# Opposition — Indianapolis Power & Light Co. v. United States Environmental Protection Agency

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1168%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition
- **Published:** January 1, 1980
- **Citation:** 444 U.S. 1044

## Text

No. 79-691

In the Supreme Court of the Hnited States

OCTOBER TERM, 1979

INDIANAPOLIS POWER & LIGHT COMPANY, ET AL.,
PETITIONERS

Vv.

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

ON PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS FOR
THE SEVENTH CIRCUIT

BRIEF FOR THE RESPONDENT IN OPPOSITION

WapE H. McCrer, JR.
Solicitor General
ANGUS MACBETH
Acting Assistant Attorney General
RAYMOND N. ZAGONE
RONALD C. HAUSMANN
Attorneys
Department of Justice
Washington, D.C. 20530

RUDAK, JR., CLER |

Po a eee

te EE ae

In the Supreme Court of the United States

OCTOBER TERM. 1979

No. 79-69]

INDIANAPOLIS Power & LIGHT COMPANY. EL AL..
PETITIONERS

V.

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

ON PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS FOR
THE SEVENTH CIRCUIT

BRIEF FOR THE RESPONDENT IN OPPOSITION

OPINION BELOW

The order of the court of appeals (Pet. App. A2-Al1)
is not reported.

JURISDICTION

The judgment of the court of appeals was entered on
August 2, 1979. The petition for a writ of certiorari was
filed on October 30, 1979. The jurisdiction of this Court
is invoked under 28 U.S.C. 1254(1).

QUESTION PRESENTED

Whether the court of appeals properly affirmed the
designation by the Administrator of the Environmental
Protection Agency of Marion County, Indiana, as a
nonattainment area under Section 107(d) of the Clean

(1)

Ai Act, after a state trial court found that the state’s
submission of its recommended designation to the
Administrator did not comply with state law.!

STATEMENT

In the Clean Air Amendments of 1970 (Pub. L. No.
91-604, 84 Stat. 1676), Congress directed that the
national ambient air quality standards established under
Section 109, 42 U.S.C. (Supp. 1) 7409.2 be attained
throughout the country by mid-1975. See Train v.
Natural Resources Defense Council, 421 U.S. 60 (1975):
and Union Electric Co. v. EPA, 427 U.S. 246 (1976).
However, in considering the 1977 amendments to the
Act, Congress became aware that those standards still
had not been achieved in many areas of the country.
This was attributed to inadequate restrictions for certain
sources of pollution, insufficient enforcement of other
restrictions and noncompliance by pollution sources. See
H.R. Rep. No. 95-294, 95th Cong., Ist Sess. 207-211
(1977).

As a result of the widespread failure to meet the
original statutory deadline, Congress, in the 1977
amendments, adopted a new regulatory approach. The

first step was to identify all areas where the air quality

‘Petitioners present two other questions (Pet. 3). which are
identical to the questions presented in the petition for a writ of
certiorari in United States Steel Corp. vy. United States Environmen-
tal Protection Agency, No. 79-486. For the reasons stated in our
brief in opposition in that case. those questions do not warrant
review by this Court. We are sending counsel for petitioners a eopy
of our brief in opposition in United States Steel.

“The Clean Air Act (formerly 42 U.S.C. 1857 ef seg.) is now
codified as 42 U.S.C. (Supp. 1) 7401 e7 seg. See Clean Air Act
Amendments of 1977, Pub. L. No. 95-95, 91 Stat. 685. In this brief.
citations will refer to the current codification of the Clean Air Act.
as amended.

was below the applicable standards and to designate
those areas as “nonattainment areas.” Section 107(d)(1),
42 U.S.C. (Supp. 1) 7407(d)(1). Each state was required
under Section 107(d)(I) to assess its air quality and to
submit a recommended list of area designations to the
Environmental Protection Agency (EPA) by December
5, 1977. Pursuant to Section 107(d)(2), the Administrator
of EPA was to review the information submitted by each
state agency and its recommended designations and
promulgate a final list. with any modifications he
deemed necessary, by February 3, 1978. For the
designated nonattainment areas, the 1977 amendments
require that each state adopt a revised implementation
plan imposing the additional pollution restrictions
needed to ensure attainment of the air quality standards
as expeditiously as possible. Sections 171-178, 42 U.S.C.
(Supp. 1) 7501-7508. Each state’s revised plan is subject
to EPA review and approval. Section 129(c) of Pub. L.
No. 95-95, 91 Stat. 750, 42 U.S.C. (Supp. 1) 7502 note.

