# Petition — Childs v. Appellate Division of the Supreme Court of New York, Second Judicial Department

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1980
- **Citation:** 444 U.S. 1010

## Text

fF RF SLED TE

4 UCT 25 979

—ihieteee—neee IR CLERK

In THE mn
Supreme Court of the United States

October Term, 1979

vo. 89-676

es

Miscellaneous

THEODORE Q. CHILDS,
Petitioner,
against

APPELLATE DIVISION OF THE SUPREME COURT
OF THE STATE OF NEW YORK, SECOND JU-
DICIAL DEPARTMENT, MILTON MOLLEN, Pre-
siding Justice, and FRANK D. O'CONNOR, LEON D.
LAZER, FRANK A. GULOTTA and GUY J. MAN-
GANO, Justices of the Appellate Division of the Su-
preme Court of the State of New York, Second Ju-
dicial Department,

Respondents.

Motion for Leave to File Petition for a Writ of
Mandamus and Petition for a Writ of Mandamus.

THEODORE Q. CHILDS
Counsel for Petitioner (Pro Se)
150 Broadway
New York, N. Y. 10038
Of Counsel
Vincent J. DuNN
150 Broadway
New York, N. Y. 100388
ALBERT CHARLES GOUDVIS
1197 Pleasantville Road
Briarcliff Manor, N. Y. 01510

Table of Contents.

Page

Motion for Leave to File Petition for Writ of Man-
Ne oc acemmesentusensacsctnees 1

Petition for a Writ of Mandamus ...............................- 3

Nee ee aecenscecnencccnerncsecerns 4

Nee nc ssescenvncseepecnnanscencss 4

ES 5

Constitutional Provisions Involved ....................------------ 9)

Ne ea nesnannisccnsesecaces 7

Nee nnn re ccasecncneucsasencnenesns 8

ee ee ee eee ........................... 11

GES 25

APPENDIX:

Opinion and Order of the Supreme Court of the
United States in Childs v. Childs, No. 77-1653,
Neen ne ne sesancssvnsccecccnsecees 27

Decision and Order of the Appellate Division of the
Supreme Court of the State of New York, Sec-
ond Judicial Department, dated July 11, 1979,

A. D. 2d Sore mm. 2. ©. 2d $38 ....... 29

Order and Memorandum Decision of the Court of Ap-
peals, State of New York, dated October 9,
Nee cnc cnccencccncncee 48

il.
Page

Decision of The Court of Civil Appeals, State of Ala-
bama in Orr v. Orr, Civ. 1006, dated May 30,
1979, on remand from the Supreme Court of
Re Ie PE ec cceincdieetananees 49

CASES.

Adkins v. Children’s Hospital, 261 U. 8S. 525 (1923) 20

Ascione v. City of New York, 84 Mise. 2d 414, 377
N. Y. S. 2d 599 (1975), modified, Blyn v.
Bartlett, 50 A. D. 2d 442, 379 N. Y. S. 2d 616,
affirmed, 39 N. Y. 2d 349, 384 N. Y. S. 2d 99 18

Bright Homes, Inc., v. Wright, 8 N. Y. 2d 157, 203
} ee a Gg) eee hee Soe meee 19, 21, 22
Bueolo v. Adkins, 424 U. S. 641, 96 S. Ct. 1086 (1976) 24
Caban v. Mohammed, No. 77-6431, 440 U. S. , 99
eh ee, ge eA; : Rane nee 2

Childs v. Childs, No. 77-1653, March 19, 1979, 440
U. S. , oo S Ct. ae... 4. 5, 8, 10, 11, 12, 13,
16, 21, 23, 25

Childs v. Childs, A. D. 2, 419 N. Y. S. 2d 533 (July
IR, RA Meh ae eae OR 5, 8, 10, 13, 15, 19, 26

Clason Management Corp. v. Temporary State Hous-
ing Rent Commission, 29 Mise. 2d 258, 217

Bd We cs “I sp itcstesen decile edict acsainie 19
Deen v. Hickman, 359 U. S. 57, 79 S. Ct. 1 (1958) ...... 24
Erkenbach v. Erkenbach, 96 N. Y. 456 (1883) ............ 17

Ex parte State of Texas, 315 U. S. 8, 62 S. Ct. 418
h _, SgpneaNs een te fax nares veo earn mm MOU TCE CSO 24

iii.
Page
In re Adoption of Malpica-Orsini, 36 N. Y. 2d 568,
37 N. Y. S. 2d 511 (1975), appeal dismissed,
Orsini v. Blasi, 423 U. S. 1042, 96 S. Ct. 765
PEMD = ctsaias tte eliseionpstigpsctanicsaneiae thee hecneibicadtcamincnmectnetancictts 22
Kates v. Lefkowitz, 28 Mise. 2d 210, 216 N. Y. S. 2d
SO IED ~ censor haditnehcniar eel Oita co 19
Kessel v. D'Amato, 97 Mise. 2d 675, 412 N. Y. S. 2d
TI I been eS ee 19
Kuhn v. Curran, 184 Mise. 788, 56 N. Y. S. 2d 737
LAR ERIRE LO TION AID Fie RM CEI Tete ENT CoRR 19
Leffler v. Leffler, 50 A. D. 2d 93, 376 N. Y. S. 2d 176
(1975), affirmed, 40 N. Y. 2d 1036, 391 N. Y. S.
SN OU CREE Go oot ea oe 17
Martin v. Hunter’s Lessee, 1 Wheat. (14 U. 8.) 304,
Be Bi ee I vata cca tai ctnieadaanetindes 23, 24
Matter of Palmer v. Spaulding, 299 N. Y. 368, 87 N.
BscMN MU ND site etcones kiaienniadcaiasence dees 22
Mertz v. Mertz, 271 N. Y. 466, 3 N. E. 2d 597 (1936) 22
NAACP v. State of Alabama ez rel. Flowers, 377
U. 5. 200, OE B: Ct. 19S (1968) «...:.................. 23
Northrup v. Northruy, 43 N. Y. 2d 566, 402 N. Y. S.
ee I iste aaa 17
Orr v. Orr, No. 77-1119, 440 U. S. , OB. ct.
oe |. | Rene eee 8, 11, 12, 15, 16, 17, 21
Orr v. Orr, Alabama Court of Civil Appeals, May 30,
a Ratt re Re ae 16, 17

Orsini v. Blasi, 423 U. S. 1042 (1976), 96 S. Ct. 765 22

iV.

Page
People v. Bielecki, 56 Mise. 2d 730, 291 N. Y. 8.
Beh TET CEDGDD oesincesstensneenniaeenae 18
People v. Billi, 90 Mise. 2d 568, 395 N. Y. S. 2d 353
CREE) ancnnhicncsccemnieenenioianaaeae 22
People v. Caswell-Massey Co., 7 A. D. 2d 727, 180
N. ¥. & 28 Gi GP 2... eee 22
People v. Friedman, 302 N. Y. 75, 96 N. E. 2d 184
CTD recriesreinsisnecoorenceenabeipalaniaiidiaeneneigee eames 18
People v. Kupprat, 6 N. Y. 2d 88, 188 N. Y. S. 2d
483 (159) oli eee 18

People v. Morton, 156 N. Y. 136, 50 N. E. 791 (1898) .. 18
People v. Scher, 76 Mise. 2d 71, 349 N. Y. S. 2d

S02 (1913) ......... eee 19
People v. Stuyvesant Insurance Co., 98 Mise. 2d 210,

413 N. Y. 8. 2 S88 (1979) 22
People v. System Properties, Inc., 2 N. Y. 2d 330,

160 N. Y. &. 2a Se (29 19, 22

Rathbun v. United States, 355 U. S. 109, 78 S. Ct.
BG] (CERBT) ecco 20

Tormey v. LaGuardia, 278 N. Y. 450, 17 N. E. 2d 126
(1938), motion denied, 279 N. Y. 780, 18 N. E.

20 O08 ee 22
Touche Ross & Co. v. Reddington, June 18, 1979, No.
78-309 U. S. , 9 3. Ce 2879 ............ 16

Trade Accessories v. Bellet, 184 Mise. 962, 55 N. Y.
S. 2d 361 (1945), appeal dismissed, 295 N. Y.
763, 66 NN. BE. 38.99 Une 18

U. S. v. Carolene Products Co., 304 U. S. 144, 58
S. Ct. 778 (3908) co ee 18

it

STATUTES.
Page

Section 237, subdivision (b), of the New York Do-
mestic Relations Law ............ 7, 8, 9, 10, 11, 12, 13, 14,
15, 17, 19, 22, 26

Title 28, U.S.C.A., Section 1651 (a) .....00..00........ 3, 4, 7
CONSTITUTIONS.
Constitution of the United States, Fourteenth
ean 5, 10, 12
Constitution of the United States, Article I, Sec-
ER ERECTA MS ESR Se ea TE 6, 17, 18
Constitution of the United States, Article ITI, Sec-
Biante STE Se dR Se Rae en 6, 18
Constitution of the United States, Article VI, Clause
(SEER SARS Sie CT 25
Constitution of the State of New York, Article ITI,
as 6, 17, 18

Constitution of the State of New York, Article VI,
Section 5, subdivision (a)

Constitution of the State of New York, Article VI,

Section 7, subdivision (a) ..................c.cccccccsessee 7, 18
MISCELLANEOUS.
Gilbert & Sullivan, The Mikado, Act IT (1885) .......... 21
Webster’s Third International Dictionary of the
English Language, Unabridged (1976) .............. 20

IN THE

Supreme Court of the United States

October Term, 1979.

No. ;
Miscellaneous

i
THEODORE Q. CHILDs,

Petitioner,
against

APPELLATE DivisioN OF THE SupREME CourT OF THE STATE
OF New York, Seconp JvupIcian DEPARTMENT, MILTON
MotteNn, Presiding Justice, and Franx D. O’Connor,
Leon D. Lazer, Frank A. Guiotta and Guy J. Man-
GANO, Justices of the Appellate Division of the Supreme
Court of the State of New York, Second Judicial De-
partment,

Respondents.

——>—

Motion for Leave to File Petition for a Writ of
Mandamus.

The Petitioner respectfully moves this Court for leave
to file the Petition for a Writ of Mandamus, hereto an-
nexed, and further moves that an Order and Rule be
entered and issued directing the Appellate Division of
the Supreme Court of the State of New York, Second
Judicial Department, Milton Mollen, Presiding Justice,

2

and Frank D. O’Connor, Leon D. Lazer, Frank A. Gulotta
and Guy J. Mangano, Justices of the Appellate Division
of the Supreme Court of the State of New York, Second
Judicial Department, to show cause why a Writ of Man-
damus should not be issued against them in accordance
with the prayer of said Petition, and why the Petitioner
should not have such other and further relief in the
premises as may be just and meet. |

Respectfully submitted,

THEODORE Q. CHILDS,
Counsel for Petitioner (Pro Se),
150 Broadway,
New York, New York 10038.

atid

3
IN THE
SUPREME COURT OF THE UNITED STATES,
October Term, 1979.

No. P
Miscellaneous

<>
THEODORE Q. CHILDs,

Petitioner,
against

APPELLATE DivisioN oF THE SuPREME CouRT OF THE STATE
oF New York, Seconp Jupictan DEPARTMENT, Mitton
Motien, Presiding Justice, and Frank D. O’Connor,
Leon D. Lazer, Frank A. Gutorta and Guy J. May-
GANO, Justices of the Appellate Division of the Supreme
Court of the State of New York, Second Judicial De-
partment,

Respondents.

