a

As the day unfolded, an atmosphere of confusion
and tension developed in Chicago’s black community.
Hanrahan met with the raiders and decided to en-
gage in a series of media activities because “there
were no methods of getting the officers’ story to the
public as effectively.” The initial phase began around
noon on December 4 when he issued a statement to
the press in the presence of Jalovec, Groth, and other
raiders. Although aware of conflicting stories, he
adopted the raiders’ version of the incident and urged
the support of the eitizens of Chicago for the coura-
geous actions of the police officers. He frequently
emphasized his words by pointing to a display of
seized weapons and, in particular, to a revolver which
he said -was “used by Hampton in the course of the
attack on the police.”

On December 8, amidst the continuing storm of
controversy surrounding the raid, Hanrahan called
his second press conference. Reading from a pre-
pared statement, he reiterated the raiders’ account of
the incident and summarily dispelled conflicting re-
ports referred to by reporters. Despite further po-
tential pre-trial prejudice to the survivors’ crimi-
nal defense, Hanrahan continued to publicize the in-
cident and decided to employ additional media tactics
to promote the raiders’ version of the incident. At
his behest the Chicago Tribune published an exclu-
sive interview with the raiders on December 11. The
article stated that the occupants initiated the firing
and contained photographs provided by the State’s
Attorney’s Office which showed holes in walls and doors

IRC eet

33a

of the apartment which purportedly represented shots
originating from guns fired in the bedrooms. At trial
a reporter for the newspaper testified that his sole
source of material for the article was the informa-
tion obtained from Hanrahan, Jalovec, and the raiders
during an interview.

The following day a reenactment of the raid was
filmed by CBS-TV in Chicago. Hanrahan asked the
broadcasting company to film the story for television
without editing by CBS. A set was constructed at the
State’s Attorney’s Office, and Jalovee assisted the
production directors. All the raiders were present
for the event and those who participated in the re-
enactment were informed that the film could be cut
as the raiders desired. To insure the production’s
conformity with his previous press statements, Han-
rahan visited the set during portions of the taping. ,
The broadcast was aired the same evening. Hanrahan
held his final press conference the following day.
When confronted with questions from reporters that
focused on the photographic misrepresentations con-
tained in the Chicago Tribune article, Hanrahan
again confirmed the accuracy of the officers’ stories
without investigating the conflicting reports. At trial
Hanrahan testified that he believed his publicity ef-
forts were necessary to maintain the integrity and
reputation of law enforcement in the community.

The role of the federal defendants continued in the
post-raid period. Mitchell, Piper, and Johnson testi-
fied that they first learned of the raid through the
news media the morning of December 4. Later tha‘

34a

day, they received information from the State’s At-
torney’s Office that Hampton’s body had been posi-
tively identified. Johnson then approved the trans-
mission of an “urgent” teletype to FBI headquarters
in Washington reporting the raid. Pursuant to
Piper’s instructions, Mitchell spoke with Jalovec and
Groth at the State’s Attorney’s Office to obtain more
details. At this meeting Jalovec asked Mitchell
whether he would be concerned if “it got out” that
Mitchell was the source of the preliminary informa-
tion for the raid.

The FBI continued to monitor BPP activities
through O’Neal’s assistance, and it was during this
early post-raid period that FBI officials wrote a series
of memoranda highlighting their involvement in the
raid. Piper sent a memorandum to Bureau head-
quarters on December 11 which requested a bonus
for O’Neal. The request was “justified” on the
grounds that the raid was based on information fur-
nished by O’Neal and that this information was not
available from any other source. Shortly thereafter,
a three hundred dollar bonus was approved. On De-
cember 12 Mitchell wrote.a memorandum which
stated for the first time that federally illegal weapons
had been present in the apartment a few days prior
to the raid. The memorandum also noted that the
FBI communicated with the State’s Attorney’s Office
around the first of December regarding the illegal
weapons. Mitchell’s memorandum was not sent to
the Washington office of the FBI but instead was
placed in the Chicago FBI’s “O’Neal” file which also

a

35a

contained the floorplan that had been furnished to
Mitchell prior to the raid.

A series of investigations and inquests followed
the December 4 raid. On December 12 Hanrahan re-
quested Chicago Police Superintendent Conlisk to
initiate an internal police investigation. Internal in-
vestigations generally were conducted by Ervanian
and Kukowinski, director of the Internal Investiga-
tions Division of the Chicago Poiice Department (IID)
and head of the Excessive Force Unit of the IID,
respectively. This investigation, however, was placed
under the direct supervision of Mulchrone, a deputy
police superintendent. Meade, a police department
legal advisor, was placed in charge of the investiga-
tion by Mulchrone. Meade designed a few questions
based on Groth’s official report and typed in answers
which, as Mulchrone stated, “would justify the use
of entry and force by the officers.” ErvVanian and
Kukowinski were informed of the limited nature of
the inquiry and of Meade’s and Mulchrone’s decision
that all of the raiders’ statements were to be identical.
Although dismayed at the proposed procedures, neither
protested. Copies of Meade’s material were dis-
tributed to Assistant State’s Attorneys Sorosky and
Meltreger who were advising the officers at the De-
cember 16 questioning. Jalovec, Kukowinski, Ervan-
ian, Mulchrone, and Meade also were present at the
interviews. Prior to the commencement of the in-
quiry, Groth was shown the prearranged questions
and answers and then requested to give his account
of the raid. Thereafter the other raiders met pri-

86a

vately with Jalovec and Sorosky and were shown
copies of both the Meade material and Groth’s state-
ment. During the interviews each officer was asked
substantially the same four questions:

Does Groth’s statement describe what occurred

at the apartment? .
Did you use excessive force in effecting these

arrests?
Did other officers use excessive force in effect-

ing these arrests?

Is there anything you wish to add? Each of the
raiders answered “yes’’ to the first question and “no”
to the next two. They gave a varied assortment of
immaterial answers to the fourth question.** The

16 For example, Officer Kelly stated :

A Yes, I have two questions. Am I charged with
any crime?

Q You are not charged with any allegations, no.

A My second is not a question, it is a statement. I
have known Sergeant Groth personally for approximately
eight or more years. I have never seen him act in any

manner other than that which would bring praise and

credit to the Chicago Police Department. That is it.

Officer Jones said:

I am Black and proud of being Black. and a member
of the Chicago Police Department. I have worked with
these officers, both black and white for over six months
and consider them to be of highest professional caliber
and a real credit to the Department. The courage they
exhibited that night made me even prouder of my as-
sociates. I feel strongly about the advancement of Blacks
on the Chicago Police Department and deeply sorry that
criminal elements are using this incident to attempt to
destroy mutual understanding and respect.

87a

survivors were asked to participate in the IID in-
vestigation by filing complaints, but declined.

While the internal investigation was underway,
Sadunas, a ballistics analyst for the Chicago Police
Department Crime Laboratory, had been conducting
a series of firearms identification tests based on the
materials recovered by the Mobile Crime Laboratory
Unit. Sadunas was urged by the State’s Attorney’s
Office and some of the raiders to complete his report
as quickly as possible. On December 17 he issued his
findings which included an identification of two shells
with the gun allegedly fired by Brenda Harris. Sa-
dunas, however, failed to include the raiders’ weapons
in his testings. The Sadunas report was sent to the
JID for consideration. On December 18, six days
after Hanrahan’s request for the investigation, the
IID submitted its report to Conlisk. He determined
that no disciplinary action was warranted against
the fourteen raiders. At trial both Kukowinski and
Ervanian characterized the investigation as less than
thorough and admitted that the irregular nature of
the proceeding might be attributed to the involve-
ment of the State’s Attorney’s Office. According to
Mulchrone, “[the] purpose of the investigation was
not to in any way serve to later destroy [the police
officers’] testimony before a criminal trial” which
the IID knew was going to take place in Cook County
Circuit Court.

Additional state investigations during the post-
raid period included a January 1970 Cook County

38a

Special Coroner’s Inquest into the deaths of Hampton
and Clark. Testimony was taken from the raiders
and Crime Laboratory personnel. The survivors re-
fused to testify at the inquest. A finding of justifi-
able homicide was made by the Coroner’s office. Plain-
tiffs challenged this finding at trial with evidence
that Groth made several statements at the inquest
which he later contradicted, including testimony in
which he denied being aware prior to the raid of the
interior design of the apartment.

Also, during the month of January, a Cook County
grand jury returned an indictment for attempted
murder and aggravated battery against the seven
survivors of the raid. Hanrahan was responsible for
the presentation to the grand jury of evidence con-
sisting mainly of the police officers’ testimony and the
Sadunas report.

