# Motion to Dismiss — Slate v. Noll

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Motion to Dismiss
- **Published:** January 1, 1980
- **Citation:** 444 U.S. 1007

## Text

IN THE

SUPREME COURT OF THE UNITED STATES

October Term, 1979
No. 79-704
IVeEIGuCC0_—"c“c—_“o=Cnogo?0hnOOOnDn9an)olT_==_—_y_—X———_—_—_—————

SHERWOOD SLATE,
Appellant,

U.

JOSEPH N. NOLL,
Appellee.

--—-
—

ON APPEAL FROM THE
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT
OF WISCONSIN

MOTION TO AFFIRM
oS

BRONSON C. LA FOLLETTE
Attorney General

CHARLES D. HOORNSTRA
Assistant Attorney General

GEORGE B. SCHWAHN
Assistant Attorney General

Attorneys for Appellee

P.O. Address:

114 East, State Capitol
Madison, Wisconsin 53702
(608) 266-8690

i

INDEX

Page
QUESTIONS PRESENTED .............cccccccccece 1
STATEMENT OF THE CASE .............ccccceece 2
a NS, RUS a a xs
The Constitutional Issues Raised
Are Not Substantial. ................... 8
A. The retirement of the
appellant at age 65 did not
deny him equal protection of
Ne en ene veoh ¥sesie ks 8

1. This court has con-
sistently upheld the
constitutionality of man-
datory retirement
statutes which are
rationally related to a
legitimate state interest...... 8

2. The Wisconsin statutes
involved are rationally
related to furthering a
legitimate state interest..... 10

B. The retirement of appellant at

age 65 did not deprive him of

| liberty and property without
due process of law. ............. 13

1. Compulsory retirement
provisions should not
fall as violative of the
due process clause
because a rationally bas-
ed statutory classifica-

ii

Page

tion may also be labelled
an irrebuttable presump-
A cetanesmrseeieee 13

2. Due process protects
only liberty and proper-
ty interests. ................ 14

3. Appellant has raised no
substantial federal ques-
tion as to liberty in-
EL: Wonuddis Waed ore ebay a « 15

4. Appellant has raised no
substantial federal ques-
tion as to property in-

passsenns MELEE CCC eee 16
5. In any event, the state’s
interests prevail. ........... 18
I ny 65 hx Cbs CWAG eibin Ge nkbvescokebcccns 20
CASES CITED
Armstrong v. Howell,
371 S. Supp. 48 (D. Neb. 1974)................ 16
Bishop v. Wood,
oS es 16
Board of Regents v. Roth,
oo 17-18

Cannon v. Guste,
11 FEP Cases 675 (1975)

aff'd 423 U.S. 918 (1975) ................... 10,12
Dandridge v. Williams,
ee )

iil

Frontiero v. Richardson, :
G11 UB. Gil CORTE) ov ccscctcccens Se aieas eats ee 14

Gault v. Garrison,
569 F. 2d 993 (7th Cir. 1977) :
cert. den. 440 UB. B46 GOTO). ..n. ccc cccccccevccss 10

Gossman v. State Employees f
Retirement System,
177 Neb. 326, 129 N.W.
BO OF TERE 6 viksvetencesisddesce ue eeeee 16-17

Johnson v. Lefkowitz,
566 F. 2d 866 (2nd
Cir. 1977), cert. den. 440
iF SS fF: PR eee eS 10,11,14,18-19

Massachusetts Bd. of Retirement
v. Murgia, 427 U.S. 307 (1976) ...... 9-10,13,14,16

Mcllvanie v. Pennsylvania State
Police, 6 Pa. Commw. Ct. 505,
296 A. 2d 630 (1972)
aff'd 309 A. 2d 801 (1973)
455 UD. Fe Cee vvecideteeivisesaeeecuan 8,14

Palmer v. Ticcione,
576 F. 2d 459 (2nd Cir. 1978)
cert. den. 440 U.S. 945 (1979). ... 10,12,14,15,19-20

Paul v. Davis,

6 UB. Gao CG + vccksdeckcctcusene ee 15
Personnel Adm’r of Massachusetts
v. Fenney,
US. —__, 99 S.Ct.
BO CEOUEE ovcccntdacninias bocce 16

Rubino v. Ghezzi,
512 F. 2d 431 (2nd Cir. (1975)
cert. den. 423 U.S. 891 (1975)....... 14

iv

San Antonio Independent School
. District v. Rodriguez,
411 U.S. 1 (1978)