On March 3, 1978, the Administrator published the
list of area designations for the entire country. 43 Fed.
Reg. 8962 (Pet. App. A52-A64). For the State of
Indiana, the Administrator specified 52 separate area
designations; he modified ten designations recommended
by the State: 43 Fed. Reg. 8992-8993 (1978). In
particular, the Administrator designated Marion County,
Indiana, as a nonattainment area for both the primary
and secondary sulfur dioxide standards (Pet. App. A63).
This designation followed the recommendation of the
Indiana Air Pollution Control Board, which based its
recommendation on an analysis of air quality in Marion
County performed by the technical staff of the Air
Pollution Control Division of the Indian@ State Board of
Health (id. at A3-A6).

The nonattainment designations were made immediate-
ly effective without prior notice or an Opportunity for
comment. See 5 U.S.C. 553(b) and (d).’ However. the
Administrator solicited public comment. on the
designations for 60 days and committed the agency to
revise the designations as appropriate in light of those
comments (Pet. App. A54).

Petitioners sought judicial review of the designations
in the court of appeals under Section 307(by 1). 42
U.S.C. (Supp. 1) 7607(b\1). Thereafter. the court
granted EPA’s motion to stay the proceedings on appeal
pending the agency's consideration of public comments
with regard to its nonattainment designations. On
October 5, 1978, the Administrator issued a revised list
of designated nonattainment areas. 43 Fed. Reg. 45993,
46007-46008 (Pet. App. A65-A73). The Administrator
determined that Marion County should be reclassified as
an attainment area for the secondary sulfur dioxide

standard, but, based on “[t]he overwhelming weight of

evidence” (consisting of air quality monitoring data and
dispersion modeling), he affirmed the nonattainment
designation for the primary sulfur dioxide standard (ic.
at A70).

The court of appeals affirmed EPA’s nonattainment
designation for Marion County (Pet. App. A2-A11). The
court rejected as untimely petitioners’ contention that the
Administrator’s designation was based on actions by the

‘In United States Steel Corporation vy. United States knvironmen-
tal Protection Agency, 605 F, 2d 283 (1979). the Seventh Circuit
held that EPA had “good cause” under the Administrative
Procedure Act to promulgate the designations as immediately
effective. The question concerning the propriety of that action. is
presented in the petition for a writ of certiorari in United States
Steel Corp. v. United States Environmental Protection Agency, No.
79-486. See note |, supra.

oe

——

state agency that did not comply with state procedural
requirements, finding that petitioners had failed to raise
that issue before EPA during the court-sanctioned

‘comment period (Pet. App. A6). In addition. the court

concluded that it was not bound by the determination of
a state trial court that the state agency's submission of its
recommended designation list to EPA did not comply
with Indiana law (id. at A7). Moreover. the court ruled
that the Administrator does not have authority under
Section 107(d) to change the state’s recommended
designation “merely because the Indiana Air Pollution
Control Board may not have complied strictly with state
procedural requirements” (/hid.). The court noted that if
the state later develops new technical information
necessitating a change in the Marion County designation,
the Administrator must evaluate the information and
change the designation if he agrees that such a change ts
warranted (fhid.).
ARGUMENT

Petitioners contend (Pet. 7-13) that the court. of
appeals was required to invalidate the Administrator's
designation of Marion County as a nonattainment area
because a state trial court has determined that the state
failed to comply with state law when it submitted its
recommended designation to the Administrator. The
court of appeals correctly rejected that contention. and
its decision, which does not conflict with any decision of
this Court or of the courts of appeals, does not warrant
review.