A federal grand jury had been convened in Decem-
ber 1969 to investigate whether the occupants’ civil
rights had been violated. Jerris Leonard, Assistant
Attorney General in charge of the Civil Rights Divi-
sion, was assigned by the Department of Justice to
present evidence to the grand jury, and Leonard
Treviranus served as case agent for the grand jury
on behalf of the FBI.” Johnson instructed Trevi-

17 Plaintiffs attempted to join Leonard as a coconspirator-
defendant in December 1975 after receiving certain discovery
materials. The court denied the motion and plaintiffs have
not raised the ruling on appeal. The record fails to reveal
whether Treviranus was intended to be named as a defendant
in the motion.

39a

ranus that all requests for evidence from the grand
jury and Leonard were to be channelled through
Johnson. Additionally, Johnson and Leonard met
throughout the investigations and Leonard revealed
to Johnson what information he was seeking for
presentation to the grand jury.

The grand jury began to hear evidence in January
1970 and Johnson was requested to appear before it
to testify concerning the June 1969 raid on the BPP
headquarters. Treviranus sent a memorandum to
FBI headquarters in Washington which assured that
Johnson’s testimony would not relate to “the circum-
stances” of the December 4 raid, insuring that “no
exposure” to the Bureau would occur., Leonard, how-
ever, informed Johnson that the grand jury was in-
terested additionally in what information the FBI
had supplied to local authorities prior to the raid.
Johnson asked a member of his staff to brief him on
the information that had been disseminated. Although
Johnson knew Mitchell had provided information
about the BPP to local authorities, he asked neither
Mitchell nor Piper about these communications. On
Februury 11, 1970 Johnson testified before the grand
jury. He stated that the Chicago office of the FBI
was not aware that illegal weapons were in the apart-
ment prior to the raid. Additionally, Johnson failed
to mention that a floorplan was furnished by Mitchell
to the State’s Attorney’s Office. On the same day
that Johnson testified, Mitchell wrote the FBI Di-
rector on behalf of the Chicago office for authoriza-

ee

40a

tion to continue paying O’Neal as an informant. In
the letter Mitchell justified the request, as Piper had
justified the earlier bonus for O’Neal, by reminding
headquarters that O’Neal had provided a detailed
floorplan of the apartment, as well as other infor-
mation, which subsequently “saved injury and possi-
ble death to police officers” participating in the De-
cember 4 raid.

Neither Mitchell nor Piper testified before the
grand jury. The Racial Matters Squad, however,
which was under Piper’s supervision, regularly pro-
vided Treviranus with selective intelligence informa-

‘tion on the BPP and the raid. Included in this infor-

mation flow were Bureau files on the survivors, a
report on Hampton’s activities one week before the
raid, and Mitchell’s November 21 weapons memoran-
dum listing the legally purchased weapons reported
by O’Neal to be in the apartment. Conspicuously
absent was information on the floorplan and Mitch-
ell’s December 12 memorandum concerning the pres-
ence of illegal weapons in the apartment prior to the
raid. O’Neal was never made available to testify

| before the grand jury nor to be interviewed by the

prosecutors in charge of the grand jury despite Bu-
reau instructions issued in September 1969 that ef-
forts should be made to convince informants to testify
about information they had furnished concerning the
BPP.

During the first weeks of February 1970, Zimmers
conducted exhaustive tests of the ballistics evidence

4la

and weapons involved in the raid. Zimmers concluded
that the spent shells identified in the Sadunas report
as having been fired from Brenda Harris’ gun ac-
tually had been fired from Officer Ciszewski’s weapon.
Sadunas was informed of this discrepancy in mid-
February. Upon receiving the evidence and weapons
from the FBI, Sadunas retested the shotshells and
test-fired Ciszewski’s gun for the first time. His find-
ings confirmed Zimmers’. Several weeks later Sa-
dunas appeared before the federal grand jury and
testified to his previous error. Hanrahan, who was
in charge of the state prosecution, learned of Sadunas’
error in March. He discussed the corrected findings
with the raiders and asked if they wanted, to make
further statements. Hanrahan and the raiders de-
cided that the raiders should testify before the fed-
eral grand jury to relate their accounts of the inci-
dent. At the same time Hanrahan was considering
dismissal of the state indictments.

According to Leonard, Hanrahan, the raiders, and
other police officers eventually became “targets” of
the federal grand jury investigation. Hanrahan was
warned of this several weeks before he was requested
to testify. Suosequently Leonard discussed the po-
tential indictments with Johnson and informed him
that “an arrangement” had been made between Han-
rahan and him, whereby the raiders’ testimony would
be given to Hanrahan after they testified and that
Hanrahan would drop the indictments against the
survivors within thirty days. Leonard hoped that the

42a

survivors would then testify before the federal grand
jury. Shortly after this discussion, Johnson informed
Treviranus of the “arrangement” and, on the basis
of this conversation, Treviranus sent a teletype to
FBI headquarters on April 8. The teletype stated
that the dismissal of the local indictments would be
based on the change in Sadunas’ testimony.** Enclosed
with the teletype was a draft of the first chapter of
the grand jury report.

Groth and the other raiders began their testimony
before the grand jury on the same day that Trevi-
ranus dispatched the teletype and the report. Groth
was not requested to reveal the identity of his infor-
mant even though Leonard’s assistants had requested
this information from the State’s Attorney’s Office

18 The teletype stated :

AAG Jerris Leonard, Civil Rights Division, Department
of Justice, at Chicago, advised SAC Marlin Johnson in
strictest confidence that no indictments of police officers
are planned in captioned matter. AAG Leonard has a
firm commitment to meet with Edward V. Hanrahan,
State’s Attorney, Cook County, Illinois, within one week,
whereupon, on basis of Federal District Court order
Hanrahan will receive testimony of State’s Attorney’s
Police before FGJ.

The above is based upon an agreement whereby Hanrahan

The above is based upon an agreement where Hanrahan
will dismiss the local indictments against the BPP mem-
bers. Hanrahan is to be given thirty days to dismiss the
local indictment which will be based upon the change of
testimony of John Sidunas [sic] of the Chicago Police
Department Crime Lab.

Subsequent to this dismissal, BPP victims will then be
subpoenaed before the FGJ for their testimony in this
case.

43a

and Groth in early February. At that time the State’s
Attorney’s Office informed the assistants that “Jalo-
vec was informed by a federal employee: [and] Groth
may consider course of action if asked before the
Grand Jury.” The raiders refused to conform their
testimony to the ballistics evidence and physical evi-
dence shown them by the federal prosecutors prior to
their appearance.

On May 4 Hanrahan appeared before the grand
jury and testified that it was his intention to dismiss
the indictments based on the revised Sadunas report.
Four days after Hanrahan’s appearance, the indict-
ments against the survivors were dropped. The Gov-
ernment sought the seven survivors’ testimony before
the grand jury on May 11; however, the plaintiffs
refused to testify. No indictments were returned
and the federal grand jury was discharged on May
15. ;

In June 1970 a special prosecutor was appointed
by the Chief Judge of the Criminal Division of the
Circuit Court of Cook County to inquire into the
police and Black Panther actions on December 4. A
special state grand jury was convened in December
1970 which returned indictments against Hanrahan,
Jalovec, Mulchrone, Meade, Sadunas, Koludrovic,
Groth, Broderick, Carmody, Ciszewski, Corbett,
Davis, Gorman, and Jones for conspiring to obstruct
justice. On October 25, 1972 these defendants were
found not guilty after a bench trial in the Criminal
Court of Cook County. .

44a

These facts provide the basis for a determination
of the legal issues concerning the directed verdicts.
The plaintiffs’ principal claim is that defendants con-
spired to deprive them of their civil rights."* The
plaintiffs also assert claims against individual de-
fendants for intentional and negligent violations of
their rights. We now seek to outline generally the
governing legal principles regarding civil conspira-
cies. This discussion will be followed by an analysis
both of these standards and of the individualized
claims as applied. to the facts presented in the three
stages of plaintiffs’ case.

III. CONSPIRACY CLAIMS

A civil conspiracy is “a combination of two or
more persons acting in concert to commit an unlaw-
ful act, or to commit a lawful act by unlawful means,
the principal element of which is an agreement be-
tween the parties ‘to inflict a wrong against or injury
upon ancther,’ and ‘an overt act that results in dam-
age.’”” Rotermund v. United States Steel Corp., 474
F.2d 1139 (8th Cir. 1973) (citation omitted). In
order to prove the existence of a civil conspiracy, a
plaintiff is not required te provide direct evidence of
the agreement between the conspirators; “[c]ircum-
stantial evidence may provide adequate proof of con-
spiracy.” Hoffman-LaRoche, Inc. v. Greenberg, 447
F.2d 872, 875 (7th Cir. 1971). See also United

19 Plaintiffs’ conspiracy claims are based on 42%U.S.C.
§§ 1983 and 1985(3).

45a

States v. Varelli, 407 F.2d 735, 741-42 (7th Cir.
1969). Absent the testimony of a coconspirator, it
is unlikely that direct evidence of a conspiratorial
agreement will exist. Thus, the question whether an
agreement exists should not be taken from the jury
in a civil conspiracy case so long as there is a possi-
bility that the jury can “infer from the circumstances
[that the alleged conspirators] had a ‘meeting of the
minds’ and thus reached an understanding” to achieve
the conspiracy’s objectives. Adickes v. Kress & Co.,
398 U.S. 144, 158-59, 90 S.Ct. 1598, 1609, 26 L.Ed.
2d 142 (1970).

