# Petition — Richardson v. United States

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1056%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1980
- **Citation:** 444 U.S. 1014

## Text

In The
SUPREME COURT OF THE UNITED STATES

October Term 1979

No. ~~ fae
ry, a me: A . Pp

NED N. RICHARDSON and DOROTHY
M. RICHARDSON,

Petitioners,
| a
CECIL ANDRUS, SECRETARY OF THE
INTERIOR OF THE UNITED STATES
OF AMERICA,

Respondent.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

William Braly Murray
Attorney for Petitioners
1610 Standard Plaza
Portland, Oregon 97204
Telephone: (503) 226-3819

TABLE OF CONTENTS

Page
Petition for writ of certiorari
to the United States Court of
Appeals for the Ninth Circuit 1
Opinions below 2
Jurisdiction 2
Question Presented 3
Statute in Pertinent Part 3
Statement of the Case 4
Reasons for granting the writ 5
Conclusion

APPENDIX

Order denying Petition for
Rehearing, U.S, Court of
Appeals 9th Circuit July 9, 1979 A-1l

Opinion of Court of Appeals

May 11, 1979 A-2
30 U.S.C. §612 A-12
16 U.S.C. §551 A-14
16 U.S.C. §478 A-15
43 CFR §3712.1 A-15

Testimony, Committee on

Interior and Insular Affairs

hearing on S-1713, S. Rept.

No. 554, 84th Cong. lst Sess.

1955, pages 65, 66 A-16

ii

U.S. District Court for Oregon
Findings of Fact and Conclusions
of Law March 7, 1977 Opinion

U.S, District Court for Oregon
Final Judgment and Decree
May 25, 1977

TABLE OF AUTHORITIES CITED

Cases

Converse v. Udall, 399 F2d 616
(9th Cir. 1967) :

Ernst & Ernst v.Hochfelder,
425 U.S. 187 (1976)

Gwillim v. Donnellan, 115 U.S,
45, 49, 50 (1885)

Mantle v. Noyes, 9 Pac. 856, 862

New York v. U.S.I.C.C. et al.,
342 U.S. 882

Noyes v. Mantle, 127 U.S. 348
(1888)

Pennsylvania Coal Co. v, Mahon,
260 U.S. 393

Silver Bow Mining and Milling
Company v. Clark, 9 Pac. 570,
574, 576

Teller v. United States, 113 Fed
273 (8th Cir. 1901)

Union Oil Co, v,. Smith, 249 U,S,
337, 348, 349 (1919)

Page

A-19

A-36

Page

10

15

10

10

13

10

15

10

12

10

a

Table of Authorities (continued)

United States v. Curtis-Nevada
Mines, Inc., 415 F Supp 1383
(E. D. Cal. 1976)

United States v. Etcheverry,
230 F2d 193 (10th Cir, 1956)

United States v. Nogueira,
403 F2d 816 (9th Cir, 1968)

United States v. North American
Transportation and Trading Com-
pany, 253 U.S. 330 (1920)

United States v. Rizinelli,
182 Fed. 675 (D, Idaho 1910)

United States v. Toole,
224 F Supp 440 (D. Mont, 1963)

Wilbur v. United States ex rel,
Krushnic, 280 U.S. 306 (1930)

STATUTES

Organic Administration Act of
1897, 16 U.S.C. §482

16 U.S.C. §551

16 U.S.C. §478

28 U.S.C. §1254(1)
28 U.S.C. §1291
28 U.S.C. §1345

30 U.S.C. §22

Page

13

12

12

10

12

12

10

30 U.S.C. §612 3.3,5,4,9

iv

Table of Authorities (continued) Page
PERIODICALS AND TREATISES

Congressional Record, Senate 1911
Feb. 19, 1974 14

Committee on Interior and Insular
Affairs, hearing on S-1713,

S. Rept. No. 445, 84th Congress,

lst Session, 1955, pp. 65, 66 7

House Report No. 730, U.S, Code,
Cong. & Admin. News, 1955, PP.
2482-2483 7,8,9

Mineral Facts and Problems,

published by Bureau of Mines,

U.S. Dept. of the Interior,

1970 ed. p. 538 11

William E, Simon, "A Time for
Truth", McGraw Hill, New York
1978 16

In The

SUPREME COURT OF THE UNITED STATES

October Term 1979

No.

NED N. RICHARDSON and DOROTHY M,
RICHARDSON,

Petitioners,
7.
CECIL ANDRUS, SECRETARY OF THE
INTERIOR OF THE UNITED STATES OF
AMERICA,

Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT

The petitioners, Ned N. Richardson
and Dorothy Richardson, pray that a writ
of certiorari issue to review the judg-
ment and decision of the United States
Court of Appeals for the Ninth Circuit
entered on May 11, 1979 and denial of
Petition for Rehearing filed July 9, 1979.

OPINIONS BELOW

The unreported opinion of the United
States Court of Appeals is set forth in
the Appendix A-2,

The Court's order denying petitioners'
Petition for Rehearing is set forth in the
Appendix A-1l

The unreported opinion of the United
States District Court for the District of
Oregon is set forth in the Appendix A-19.

JURISDICTION

The Supreme Court of the United States
has jurisdiction under 28 U.S.C. 1254(1).

The United States Court of Appeals
for the Ninth Circuit had appellate juris-
diction under 28 U.S.C. 1291.

The United States District Court for
the District of Oregon had original juris-
diction under 28 U.S.C. 1345.

The United States Forest Service,
Department of Agriculture had no juris-
diction or authority over defendants'
mining claims or mining methods under
30 U.S.C. 612.

Your petitioners file their Petition
for Writ of Certiorari within 90 days
from July 9, 1979, when their Petition
for Rehearing was denied by the United
States Court of Appeals for the Ninth
Circuit.

QUESTION PRESENTED

Whether a permanent injunction pro-
hibiting bulldozing and blasting and
grant of money judgment for the U.S.
Forest Service, Department of Agriculture,
were appropriate under 30 USC 612, where
defendants dug two trenches by bulldozing
and blasting and extracted and mined there-
from some 30 tons of copper ore from tleir .
perfected and valid mining claims, and
where the money judgment awarded to Fores-
try for its costs plus profit for filling
and destroying defendants' mine was en-
tered without hearing and proof of reason-
ableness.

STATUTE IN PERTINENT PART :

30 U.S.C.612(b); Reservation in the
United States to use of the surface and
surface resources

Rights under any mining claim here-
after located under the mining laws of
the United States shall be subject prior
to issuance of patent therefor, to the
right of the United States to manage
and dispose of the vegetative surface
resources thereof and to manage other
surface resources thereof (except min-
eral deposits subject to location under
the mining laws of the United States).
Any such mining claim shall also be
subject, prior to issuance of patent
therefor, to the right of the United
States, its permittees, and licensees,
to use so much of the surface thereof
as may be necessary for such purposes
or for access to adjacent land; Pro-
vided, however, That any use of the
surface of any such mining claim by the
United States, its permittees or licen-
sees, shall be such as not to endanger

or materially interfere with prospecting,
mining or processing operations or uses
reasonably incident thereto; .. .

(30 U.S.C. 612 is set forth in its entirety
in the Appendix A-12.)

STATEMENT OF THE CASE

Between 1970, when petitioners lo-
cated lode claims for copper in Skamania
County, Washington, on national forest
land open to mineral entry, and 1973,
when the Forest Service stopped their
operation, petitioners worked diligently
and expended some $40,000 in development.
On one area, Richardson dug a trench ap-
proximately 75 x 65 x 12 feet deep, an
excavation of some 685 cubic yards. In
another area, he dug a second trench
approximately 300 x 80 to 100 feet wide
and 15 feet deep, an excavation of ap-
proximately 1,375 cubic feet. (R 25). He
winched copper ore out of the pit and
stockpiled it in approximately 155 bar-
rels (Tr 157) before the U.S. Forest Ser-
vice filed action in the name of the
United States in 1973 to permanently
enjoin petitioners from working their
mining claim by bulldozing and blasting.

The District Court rejected the
Government's claim for ma@ney damages for
alleged removal of timber and alleged
damage to a stream and a road. A-23,
A-24. The evidence showed that Richard-
son's trenching was exposing a large
deposit of low-grade copper ore, which
the Government's expert, Dr. Grant, and
Mr. Moore, forestry engineers, recog-
nized would be of interest to a large
mining company. Ex 26, R 138.

The validity of the mining claims
was not at issue, A-20. No contention
was offered that petitioners ever attempted
or intended to make use of the mining
claims or surface resources thereon for
any non-mining purpose. The Government
admitted as an Agreed Fact in the Pretrial
Order that petitioners “are lawfully in
‘possession of said claims and have the
right to explore, develop and exploit
the same..." (R 25).