—_— ~~

Petition for a Writ of Mandamus.

Petitioner prays that a Writ of Mandamus issue under
Section 1651(a) of the Judicial Code (28 U.S.C.A., Sec.
tion 1651[a]) to the Appellate Division of the Supreme
Court of the State of New York, Second Judicial De-
partment, Milton Mollen, Presiding Justice, and Frank
D. O’Connor, Leon D. Lazer, Frank A. Gulotta and Guy
J. Mangano, Justices of the Appellate Division of the
Supreme Court of the State of New York, Second Judi-
cial Department, directing the said Appellate Division

+

of the Supreme Court of the State of New York and
the said justices thereof to comply with the mandate of
this Court issued on April 17, 1979 in Childs v. Childs,
No. 77-1653, March 19, 1979, 440 U. S. » 99 S. Ct.
1488, appended infra at p. 27, and directing the said
Appellate Division of the Supreme Court of the State
of New York, Second Judicial Department, and the afore-
said justices thereof, to vacate its Decision and Order
dated July 11, 1979 and to enter an order in conformity
with the aforesaid mandate of this Court, thereby pre-
venting an evasion and annulment of the judgment and
opinion of this Court.

Opinions Involved.

Opinion and Order of the Supreme Court of the United
States in Childs v. Childs, No. 77-1653, March 19, 1979,
440 U. S. , 99'S. Ct. 1488, appended infra at p. 27.

The Decision and Order of the Appellate Division of
the Supreme Court of the State of New York, Second
Judicial Department dated July 11, 1979 A. D. 2d

» 419 N. Y. S. 2d 533, appended infra at p. 29.

Order and Memorandum Opinion of the Court of Ap-
peals of the State of New York dated October 9, 1979,
N.Y. , appended infra at p. 48.

Jurisdiction.

The jurisdiction of this Court is invoked under 28
U.S.C.A. Section 1651(a) on the ground that the Decision
and Order of the Appellate Division of the Supreme
Court of the State of New York, Second Judicial Depart-
ment, dated July 11, 1979, and of the aforesaid justices
thereof, violated the mandate of the Supreme Court of

5

the United States issued on April 17, 1979 in Childs v.
Childs, No. 77-1653, which remanded the ease “for further
consideration in light of Orr v. Orr, 440 U. S.

(1979) ;” and evaded and annulled the said judgment and
opinion of this Court.

Question Presented.

Whether the Appellate Division of the Supreme Court
of the State of New York, Second Judicial Department,
and Milton Mollen, Presiding Justice, and Frank D.
O’Connor, Leon D. Lazer, Frank A. Gulotta and Guy J.
Mangano, Justices thereof, violated the mandate of the
Supreme Court of the United States issued on April 17,
1979 in Childs v. Childs, No. 77-1653, by its Decision and
Order dated July 11, 1979 determining Section 237, sub-
division (b), of the New York Domestic Relations Law
to be constitutional under the Equal Protection Clause of
the Constitution of the United States by engaging in
judicial legislation by substituting “spouse” for “wife”
and “spouse” for “husband” in the aforementioned stat-
ute and, thereafter, remitting the matter to the trial
court in the State of New York for hearing de novo.

Constitutional Provisions Involved.

The Fourteenth Amendment to the Constitution of the
United States which provides:

Section 1. “* * * [NJor shall any State deprive
any person of life, liberty, or property, without
due process of law; nor deny to any person within
its jurisdiction the equal protection of the laws.”

6

Article I. Section 1 of the Constitution of the United
States which provides:

“All legislative Powers herein granted shall be
vested in a Congress of the United Siates, * * *.”

Article III, Section 1 of the Constitution of the United
States which provides:

“The judicial Power of the United States shall
be vested in one Supreme Court, and in such in-
ferior Courts as the Congress may from time to
time ordain and establish.”

Article III, Section 1 of the Constitution of the State
of New York which provides:

“The legislative power of this State shall be
vested in the Senate and Assembly.”

Article VI, Section 5, subdivision (a), of the Consti-
tution of the State of New York which provides:

“Upon an appeal from a judgment or an order,
any appellate court to which the appeal is taken
which is authorized to review such judgment or
order may reverse or affirm, wholly or in part, or
may modify the judgment or order appealed from,
and each interlocutory judgment or intermediate or
other order which it is authorized to review, and
as to any or all of the parties. It shall thereupon
render judgment of affirmance, judgment of re-
versal and final judgment upon the right of any or
all of the parties, or judgment of modification
thereon according to law, except where it may be
necessary or proper to grant a new trial or hear-
ing, when it may grant a new trial or hearing.”

7

Article VI, Section 7, subdivision (a) of the Constitu-
tion of the State of New York which provides:

_ “The supreme court shall have general original
jurisdiction in law and equity and the appellate
Jurisdiction herein provided. * * *”

Statutes Involved.

Section 237, subdivision (b), of the New York Domestic
Relations Law, which reads as follows:

“Upon any application to annul or modify an
order or judgment for alimony or for custody,
visitation, or maintenance of a child, made as in
section two hundred thirty-six or section two hun-
dred forty provided, or upon any application by
writ of habeas corpus or by petition and order to
show cause concerning custody, visitation or main-
tenance of a child, the court may direct the husband
or father to pay such sum or sums of money for
the prosecution or the defense of the application
or proceeding by the wife or mother as, in the
court’s discretion, justice requires, having regard
to the circumstances of the case and of the respec-
tive parties. With respect to any such application
or proceeding, such direction may only be made in
the order or judgment by which the particular ap-
plication or proceeding is finally determined.”

Title 28, U.S.C.A., Section 1651 provides, in part:

“(a) The Supreme Court... may issue all writs
necessary or appropriate in aid of their respective
jurisdictions and agreeable to the usages and prin-
ciples of law. . .”

8

Statement of the Case.

On March 19, 1979, this Court, in Childs v. Childs, No.
77-1653, supra, entered the following order:

“The petition for a writ of certiorari is granted.
The judgment is vacated and the case is remanded
to the Appellate Division, Supreme Court of New
York, Second Judicial Department for further con-
sideration in light of Orr v. Orr, 440 U.S.
(1979). Mr. Justice Stewart dissents.”

This Court in Orr v. Orr, No. 77-1119, March 5, 1979,
440 U.S. , 99 S. Ct. 1102, in construing the Alabama
statutory scheme which imposed alimony obligations on
husbands but not on wives determined that statutory
scheme to be unconstitutional under the Equal Protec-
tion Clause of the Constitution of the United States. See-
tion 237, subdivision (b), of the New York Domestic Re-
lations Law has an identical statutory scheme in that it
imposes obligations to pay counsel fees on husbands or
fathers, and not on wives or mothers, and in the light of
this Court’s decision in Orr v. Orr, the New York statu-
tory scheme was likewise unconstitutional under the
Equal Protection Clause of the Constitution of the United
States.

On remand by this Court to the Appellate Division of
the Supreme Court of New York, Second Judicial De-
partment, “for further consideration in light of Orr v.
Orr,” the said Appellate Division in its Decision and
Order dated July 11, 1979, appended infra at p. 29, ig-
nored both the determination and the Mandate of this
Court. The State Appellate Court initially concluded
that New York’s statutory scheme under Section 237, sub-
division (b), of the Domestic Relations Law was uncon-
stitutional as presently drafted, but then blithely pro-

9

ceeded through a process designated as reading the stat-
ute expansively to construe said Section 237, subdivision
(b), to be constitutional by substituting the word “spouse”
for “wife” since the said Appellate Court deemed the
statute under this construction process “to authorize coun-
sel fees to either spouse on a gender-neutral, needs-
basis only.” As a result of its final determination that
Section 237, subdivision (b), of the New York Domestic
Relations Law was constitutional, the said Appellate Di-
vision remitted the entire matter to the New York trial
court for a hearing de novo. In so construing, the said
Appellate Court ignored the most basie rule of construc-
tion; it ignored the Doctrine of Separation of Powers
and engaged in pure and simple judicial legislation which
is clearly impermissible.

The said Appellate Division incorporated in its Deci-
sion and Order dated July 11, 1979, appended infra at
p- 29, not only the question of the unconstitutionality
of Section 237, subdivision (b), of the New York Domestic
Relations Law which was remanded by this Court, but
also an appeal from an order in an enforcement pro-
ceeding under Section 244 of the New York Domestic
Relations Law which was, and is not, before this Court.
The enforcement proceeding under Section 244 of the
New York Domestic Relations Law was instituted and
continued after the filing of the Petition for a Writ of
Certiorari to this Court by your Petitioner on May 19,
1978, since there was no stay issued by this Court or any
other Court in effect. Upon the granting of the enforce-
ment order, the Petitioner filed an appropriate appeal to
the Appellate Division of the Supreme Court of the State
of New York, Second Judicial Department, and filed and
obtained a stay by filing the requisite bond. The said
enforcement order was based on the judgment of the
Appellate Division of the Supreme Court of the State

10

of New York, Seeond Judicial Department, dated De-
cember 27, 1977 which was vacated by this Court in
Childs v. Childs, No. 77-1653, supra. Accordingly, since
the underlying order on which the enforcement order was
based was vacated, the said Appellate Division should
have likewise vacated the enforcement order and dismissed
the appeal; however, the said Appellate Division chose to
combine both the remand from this Court and the appeal in
the enforcement proceeding in order to provide it with the
opportunity to read the “statute expansively, or in tandem
with other statutes” so as to sustain its improper de-
termination of constitutionality of Section 237, subdivision
(b), of the New York Domestic Relations Law. Childs v.
Childs, A. D. 2d » 419 N. Y. S. 2d 533, ap-
pended infra at p. 29.

The questions éonsidered by the Appellate Division,
Second Department in the Decision and Order dated
July 11, 1979 concerning the application and constitution-
ality of Section 238 and 244 of the New York Domestic
Relations Law were not before this Court in Childs v.
Childs, No. 77-1653, supra, and are not before this Court
in this Petition for a Writ of Mandamus since they are
entirely irrelevant to this matter.

On August 16, 1979, the Petitioner herein filed timely
a Cross Notice of Appeal appealing as of right to the
Court of Appeals of the State of New York from the
aforesaid order of the Appellate Division of the Supreme
Court of the State of New York, Second Judicial Depart-
ment, dated July 11, 1979, appended infra at p. 29,
relying upon the construction of the Equal Protection
Clause of Section 1 of the Fourteenth Amendment to the
Constitution of the United States as applied to the said
Appellate Court’s determination that Section 237, sub-

11

division (b), of the New York Domestic Relations Law
was constitutional, in contravention of the mandate of
this Court.