A plaintiff seeking redress need not prove that each
participant in a conspiracy knew the “exact limits of
the illegal plan or the identity of all participants
therein.” Hoffman-LaRoche, Inc., supra, 447 F.2d at
875. An express agreement among all the conspira-
tors is not a necessary element of a civil conspiracy.
The participants in the conspiracy must share the
general conspiratorial objective, but they need not
know all the details of the plan designed to achieve
the objective or possess the same motives for desiring
the intended conspiratorial result. To demonstrate
the existence of a conspiratorial agreement, it simply
must be shown that there was “a single plan, the
essential nature and general scope of which [was]
known to each person who is to be held responsible
for its consequences.” Id.

Keeping these standards in mind, when we examine
the evidence presented by both sides in this case in

&

46a

the light most favorable to the plaintiffs, we conclude
that the district court erred when it ruled that the
plaintiffs had not established a prima facie case of
conspiracy. Our analysis of the plaintiffs’ case leads
us to conelude that the plaintiffs did offer sufficient
evidence to warrant a jury determination of whether
a conspiracy existed. The fact that “all of the evi-
dence . . . does not point in one direction and differ-
ent inferences might reasonably be drawn from it”
does not justify judicial intrusion into the jury’s role
in determining whether a civil conspiracy existed.
Continental Ore Co. v. Union Carbide & Carbon
Corp., 370 U.S. 690, 700-01, 82 S.Ct. 1404, 1411, 8
L.Ed.2d 777 (1962). In such a situation, “it is the
jury which ‘weighs the contradictory evidence and
inferences’ and draws ‘the ultimate corclusion as to
the facts.’” Id. (citation omitted). When a plaintiff
alleges a conspiracy to violate civil rights, “[t]he ex-
istence or nonexistence of a conspiracy is essentially
a factual issue that the jury, not the trial judge,
should decide.” Adickes, supra, 398 U.S. at 176, 90
S.Ct. at 1618 (Black, J., concurring.)

We do wish, however, to make one observation
about the nature of the conspiracy described by plain-
tiffs’ evidence in this case.” We believe that plaintiffs
have presented a prima facie case, not of a single

20 It should be noted that when we refer to a conspiracy
among defendants, we are not passing on the ultimate validity
of plaintiffs’ claims. We merely are commenting on plaintiffs’
claims and evidence from which a jury reasonably could infer
that a conspiracy or conspiracies existed.

47a

conspiracy, but of two conspiracies designed to vio-
late their rights in distinct ways. These conspiracies
share many of the same participants who form “the
common nucleus of *scparate conspiracies,” Varelli,
supra, 407 F.2d at 743, but they are not identical
conspiracies. The first conspiracy, as we view the
evidence, involves the state and federal defendants
who participated in the pre-raid preparations and
planning, and the raid itself. The second conspiracy,
involving many of these same defendants, was the
alleged coverup of evidence regarding the instigation,
preparation and execution of the raid, and the post-
raid legal harassment of the plaintiffs. These two
conspiracies required entirely different kinds of ac-
tivities, both legal and illegal, to achieve their ends.
But more importantly, these two conspiracies had
distinct objectives. The first conspiracy was designed
to subvert and eliminate the Black Panther Party
and its members, thereby suppressing both a poten-
tial source of unrest, turmoil, and even violence in
the black community, and a vital, radical-black politi-
cal organization. The second conspiracy harassed the
survivors of the raid. Moreover, the post-raid con-~
spiracy was intended to frustrate any redress the
plaintiffs might seek and, more importantly, to con-
ceal the true character of the pre-raid and raid ac-
tivities of the defendants involved in the first con-
spiracy.

Reference to the law of criminal conspiracy sug-
gests that this distinction between the substantive

48a

criminal conspiracy and the subsequent concealment
of the crime is important. The Supreme Court stated
in Grunewald v. United States, 353 U.S. 391, 77 S.
Ct. 968, 1 L.Ed.2d 931 (1957): “Acts of covering
up, even though done in the context of a mutually
understood need for secrecy, cannot themselves _con-
stitute proof that concealment of the crime after its
commission was part of the initial agreement among
the conspirators.” Jd. at 401-02, 77 S.Ct. at 972.
Thus, in order to prove that acts of concealment con-
stitute a part of the initial conspiracy, the prosecu-
tion must present “direct evidence [of] an express
original agreement among the conspirators to con-
tinue to act in concert in order to cover up, for their
own self-protection, traces of the crime after its com-
mission.” Id. at 404, 77 S.Ct. at 973-74. Absent such
evidence, the concealment is independent of the crigi-
nal conspiracy; the original conspiracy is not con-
sidered ongoing simply because concealment of the
conspiracy continues. Thus, persons who participate
in the concealment are not ips: facto participants in
the original conspiracy.

These principles are instructive in analyzing the
case presented by plaintiffs. Many of the state de-
fendants are named in plaintiffs’ complaint only for
their participation in the post-raid coverup. Without
direct proof that an agreement to conceal was part
-of the original conspiracy, these defendants should
be liable only for damages arising out of the post-
raid conspiracy. Defendants who are proved to have

49a

participated in both the pre-raid and post-raid con-
spiracies are liable, of course, for damages arising
out of both conspiracies.

We do not decide now that plaintiffs’ case involves
two conspiracies and that liability must be deter-
mined on the basis of that conclusion. Plaintiffs’ dis-
covery was hampered unduly by the trial court, see
infra, pp. 639-642 and we cannot be certain that the
plaintiffs, given full discovery, would be unable to
prove that an agreement to conceal the facts con-
cerning the preparation and execution of the raid
existed as part of the original conspiracy. And, as
we have noted before,

[s]ince the existence of multiple conspiracies is
really a fact question as to the nature of the
agreement, it is for the jury to decide whether
there is one agreement or several. United States
v. Crosby, 294 F.2d 928 (2d Cir. 1961); Green
v. United States, 332 F.2d 788, 789 (5th Cir.
1964) ; United States v. American Honda Motor
Co., 273 F.Supp. 810 (N.D.IIl. 1967).

Varelli, supra, 407 F.2d at 746. Thus, the trial court
upon remand should provide jury instructions that
will insure that the jury is aware of the alternatives
of finding single or multiple conspiracies in the evi-
dence presented by plaintiffs.

The defendants raise several questions about the
legal sufficiency of plaintiffs’ conspiracy claims which
must be discussed. First, defendants contend that in
order to have an adequate claim for relief under
section 1983, a plaintiff must allege and prove both

50a

a conspiracy and an actual deprivation of rights;
mere proof of a conspiracy is insufficient to establish
a section 1983 claim. This statement of the law is
correct, see Lesser v. Braniff Airways, Inc., 518 F.2d
538, 540 n.2 (7th Cir. 1975), but we do not see how
this affects the viability of plaintiffs’ claims in the
instant case. Plaintiffs’ prima facie case offers a
number of constitutional deprivations to accompany
their conspiracy allegations; clearly, the evidence
would support a finding of injury which would con-
stitute deprivation of constitutional rights. Thus,
this requirement of a section 1983 claim has been
satisfied. .

The federal defendants also contend that section
1983 is inapplicable to them since its prohibitions are
directed only against state actors. Yet when federal
officials are engaged in a conspiracy with state offi-
cials to deprive constitutional rights, the state officials
provide the requisite state action to make the entire
conspiracy actionable under section 1983. The Second
Circuit has stated: ‘When the violation is the joint
product of the exercise of a State power and of a
non-State power then the test under the Fourteenth
Amendment and § 1983 is whether the state or its
officials played a ‘significant’ role in the result.”
Kletschka v. Driver, 411 F.2d 486, 449 (2d Cir.
1969) (citation omitted.) Our recent decision in
Askew v. Bloemker, 548 F.2d 673 (7th Cir. 1976),
is not to the contrary. In Askew the state officials
did not play a significant role in the conspiracy:

5la

“TBloth the impetus for and the execution of” the
conspiratorial plan derived from the federal officials.
Id. at 678. Plaintiffs’ evidence in the instant case
indicates that the federal and state defendants shared
in instigating and preparing for the raid. There can
be no question that the state defendants “played a
‘significant’ role in the result.” Kletschka, supra, 411
F.2d at 449.