This Court has considered at length the history and
provisions of the Clean Air Act in Train v. Natural
Resources Defense Council. 421. U.S. 60 (1975). and
Union Electric Co. v. EPA, 427 U.S. 246 (1976). The
Court has found that the 1970 “Amendments reflect
congressional dissatisfaction with the progress of existing

air pollution programs and a determination to ‘tak[e] a
stick to the States. * ** in order to guarantee the
prompt attainment and maintenance of specified air
quality standards.” /d. at 249, quoting from Train vy.
Natural Resources Defense Council. supra, 421 U.S. at
64. The 1977 amendments reaffirm that congressional
goal and establish a new regulatory scheme to remedy
the past failure to achieve those standards. See pages 2-3,
supra.

1. In arguing (Pet. 7-9) that the decision below
disregards the statutory division of responsibilities
between EPA and the | states. petitioners fail to
distinguish between the promulgation of area
designations by the Administrator under Section 107(d)
and his limited review of state implementation plans
under Section 110(a)(2). Consequently, their reliance on
this Court’s decision in Union Electric Co. v. EPA.
supra, is misplaced. Under Section 110(a)(2), 42 U.S.C.
(Supp. 1) 7410(a)(2). each state was free to develop its
own implementation plan, and the Administrator was
required by law to approve any plan that met the
minimum conditions of the statute. See Train v. Natural
Resources Defense Council. supra, 421 U.S. at 65, 79:
Union Electric Co. v. EPA. supra, 427 U.S. at 264-265.
“So long as the national standards are met, the State
may select whatever mix of control devices it desires.”
Id. at 266. See Train v. Natural Resources Defense
Council, supra, 421 U.S. at 79. Thus. the Court in Union
Electric concluded that challenges to a state’s selection of
control devices based on economic or technological
infeasibility could not be presented to the Administrator
but instead could only be brought before the appropriate
State agency, or in state court.

This Court’s construction of Section 110(a)(2) in
Union Electric has no bearing on petitioners’ claim
pursuant to Section 107(d). Under Section 107(d)(1). the
States were required to submit to EPA a list identifying
nonattainment areas. In contrast to the narrow limits
placed on the Administrator's discretion in approving or
disapproving a state implementation plan under Section
110(a)(2), the Administrator had broad discretion under
Section 107(d)(2) to modify the state list “as he deem[ed]
necessary.” The Administrator, not the states. had the
ultimate responsibility for the designations, and they
were promulgated solely as a matter of federal law.

Moreover, the designation of an area as nonattainment
does not change the pollution control requirements of an
existing implementation plan: it only triggers a state’s
obligation to adopt and submit a revised implementation
plan. We have been informed that the State of Indiana
has submitted its revised plan to EPA. Petitioners have
every opportunity to raise pertinent objections to that
plan before the Administrator and appropriate state
authorities.+

2. Petitioners also contend (Pet. 10-13) that the court
of appeals’ refusal to follow a decision by a state trial
court violates principles of collateral estoppel and full
faith and credit. This contention is insubstantial. As the
court of appeals correctly concluded (Pet. App. A7).
state law cannot restrict the scope of the Administrator's
authority under Section 107(d) to promulgate nonattain-
ment designations. The Administrator is not empowered

‘This case does not raise. and hence we do not here address. the
question of what effect. if any, a state court decision overturning a
State implementation plan on procedural grounds would have on
federal enforcement of the substantive provisions of the plan
approved by EPA under Section 110(a)(2).

under Section I07(d) to reject a_ state's designation
recommendations on the ground that the state failed to
comply with its own procedural requirements — in
preparing and submitting the recommendations to EPA.
Thus, a finding of procedural irregularity under state law
is irrelevant to the validity of the Administrator's action
under the federal statute.

The nonattainment designation, moreover, is subject to
modification. As the court of appeals observed (Pet.
App. A7), if the State of Indiana develops new technical
information concerning air quality in Marion County,
and submits a proposed change in the nonattainment
designation for that area. the Administrator is required
under Section 107(d)(5) to review the submission and
make any appropriate changes in the area designation.
The possibility that the nonattainment designation may
be modified through administrative action provides an
additional reason for denying the instant petition.

CONCLUSION
The petition for a writ of certiorari should be denied.

Respectfully submitted.

WapbdE H. McCrer. Jr.

Solicitor General
ANGUS MACBETH

Acting Assistant Attorney General
RAYMOND N. ZAGONE

RONALD C. HAUSMANN
Attorneys

DECEMBER 1979

DOJ-1979-12

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1168%3A2. Public record. Not legal advice.