By Order of the Court of Appeals of the State of New
York dated October 9, 1976, appended infra at p. 48,
the cross-appeal of the Petitioner herein was dismissed
by the Court sua sponte “upon the ground that the order
appealed from does not finally determine the action within
the meaning of the Constitution.”

The said Appellate Division disregarded the mandate
of this Court by failing to determine Section 237, sub-
division (b), of the New York Domestic Relations Law
to be unconstitutional and by remitting the matter to the
trial court for a hearing de novo; thereby putting the
Petitioner herein on a judicial merry-go-round of further
trial proceedings wherein the fundamental constitutional
issue cannot be pursued and determined in the courts of
the State of New York.

The New York State courts cannot reverse and remit
causes for further state court proceedings irrespective
of the Mandate of the Supreme Court of the United
States.

Reasons for Granting Writ. a

In Childs v. Childs, No. 77-1653, appended infra at p.
27, this Court vacated the judgment below and_ re-
manded the case to “the Appellate Division, Supreme
Court of New York, Second Judicial Department, for
further consideration in light of Orr v. Orr, 440 U. S.
(1979). This Court, in Orr v. Orr, supra, held

that the Alabama statutory scheme which imposed an
obligation on husbands but not on wives to pay alimony

12

was Violative of the Equal Protection Clause of the Four-
teenth Amendment to the Constitution of the United
States. The relevant Alabama statute which was deter-
mined to be unconstitutional in Orr v. Orr, supra, pro-
vided only that alimony could be paid to the wife out of
the husband’s estate. There was no authority in the
statute for awarding alimony against the wife in favor
of the husband.

In holding the Alabama statute unconstitutional under
the Equal Protection Clause of the Fourteenth Amend-
ment to the Constitution of the United States, where only
wives could receive alimony payments from husbands,
this Court states in Orr v. Orr, 440 U. S. , 99 S.
Ct. 1102:

“Thus, even statutes purportedly designed to
compensate for and ameliorate the effects of past
discrimination must be carefully tailored. Where,
as here, the State’s compensatory and amelio-
rative purposes are as well served by a gender-
neutral classification as one that gender-classifies
and therefore carries with it the baggage of sexual
stereotypes, the State cannot be permitted to clas-
sify on the basis of sex. And this is doubly so
where the choice made by the State appears to re-
dound—if only indireectly—to the benefit of those
without need for special solicitude.” Pages 1113-14.

On remand by this Court of Childs v. Childs, No. 77-
1653, appended infra at p. 27, the Appellate Division
of the Supreme Court of the State of New York, Second
Judicial Department, and the justices thereof, refused to
follow the mandate of this Court issued on April 17, 1979
which compelled consideration of the ease in light of the
determination of this Court in Orr v. Orr. Said Appel-
late Division initially determined, in light of Orr v. Orr,
Section 237, subdivision (b), of the New York Domestie

13

Relations Law to be irrevocably unconstitutional. Childs
v. Childs, July 11, 1979 A. D. 2d . 419 N. Y.
S. 2d 533, appended infra at p. 29. The said Appellate
Division then proceeded to construe Section 237, subdivi-
sion (b), of the New York Domestic Relations Law to be
constitutional by an “expansive reading” of the statute,
since the said Appellate Court then deemed the statute
“to authorize counsel fees on the gender-neutral, needs-
basis only.” The said Appellate Court held that Section
237, subdivision (b), of the New York Domestic Relations
Law can be constitutionally read by substituting the word
“spouse” for “wife.” In so construing Section 237, sub-
division (b), of the New York Domestie Relations Law
as being constitutional, the said Appellate Court stated:

“Such a construction is consistent with the tra-
ditional rule that where a statute has been found
to violate the equal protection clause, courts will
traditionally read into it the improperly excluded
class (see, e. g., Califano v. Westcott, U.S.

(47 U.S.L.W. 4817, 4821) (aid to dependent
children benefits); Califano v. Goldfarb, 430 U. 8.
199 (Social Security Act survivorship benefits) ;
Weinberger v. Wiesenfeld, 420 U. S. 636, supra
(same); Irontiero v. Richardson, 411 U. S. 677,
supra (armed forees fringe benefits); Levy v.
Louisiana, 391 U. S. 68 (wrongful death actions) ;
Matter of Passante v. Walden Printing Co., 53
A. PD. 2d 8, 13 (worker’s compensation survivor-
ship benefits).” 419 N. Y. S. 2d at 531, appended
infra, at p. 29.

In setting forth the so-called “traditional rule” with cita-
tions, the Court below is clearly trying to justify its pro-
hibited judicial legislation and is ignoring the mandate
of this Court. None of the cited cases stand for the
principle that a court may usurp the funetions of the
legislature or that this Court usurped the functions of
the legislature.

14

Likewise, the Appellate Court below cites Section 238
of the New York Domestie Relations Law, as presently
worded, which “presently allows the trial court to require
either party to pay the expenses of the other, including
counsel fees,” and then states that by reading this stat-
ute, “in tandem” with Section 237, subdivision (b), See-
tion 237, subdivision (b), ean be “constitutionally read
as substituting the word ‘spouse’ for ‘wife.’ " In fact such
substitution does not suffice to make Section 237, sub-
division (b), of the New York Domestic Relations Law
gender-neutral, even if permissible, for no similar substi-
tution is proposed for the other pertinent words; “hus-
band,” “father” and “mother.” It is respectfully sug-
gested that this Court note that the status and role of
the Petitioner herein in the custody proceedings in the
Supreme Court of the State of New York, Westchester
County, and all subsequent appeals in this matter, was
and is as a father, which is the applicable and operative
term in Section 237, subdivision (b), of the New York
Domestic Relations Law. No attempt was made by the
said New York Appellate Court to say “father” meant
“mother,” or the converse. This is a prime example of
the absurdity of the judicial legislation attempted by the
said New York Appellate Court.

Section 238 of the New York Domestie Relations Law to
which the Court refers was amended effective July 28,
1978, so as to be gender-free. Prior to that date, awards
under Section 238 of the New York Domestie Relations
law could only be made to the wife and against the hus-
hand. Thus, the amended Section 238 cannot be utilized to
infer legislative intent as referred to by the said Appellate
Division, but must be held to indicate that the New York
State Legislature did not want to amend the New York
Domestic Relations Law, Section 237, subdivision (b), for it
explicitly amended only Section 238. Tf the New York

| a

15

State Legislature wanted to amend Section 237, subdivision
(b), it would have done so and the Appellate Court can-
not “deem” the statute to mean what the legislature
obviously did not enact.

In attempting to justify the prohibited judicial legisla-
tion in Childs v. Childs, A. D. 2d , 419 N. Y. S. 2d
533, appended, infra, at page 29, the said Appellate Di-
vision of the Supreme Court of the State of New York,
Second Judicial Department, appears to rely upon the fol-
lowing words of Mr. Justice Brennan in Orr v. Orr, 440 U.
S. , 99 S. Ct. 1102:

“In every equal protection attack upon a statute
challenged as underinclusive, the State may satisfy
the Constitution’s commands either by extending the
benefits to the previously disfavored class or by
denying benefits to both parties (e.g. by repealing
the statute as a whole). In this case, if held un-
constitutional, the Alabama divorce statutes could
be validated by, inter alia, amendments which either
(1) permit awards to husbands as well as wives, or
(2) deny alimony to both parties.” Page 1108.

Clearly the State action to which Mr. J ustice Brennan re-
fers is the action of the State Legislature in enacting or
repealing laws. This is established by his indicating in
Orr v. Orr, supra, that one of the alternatives whereby the
State may satisfy the Constitution’s demands is “by deny-
ing benefits to both parties ( e.g. by repealing the statute
as a whole).”

Some commentators have suggested in the post Orr
period that a State may meet such challenges to the con-
stitutionality of gender-based statutes by judicial construc-
tion; however, there is no basis for any presumption that
the learned Justice Brennan, in indicating that State ac-

16

tion may satisfy the Constitution’s commands. meant any-
thing other than the appropriate legislative action pre-
scribed by the Constitution of the United States and the
Constitution of the State of New York. Mr. Justice Wil.
liam Rehnquist, writing for the majority in Touche Ross
& Co. v. Reddington, June 18, 1979, No. 78-309, U.S.

, 99 S. Ct. 2479, stated precisely the limitations on
judicial power, declaring:

“SIPC and the Trustee contend that the result
we reach sanctions injustice. But even if that were
the case, the argument is made in the wrong forum,
for we are not at liberty to legislate. If there is to
be a federal damage remedy under these circum-
stances, Congress must provide it. ‘{I]t is not for
us to fill any hiatus Congress has left in this area.’
Wheeldin v. Wheeler, 373 U. S. 647, 652, 83 S. Ct.
a 10 L. Ed. 2d 605 (1963). * * *” Pages

490-1.

It is significant that the said New York Appellate Court
in refusing to follow the mandate which this Court issued
on April 17, 1979 in Childs v. Childs, No. 77-1653, appended,
infra, at page 27, followed the course taken by the
Alabama Court of Civil Appeals on remand from this
Court in Orr v. Orr, No. 77-1119, 440 U. S. » 99S. Ct.
1102. The Alabama Court of Civil Appeals, on remand
from this Court, in Orr v. Orr, dated May 30, 1979, un-
reported, appended, infra, at page 49, sustained the con-
stitutionality of the Alabama alimony statutes by “neu-
trally extending alimony rights to needy husbands as
well as wives.” In so doing the Alabama Court of Civil
Appeals baldly stated:

“As a matter of predominant legislative purpose
then, we are not prepared to eliminate the current
statutory benefits available to needy females inas-
much as we are of the opinion that the legislature
would not do so.” Jd. appended, infra, page 49.

17

And almost apologetically the Alabama Court of Civil
Appeals explained its act of judicial legislation, as fol-
lows:

“We would be remiss in not commenting that we
take the above action reluctantly. It has been the
policy of this Court not to encroach on the legis-
lature’s function. We adhere to that policy. How-
ever, in view of the magnitude of the problem cre-
ated by the action of the United States Supreme
Court, we are compelled to apply the principle of
law which we do in this instance. Unless we take
appropriate measures, Alabama will be without an
alimony statute. The legislature has not had ample
opportunity to respond to this void: it therefore be-
comes our duty to fill that void by the application of
appropriate legal principles.” Jd. appended, infra,
at page 49.

Both the New York court and the Alabama court have
ignored the respective mandates issued by this Court.
Both courts have violated the Doctrine of Separation of
Powers by engaging in prohibited judicial legislation which
clearly is impermissible.