The objective of Forestry's case was
to forbid Richardson from working his
mining claims by digging holes in the
ground. The courts below enjoined the
Richardsons permanently from blasting
and bulldozing to conduct their mining
activities and awarded to the Forest
Service a money judgment to cover its
cost, plus profit, for filling in
Richardson's mine workings, which would
prevent him from extracting any more ore.

REASONS FOR GRANTING
WRIT OF CERTIORARI

This is a case of first impression.
A-7. It involves an important question
of federal law which has not been, and
which should be, settled by this Court.
The unprecedented decision below reverses
the meaning of the mining law, 30 USC 612.
The decision below grants to the Forest
Service power which Congress had with-
held,

The Surface Resources Act of July 23,
1955, 30 U.S.C. 612(b), makes unpatented
mining claims subject to the right of the
Government "to manage and dispose of the

vegetative resources and to manage other
surface resources thereof, except mineral
deposits subject to location under the
mining laws of the United States," More-
over, it provides: * That any use of the
surface of any such mining claim by the
United States, its permittees or licensees,
shall be such as not to endanger or mater-
ially interfere with prospecting, mining
or processing operations, or uses reason-
ably incident thereto.’ [pp. 3-4 supra,
A-12].

Since mineral deposits are expressly
excluded from management by the United
States or its agencies, there is nothing
in the Act which would restrict the loca-
tors from prospecting or mining their
mineral deposit by bulldozing and blasting.

The District Court said: "This court
need only determine whether defendants
have violated that statute [30 U.S.C. 612].
A-30. He found that defendants exposed
and extracted copper ore by means of bull-
dozing and blasting on their mining claims
and thereby violated 30 U.S.C. 612. The
Court of Appeals affirmed, saying, “The
Surface Resources Act of July 23, 1955 ...
must be relied upon to uphold the decree
of the District court.” A-8. The courts
below misinterpreted the very section
which Congress put into the statute to
protect mine locators from interference
by government agencies with "prospecting,
mining or processing operations or uses
reasonably incident thereto." The courts
twisted the meaning of "uses reasonably
incidental thereto"[i.e. to prospecting
or mining], words which protect the miners'
right to perform acts related to mining,
into a restriction of the miners' choice

of mining methods to such as forestry
agents are willing to deem reasonable.
This judicial legislation reverses the
meaning of the mining law and places
Forest Service agents in position to
dictate the management of the miners’
prospecting, mining or prospecting
Operations, contrary to the intention
of Congress.

The Senate Committee rejected Mr.
Woozely's suggestion in his testimony
that restrictions be made on bulldozing
for doing assessment work or for pros-
pecting or exploring for an ore body
which had not yet been discovered. Com-
mittee on Interior and Insular Affairs
hearing on S-1713, S, Rept. No. 554,
84th Cong. lst Sess. 1955, pp. 65, 66
A-16.

House Report No. 730, U.S.Code,
Cong. & Admin. News, 1955 pp. 2482-3,
relating to the bill that was actually
enacted, explains the congressional
intention that Section 612(b) should
protect the miner from agency interference
with his ,rospecting and mining opera-
tions.

"With respect to the reserva-

tions in the United States to use

of the surface and surface re-

sources as set out in the two
preceding paragraphs, attention

is called to the proviso which

qualifies them:

"..-any use of the surface of such
mining claim by the United States,
its permittees, or licensees,
shall be such as not to endanger
or materially interfere with pros-
pecting, mining or processing
operations or uses reasonably
incident thereto. '

This language, carefully developed,

emphasizes the committee's insis-

tence that this legislation not
have the effect of modifying
long-standing essential rights
springing from location of a
mining claim. Dominant and pri-
mary use of the locations here-
after made as in the past would
be vested first in the locator;
the United States would be author-
ized to manage and dispose of the
surface resources, or to use the
surface for access to adjacent
lands, so long as and to the
extent that these activities do
not endanger or materially inter-
fere with mining or related
operations or activities on the
mining Claim.”{Emphasis added. ]

The only restriction created by
30 U.S.C. 612 is the restriction on
the locator's use of surface resources
not related to mining or related activ-

a

ities. House Report No. 730 continues:

"Subsection (c) of Section 4 of
the bill specifically imposes
restrictions on the locator's
use of surfacé resources not
related to mining or related
activities,

"It prohibits removal or use, by
the mining claimant, of timber or
other surface resources made sube-
ject by subsection (b) of section
4 to management and disposition
by the United States; again it will
be noted:

"Except to the extent required
for the mining claimant's pros-
pecting, mining or processing
operations and uses reasonably
incident thereto, or for the

construction of buildings or
structures in connection there-
with, or to provide clearance
for such operations or uses, or
to the extent authorized by the
United States * * *,'™

This legislative history shows that
Congress had no notion of setting up
Foestry as the arbiter of mining prac-
tices on located claims, To the contrary,
House Report at page 2479 shows that Con-
gress wished to prevent "continual inter-
ference by Federal agencies" which would
"hamber and discourage the development
of our mineral resources, development
which has been encouraged and promoted
by Federal mining law since shortly after
1800."

Congress carefully refrained from
giving federal agencies any authority to
dictate prospecting or mining methods by
the Surface Resources Act. The restric-
tions enacted were not upon methods of
operating mining claims but the Act re-
stricts the Government from interfering
with the miners’ operations.

The Government admitted as an agreed
fact in the pretrial order that petition-
ers “are lawfully in possession of said
Claim and have the right to explore,
develop and exploit the same..." R 25.
Thus the Governmeht concedes that the
mining claimants had discovered on their
claims on lands open to mineral entry
"valuable mineral deposits" within the
meaning of 30 USC 22, There was no chal-
lenge as to the quantity or quality of
the copper ore discovered. Validity of
the claims was conceded. R 25,

10

Validity of the claims having been
conceded, validity necessarily includes
the discovery of “valuable mineral de-
posits*, Here, petitioners were not
prospecting or exploring to search for
valuable mineral deposits which had not
been liscovered, nor were they doing
merely assessment work. Petitioners had
discovered a valuable deposit and were
engaged in the development and extrac-
tion of ore from this discovered deposit.
Richardson was extracting and stock piling
ore in some 155 barrels, Tr 157 (Grant).
See distinction between “exploration”
and "development" in Converse v, Udall,
399 F2d 616 (9th Cir, 1967). |

The claims in question have been
perfected. They are property in the
highest sense of the term, Locators’
rights are constitutionally protected
property, and the locator may not be
deprived of his claim without just com-
pensation being made. Wilbur v. United
States ex rel. Krushnic,280 U.S. 306
(1930); United States v, North American
Trans ortation and Trading Company, 253
U.S. 330 (1920). For the nature of
mining claims and the rights conferred
upon locators under the mining law, see
discussion in Silver Bow Mining and
Milling Company v. Clark, 9 Pac, 570,
574, 6, quoted with approval in Mantle
Vv. Noyes, 9 Pac, 856 at 862, aff'd Noyes Noyes
v. Mantle, 127 U.S. 348 (1888). See
also Union Oil Co. v. Smith, 249 U.S, 337,
348, 349 (1919); Gwillim v. Donnellan,
115 0.8. 45, 49, SO. tises) .

- Dae cn we oe “

. eh hee

ll

This case is important to the
mining industry, for the decision below
interprets 30 U.S.C. 612 as giving power
to bureaucracy to close down all surface
mining and as creating liability for the
miners. The decision makes miners liable
to pay the hureaucracy's cost of filling
up their mines if miners blast and bull-
doze the ground. The decision grants to
the bureaucracy power to shut down all
the open pit copper mines of the nation,
all of which mine by bulldozing and
blasting. Surface or open pit mining
accounts for 83% of the copper and 86% of
all ores mined in the United States in
1968, Mineral Facts and Problems,
published by the Bureau of Mines, U.S.
Pt Sata of the Interior, 1970 ed. p.

38,

The Opinions below disregard the fact
that in 1973 the Forest Service had no
authority to decide whether defendants'
methods of working their claims were or
were not suitable. The decisions read
into the 1955 Act the prohibition of
undue and unnecessary degradation of the
aesthetic and scenic values of the en-
vironment which Congress did not enact
until 1976, long after this case arose.

The Act creating the national forest
system, the Organic Administration Act
of 1897, specifically provides that
nothing in the act shall interfere with
the operation of the mining laws:

"{Any] mineral lands in any national
forest...subject to entry under the
existing mining laws of the United

States and the rules and regulations

12

applying thereto, shall continue
to be subject to such location and
entry, notwithstanding any provis-
ions contained in Sections 473-482
and 551 of this [Act]." 16 U.S.C.
§482 (1970)] (emphasis added.)