Shapiro v. Thompson,
394 U.S. 618 (1969)

Slate v. Noll,
474 F. Supp. 882
(W.D. Wis. 1979)

Trafelet v. Thompson,
594 F. 2d 623 (7th Cir. 1979)
cert. den. ) nas (1979) ...... 10,12,14,19

Vance v. Bradley,
440 U.S. 93 (1979)

Weisbrod v. Lynn,
383 F. Supp. 933 (D.C. 1974),
aff'd 420 U.S. 940 (1975)
reh. den. 423 U.S. 886 (1975)

STATUTES CITED
Wisconsin Statutes
Statutes 1973

v
Page
Statutes 1965
EP eT TT er reno rere Tet Tey Pere 3
Statutes 1963
SRA Rey freee erty ere ree rrr rire er ere 2
Se Oe SR 5a hin cic sede seducessecoesasess 2
Wisconsin Laws of 1977
Re bcd eas cceensdevesduadeceaseeons 5
Cor o6teceusansseka cc eeeernes 5
Wisconsin Laws of 1969
Pr eee ree TT rer rr rrr eet ee 3
Wisconsin Laws of 1967
Sa ee I cbs an dosaeckcseeded eae chee 2-3
CONSTITUTIONAL PROVISIONS
Wisconsin Constitution
Pte ere reer 11
United States Constitution
Pourteemth AmonGmoent.......sccscoscesoveces 8,10

vi

Page
TEXTS

House of Representatives Select

Committee on

Aging, Mandatory Retirement:

The Social and Human Cost of
Enforced Idleness, Comm. Pub.
No. 95-91 (August, 1977)................ccccee, 7

Irrebuttable Presumption Doctrine
in the Supreme Court (The), 87 Harv. L. Rev.

1534 (1974) ...

Senate Report No.
(October, 1977)

95-493

IN THE

SUPREME COURT OF THE UNITED STATES

October Terrn, 1979
No. 79-704

SHERWOOD SLATE,
Appellant,

v.

JOSEPH N. NOLL,
Appellee.

ON APPEAL FROM THE
UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT
OF WISCONSIN

MOTION TO AFFIRM

QUESTIONS PRESENTED

1. Did the retirement of the appellant at age 65
pursuant to the provisions of Wis. Stats. §§41.02 (23)
and 41.11 (1) (1973) deny him equal protection of the

law?

2

2. Did the retirement of the appellant at age 65
pursuant to the provisions of Wis. Stats. §§41.02 (23)
and 41.11 (1) (1973) deprive him of liberty and property
without due process of law?/!

STATEMENT OF THE CASE

The appellant, Sherwood Slate, was born on
January 7, 1909, and employed as a hearing examiner
by the Wisconsin Industrial Commission on September
21, 1964, at the age of 55. At that time, the provisions
pertaining to the Wisconsin Retirement Fund were
contained within Wis. Stats. ch. 66 (1963). Wisconsin
Statutes §66.906 (1) (a), thereof, provided that any
participating employe in the fund, except state ap-
pointed officers, shall be retired at the end of the first
calendar quarter of the year in which he reached 65,
unless the appointing official authorized him to
continue in an employment for a period or periods not
to exceed one year at a time. Prior to his employment
with the state, the appellant was engaged in the
private practice of law in Milwaukee, Wisconsin.

On October 20, 1966, the Wisconsin Industrial
Commission adopted a policy which provided that an
employe could request an extension of his normal
retirement date until the end of the calendar year. Said
Commission was renamed the Wisconsin Department
of Industry, Labor and Human Relations by ch. 75,

_ “The appellant at pages 3 and 4 of his J urisdic-
tional Statement cited the Wisconsin statutes as of the
year 1975, instead of 1973 which were applicable at the
time. However, the provisions contained therein were
the same. It should also be noted that Wis. Stats.
§42.531 pertained to those members in the classified
service of the state within the state teachers retirement
system contained in Wis. Stats. ch. 42 (1973).

