# Petition — Dean v. Austin

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1980
- **Citation:** 444 U.S. 1045

## Text

Tat U, By :
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No. 79- 979 |
IN THE TK JR CLERRE

Supreme Court of the Anited States

OCTOBER TERM, 1979

MAX DEAN, individually and as a candidate for
Congress (7th District Michigan) on the United States
Labor Party ticket, MELVIN P. BROWN, individually
and as candidate for United States Senator (Michigan)

on the United States Labor Party ticket, PETER
SIGNORELLI and SUSANNE DALTO, individually,

and as the candidates respectively for the office of
Governor and Lieutenant Governor (Michigan) on the

United States Labor Party ticket, and KENNETH

DALTO individually and as State Chairman of the
United States Labor Party and the UNITED STATES

LABOR PARTY, a political party committee,

Petitioners,
Me
RICHARD AUSTIN, in his official capacity as
Secretary of State of Michigan, BERNARD J. APOL,
in his official capacity as Director of Elections, and
Secretary of the Michigan State Board of Canvassers,
NANCY CHASE, WALLACE RILEY, JESSE
DILLARD and WALTER OLIVER in their capacities
as Members of the STATE BOARD OF
CANVASSERS for the STATE OF MICHIGAN and
the STATE OF MICHIGAN,
Respondents.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

James F. Schoener

2033 M Street, N.W.
Suite 504

Washington, D.C. 20036

Attorney for Petitioners

INDEX

Petition for Writ of Certiorari
to the United States Court of

Appees tor tee Sumte Cifcunt ...................
AT
oa 2

Questions Presented ...............
Constitutional Provisions ...........

Provisions of Michigan Law .................
Cee oc eee ee we ee
Ss i a ar rrr

Conclusion

Appendix:

A. Memorandum Opinion and Order of the
United States District Court for the
Eastern District of Michigan,

Southern Division .....

B. Opinion of the United States Court of ae, .
Appeals for the Sixth Circuit ............

C. Order of the United States Court of

Appeals for the Sixth Circuit ............
D. Hudler v. Austin: Opinion ................
Summary Affirmance ..................

TABLE OF CASES AND AUTHORITIES

Cases:
Gomillion v. Lightfoot 364 U.S. 339 ...........44.. 12
Griffin v. Burns 570 F.2d. 1065
(Ist Cir. 1978) . Tee ere
Hicks v. Miranda 422 U. S. 332 (1975) . Sect eee oe reer 8
Hudler v. Austin 419 F. Supp. 1002
rea 2,6,7,8,11

Illinois State Board of Elections v.
Socialist Workers Party U.S

59 L.Ed. 230,

, ge) ERRNO ee a eee eee ee ee 10
Mandel v. Bradley 432 U.S. 173 (1976) ........... 8,9
Southern Pacific Terminal Co. v. 1.C.C.

219 U.S. 498 (1911). ee ee
Storer v. Brown 415 U. S. "724 (1974) . Pewee ee ce aes 9
Super Tire Engineering v. McCorkle

416 U.S. 115 (1974) . PINGS A
Williams v. Rhodes 393 U. s. 23 (1968) . Panes se eat tie 12
Statutes:

M.C.L.A. 168.685, 168. sii & 168. err
(PUBLIC ACT 94) . er oes Sue

No. 79-
IN THE

Supreme Court of the Gnited States

OCTOBER TERM, 1979

MAX DEAN, individually and as candidate for
Congress (7th District Michigan) on the United States
Labor Party ticket, MELVIN P. BROWN, individually
and as candidate for United States Senator (Michigan)

on the United States Labor Party ticket, PETER
SIGNORELLI and SUSANNE DALTO, individually,

and as the candidates respectively for the office of
Governor and Lieutenant Governor (Michigan) on the
United States Labor Party ticket, and KENNETH
DALTO individually and as State Chairman of the
United States Labor Party and the UNITED STATES
LABOR PARTY, a political party committee.

Petitioners,

Vv.

RICHARD AUSTIN, in his official capacity as
Secretary of State of Michigan, BERNARD J. APOL,
in his official capacity as Director of Elections, and
Secretary of the Michigan State Board of Canvassers,
NANCY CHASE, WALLACE RILEY, JESSE
DILLARD and WALTER OLIVER in their capacities
as Members of the STATE BOARD OF
CANVASSERS for the STATE OF MICHIGAN and
the STATE OF MICHIGAN,

Respondents.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

Max Dean and other above named petitioners and the
U.S. Labor Party, a political party committee, pray that

a writ of certiorari issue to review the judgment of the
United States Court of Appeals for the 6th Circuit entered
in this case on July 16, 1979.

OPINIONS BELOW

The opinion of the United States District Court is
unreported; a copy is set forth in Appendix A. The
opinion of the Court of Appeals has been reported in 602
F.2d 121, a copy of which is set forth in Appendix B.

JURISDICTION

The judgment of the Court of Appeals was entered on
July 16, 1979. A timely petition for rehearing en banc was
denied on August 23, 1979, and this petition for writ of
certiorari was filed within 90 days of that date. A copy of
that order is attached as Appendix C. The jurisdiction of
this Court is invoked under 28 U.S.C. §1254 (1).

QUESTIONS PRESENTED

1. Is a decision on a provision in the election law of the
State of Michigan that operates to disqualify minor
political parties from the election ballot rendered
moot solely by reason of the fact that the election
has been held?

2. Can the State of Michigan utilize election procedures
and programs which operate to disqualify the count-
ing of votes cast in support of minor political parties
and then disqualify the party from the ballot because
of insufficient demonstration of voter support?

3. Must the petitioner, a minor political party commit-
tee, demonstrate that the voting instructions and
election procedures were so deceptive as to make it
impossible for a voter to cast his vote for such party
in order to find such election law to be a prejudicial
burden on its Constitutional rights?

4. Did the trial court and the Court of Appeals err in
relying on summary affirmance of Hudler v. Austin

rather than undertake an independent examination
of the issues on the merits?

5. Do the provisions of the Michigan election law cause
unconstitutional burdens on minor political parties
either in concept or in effect?

CONSTITUTIONAL PROVISIONS

The following provisions of the United States Consti-
tution are relevant to the questions presented.

Article III
Section 2

The Judicial Power shall extend to all Cases, in Law
and Equity, arising under this Constitution, the Laws of
the United States, and Treaties made, or which shall be
made, under their Authority;—to all Cases affecting Am-
bassadors, other public Ministers and Consuls,—to all
Cases of admiralty and maritime jurisdiction;—to Contro-
versies between two or more States; between a State and
Citizens of another State;—between Citizens of different
States;—between Citizens of the same State claiming Land
under Grants of different States, and between a State, or
the Citizens thereof, and foreign States, Citizens or Sub-
ject.

Amendment I

Congress shall make no law respecting an establishment
of religion or prohibiting free exercise thereof; or abridg-
ing the freedom of speech, or of the press; or of the right
of the people peaceably to assemble, and to petition the
Government for a redress of grievances.

Amendment XIV
Section |

Section 1. All persons born or naturalized in the United
States, and subject to the jurisdiction thereof, are citizens
of the United States and the State wherein they reside.

No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the
United States; nor shall any State deprive any person of
life, liberty, or property, without due process of law; nor
deny to any person within its jurisdiction the equal
protection of the laws.

PROVISIONS OF MICHIGAN LAW

The provision of the Michigan Election Code which
petitioner contends is offensive to the United States Con-
stitutional provisions quoted is as follows. This provision
is also sometimes referred to as Act 94 of the Public Acts
of 1976.

Primary ballot; listing of newly qualified parties.]
Sec. 560b. (1) The primary election ballot shall pro-
vide a separate column or row which shall contain
the name of each political party qualified as a party
under section 685 by filing of petitions in a period of
2 years before that primary ballot.

Statement preceding listing.] (2) The names of the
parties as provided in subsection (1) shall follow a
statement “‘I desire that the party indicated shall have
its name, party vignette, and candidates listed on the
next general election ballot.’ This statement shall
appear only once on a ballot.

Voting.] (3) A voter shall be entitled to vote for
candidates of | political party only, or to indicate a
desire that 1 party and its candidates appear on the
general election ballot.

Vote required to qualify party listing on general
election ballot.] (4) To qualify to have its name, party
vignette, and candidates appear on the general elec-
tion ballot a party whose party name only appears
on the primary ballot shall receive a vote total of
more than 3/10 of 1% of the total number of voters
appearing at that primary election as shown by the
poll books.

(MCL §168.560b.)

STATEMENT OF THE CASE

Petitioners were candidates for election to State and
Federal office in the 1978 election on the U.S. Labor
Party ticket. The U.S. Labor Party is a political party
which had qualified for the Michigan ballot by filing
petitions signed by registered voters numbering not less
than 1% nor more than 4% of the vote received by the
successful candidate for Secretary of State at the last
preceding election in accordance with Michigan election
statutes. In April of 1976, the Michigan legislature passed
Public Act 94 (M.C.L.A. §168.685 and 168.560a, and
168.560b) which provided, in addition to the petition
requirement, that new parties must receive a vote total of
3/10 of 1% of the total vote cast in the next primary
election. The act provided for a separate column or row
on the primary election ballot where the new parties’
names were listed following the statement, “‘I desire that
the party indicated shall have its name, party vignette,
and candidates listed on the next general election ballot.”’
This provision will be referred to hereafter as the party
qualification provision. The new parties’ candidates names
did not appear on the ballot while major parties offered
many names for office from Governor and U.S. Senator
to Drain Commissioner.

Michigan uses a primary system which allows the voter
to vote for candidates of one party only. The party
qualification provision was printed on the ballot in such
a manner as to mislead many voters to believe this was
simply a referendum matter. On voting machines, an
automatic lock out of the levers for party qualification
was created if a voter cast a vote for a single candidate in
the major parties. The new parties were the U.S. Labor
Party, Communist Labor Party, and the Socialist Workers
Party. If a vote were cast for Party qualification for one
of the new parties, the machine would lock out on the
other parties.

On computer punch cards, however, there is no way to
lock out punches made on party qualification section if

the voter had exercised his vote for one of the major party
candidates. Instead, the computer casts out the ‘“‘overvote”’
in its tallying process; thus, the vote is not counted, but
the voter gets no chance to correct his error. In the few
areas still using paper ballots, there is no automatic
prohibition on overvoting and the invalid vote is cast out
in the counting. One measurement of invalid voting is to
subtract the number of valid votes cast from the total
vote; this is called drop off or fall off. In the Michigan
primary elections held since the adoption of Act 94, the
fall off rate had been remarkably high.

In 1976, the plaintiff, U.S. Labor Party, along with
three other new parties, challenged the constitutionality
of Public Act 94. A three judge District Court held that
strict scrutiny was called for in the examination of the
challenged statutory provisions, that Act 94 imposes a
reasonable burden dictated by compelling state interests
and that the state could not have achieved its goals
through significantly less drastic means, but the Court
then suspended the effect of Act 94 because the date of
passage (April 1976) was so close to the August 3, 1976
primary. The Court held that the shortness of time to
publicize the effects of the law amounted to denial of due
process.