Defendants also contend that plaintiffs have failed
to state a claim under section 1985(3) because they
have not proved that a racial or otherwise class-based,
invidiously discriminatory animus was behind the
conspirators’ actions.” Proof of a class-based animus
underlying the conspiracy is, of course, a require-
ment of a section 1985(38) claim. Griffin v. Brecken-
ridge, 403 U.S. 88, 102, 91 S.Ct. 1790, 29 L.Ed.2d
338 (1971). Griffin itself held that race was such
a class-based animus, but did not establish what
other types of class-based animi were sufficient to
state a claim. The conspiracy alleged in this case,
however, does not require:an intensive analysis into
either the meaning of Griffin or Congress’ intent in
drafting section 1985(3) to determine whether the
class-based animus requirement was satisfied. The

21 The federal defendants make no contention that, because
they are not state actors, they are not subject to the anti-
discrimination provisions of the statute. Section 1985(3)
clearly was intended to provide redress for victims of a con-
spiracy to violate civil rights whether or not the conspiracy
was under color of state law. Griffin v. Breckenridge, 403
U.S. 88, 91 S.Ct. 1790, 29 L.Ed.2d 338 (1971).

52a

statute was intended, perhaps more than anything
else, to provide redress for victims of conspiracies
impelled by a commingling of racial and political
motives.” And this is precisely the sort of conspiracy
alleged by plaintiffs in this case.

A brief recital of so.ne of the evidence presented
by plaintiffs substantiates this conclusion.” The BPP
was a black organization with a distinct political ide-
ology and a variety of politically-oriented programs.
FBI documents offered by plaintiffs demonstrate that
certain FBI activities directed against the BPP tran-
scended mere “law enforcement,” and were designed
to “neutralize” the BPP as a political voice on racial
issues. Hanrahan testified that two of the principal

22 Discrimination on the basis of political beliefs or affilia-
tions has been found to be actionable under section 1985 (3).
See, e.g., Means v. Wilson, 522 F.2d 833 (8th Cir. 1975),
cert. denied, 424 U.S. 958, 96 S.Ct. 1436, 47 L.Ed.2d 364
(1976) ; Glasson v. City of Louisville, 518 F.2d 899 (6th
Cir.), cert. denied, 423 U.S. 930, 96 S.Ct. 280, 46 L.Ed.2d 258
(1975). See also Griffin, supra, 403 U.S. at 102 n. 9, 91 S.Ct.
1790, n. 9; Comment, Private Conspiracies to Violate Civil
Rights, 90 Harv.L.Rev. 1721, 1728 (1977) (‘the legislative
history behind section 1985(3) points unmistakably to the
conclusion that discrimination on [the basis of political be-
liefs or affiliations] was intended to be actionable”). One of
the foremost concerns of the drafters of the original section
1985(3) was discrimination against individuals whose politi-
cal affiliations were imbued with racial implications. See
Avins, The Ku Klux Klan Act of 1871: Some Reflected Light
on State Action and the Fourteenth Amendment, 11 St. Louis
U.L.J. 381 (1967).

*3 This evidence is examined in more detail. See, esp. supra
at pp. 608-612.

53a

goals of the unit his office assigned to investigate the
BPP were to combat the anti-police propaganda the
BPP had been disseminating in the black community
and to mobilize support among blacks for police. And
one of the purposes of the post-raid coverup was to
prevent the development of widespread sympathy for
the BPP cause which might have arisen out of a full
disclosure of the facts surrounding the raid and the
deaths of Clark and Hampton. Such purposes, if
proven, bespeak of a class-based discriminatory ani-
mus which is at the heart of section 1985(3)’s pro-
hibitions. There is no doubt that the plaintiffs have
satisfied this requirement for proving a section 1985
(3) claim.

Reviewing the facts presented by plaintiffs in light
of these standards, we find that the trial court erred
when it directed verdicts as to plaintiffs’ conspiracy
claims against Hanrahan, Jalovec, the raiders, and
the federal defendants regarding their participation
in the planning and execution of the raid. Plaintiffs
presented considerable evidence, including FBI docu-
ments and express statements by Hanrahan, from
which reasonable persons could conclude that these
parties shared a ‘“‘class-based or otherwise discrimina-
tory” desire to undermine the BPP. These defend-
ants also engaged in an extensive series of communi-
cations which could demonstrate to a reasonable per-
son the existence of an agreement—either tacit or
express—to act in concert to achieve their shared

54a

objective.“ Plaintiffs need not prove that the indi-
vidual motives underlying a common, illegal desire to
achieve the conspiratorial objective were identical.
The essence of a conspiracy is the agreement, and a
reasonable jury could find that the actions of these
defendants demonstrate that they had agreed at least
tacitly to work together to eliminate the BPP.

The state defendants argued that they never
heard of a FBI counterintelligence program called
“COINTELPRO” and thus they cannot be liable as
coconspirators with the federal defendants. Simi-
larly, the federal defendants contend that because
they never met with any of the raiders—in fact, they
had never heard of most of them—they cannot be
part of a conspiracy which includes the raid on the
BPP apartment. As we stated earlier, however, each
participant in a conspiracy need not know the “exact
limits of the illegal plan or the identity of all par-
ticipants therein.” Hoffman-LaRoche, Inc., supra, 447
F.2d at 875.

For example, the fact that Special Agent-in-Charge
Johnson never spoke to Carmody (one of the raiders)
does not preclude their being conspirators. Johnson
closely supervised his subordinate FBI officials’ ac-
tivities vis-a-vis the BPP. These agents, in turn,
had their contacts among the state defendants. The

24 If the evidence were to demonstrate that the federal and
state defendants merely agreed to help each other enforce
the law and prevent violence by the BPP through lawful
means, the agreement, of course, would not have violated
plaintiffs’ civil rights.

55a

communications between Jalovec and Mitchell, in par-
ticular, were essential to the planning and successful
execution of the raid. Without the information the
federal defendants furnished the state defendants, the
state defendants could not have acted in furtherance
of the purpose which plaintiffs contend the state and
federal defendants shared—inflicting injury to the
BPP. The absence of a sole instigator who personally
communicated with all the participants in the con-
spiracy and orchestrated each of their actions does
not preclude a jury from concluding that a conspiracy
existed. Plaintiffs presented sufficient evidence from
which a reasonable person could find that all the de-
fendants named in the initial conspiracy performed
discreet functions in concert to further a common
plan—the raid.

Liability for civil conspiracy requires proof of
more than an agreement among conspirators; a plain-
tiff must show that an actual deprivation of his
rights resulted from the conspiracy. See supra, p.
622. The raid and the injuries suffered by plaintiffs
as a result of the raid reasonably could be found to
constitute this actual deprivation of rights. Thus,
plaintiffs have established a prima facie case under
sections 1983 and 1985(38) for civil liability: a con-
spiracy to violate their civil rights and actual de-
privation of those rights arising from the implementa-
tion of the conspiratorial plan.

56a

IV. CLAIMS OF INDIVIDUAL LIABILITY FOR
ACTS BEFORE AND DURING THE RAID

As an alternative to the conspiracy allegations,
plaintiffs assert that these defendants are subject to
individual liability under section 1983 or directly
under the Constitution. The gist of their claims is
that these defendants are liable for the intentional
and negligent deprivation of rights which occurred
during the raid.”

A. Shooters

Plaintiffs seek recovery against the shooters on the
ground that these defendants, acting under color of
state law, made an illegal entry into the West Mon-

25 Defendants urge that plaintiffs be denied relief on the
ground that negligent conduct is not cognizable under section
1983. We are not persuaded by this argument. Defendants
are correct that “mere negligence” is not actionable under
42 U.S.C. § 19838. Bonner v. Coughlin, 545 F.2d 565, 567
(7th Cir. 1976), cert. denied, 435 U.S. 932, 98 S.Ct. 1507,
55 L.Ed.2d 529 (1978). In Jamison v. McCurrie, 565 F.2d
483, 486 (7th Cir. 1977), Chief Judge Fairchild articulated
the standard for a constitutional cause of action: “The plain-
tiff must show that [the police officers’] misbehavior was
either intentional or in reckless disregard of his constitu-
tional rights,” citing Bonner v. Coughlin, supra. The evidence
offered by plaintiffs, however, viewed in the light most
favorable to them, satisfies this test. Plaintiffs’ case rests on
evidence of excessive force, assault, battery, and wrongful
death which a jury could conclude constituted reckless dis-
regard of plaintiffs’ civil rights in violation of 42 U.S.C.
§ 1983. See Monroe v. Pape, 365 U.S. 167, 81 S.Ct. 473, 5
L.Ed.2d 492 (1960); Clark v. Ziedonis, 513 F.2d 79, 80 n.1
(7th Cir. 1975).