Section 237, subdivision (b), of the New York Domestic
Relations Law as presently enacted falls within the pro-
seription of Orr v. Orr, No. 77-1119, 440 U. S. , 99S. Ct.
1102, and is irrevocably unconstitutional under the Con-
stitution of the United States and the Constitution of the
State of New York. Any change in this statutory scheme
contained in the New York Domestic Relations Law must
come from the Legislature of the State of New York.
Article ITI, Section 1 of the Constitution of the State of
New York; Article I, Section 1 of the Constitution of the
United States. Leffler v. Leffier, 50 A. D. 2d 93, 95, 376
N. Y. S. 2d 176 (1975), affirmed 40 N. Y. 2d 1036, 391 N. Y.
S. 2d 855 (1976); Northrup v. Northrup, 43 N. Y. 2d 566,
972, 402 N. Y. 2d 997, 999 (1978) ; Erkenbach v. Erkenbach,
96 N. Y. 456, 465 (1883).

18

The Courts of the State of New York may adjudicate,
they cannot legislate. Article III, Section 1 and Article
VI, Sections 5(a) and 7(a) of the Constitution of the State
of New York; Article I, Section 1 and Article IT, Section
1 of the Constitution of the United States; U. S. v. Caro-
lene Products Co., 304 U.S. 144, 151-4, 58 S. Ct. 778, 783-4
(1938); People v. Bielecki, 56 Mise. 2d 730, 733, 291 N.
Y. S. 2d 217, 219 (1968); People v. Friedman, 302 N. Y.
75, 79, 96 N. E. 2d 184, 185-6 (1950); People v. Kupprat,
6 N. Y. 2d 88, 90, 188 N. Y. S. 24 483, 485 (1959).

The State legislature has all the law making powers in-
herent in its sovereignty, except as curtailed by State or
Federal Constitutions expressly or by necessary implica-
tions, and where the language used in a statute is without
any ambiguity, indefiniteness or obscurity, the statute must
be enforeed by the courts exactly as it is written: Trade
Accessories v. Bellet, 184 Mise. 962, 965-6, 55 N. Y. S.
2d 361, 364-5 (1945), appeal dismissed 295 N. Y. 763, 66
N. E. 2d 127. For the Court below to engage in judicial
legislation by reading “wife” to mean “spouse,” and “hus-
band” to mean “spouse,” is violative of the Doctrine of
Separation of Powers, under which the legislature makes
the laws and the Courts construe the laws and adjudge as
to the rights of persons thereunder. People v. Morton,
156 N. Y. 136, 144, 50 N. E. 791 (1898). Each of the
three branches of government is “separate, independent and
co-equal” possessing inherent powers to protect its powers.
Tt is a fundamental principle of constitutional law that one
branch of government may not encroach on the jurisdic-
tion of another, nor impede another in carrying out its
duties and responsibilities. Ascione v. City of New York,
84 Misc. 2d 414, 419, 377 N. Y. S. 2a 599 (1975) modified,
Blyn v. Bartlett, 379 N. Y. 8. 2d 616, 50 A. D. 2d 442,
affirmed, 384 N. Y. S. 2d 99, 39 N. Y. 2d 349.

19

A Court may not make, but may only interpret the policy
of the State, which is either expressed in or implied from
its constitution, legislative enactments and common law,
and does not under any circumstances formulate publie
policy; it may not fill a vaeuum which may exist in the
law by a legislative determination in the guise of a ju-
dicial ruling. Kates v. Lefkowitz, 28 Misc. 2d 210, 211 &
217, 216 N. Y. S. 2d 1014, 1016 & 1021 (1961): Kuhn v.
Curran, 184 Mise. 788, 56 N. Y. S. 2d 737 (1945). All
Courts are bound by the applicable provisions of the
Federal and State Constitutions. People v. Scher, 76
Mise. 2d 71, 79, 349 N. Y. S. 2d 902, 911 (1973).

The Appellate Division in its Decision and Order dated
July 11, 1979 has endeavored to justify its “construction”
of Section 237, subdivision (b), of the New York Domestic
Relations Law as being constitutional by indicating that
without such a reading of the statute, inequitable circum-
stances would occur which were “totally unforeseen by the
legislature”; Childs v. Childs, A. D. 2d , 419 N. Y.
S. 2d 533, appended, infra, at page 29.

Clearly, a Court may not substitute itself for the legisla-
ture merely because the legislature has failed to act.
Clasen Management Corp. v. Temporary State Housing
Rent Commission, 29 Mise. 2d 258, 260, 217 N. Y. S. 2d
287, 290 (1961). The Court may not legislate under the
guise of interpretation of a statute: Bright Homes, Inc.,
v. Wright, 8 N. Y. 2d 157, 162, 203 N. Y. S. 2d 67, 70
(1960). Mere expediency cannot transfer the legislative
powers to the Court, even though a vacuum may exist
in the statutory scheme. People v. System Properties,
Inc., 2 N. Y. 2d 330, 345, 160 N. Y. S. 2d 859, 868 (1957) ;
Kessel v. D’Amato, 97 Mise. 2d 675, 412 N. Y. 8. 2d 303,
310 (1979),

20

The Court below construed the word “wife” in Section
237(b) of the New York Domestic Relations Law to mean
“spouse.” Webster’s Third International Dictionary of
the English Language, Unabridged (1976), gives the fol-
lowing definitions:

Husband: A married man.
Wife: A married woman.

Spouse: A man or woman joined in wedlock: married
person.

Father: A man who has begotten a child: a male
parent.

Mother: A woman who has given birth to a child: a
female parent.

There is no ambiguity in these words. They are explicit
and set forth precisely an intended sexual differentiation.
To say that “husband” can mean “spouse” or “wife” can
mean “spouse” in every statutory context is illogical and
illiterate. The syllogism is absurd, for a “husband” can-
not be a “married man or married woman”; nor can a
“wife” be a “marrried man or married woman.” It refutes
common sense. In construing statutes the commonly ac-
cepted meaning of the word or words must be used. Rath-
bun v. United States, 355 U. S. 109, 78 S. Ct. 161 (1957).
The learned Justice Oliver Wendell Holmes states the dif-
ference clearly in his dissent in Adkins v. Children’s Hos-
pital, 261 U. S. 525 (1923) saying:

“Tt will need more than the 19th Amendment to
convinee me that there are no differences between
men and women....” Page 570.

a

21

The attempted transmutation of “husband” into “spouse”
meaning either husband or wife, by the New York Ap-
pellate Court, is a glaring example of judicial fiat. “It’s
like this: When your Majesty says, ‘Let a thing be done’—
practically, it is done—because your Majesty’s will is law.”
Gilbert and Sullivan, The Mikado, Act IT (1885).

In Orr v. Orr, No. 77-1119, supra, this Court, if it deter-
mined that it possessed the power and authority, could
have construed “husband” to mean “husband or wife,” or
“spouse,” and “wife” to mean “wife or husband,” or
“spouse,” but it did not. For this Court well knew that
it possessed no power to engage in legislative acts. How-
ever, the New York Appellate Court ignored both the man-
date issued by this Court in Childs v. Childs, No. 77-1653,
appended, infra, at page 27, and the express limitation on
its powers to legislate contained in the Constitution of the

United States and the Constitution of the State of New
York.

There is no ambiguity in the meaning of Section 237,
subdivision (b), of the New York Domestie Relations
Law. The New York Appellate Court merely ignored
the basic rules of construction. It ignored the elemen-

‘tary rule of “Inclusio unius est exclusio alterius.” Tf the

statute states “wife,” it certainly exeludes “husband,” and
if it states “husband,” it likewise excludes “wife.” If it
includes “father,” it exeludes “mother,” and conversely.
It refused to recognize that no ambiguity exists in the
meaning of the words “husband” or “father,” or “wife”
or “mother.”

Where statutory law was fixed, the Court cannot dis-
regard that law as written and cannot construe or ap-
praise legislative judgment or enactment where the lan-
guage of the statute is not ambiguous. Bright Homes,

22

Inc. v. Wright, supra; Mertz v. Mertz, 271 N. Y. 466, 471,
3 N. E. 2d 597 (1936); People v. Caswell-Massey Com-
pany, 7 A. D. 2d 727, 180 N. Y. S. 2d 611 (1959). The
New York Courts cannot review the acts of the legis-
lature and substitute their judgment for that of the legis-
lature. People v. System Properties, Inc., supra; People
v. Billi, 90 Mise. 2d 568, 570-573, 395 N. Y. 8S. 2d 353,
355-357 (1977). The Courts cannot, through construc-
tion, enact an intent which the legislature failed to ex-
press by reading into a statute words which were not
there. People v. Stuyvesant Insurance Co., 98 Mise. 2d
210, 413 N. Y. S. 2d 843, 848 (1979); Matter of Palmer
v. Spaulding, 299 N. Y. 368, 372, 87 N. E. 2d 301, 302
(1949). Words of ordinary import should be given their
plain, ordinary and usual meaning. Bright Homes, Inc.
v. Wright, supra; Matter of Palmer v. Spaulding, supra.

The Court below by its construction of Section 237,
subdivision (b), of the New York Domestie Relations
Law endeavored to construe the plain and unambiguous
meaning of that statute. The Court, in so doing, usurped
the functions of the State legislature and, under the guise
of construction, endeavored to rewrite the statute to make
it something entirely different from what its wording
plainly indicated. Such action by the Court is clearly
prohibited judicial legislation. Matter of Palmer vr.
Spaulding, supra; Tormey v. Laguardia, 278 N. Y. 450,
17 N. E. 2d 126 (1938), motion denied, 279 N. Y. 780,
18 N. FE. 2d 864. Under the Doctrine of Separation of
Powers, courts may not legislate or expand statutory
terms to extend legislation. In re Adoption of Malpica-
Orsini, 36 N. Y. 2d 568. 37 N. Y. S. 2d 511 (1975), appeal
dismissed: Orsini v. Blasi, 96 S. Ct. 765, 423 U. S. 1042
(1976).

23

In Caban v. Mohammed, No. 77-6431, 440 U. S. '
99 S. Ct. 1760 (April 24, 1979), this Court held Section
111, subdivision 1(¢), of the New York Domestic Relations
Law to be unconstitutional, in that the Equal Protection
Clause of the Fourteenth Amendment was violated by the
sex-based distinction between unmarried mothers and un-
married fathers contained therein. The challenged pro-
vision of the New York Domestic Relations Law permit-
ted an unwed mother, but not an unwed father, to block
adoption of their illegitimate child. This Court did not
endeavor to construe “mother,” as used in the challenged
section, to mean “mother or father,” but read the stat-
ute as written and found it to constitute gender-based
discrimination.

This Court could have issued a similar decree in
Childs v. Childs, No. 77-1653, supra, but chose to follow
the practice of remanding the matter for further pro-
ceedings and consideration by the New York Appellate
Court. This Court may, if it so wishes, on this Petition
for Writ of Mandamus, formulate its ewn decree, since
the New York Appellate Court has refused to conform
to this Court’s mandate. Martin v. Hunter’s Lessee, 1
Wheat. (14 U. S.) 304, 4 L. Ed. 97 (1816); NAACP v.
State of Alabama ex rel. Flowers, 377 U. S. 288, 84S. Ct.
1302 (1964).