A critical dissent filed by Judge John Feikens pointed
out that the ‘compelling state interest” was the fear of
having more parties qualify for the ballot than the 9 that
can be accommodated on the standard voting machine.
No showing was made that this ever occurred. In addition,
the Judge pointed out the machines could accommodate
more parties if the option of single lever straight party
voting was abandoned. Judge Feikens also pointed out
that the primary is the traditional place for selecting
nominees, not putting a new party on the ticket. The
State, said Judge Feikens, has not established the necessity
of the restriction and had not met its heavy burden to
justify its actions when it “‘legislates restriction on voting
rights.” Hudler v. Austin, 419 F. Supp. 1002, at 1019.

The judgment was affirmed without a hearing on the

merits with Mr. Justice Stewart, Mr. Justice Blackmun
and Mr. Justice Poweli commenting they would postpone
jurisdiction to a hearing of the case on the merits. A copy
of Hudler v. Austin and the memorandum decision of this
Court is attached as Appendix D.

In 1978, the U.S. Labor Party as well as two other
minor parties filed petitions as required by Michigan law
to obtain status as “new” parties. In the 1978 primary
election held August 8, 1978, the vote as canvassed for
the U.S. Labor Party was insufficient to qualify the party
under Act 94 of the Public Acts of 1976, and the exemption
as granted by the District Court in Hudler v. Austin did
not apply. Consequently, petitioners, as candidates and as
the party, sought relief in the District Court. They sought
judicial action to preserve their right to appear on the
general election ballot as candidates and as a party.
Plaintiffs alleged that the State of Michigan and its
election agents failed to properly advise voters of the
intricacies of the “Party Qualification Section” of the
ballot, resulting in gross voter confusion and error. The
election officials indicated they had not received funds
from the Legislature that would allow such education and
instruction. In addition, erroneous, confusing and con-
flicting instructions were give to voters and poll workers
that resulted in the plaintiffs’ political party being denied
votes actually cast in its favor. As noted in the partial test
of computer votes cast for the U.S. Labor Party (absentee)
in the City of Detroit, ‘‘almost 99 percent were rejected”
(Opinion, Court of Appeals, p. 3).

The very operation of Act 94 was to in effect
invalidate many ballots. Michigan law requires that a
sample voting machine be available to demonstrate the
operation thereof, but the peculiarities of the ‘Party
Qualification Section” could not be programmed on the
sample voting machines used in Michigan. On the com-
puter voting apparatus used in Michigan is a permanent
instruction, “‘Vote all Pages”. This instruction would
result in disenfranchising any vote cast for plaintiffs’
political party by causing an “overvote’’. In addition, it

appeared that some election officials had a tendency to
ignore the vote count of the ‘Party Qualification Section”
since they did not believe such small numbers were
relevant to the election of persons to office, and in a
number of returns to the canvassers, these races were
ignored or overlooked. It seems to be from all the evidence
available that similar errors and confusion existed in 1976,
but the District Court had deferred the disastrcus effect
that resulted to plaintiffs until 1978. The plaintiffs, there-
fore, in 1978 sought from the District Court a declaration
that Act 94 of the Public Acts of 1976 was unconstitutional
in application since its effect was to deny to citizens their
fundamental rights as voters.

The District Court (and the Court of Appeals) placing
reliance on the previous case of Hudler v. Austin, would
not reevaluate the issues presented because of the sum-
mary affirmance of Hudler.

REASONS FOR GRANTING WRIT
SUMMARY AFFIRMANCE

Three members of this Court indicated a desire to defer
affirmance of the case of Hudler v. Austin until the Court
could hear the issues on the merits. Nonetheless both the
Trial Court and the Court of Appeals based their decisions
in part, on the fact that this Court had issued a summary
affirmance, (430 U.S. 924). This Court has noted that
‘*... the reach and content of summary actions may itself
present issues of real substance,” Hicks v. Miranda, 432
U.S. 322 at 345 n. 14 (1975), Mandel v. Bradley 432 U.S.
173 at 176 (1976). Hudler v. Austin simply held that Act
94 of the Public Acts of Michigan of 1976 could not apply
to new political parties in the 1976 election. Unnecessary
to the decision was the dicta concerning the constitution-
ality of Act 94. Indeed, the District Court indicated that
it is clear “that a State may also run afoul of the
Constitution by selecting too effective a means of limiting
ballot access,”’ Hudleg v. Austin, 419 F. Supp. 1002 at 1009
(1976). Thus, this Court is faced with the fact that Act 94

has disqualified all seven minor parties that have sought
in two elections access to the Michigan general election
ballot. For the courts of the United States to refuse
Petitioners an independent examination of the merits
under the constitutional standards of Storer v. Brown, 415
U.S. 724, is to ignore this Court’s opinion in Mandel v.
Bradley, 432 U.S. 173. In Mandel, the Court said:

‘Because of preoccupation with Salera the District
Court failed to undertake an independent examina-
tion on the merits.” Id. at 173.

In the case before this Court, the District Court refer-
ring to Hudler (at p. 70, Transcript) said, **. .. The Court
is not going to litigate it again.” The Court of Appeals
further indicated its misplaced reliance on the summary
affirmance on page 2 of their Opinion. Coupled with the
concept of mootness applied by the Court of Appeals, the
issues Petitioner asks to raise could never be addressed by
this Court; those issues could never get here.

MOOTNESS

Petitioners had hoped that the Court of Appeals would
have considered the merits, but in a departure from the
usual attitude of courts regarding election cases, that
Court found the matter to be moot. It is submitted that
the effect of Act 94 on new political parties is precisely
the case that is ‘“‘capable of repetition, yet evading review.”
Southern Pacific Terminal Co. v. 1.C.C., 219 U.S. at 515.
As this Court observed in Super Tire Engineering v.
McCorkle, 416 U.S. at 126:

“Certainly the pregnant appellants in Roe v. Wade
and in Doe v. Bolton had long since outlasted their
pregnancies by the time their cases reached this
Court. Yet we had no difficulty in rejecting sugges-
tions of mootness. Similar and consistent results were
in Storer v. Brown, Rosario v. Rockefeller, Dunn v.
Blumstein and Moore v. Ogilvie, cases concerning

various challenges to state election laws.” (Citations
omitted.)

In February of this year, this Court, in deciding a ballot
access case, commented that precedential effect of a
summary affirmance can extend no further than the
precise issues presented a: d necessarily decided. /l/linois
State Board of Elections v. Socialist Workers Party, 440
U.S. __— 59 L. Ed. 230 at 240, 99 S. Ct. 983. The Court
of Appeals in this case misreads the mootness concept of
the Illinois State Board case. In fact mootness in that case
applied only to an unauthorized agreement entered into
by the Chicago Board of Elections. The ballot access
problem was not held moot.

The Court of Appeals in this case grounded its mootness
view on the assumption that the State of Michigan will,
in the future, act differently than it has in the past two
elections. The Court seems to base constitutional rights
on a rather pious hope that “... U.S. Labor Party will
(not) be subjected to the same actions, again,’’ (Opinion,
at page 4).* It is submitted that such a view denies the
record. In the hearing conducted by the District Court,
the Elections Director indicated that the legislature had
not (and to this date, has not) authorized production of
a voter instruction manual to avoid technical errors; that
legislature has not changed the inconsistent and confusing
disqualifications section; no change in the computer vot-
ing counting system has been designed—every expectation
of another ballot access fiasco in Michigan for new parties
is all that can be anticipated.

The challenged action (or inaction) is, in its duration,
too short to be fully litigated between the August 1980
primary date and the date required to print the General
Election ballots, some 6 to 8 weeks later. This issue can
never be fully litigated prior to a general election unless
totally new and revolutionary procedures are adcpted by

*The Court puts the burden on the petitioners to prove that the
State may not “‘amend its ways.”

10

Federal Courts; the period from the first Tuesday in
August to the Ist Tuesday after the Ist Monday in
November hardly leaves time for the Trial Court to hear
the evidence.

MERITS OF THE CASE

Michigan’s provision for party qualification is actually
misnamed; it should have been party disqualification. In
its Operation and effect—and probably legislative
intent**—this law creates a barrier to 3rd parties, minor
parties and new parties. The effect of Act 94 is to create
within Michigan a monopoly on political thought in the
major parties, burdens the rights of individuals to asso-
ciate for the advancement of their political beliefs, and
denies to qualified voters a choice to cast their votes
effectively. Constitutional rights cannot be placed on such
a slender reed as the concept adopted by the trial judge
who felt it was “not impossible” for a voter to avoid
confusion. Where up to 90% of voters are deprived of
their vote by a confusing law—it is the law and not the
voter that should be put to the test of reasonableness.

It is submitted that the Court of Appeals in the first
circuit more properly approached the election problem it
confronted in Griffin v. Burns, 570 F2d 1065. That court
held that the State had a burden of providing proper and
adequate election machinery.

If the decisions below should stand, a virtual monopoly
will be given the major political parties in Michigan. No
equal treatment will be accorded those voters who find a
sameness in the two major parties, with the results that
the motivating force of third party ideas, candidates and
activity that has in the past invigorated our democracy
will be lost forever.

This system, these schemes, will not stop in one state.
Bureaucratic influence being what it is—the ease and
efficiency of a two-party election will become a program

**See dissent of Judge Feikens in Hudler, 419 F. Supp. at 1018.

1]

that will be adopted across the land. Voters will find ‘tno
choice, but an echo.”

The power of the state to keep all political parties off
the ballot until they have enough members to win would
stifle the growth of all new parties working to increase
their strength from year to year. This concept was rejected
by this Court in Williams v. Rhodes 393 U.S. at 23. To
allow the state to stifle new parties by a technical and
confusing ballot qualification scheme is to substitute a
sophisticated mode of nuilification of the prohibited ac-
tion, Gomillion v. Lightfoot, 364 U.S. 339 (1960).

Only a complete review of the constitutionality of Act
94 of the Public Acts of Michigan as it is written and as
it operates will satisfy the constitutional tests that this
Court has announced in ballot access cases. Such a review
should be required, with the instruction on remand, that
the onus of proof must be assumed by the State when it
undertakes to restrict constitutionally protected activity.
The State should be required to prove a) that there is no
lesser way of accomplishing legitimate State ends, b) that
it will not completely eliminate ‘“‘new”’ parties, c) that the
election process will be designed to avoid voter confusion,
and d) that the State will insure that every vote cast for
a ‘‘new’’ party is accurately counted.

CONCLUSION

For the reasons stated above, the petition for certiorari
should be granted.

JAMES F. SCHOENER
2033 M Street, N.W.
Suite 504

Washington, D.C. 20036

12

APPENDIX

APPENDIX A

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF MICHIGAN
SOUTHERN DIVISION

CIVIL ACTION No: 78-40109

MAX DEAN, et al,
Plaintiffs,
v.
RICHARD AUSTIN, et al,

Defendants.

MEMORANDUM OPINION AND ORDER

Ata session of said Court,
held in the Federal Building, Flint, Michigan
on September 21, 1978.

PRESENT: HONORABLE JAMES HARVEY
United States District Judge

The matter is before the Court on the plaintiffs’ motion
for a preliminary injunction requesting that U.S. Labor
Party candidates for various public offices be placed on
the November, 1978 ballot.