57a

roe Street apartment and used deadly and excessive
force in addition to committing assault, battery, and
other abusive acts on its occupants. Our discussion
of the facts concerning the propriety of the search
warrant which defendants assert justified their entry
into the apartment is found in our analysis of Groth’s
refusal to identify the informant he used to support
the affidavit for the warrant. See infra, pp. 635-639.
Even if the officers were acting pursuant to a search
warrant validly issued, the question remains for the
jury’s determination whether the force used by the
raiders within the apartment was reasonable under
the circumstances. The officers had a right to use
some degree of force in executing the warrant and
defending themselves. As noted in Terry v. Ohio, 392
U.S. 1, 28, 88 S.Ct. 1868, 1881, 20 L.Ed.2d 889
(1968), “it would be unreasonable to require that
police officer. take unnecessary risks in the perform-
ance of their duties.” The record is replete with
factual disputes regarding the activities of the
shooters on the morning of December 4. For ex-
ample, it reasonably could be inferred that Mark
Clark’s gun fired during his struggle with Groth
rather than when the police officers first broke through

the door. Additionally, plaintiffs testified at trial that

none of the survivors fired a gun during the raid.
And Zimmers’ expert testimony corroborated these
assertions. Numerous other questions of fact are pres-
ent in the record, including the issue of whether Fred
Hampton was drugged at the time of the raid and

ud

58a

shot deliberately after Johnson, Truelock, and Bell
had left the bedroom.

Assessing the credibility of witnesses and weighing
the evidence are matters within the sole province of
the jury. In granting the directed verdicts, the trial]
judge repeatedly usurped this function. For ex-
ample, the judge concluded in his Summary that
“Brenda Harris fired a shot which went past Groth’s
shoulder.” This finding was made in disregard of
Harris’ testimony to the contrary and the physical
evidence offered at trial. Additionally, the trial court
ignored the testimony of Johnson and Truelcek and
determined that “the evidence is conclusive that
[Hampton] was shot three times and that he was
dead when Deborah Johnson and Louis Truelock left
the bedroom.” The court also weighed the conflicting

evidence of the experts and found that the evidence .

introduced by plaintiffs’ toxologist, Dr. Eleanor Ber-
man, was “in error.”

In light of the evidence presented by plaintiffs, the
question of the seven shooting police officers’ liability
should have been submitted to the jury. Accordingly,
we reverse the verdicts directed in favor of these
police officers on the individual counts.

B. Nonshooters

In addition to their conspiracy allegations, plain-
tiffs have presented a prima facie case under section
1983 against the nonshooters on the basis of their
nonfeasance at the BPP apartment. This court pre-
viously imposed liability in damages for nonfeasance

59a

in Byrd v. Brishke, 466 F.2d 6 (7th Cir. 1972). The
facts in Byrd are strikingly similar to those alleged
in the case at bar. In Byrd Chicago police officers
failed to deter other officers who, in their presence,
beat the plaintiff with fists and clubs. Holding that
purposeful nonfeasance of such magnitude could serve
as the basis of tort liability under section 1983, we
stated that “fone who is given the badge of authority
of a police officer may not ignore the duty imposed
by his office and fail to stop other officers who sum-
marily punish a third person in his presence.” 466
F.2d at 11.

Plaintiffs in this case assert that the nonshooters
are liable, under the rule in Byrd, for failing to as-
sist or protect the wounded occupants. The officers
entered the apartment immediately after the firing
ceased and plaintiffs testified that the nonshooters
were present during the beatings and abuse which
they said followed the shootout. In light of our de-
cision in Byrd, the fact if found by a jury determina-
tion that these men did not personally participate in
the abuse, but instead callously chose to watch, would
not preclude their liability. Accordingly, this issue
should have been submitted to the jury. We hold
that the directed verdicts in favor of the nonshooters
regarding their activities in the raid were improperly
granted by the trial court.*

* Judge Pell states in dissent that the directed verdicts
in favor of the nonshooters were proper because there is “‘no
basis [in the record] for even an inference that the non-
shooters were inside when any occupant of the apartment

60a

C. Hanrahan and Jalovec

Plaintiffs contend that the alleged failure of Hanra-
han and Jaiovec to supervise properly the officers
attached to the SPU creates a cause of action based
on section 1983. We agree. In Schnell v. City of
Chicago, 407 F.2d 1084 (7th Cir. 1969), we held
that supervisory personnel are proper party-defend-
ants to a section 1983 action

whether the plaintiffs’ constitutional rights are
violated as a result of police behavior which is
the product of the active encouragement and di-

was allegedly mistreated, and certainly not to support the
inference suggested in Judge Swygert’s opinion that they
‘callously chose to watch.’ ” Infra, p. 658.

The record demonstrates that the dissent’s position is in-
correct. Louis Truelock testified before the state grand jury
that there were “fifteen or twenty officers in the kitchen,”
some in uniform and some in plainclothes, when the firing
ceased and Groth ordered that the bodies be brought into the
kitchen. Plaintiffs’ Exhibit LT +7, pp. 27-28. (The shooters
wore black on the raid; nonshooters wore police uniforms.)
Additionally, testimony of several of the nonshooters them-
selves establishes that they were inside the apartment before
the survivors were taken away. Officer Kelly testified at the
Coroner’s inquest that he entered the apartment in the midst
of the firing. Plaintiffs’ Exhibit 417, p. 109. See also Federal
Grand Jury testimony, Plaintiffs’ Exhibit 574B, p. 152. And
Officer Marusich testified at the Coroner’s inquest that he
entered the apartment “a couple of minutes” after the last
shot was fired. Plaintiffs’ Exhibit 421, p. 1236.

This evidence demonstrates that at least some, if not all,
nonshooters were in the apartment at the time the occupants
allegedly were being abused. The question whether nonshoot-
ers are liable under section 1983 for purposeful nonfeasance,
under the rule of Byrd, is one for the jury to determine.

MEE

6la

rection of their superiors or as a result of the
superiors’ mere acquiescence in such behavior.

Id. at 1086. See also Sims v. Adams, 537 F.2d 829,
831 (5th Cir. 1976). Plaintiffs have established a
prima facie case against Hanrahan and Jalovec on
the basis of their roles as supervisors of the police
officers who participated in the raid. They approved
Groth’s selection of men and weapons carried on the
raid. Additionally, they approved of the early morn-
ing timing of the execution of the search warrant.
It was for the jury to determine whether the conse-
quences of these actions were foreseeable. We believe
that the trial court improperly directed verdicts in
favor of these defendants on the nonconspiracy counts.

D. Federal Defendants

Finally, we fail to see the distinction which plain-
tiffs make between “joint activity” under section
1983 and conspiracy under sections 1985(3) and
1983 regarding the federal defendants’ liability for
damages resulting from the raid. The same legal
standards apply to each form of liability. As stated
by Prosser,

joint tortfeasor liability arises when persons
‘who, in pursuance of a common plan or design
to commit a tortious act, actively take part in it,
or further it by cooperation or request, or who
lend aid or encouragement to the wrongdoer, or
ratify and adopt his acts done for their benefit
are equally liable with him.” Prosser, Torts (4th
ed. 1971) p. 292.

62a

The evidence which plaintiffs presented to support
their nonconspiracy theory against these defendants
is identical to that which was aimed at establishing
their conspiracy claims. Accordingly, although we
fail to see the need to allege this redundant theory of
recovery, we hold that plaintiffs have presented suf-
ficient evidence to support their joint activity claims.”

V. CLAIMS OF LIABILITY FOR POST-RAID
ACTS

On the basis of the post-trial facts, plaintiffs claim
« that defendants conspired to cause the false arrest,
imprisonment, and prosecution of the survivors of the
raid. All defendants are named as participants in
the post-raid conspiracy. As a further result of the
conspiracy, plaintiffs allege that the Cook County
criminal prosecution against them was prolonged to

28—In Count 4 of their complaint, plaintiffs allege under
section 1986 that Hanrahan, Jalovec, the raiders, and the fed-
eral defendants neglected to prevent the wrongs perpetrated
in violation of section 1985(3). Section 1986 states in part:

Every person who, having knowledge that any of the
wrongs conspired to be done, and mentioned in section
1985 of this title, are about to be committed, and having
power to prevent or aid in preventing the commission
of the same, neglects or refuses so to do, if such wrong-
ful act be committed, shall be liable to the party injured,
or his legal representatives, for all damages caused by
such wrongful act, which such person by reasonable
diligence could have prevented.