Without doubt, this Court has the jurisdiction and the
power to give effect to its own judgment and compel full
and correct compliance by a state court with its mandate
where the state court has declined or refused to carry
out that mandate. The Constitution and laws of the
United States are as much a part of the law of every
state as its own local laws and Constitution. The judges
of a state must pronounce the law applicable to the case
in judgment, which must be decided not merely according

o4
to the laws or Constitution of the state, but according
to the law and Constitution of the United States which
is the supreme law of the land. Martin v. Hunter's Les-
see, Supra,

This Court has permitted a Petition for a Wnit of
Mandamus to be filed against a state court and issued a
rule to show cause why mandamus should not issue. Ew
parte State of Texas, 315 U. S. 8, 62 S. Ct. 418 (1942).
In two eases this Court has granted Petitioner’s motion
for leave to file a Petition for a Writ of Mandamus to
require the state court to conform its decision to the man-
date of this Court, but did not issue the writ on the as-
sumption that the state court would conform to the deci-
sion made in the mandamus proceeding. Bucolo v. Ad-
kins, 424 U. S. 641, 96 S. Ct. 1086 (1976); Deen v. Hick-
man, 358 U. S. 57, 79 S. Ct. 1 (1958).

If this Court fails to compel state courts to comply
with its mandates by appropriate writs, then the decision
of the Supreme Court of the United States, in cases
originating in state courts, will be enforceable only to the
extent that state courts are willing to enforce them. If
the proceedings of the Appellate Division of the Supreme
Court of the State of New York, Second Judicial Depart-
ment, are not corrected to conform to the judgment,
opinion and mandate of this Court, then judges of state
courts need not be concerned with that part of Article
VI of the Constitution of the United States whieh pro-
vides that “This Constitution and the Laws of the United
States which shall be made in Pursuance thereof .
shall be the supreme Law of the Land; and the Judges in
every State shall be bound thereby, any Thing in the

Constitution or Laws of any State to the Contrary not- —

withstanding.”

25

Conclusion.

The Appellate Division of the Supreme Court of the
State of New York, Second Judicial Department, and the
aforesaid justices thereof, have violated the mandate of
this Court issued on April 17, 1979 in Childs v. Childs,
No. 77-1653, by engaging in prohibited judicial legislation
on remand by construing Section 237, subdivision (b), of
the New York Domestic Relations Law to be constitu-
tional and remitting the matter to the trial court for a
hearing de novo. The said New York Appellate Court
upon receiving the aforesaid mandate of this Court has
sought to evade it and to render it ineffective, and in
doing so has violated the Doctrine of Separation of
Powers.

WHeErEFoRE, Petitioner prays:

1. That a Writ of Mandamus issue from this Court
directing the Appellate Division of the Supreme Court
of the State of New York, Second Judicial Department,
Milton Mollen, Presiding Justice, and Frank D. O’Con-
nor, Leon D. Lazer, Frank A. Gulotta and Guy J. Man-
gano, Justices of the Appellate Division of the Supreme
Court of the State of New York, Second Judicial De-
partment, to show cause on a day fixed by this Court
why a Mandamus should not be issued by this Court
directing the said Appellate Division of the Supreme
Court of the State of New York, Seeond Judicial De-
partment, and the said Justices thereof, to comply with
the mandate of this Court issued on April 17, 1979 in
Childs v. Childs, No. 77-1653, and directing the said Ap-
pellate Division of the Supreme Court of the State of
New York, Second Judicial Department, and the afore-

26

said Justices thereof, to vacate its Decision and Order
dated July 11, 1979 and to enter an order in conformity
with the aforesaid mandate of this Court.

2. That Petitioner have such additional relief and
process as may be necessary and appropriate in the prem-
ises.

Respectfully submitted,

THEODORE Q. CHILDS,
Counsel for Petitioner (Pro Se),
150 Broadway,
New York, N. Y. 10038

27

APPENDIX.

Opinion and Order of the Supreme Court of the United
States in Childs v. Childs, No. 77-1653, March 19,
1979.

No. 77-1653. Theodore Q. Childs, petitioner, v. Lucy
Gant Childs.

March 19, 1979. On petition for writ of certiorari to
the Appellate Division of the Supreme Court of New
York, Second Judicial Department. Petition for writ of
certiorari granted, judgment vacated and case remanded
to the Appellate Division of the Supreme Court of New
York, Seeond Judicial Department, for further considera-

tion in light of Orr v. Orr, 440 U. S. , o9 L. Ed. 2d
306, 99 S. Ct. (1979). Mr. Justice Stewart dis-

sents.

28
SUPREME COURT OF THE UNITED STATES
OFFICE OF THE CLERK
Washington, D. C. 20543

Mareh 19, 1979

Theodore Q. Childs
150 Broadway
New York, NY 10038

Re: Theodore Q. Childs
vy. Luey Gant Childs
No. 77-1653

Dear Mr. Childs:

The Court today entered the following order in the
above-entitled case:

“The petition for a writ of certiorari is granted.
The judgment is vacated and the ease is remanded
to the Appellate Division, Supreme Court of New
York, Second Judicial Dept. for further considera-
tion in light of Orr v. Orr, 440 U.S. (1979),
Mr. Justice Stewart dissents.”

Very truly yours,

MICHAEL RODAK, Jr.

Clerk
th

29
Decision and Order of the Appellate Division of the
Supreme Court of the State of New York, Second
Judicial Department, dated July 11, 1979, A. D.
2d , 419 N. Y. S. 2d 533.
July 11, 1979
SUPREME COURT,

APPELLATE DivisioN—SeEconp JupDICIAL DEPARTMENT.

O’Connor, J.P., Lazer, Gulotta and Mangano, JJ.

<>
Lucy Gant CHILDs,

Respondent,
against
THEODORE Q. CxHILps,

Appellant.

=

Apprats from (1) so much of an order of the Supreme
Court at Special Term (James R. Caruso, J.), dated
December 30, 1976 and entered in Westchester County,
as awarded plaintiff a counsel fee of $12,000, plus dis-
bursements, and (2) a further order of the same court
(Anthony J. Ferraro, J.), dated July 11, 1978, which,
inter alia, granted plaintiff’s application for a money judg-
ment for arrears in the payment of counsel fees. (By
order dated March 19, 1979, the Supreme Court of the
United States “vacated” the order of this court which had
modified the order dated December 30, 1976 [60 A. D. 2d
638] and remanded the ease to this court for further
consideration in light of Orr v. Orr, 440 U.S. [99 S. Ct.
1102].)

30

John J. Von Der Lieth, New York, N. Y., for ap-
pellant and appellant pro se.

Lans Feinberg & Cohen, New York, N. Y. (Deborah
K. Lans and Robert Stephan Cohen of counsel),
for respondent.

Robert Abrams, Attorney-General, New York, N. Y.
(Robert J. Schack and George D. Zuckerman of

counsel), appearing pursuant to Executive Law,
§71.

O’Connor, J. P.:

We are called upon by the Supreme Court of the United
States to review a previous decision of this court in light

of Orr v. Orr (440 U. S. [99 S. Ct. 1102]) (see Childs
v. Childs, 60 A. D. 2d 639, mot. to dismiss app. granted
43 N. Y. 2d 946, revd. 440 U. S. [99 S. Ct. 1488]).

This in turn requires us to test the constitutionality of
section 237 of the Domestic Relations Law under a post-
Orr light. We hold that the statute is constitutional in-
sofar as it authorizes the trial court to award counsel
fees to either party on a_ gender-neutral, needs-only
basis. We further hold that this construction of the
Domestie Relations Law shall be prospective only to pro-

ceedings and applications pending on March 5, 1979, the
date of the Orr decision.

I

The facts, other than conflicting allegations of financial
worth, are essentially not in dispute. The parties were
married in 1955 and divorced in July, 1974 pursuant to a
judgment of the Supreme Court, Westchester County.
Four children were born during the marriage: three sons,
presently 23, 12 and 10 years old, respectively; and one

31

daughter, presently 21 years old. By stipulation, the two
older children remained with the defendant father, while
the two younger sons remained in the plaintiff mother’s
custody in the marital home in Searsdale, New York, sub-
ject to the defendant’s visitation rights. The underlying
proceeding which triggered the present controversy was a
contested postdivorce custody proceeding commenced by
the defendant in the Supreme Court, Westchester County.
It appears that in December, 1975, the plaintiff mother,
without any notice to or consent of the defendant father,
vacated the marital residence with the two youngest chil-
dren and moved to Chapel Hill, North Carolina. Since
this had the effect of frustrating the defendant’s visitation
rights, he immediately moved to modify the judgment of
divorce so as to obtain custody of these two children.
There followed a plenary hearing lasting some 20 days at
which numerous witnesses, both lay and medical, testified.
An application was also made by the plaintiff, during the
proceeding, for counsel fees. The defendant husband, how-
ever, did not cross-apply for counsel fees. While the de-
fendant ultimately succeeded in obtaining custody of the
two youngest boys, the trial court (Caruso, J.), in an
order dated December 30, 1976, nevertheless awarded the
plaintiff counsel fees of $12,000 and disbursements of
$1,500.

The defendant thereupon appealed to this court, argu-
ing for the first time that section 237 of the Domestic
Relations Law was unconstitutional as violative of the
equal protection clause (citing, inter alia, Frontiero v.
Richardson, 411 U.S. 677 and Reed v. Reed, 404 U.S. 71).
This court, in a decision dated December 27, 1977 (60 A.
D. 2d 639), refused to reach the constitutional question
upon the ground that “[a]ppellant, having failed to re-
quest a counsel fee, lacks the requisite standing to chal-
lenge the constitutionality of the statute (see 8 N. Y. Jur,
Constitutional Law, §50).” At the same time, however, this

32

court afforded the defendant some relief by reducing the
award of counsel fees to $5,000, plus disbursements.

Aggrieved, the defendant appealed to the Court of Ap-
peals. On February 22, 1978 that court dismissed the
appeal on the ground, inter alia, that “no substantial con-
stitutional question is directly involved” (43 N. Y. 2d 946,
947). Still aggrieved, the defendant filed a petition for
certiorari to the Supreme Court of the United States.

While the defendant was pursuing his appellate review
channels, the plaintiff was proceeding with enforcement
remedies. Upon the defendant’s failure to pay the re-
duced award, the plaintiff moved in May, 1978, pursuant to
section 244 of the Domestic Relations Law, for the entry
of a judgment for $6,500 representing arrears of counsel
fees plus disbursements. In opposition, the defendant
sought to relitigate the propriety of the award of counsel
fees previously reviewed by this court; specifically, he
stated that the award was unjust because his wife had
assets of $464,000 while he earned only $19,000 per year
and had a net debt of some $50,000. The defendant also
requested a stay of entry of a judgment pending further
appeals. The court (Ferraro, J.), by an order dated July
11, 1978, granted the plaintiff’s application for a judgment
of $6,500 while denying the defendant’s application for
a stay.