3

sec. 21, Wisconsin Laws of 1967, and placed under the
direction and supervision of a three-member Industry,
Labor and Human Relations Commission. Those
provisions contained in Wis. Stats. ch. 66, pertaining
to the Wisconsin Retirement Fund were repealed,
recreated, renumbered, and amended by ch. 158,
Wisconsin Laws of 1969, and placed within Wis. Stats.
ch. 41 (1971). Wisconsin Statutes §41.02 (23), thereof,
set forth the “normal retirement date” for regular civil
service employes included in the fund at 65. Wisconsin
Statutes §41.11 (1) thereof provided that any par-
ticipating employe, except an officer elected by vote of
the people, shall be retired at the end of the first
calendar quarter within which he reaches his normal
retirement date unless his employement is continued
by his employer or appointing authority.

On November 27, 1972, the Department of In-
dustry, Labor and Human Relations adopted a policy
which provided that all employes must retire at the
end of the calendar quarter in which they reach 65 and
that no extensions would be granted. However, since
some employes had already been extended through
calendar year 1973, the Department agreed to consider
requests made by December 31, 1972, for extensions to
the end of 1973. (Affidavit of Stephen J. Reilly, Doc.
32; Exhibit A attached to the Complaint, Doc. 2).

On June 22, 1973, the appellant, by letter,
requested the Industry, Labor and Human Relations
Commission to grant him an extension of his retire-
ment date for one year. The Commission by letter
dated July 17, 1973, denied his request in accordance
with its policy that no extensions would be granted for
any Department employe beyond December 31, 1973.
On February 4, 1974, the appellant again requested an
extension of his retirement date, which also was
denied by the Commission on February 13, 1974.
(Exhibits B and C attached to the Complaint, Doc. 2;
Affidavit of Stephen J. Reilly, Doc. 32).

+

The appellant became 65 on J anuary 7, 1974, and
his employment with the Department was terminated
on April 8, 1974. He was granted a monthly annuity or
pension of $98.03, effective April 9, 1974, based upon
9.042 years of creditable service. He selected option
three which provided for a survivor annuity as well as
an annuity for himself. Had he selected option one, or
just an annuity for himself, he would have received a
monthly annuity of $158.34. (Affidavit of Clyde M.
Sullivan, Doc. 31). Appellant’s request for reinstate-
ment and reemployment dated J uly 24, 1974, was
denied by the Commission on August 2, 1974. (Af-
fidavit of Stephen J. Reilly, Doc. 32).

The appellant filed a complaint with the United
States District Court for the Western District of
Wisconsin on September 20, 1974. The complaint
alleged that Wis. Stats. §42.531 and the compulsory
retirement policies of Wisconsin and the Department of
Industry, Labor and Human Relations violated the
fourteenth amendment of the United States Constitu-
tion, since they deprived and are depriving appellant
of due process and equal protection of the law. The
appellant requested the court: (1) to convene a three-
judge court; (2) to issue a preliminary injunction and to
require his reinstatement; (3) to adjudge that Wis.
Stats. §42.531 and the Department’s administrative
policies adopted pursuant thereto to be un-
constitutional; (4) to issue a permanent injunction; and
(5) to issue an order requiring the continuance of his
employment until such time as he voluntarily retires or
is physically or mentally incapable of performing his
assigned duties. (Complaint, Doc. 2).

A motion to dismiss the complaint was filed on
October 2, 1974. (Doc. 4). The appellant filed a motion
for the convening of a three-judge court on October A
1974. (Doc. 5). An order designating a three-judge court

was entered on October 31, 1974. (Doc. 6). The
appellant filed an amendment to the complaint on
November 1, 1974, to include Wis. Stats. §§41.11 (1) and
41.02 (23). (Doc. 7). On December 10, 1974, the
appellant filed a motion for a preliminary injunction
and for summary judgment. (Doc. 10).

Pursuant to §§44 and 993-998 of ch. 29, Wisconsin
Laws of 1977, the Department of Industry, Labor and
Human Relations was placed under the direction and
supervision of a secretary rather than the com-
missioners. The motion to dismiss was denied by the
court by order dated May 25, 1978. (Doc. 15). On the
same date, the court issued another order which
provided that it proposes to decide that merits of the
case following the hearing scheduled for June 21, 1978,
and that each party shall serve and file such
additional evidence he desires to offer by June 15,
1978. (Doc. 16). An answer to the complaint together
with affidavits was filed on June 5, 1978. (Doc. 17, 18,
and 19). On June 15, 1978, the appellant filed a series
of affidavits. (Doc. 20-25).