The Opinion below is in error when
it states that "Since 1897 the Secretary
of Agriculture has had authority under sec-
tions 478 and 551 of Title 16 to promul-
gate regulations concerning the methods
of prospecting and mining in national
forests." The Opinion misreads the 1897
Act. Title 16, §551 relates to preserva-
tion of the forests against destruction
by fire or unauthorized logging. §478
does not say that the Secretary of Agri-
culture may regulate mining methods; it
protects the continuing right of miners
to enter the national forests. If Con-
gress had intended then for the Secretary
of Agriculture to have authority to regu-
late and prescribe the mining methods to
be used for developing mineral resources,
Congress would have said so.

The Opinion views this case as an
occupancy trespass case where mining
claims have been used for purposes other
than mining, such as operating a saloon
in United States v. Rizinelli, 182 Fed
675 (D. Idaho 1910), cutting and exporting
timber in Teller v. United States, 113 Fed
273 (8th Cir. 1901), using a mining claim
for a residence, in United States v.
Nogueira, 403 F2d 816 (9th Cir. 1968),
grazing cattle in United States v. Etche-
verry,230 F2d 193 (10th Cir. 1956), tak-

ing a nonelocatable mineral in United States

v. Toole, 224 F Supp 440 (D. Mont. 1963),
or closing access to multiple users in

Mle 6 A= ei als as End a

woe |e CTREOR Mk

13

United States v. Curtis-Nevada Mines,
Inc., 415 F Supp 1383 (E.D. Cal. 1976).

Petitioners could not have been
trespassers, for the Government stipu-
lated that they were lawfully in posses-
sion of their claims and had the right to
explore, develop and exploit them. R25,
The only use made of the claims by peti-
tioners was to conduct the mining author-
ized by the mining law. They did not
convert or take anything to which they
were not entitled,

The 9th Circuit ignored the issue
made of the impropriety of the award to
Forestry of a money judgment requiring
petitioners to pay for filling in their
mine workings, which would prevent fur-
ther extraction of ore, After the trial,
Forestry personnel submitted to the trial
court its estimate of $2,263.13 (R 58-A)
to fill up petitioner's trench and mine
shaft in Area B. In this estimate,
Forestry included 15% profit for Forestry
and 30% for overhead. Petitioners were
not granted a hearing on this post-trial
issue, and there was no evidence of
reasonableness of these charges to sup-
port the money judgment of $2,263.13
entered by the District Court and tacitly
upheld by the 9th Circuit.

Forestry is a statutory administra-
tive agency and is governed strictly by
the statute from which it derives its
existence. Mr. Justice Douglas has made
clear the importance of strict require-
ment for administrative action. He said
in New York v. U.S. I. C.C. et al., 342
U.S. 882:

14

"Unless we make the requirements
for administrative action strict
and demanding, expertise, the
strength of modern government,
can become a monster which rules
with no practical limits on its
discretion. Absolute discretion,
like corruption, marks the begin-
ning of the end of liberty."

Senator Hruska, the ranking member on
the Senate Judiciary Committee, and for-
mer Chairman of the Subcommittee on Ad-
ministrative Practice and Procedure,
said on the floor of the Senate, Febru-
ary 19, 1974 : (Congressional Record
Senate 1911):

*Power alters the prespective of
the persons who wield it, and par-
ticularly where agencies administer
large areas of public resources,
there is a tendency to create and
enlarge a Federal empire which is
inside the 50 States but really
independent of them,

"The temptation to consolidate that
empire by dispossessing citizens of
property rights lawfully acquired
under acts of Congress is a strong
one. To a zealous bureaucrat, the
project may appear a righteous
crusade, while the citizen screams
"Confiscation!*® The task of pre-
serving our kind of country, one
where a citizen's constitutional
rights are a reality, so that it
will not turn into a bureaucracy
where those rights have no meaning,
calls for the courts to check and
correct administrative abuse of
power,"

15

In Ernst & Ernst v. Hochfelder,
425 U.S. 185 (1976), the Supreme Court
said at page 213:

"The rulemaking power granted to an
administrative agency charged with
the administration of a federal
statute is not the power to make
law. Rather it is “the power to
adopt regulations to carry into
effect the will of Congress as
expressed by the statute." ' quot-
ing Manhattan General Equipment Co.
v.Commissioner, 297 U.S. 129, 134
(1936). Thus despite the broad
view of the Rule advanced by the
Commission in this case, its scope
cannot exceed the power granted to
the Commission by Congress under
§10 (b)."

In Ernst & Ernst, an agency was checked

by this Court in its efforts to enlarge

the effect of the statute by administrative
interpretation. Similarly, this Court
should check Forestry's attempt here to
expand its power beyond that intended by
Congress.

Chief Justice Holmes said concerning
constitutionally protected vested rights:
"When this seemingly absolute protection
is found to be qualified by the police
power, the natural tendency of human
nature is to extend the qualification
more and more until at last private prop-
erty disappears." Pennsylvania Coal Co.
v. Mahon, 260 U.S. 393.

Since World War II, copper has gone
up in price from 14 cents a pound to over
$l a pound. Overregulation causes short-
ages of supplies. It destroys economic

freedom. William E. Simon, economist
and former Secretary of the Treasury of
the United States, "A Time for Truth",
endorsed by Nobel prize winning econo-
mists Milton Freeman and F, A. Hayck,
McGraw Hill, New York 1978.

There is little good in protecting
the environment for the sake of a society
which fails to insist on fair treatment
for its citizens.

WHEREFORE, your petitioners pray
that this Honorable Court grant their
petition for writ of certiorari, con-
sider their case, and reverse the in-
junction and money judgement affirmed

below.
espectfully submitted,

7
William B, Murray
Attorney for Appellants
1610 Standard Plaza
Portland, Oregon 97204
Telephone: (503) 226-3819

INDEX TO APPENDIX

Page
Order denying Petition for
Rehearing, U.S. Court of
Appeals July 9, 1979 A-1l
Opinion of Court of Appeals
May 1l, 1979 A-2
30 U.S.C. §612 A-12
46 U.S.C, §551 A-14
16 U.S.C. §478 A-15
43 C.F.R. §3712.1 A-15
Testimony, Committee on Interior
and Insular Affairs hearing on
S-1713, S. Rept. No. 554, 84th
Congress, lst Session, 1955,
Pages 65, 66 A-16
U.S. District Court for Oregon
Findings of Fact and Conclusions
of Law March 7, 1977 Opinion A-19

U.S. District Court for Oregon
Final Judgment and Decree
May 25, 1977 A-36

IN THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA, )
Plaintiff-Appellee, ) No. 77-2580

Vv. ) ORDER
y---=-
NED N. RICHARDSON and poRoTHY ) [July 9, 1979]
M. RICHARDSON, husband and )
wife, )
Defendants~-Appellants. )

Before: WRIGHT and GOODWIN, Circuit
Judges and THOMPSON, District
Judge.

The panel as constituted in the above
case has voted to deny the petition for
rehearing. The circuit judges have voted
to reject the suggestion for rehearing en
banc.

The full court has been advised of
the suggestion for an en banc hearing,
and no judge of the court has requested
a vote on it. Fed. R. App. P. 35(b).

The petition for rehearing is denied
and the suggestion for a rehearing en banc
is rejected.

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA,
No.
Plaintiff-Appellee, 77-2580

vs. OPINION
NED N. RICHARDSON and DOROTHY
M. RICHARDSON, husband and
wife,

Defendants~-Appellants,

meee ee eee ee ee ee

[May ll, 1979]

Appeal from the United States
District Court for the District
of Oregon

Before: WRIGHT and GOODWIN, Circuit
Judges, and THOMPSON *, Dis-
trict Judge

THOMPSON, District Judge:

Some form of poetic justice may lie
in the fact that this action arose in the
Gifford Pinchot National Forest in the
State of Washington, named for a man who
was in the vanguard of conservationists
and environmentalists.

In 1970 the appellants, Ned and
Dorothy Richardson, filed notices of lo-
cation for six mining claims in the Wind

*The Honorable Bruce R. Thompson,
United States District Judge, District
of Nevada, sitting by designation.

River Ranger District. The claims were
Situated at the confluence of Slide Creek
and the East Fork of the Lewis River, an
area reforested after a destructive fire
some forty years ago. The area was
heavily used by campers and fishermen.