On the basis of our examination of the evidence supporting
plaintiffs’ conspiracy claim, we conclude that plaintiffs estab-
lished a prima facie case of section 1986 liability.

63a

May 8, 1970 and that they incurred unnecessary
legal expenses and suffered mental anguish and in-
jury to their reputations. Relief is sought under sec-
tions 1983 and 1985(3).

A. Hanrahan, Jalovec, the raiders, and the federal
defendants

We hold that plaintiffs have presented sufficient
evidence to establish a prima facie case that Hanra-
han, Jalovec, the raiders, and the federal defendants
participated in a post-raid conspiracy to harass the
survivors of the raid and to conceal the facts sur-
rounding the raid, thereby injuring plaintiffs.”

On the morning of December 4 several raiders met
with Hanrahan and Jalovee to discuss the raid.
Mitchell met with Groth and Jalovec the same morn-
ing and left immediately prior to Hanrahan’s first
press conference. From these conversations emerged
an allegedly distorted, if not false, account of the
raid which justified the officers’ actions. In the days
that followed, Hanrahan instituted a promotional
campaign. Despite their awareness of conflicting
stories, Hanrahan, Jalovec, and the raiders continued
to circulate reports to justify the continuation of
plaintiffs’ detention. And it was the raiders’ testi-
mony which provided much of the basis for the in-
dictments Hanrahan brought against the survivors.

The irregularities in the series of official investiga-
tions into the raid also constitute evidence from

. We read Counts 6 and 8 of plaintiffs’ complaint as de-
scribing the post-raid conspiracy.

64a

which there could be found a concerted effort to sup-
press facts about the planning and execution of the
raid and to justify the charges filed against the sur-
vivors. For example, at the internal investigation
(IID) conducted by the Chicago Police Department,
customary procedures were abandoned. Detailed
statements normally taken were never obtained. Jal-
ovec and Sorosky, present at Hanrahan’s direction,
met with the raiders immediately before the raiders
supplied their previously prepared, uniform answers
to predetermined questions. At the same time, a
ballistics report, compiled under pressure from the
State’s Attorney’s Office and several of the raiders,
was issued by Sadunas of the Chicago Police Depart-
ment. Despite its lack of completeness, the report
immediately was used to support the raiders’ ac-
count of the raid, the IID findings, and the Cook
County indictments.

The concerted effort to suppress facts is further evi-
denced by the obstruction of the federal grand jury
investigation, caused by the failure of the federal de-
fendants to turn over materials sought by the grand
jury. The evidence shows that a jury could find
that Johnson’s testimony before the grand jury was
false and misleading and concealed the involvement
of FBI headquarters and the roles of Piper, Mitchell,
and O’Neal in the planning of the raid. Addition-
ally, Johnson participated in the arrangement be-
tween Hanrahan and Leonard whereby Leonard
agreed not to obtain indictments against any state
officials for their actions with regard to the raid in

Matra.

65a

exchange for the dismissal of the state indictments
against the survivors. And during the pretrial dis-
covery in this suit, the federal defendants continued
to engage in dilatory and obstructive tactics to con-
ceal evidence of their involvement in the planning of
the raid. See infra, pp. 639-642.

A jury reasonably could infer that a conspiracy
existed to conceal the facts of the raid and to con-
tinue an unfounded prosecution against plaintiffs.”*

*8In Count 7 plaintiffs charge Hanrahan, Jalovec, the
raiders, and the federal defendants (except O’Neal) with
failing to prevent the post-raid conspiracy in violation of
section 1986. Plaintiffs have presented sufficient evidence to
establish a prima facie case on this theory of liability. Ad-
ditionally, in Count 11 of their complaint, plaintiffs allege
that Hanrahan, Jalovec, Groth, O’Neal, Mitchell, Johnson,
and Piper conspired to obstruct justice in violation of 42
U.S.C. § 1985(2). Section 1985(2) states:

. if two or more persons conspire for the purpose of
impeding, hindering, obstructing, or defeating, in any
manner, the due course of justice in any State or Terri-
tory, with intent to deny to any citizen the equal pro-
tection of the laws, or to injure him or his property for
lawfully enforcing, or attempting to enforce, the right of
any person, or class of persons, to the equal protection
of the laws. .. . the party so injured or deprived may
have an action for the recovery of damages, occasioned
by such injury or deprivation, against any one or more
of the conspirators.

We conclude, on the basis of our review of the evidence sup-
porting plaintiffs’ conspiracy claims, that plaintiffs estab-
lished a prima facie case of a section 1985(2) violation.

66a
B. Purtell, Koludrovic, and Sadunas

We hold that plaintiffs’ evidence does not present
a prima facie case as to Purtell and Koludrovic. Pur-
tell was the director of the Chicago Crime Laboratory
and the supervisor of Koludrovic and Sadunas. There
is, however, no evidence that he participated in any
agreement-or effort to distort the evidence found in-
side the apartment on December 4. Similarly, plain-
tiffs’ case against Koludrovic is insufficient. In his
official report he stated that more than one shot was
fired at the raiders as they entered the apartment and
he reiterated this conclusion at the Coroner’s inquest.
There was, however, no evidence of an agreement,
either tacit or express, between him and any other de-
fendant to conceal or distort facts about the raid.
His task at the apartment was made especially dif-
ficult by the raiders’ disruptive search prior to his
arrival and, if his examination of the premises was
less than thorough, the evidence suggests that this
was the result, at worst, of negligent rather than
intentional conduct.

There is, however, evidence—and reasonable infer-
ences—pointing to Sadunas’ participation in the post-
raid conspiracy. Sadunas’ initial ballistics test was
incomplete; he compared spent shotshells from the
apartment only with the weapons seized at the apart-
ment and ignored the weapons which had been used
by the raiders. His examination resulted in a crucial
misidentification which would have remained uncor-
rected absent Zimmers’ subsequent tests and conclu-

67a

sions. When he learned of Zimmers’ findings, Sadunas
retested the shells comparing them with all the
weapons—including those of the raiders. After these
tests, Sadunas readily admitted his mistake. Given
this set of events, we think that the determination
whether his misidentification was the result of pro-
fessional incompetence or conspiratorial conduct
should have been left for the jury.

C. Participants in the IID Investigation

| Meade and Mulchrone, through their participation
in the IID investigation, were not involved in the

_ dimension of the conspiracy which resulted in the

imprisonment and prosecution of the survivors with-
out legal basis; rather, their actions reasonably could
have been found to have encouraged the continuation
of the unfounded prosecution by suppressing the de-
velopment of inconsistent evidence against the raiders,
Hanrahan, and Jalovec. Police Superintendent Con-
lisk initiated the investigation at Hanrahan’s request
and ordered Mulchrone to supervise the proceedings.
Mulchrone admitted that the purpose of the investiga-
tion was not to test the veracity of the raiders’
stories, but to prevent the emergence of contradictory
testimony. Meade designed the perfunctory questions
and supplied the uniform answers for the inquiry.
Accordingly, the facts were sufficient to include
Meade and Mulchrone in a post-raid conspiracy
charge.

Plaintiffs did not present a prima facie case for
conspiratorial liability against Ervanian, Kukowinski,

68a

Sorosky, and Meltreger. A reasonable jury might find,
however, that these defendants violated 42 U.S.C.
§ 1986. Section 1986 provides:

Every person who, having knowledge that any
of the wrongs conspired to be done, and men-
tioned in section 1985 of this title, are about to
be committed, and having power to prevent or
aid in preventing the commission of the same,
neglects or refuses so to do, if such wrongful
act be committed, shall be liable te the party in-
jured, or his legal representatives, for all dam-
ages caused by such wrongful act, which such
person by reasonable diligence could have pre-
vented; and such damages may be recovered in
an action on the ¢ase; and any number of per-
sons guilty of such wrongful neglect or refusal
may be joined as defendants in the action.

Ervanian and Kukowinski, who normally conducted
IID investigations, were replaced for the Hampton
investigation. They were aware of and later acknowl-
edged the irregular character of the investigation.
Although they were not active participants in the
“whitewash,” they took no steps to correct it. Simi-
larly, plaintiffs presented no evidence that Assistant

State’s Attorneys Sorosky and Meltreger participated

in the preparation for the perfunctory interrogation
of the raiders. Prior to this examination, however,
they were shown the questions and answers which
had been prepared for the raiders, and Sorosky, with
Jalovec, met with the raiders immediately before their
interviews. And, like Ervanian and Kukowinski,
Sorosky and Meltreger made no attempt to prevent

69a

the irregular conduct of the investigation. Thus, al-
though these defendants could not be liable on the
basis of the existing record under plaintiffs’ con-
spiracy claims, there is sufficient evidence to support
the claims brought against them pursuant to 42
U.S.C. § 1986.