In deciding whether to grant a motion for preliminary
injunction, the Courts have looked to four different fac-
tors:

l3a

|. The significance of the threat of irreparable harm to
the plaintiff if the injunction is not granted:

2. The state of balance between this harm and the
injury that granting the injunction would inflict on the
defendant;

3. the probability that the plaintiff will succeed on the
merits;

4. the public interest.

See Stenburg v Checker Oil Co., Slip opinion 76-2330,
2689 (CA 6, April 10, 1978); 11 Wright & Miller, Federal
Practice and Procedure, Section 2948.

Applying these factors to the facts at hand, the Court
finds as follows:

1. There is a high probability that plaintiffs will suffer
irreparable injury if preliminary injunctive relief does not
issue. If plaintiffs are entitled to be placed on the Novem-
ber ballot, such relief is obviously foreclosed after the
November election has been held. McCarthy v Tribett,
421 F Supp 1193 (D Del, 1976).

2. There is a low probability that plaintiffs will succeed
in this case on the merits, as follows:

(a) In order to prevail on the merits in this case,
plaintiffs are required to show either
(i) that the voting instructions and format re-
lating to the procedure for placing new parties on the
November ballot were, by contrast to being merely con-
fusing, so deceptive as to make it impossible for a voter,
desiring to place a new party on the November ballot, to
register his vote accordingly. Compare New York State
Democratic Party v. Lomenzo, 460 F2d 250 (CA 2, 1972),
Burger v Judge, 364 F Supp 504, affirmed 414 US 1058,
38 L Ed 465; Kohler v Tugwell, 292 F Supp 978 (1968).
See also Gilhool v Chairman & Commissioners, 306 F Supp
1202 (ED Pa, 1969), affirmed 397 US 147, 25 L Ed2d 182;
or
(ii) that the voting instructions and format for
placing new political parties on the November ballot
operated in practice to make it impossible for new political
parties, exercising reasonable diligent efforts, to gain

l4a

ballot access. See Storer v. Brown, 415 US 724, 39 L Ed

714 (1973); Hudler v. Austin, 419 F. Supp 1002, 1013-14
(ED Mich, 1976), affirmed 430 US 924.

In this connection, the Court is cognizant of the follow-
ing language in Hudler v. Austin, at pp 1013-14:

“It is beyond question that legislation may achieve
constitutionally valid goals but infringe the Four-
teenth Amendment by doing so in an unconstitutional
manner. In the context of the statute challenged at
bar, this principle calls for an inquiry into whether
marshalling the required support in the time allotted
imposed a constitutionally unreasonable obstacle to
compliance.

Depriving plaintiffs of adequate time and notice
saddled them with an additional burden beyond that
considered in the court’s earlier assessment of the
likelihood of compliance if reasonable diligent efforts
are made. The short time limits, extra expense and
duplicative effort required to regenerate the support
of plaintiffs’ constituencies falls outside Storer’s “‘rea-
sonably diligent efforts’ standard and imposes an
unnecessarily prejudicial burden on the plaintiffs,
new parties seeking 1976 ballot status.”

The Court feels that, by analogy to this situation in
Hudler, the basic problem in this case is whether the State,
by the manner in which it has instructed the voters with
regard to the procedure for placing new political parties
on the November ballot, has imposed a constitutionally
unreasonable obstacle to compliance with the access re-
quirements.

(b) The Court finds that the voting instructions and
procedure for placing a new political party on the Novem-
ber ballot were not so deceptive as to make it impossible
for a voter, desiring to place a new political party on the
November ballot, to register his vote accordingly;

(c) The Court also finds that voting instructions and
procedures for placing new political parties on the No-
vember ballot did not operate in fact to make it impossible
for a party, using reasonably diligent efforts, to comply

15a

with the requirements for access to the November ballot.
In so finding, the Court is mindful that, as stated in
Hudler v Austin, supra, at page 1011

“It is implicit that the requirements of Act 94 neces-
Sitate that ‘new’ parties undertake the burden of
marshalling their own support including, among
others, those who would not otherwise attend the
primary.

The mere fact that significant effort is called for in
order to organize plaintiffs’ supporters and get out
the vote does not automatically dictate a decision
that the statute imposes an insurmountable obstacle
depriving them of all but theoretical access to the
ballot. ‘Hard work and sacrifice by dedicated volun-
teers are the lifeblood of any political organization.’

The burden Act 94 imposes toward this end is
simply one of publicizing a new primary obligation
to the electorate in general and plaintiffs’ constituen-
cies in particular. Measured against the statutes up-
held in American Party of Texas, supra, the activity
necessary to thus mobilize the new parties’ support
would not require such an overwhelming additional
expenditure of time and effort as to fall beyond the
scope of Storer’s ‘reasonably diligent efforts’ stand-
ard.”

The Court believes that this burden encompasses the
explaining of the mechanical voting procedure, and that
this burden was not materially aggravated by the manner
in which the state put the question of ballot access to the
voters in the August, 1978 primary.

(3) The harm to the defendants by the granting of
preliminary injunction relief is substantial. Ordering the

' plaintiffs to be placed on the November ballot would -

contribute to voter confusion and the cvercrowding and
clogging of the state election machinery, problems the
State sought to avoid by the passing of Public Act 94. See
Hudler v Austin, supra, at 1013.

(4) As the defendants also represent the public interest
in this matter, as reflected in the passage of Public Act

l6a

94, the granting of preliminary injunctive relief would
also be inimical to the public interest.

On the basis of these findings, the Court concludes that
preliminary injunctive relief should not be granted in this
case. The Court notes, in this connection, that when the
granting of preliminary injunctive relief would, for all
practical purposes, grant the plaintiffs the relief which
they ultimately seek, the showing of likelihood of success
on the merits must be particularly sharp. See Wright &
Miller, Federal Practice and Procedure, Section 2948. As
reflected in the Court’s findings, the plaintiffs have failed
to so demonstrate.

Accordingly, plaintiffs’ motion for preliminary injunc-
tion ordering the placement of their candidates on the
November ballot is DENIED.

IT IS SO ORDERED.

/s/JAMES HARVEY

JAMES HARVEY
UNITED STATES
DISTRICT JUDGE

17a

APPENDIX B

No. 78-1491

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

Appeal from the United States District Court
for the Eastern District of Michigan

Max Dean, et al.,

Plaintiffs-A ppellants,

A

Richard Austin, et al.,

Defendants-A ppellees.

Decided and Filed July 16, 1979

Before: Edwards, Chief Judge,
Celebrezze, Circuit Judge,
and Peck, Senior Circuit Judge.

EDWARDS, Chief Judge. Appellants Dean et al., as
representatives of the U.S. Labor Party in Michigan,
brought this action against the Michigan Secretary of
State, seeking a preliminary injunction requiring Austin
to put the U.S. Labor Party candidates on the November,
1978 ballot. After hearing, the preliminary injunction was
denied by the District Judge.' Of course, the election has

1. By a stipulation dated October 9, 1978, both parties agree that
the District Court opinion denying preliminary injunction is to be
treated as a final order “‘adjudicating the controlling questions of
law involved in this matter.”

18a

long since been held and under normal standards since
the relief sought is now impossible, this case would be
moot.

Dean argues, however, that this case is one of the
exceptions to the mootness rule because it was impossible
in 1978 (and will be in future elections) to secure adequate
review, particularly at the appellate level, of the claimed
constitutional denials involved here. Thus this case might

\ be said to belong in the category of cases which repeti-

tively present constitutional issues which are of a class

“capable of repetition, yet evading review.” Southern

Pacific Terminal Co. v. ICC, 219 U.S. 498, 515 (1911).
The major answer to this appeal is found in Hudler v.

~_ Austin, 419 F.Supp. 1002 (E.D. Mich.), summarily aff d

430 U.S. 924,(1976), in which a divided three-judge court
rejected a federal constitutional attack upon 1976 Mich.
Pub. Act 94 (M.C.L.A.§ 168.685 and §§ 168.560a and
.560b) and denied relief, and the Supreme Court subse-
quently summarily affirmed, 430 U.S. 924 (1976) (with
three justices voting to hear the case on the merits.) This
court, of course, has no power to rehear the constitution-
ality of Public Act 94.

If there is a new issue not precluded from our review by
the Supreme Court affirmance just referred to, it is that
the procedures for implementing Public Act 94 in the
1978 election were unconstitutional in their impact upon
the legislative scheme. Examination of the evidence pre-
sented at the three-day hearing before the District Judge
strongly suggests that many voters lost their ballots by
their mistakes. The sample ballots which were introduced
to illustrate how Public Act 94 had been implemented in
1978 were at least confusing. Appellants argue that when
applied to the provisions of Public Act 94 the instructions
constitute constitutional error under the “strict scrutiny”
standard established by Supreme Court decisions. See
Illinois State Board of Elections v. Socialist Workers
Party,——U.S.——, 99 S.Ct. 983 (1979).

The appellants reinforce their claims by citing the high
percentage of voided ballots among the ballots which had

19a

been cast at the primary for placing their party on the
new election ballot:

Plaintiffs obtained retabulations of the U.S. Labor
Party voie in three election districts: the absentee vote
for Detroit, 15% of the vote in Kent County, and
15% of the vote in Genesee County. George Hersteck,
an employee for the Michigan State Election Divi-
sion, testified to these results:

Out of 27,877 absentee ballots cast for the City of
Detroit, 609 votes were cast for the U.S. Labor Party.
One was officially counted, 608 votes were rejected.
In the Kent County sample of 6,803 votes, 70 people
voted for the U.S. Labor Party. 6 votes were officially
counted, 64 votes were rejected. In the Genessee
County sample of 10,357 votes, 498 people voted for
the U.S. Labor Party. 8 votes were officially counted,
490 were rejected.

This means that 1160 of 1175 votes were rejected,
almost 99 percent.

Clearly the Michigan Secretary of State has no duty to
conduct a campaign to convince Michigan voters that the
U.S. Labor Party should have a place on the ballot. Nor
can he and his election aides prevent all voter errors. On

the other hand, the official instructions to voters should

contain as clear and understandable warnings as possible
so that the persons desirous of casting a vote for a minor
party to have a place on the ballot could do so without
excessive risk of a mistake causing disqualification of their
ballots. The high percentage of disqualification in the
1978 election strongly suggests that the instructions were
not easily understood. It appears that a specific warning
in the Party Qualification Section of the ballot to the
effect that the entire partisan ballot would be voided if a
vote were cast there and in either major party column,
might have served to mitigate the risk of voter mistake.
However, we do not reach the question of whether such
a lack of warning constituted a constitutional deprivation
because we find plaintiffs’ suit moot and do not find that
it meets the test for the exception to the mootness doctrine.

20a

In Illinois State Board of Elections, supra the Supreme
Court stated the test for the exception as follows:

In Weinstein v. Bradford, 423 U.S. 147, 149, 96
S.Ct. 347, 349, 46 L.Ed.2d 350 (1975), we elaborated
on this exception, holding that a case is not moot
when:

(1) the challenged action was in its duration
too short to be fully litigated prior to its cessation
Or expiration, and (2) there was a reasonable
expectation that the same complaining party
would be subjected to the same action again.”