Appellants explored and prospected
their claims by use of heavy equipment
(a bulldozer and a backhoe) and by blast-
ing. Surface disturbance by bulldozing
of three separate areas affected approx-
imately 1.6 acres. Two trenches were
excavated, one approximately 75 feet by
65 feet by twelve feet deep; the other
approximately 300 feet by 100 feet by 15
feet deep. From the early days of these
activities forest rangers remonstrated
with the Richardsons respecting the ex-
cessive and unnecessary surface and en-
vironmental damage caused by their
methods of prospecting and suggested
core drilling as an alternative, but the
suggestions were not heeded. Ultimately
this action was filed to enjoin further
blasting and bulldozing and to restore
surface damage.

To place this case in proper per-
spective it should be said that these
were genuine prospecting activities con-
ducted at considerable expense (some
$40,000) for the purpose of developing
amine. The Richardsons used the methods
they deemed best for the purpose of re-
moving the overburden and uncovering the
ore body. Inasmuch as the prospect was,
at best, a low grade copper deposit, it
was essential to demonstrate the exist-
ence of a large body of ore for commer-
cially Feasible mining. The report of
the government's own expert geologist

states: "The prospect does justify
continued exploration which should be
designed to indicate the presence of
commercial grade ore..." The report
also stated:
"The goal of a successful explor-
ation effort on a deposit such as
this will be to delineate suffi-
ciently large tonnages of 0.6 -
0.8% copper equivalent rock which
would be amenable to open pit or
block caving mining methods,
Using the above grades as one
economic parameter, a minimum size
deposit of 30,000,000 tons would
justify probable production at
5,000 to 7,500 TPD. This size
deposit would represent a volume
block of 330,000,000 cu, ft. or
1,000' x 1,000* x 330' basic di-
mensions. The only acceptable
initial approach to exploration
of this type deposit would be core
drilling after performance of all
applicable surface geotechnical
Surveys. Small area excavations
are virtually meaningless for this
type of problem. Furthermore, the
large tonnage minimum production
rate requirement for ore of con-
centrator quality indicates that
small-scale production is totally
economically unacceptable. The
ASARCO smelter in Tacoma would not
accept the low-grade raw ore; only
clean contract-stipulated concen-
trates and/or adequate flux to meet
their environmental quality stand-
ards,"

Following a court trial during which
the district judge viewed the premises,
the Court entered its decree and found:

"1. This Court has jurisdiction
by virtue of 28 U.S.C. §1345,

"2. Stripping away overburden to
expose rockbed, particularly in the
initial exploration stages, is not
proper mining procedure, under the
circumstances shown by the evidence
in this case,

"3. Defendants" utitization of
blasting and bulldozing was destruc-
tive to the surface resources and
consequently not a reasonable method
of exposing subsurface deposits
under the circumstances shown by
the evidence in this case,

"4, Under the circumstances shown
by the evidence in this case, the
Forest Service may require the lo-
cator or an unpatented mining claim
on national forest lands to use non-
destructive methods of prosvecting.

"5. Defendants and their succes-
sors and agents, servants, employees
and attorneys, and those persons in
active concert or participation with
them are permanently enjoined from
conducting prospecting operations by
means of bulldozing or blasting on
the following mining claims located
in Sections 7, 8, 15, 17, 18 and 20,
Township 4 North, Range 5 E.W.M., in
Skamania County, Washington: Half
Penny, Silver Lode No, 1, Big Twinkle
Mine, Richardson Lodge Claim, Rich-
ardson Little Twinkle Mine, and Lucky
Strike.

"Plaintiff shall have judgment
against defendants Ned N. Richardson
and Dorothy M. Richardson jointly and
severally in the amount of $2,263.13
plus its costs and disbursements here-
sa.”

This case involves the interrela-
tionship of federal statutes concerning
the national forests and mining on pub-
lic lands, THEge are 30 U.S.C. S26,

30 U.S.C. §612 1/ 1g U.S.C. §5551,=

and 16 U.S.C. §478.3/ Since 1897 the
Secretary of Agriculture has had author-
ity under sections 478 and 551 of Title
16 to promulgate regulations concerning
the methods of prospecting and mining

in national forests; yet it was not
until 1974 that such regulations were
adopted. (35 C,R.T. Part 252). No

such regulations were in effect before
this lawsuit was commenced in November,
1973 and the forest rangers relied on
certain directives and guidelines issued
by the department and upon 30 U.S.C §612
for their authority to restrain the un-
warranted surface destruction of the
national forest.

The basic mining law of May 12,
1872 (17 Stat. 91) granted a locator
broad possessory rights. "The locators
of all mining locations...shall have the
exclusive right of possession and enjoy-
ment of all the surface included within
the lines of their locations..." (30 U.
S.C. §26). Before 1955 this broad grant
was consistently recognized so long as
the uses were incident to prospecting
and mining, In United States v. Rizzi-
nelli, 182 Fed 675 (D. Idaho 1910), the
establishment and maintenance of saloons
on an unpatented mining claim in the

forest reserve was held to he an indict-
able offense. The court said:

"The paramount ownership being
in the government, and it also
having a reversionary interest in
the possessory right of the locator,
clearly has a valuable estate which
it is entitled to protect against
waste and unlawful use."

Also, in Teller v. United States,
113 Fed. 273 (8th Cir. 1901), the defend-
ant was convicted of unlawfully cutting
and exporting timber from public lands
of the United States, including from an
unpatented mining claim. Upholding the
conviction, the Court of Appeals said,
in part:

"While his location so far segre-
gated and withdrew the land from
the public domain that no rival
claimant could successfully initi-
ate any right to it until his loca-
tion was avoided and his entry was
canceled (James v. Iron Co,, 46 C.C.
A. 476, 107 Fed 597, 603, and cases
there cited; Hatman v. Watten, 22 C.
C.A. 30, 76 Fed 157, 160; Pacific
Ry. Co. v. Dunmeyer, 113 U.S. 629,
> Sup. Ct. 3566, 28 L. Ed. 1122), it
gave him nothing but ' the right of
present and exclusive possession for
the purpose of mining. It did not
divest the legal title of the United
States, or impair its right to pro-
tect the iand and its product by
either civil or criminal proceedings,
from trespass or waste."

The foregoing statement was quoted with
approval by our court in United States v.

Nogueira, 403 F2d 816 (9th Cir. 1968)
where we upheld the right of the United
States to seek to enjoin the use of an
unpatented mining claim for a residence
wholly unrelated to any mining activity
whatsoever. Similarly, in United States
v. Etcheverry,230 F2d 193 (10th Cir. 1956),
the owner of unpatented mining claims was
held not entitled to lease the claims for
grazing of livestock - a use unrelated

to mining. See also: United States v.
Schultz, 31 F2d 763 (N.D.Cal. 1929).

It perhaps is not surprising that
the reported cases to this date concern-
ing the surface use of unpatented mining
locations have treated only the issue
of uses unrelated to prospecting and
mining. This is true even of the pre-
cedents since 1955, after the passage of
the Surface Resources Act of 1955, 69
Stat. 367, and particularly 30 U.S.C.
§612 (supra). Converse v. Udall, 262 F.
Supp. 583 (D. Ore. 1966), aff'd 399 F2ada
616 (9th Cir. 1967), cert. den. 393 U.S.
1025 (1969), arose out of an administra-
tive action by the Secretary against lo-
cators to establish control of the sur-
face resources (timber) on unpatented
mining claims. In United States v.
Toole,224 F. Supp. 440 (D. Mont. 1963)
the United States brought an action to
cancel mining locations and obtain dam-
ages for trespass. The court held that
a deposit of peaty material or peat
moss was not a valuable mineral locat- t
able under the mining laws and awarded
damages under 30 U.S.C.§612 to the United ’
States for the material removed. The
case of United States v. Curtis-Nevada
Mines, Inc., 415 F. Supp. 1373 (E. D.

Cal. 1976) involved the surface use of

unpatented mining claims located both

in the national forest under the juris-
diction of the Department of Agriculture,
and on public lands under the jurisdic-
tion of the Department of the Interior.
The court required the defendant to file
an operations plan for the unpatented
Claims located in the national forest
pursuant to 36 C.R.R. Part 252, but not
for the claims on lands under the juris-
diction of the Bureau of Land Management
which had promulgated no similar regula-
tion. The court also enjoined the de-
fendant from prohibiting or interfereing
with public use of the surface of the
claim for hunting, hiking, camping and
recreational activities "so long as
there is no interference with ongoing
Mining operations,”

The Surface Resources Act of July
23, 1955, 69 Stat. 367, 30 U.S.C. §611
et seq. (Footnote 1), must be relied
upon to uphold the decree of the District
Court in the present case, The year fol-
lowing its enactment, the Secretary of
the Interior promulgated regulations
(21 F.R. §7619, 43 C.F.R, §185.120 et
seq.). Section 185.122 of the regula-
tions (now renumbered and found as 43
Coksmas Sataas dk) = 4/ sets forth the Secre-
tary's interpretation of the statute in
relation to the surface use of unpatented
mining claims on public lands under the
jurisdiction of the BLM. A fair read-
ing of this regulation must lead to the
conclusions that insofar as BLM lands
are involved, any activity is permissible
which is directly related to mining or
prospecting,

A-10

These regulations do not, however
apply to national forest lands under
the jurisdiction of the Secretary of
Agriculture and in the instant case we
look to Title 30 U.S.C. §612 unaided
and unimpeded by administrative regula-
tion. The court observed in Curtis-Nev-
ada Mines, Inc., (supra) that the statute
is ambiguous and we must look to legis-
lative history for aid in interpretation.