Meanwhile, the defendant’s appeal to the Supreme Court
of the United States on the underlying order awarding
counsel fees (i.e., 60 A. D. 2d 639, mot. to dismiss app.
granted 43 N. Y. 2d 946, supra), was slowly winding its way
through channels. On March 5, 1979 the celebrated case
of Orr v. Orr (440 U.S. [99 S. Ct. 1102]) was decided,
striking down an Alabama statutory scheme similar to
New York’s, as violative of the equal protection clause of
the Constitution. On March 19, 1979 the Supreme Court
of the United States granted the Childs petition for writ
of certiorari, vacated the previous order of this court and

33

“remanded [the case] to the Appellate Division of the Su-
preme Court of New York, Second Judicial Department,
for further consideration in light of Orr v. Orr, 440 U. S.

” (Childs v. Childs, 440 U. S. [99 S. Ct. 1488],
supra). The State Attorney-General has been given per-
mission to intervene (see Executive Law, §71) and, at
this time, both the appeal from the order granting a judg-
ment of $6,500, and the remand from the Supreme Court
of the United States on the constitutionality of section
237 are before this court.

II

Analysis must commence with a statement of the law
as it presently exists:

“$237. Counsel fees and expenses

“(a) In any action or proceeding brought (1) to
annul a marriage or to declare the nullity of a
void marriage, or (2) for a separation, or (3) for
a divorce, or (4) to declare the validity or nullity
of a judgment of divorce rendered against the wife
who was the defendant in any action outside the
State of New York and did not appear therein
where the wife asserts the nullity of such foreign
judgment, or (5) by a wife to enjoin the prose-
cution in any other jurisdiction of an action for a
divorcee, or (6) upon any application to annul or
modify an order for counsel fees and expenses
made pursuant to this subdivision provided, the
court may direct the husband, or where an action
for annulment is maintained after the death of the
husband may direct the person or persons main-
taining the action, to pay such sum or sums of
money directly to the wife’s attorney to enable the
wife to carry on or defend the action or proceed-

34

ing as, in the court’s discretion, justice requires,
having regard to the circumstances of the case and
of the respective parties. Such direction must be
made in the final judgment in such action or pro-
ceeding, or by one or more orders from time to
time before final judgment, or by both such order
or orders and the final judgment. Upon appli-
cation of the husband or the wife or the person
or persons maintaining an action for annulment
after the death of the husband, upon such notice
to the other party and given in such manner as
the court shall direct, the court may, in or before
final judgment, annul or modify any such direc-
tion. Subject to the provisions of section two hun-
dred forty-four of the domestic relations law the
authority granted by the preceding sentence shall
extend to unpaid sums or installments accrued prior
to the application as well as to sums or install-
ments to become due thereafter. Any applications
for counsel fees and expenses may be maintained
by the attorney for the wife in his own name in
the same proceeding.

“(b) Upon any application to annul or modify
an order or judgment for alimony or for custody,
visitation, or maintenance of a child, made as in
section two hundred thirty-six or section two hun-
dred forty provided, or upon any application by
writ of habeas corpus or by petition and order to
show cause concerning custody, visitation or main-
tenance of a child, the court may direct the husband
or father to pay such sum or sums of money for
the prosecution or the defense of the application or
proceeding by the wife or mother as, in the court’s
discretion, justice requires, having regard to the
circumstances of the case and of the respective
parties. With respect to any such application or

35
% a

proceeding, such direction may only be made in the
order or judgment by which the particular appli-
cation or proceeding is finally determined. Any
applications for counsel fees and expenses may be
maintained by the attorney for the wife in coun-
sel’s own name in the same proceeding” (emphasis
supplied).

“$238. Expenses in enforcement proceedings

“In any action or proceeding to compel the pay-
ment of any sum of money required to be paid by a
judgment or order entered in an action for divorce,
separation, annulment or declaration of nullity of a
void marriage, or in any proceeding pursuant to
section two hundred forty-three, two hundred forty-
four, two hundred forty-five, or two hundred forty-

six, the court may in its discretion require either
party to pay the expenses of the other in bringing,

carrying on, or defending such action or proceeding.
In any such action or proceeding, applications for
counsel fees and expenses may be maintained by the
attorney for the respective parties in counsel’s own
name and in counsel's own behalf” (emphasis sup-

plied).

“$244, Enforcement by execution of judgment or
order in action for divorce, separation or
annulment

“Where the husband in an action for divorce, sep-
aration or annulment, or declaration of nullity of a
void marriage, or a person other than the husband

when an action for an annulment is maintained after
the death of the husband, makes default in paying
any sum of money as required by the judgment or
order directing the payment thereof, the court in its
discretion may make an order directing the entry of
judgment for the amount of such arrears, or for such

36

part thereof as justice requires having a regard to
the circumstances of the respective parties, together
with ten dollars costs and disbursements. The ap-
plication for such order shall be upon such notice
to the husband or other person as the court may di-
rect. Such judgment may be enforced by execution
or in any other manner provided by law for the col-
lection of money judgments. The relief herein pro-
vided for is in addition to any and every other
remedy, including, but not limited to the remedy pro-
vided pursuant to the provisions of section forty-
nine-b of the personal property law, to which the
wife may be entitled under the law; provided that
when a judgment for such arrears or any part thereof
shall have been entered pursuant to this section,
such judgment shall thereafter not be subject to
modification under the discretionary power granted
by this section; and after the entry of such judg-
ment the judgment creditor shall not hereafter be
entitled to collect by any form of remedy any greater
portion of such arrears than that represented by
the judgment so entered” (emphasis supplied).

The focus of our inquiry is, of course, the Supreme
Court’s decision in Orr v. Orr (supra) and its impact on
the foregoing laws. The Alabama statutory scheme con-
strued was quite similar to that of New York’s inasmuch
as, by statute, Alabama likewise permitted alimony to be
granted only to wives, never to hushands (see Orr v. Orr,
supra, p. 1107, n. 1, citing, Ala. Code, tit. 30, §30-2-51,
et seq.). As far as we are concerned, Orr is noteworthy
for its analysis of standing in addition to its examination
of the underlying equal protection considerations. The
threshold issue of standing is relevant here because, in
the December, 1977 order, this court disposed of the con-
stitutional attack on standing grounds, i.e., the “[a]ppel-
lant, having failed to request a counsel fee, lacks the

i

37

requisite standing to challenge the constitutionality of the
statute” (60 A. D. 2d 639, supra). In Orr it was urged
that the defendant lacked standing because he “made no
claim that he was entitled to an award of alimony from
Mrs. Orr, but only that he should not be required to pay
alimony if similarly situated wives could not be ordered
to pay. It is therefore possible that his success here will
not ultimately bring him relief from the judgment out-
standing against him” (Orr v. Orr, 99 S. Ct. at pp. 1107-
1108, supra). Mr. Justice Brennan, speaking for a six-
member majority, however, failed to find this argument
persuasive (supra, p. 1108):

“In every equal protection attack upon a statute
challenged as underinclusive, the State may satisfy
the Constitution’s commands either by extending
benefits to the previously disfavored class or by
denying benefits to both parties * * * In this case,
if held unconstitutional, the Alabama _ divorce
statutes could be validated by, inter alia, amend-
ments which either (1) permit awards to husbands
as well as wives, or (2) deny alimony to both
parties * * * [I]f * * * the State takes the second
course and denies alimony to both spouses, it is
Mr. Orr and not the hypothetical plaintiff who
would benefit * * *

“There is no question but that Mr. Orr bears
a burden he would not bear were he female * * *.
The burden alone is sufficient to establish standing.
Our resolution of a statute’s constitutionality often
does ‘not finally resolve the controversy between
th{e] appellant and th[e] appellee,’ Stanton v.
Stanton [421 U. S. 17]. We do not deny standing
simply because the ‘appellant, although prevailing
here on the federal constitutional issue, may or may
not ultimately win [his] lawsuit.’ Zd., at 18.”

38

Similarly, in the instant case, the fact that the defend-
ant may enot ultimately succeed in obtaining the sought-
after relief when tested against purely objective economic
criteria is legally insignificant from the point of view of
standing. Nor may the defendant’s failure to request a
counsel fee in the original custody proceeding be con-
sidered any ionger a fatal impediment to standing, des-
pite this court’s earlier conclusion to that effect. The
gravity of the issue being beyond doubt in light of Orr,
this court may reconsider the question upon remand
despite the failure to request such an award or even
raise the issue at trial (ef. Matter of Niagara Wheatfield
Administrators Assn. [Niagara Wheatfield Cent. School
Dist.], 44 N. Y. 2d 68, 72). In any event, were we to af-
firm the order upon remand from the Supreme Court
upon the ground that the defendant’s failure to raise any
equal protection infirmity before the trial court consti-
tuted an adequate State ground for such affirmance (see
Orr v. Orr, 99 S. Ct. at p. 1109, supra; ef. Henry v. Mis-
sissippi, 379 U. S. 443. 446), the defendant would still
possess the requisite standing to attack the constitution-
ality of the statutory scheme. This follows because the
defendant affirmatively requested counsel fees during the
subsequent enforcement proceeding in May, 1978. Conse-
quently, at no time has appellate scrutiny of sections 238
and 244 of the Domestie Relations Law been impaired.

Having disposed of the threshold procedural objections,
the Supreme Court turned its attention to the equal pro-
tection problem itself. The court held that the Alabama
statutory scheme of imposing alimony obligations on hus-
bands but not wives violated the equal protection clause
of the Fourteenth Amendment. “‘To withstand serutiny’
under the equal protection clause, ‘ “classifications by
gender must serve important governmental objectives and
must be substantially related to achievement of those ob-
jectives”’” (Orr v. Orr, 99 S. Ct. at p. 1111, eiting Cali-

39

fano v. Webster, 430 U. S. 313, 316-317). Alimony is,
in principle, a valid governmental objective because it
seeks to assist needy spouses. However, no statutory
scheme may be upheld on the basis of the State’s prefer-
ence for an allocation of family responsibility under
which the wife plays merely a submissive, dependent role.
“[{T ]he ‘old notion’ that ‘generally it is the man’s primary
responsibility to provide a home and its essentials,’ can
no longer justify a statute that discriminates on the basis
of gender. ‘No longer is the female destined solely for
the home and the rearing of the family, and only the male
for the market place and the world of ideas’” (Orr v.
Orr, 99 S. Ct. at p. 1112, citing Stanton v. Stanton, 421
U. S. 7, 10, 14-15; see, also, Craig v. Boren, 429 U. S.
190, 198). Putting it another way, while providing for
alimony is a valid legislative action, gender could no
longer provide an accurate index of need, or an “ ‘ac-
curate proxy’” (Orr v. Orr, 99 S. Ct. at 112, citing Craig
v. Boren, supra, p. 204; see, also, Reed v. Reed, 404 U. 8.
71, 76, supra). Since the parties’ finances were already
required to be considered by the Alabama statutory
scheme before any trial court determination (Orr v. Orr,
supra, p. 1113), it logically followed that any “ ‘gender-
based distinction is gratuitous’” (id., citing Weinberger
v. Wiensenfeld, 420 U. S. 636, 653). Accordingly, the
Supreme Court concluded that any classification based
purely on gender was irrational from an equal protection
point of view, and the underlying statutory scheme un-
constitutional.

IIT.