99 S.Ct. at 992.

In distinguishing the case before it from Weinstein and
Southern Pacific the Supreme Court said:

Although the first branch of the test is satisfied here,
appellant has presented no evidence creating a rea-
sonable expectation that the Chicago Board will
repeat its purportedly unauthorized actions in sub-
sequent elections. Appellant’s conclusory assertions
that the actions are capable of repetition are not
sufficient to satisfy the Weinstein test, particularly
since appellant does not contend that the Chicago
Board has ever attempted previously to conclude
litigation without its approval.
Id.

Similarly we do not believe that here plaintiffs have
offered any evidence which would create a reasonable
expectation that the U.S. Labor Party will be subjected to
the same actions again. We note that plaintiffs do not
challenge the good faith of defendants nor do they allege,
that defendants intended to discriminate against them,
either of which might create such a reasonable expectation
of repetition.

Briefly put, what we hold here is that Michigan election
officials may have made mistakes in the instructions

2la

pertaining to Public Act 94 in the 1978 election but that
there is no reason to believe from this record that any
inadequacy of the ballot instructions in 1978 will be
repeated in future elections. Therefore, finding the present
appeal moot, we order it dismissed.

22a

APPENDIX C

No. 78-1491

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

Order

MAX DEAN, et al.,
Plaintiffs-A ppellants,
v.
RICHARD AUSTIN, et al., |

Defendants-A ppellees.

Before: EDWARDS, Chief Judge,
CELEBREZZE, Circuit Judge,
PECK, Senior Circuit Judge.

On receipt and consideration of a petition for rehearing
and suggestion for rehearing en banc in the above-styled
case; and

No judge in active service in this court having moved
for rehearing en banc and the motion therefore having
been referred to the panel which heard the case; and

The panel having noted nothing of substance in said
motion for rehearing which had not been carefully con-
sidered before issuance of the court’s opinion,

Now, therefore, the motion for rehearing is hereby
denied.

23a

Entered by order of the
Court

/s/John P. Hehman

Clerk

24a

APPENDIX D

419 FEDERAL SUPPLEMENT 1002

James HUDLER, et al.,
Plaintiffs,
v. Civ. No. 6-71189

Richard H. AUSTIN, in his official capacity as Secre-
tary of State

and
Bernard J. APOL, in his official capacity as Director of

Elections and Secretary of the State Board of Canvas-
sers for the State of Michigan,

Defendants
Stephanie ALLAN et al.,
Plaintiffs,
v. Civ. No. 6-71249

Richard AUSTIN, Individually and in his official ca-
pacity as Secretary of State, et al.,

Defendants

25a

UNITED STATES DISTRICT COURT
E.D. Michigan, S.D.
Aug. 18, 1976

Before ENGEL, Circuit Judge and GUY and FEI-
KENS, District Judges.

OPINION
GUY, District Judge.

Plaintiffs in this action challenge the constitutionality
of certain of Michigan’s election statutes, i.e., M.C.L.A.
§ 168.685 and §§ 168.560a and 168.560b, providing for the
qualification of “new” parties for general election ballot
positions. ‘“‘New” parties are those parties who either
failed to run candidates for office in the last state-wide
election or whose principal candidate failed to obtain 1%
of the total number of votes cast for the successful
candidate for Secretary of State in such election. M.C.L.A.
§ 168.560a.

Prior to the passage of the challenged sections, the
Michigan election law only required that “‘new’’ parties,
to qualify for ballot position, must submit petitions bear-
ing the signatures of registered electors equivalent to not
less than 1% nor more than 4% of the vote received by the
successful candidate for Secretary of State at the last
election. Plaintiff political parties have consistently satis-
fied this requirement through 1976.

In April of 1976, the Michigan legislature passed Public
Act 94 (M.C.L.A. § 168.685 and §§ 168.560a and 168.560b)
providing, in addition to the petition requirement, that
new parties must receive a vote total of three-tenths of 1%
of the total number of voters appearing at the primary as
shown by the poll books. A separate column or row on
the primary election ballot is to list the names of those
parties having met the petition requirement following the
statement, “‘I desire that the party indicated shall have its
name, party vignette, and candidates listed on the next
general election ballot.”” M.C.L.A. § 168.560b(1), (2), (4).

26a

Thus, a voter at the primary may vote for the candidates
of any one party listed on the ballot or indicate a desire
for a ballot position for a “new” party and its candidates
at the next general election. M.C.L.A. § 168.560b(3).

Plaintiffs challenge Public Act 94 as (1) impermissibly
burdening the right of individuals to associate for the
advancement of political beliefs and the right of effective
franchise secured by the First and Fourteenth Amend-
ments, (2) as violative of the equal protection clause of
the Fourteenth Amendment resulting in invidious discrim-
ination against new parties and their supporters, and (3)
as contravening the due process clause of the Fourteenth
Amendment in that Act 94 was imposed after plaintiffs,
or at least some of them, had completed or nearly com-
pleted gathering petitions under the previously existing
statutory requirements and so close to the primary date
as to effectively deprive them of the opportunity to apprise
the voting public in general, and their supporters in
particular, of the necessity of primary election support if
the ‘‘new” parties in question are to appear on the
November general election ballot.

I.

The First Amendment’s protection of the right of
franchise is ‘“‘a fundamental political right because it is
preservative of all rights.” Yick Wo v. Hopkins, 118
U.S. 356, 370, 6 S.Ct. 1064, 1071, 30 L.Ed. 220 (1886). It
has clearly been recognized, however, that each state has
a legitimate interest, if not a duty, to protect the integrity
of its political processes from frivolous or fraudulent
candidacies, and is not constitutionally obligated to pro-
vide instantaneous access to the ballot. Jenness v. Fortson,
403 U.S. 431, 432, 91 S.Ct. 1970, 29 L.Ed.2d 554 (1971);
Storer v. Brown, 415 U.S. 724, 736, 94 S.Ct. 1274, 39
L.Ed.2d 714 (1973). Indeed, Williams v. Rhodes, 393 U.S.
23, 89 S.Ct.5, 21 L.Ed.2d (1968), a leading case dealing
with this genera! subject, noted that at least 42 of the
States impose on “new” parties a petition requirement

27a

similar to that which has existed as part of the Michigan
law. /d. at 33n, 89 S.Ct.5. These exercises of legislative
power are based on Article 1, Section 4, Clause | of the
Constitution authorizing the states to prescribe “(T]imes,
Places, and Manner of holding Elections for Senators and
Representatives.” The mere existence of restrictions on
ballot access, therefore, raises no issue of validity unless
they violate prohibitions elsewhere in the Constitution.
Williams, supra, 393 U.S. at 29, 89 S.Ct. 5.

In setting forth the standard against which access to
the ballot restrictions should be tested, the majority in
Williams indicated that any restrictions on such funda-
mental rights as are involved here would receive strict
scrutiny, and that the burdens placed upon the rights of
franchise and association could only be sustained if jus-
tified by a “compelling state interest.” 393 U.S. at 31, 89
at. 5.

Although striking down the Ohio election laws involved
as an “entangling web” which “made it virtually impos-
sible for a new political party ... to be placed on the
State ballot ...”, the court, as pointed out in Justice
Warren’s dissent, gave little guidance to either the states
or other courts as to what constitutes a reasonable ballot
regulation. 393 U.S. at 69-70, 89 S.Ct. 5.

Both the dissent and the majority in Williams agree that
a state can condition ballot regulation “upon at least
three considerations—a substantial showing of voter in-
terest in the candidate seeking a place on the ballot, a
requirement that this interest be evidenced prior to the
election, and a party structure demonstrating some degree
of political organization.” 393 US. at 70, 89 S.Ct. at 31.!
The application of the “strict scrutiny’’ test and its inter-
relation with legitimate state purposes in regulating ballot
access has been elaborated upon and qualified in other
Supreme Court cases.

1. Although the above quoted language is from Justice Warren's
dissent, it is that portion of his dissent in which he indicates agreement
with the majority on the above enumerated principles.

28a

“The rights of voters and the rights of candidates
do not lend themselves to neat separation; laws that
affect candidates always have at least some theoretical
correlative effect on voters. Of course, not every
limitation or incidental burden on the exercise of
voting rights is subject to a stringent standard of
review. McDonald v. Board of Election, 394 U.S. 802
[89 S.Ct. 1404, 22 L.Ed.2d 739] (1969). [The filing
fee statute at issues] does not place a condition on
the exercise of the right to vote, nor does it quanti-
tatively dilute votes that have been cast. Rather, [the
filing fee statute]creates barriers to candidate access
to the primary ballot, thereby tending to limit the
field of candidates from which voters might choose.
The existence of such barriers does not of itself
compel close scrutiny. Compare Jenness v. Fortson,
403 U.S. 431 [91 S.Ct. 1970, 29 L.Ed.2d 554] (1971),
with Williams v. Rhodes [supra]. In approaching
candidate restriction, it is essential to examine in a
realistic light the extent and nature of their impact
on voters.’ Bullock v. Carter, 405 U.S. 134, 143, 92
S.Ct. 849, 856, 31 L.Ed.2d 92 (1971).

Although there appears to be a variance among the
decided cases as to when the “strict scrutiny” standard is
to be applied, it is clear that in all the cases dealing with
this subject there is a balancing of the burden of the
restrictions against the interest of the state in their pro-
mulgation.

American Party of Texas v. White, 415 U.S. 767, 780,
94 S.Ct. 1296, 1305, 39 L.Ed.2d 744 (1973) notes:

“[W]hether the qualifications for ballot position
are viewed as substantial burdens on the right to
associate or as discriminations against parties not
polling 2% of the last election vote, their validity
depends upon whether they are necessary to further
compelling state interests.”’

Storer, supra, 415 U.S. at 729, 94 S.Ct. at 1278, states
with reference to Ohio’s statutes at issue in Williams:

29a

“Because these restrictions, which were challenged
under the Equal Protection Clause, severely burdened
the right to associate for political purposes and the
right to vote effectively, the Court, borrowing from
other cases, ruled that discriminations against new
parties and their candidates had to be justified by
compelling state interests.”’

See also Kusper v. Pontikes, 414 U.S. 51, 58, 94 S.Ct. 303,
38 L.Ed.2d 260 (1973); Mogk v. City of Detroit, 335
F.Supp. 698 (E.D.Mich. 1971) (three-judge court).

Williams’ assessment of the constitutional impact of the
burden imposed by Ohio’s challenged election law was
that it made it “virtually impossible for any party to
qualify on the ballot except the Republican and Demo-
cratic Parties.’’ 393 U.S. at 25, 89 S.Ct. at 8. Although
the facts in this case do not support such a conclusion
with respect to Act 94, the court does conclude that strict
scrutiny is called for in the examination of the challenged
Michigan statute because the candidate restrictions at
issue have a real and appreciable impact on those citizens
and voters who organized and support the “tnew”’ parties
bringing this action and constitute a ‘‘substantial”’ burden
on their rights to associate and exercise an effective
franchise. Petition signatures in excess of 175,000 have
been submitted for the 1976 election on behalf of the
seven new parties at bar. Unless the .3% primary perform-
ance is now satisfied the candidates of those “‘new”’ parties
will be denied a position on the general election ballot in
November. In balancing these “‘substantial burdens”
against the “‘compelling state interest,’ the following
principles are helpful.