Testimony taken in hearings before
the Committee on Interior and Insular
Affairs on §1713, a bill whose language
was identical to that adopted as 30 U,
S.C. §612, indicates that the Congress
was aware of _ the vroblem of excessive
bulldozing. 2

Further, in commenting on section
4(c) of 69 Stat. 368 (30 U.S.C. §612),
the House Committee considering the bill
stated:

"This language, read together
with the entire section, emphasizes
recognition of the dominant right
to use in the locator but strikes
a balance in the view of the com-
mittee, between competing surface
uses and surface versus subsurface
uses."

Section 612 speaks of “prospecting”,
"Mining" and uses "reasonably incident
thereto." It speaks of “the right of
the United States to manage and dispose
of the vegetative resources thereof and
to manage other surface resources thereof."
It limits such control so “as not to
endanger or materially interfere with

prospecting, mining... or uses reasonably

A-ll

incident thereto.” It also in subsec-
tion (c) precludes the exploitation of
surface resources by a locator "except
to the extent required for... prospect-
ing, mining...and uses reasonably inci-
dent thereto. (Emphasis suppliedO. Bear-
ing in mind that this admittedly ambigu-
ous restatement of the rights of mining
locators was intended to supersede and
modify the pre-existing recognition of
broad rights under 30 U.S.C,.§26 (dis-
cussed supra), we think the words we
have underlined in the quoted extracts
from the statute are the ones that point
the direction of the changes intended,
The findings of fact by the District
Court implement a correct interpreta-
tion of the statute, are supported by
the evidence, and cannot be faulted
under the standard prescribed by Rule
52(a) Fed. R. Civ. P.

Congressional policy as expressed
in the National Environmental Policy
Act of 1969 is aigo consistent with
this dispositon, —

In summary, we suggest that each
case of this kind is controlled by the
facts of each particular case, The
District Court in its findings emphas-
ized and reiterated the "circumstances
shown by the evidence in.this case,”
Here the locators did not have a mine,
they had a prospect, they were still
exploring, Their methods of explora-
tion were unnecessary and were unreas-
onably destructive of surface resources
and damaging to the environment. They
were warned and persisted, The judg-
ment of the District Court is affirmed.

A-12

FOOTNOTES

1/ 30 U.S.C. §612: Unpatented mining
claims,

(a) Prospecting, mining or proces-
sing operations,

Any mining claim hereafter located
under the mining laws of the United
States shall not be used, prior to
issuance of patent therefor, for any
purposes other than prospecting,
mining or processing operations and
uses reasonably incident thereto.

(b) Reservations in the United
States to use of the surface and surface
resources

Rights under any mining claim here-
after located under the mining laws of
the United States shall be subject prior
to issuance of patent therefor, to the
right of the United States to manage
and dispose of the vegetative surface
resources thereof and to manage other
surface resources thereof (except min-
eral deposits subject to location under
the mining laws of the United States},
Any such mining claim shall also be
subject, prior to issuance of patent
therefor, to the right of the United
States, its permittees, and licensees,
to use so much of the surface thereof
as may be necessary for such purposes
or for access to adjacent land; Pro-
vided, however, That any use of the
surface of any such mining claim by the
United States, its permittees or licen-
sees, shall be such as not to endanger
or materially interfere with prospecting,
mining or processing operations or uses
reasonably incident thereto: Provided
further, That if at any time the loca-
tor requires more timber for his mining
operations than is available to him

A-13

from the claim after disposition of
timber therefrom by the United States,
subsequent to the location of the claim,
he shall be entitled, free of charge,

to be supplied with timber for such
requirements from the nearest timber
administered by the disposing agency
which is ready for harvesting under

the rules and regulations of that agency
and which is substantially equivalent in
kind and quantity to the timber esti-
mated by the disposing agency to have
been disposed of from the claim: Pro-
vided further, That nothing in this
subchapter and sections 601 and 603 of
this title shall be construed as affect-
ing or intended to affect or in any way
interfere with or modify the laws of

the States which lie wholly or in part
westward of the ninety-eighth meridian
relating to the ownership, control,
appropriation, use and distribution

of ground or surface waters within any
unpatented mining claim,

(c) Severance or removal of timber

Except to the extent required for
the mining claimant's prospectiny, min-
ing or processing operations and uses
reasonably incident thereto, or for the
construction of buildings or structures
in connection therewith, or to provide
clearance for such operations or uses,
or to the extent authorized by the
United States, no claimant of any mining
claim hereafter located under the mining
laws of the United States shall, prior to
issuance of patent therefor, sever, re-
move, or use any vegetative or other
surface resources thereof which are sub-
ject to management or disposition by the

A-14

United States under subsection (b) of
this section. Any severance or removal
of timber which is permitted under the
exceptions of the preceding sentence,
other than severance or removal to pro-
vide clearance, shall be in accordance
with sound principles of forest manage-
ment.

2/16 : U.S.C. §551: Protection of
national forests; rules and
regulations

The Secretary of Agriculture shall
make provisions for the protection against
destruction by fire and depredations upon
the public forests and national forests
which may have been set aside or which
may be hereafter set aside under the
provisions of section 471 of this title,
and which may be continued; and he may
make such rules and regulations and es-
tablish such service as will insure the
objects of such reservations, namely to
regulate their occupancy and use and to
preserve the forests thereon from de-
struction; and any violation of the pro-
visions of this section, sections 473 to
478 and 479 to 482 of this title or such
rules and regulations shall be punished
by a fine of not more than $500 or im-
prisonment for not more than six months,
or both. Any person charged with the
violation of such rules and regulations
May be tried and sentenced by any United
States magistrate specially designated
for that purpose by the court by which
he was appointed, in the same manner
and subject to the same conditions as
provided for in section 3401 (b) to (e)
of Title 18,

3/ 16 U.S. C. §478: Egress or ingress
of actual settlers; prospecting

Nothing in sections 473 to 478, 479
to 482 and 551 of this title shall be
construed as prohibiting the egress or
ingress of actual settlers residing
within the boundaries of national for-
ests, or from crossing the same to and
from their property or homes; and such
wagon roads and other improvements may
be constructed thereon as may be neces-
sary to reach their homes and to utilize
their property under such rules and regu-
lations as may be prescribed by the Secre-
tary of Agriculture. Nor shall anything
in such sections prohibit any person from
entering upon such national forests for
all proper and lawful purposes, including
that of prospecting, locating and devel-
oping the mineral resources thereof.
Such persons must comply with the
rules and regulations covering such
national forests.

4/ 43 C.F .R. $3712.11

'(b) The locator of an unpatented
mining claim subject to the act is lim-
ited in his use of the claim to those
uses specified in the act, namely, pros-
pecting, mining or processing operations
and uses reasonably incident thereto.
He is forbidden to use it for any other
purpose such, for example, as for filling
stations, curio shops, cafes, tourist or
fishing and hunting camps. Except as
such interference may result from uses
permitted under the act, the locator of
an unpatented mining claim subject to
the act may not interfere with the right
of the United States to manage the vege-
tative and other surface resources of the

A-16

land, or use it so as to block access

to or egress from adjacent public land,
or use Federal timber for purposes other
than those permitted under the act, or
block access to water needed in grazing
use of the national forests or other
public lands, or block access to recrea-
tional areas, or prevent agents of the
Federal Government from crossing the
locator's claim in order to reach adga-
cent land for purposes of managing wild-
game habitat or improving fishing streams
so as tothwart the public harvest and
proper management of fish and game re-
sources on the public lands generally,
both on located and on adjacent lands,

5/ Testimony taken in hearings before
the Committee on Interior and Insu-
lar Affairs on S 1713:

MR. WOOZLEY. Under present uses, I
feel very definitely that some people
are taking advantage of using the sur-
face rights for purposes not incident
actually to mining,

SENATOR MILLIKIN. Give me examples,

MR. WOOZLEY,. They are stripping
the land in certain areas much more than
is necessary for their actual mining
operations, destroying the topsoil and
allowing the wind to blow the land around,
i s e e | e ‘ e e ® « e

SENATOR ANDERSON... We are having
an epidemic of bad erosion practices by
taking the bulldozers and just promiscu-
ously running them across the landscape,

ee Oe eS ae eee See Dee oe ee ee a

ee ee

oe em ES tart. - 8 a

A-17

SENATOR MALONE. Do you mean, Mr.
Woozley, that there is a great percent-
age of the area of these lands that is
being bulldozed in that connection?