Plaintiffs also contend, in addition to their con-
spiracy claims, that there was no legal basis for the
arrest and imprisonment of the survivors of the raid
and therefore that Hanrahan, Jalovec, and the raid-
ers are liable under section 1983 for the intentional
deprivation of civil rights by false imprisonment. See
Monroe v. Pape,*365 U.S. 167, 81 S.Ct. 473, 5 L.Ed.
2d 492 (1961) ; Joseph v. Rowlen, 402 F.2d 367 (7th
Cir. 1968). Several survivors were jailed on the basis
of the officers’ sworn complaints that the occupants
committed attempted murder and aggravated battery
against the raiders. Hanrahan and Jalovee author-
ized the filing of these charges. As a result of the
charges, the high bond set at the request of the
State’s Attorney’s Office, and the denial of plaintiffs’
demand for a preliminary hearing, these survivors
were imprisoned until December 21.

Plaintiffs’ claim, of course, hinges on the question
whether defendants were acting with probable cause
when they filed charges against the survivors. Pier-
son v. Ray, 386 U.S. 547, 87 S.Ct. 1213, 18 L.Ed.2d
288 (1967) ; Banish v. Locks, 414 F.2d 638 (7th Cir.
1969). See also pp. 631-635 infra. The question of
whether the facts known to a defendant amounted
to probable cause should be determined by the court

- j :

70a

when there is no disagreement as to the facts or
circumstances surrounding the detention. Banish v.
Locks, supra, 414 F.2d at 641. In light of the numer-
ous disputes regarding the facts defendants knew or
reasonably believed, however, the trial court should
have submitted the issue of probable cause to the
jury.

Plaintiffs argue that all defendants (except O’Neal)
are liable individually under section 1983 for malici-
ous prosecution. An action for malicious prosecution
may be brought under section 1983 if, acting under
color of state law, the defendant has subjected the
plaintiff to a deprivation of constitutional magnitude.
Hampton I, supra; Banish v. Locks, supra; Nesmith
v. Alford, 318 F.2d 110, 126 (5th Cir. 1963). Plain-
tiffs contend that the raiders, Hanrahan, and Jalo-
vec instituted an unfounded prosecution and that
they, along with the other defendants, supported its
continuation. Relief is sought for the constitutional
deprivations and injuries arising from this prosecu-
tion.

The absence of probable zause is an essential ele-
ment of an action for malicious prosecution. Banish
v. Locks, supra, 414 F.2d at 640. Under the general
tort principles of malicious prosecution,

The defendant may be liable either for initiating
or for continuing a criminal prosecution without
probable cause. But he cannot be held responsi-
ble unless he takes some active part in instigating
or encouraging the prosecution. He is not liable
merely because his approval or silent acquiescence

Wi.

Tla

in the acts of another, nor for appearing as a
witness against the accused, even though his
testimony is perjured. . . . On the other hand, if
he advises or assists another person to begin the
proceeding, ratifies it when it is begun in his
behalf, or takes any active part in directing
or aiding the conduct of the case, he will be re-
sponsible (emphasis added).

Prosser, Torts (4th ed. 1971) pp. 836-37.

Plaintiffs referred to essentially the same evidence to
support their individual malicious prosecution claims
as they did to substantiate their conspiracy claims re-
garding malicious prosecution. We reach the same con-
clusion here as we did earlier. We hold that plaintiffs
failed to establish a prima facie case against defend-
ants Purtell, Koludrovic, Kukowinski, Ervanian, Soro-
sky, and Meltreger. The malicious prosecution claims
against the remaining defendants should have been
submitted to the jury and, accordingly, we reverse
the trial court’s directed verdicts as to these de-
fendants.”

22In summary, a prima facie case has been made out
against defendants as follows:

Counts 1-4: Hanrahan, Jalovec, the raiders, and the
federal defendants.

Count 5: Hanrahan, Jalovec, and the raiders.

Count 6: Hanrahan, Jalovec, and the raiders.

Count 7: Hanrahan, Jalovec, the raiders, Johnson,
Piper, and Mitchell.

Count 8: Hanrahan, Jalovec, the raiders, Johnson,
Piper, Mitchell, Sadunas, Meade, and Mulchrone.

Count 9: Hanrahan, Jalovec, the raiders, Johnson,
Piper, Mitchell, Sadunas, Meade, and Mulchrone.

72a
VI. CLAIMS OF IMMUNITY

The Supreme Court stated many years ago that
the “very essence of civil liberty certainly consists
in the right of every individual to claim the protec-
tion of the laws, whenever he receives an injury.”
Marbury v. Madison, 1 Cranch 137, 163, 2 L.Ed. 60
(1803). When Congress adopted section 1983, it de-
cided that “every person” who, under color of state
law, deprived another of a constitutional right, privi-
lege, or immunity was liable to the victim for dam-
ages. Since then, however, the courts have recognized
certain exceptions to the unrestricted language of this
provision and have afforded immunity to persons act-
ing in specified official capacities.

Both the state and federal defendants claim that
they enjoy official immunity for their actions in con-
nection with the raid on the apartment on West
Monroe Street. The entreaties of public officials for
immunity for their official wrongdoing, however,
should be treated with circumspection. Grow v. Fish-
er, 523 F.2d 875 (7th Cir. 1975). We should be hesi-
tant to expand the scope of official activity which,
from the perspective of a victim seeking civil redress,
stands beyond the constraints of the Constitution. See

Count 10: Hanrahan, Jalovec, the raiders, Johnson,
Piper, Mitchell, Sadunas, Meade, Mulchrone, Ervanian,
Kukowinski, Sorosky, and Meltreger.

Count 11: Hanrahan, Jalovec, Groth, and the federal
defendants.

Count 14: Hanrahan, Jalovec, the raiders, and the fed-
eral defendants.

73a

generally Butz v. Economou, 438 U.S. 478, 98 S.Ct.
2894, 57 L.Ed.2d 895 (1978). For us to hold that
all of the actions of the defendants in this case should
be immune from liability as a matter of law would
require us to expand radically the parameters which
the Supreme Court has set for the doctrine of official
immunity. This we are unwilling ‘to do.

A. State Defendants: Absolute Immunity

State defendants Hanrahan, Jalovec, Meltreger,
and Sorosky (the Cook County State’s Attorney and
three of his assistants) contend that they cannot be
found liable for the damages alleged by plaintiffs
because they enjoy absolute immunity for their ac-
tions under the rule of Imbler v. Pachtman, 424 U.S.
409, 96 S.Ct. 984, 47 L.Ed.2d 128 (1976). The other
state defendants claim a qualified immunity. See
Procunier v. Navarette, 434 U.S. 555, 98 S.Ct. 855,
55 L.Ed.2d 24 (1978); Wood v. Strickland, 420 U.S.
308, 95 S.Ct. 992, 43 L.Ed.2d 214 (1975); Scheuer
v. Rhodes, 416 U.S. 232, 94 S.Ct. 1683, 40 L.Ed.2d 90
(1974). We hold that the four state prosecutors have
absolute immunity from section 1982 liabilityfor
some of their post-raid activities. Most of their al-
legedly illegal actions, however—including all of their
pre-raid activities—must be tested by the standards
of qualified immunity. :

The Supreme Court in Jmbler did not hold that all
official actions of a state prosecutor are absolutely
immune from section 1983 liability. Jmbler held
only that a prosecutor has absolute immunity “in

74a

initiating a prosecution and in presenting the State’s
case.” Imbler, supra, 424 U.S. at 4381, 96 S.Ct. at
995. See Briggs v. Goodwin, 186 U.S.App.D.C. 179,
569 F.2d 10 (1977), cert. denied, 487 U.S. 904, 98
S.Ct. 3089, 57 L.Ed.2d 1133 (1978) (prosecutor’s im-
munity limited to his “advocacy” functions). The
Court left standing circuit decisions which, by focus-
ing on “the functional nature of the activities” rath-
er than the “status” of the prosecutor, held that cer-
tain official actions by state prosecutors are entitled
only to qualified immunity. Jmbler, supra, 424 U.S.
at 430, 96 S.Ct. at 995. See, e.g., Guerro v. Mul-
hearn, 498 F.2d 1249, 1256 (1st Cir. 1974); Hamp-
ton v. City of Chicago, 484 F.2d 602, 608-09 (7th Cir.
1973); Robichaud v. Ronan, 351 F.2d 533, 536-37
(9th Cir. 1965). These cases clearly indicate that
when a state prosecutor is performing investigative
rather than advocacy functions, he is not wrapped
with absolute immunity.” See Briggs, supra, 569 F.2d
at 16-17.