First, imposition of even substantial restriction on the
right to vote or associate does not automatically invalidate
the statute which has that effect. Storer, supra, 415 U.S.
at 729, 94 S.Ct. 1274. Although the court in Storer found
a substantial burden to be imposed by the state statute,
the court concluded, in part, that California’s six month
disaffiliation requirement for independent candidacies

30a

“furthered a compelling interest’? and was an “essential
part of its over-all mechanism to achieve its acceptable
goals.” /d. at 736, 94 S.Ct. at 1282.

Second, the balancing of “substantial burden” against
“compelling state interest” is largely a matter of degree.

[T]he rule fashioned by the Court to pass on
constitutional challenges to specific provisions of
election laws provides no litmus-paper test for sepa-
rating those restrictions that are valid from those
that are invidious under the Equal Protection Clause.
The rule is not self-executing and is no substitute for
the hard judgments that must be made. Decision in
this context, as in others, is very much a ‘matter of
degree,’ Dunn v. Blumstein, [supra, 405 U.S. 330 at
348, 92 S.Ct. 995, at 1006, 31 L.Ed.2d 274 (1971)],
very much a matter of ‘considering the facts and
circumstances behind the law, the interests which the
State claims to be protecting, and the interests of
those disadvantaged by the classification.’ Williams
v. Rhodes, supra, [393 U.S.] at 30 [89 S.Ct. 5, at 10);
Dunn v. Blumstein, supra, [405 U.S.] at 335 [92 S.Ct.
995, at 999].”’ Storer, supra, 415 U.S. at 730, 94 S.Ct.
at 1279.

The “matter of degree” test can be further illustrated
by comparing, for example, Rosario v. Rockefeller, 410
U.S. 752, 93 S.Ct. 1245, 36 L.Ed.2d 1 (1973), (11 month
waiting period after changing parties held necessary to
prevent inter-party raiding) with Kusper v. Pontikes, 414
U.S. 51, 94 S.Ct. 303, 38 L.Ed.2d 260 (1973), (23 month
waiting period not valid); and Dunn v. Blumstein, supra,
(one year residency requirement unreasonable) with Mar-
ston v. Lewis, 410 U.S. 679, 93 S.Ct. 1211, 35 L.Ed.2d 627
(1972), (50 days upheld).

Applied to the facts in this case, the state interest
standard requires this court to answer two questions: first,
whether Michigan’s interest underlying the passage of
Public Act 94 is ‘‘compelling”’, and second, whether Act
94 is “necessary” to further that interest.

3la

Looking first to the “facts and circumstances behind
the law,” it is appropriate to review the results in Michi-
gan’s recent elections conducted under the former statute
requiring only 1% petition support to obtain ballot status.
In 1968, two of the plaintiff new parties at bar and four
new parties in total ran candidates. The principal candi-
date of only the American Independent Party polled votes
in excess of the minimum number of petition signatures
required to be submitted, thereby qualifying for automatic
ballot status. In 1970, the same two plaintiff new parties
which ran candidates in 1968 again ran a slate of candi-
dates and again received substantially fewer votes than
the number of signatures submitted. In 1972, four of the
plaintiff new parties and five new parties in all ran slates
of candidates and the principal candidate of only two, one
being the plaintiff Human Rights Party, polled votes in
excess of their petition support. In 1974, four new parties
(all plaintiffs at bar) ran slates of candidates, and the
principal candidate of none polled votes equivalent to the
number of petition signatures necessary to retain ballot
Status. Of the remaining new parties, the party polling the
most votes at each election received only a fraction of the
petition support it had submitted. (Approximately 35% in
1968, 16% in 1970, 20% in 1972 and 11% in 1974).

It would thus appear that the petition signatures do not
accurately predict the actual voting patterns of those who
sign. Indeed, plaintiffs’ expert on voter behavior, Dr.
Warren, conceded that signatures on petitions, such as
Michigan uses, possess no particular validity as an index
of follow-up support at the general election and are
admittedly somewhat unreliable. Dr. Warren’s testimony
indicated that the factor that petition signatures accurately
measure is the willingness to give new parties a “chance”
to appear on the ballot rather than actual support.

Preparations for the 1976 election indicated that six of
the plaintiff parties at bar would seek ballot status via
petitions, and in addition, the Human Rights Party, the
American Independent Party, and the Democratic and
Republican Parties would qualify for automatic place-

32a

ment, totalling a minimum of ten parties qualifying for
ballot status. In addition, plaintiffs state as a fact that
eleven parties may have had intentions to seek ballot
Status in the 1976 general election. Williams v. Rhodes,
supra, striking down a statutory scheme which perpetuated
a virtual monopoly by the two major parties noted:

“It is true that the existence of multitudinous frag-
mentary groups might justify some regulatory control
but in Ohio at the present time this danger seems to
us no more than ‘theoretically imaginable.’ (Empha-
sis added)

Conversely, the facts and circumstances which perpetuated
the passage of Act 94 appear to pose an existing danger
which is neither remote nor conjectural.

Defendant Apol, State Director of Elections, testified
that Michigan’s voting machines have a nine-party capac-
ity and the only feasible ways a ballot having greater than
that number could be accommodated would be by paper
ballots, two machines for each voter, or punch cards if
the new parties ran limited slates. He stressed that paper
ballots, although currently in use, are an extremely cum-
bersome method utilized only in a few of Michigan’s
smaller counties and accounted for only 5.7% of the 1974
returns. Defendant Apol further testified that the large
scale use of paper ballots would over burden and clog the
Sstate’s election machinery and that the number of parties,
candidates and offices involved would cause voter confu-
sion and delay. His testimony also indicated that there is
no voting machine available on the market with the
capacity to handle more than nine parties and still provide
the straight party ticket option that Michigan law man-
dates. See M.C.L.A. § 168.705 (paper ballots), § 168.775
(voting machines), § 168.795 (electronic voting machines).
In response to plaintiffs’ assertion that the ‘“‘Ransom-
Shoup” machine has a capacity in excess of nine parties
as evidenced by its use in certain other states, Mr. Apol
indicated that the Ransom-Shoup machine cannot be used

33a

in Michigan because it cannot handle the number of
offices to be voted upon at the general election.

The facts and circumstances underlying the passage of
Public Act 94 may be summarized as follows: (1) over a
ten-year period, the petition requirement for ballot access,
standing alone, proved to be an imprecise tool for meas-
uring true voter support; and (2) in 1976, more new
parties sought to qualify by the petition method than it
was technically possible for the state’s voting machines to
handle. -Of Michigan’s 6,972 precincts, 4,322 are serviced
by voting machines.

The interest the legislature sought to protect falls
squarely within Supreme Court pronouncements of legit-
imate and compelling state interests. In Jenness, the court
said:

“There is surely an important state interest in requir-
ing some preliminary showing of a significant mod-
icum of support before printing the name of a polit-
ical Organization’s candidate on the ballot—the
interest, if no other, in avoiding voter confusion,
deception and even frustration of the democratic
process at the general election.” 403 U.S. at 442, 91
S.Ct. at 1976.

Bullock, supra, subsequently noted that:

[The] State has a legitimate interest in regulating
the number of candidates on the ballot. ... In so
doing, the State understandably and properly seeks
to prevent the clogging of its election machinery,
avoid voter confusion, and assure that the winner is
the choice of a majority, or at least a strong plurality,
of those voting, without the expense and burden of
runoff elections ... we are bound to respect the
legitimate objective of the State in avoiding over-
crowded ballots. Moreover, a State has an interest,
if not a duty, to protect the integrity of its political
process from frivolous or fraudulent candidacies.”
(Citations omitted.) 405 U.S. at 145, 92 S.Ct. at 857.

34a

Both Storer, supra, and American Party of Texas, supra,
more recently confirm the compelling nature of these
interests. 415 U.S. at 732, 94 S.Ct. 1274; 415 U.S. at 782n,
94 S.Ct. 1296; Lubin v. Panish, 415 U.S. 709, 94 S.Ct.
1315, 39 L.Ed.2d 702 (1973), similarly recognizes that:

“The means of testing the seriousness of a given
candidacy may be open to debate; the fundamental
importance of ballots of reasonable size limited to
serious candidates with some prospects of public
Support is not. Rational results within the framework
of our system are not likely to be reached if the ballot
for a single office must list a dozen or more aspirants
who are relatively unknown or have no prospects of
success.” Id. at 715—716, 94 S.Ct. at 1319.

Michigan’s legislature, under this duty to protect the
political process from frivolous candidacies and faced
with the prospect of the ballot and election machinery
being overcrowded and overtaxed by parties qualifying
under a petition requirement, has made a legislative
determination that a new standard must be established
which more accurately gauges ‘“‘new”’ party support. Mr.
Apol testified that he apprised the legislature by memo-
randum after the 1972 election, and advised an ad hoc
committee in 1976 of the potential necessity of resort to
the cumbersome and tedious manual method of paper
ballots on a large scale should more than nine parties
qualify with the attendant risk of confusing and discour-
aging voters and increasing voter “‘falloff.’’2 In seeking to
avoid these serious problems, the legislature sought to
further the state’s compelling interest in keeping the ballot
within limits understandable to the voter and preventing
the clogging of its election machinery.

Plaintiffs contend that the legislature has selected nine

2. “Falloff’ is the term generally used to describe voting patterns
which reflect a smaller total vote being cast for offices or candidates
listed further down on the ballot.

35a

parties as an arbitrary maximum ballot limitation, and
adopted the .3% primary vote requirement as an arbitrary
and unreasonable measure of a “modicum of support.” It
suffices in response to say that the number “nine” neither
appears on the face of Act 94, nor is an implicit limitation.
Although the legislature was properly concerned with the
possibility of the ballot exceeding the capacity of available
voting machines, it did nor foreclose participation beyond
that capacity. Thus, Act 94 provides real, not merely
theoretical, access to the ballot, and if new parties dem-
onstrate the requisite modicum of support, the state will
accept the attendant burden, expense and disadvantage of
paper ballots or the modification of its voting procedures
to accommodate them. It is important to recognize that
all state efforts in this regard are by definition designed
to restrict candidate and party access. Storer, supra, notes:

‘As we indicated in Rosario, the Constitution does
not require the State to choose ineffectual means to
achieve its aims. To conclude otherwise might sacrifice
the political stability of the State, with profound
consequences for the entire citizenry, merely in the
interest of particular candidates and their supporters
having instantaneous access to the ballot.” 415 U.S.
at 736, 94 S.Ct. at 1282. (Emphasis supplied.)