The statutory purposes of the Wisconsin public
employe retirement system is in effect set forth in Wis.
Stats. §§40.01 (1) and 41.01 (1) (1973), concerning the
Wisconsin public employe trust fund and retirement
fund. They are: (1) to protect public employes and their
beneficiaries against the hardships of old age; (2) to
promote economy and efficiency in public service by
facilitating the attraction and retention of competent
employes; (3) to enhance employe morale; and (4) to
provide for the orderly and humane departure of
employes. Mr. John L. Zimbeck, Deputy Secretary of
the Wisconsin Department of Employe Trust Funds,
stated that some age has to be selected to provide a
reference point on which actuarial equivalents can be
based. (Zimbeck Affidavit, Doc. 19). Mr. Blair Testin,
Director of Retirement Research for the State of

6

Wisconsin stated that the normal retirement age for
regular employes was established by the Wisconsin
Legislature for the following reasons: (1) to provide for
an orderly removal of older workers without hardships
or prejudice; (2) to permit an employer to plan for
personnel needs in an orderly manner; (3) to permit
employes to plan for retirement based upon a specific
date; (4) to permit the employment of young workers to
fill the vacancies created; and (5) to permit the
corrections of past discriminations based upon sex and
race. (Testin Affidavit, Doc. 18).

Some employes have been continued in state
employment by their employer after their normal
retirement date. As of March 13, 1978, 216 men and
219 women over age 65 were continued in employment.
Policemen and firemen, whose normal retirement date
is 55, sometimes continue their employment. Likewise,
judges who have a normal retirement date for pension
purposes of 62 frequently work until their compulsory
retirement age of 70. The calculations and com-
putations of pension annuities for such employes does
not involve any administrative inconvenience,
however, a normal retirement date is required to
provide a_ reference point on which actuarial
equivalents can be based. (Supplemental Affidavit of
John L. Zimbeck, Doc. 23).

The appellant, Sherwood Slate, in his affidavit,
states that the appellee, in terminating his employ-
ment failed to consider his experience, training, and
competence to remain in employment; and that this
action reduced his income, standard of living, and has
caused him considerable concern. (Doc. 21). Dr. H.K.
Parks, in his affidavit, concluded that people age at
different rates, that the age of an individual has no
relationship to competency to perform ordinary tasks
of employment, and that retirement may affect the
health and well-being of a patie... (Doc. 25).

Appellant’s attorney by affidavit requested the court to
take judicial notice of certain facts, inter alia, in-
cluding those contained in the report of the House of
Representatives Select Committee on Aging, Man-
datory Retirement: The Social and Human Cost of
Enforced Idleness, Comm. Pub. No. 95-91 (August,
1977), and Senate Report No. 95-493 (October, 1977),
which resulted from hearings conducted by the House
of Representatives prior to the enactment of the 1978
amendments to the Age Discrimination in Employ-

ment Act.

The court held that the appellant failed to meet the
burden of proving that the Wisconsin statutes
providing for mandatory retirement of state employes
at age 65 were not rationally related to furthering of a
legitimate state interest, and accordingly, dismissed
the action. Slate v. Noll, 474 F. Supp. 882, 888 (W.D.
Wis. 1979). The appellant appeals therefrom.

8

ARGUMENT

The Constitutional Issues Raised Are
Are Not Substantial.

A. The retirement of the
appellant at age 65 did not
deny him equal protection of
the law.

l. This court has con-
sistently upheld the
constitutionality of man-
datory retirement
statutes which are
rationally related to a
legitimate state interest.

Although this court applied the strict scrutiny or
the rational basis test to cases involving
constitutional challenges to statutes involving educa-
tion and welfare (Shapiro v. T. hompson, 394 U.S. 618
(1969); Dandridge v. Williams, 397 US. 471 (1970);
and San Antonio Independent School District v.
Rodriguez, 411 U.S. 1 (1973)), the early challenges to
the constitutionality of mandatory retirement statutes
were dismissed on the ground that they failed to
involve a substantial federal question. A Pennsylvania
statute requiring mandatory retirement of policemen at
age 60 was held not to violate the Federal Age
Discrimination in Employment Act or the fourteenth
amendment to the United States Constitution.
Mcllvanie v. Pennsylvania State Police, 6 Pa. Commw.
Ct. 505, 296 A. 2d 630 (1972), aff’d 309 A. 2d 801 (1973).
An appeal therefrom was dismissed by this Court for
want of a substantial federal question. Mcllvanie v.
Pennsylvania State Police, 415 U.S. 986 (1974). The
court in Weisbrod v. Lynn, 383 F. Supp. 933 (D.C. 1974),
dismissed a challenge to the mandatory retirement of
federal employes at age 70 for want of a substantial

9

federal question. Weisbrod v. Lynn, aff’d 420 U.S. 940
(1975), reh. den. 423 U.S. 886 (1975).