MR. WOOZLEY. There is sufficient,
Senator, when you dig a hole on each
claim or use a bulldozer on each claim,
that it is setting up a terrific eros-
ion problem. The Federal Government
and the people using the range are
spending money to build and vegetate
these ranges, and, on the other hand,
they are being abused.

SENATOR MALONE. Would you stop
all this?

MR, WOOZLEY. We would have a much
better chance of stopping that under this
act than uder the existing laws.

SENATOR MALONE. I ask you, would
you attempt to stop it? Do you want to
stop it? |

MR. WOOZLEY. We would stop the
uses which are not necessary to explora-
tion.

SENATOR MALONE. What is he using
the bulldozer for? Is it not to find
out what is underneath?

MR. WOOZLEY. That is very question-
able. It is just to do his assessment
work, his necessary work. I do not think
it is doing anything to determine what
minerals are there, Senator,

SENATOR MALONE, Are we not then
amending the wrong law?

MR. WOOZLEY. No. I think this law
would do that. (Testimony of Mr.
Woozley, Director of the Bureau of Land
Management. page 65).

6/ The National Environmental Policy
Act of 1969 (NEPA) also indicated that
the Congress intended the various agen-
cies of government to take a greater
interest in environmental problems.
NEPA provides in part:

"The Congress authorizes and
directs that to the fullest extent
possible (1) the policies, regula-
tions and public laws of the United
States shall be interpreted and
administered in accordance with the
policy set forth in this Act,.."

43 U.S.C. §4321,

These policies as set forth in 42 U,S.
C. §4321 et seq. include a duty to;

"(1) fulfill the responsibilities
of each generation as trustee of
the environment for succeeding
generations.

"(2) assure for all Americans
safe, healthful, productive, and
aesthetically and culturally
pleasing surroundings,

"(3) attain the widest range of
beneficial uses of the environment
without degradation risk to health
or safety or other undesirable and
unintended consequences,,,.

"The Congress recognizes that
each person should enjoy a health-
ful environment and each person has

oe i RNS a eC

A-19

a responsibility to contribute to
the preservation and enhancement of
the environment.”

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON

UNITED STATES OF AMERICA,

Civil No,

Plaintiff, ,
73-895

NED N, RICHARDSON and

)
)
)
)

vs. )
)
FINDINGS OF
)

DOROTHY M.,. RICHARDSON , FACT AND
husband and wife, CONCLUSIONS
) OF LAW

Defendants. ) [March 7, 1977]

This case came on for trial on March
31, 1975 before the court without a jury,
the Honorable James M. Burns presiding.
The issues were duly tried and the court
rendered its oral decision

IT IS ORDERED AND ADJUDGED that the
court's oral ruling, which has been tran-
scribed and is attached hereto, is incor-

porated by reference herein and shall con-.

stitute findings of fact and conclusions
of law pursuant to Rule 52 FRCP.

Dated this 7 day of March, 1977.
/s/ James M. Burns

United States District
Judge

COURT's OPINIONS

BEFORE:
The Honorable James M. Burns, United
States District Court Judge.

APPEARANCES:

Mr. Jack Collins, Assistant United
States Attorney, representing the
Government;

Mr. William B. Murray, Attorney, repre-
senting the defendants.

THE COURT: U.S. v. Richardson.

In this case, the Government is seek-
ing to enjoin the defendants from pros-
pecting on Forest Service land in a manner
which the Government claims is unreason-
able and which it claims has resulted in
destriction of various environmental and
scenic values on the lands affected,

The validity of the mining claim it-
self is not at issue. Specifically, the
Government seeks relief by way of an in-
junction forbidding defendants from blast-
ing, bulldozing, and otherwise acting in
an unreasonable manner.

The Government also requests an in-
junction requiring defendants to restore
certain of the areas to their previous
condition. And the Government in addition
asks for an award of damages as well,
based upon its claim that it would suffer

monetary damages by virtue of timber re-
moval.

The case was tried to the Court over
the defendants' objection. Defendants
contending that they were entitled to a
jury trial.

The testimony was taken and it was
agreed by all concerned that a view of
the premises might be helpful. And in
this regard I should state that I am
going to omit largely a description of
the specific components of the claim as
far as location with respect to trails,
roads and geographical points, And I
am going to omit a historical descrip-
tion of the sequence of the events be-
cause these are not really in dispute.
The times when the claims are commenced
and the like and they are set forth ra-
ther clearly in the exhibits; largely
the exhibits of the memos by the Forest
Service personnel and I think it's un-
necessary to extend the length of this
oral opinion for that purpose.

The view was scheduled for early
May of 1975. A group of us traveled to
the site of the claim. In the group
there was Mr. Moore of the Forest Ser-
vice, Mr. Collins of the U.S. Attorney's
Office who was filling in for Mr. Ham-
mersly who tried the case, Mr. Mike
Moran, who had appeared earlier as a
witness, geological expert witness for
the defendants, and Mr. Carl Crain, then
a law student who was acting as an in-
tern and clerk for me,

At the site we met Dr. Grant who was
plaintiff's geologist that testified at
the trial.

The view occupied about three quar-
ters of an hour during which time all of
us. inspected each of the four areas dis-
cussed at the trial, A, B, C, D. In ad-
dition, certain conversations were had
with both Dr. Grant and Mr. Moran con-

cerning various objects and conditions
pointed out at the site of the mining
claim.

Mr. Murray, who tried the case for
the defendants, asked to be excused from
attendance at this view because of a con-
flict in his schedule. But I wish to
make it clear that insofar as there was
any questioning which went on, it was sim-
ply questions asked of Mr. Moran and Dr.
Grant as to specific areas and locations
and the like. There was no testimony
taken in the sense that is normally thought
of.

As to Area D where the claim was
made that damage occurred by virtue of
defendant drilling, very little needs to
be given to this. This was a site at the
westernly most portion of the premises
where minimal damage occurred in the bank
at the site opposite of the east fork of
the Lewis River. The bank abuts the road
as the road immediately abuts the river.
Some material slid down onto the road and
some material was moved over on the river
side of the road. Any of the material
that had come in contact with the stream
had, of course, long since washed away.
Any relief, if any, to which the Govern-
ment would be entitled in this area would
simply be any further drilling activity
at that particular site should occur only
after appropriate consultation with the
Forest Service so as to insure against
future damage to the road itself or to
any fill material spilling over into the
river.

It is apparent that given the superb
cleanliness of the stream, whatever inter-

hehe ie ~~ eet ee wd

Ne asada La Sa. ame al aes

OO Dt toe ete bk Pete, ee ee 2

ference there was at the time has long
Since vanished and the damage was mini-
mal and short-lasting.

Area A, the site nearest Slide Creek
and adjacent to the cabin is not present-
ly being worked and need not detain us
further.

Area C and B are according to the
view the serious incursions upon the
landscape. Each reveals substantial re-
moval of vegetation or top soil. The
top soil being minimal in the area be-
cause of the underlying geography.

Site B consists of an area about
seven-tenths of an acre near the bank of

the east fork of the Lewis River. It con-

tains two holes drilled approximately
twenty feet deep near the center of the
excavation. The general excavation re-
veals as much as five, six feet of the
ground was bulldozed off. It is a ugly
scar on the landscape indeed.

Area C is a bullcozing area near an
old Forest Service road that travels gen-
erally in a northerly direction on the
east side of Slide Creek. A smaller area
is involved here. But the huge and ugly
gash left near the edge of the road ex-
tended perhaps one hundred feet in length
and as much as eight to ten feet in depth
and about twelve feet in width. I con-
clude that the method used in Areas B and
C are grossly inappropriate as the way to
and in which to pursue otherwise a valid
prospective claim.

I am persuaded by the Government's
evidence that core drilling would be much
more appropriate and, indeed, would be

A-24 |

more efficient and less expensive. It
would result in minimal disruption of

the forest land area and keep that loca-
tion as attractive as it is to those who
visit our forest land for scenic, environ-
mental and esthetic enjoyment.