It is clear, however, that'a state may also run afoul of
the Constitution by selecting too effective a means of
limiting ballot access. This entails an inquiry into the
burden imposed on new parties by the challenged legis-
lation. In passing on the appropriate tests against which
community support can be measured without unreason-
ably burdening the First or Fourteenth Amendments, the
Supreme Court’s general guideline has been that ‘“admit-
tedly vital interests are sufficiently implicated to insist
that political parties appearing on the general ballot
demonstrate a significant, measurable quantum of com-
munity support.” American Party of Texas, supra, 415
U.S. at 782, 94 S.Ct. at 1307. The specific parameters

ad
36a

established by recent decisions indicate that although 15%
(and perhaps 7%) is too burdensome on its face, petition
requirements of between 1% and 5%, Standing alone,
comport with reasonableness as preconditions to ballot
placement. Storer, supra, 415 U.S. at 739n, 94 S.Ct. 1274.
See Jenness v. Fortson, supra (5% of those eligible to vote
for office sought); Auerbach v. Mandel, 409 U.S. 808, 93
S.Ct. 55, 34 L.Ed.2d (1972), (3%); Wood v. Putterman, 316
F.Supp. 646 (D.Md.1970), (three judge court), aff'd.
mem., 400 U.S. 859, 91 S.Ct. 104, 27 L.Ed.2d 99 (1970),
(3% of total number of registered voters entitled to vote
for office sought); Beller v. Kirk, 328 F.Supp. 485
(S.D.Fla.1970), (three judge court), aff'd. mem. sub nom.
Beller v. Askew, 403 U.S. 925, 91 S.Ct. 2248, 29 L.Ed.2d
705 (1971), (3% of the registered electors in the state);
Socialist Labor Party vy. Rhodes, 318 F Supp. 1262
(S.D.Ohio 1970), (three judge court) moot on appeal sub
nom., Socialist Labor Party v. Gilligan, 406 U.S. 583, 585,
92 S.Ct. 1716, 32 L.Ed.2d 317 (1972), (7% of the total
vote for governor struck down). Storer, supra held that
California’s requirement of 5% of the entire vote cast in
the preceding general election was not excessive in and of
itself, but remanded for further proceedings to determine
whether, in effect, a higher percentage was required by
the disqualification of primary voters from the pool of
those eligible to sign petitions. Although the above noted
decisions deal only with percentage requirements for
petitions, the underlying concept sanctions the determi-
nation of a prerequisite level of support not limited to any
particular method of measurement.

Storer, supra, emphasizes that at the heart of the matter
is the ultimate question whether a ‘reasonably diligent”’
party or candidate can be expected to satisfy the require-
ment. 415 U.S. at 724, 94 S.Ct. 1274. American Party of
Texas, supra, citing Jenness, supra, observes that the
burden:

“may not be so excessive or impractical as to be in
reality a mere device to always, or almost always,

37a

exclude parties with significant support from the
ballot. The Constitution requires that access to the
electorate be real, not ‘merely theoretical.’ 415 U.S.
at 783, 94 §.Ct. at 1307.

The validity of regulations which burden voter rights
and ballot access is further governed by the principle that:

“If there are other, reasonable ways to achieve those
goals with a lesser burden on constitutionally pro-
tected activity, a State may not choose the way of
greater interference. If it acts at all, it must choose
‘less drastic means.’ (Citations omitted) Dunn vy.
Blumstein, supra, 405 U.S. at 343, 92 S.Ct. at 1003.

Applied to Act 94, these standards require an analysis of
the percentage of support demanded by the state’s pro-
visions, the practicability of compliance, and whether
effective “less drastic” alternatives are available.

Although precise measurement is not possible at this
time, the parties generally agree and the testimony sup-
ports that approximately 4,500 to 5,000 votes will be
necessary to meet the .3% primary performance require-
ment. That figure constitutes only slightly more than one
quarter of the number of petition signatures required,
which requirement plaintiffs concede is reasonable. In-
deed, plaintiff Ronald Glotta, State Chairman of the
Communist Labor Party, testified that his party has
Support in excess of 4,500 votes in the 9th Congressional
District alone. Plaintiffs object, however, that the pool of
available primary votes is limited because voters go to
primaries to cast major party candidacy votes. In the
context of determining whether a certain percentage of
support was unreasonable where the eligible pool was
reduced by the actual disqualification of primary voters,
American Party of Texas, supra, noted:

[I]t is not apparent to us why the new or smaller
Party seeking voter support should be entitled to get
Signatures of those ... have already demonstrated
their preference for other candidates for the same

38a

office the petitioning party seeks to fill.’ 415 U.S. at
785, 94 S.Ct. at 1308.

Michigan’s statutory scheme limits voters to the same
exclusive choice, but, significantly, before they have cast
a “disqualifying” ballot. Plaintiffs’ contention that an
impermissible barrier in effect arises from the nature of
the primary itself (rather than from any specific percentage
level of required performance) is without merit for a
second reason. In support, plaintiffs offered the testimony
of Dr. Warren and Dr. Miller to the effect that the voters
who traditionally attend primaries are the strongest major
party adherents and highly unlikely to surrender their
partisan candidate votes to merely support the addition
of a new party to the ballot. Both plaintiffs’ experts,
however, admitted having no familiarity with a procedure
such as required by Act 94 or with any studies dealing
with a primary of this type. It is implicit that the require-
ments of Act 94 necessitate that ‘“‘new’’ parties undertake
the burden of marshalling their own support including,
among others, those who would not otherwise attend the
primary.

The mere fact that significant effort is called for in
order to organize plaintiffs’ supporters and get out the
vote does not automatically dictate a decision that the
Statute imposes an insurmountable obstacle depriving
them of all but theoretical access to the ballot. “Hard
work and sacrifice by dedicated volunteers are the life-
blood of any political organization.” American Party of
Texas, supra 415 U.S. at 787, 94 S.Ct. at 1309. The statute
at issue in American Party of Texas required new political
parties to demonstrate support from that portion of the
electorate not committed to the candidates of the estab-
lished parties. The Court there upheld a Statutory petition
scheme which required, inter alia, in addition to a 1%
signature requirement that such signatures be notarized,
a 55-day limit on the circulation of petitions, and dis-
qualification of those signers who voted in the primary,
thus indicating support for other candidates or parties.
The court, in upholding the statute, noted:

39a

“The District Court recognized that any fixed
percentage requirement is necessarily arbitrary, but
we agree with it that the required measure of sup-
port—1% of the vote for governor at the last general
election and in this instance 22,000 Signatures—falls
within the outer boundaries of support the State may
require before according political parties ballot po-
sition.” (Citations omitted) 415 U.S. at 783, 94 S.Ct.
at 1307.

Similarly, the Supreme Court reasoned in Storer, supra,
that gathering 325,000 signatures (5%) in 24 days could
be performed by 1,000 canvassers if each gathered four-
teen signers a day. While standing alone this was a
substantial requirement, the court found it to be a per-
missible burden to place upon an independent presidential
candidate. 415 U.S. at 740, 94 S.Ct. at 1274.

Although the limited time between passage of this Act
and the August primary presents additional problems to
be discussed, infra, it is relevant that plaintiff Ronald
Glotta’s testimony indicated that the plaintiff Communist
Labor Party, had it been aware a primary requirement
would be imposed, would have conducted voter solicita-
tion in conjunction with gathering petitions and incor-
porated notice of the primary into its literature. This
compatability of efforts to organize voter support and the
traditional canvassing for petition signatures further re-
duces the impact of the burden new parties must bear in
complying with Act 94. If plaintiffs’ petition signatures
reflect more than merely nominal Support, the initial
contact that matures into a petition signature is an appro-
priate vehicle for attempting to channel that support
toward the vote required at the primary election. The
burden Act 94 imposes toward this end is simply one of
publicizing a new primary obligation to the electorate in
general and plaintiffs’ constituencies in particular. Meas-
ured against the statutes upheld in American Party of
Texas, supra, the activity necessary to thus mobilize the
new parties’ support would not require such an. over-
whelming additional expenditure of time and effort as to

40a

fall beyond the scope of Storer’s “reasonably diligent
efforts” standard.

The continuation of the petition requirement is an
integral part of the new Statutory framework Michigan
has designed to govern new party access to the ballot. It
is not duplicative of the measurement obtained by the
primary requirement and constitutes the initial phase of
plaintiffs’ demonstration that at least a modicum of
community support exists. As in American Party of Texas,
supra, Michigan has divided the means of demonstrating
Support into two procedures, a preliminary showing of
petition support supplemented by a smaller, more precise
measure of actual voter support. Furthermore, no exces-
sive incidental regulations significantly increase the bur-
den of the procedures in practice. Notably, no registered
voters are excluded from signing a petition or voting for
a new party in the primary on the basis of prior or present
party affiliation; a two-year period preceding the primary
is allowed to gather the signatures, the deadline for filing
petitions is three months before the primary and the
Signatures submitted must have been obtained within six
months of filing. M.C.L.A. § 168.685(1). The geographical
diversity required is limited to securing a minimum of 100
signatures from any nine of the state’s nineteen congres-
sional districts, while up to 35% of the petition require-
ment and all of the primary vote may come from a single
district. M.C.L.A.§ 168.685. Compare American Party of
Texas, supra (55 day limitation on circulating petitions
permissible, period commencing after the primary, and
primary voters disqualified from signing petitions).

This court cannot conclude as a matter of law that the
current Michigan requirements are any more burdensome
than those approved by the Supreme Court in other
related cases. Having decided then that Act 94 imposes a
reasonable burden dictated by a compelling state interest,
the question still remains as to whether the state might
have achieved its goals through “‘less drastic” means. As
discussed earlier, Michigan’s experience with the petition
requirement has demonstrated that the petition method

4la

alone is an imprecise tool that does not satisfactorily
forecast voter support of new parties. The “‘less drastic”
alternatives which plaintiffs suggest possess the same
deficiency in that they retain petition signatures as the
basic index. (Plaintiff Hudler’s Reply Brief, at page Sn).
Neither increasing the number required, shortening the
circulation period, nor similar devices would necessarily
cure the inherent defect of petitions. The legislature’s use
of the primary election machinery as an aid to ascertaining
“new” party support reflects an attempt to design a
procedure for measuring real community support that
improves upon the shortcomings of the petition method
without abandoning it altogether.

Although to the court’s knowledge no other state
currently uses this same means to gauge support, no
constitutional mandate or decision limits state action to
the use of the petition method alone. Lubin v. Panish,
supra, notes that petitions ‘for example” may be used to
measure voter support for new parties. 415 U.S. at 718,
94 S.Ct. 1315. Furthermore, the method chosen may not
“always be a completely precise or satisfactory barometer
of actual community support for a political party, but the
Constitution has never required the States to do the
impossible.” American Party of Texas, supra, 415 U.S. at
786-787, 94 S.Ct. at 1309. Absent some showing that an
equally effective, less drastic alternative exists, the legis-
lature’s decision to fundamentally change the nature of
the laws regulating ballot qualifications is subject only to
the guidelines of constitutional reasonableness considered,
supra.

II.