The Court, however, considered whether the strict
scrutiny or rational basis test should be applied to
mandatory retirement statutes in Massachusetts Bd. of
Retirement v. Murgia, 427 U.S. 307 (1976). In that case
the appellee alleged that the Massachusetts’ statute
requiring a uniformed state officer to be retired at age
50 denied him equa! protection of the law in violation
of the fourteenth amendment. This court stated at
pages 312-13 that:

We need state only briefly our reasons for
agreeing that strict scrutiny is not the proper
test for determining whether the mandatory
retirement provision denies appellee equal
protection. San Antonio School District v.
Rodriguez, 411 U.S. 1, 16, 93 S.Ct. 1278, 1287,
36 L.Ed. 2d 16 (1973), reaffirmed that equal
protection analysis requires strict scrutiny of a
legislative classification only when the
classification impermissibly interferes with the
exercise of a fundamental right or operates to
the peculiar disadvantage of a suspect class.
Mandatory retirement at age 50 under the
Massachusetts statute involves neither situa-
tion.

The Court in applying the rational basis test held:

In this case, the Massachusetts statute
clearly meets the requirements of the Equal
Protection Clause, for the State’s classification
rationally furthers the purpose identified by
the State: Through mandatory retirement at
age 50, the legislature seeks to protect the
public by assuring physical preparedness of its
uniformed police. Since physical ability

10

generally declines with age, mandatory retire-
ment at 50 serves to remove from police service
those whose fitness for uniformed work
presumptively has diminished with age. This
clearly is rationally related to the State’s
objective.

Massachusetts Bd. of Retirement v. Murgia, 427 U.S.
at 315-16.

Since then, the courts have applied the rational
basis test in determining whether statutes involving
mandatory retirement violate the Equal Protection and
Due Process Clauses contained in the fourteenth
amendment. Cannon v. Guste, 11 FEP Cases 675
(1975), aff'd 423 U.S. 918 (1975); Gault v. Garrison, 569
F. 2d 993 (7th Cir. 1977), cert. den. 440 U.S. 945 (1979);
Vance v. Bradley, 440 U.S. 93 (1979); Johnson uv.
Lefkowitz, 566 F. 2d 866 (2nd Cir. 1977), cert. den. 440
U.S. 985 (1979); Palmer v. Ticcione, 576 F. 2d 459 (2nd
Cir. 1978), cert. den. 440 U.S. 945 (1979); and Trafelet v.
Thompson, 594 F. 2d 623 (7th Cir. 1979), cert. den. ___
U.S. __ (1979). The courts upheld the constitutionality
of the mandatory retirement statutes involved in the
above cases with the exception of Gault. The appellee,
in said case, failed to identify any state purpose other
than to hint that that statute was designed to remove
unfit teachers. Gault v. Garrison, 569 F. 2d at 995-96.

2. The Wisconsin statutes
involved are rationally
related to furthering a
legitimate state interest.

As previously noted, Wis. Stats. §41.02 (23) (1973)
provided for the norma! retirement date of a state civil
service employe at age 65. Likewise, Wis. Stats. §41.11
(1) (1973) provided that a state civil service employe
shall be retired at the end of the calendar quarter year

11

in which he reaches his normal retirement date unless
continued in employment by his employer. Thus, the
Wisconsin Legislature delegated to the heads of the
various state agencies the discretion to continue the
employment of an employe beyond his normal retire-
ment date. Acting pursuant to then existing state law,
the Wisconsin Department of Industry adopted a
policy which provided that all employes must retire at
the end of the calendar quarter in which they reach 65
and that no extensions would be granted. Thus, this
policy applied across-the-board to all its employes.

Wisconsin Statutes §41.02 (23) (1973) provide for
different normal retirement dates for other public
employes included within the Wisconsin retirement
system such as: protective employes at age 60 and
those elected by the voters including judges and
members of the Legislature at age 62. However, judges
were not required to retire until age 70. Wis. Const. art.
VII, sec. 24 (2). This Court in Vance v. Bradley, 440
U.S. at 97 stated: “Thus, we will not overturn such a
statute unless the varying treatment of different
groups or persons is so unrelated to the achievement of
any combination of legitimate purposes that we can
only conclude that the legislature’s actions were
irrational.”