Having examined the constitutional underpinnings of
Orr, there can be no doubt that sections 237 and 244 of
the Domestic Relations Law, with their present gender
predicates, must likewise fall under the prohibition of

= =

40

equal protection principles. Section 238 of the Domestic
Relations Law, as recently amended to provide for coun-
sel fees to either spouse, is, however, constitutionally
permissible. It matters not that our inquiry is addressed
to statutes which authorize counsel fees to wives only,
and not alimony obligations. Like the Alabama statute
which was stricken, section 237 of the Domestic Relations
Law is designed to assist needy wives and guarantee their
ability to bring matrimonial actions unimpeded by mone-
tary obstacles; on its face, the statute is specifically con-
ceived “to enable the wife to carry on or defend the ac-
tion or proceeding” (Domestie Relations Law, §237, subd.
fa]; see Emmer v. Emmer, A. D. 2d [2nd
Dept., dee. April 16, 1979], citing Martin v. Martin, 28
A. D. 2d 897; Zang v. Zang, 63 A. D. 2d 561, citing Kann
v. Kann, 38 A. D. 2d 545; LaPorte v. LaPorte, 60 A. D.
2d 966 [Appeal No. 2]; Ross v. Ross, 47 A. D. 2d 866:
Winter v. Winter, 39 A. D. 2d 69, 71-72, affd. 31 N. Y. 2d
983; see, also, 11B Zett-Edmonds-Schwartz, N. Y. Civ.
Prac., §38.06[1], p. 38.65). Without repeating the equal
protection argument verbatim, Orr makes it readily ap-
parent that New York’s statutory scheme of granting
counsel fees purely as a function of gender is irrational
and cannot stand. As the Court of Appeals observed
with respect to the analogous setting of a section of the
Family Court Act which subjected girls to a Person in
Need of Supervision (PTNS) adjudication until the age
of 18, while simultaneously affording immunity to boys
from such liability after the age of 16, “since there is no
justification for the age-sex distinction so much of section
712 (subd. [b]) of the Family Court Act as encompasses
females between the ages of 16 and 18 must be stricken
as unconstitutional” (Matter of Patricia A., 31 N. Y. 2d
83, 89; see, also, Seidenberg v. McSorley’s Old Ale House,
Inc., 308 F. Supp. 1253, 1259-1260). Since New York’s
statutory scheme presently requires the trial court to

41

take into consideration the respective finances of the
parties before making a determination of counsel fees (see
Domestic Relations Law, §§ 237, 250, ef. Garrel v. Garrel,
o9 A. D. 2d 885), it logically follows that “‘the gender-
based distinction is gratuitous’” (Orr v. Orr, 99 S. Ct. at
p. 1113, supra, citing Weinberger v. Wiesenfeld, 420 U. S.
636, 653, supra); that is to say, the purpose of the legis-
lation will be satisfied based purely on objective economic
criteria and without resort to any impermissible gender
classification. The conclusion that New York’s statutory
scheme is unconstitutional insofar as it is predicated on
gender is not novel. In Thaler v. Thaler (89 Mise. 2d
315, 319-325, revd on other grounds 58 A. D. 2d 890), Mr.
Justice Harnett reasoned that sections 236 and 237 of
the Domestic Relations Law were violative of the equal
protection clause based upon an analysis quite similar to
that of Orr. Other trial courts have reached similar con-
clusions in the wake of Orr’. It is important to note,
however, despite the patent invalidity of sections 237 and
244, that section 238 of the Domestic Relations Law, as
amended in 1978, is perfectly constitutional within the
strictures of Orr. This follows because the statute pres-
ently authorizes the trial court to “require either party to
pay the expenses of the other in bringing, carrying on,
or defending such” an enforcement proceeding, including
specifically counsel fees (emphasis added).

TV.

Although sections 237 and 244 of the Domestie Rela-
tions Law as presently drafted fall within the proserip-
tion of Orr, yet it does not necessarily follow that they

See Laka v. Laka, N.Y.L.J., March 20, 1979, p. 12, col. 2:
Levy v. Levy, N.Y.L.J., April 19, 1979, p. 13, col. 5; Robson v.
Robson, N.Y.L.J., March 27, 1979, p. 6, col. 6; ef. Matter of Roth,
N.Y.L.J., March 27, 1979, p. 12, col. 5.

42

must be deemed irrevocably unconstitutional and annulled.
We are cognizant of the argument that, counsel fees being
a creature of statute and unknown to the common law,
such an infirmity as discerned here leaves this court
powerless to resurrect the authority to award counsel fees
absent new and constitutional legislative action (see
Lambert v. Lambert, 45 A. D. 2d 715, citing Silbert v.
Sibert, 22 A. D. 2d 893. affd. 16 N. Y. 2d 564 and Blaine
v. Blaine, 20 A. D. 2d 903; ef. Sharrock v. Dell Buick-
Cadillac, 45 N. Y. 2d 152, 166-167).2. But an appellate
court has an obligation to pursue every reasonable path
of reconciliation of the challenged statute consonant with
the Constitution, rather than setting it aside. In this
regard, it is commonly said that every presumption in
favor of the statute will be indulged, every effort made
to construe ambiguous language so as not to conflict with
fundamental law (see, e. g., Marcus Assoc. v. Town of
Huntington, 45 N. Y. 2d 501, 505, eiting Lighthouse
Shores v. Town of Islip, 41 N. Y. 2d 7, 11; Matter of
Carter v. Carter, 58 A. D. 2d 438, 445-446 [opn. by Sha-
piro, J.], citing Hirson v. United States Corp., 263 App.
Div. 646, 650, affd. 289 N. Y. 564: see, also, MeKinney’s
Cons. Laws of N. Y., Book 1, Statutes, $150, subd. e). And
while courts traditionally refrain from construing a chal-
lenged statute in such a way so as to “expand” or add
to the language, as opposed to merely excising from it
(see Matter of Malpica-Orsini, 36 N. Y. 2d 568, d71, app.
dsmd. 423 U. S. 1042), nevertheless, under appropriate
circumstances, a court may read a statute expansively, or
in tandem with other statutes, so as to prevent serious
damage to overriding public policy (see Welsh v. United
States, 398 U. S. 333, 355-356 (Harlan, J., coneurring]).
Without such an expansive reading in the instant case,

*For cases where this argument was made, see Levy v. Levy,
N.Y.L.J., April 19, 1979, p. 13, eol. 5; Robson v. Robson,
N.Y.L.J., March 27, 1979, p. 6, col. 6.

43

the orderly processes by which indigent spouses seek
legal recourse would come to a halt producing extremely
inequitable circumstances, totally unforeseen by the Leg-
islature. As Mr. Justice Harnett pointed out in Thaler
(89 Mise. 2d 315, 328, supra), with respect to the possible
elimination of alimony: “Total elimination of alimony
would produce a much greater shock to the legislative
design than spreading its availability to all dependent
spouses * * *, It would be a totally inappropriate re-
sponse to the problem at hand.” While suspending the
authorization to grant counsel fees would have an impact
of lesser severity than the suspension of alimony, the
principle is the same. Publie policy encourages the equi-
table resolution of matrimonial disputes (see, e. g., Kay
v. Kay, 37 N. Y. 2d 632, 637). Accordingly, this court
eonstrues sections 237 and 244 of the Domestic Relations
Law as constitutional since we deem them to authorize
counsel fees to either spouse on a gender-neutral, needs-
basis only. Such a construction is consistent with the
traditional rule that where a statute has been found to
violate the equal protection clause, courts will tradition-
ally read into it the improperly excluded class (see, e. &.,
Califano v. Westcott, U. S. [47 U.S.L.W.
4817, 4821] [aid to dependent children benefits]; Califano
v. Goldfarb, 430 U. S. 199 [Social Security Act survivor-
ship benefits|; Weinberger v. Wiesenfeld, 420 U. S. 636,
supra [same]; Frontiero v. Richardson, 411 U. S. 677,
supra [armed forces fringe benefits]; Levy v. Louisiana,
391 U.S. 68 [wrongful death actions]; Matter of Passante
v. Walden Printing Co., 53 A. D. 2d 8, 13 [worker’s com-
pensation survivorship benefits]). Furthermore, there is
precedent for reading other statutes in tandem for the
purpose of resisting constitutional challenges (see Mat-
ter of Carter v. Carter, 58 A. D. 2d 438, 446, supra [Fam-
ily Ct. Act, §§ 413, 414 read in tandem]; see, also, Tess-
ler v. Siegel, 59 A. D. 2d 846 [same]). In the instant

44

case, section 238 of the Domestie Relations Law presently
allows the trial court to require either party to pay the
expenses of the other, including counsel fees. This stat-
ute, therefore, provides on its face a statutory mecha-
nism by which the trial court may award counsel fees
to the husband in a limited proceeding. Additiona! au-
thority is found in CPLR 8303 (subd. [a], par. 2), which
provides for the granting by the court of a “diseretion-
ary allowance * * * to any party to a difficult or extra-
ordinary case, where a defense has been interposed.” It
has been suggested by the Attorney-General that since
“[nJo precedent has been found for the instant situa-
tion,” applications for counsel fees for husbands are con-
sequently “extraordinary” within the meaning of the stat-
ute. By resort to either of the foregoing statutes, sec-
tions 237 and 244 of the Domestic Relations Law can be
constitutionally read as substituting the word “spouse”
for “wife.”

V.

Finally, we address ourselves to the issue of retro-
activity. We hold that our construction of these statutes
shall have prospective effect only in proceedings pending
on the date of the Orr decision, March ), 1979. All other
awards of counsel fees which had been conclusively ad-
judicated as of that date shall not be affeeted by our
holding today. There exists no constitutional impedi-
ment to applying changes in law only in eases pending
as of the date of such decision (see New York Public
Interest Research Group v. Steingut, 40 N. Y. 2d 250, 260-
261, citing Hurd v. City of Buffalo, 41 A. D. 2d 402, 405,
affd. 34 N. Y. 2d 628; Incorporated Vil. of Northport v.
Guardian Fed. Sav. & Loan Assn., 87 Mise. 2d 344, 348-
350 [Lazer, J.], affd. 54 A. D. 2d 893; ef. Matter of Gowan
v. Tully, 45 N. Y. 2d 32, 34). The Supreme Court of the

45

United States in Chevron Oil Co. v. Huson (404 U.S. 97,
106-107) observed that there are three factors to consider
in deciding the issue of retroactivity: (1) does the deci-
sion establish a “new principle of law, either by over-
ruling clear past precedent on which litigants may have
relied * * * or by deciding an issue of first impression
whose resolution was not clearly foreshadowed”; (2) does
an examination of the prior history indicate “ ‘whether
retrospective operation will further or retard its opera-
tion’”; and (3) does it appear that the decision “ ‘could
produce substantial inequitable result if applied retro-
actively.” With respect to the Orr decision, it cannot
be doubted that it overruled clear past precedent relied
upon ceaselessly and that retroactive application prior to
March 5, 1979 would produce chaotic, inequitable results
(see, also, Laka v. Laka, N.Y.L.J., March 20, 1979, p. 12,
col. 3).