Plaintiffs’ equal protection argument also stems from
their having to give up their right to vote for a major
party candidate at the primary election and, instead,
indicate support for a party which might not otherwise be
on the ballot at all. Plaintiffs argue that while major party
voters may cast their primary ballots for any one party’s

42a

candidates, plaintiffs’ voters risk their party’s failure to
qualify for a ballot position. The absence oi a similar risk
for major party voters, however, is the result of the major
parties having already qualified for the general ballot by
polling in excess of 1% of the votes cast for the office of
Secretary of State in the preceding election, not merely by
virtue of their being ‘‘major parties.” Plaintiff Human
Rights Party and the American Independent Party enjoy

the same privileges, having also exceeded the 1% figure. —

“So long as the larger parties must demonstrdie
major support among the electorate at the last ejec-
tion, whereas the small parties need not, the latter,
without being invidiously treated, may be required to
establish their position in some other manner.” 415
U.S. at 783, 94 S.Ct. at 1307.

Lastly, Act 94 is also challenged here on the basis of a
discriminatory effect on new parties with only a local base
of support. Where, for example, a new party enjoys a
strong local constituency and wishes only to run a can-
didate in one district, the primary performance require-
ment may potentially demand a showing of support equal
to the amount of votes necessary to actually elect such
candidate. Collaterally, plaintiffs assert that the voter who
supports only a local candidate of a ‘“tnew” party is
foreclosed by the requirements of Act 94 from Casting a
ballot on state-wide offices for which the “new” party he
supports fields no candidates. Plaintiffs’ arguments are
misdirected, however. Act 94 provides for the qualification
of new political parties for the State of Michigan, not a
particular county or district. Once a party satisfies those
requirements, it may run a full slate of candidates eligible
for every office in the state. The fact that a party wishes
to call itself ‘‘local’’ or to run less than a full slate of
candidates does not constitutionally obligate the state to
provide a lower standard of ballot access for it. In Storer,
supra, the court states:

“A new party organization contemplates a state-

43a

wide, Ongoing organization with distinctive political
character. Its goal is typically to gain control of the
machinery of state governmeni by electing its candi-
dates to public office. From the standpoint of poten-
tial supporter, affiliation with the new party would
mean giving up his ties with another party or sacri-
ficing his independent status, even though his possible
interest in the new party centers around a particular
candidate for a particular office.” 415 U.S. at 745, 94
S.Ct. at 1286.

Furthermore, plaintiffs’ argument would apply with equal
force to the petition requirement since it too requires
signatures in excess of the vote necessary to elect to many
individual offices in select districts. This alleged equal
protection violation which plaintiffs see in Act 94 is but
another aspect of the different route to the ballot which
Jenness, supra, recognizes may be afforded new parties
seeking ballot status without violating the Fourteenth
Amendment.

We find that Act 94 serves compelling state interests in
avoiding voter confusion and the overcrowding and clog-
ging of its election machinery, as well as helping to insure
that election winners are the choice of a majority of its
voters. In addition, the provisions of Act 94 impose no
undue burden on new parties seeking ballot status and
can be satisfied by reasonably diligent efforts. The statu-
tory scheme neither invidiously discriminates against new
parties and their supporters nor impermissibly burdens
the right of franchise arid is reasonably enacted in pursuit
of vital state objectives that cannot be served equally well
in significantly less burdensome ways.

III.

One question remains. Plaintiffs urge that even if Act
94 is otherwise constitutional, its late April, 1976, effective
date comes so close to the August 3, 1976 primary as to
have deprived plaintiffs of due process by giving them so
little time to marshal their supporters, publicize the ne-

44a

cessity of primary voting and depriving them of the
opportunity they would have had for proselytizing while
they were getting their petitions filled earlier in the year.

It is beyond question that legislation may achieve
constitutionally valid goals but infringe the Fourteenth
Amendment by doing so in an unconstitutional manner.
In the context of the statute challenged at bar, this
principle calls for an inquiry into whether marshalling the
required support in the time allotted imposed a constitu-
tionally unreasonable obstacle to compliance.

The passage of Act 94 late in April caught plaintiffs at
a particularly prejudicial and inopportune time to begin
attempting to comply with the new requirements. Their
petition drives were either completed or nearly completed
and the form of petition which had been used, pursuant
to former M.C.L.A. § 168.685, indicated to signers that
their signatures constituted the only action necessary to
place the party on the ballot. Further, the opportunity for
soliciting petition signatures at the same time was ren-
dered impossible since petition gathering had all but
drawn to a close when plaintiffs were first apprised of the
primary performance requirement. In tandem then, these
problems presented plaintiffs with an obligation substan-
tially more difficult to satisfy than that which new parties
will face in the future under Act 94 and deprived them of
due process of law.

In a different vein, but contributing to the deprivation
of due process, is the legislature’s failure to take earlier
action although fully apprised of the problem. Defendant
director of elections Apol testified that he had advised the
legislature after the 1972 election and again in the fall of
1975 that overcrowding problems were likely to arise in
the next election. Apol testified before an ad hoc legislative
committee involved with the proposed legislation in Jan-
uary or February of 1976, and the legislature was aware
of the number of parties soliciting petition signatures and
the potential consequences as to the 1976 election.

Depriving plaintiffs of adequate time and notice saddled
them with an additional burden beyond that considered

45a

in the court’s earlier assessment of the likelihood of
compliance if reasonably diligent efforts are made. The
Short time limits, extra expense and duplicative effort
required to regenerate the support of plaintiffs’ consti-
tuencies falls outside Storer’s “reasonably diligent efforts”
standard and imposes an unnecessarily prejudicial burden
on the plaintiff new parties seeking 1976 ballot status.

Accordingly, this court reaches the conclusion that Act
94 is a proper exercise of legislative discretion and does
not offend the Constitution except as to its application to
the general election for November, 1976. Insofar as the
November, 1976 general election is concerned, the de-
fendants are hereby directed to take such steps as are
necessary to place on the November ballot all parties who
would have been eligible based upon compliance with the
pre-existing petition requirement.

A Judgment in conformity with this opinion shall be
Prepared by the plaintiffs forthwith and submitted to the
defendants for their approval. Such judgment should be
presented to the court for signature at the earliest possible
date, since, in an election matter of this nature, time is of
the essence to all parties.

ADDENDUM

Subsequent to circulation for approval of what has now
become the majority opinion, Judge Feikens filed his
dissent. It is felt that the following is relevant to a clearer
understanding of the majority opinion in light of the
rationale of the dissent.

To begin with, the dissent places considerable emphasis
on what is termed the “‘motives of the legislature.’ There
are two problems with this. First, there is no legislative
history as such in connection with Michigan legislation,
and the only testimony in the record as to so-called
motives is that supplied by the State Elections Director
who is neither a member of the legislature nor employed
by the legislative branch of government.

Second, and mcre importantly, there is no need to

46a

ascertain legislative intent in this case. This is not a matter
of statutory construction. The intent and meaning of Act
94 is clear to everyone. It is only its effect that is at issue.

“It is a familiar principle of constitutional law that
this Court will not strike down an otherwise consti-
tutional statute on the basis of an alleged illicit
legislative motive.’ United States v. O’Brien, 391 U.S.
367, 383, 88 S.Ct. 1673, 1682, 20 L.Ed.2d 672 (1967)

O’Brien also quotes from McCray v. United States, t95
U.S. 27, 56, 24 S.Ct. 769, 49 L.Ed. 78 (1904):

“The decisions of this court from the beginning
lend no support whatever to the assumption that the
judiciary may restrain the exercise of lawful power
on the assumption that a wrongful purpose or motive

has caused the power to be exerted.”
The O’Brien court then goes on to state:

‘Inquiries into congressional motives or purposes

are a hazardous matter. When the issue is simply
interpretation of legislation, the Court will look to
statements as to the purpose of the legislation .
It is entirely a different matter when we are asked to
void a statute that is, under well-settled criteria,
constitutional on its face ....” Jd., 391 US. at 383,
384, 88 S.Ct. at 1682.

O'Brien is also relevant with regard to what it has to say
about Gomillion v. Lightfoot, 364 U.S. 339, 81 S.Ct. 125,
5 L.Ed.2d 110 (1960), cited in the dissenting opinion in
this case.

“O’Brien’s position, and to some extent that of the
court below, rest upon a misunderstanding of Gros-
jean v. American Press Co., 297 U.S. 233 [56 S.Ct.
444, 80 L.Ed. 660] (1936) and Gomillion v. Lightfoot,
364 U.S. 339 [81 S.Ct. 125, 5 L.Ed.2d 110 (1960).

47a

These cases stand, not for the proposition that leg-
islative motive is a proper basis for declaring a statute
unconstitutional, but that the inevitable effect of a
Statute on its face may render it unconstitutional.”
Id., 391 U.S. at 384, 88 S.Ct. at 1683.

This discussion of legislative intent is not intended to
imply that taking the State Elections Director’s testimony
in its entirety indicates any improper legislative motive.
The legislative consideration was generated by a concern
that more than nine parties on the ballot would Cause
voter confusion and election chaos. Notwithstanding that
fact, the legislature did not pass legislation which abso-
lutely limited the ballot to any arbitrary number. Legis-
lators deal with problems in practical terms, and even if
a consideration of the legislative history were proper in
this case, one could not expect to find the legislature
discussing this matter in terms of “compelling state inter-
ests’’ or other judicially coined phrases.

It is also suggested in the dissent that Act 94 must fail
because it is not the least ‘drastic means” available to
meet the “‘vital governmental interest” which is viewed in
the dissent as finding a “process [which] more accurately
measures the prospects of minority parties for success in
the general election.”

It would thus appear that the majority and the dissent
do not see the “‘vital governmental interest” or the ‘“‘com-
pelling state interest” in the same terms. In the view of
the majority, the compelling state interest is the protection
of the election process, i.e., avoiding voter confusion,
preventing the clogging of the election machinery, and
assuring that the winner is the choice of the majority or
at least a strong plurality. Bullock v. C arter, 405 U.S. 134,
145, 92 S.Ct. 849, 31 L.Ed.2d 92 (1971). In order to
protect the election process, the state may, if it deems
necessary, look to means which limit access to the ballot
by new parties. One legitimate way of limiting such access
would be to find out which parties had the least support,
and these would be the ones whose ballot access would be
limited. There is no doubt that if Act 94 serves its intended

48a

legislative purpose some parties will at some time be kept
off the ballot. As pointed out earlier, the state is not
required to choose ineffectual means to accomplish its
legitimate purposes. If, in fact and law, Act 94 has a
defect, it would not be thai it is a hurdle, but that it is a
barrier.

It is impossible for this court or even the legislature to
Say in advance what the least drastic effective means of
dealing with this problem would be. There is no one
solution, and what works or doesn’t work will always be
a hindsight conclusion. The role of the court is not to tell
the legislature how to do it, but only in a proper case to
indicate whether the method actually chosen offends the
Constitution.

FEIKENS, District Judge (dissenting).

I respectfully dissent from the majority decision holding
that Act 94 is not constitutionally infirm. I concur with
the majority decision that Act 94 as applied to the 1976
general election is violative of plaintiffs’ due process
rights. I would hold that Act 94 is constitutionally invalid
for these reasons:

According to the testimony of Bernard Apol, Michi-
gan’s Director of Elections and a participant in the
drafting of Public Act 94, the new law was adopted
because it became evident that more than nine political
parties would qualify for ballot positions in the November
1976 general election under existing election laws. Mich-
igan makes extensive use of voting machines of a type
that cannot accommodate more than nine parties so long
as the option of straight party ticket voting is provided.
Since the straight party ticket option is statutorily man-
dated, the state would have to employ punch cards or
paper ballots in the event that more than nine parties
qualified for ballot positions. According to Apol, many
legislators believed that Act 94 would restrict the number
of qualifying parties to less than nine; Apol stated that
the Act was adopted for the obvious purpose of keeping
minor parties off the ballot.