Unquestionably the state interests are legitimate.
The lower court identified them as achieving and
maintaining a certain level of physical, mental, and
emotional competence among governmental employes
as well as to promote employe planning for retirement,
meeting personnel needs in an orderly manner,
employing younger workers, correcting past
discrimination, and removing older workers in an
orderly manner. (A-Ap. 6-9). No substantial federal
question is raised in respect to these objectives. The
court in Johnson v. Lefkowitz, 566 F. 2d at 869, held
that a mandatory retirement policy requiring civil

12

service officers at age 70 would allow department
heads to plan the training and advancement of their
employes and motivates young workers to acquit
themselves well and progress through the ranks was
reasonably related to legitimate state interests in
efficiency and economy. In Cannon uv. Guste, 11 FEP
Cases at 676, the court held that a statute re-
quiring the mandatory retirement of state employes
at age 65 was substantially related to the state’s
economic objective of maintaining an efficient, vig-
orous, and healthy civil service and of establishing a
feasible system for promotion of younger employes. In
Palmer v. Ticcione, 576 F. 2d at 462, the court held
that a state mandatory retirement system which opens
up more places for minorities and assures predictabili-
ty and ease in establishing and administering pension
plans was rationally related to legitimate state
objectives. In Trafelet v. Thompson, 594 F. 2d at 626,
the court concluded that “we are not limited to the
legislative purpose articulated by the state at the time
of enactment, although even if we were we would
sustain the statute.”

Not only is there no substantial federal question as
to the legitimacy of state objectives, neither is there a
substantial federal question as to the rationality of
drawing the line at age 65. As the lower court correctly
noted, (A-Ap. 10):

But plaintiff [appellant] has not succeeded in
the essential, though perhaps impossible, task
of showing that there is no_ significant
discrepancy in the incidence of incompetence
resulting from aging among. those ap-
proximately 55 to 60 years of age as contrasted
with those approximately 70 to 75 years of age.
In the absence of such a_ showing, the
legislative choice of an age between 60 and 70
must be accepted.

13

There can be no substantial doubt of the correctness of
the court’s holding in light of this Court’s action in
upholding an age 50 cut-off in Murgia for police
officers and an age 60 cut-off in Vance for those in the
foreign service.

Appellant cannot successfully argue that Murgia
and Vance concerned only discreet groups of employes
rather than generalized civil service rules. Those cases
concerned discreet groups only because it was
necessary to examine the justification for treating
them differently than employes generally are treated.
This Court gave no hint that across-the-board
generalizations were impermissible. Indeed, it un-
derscored the importance of deferring to legislative
line-drawing despite resultant imperfections in under
or over inclusiveness. Vance v. Bradley, 440 U.S. at
108-09. Similarly, appellant cannot at once fault the
generalized rule because it is generalized and at the
same time complain that there are, in addition,
discreet groups of employes in Wisconsin not bound by
the age 65 cut-off, especially since appellant does not
purport to show that the classification “could not
reasonably be conceived to be true by the governmen-
tal decisionmaker.” Vance v. Bradley, 440 U.S. at 111.

B. The retirement of appellant at
age 65 did not deprive him of
liberty and property without
due process of law.

1. Compulsory retirement
provisions should not
fall as violative of the
due process clause
because a rationally bas-
ed statutory classifica-
tion may also be labelled
an irrebuttable presump-
tion.

14

Many lower courts have held that a due process
attack on compulsory retirement as establishing an
irrebuttable presumption “is analytically very similar
to the equal protection [claim].” Palmer v. Ticcione,
576 F. 2d at 463 and Johnson v. Lefkowiiz, 566 F. 2d at
869.

In addition, in the context of mandatory retire-
ment, this due process claim has been consistently
rejected by the courts. Mcllvanie v. Pennsylvania State
Police, 415 U.S. 986; Weisbrod v. Lynn, 383 F. Supp.
933; Palmer v. Ticcione, 576 F. 2d 459; Trafelet v.
Thompson, 594 F. 2d 623; Johnson v. Lefkowitz, 566 F.
2d 866; and Rubino v. Ghezzi, 512 F. 2d 431 (2nd Cir.
1975), cert. den. 423 U.S. 891 (1975). The reason for this
rejection is that the doctrine of irrebuttable presump-
tions is considered as “coextensive with the equal
protection clause.” Trafelet v. Thompson, 594 F. 2d at
630. Thus, as the court in Palmer properly concludes
“{ilf the statutory classification is sustainable as
rationally based, then it should not fell because it
might also be labeled a presumption.” Palmer uv.
Ticcione, 576 F. 2d at 463.