VI.

Accordingly, the matter must be remitted to the trial
court for a hearing de novo. At such a hearing, both
parties may apply for counsel fees. The trial court will
make a decision de novo as, in the court’s discretion,
justice requires, having regard to the economic needs of
both parties and the circumstances of the case.

Lazer, Gulotta and Mangano, JJ., coneur in the opinion
of Mr. Justice O’Connor.

es Be es

ape eee ee

— eee eS Oe eee A ee

aT a ee Pee

46

B/me

Frank D. O’Connor, J. P.
Leon D. Lazer

Frank A. Gulotta

Guy J. Mangano, JJ.

AD2d A—June 19, 1979
2749 E/77
926 EF Luey Gant Childs, respondent,
E v. Theodore Q. Childs, appellant.

John J. Von Der Lieth, New York, N. Y., for appellant
and appellant pro se.

Lans Feinberg & Cohen, New York, N. Y. (Deborah E.
ans and Robert Stephan Cohen of counsel), for re-
spondent.

Robert Abrams, Attorney-General, New York, N. Y.
(Robert J. Schack and George D. Zuckerman of counsel),
appearing pursuant to Executive Law, §71.

Appeal by the defendant husband from (1) so much of
an order of the Supreme Court, Westchester County
(CARUSO, J.), dated December 30, 1976, as awarded
plaintiff a counsel fee of $12,000, plus disbursements, and
(2) a further order of the same court (FERRARO,
J.), dated July 11, 1978, which, inter alia, granted plain-
tiff’s application for a money judgment for arrears in the
payment of counsel fees.

By order dated December 27, 1977, this court modified
the order dated December 30, 1976 by reducing the coun-
sel fee and, as so modified, affirmed the said order (60 AD
2d 639). On February 22, 1978, the Court of Appeals dis-
missed the appeal to that court (43 NY2d 946). On
March 19, 1979 the Supreme Court of the United States
“vacated” the order of this court and remitted the case
to this court “for further consideration in light of Orr v.
Orr” (440 US......[99 S Ct 1102]) (440 US........ [99 S Ct
1488]).

47

Order dated December 30, 1976 reversed insofar as
appealed from, without costs or disbursements.

Order dated July 11, 1978 modified by deleting there-
from the provision which granted plaintiff’s applica-
tion for a judgment representing arrears in counsel fees.
As so modified, said order affirmed, without costs or dis-
bursements.

This case is remitted to the Supreme Court, Westchester
County, for further proceedings in accordance with the
opinion herein.

Opinion by O’Connor, J. P.

Lazer, Gutotra and Manaano, JJ., concur in the opinion
of Mr. Justice O'Connor.

48

Order and Memorandum Decision of the Court of

Appeals, State of New York, dated October 9, 1979.

STATE OF NEW YORK, COURT OF APPEALS

At a session of the Court, held at Court of

Appeals Hall in the City of Albany on the
ninth day of October A.D. 1979

Present,

Hon. Lawrence H. Cooke, Chief Judge, presiding.

—<——
2 Mo. No. 877 SSD 89

Lucy Gant CHILDs,

A ppellant-Respondent,

VS.

THEODORE Q. CHILDs,

Respondent-A ppellant.

—ecipe-

The appellant-respondent and respondent-appellant hav-
ing filed notices of appeal and cross-appeal in the above
title and due consideration having been thereupon had,
it is

OrDERED, that the appeal and cross-appeal be and the
same hereby are dismissed without costs, by the Court
sua sponte, upon the ground that the order appealed
from does not finally determine the action within the
meaning of the Constitution.

JOSEPH W. BELLACOSA
Clerk of the Court

49

Decision of The Court of Civil Appeals, State of Ala-
bama in Orr v. Orr, Civ. 1006, dated May 30, 1979,
on remand from the Supreme Court of the United

States.
STATE OF ALABAMA—JUDICIAL DEPARTMENT
THE COURT OF CIVIL APPEALS

OCTOBER TERM 1978-79

—o
Civ. 1006

WituiAam HersBert Orr

Vv.

Liztran M. Orr
i

On Remand from United States Supreme Court

HotMEs, JODGE

This is a divorce case.

After the parties’ divorce in 1974, the wife petitioned
the Circuit Court of Lee County for a rule msi due to
the husband’s failure to pay alimony. The husband
unsuccessfully defended on the ground that Alabama’s
alimony statutes, §§ 30-2-51, 52, and 53, Code of Ala. 1975,
were unconstitutional. Upon the husband’s appeal to
this court, we sustained the constitutionality of the stat-
utes. Orr v. Orr, Ala.Civ. App., 351 So.2d 904 (1977).

The husband appealed to our supreme court which
initially granted certiorari, but which subsequently, with-
out opinion, quashed the writ as improvidently granted.
Orr v. Orr, Ala., 351 So.2d 906 (1977).

50

The husband appealed to the Supreme Court of the
United States. That court, on March do, 1979, held that
NN 30-2-51, 52, and 53 were unconstitutional on the ground
that they were violative of the equal protection provisions
of the United States Constitution. Orr v. Orr, No. 71-1119
(U.S. March 5, 1979). The case was remanded to this
court for proceedings consistent with the Supreme Court’s
opinion.

Upon remand, the wife filed in this court a motion
to affirm the judgment rendered in the court below.

The dispositive issue now before us is whether the
wife’s motion to affirm the original judgment of the
trial court should be granted. For the reasons set forth
below, we hold that it should and affirm.

We note at the outset that the Supreme Court of the
United States in its opinion goes to some length to sug-
gest matters of state law which might well preserve the
wife’s right to alimony in this instance. Specifically, the
opinion suggests that this court can respond to reversal
and bind Mr. Orr to continue his alimony payments on
two such grounds: (1) by a neutral extension of alimony
rights to needy husbands as well as wives, Orr, supra, at
3; and/or (2) by determining that, as a contractual mat-
ter, Mr. Orr is bound to continue alimony payments by
virtue of his stipulated agreement to do so. Jd. at 15.

Considering the entire proceeding and the importance
of the issues raised by this matter, we determine that
the motion is properly before this court and that the issues
raised therein are appropriate for our consideration. See
State ex rel Knox v. Dillard, 196 Ala. 539, 72 So. 56
(1916). See also Bryant v. Moss, 295 Ala. 339, 329 So.2d
938 (1976); Sterling Oil of Oklahoma, Inc. v. Pack, 291
Ala. 727, 287 So.2d 847 (1973).

Our alimony statutes were found to be constitutionally
impermissible for the reason that they are underinclusive ;
that is, they improperly exclude statutory benefits from a

dl

class of individuals on the basis of sex. The wife initially
contends that this court can respond to reversal by neu-
trally extending alimony rights to males as well as females.
In support of this contention, she cites Orr, supra, in addi-
tion to other appropriate authority. We agree. .

Where a statute is constitutionally infirm on the basis
of underinclusiveness, a court may satisfy the Constitu-
tion’s commands by either extending benefits to those ex-
cluded from the scope of its coverage or by invalidation
of the statute in its entirety. Orr, supra; Welsh v. U.S.,
398 U.S. 333 (1970). In Welsh, supra, the Supreme Court
stated:

Where a statute is defective because of under-
inclusion there exist two remedial alternatives: a
court may either declare it a nullity and order that
its benefits not extend to the class that the legisla-
ture intended to benefit, or it may extend the cov-
erage of the statute to include those who are ag-
crieved by exclusion. .. . (Citations omitted.) 398
U.S. at 761, Harlan, Jr., concurring.

Courts have on a number of occasions remedied the
deficiencies in underinclusive statutes by extending bene-
fits to those impermissibly excluded. See, e. 2. Califano
v. Goldfarb, 430 U. S. 199 (1977); Weinberger v. W seee-
feld, 420 U. S. 636 (1975); Levy v. Loursiana, 391 U.S.
68 (1965); White v. Crook, 251 F. Supp. 401 (M. D. oo
1966); Beal v. Beal, Me., 388 A. 2d 72 (1978). See also
Eich v. Town of Gulf Shores, 293 Ala. 95, 300 So. 2d
354 (1974).

The choice between invalidation of a statute or expan-
sion of the scope of its applicability requires, of neces-
sity, an ascertainment of the predominant legislative pur-
pose underlying the statute’s enactment. Beal. supra.
That is to say, given the nature and substance of the
statute, its relevant economic, social, and historical im-

52

plications, can it be concluded that benefits should be termi-
nated to the class of persons whom the legislature in-
tended to benefit. In this instance, we think not.

Alabama’s current alimony statutes have their gene-
sis in $$ 1970, 71, and 72, Code of Ala. 1852, As
we suggested in our original opinion, this statutorv
scheme has served a crucial legislative policy; to provide
alimony upon the demise of a marriage in order to pre-
serve the economic status quo of the parties as it existed
during the marriage. Orr v. Orr, Ala. Civ. App., 351 So.
2d 904 (1977
. It is clear to this court that the statutes, notwithstand-
ing the deficiency which the Supreme Court found to
exist, were at the time of their promulgation substan-
tially related to the appropriate legislative objective of
providing monetary assistance to the financially needy
wife and that this objective continues, as a pragmatic
matter in appropriate circumstances, in its viability to-
day. Furthermore, it oceurs to us that the legislature is
quite cognizant of the fact that the female in appropriate
cases who has virtually contributed her adult life to the
tined for “the market place... .” Put another wav. a
female who has virtually never been employed outside the
home, but has been a mother, wife, and/or homemaker for
a number of years is not in a favored position to obtain
gainful employment.

As a matter of predominant legislative purpose then,
we are not prepared to eliminate the eurrent statutory
benefits available to needy females inasmuch as we are
of the opinion that the legislature would not do so. We
are in agreement with the Supreme Court of Maine, in
Beal, supra, which, in its resolution of the issue of

53

whether to extend or eliminate the benefits of its original
alimony statute concluded:

[A]s between abolishing alimony and making it
available to husbands in appropriate cases, [the
legislature] would choose the latter. We conclude
that the dominant legislative purpose of the ali-
mony statute, as it stood when this action was
brought, is correctly served by treating it as ex-
tending eligibility to men as well as women.

388 A. 2d at 76.

Because we here respond to reversal by neutrally ex-
tending alimony rights to needy husbands as well as
wives, we hold that the wife’s motion to affirm the judg-
ment rendered below is due to be granted.

We would be remiss in not commenting that we take
the above action reluctantly. It has been the policy of
this court not to encroach on the legislature’s function.
We adhere to that policy. However, in view of the mag-
nitude of the problem created by the action of the United
States Supreme Court, we are compelled to apply the
principle of law which we do in this instance. Unless we
take appropriate measures, Alabama will be without an
alimony statute. The legislature has not had ample op-
portunity to respond to this void; it therefore becomes
our duty to fill that void by the application of appropriate
legal principles.

In view of the above it is unnecessary to reach other
issues raised by the motion to affirm.

The judgment of the trial court is due to be affirmed.

Affirmed.
Wright, P. J., and Bradley, J., concur.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1154%3A1. Public record. Not legal advice.