The Government claimed destruction
of timber at Area C by virtue of spilling
some of the excavation material over on
the bank and burying some tree trunks
with as much as perhaps three, four feet
of fill dirt. I conclude, based largely
on my view of the premises, that the dam-
age to trees in this area which the Gov-
ernment assets has not been proved--simi-
larly with respect to timber which has
been removed from Area B, the Government
introduced evidence from a timber spe-
cialist purporting to establish a dollar
value of timber removed,

I conclude that the Government has
failed needed burden of proof in this
respect and hence its claim for money
damages for removal of timber has not
been met.

Throughout their numerous discus-
sions with the defendants, Forest Service
personnel advocated the use of core drill-
ing or some other method of prospecting :
which would reveal the same or superior
information while causing less destruc-
tion to other resources and the esthetic
appearances of the area. During the past ;
several decades, alternatives to blasting
and bulldozing, such as core drilling,
have enjoyed the benefits of technologi-
cal advancement. It is now possible to
explore land containing large low grade
subsurface deposits without disturbing
the overlying soil or vegetation or with-

out disturbing all but a small part of
it. The use of something like a core
drill would have provided defendants
with more information in less time at
less expense than the environmentally
destructive methods which they were
using. These nondestructive methods of
prospecting have so completely outmoded
defendants’ methods, used by the defend-
ant, that I find and conclude it is no
longer standard procedure to strip away
the overburden to expose the bed rock,
especially during the initial explora-
tion stage in which defendants were
engaged.

In light of modern environmental
concerns for proper surface drainage,
prevention of erosion, and the esthetic
appearance of our National Forest lands,
the removal of overburden in this de-
structive manner is grossly inappropriate.
Therefore, I find and conclude and hold
that defendants’ utilization of blasting
and bulldozing was unreasonable, direct-
ly in Areas C and B, was unreasonable
under the circumstances.

Having so concluded, I must now de-
termine whether the Forest Service has
the authority to regulate prospecting
methods within the National Forest. Since
this question tends to be, perhaps if not
a first impression almost a first impres-
Sion, it perhaps will be helpful to trace
the power that controls such activities
on public lands from its Constitutional
source.

The Constitution provides that Con-
gress shall have the power to dispose of
and make all needful rules and regula-
tions respecting the territory or other

A-26

property belonging to the United States.
In mentioning what I did a few minutes
ago, I intended to omit citations not
only to cases but the Constitutional pro-
visions as well. Though I mention that
is from Article IV, Sec. 3.

This grant of Constitutional author-
ity enables Congress to exercise unlimited
legislative power over the public domain
and to limit the disposition of that do-
main to a manner consistent with its use
of public policy. Alabama v. Texas,
United States v. City and County of San
Francisco. It also enables Congress to
control, in the same manner as any indi-
vidual proprietor, the use of public lands,
prevent the waste thereon of valuable pub-
lic resources, abate nuisances and exer-
cise all of the other property rights
which are normally afforded to private
individuals. Alabama v. Texas, Fred Light

v. United States, Camfield v. United States.

The needs of a young, rapidly expand-
ing country first prompted Congress to
exercise its power to dispose of natural
resources. The act of May 10, 1872, was
enacted to promote the development of the
mining resources of the United States by
encouraging private individuals to assume
the hazards of searching for and extract-
ing valuable minerals. United States Ex
Rel U.S. Borax Company v. Ickes, United
States v. Rizinelli. Except as otherwise
provided, all valuable mineral deposits
in lands belonging to the United States
shall be free and open to exploration and
purchase, and the lands in which they are
found to occupation and purchase under
regulations provided by law. 30 USC 22.

ee

ek eens DOE ne

Pa ee ee ee eee

mm secetek

‘a eat

At that time the United States en-
joyed a seemingly unlimited bounty of
natural resources and the destruction
of surface resources which accompanied
uncontrolled mining activity was a slight
burden to bear_in relation to the benefits
arising from continued national growth
and westward expansion. However, it soon
became apparent that our national resour-
ces were not unlimited and that steps
would have to be taken to preserve those
resources for future generations, Thus
the act of March 3rd 1891, authorized
the President of the United States to set
apart and reserve certain public lands
as National Forests.

The purpose of this act was to pre-
serve the remaining forests on public
lands from depredation and destruction
through complete administration and con-
trol by the Government.

Through the act of June 4, 1897,
Congress specifically defined the pur-
poses for which National Forests were to
be established under 16 USC 471. These
were the improvements and protection of
the forests within the boundaries of the
National Forests, the preservation of
favorable conditions for water flow, and
the maintenance of a continuous supply
of timber for the use of the people.

During the Twentieth Centure, the
United States continued to grow in popu-
lation although the geographical limits
of the lower forty-eight states had been
established. The urbanization of America
made forest lands increasingly important
for recreational activities.

Congress in response to the changing
needs of the country, enacted the Multi-
ple Use-Sustained Yield Act of 1960. [1955]
Through this act outdoor recreation and
the preservation of range, timber, water-
shed, wildlife and fish were added to the
purposes for which a National Forest
would be established.

Thus Congress, through the mining
laws, has exercised its power to dispose
of public property by encouraging the
development, by private individuals, of
mineral resources located on public
lands. On the other hand, it has also
exercised the power vis-a-vis public
property too by authorizing the reserva-
tion of National Forests for the purpose
of preserving the surface resources lo-
cated within their boundaries, Since
the development of mineral resources
usually or sometimes is not compatible
with the preservation of surface resour-
ces, one must explore the relationship
between the rights conveyed under the
mining laws and the restrictions imposed
on users of the National Forest. It is
clear that the entrance upon forest lands
for any legal purposes including pros-
pecting, locating and developing mineral
resources is not prohibited. 16 USC 478,
But, as previously noted, mineral deposits
in lands belonging to the United States
are only open to exploration and the
lands in which they are found to occupa-~
tion, to the extent that such activity is
not prohibited. 16 USC 22.

The location of a valid mining claim
bestows upon the locator the right to
present possession for the purpose of
prospecting and mining, but it does not
divest the legal title of the United States
or impair its right to protect the land

a er lng

A-29

from trespass or waste, U,S. v, Etche-
verry, United States v, Rizinelli, Teller
v. United States. “Those pedple who seek
to locate, prospect and develop mineral
resources on National Forest lands must
comply with the rules and regulations
covering the National Forest. 16 USC 478.

Before reaching the specific rules
and regulations which apply in this pres-
ent case, the Court should determine which
Governmental agency has the authority to
impose and enforce such rules and regula-
tions. In order to effectuate the pur-
poses behind reservation of public land
as National Forest, Congress, through
the Act of June 4, 1897, delegated to
the Secretary of the Interior the author-
ity to make rules and regulations. Sub-
sequently, Congress determined that the
Secretary of Agriculture could more ef-
fectively manage surface resources within
National Forests. Consequently, the Act
of February 1, 1905, this act transferred
to the Secretary of Agriculture the fore-
going authority along with that to exe-
cute all laws affecting public lands re-
served under the provisons of 471, ex-
cepting certain lands as mentioned. 16
USC 472.

As a result of this later act, the
Secretary of the Interior retained the
authority to regulate the location of the
mining claims, their nature and classes,
assessments and mineral patent applica-
tions while the protection of nonmineral
surface resources became the responsi-
bility of the Secretary of Agriculture.
This delegation of authority to the Secre-
tary of Agriculture is a significant one
and should be construed in a manner that
will insure protection of the National

A-30

Forests. United States v. Shannon.
Further, the valid location of a mining
claim does not, in itself, withdraw the
land embraced within the claim from the
jurisdiction of the Secretary of Agri-
culture. United States v. Rizinelli.
Therefore, the rules and regulations
issued by the Secretary of Agriculture
pursuant to 551 should be enforced by
the courts as long as they tend to pro-
tect National Forest lands and faith-
fully preserve the interests of the
people in those lands, As a part of the
Department of Agriculture, the Forest
Service may properly regulate the occu-
pancy and use of the National Forests.

In this case, the Court need not
be concerned with specific rules which
may have been promulgated by the Forest
Service because Congress, through the
Multiple Surface Use Act of 1955, has
taken action to define the respective
rights of a prospector and the Govern-
ment. This Court need only determine
whether defendants have violated that
statute. The Multiple Surface Use Act
of 1955 is found at 30 USC 612.

In construing that separate pro-
vision of 612, this Court should give
the statute, the most harmonious and
comprehensive meaning possible in light
of its legislative policy and purpose.
The purpose of this section was to limit
the use, or misuse, of surface resources
by mining claimants prior to the issu-
ance of a patent. Converse v. Udall.