Granted, the irrebuttable presumption doctrine
remains applicable to cases involving suspect
classifications. See Johnson uv. Lefkowitz, 566 F. 2d at
869; Frontiero v. Richardson, 411 U.S. 677 (1973), and
The Irrebuttable Presumption Doctrine in the Supreme
Court, 87 Harv. L. Rev. 1534 (1974). However, as
Massachusetts Bd. of Retirement v. Murgia instructs,
427 US. at 313-14, age is not a suspect classification in
the context of mandatory retirement cases. Therefore,
the irrebuttable presumption doctrine does not apply to
mandatory retirement cases.

2. Due process protects
only liberty and proper-
ty interests.

15

Procedural due process does not protect against all
losses. It is confined to property and liberty interests.
More specifically, the interests in property and liberty
which due process protects relate to a right or status
“previously recognized by state law ... [which has
become] distinctly altered or extinguished.” Paul v.
Davis, 424 U.S. 693, 711 (1976).

3. Appellant has raised no
substantial federal ques-
tion as to liberty in-
terests.

As articulated above, the appellee has put forth the
state’s legitimate interests in requiring mandatory
retirement at age 65 for classified civil servants. No
such articulated interest involves a presumption of
incompetency on the part of any individual classified
civil servant. In Palmer, the court stated:

Unrelated to any notion of physical or mental
fitness, a state might prescribe mandatory
retirement for teachers in order to open up
employment opportunities for young teachers
— particularly in the last decade when supply
has outpaced demand, or to open up more
places for minorities, or to bring young people
with fresh ideas and techniques in contact
with school children, or to assure predictability
and ease in establishing and administering
pension plans. A compulsory retirement
system is rationally related to the fulfillment
of any or all of these legitimate state objec-
tives.

Palmer v. Ticcione, 576 F. 2d at 462. The case at bar
presents substantially similar rational bases for the
statutes in question. Such bases are unrelated to any
notion of appellant’s physical or mental fitness and

16

are thus unrelated to any notion of incompetency with
respect to the appellant.

4. Appellant has raised no
substantial federal ques-
tion as to property in-
terests.

“[P]ublic employment is not a_ constitutional
right.” Personnel Adm’r of Massachusetts v. Feeney,
— US. __, 99 S.Ct. 2282, 2293 (1979). No fundamen-
tal right or suspect classification is involved.
Massachusetts Bd. of Retirement v. Murgia, 427 US.
at 313. A claim of entitlement to a job, in order to
enjoy due process protections, “must be decided by
reference to state law.” Bishop v. Wood, 426 U.S. 341,
344 (1976).

The argument that mandatory retirement laws
abridge a right to engage in a common occupation was
expressly rejected in Armstrong v. Howell, 371 F.
Supp. 48, 54 (D. Neb. 1974), and in Gossman v. State
Employees Retirement System, 177 Neb. 326, 129 N.W.
2d 97 (1964). Both cases involved civil service
employes; the former involved county employes, and
the latter involved state employes. In Gossman, Chief
Justice White stated:

The State, in this case, is in the position of an
employer. It is in the position of setting up the
terms and conditions under which the State
will contract for employment and under which
an employee may or may not, according to his
wishes, accept the proffered conditions. All
that is required is that the classifications and
the requirements thereunder must have some
reasonable relation to the purposes and objec-
tives of the Act. The purposes and objectives of
the Act in this situation are to set up
conditions and requirements of employment

17

which the employee is free to accept or reject.
In evaluating this situation, we take notice of
the fact that the State is an employer on the
labor market and must meet, and is subjected
to, the competitive influences and pressures
that are present under modern economic
conditions. In the light of this situation, it is
reasonable for it to hold out and to set up in-
ducements to employees in a retirement act....
The Legislature has a right to define and
determine what conditions or objectives are
reasonable in this area. It is clear that State
employment is not a vested right, but it is
extended at the will of the State, and the State
may reasonably make a mandatory retirement
system as a condition of such employment,
and if this be so, it follows that the State has a
right to impose such conditions are
economically and practicably sound.