In Hampton I, supra, we examined the claim of
Hanrahan and Jalovec to absolute immunity for their
pre-raid conduct. We concluded that their

alleged participation in the planning and execu-
tion of a raid of this character has no greater
claim to complete immunity than activities of

8 Our recent decision in Daniels v. Kieser, 586 F.2d 64
(7th Cir. 1978), is not to the contrary. In Daniels we held
that the prosecutor’s actions were within his “quasi-judicial”
functions and, for that reason, were absolutely immune from
liability. Jd. at 68-69.

75a

police officers allegedly acting under [their] di-
rection.

Hampton I, supra, 484 F.2d at 609. Neither Jmbler,
supra, 424 U.S. at 430, 96 S.Ct. 984, nor our fuller
consideration of the issue aided by the evidence pro-
duced at trial alters that conclusion.

More difficult questions are presented by the claims
of the defendants from the State’s Attorney’s Office
—Hanrahan, Jalovec, Meltreger, and Sorosky—to
absolute immunity with respect to their post-raid
conduct. Resolution of these claims requires a close
analysis of the nature of the defendants’ activities.
We hold that while some of their actions fall within
the ambit of Imbler’s protection, others do not.

Hanrahan’s decision to file charges against the
survivors of the raid, his, presentation of evidence
before the state grand jury, and his deal with As-
sistant Attorney General Leonard to drop the state
charges all comprise part of his “quasi-judicial” du-
ties as state prosecutor—“‘initiating a prosecution and
. . . presenting the State’s case... .” Imbler, supra,
424 U.S. at 431, 96 S.Ct. at 995; Butz, supra, “438
U.S. at 512-517, 98 S.Ct. at 2914-2916. Thus, Han-
rahan and any Assistant State’s Attorney who aided
him in these phases of his post-raid activity are abso-
lutely immune from civil liability for their conduct.

Other post-raid actions of these defendants, how-
ever, do not warrant absolute immunity. To the ex-
tent that plaintiffs can both show injuries arising
from this conduct and demonstrate that the defend-

76a

ants’ actions were illegal and unprotected by their
qualified immunity, the defendants will be liable for
damages. In particular, the State’s Attorney’s Office’s
generation of post-raid publicity, which may have
caused pre-trial prejudice to the plaintiffs and en-
couraged the alleged coverup of the true facts of the
raid, is not protected by absolute immunity. Barr v.
Matteo, 360 U.S. 564, 79 S.Ct. 13835, 3 L.Ed.2d 1434
(1959), said that a federal official who, even mali-
ciously, issues a false and damaging publication the
issuance of which is within the parameters of his
official duties, is absolutely immune from liability for
libel. However, the Supreme Court this term noted
that

a quite different question would have been pre-
sented had the officer ignored an express statu-
tory or constitutional limitation on his authority.

Barr did not, therefore, purport to depart
from the general rule, which long prevailed, that
a federal official may not with impunity ignore
the limitations which the controlling law has
placed on his powers.

Butz, supra, 438 U.S. at 482, 98 S.Ct. at 290. Thus,
Barr does not control in this case where the state
officials’ post-raid public relations activity allegedly
violated specific statutory and constitutional guaran-
tees.

Further, the Supreme Court’s recent decisions in
Butz and Imbler do not suggest that a state prose-
cutor’s publicity actions should be absolutely immune
from civil liability. In Butz, one of the actions plain-

7Ta

tiff complained of was the defendants’ issuance of a
deceptive press release. Butz, supra, 438 U.S. at 482,
98 S.Ct. at 2898. And the language in Butz suggests
that the defendants were absolutely immune for most
of their conduct vis-a-vis the plaintiff. However, “the
task of applying the foregoing principles” to the par-
ticular claims against the defendants in Butz was left
to the district court on remand. Id. 488 U.S. at 517,
98 S.Ct. at 2916. A close reading of Butz suggests
that the boundaries of the absolute immunity afforded
prosecutors in administrative proceedings do not en-
compass their publicity campaigns. The Court said
that “the decision to initiate or continue a proceed-
ing” and “the role of an agency attorney in conduct-
ing a trial and presenting evidence on the record to
the trier of fact”? are cloaked in absolute immunity
but made no intimation that a prosecutor’s issuance
of a press release warrants the same treatment. Id.
438 U.S. at 516-517, 98 S.Ct..at 2916. Significantly,
one of the safeguards the Butz Court persistently
referred to in justifying its extension of absolute im-
munity to certain “quasi-judicial” actions of admin-
istrative prosecutors—the scrutiny a prosecutor’s dis-
cretionary decisions receive in the adjudicatory proc-
ess, id. 438 U.S. at 516-517, 98 S.Ct. at 2916—is ab-
sent in the publicity context.

Imbler’s imposition of absolute immunity on the
“judicial phase” of a prosecutor’s duties likewise does
not protect a prosecutor’s publicity campaigns. Jm-
bler’s justification for granting absolute immunity to

78a

all of a state prosecutor’s’ “quasi-judicial” activities
has been sharply criticized, see, e.g., Imbler, supra,
424 U.S. at 432-47, 96 S.Ct. 984 (White, J., con-
curring); Developments in the Law: Section 1983,
90 Harv.L.Rev. 1133, at 1200, 1204 (1977), but even
on its own terms the justification does not extend
to a prosecutor’s decision to publicize his actions or
actions taken by others in the community. Neither
the prosecutor’s judgment “in* deciding which suits
to bring and in conducting them in court,” Jmbler,
supra, 424 U.S. at 424-25, 96 S.Ct. at 992, nor “the
functioning of the criminal justice system,” id. at
426-27, 96 S.Ct. at 998, would be undermined by
maintaining the exposure of a prosecutor’s public re-
lations decisions to section 1983 liability, subject only
to a qualified immunity: There is no compelling jus-
tification for extending absolute immunity to these
decisions. Thus, we hold that Hanrahan’s post-raid
press conferences and the participation of Hanrahan
and Jalovec in the exclusive interview with the Chi-
cago Tribune and in the CBS-TV reenactment of the
raid are protected only by a qualified immunity.

State defendants Jalovec, Sorosky, and Meltreger
contend that they are absolutely immune from li-
ability for their participation in the IID investiga-
tion. In our earlier review of Sorosky’s and Melt-
reger’s claims for absolute immunity, Hampton I,
supra, we observed that the plaintiffs essentially al-
leged that these defendants had engaged in “the
deliberate preparation of perjured testimony.” Id.

of 79a

at 609 n. 9.*° We concluded that such conduct
“clearly exceeded the scope of their quasi-judicial
immunity.” Id.

Since our decision in Hampton JI, however, the
Supreme Court rendered its decision in Jmbler v.
Pachtman, supra. Applying that decision, we re-
cently held that prosecutors who with local police
allegedly destroyed and falsified a line-up report and
police tapes of incoming phone calls, were protected
by the doctrine of absolute immunity. Heidelberg v.
Hammer, 577 F.2d 429, 432 (7th Cir. 1978). The
actions of Jalovec, Sorosky, and Meltreger at the IID
investigation constituted failure to prevent conduct
which was essentially indistinguishable from the
prosecutorial activity encapsulated in the allegations
in Heidelberg. Thus, we are compelled to conclude
that Jalovec, Sorosky, and Meltreger are absolutely
immune from liability for their actions at this
hearing.

B. Federal Defendants: Absolute Immunity

The federal defendants, Johnson, Piper, Mitchell,
and O’Neal, seek absolute or at least qualified official
immunity for their allegedly illegal actions. They

31 Today we hold that plaintiffs did not present sufficient
evidence against Sorosky and Meltreger to warrant submis-
sion of the conspiracy claims against them to a jury. We do
hold, however, that there was sufficient evidence supporting
the section 1986 claims against them. While Jmbler expressly
discusses only section 1983, its reasoning applies to the 1871
civil rights statutes generally, see Tenney v. Brandhove, 341
U.S. 367, 369, 71 S.Ct. 783, 95 L.Ed. 1019 (1951), and thus
should be applied to claims brought against prosecutors pur-
suant to section 1986.

80a

rely on Barr v. Matteo, 360 U.S. 564, 79 S.Ct. 1535,
3 L.Ed.2d 1434 (1959), as the basis for their claim
to absolute immunity. But as we noted earlier, swpra
at p. 632, the Supreme Court recently explained that
Barr does not afford protection to a federal official
who has exceeded an express statutory or constitu-
tional limitation on his authority. “[A] federal of-
ficial may not with impunity ignore the limitationis
which the controlling law has placed on his powers.”
Butz, supra, 438 U.S. at 489, 98 S.Ct. at 2902. Plain-
tiffs have presented considerable evidence to support
their allegations that the federal defendants violated
both constitutional and statutory limitations on their
authority. Thus, the absolute immunity granted to
federal officials pursuant to Barr does not apply to
the federal defendants in

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1380%3A3. Public record. Not legal advice.