49a

In addition to the pre-existing petition requirement, Act
94 requires that:

To qualify to have its name, party vignette, and
candidates appear on the general election ballot a
party whose party name only appears on the primary
ballot shall receive a vote total of more than 3/10 of
1% of the total number of voters appearing at that
primary election as shown by the poll books.

M.C.L.A. § 168.560b(4) (Supp. 1976).

Few of the voters appearing at the primary election are
likely to vote to place a new party on the general election
ballot, however, for the Act also provides:

A voter shall be entitled to vote for candidates of
| political party only, or to indicate a desire that |
party and its candidates appear on the general elec-
tion ballot.

M.C.L.A. § 168.560b(3) (emphasis added).

According to the testimony of Dr. Donald Warren, an
expert in political sociology, the mutually exclusive choice
presented to primary voters will have the effect—given
the traditional role of a primary—of making the voters
more likely to choose a candidate of a major party than
to vote to place a new party on the ballot. The pool of
potential new party supporters is thus likely to be a
relatively small portion of the primary turnout. For this
and other reasons plaintiffs challenge Act 94 as an unduly
burdensome restriction on their access to the ballot.

While research does not disclose that an electoral re-
striction of the kind imposed by Public Act 94 has ever
before been judicially tested, the general principles of law
that should govern the court’s decision are clear. As the
Supreme Court recently stated:

In several situations concerning the electoral process,
the principle has been developed that restrictions on
access to the electoral process must survive exacting

50a

scrutiny. The restriction can be sustained Only if it
furthers a ‘‘vital’’ government interest, American
Party of Texas v. White, 415 U.S. 767, 780-781 [94
S.Ct. 1296, 1305-1306, 39 L.Ed.2d 744] (1974), that
is ‘“‘achieved by a means that does not unfairly or
unnecessarily burden either a minority party’s or an
individual candidate’s equally important interest in
the continued availability of political opportunity.”
Lublin v. Panish, 415 U.S. 709, 716 [94 S.Ct. 1315,
1320, 39 L.Ed. 702] (1974). See American Party of
Texas v. White, supra [415 U.S.] at 780 [94 S.Ct. 1296
at 1305] (1974); Storer v. Brown, 415 U.S. 724, 729-
730 [94 S.Ct. 1274, 1278-1279, 39 L.Ed.2d 714] (1974).

Buckley v. Valeo (1976), 424 U.S. 1, at 92-94, 96 S.Ct.
612, at 670, 46 L.Ed.2d 659.

Under the strict scrutiny standard of review that must
be applied to statutes restricting access to the ballot, the
State has the burden of establishing the necessity of the
restriction. Bullock v. Carter, 405 U.S. 134, 147, 92 S.Ct.
849, 858, 31 L.Ed.2d 92 (1972) (“‘there must be a showing
of necessity”). (emphasis supplied). As stated in Dunn v.
Blumstein, 405 U.S. 330, 343, 92 S.Ct. 995, 1003, 31
L.Ed.2d 274 (1972):

[T]he State cannot choose means that unnecessarily
burden or restrict constitutionally protected activity.
Statutes affecting constitutional rights must be drawn
with ‘precision,’ NAACP vy. Button, 371 U-S. 415,
438 [83 S.Ct. 328, 340, 9 L.Ed.2d 405] (1963); United
States v. Robel, 389 U.S. 258, 265 [88 S.Ct. 419, 424,
19 L.Ed.2d 508] (1967), and must be ““tailored”’ to
serve their legitimate objectives. Shapiro v. Thompson,
supra [394 U.S. 618], at 631 [89 S.Ct. 1332, at 1329,
22 L.Ed.2d 600 ]. And if there are other, reasonable
ways to achieve those goals with a lesser burden on
constitutionally protected activity, a State may not
choose the way of greater interference. If it acts at
all, it must choose “‘less drastic means.” Shelton v.
Tucker, 364 U.S. 479, 488 [81 S.Ct. 247, 252, 5
L.Ed.2d 231] (1960).

Sla

The issues for decision are, first, whether the state has
shown a vital governmental interest that is served by Act
94, and second, whether the state has shown that Act 94
is necessary to serve that interest in the sense that no less
drastic means are available. As to the vital governmental
interest, the state asserts that its purpose was to require
new and minority political parties seeking ballot status to
demonstrate a modicum of community support. While
this is, of course, a well-established and legitimate function
of state election laws, it smacks somewhat of post hoc
rationalization in view of Apol’s explicit testimony as to
the immediate evil that Act 94 was designed to remedy,
namely, the prospect that more parties would qualify than
would fit on the voting machines. The state recognizes
that the petition method is used in over 30 states to
measure community support, that Michigan employed the
petition method prior to Act 94, and, indeed, that Mich-
igan has retained the petition requirement even after Act
94. Yet the assertion is made that ‘‘experience over time
has revealed that at least in Michigan the petition method
is an extremely imprecise method for measuring commu-
nity support.” Post-Trial Brief of Defendants, dated July
8, 1976, at 7. Assuming that ‘“‘community support” means
potential votes in the general election rather than support
for giving the party a place on the ballot, there is indeed
evidence in this record for the state’s assertion. However,
these is no evidence that this was a concern of the
legislature in adopting Act 94, or even that the inefficacy
of the petition method as a measure of community support
was brought to their attention. If this had been one of
their concerns, it is difficult to imagine a reason for
retaining the petition method in addition to the primary
method. If, as the state asserts, the petition method is
“extremely imprecise,” its continued use would seem to
lack even a rational basis.

The state contends, nonetheless, that the legislature’s
actual purpose is irrelevant, stating:

Although the Michigan legislature may have en-

52a

acted Act 94 in response to the very real possibility
that more than nine political parties would appear
on the November 1976 general election ballot thereby
preventing the use of voting machines, the motivation
of the legislature cannot be utilized in determing the
constitutionality of Act 94.

Post-Trial Brief of Defendants at 9. (emphasis added).

I have difficulty with the proposition that the avowed
purpose of the legislature may be ignored in the judicial
review of its enactments. Where important constitutional
rights are at stake, especially the rights of political parties
whose interest in obtaining access to the ballot is in direct
conflict with the interest of the major party legislators in
remaining in office, it seems appropriate that the motives
of the legislature as well as the effects of the legislation
should be strictly scrutinized.*

Even assuming, however, that the “vital governmental
interest” behind Act 94 is the need to supplement the

*The Supreme Court has frequently considered the motives of the
legislature in reviewing legislation for constitutionality. In Gomillion
v. Lightfoot, 364 U.S. 339, 347-48, 81 S.Ct. 125, 130, 5 L.Ed.2d 110
(1960), the Court stated:

... “Acts generally lawful may become unlawful when done to
accomplish an unlawful end, United States vy. Reading Co., 226
U.S. 324, 357 [33 §.Ct. 90, 57 L.Ed. 243], and a constitutional
power cannot be used by way of condition to attain an uncon-
stitutional result.” Western Union Telegraph Co. v. Foster, 247
U.S. 105, 114 [38 S.Ct. 438, 439, 62 L.Ed. 1006]

Similarly, in Griffin v. County School Board, 377 U.S. 218, 231, 84
S.Ct. 1226, 1233, 12 L.Ed.2d 256 (1964), the Court stated:

Whatever nonracial grounds might support a State’s allowing a
county to abandon public schools, the object must be a constitu-
tional one, and grounds of race and Opposition to desegregation
do not qualify as constitutional. (emphasis added).

53a

inadequate petition method with a process that more
accurately measures the prospects of minority parties for
success in the general election, the state has failed to carry
its burden of showing that the primary method is neces-
sary. Indeed, on this record it is not even established that
the primary method, either alone or in conjunction with
the petition method, will be any more effective than the
petition method in measuring ‘community support.”
When asked whether Act 94 is a fair test of new party
support, Dr. Warren answered in the negative, stating
that primaries do not indicate party strength. Dr. Warren
Miller, a Professor of Political Science at the University
of Michigan with particular expertise in voting behavior,
Stated that the primary would have no predictive value as
to the party’s showing in the general election. In fact, Dr.
Miller went so far as to state that there is no valid way of
using a primary to demonstrate a nodicum of community
Support. It is true, as the majority points out, that no
procedure similar to that of Act 94 has been subjected to
scholarly analysis. This fact certainly reflects upon the
weight to which the experts’ opinions are entitled. How-
ever, persons who have devoted their professional careers
to the study of elections and voting behavior have valuable
expertise that may shed light on the effect that a new
procedure will have in practice, even if it had never before
been tried. More important, the state has produced no
evidence that the primary will achieve its purported ends.
Even if we were to discount the expert testimony in its
entirety, the state has failed to discharge its burden of
showing that the primary requirement imposed by Act 94
is even effective, not to mention necessary.

Looking, on the other hand, to the true purpose of Act
94—namely, to preserve the use of the state’s voting
machines—it is clear that less drastic means are available.
[t is the testimony of Mr. Apol that the voting machines’
capacity is limited to nine parties only if the straight party
ticket option is provided. The legislature might, therefore,
have achieved its purpose simply by deleting the statutory
requirement for the straight party ticket option. While the

54a

voters of the state may have some slight interest in the
convenience of voting for all the candidates of one party
by pulling a single lever, this interest is de minimus as
weighed against the rights of plaintiffs in access to the
ballot. Moreover, the testimony of Dr. Miller suggests
that more than half of the present Michigan electorate is
independent, i.e., does not identify with either major
party. This fact tends to minimize even further the interest
of the state in the straight party ticket option—it may be
assumed that the trend toward independent voting means
an increase in ticket splitting. Finally, the elimination of
the straight party ticket option would further the purpose
of encouraging the electorate to exercise more discrimi-
nation in their use of the franchise.

History reveals numerous instances in which legislative
restrictions have been enacted to curtail the right to vote
for candidates or parties. Often these restrictions have
been directed at political parties or candidates who ad-
vocate unpopular positions or indeed simply exercise the
right to dissent. Frequently, reasons for such actions are
given which seem superficially sound.

It is because of this that our rules of law place a heavy
burden on the state to justify its actions when it legislates
restriction on voting rights. This burden should never be
shifted by the judiciary.

For these reasons, I find that the state has failed to
carry its burden of justifying Act 94.

55a

MEMORANDUM DECISIONS

97 S.Ct. 1541 (1977)

Stephanie ALLEN et al.,

Appellants
v. No. 76-1038
Richard AUSTIN et al.
Defendants

Appeal from the United States District Court for the
Eastern District of Michigan.

Facts and opinion, Hudler v. Austin, D.C., 419 F.Supp.
1002.

March 21, 1977. Judgment affirmed.

Mr. Justice STEWART, Mr. Justice BLACKMUN and

Mr. Justice POWELL would postpone jurisdiction to a
hearing of the case on the merits.

S6a

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1276%3A1. Public record. Not legal advice.