A review of the legislative his-
tory of this section reveals a Congres-
sional recognition of the need for a
balancing between competing surface and

haae

subsurface demands. This balancing
process has become even more important
Since the passage of the National En-
vironmental Policy Act of 1969, 42 USC
4331(a) and following.

Congress further affirmatively de-
clared that each person has a responsi-
bility to contribute to the preservation
and enhancement of the environment. Sub-
section (c) 4331, To the fullest extent
possible, the policies, regulations and
public laws of the United States should
be interpreted in accordance with the
policies set forth in the National En-
vironmental Policy Act. Therefore, this
Court should avoid any decision which
would frustrate the objectives of 4331.

In any situation involving several
noncompatible and competing uses for a
given parcel of land, a determination
must be made regarding which of those
uses, or which combination of uses, would
result in the highest net social benefit.
Obviously, in order to ascertain the par-
cel's value as mineral producing land,

a certain amount of exploratory work
must be done to establish its mineral
content. Thus, an absolute prohibition
on prospecting in a given parcel would
require strong countervailing considera-
tions.

But, the instant case does not in-
volve such an absolute prohibition. De-
fendants were requested to use an alter-
natuve method of prospecting which would
have lessened their activities’ impact
on environment and surface resources while
producing superior information at a
lower cost.

This Court has determined that
defendants’ destruction and removal of
surface resources on the mining claim
far exceeds that which was required to
perform prospecting activites. Although
traditional cases involving the unlawful
use of mining claim differ from the
present one in that they were concerned
with the use of National Forest for ob-
viously illegal activities such as oper-
ating a saloon in the Rizzinelli case,
grazing cattle in the Etcheverry, or
removing and selling timber in the Teller,
case, the underlying nature of the issues
they dealt with are the same, it seems
to me, as those this Court now faces.

The essence of those cases is the appro-
priation of valuable public resources
for the use and benefit of private indi-
viduals.

In the present case, defendants have
not sold any timber or grazed cattle, Or
operated a saloon. They simply des-
troyed timber and other surface resources.
However, as in the traditional cases,
public resources have been converted for
private benefit by a person who did not
have the right to so convert them. The
public has suffered the loss of these
resources and defendants have derived, or
thought they were deriving, an economic
benefit in the form of reduced prospect-
ing costs. Thus, the essence of both the
traditional cases and the present one is
the unlawful appropriation of public
resources for private benefit.

In light of these broad concerns for
the environmental impact of resource ex-
ploration, defendants responsibility to
contribute to the preservation of the
environment, and the provisions of 30 USC
612, it would be unreasonable to interpret

A- 33

the latter act as permitting unrestrained
and unnecessary surface destruction by a
prospector on a mining claim. Therefore,
this Court finds and holds that the Forest
Service may properly require the locator
of an unpatented mining claim to use non-
destructive methods of prospecting when,
as in the present case, the methods being
used cause unnecessary or unreasonable
destruction to surface resources and the
environment in which they exist, In cases
such as the present one, it cannot be said
that this type of regulation by the For-
est Service falls outside of its authority
to manage the surface resources of a Na-
tional Forest or that it endangers or ma-
terially inteferes with the locator's
right to prospect his claim.

I am satisfied and persuaded that
the Government is entitled to injunctive
relief with respect to those areas in-
volved insofar as the defendants would
otherwise propose to continue their opera-
tions of a prospecting nature by blasting
and bulldozing. These are clearly de-
structive of important forest values and
in light of the evidence, unnecessary as
well as being more expensive and simpler,
less destructive alternative means. Ac-
cordingly, therefore, I propose to issue
an injunction against defendants with
respect to bulldozing and blasting. As
may be jointly agreed upon by the parties
themselves, subject to ratification by
the Court. So I find and conclude that
the plaintiff is entitled to a prohibi-
tory injunction as prayed for,

The subject of the mandatory injunc-
tion demanding defendants to restore the

a-34

area is much more difficult. Among
other things, this requires the Court
to maintain some appropriate study and
scrutiny in the matter over which the
restoration occurs. Frankly, I simply
do not have time to go out there and
study that.

I conclude after much hesitation
and weighing all of the equities care-
fully in exercising my broad discretion,
which a Chancellor has in equity in grant-
ing injunctive relief, I conclude that
such a restorative injunction is unneces-
sary except possibly at Site B. One of
the problems, of course, with restora-
tion at that site is the general absence
of appropriate top soil in the immediate
area. Bulldozing could achieve some
restoration but to effect this change,
it would bring about--but to effect the
change which would bring about any pleas-
ant visual aspect to the scene would
necessarily require depositing consider-
able amounts of top soil over the re-
stored area and this means that it has
to be brought in over a considerable
distance. I do not believe that a res-
torative injunction is appropriate for,
certainly, not for Site A and D and not
also for Site B. Under these circum-
stances, I exercise my discretion to
withhold any granting of mandatory in-
junctive relief for a period of one
hundred twenty days. During that time
I urge the parties to attempt to work out
a compromise solution whereby through
their joint efforts reasonable quantities
of soil may be obtained and deposited
over area B in a cooperative fashion, If
the parties are unable to agree during
that period of time, then I will give
further consideration to issuance of a

no” 35

mandatory injunction of some sort with
respect to restoration of Area B, Area
B as in boy. I reject any requirement
for a restorative injunctive relief with
respect to the other three areas and I
reject the claims of the Government with
respect to award of monetary damages,

As previously mentioned, these
remarks when transcribed will be treated
as findings and conclusions pursuant to
Rule 52.

I believe that concludes the matter
here this morning,

MR. COLLINS: Would you like us to
submit a final form of order?

THE COURT: I suggest with respect
to the proposed form or order you wait
until the transcript has been prepared
and filed. And then I suggest you attempt
to agree upon a proposed form of order
covering everything but the mandatory
injunctive phase with respect to Area B,
If you can't work it out within one hun-
dred twenty days, then I will have to see
what remains.

Mr, Murray, could you work with Mr.
Rifenberg and Mr. Collins in attempting
to prepare a form of order?

MR. MURRAY: Yes. I can, Your Honor.

THE COURT: Thank you,

Defendants served and filed April 4,
1977, Defendants’ Motion for Supplemental
Findings of Fact, supported by Transcript
references, R 52-54,

On May 25, 1977, the Court rejected
these tendered findings and defendants’
objections to the decree proposed by the
Forest Service. R 56,

A- 36

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON

UNITED STATES OF AMERICA,)
) . Ciwili Mo.
Plaintiff, ) 73-895
)
Vv. ) FINAL JUDGMENT
) AND DECREE
NED N. RICHARDSON and )
DOROTHY M. RICHARDSON, )
husband and wife, )
)
)

May 25, 1977

Defendants,

This Court has made and filed Find-
ings of Fact and Conclusions of Law with
respect to plaintiffs’ Complaint for pro-
hibitory injunction, restorative injunc-
tion and award of damages. A Final Judg-
ment and Decree in accordance with this
opinion is entered in favor of the plain-
tiff and against the defendants as fol-
lows:

IT IS ORDERED, ADJUDGED AND DECREED:

1. This Court has jurisdiction by
virtue of 28 U.S.C. 1345.

2. Stripping away overburden to ex-
pose rockbed, particularly in the initial
exploration stages, is not proper mining
procedure, under the circumstances shown
by the evidence in this case.

3. Defendants' utilization of blast-
ing and bulldozing was destructive to the
surface resources and consequently not a
reasonable method of exposing subsurface
deposits under the circumstances shown by
the evidence in this case.

A- 37

4. Under the circumstances shown
by the evidence in this case, the Forest
Service may require the locator of an un-
patented mining claim on national forest
lands to use nondestructive methods of
prospecting.

5. Defendants and their successors,
and agents, servants, employees and attor-
neys, and those persons in active concert
or participation with them, are perman-
ently enjoined from conducting prospect-
ing operations by means of bulldozing or
blasting on the following mining claims
located in Sections 7, 8, 15, 17, 18 and
20, Township 4 North, Range 5 E. W.M, in
Skamania County, Washington, Half Penny,
Silver Lode No. 1, Big Twinkle Mine,
Richardson Lode Claim, Richardson Little
Twinkle Mine, and Lucky Strike.

6. Plaintiff shall have judgment
against defendants Ned N, Richardson and
Dorothy M. Richardson jointly and severally
in the amount of $2,263.13 plus its costs
and disbursements herein.

Dated this 25th day of May, 1977,

/s/ James M, Burns
United States District Judge

Presented by:

/s/ Jack Collins

JACK COLLINS

First Assistant United States
Attorney

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_1056%3A1. Public record. Not legal advice.