Gossman v. State Employees Retirement System, 129
N.W. 2d at 103.

In Board of Regents v. Roth, 408 U.S. 564, 576
(1972), this Court stated that “(t]he Fourteenth
Amendment’s procedural protection of property is a
safeguard of the security of interests that a person has
already acquired in specific benefits.” The Court
further stated:

To have a property interest in a benefit, a
person clearly must have more than an
abstract need or desire for it. He must have
more than a unilateral expectation of it. He
must, instead, have a legitimate claim of
entitlement to it. ...

18

Property interests, of course, are not
created by the Constitution. Rather, they are
created and their dimensions are defined by
existing rules or understandings that stem
from an independent source such as state law
— rules or understandings that secure certain
benefits and that support claims of entitlement
to those benefits.

Board of Regents v. Roth, 408 U.S. at 577. As
articulated above, state employment is not a vested
right, but is subject to the authority of the state. The
same rationale applies to an alleged property interest.
Thus, it is clear the appellant possessed no liberty or
property interests in need of due process procedural
safeguards. Appellant had no vested liberty or proper-
ty interest in his civil service employment. Existing
statutes and administrative rules provided no objective
bilateral expectation of continued employment past
age 65.

5. In any event, the state’s
interests prevail.

Assuming arguendo that appellant’s compulsory
retirement affected his liberty or property rights, the
state’s legitimate interests in mandatory retirement
override same. The plaintiff in Johnson v. Lefkowitz,
566 F. 2d at 869, maintained that he was deprived of
his tenured civil service position without due process.
He claimed that he was entitled to a hearing either at
the time of his mandatory retirement or at the time his
final extension was refused. The appellant maintains a
substantially similar position in the case at bar. See
Appellant’s Jurisdictional Statement, p. 17. The second
circuit in Johnson v. Lefkowitz expressly rejected this
position. The court stated:

19

Appellee suggests that Johnson’s due process
argument is wholly misguided since his
termination affected neither a protected proper-
ty or liberty interest. We need not, however,
reach the state’s argument. Assuming arguen-
do that Johnson’s dismissal affected his
property or liberty, a determination of
constitutionally mandated procedures requires
that the interests of the individual in being
afforded such safeguards be balanced against
the burden to the state in conducting them. It
is clear to us that the administrative cost to
the state of providing each retiree with a
hearing would be enormous, and by far
outweigh the hardship to the individual.

Johnson v. Lefkowitz, 566 F. 2d at 869. (Emphasis
added).

The same result was reached by the seventh circuit
in deciding Trafelet v. Thompson, 595 F. 2d 623. That
case involved a constitutional challenge to mandatory
retirement laws applicable to judges. Specifically, the
court stated: “[T]he existence of other means for
evaluating a judge’s performance ... does not render
mandatory retirement at age 70 unconstitutional.”
Trafelet v. Thompson, 595 F. 2d at 628.

The second circuit also addressed the same issue in
Palmer v. Ticcione, 575 F. 2d 459. That case involved
the New York Education Law, which provided for
compulsory retirement at the empioyer’s discretion.
The record in Palmer gave no indication whether the
school board adopted a mandatory or a discretionary
plan. However, in addressing the plaintiff's claim that
a termination hearing was required, the court stated:

[W]e can see no purpose for a hearing if
appellant was retired under an across-the-
board, mandatory retirement system. And even

20

if a discretionary system was employed, we
would be constrained to follow Johnson, supra,
and deny this claim. In Johnson, we held that
a hearing is not required because the benefits
of holding such a hearing are outweighed by
the burdens imposed upon the state by
requiring a hearing in every case. 566 F. 2d at
869.

Palmer v. Ticcione, 575 F. 2d at 464.

CONCLUSION

Accordingly, the appellee moves this court to
affirm the decision below on the ground that it is so
manifest that the questions on which the decision of
the cause depends are so unsubstantial as not to need
further argument.

BRONSON C. LA FOLLETTE
Attorney General

CHARLES D. HOORNSTRA
Assistant Attorney General

GEORGE B. SCHWAHN
Assistant Attorney General

Attorneys for Appellee

P.O. Address:

114 East, State Capitol
Madison, Wisconsin 53702
(608) 266-8690

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1181%3A2. Public record. Not legal advice.
