# Petition — Barraza v. Georgia

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1979
- **Citation:** 444 U.S. 951

## Text

SEP 17 \979

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In the Supreme Court of the United States

OCTOBER TERM, 1979

No. EQ mA 4 5

ANTHONY BARRAZA,
Petitioner,
vs. GEORGIA
EPR OF ERTOT
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
GEORGIA COURT OF APPEALS

JOHN C. SWEARINGEN, JR.
BEN B. PHILIPS
233 12th Street - Suite LL1
P. O. Box 2808
Columbus, Georgia 31901
(404) 323-6461
Attorneys for Petitioner

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E. L. MENDBENBALL, INc., 926 Cherry Street, Kansas City, Mo. 64106, (816) 421-3030

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Constitutional Provisions Involved .........................--0---+---
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Reasons for Granting the Writ ............. SON eee

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Appendix A—Opinion of the Court of Appeals of
I I cs candtcancacesesesaveccncecscocers

Appendix B—Order denying Petition for asa
dated April 30, 1979 ...........................

Appendix C—Denial of Application for Writ of Certio-
rari in the Supreme Court of Georgia .....................-..----

Authorities Cited

CASES

Beasly v. United States, 491 F.2d 687 (6th Cir. 1974) ....

Crowley v. State, 141 Ga. App. 867, 234 S.E.2d 700
SE RERTRTSAG SRSE R e

Dotson v. State, 144 Ga. App. 113, 240 S.E.2d 238
EEE ESAS SS ETERS RENEE TEISER VRS OY OS ee

Ellis v. Oklahoma, 430 F.2d 1352 (10th Cir. 1970) ..........
Gideon v. Wainwright, 372 U.S. 335 (1963) ....................
Glasser v. U.S., 315 U.S. 60 (1942) .......................cceccnceeceee
Hoard v. Wiley, 113 Ga. App. 328, 147 S.E.2d 782 (1966)
In re Winship, 397 U.S. 358 (1970) ...0.2.......eeeeeeeeeeeeeeeeeees

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MacKenna v. Ellis, 280 F.2d 52 (5th Cir. 1960), Cert.

ey Bs SRR noe ne NOR 9
McMann v. Richardson, 397 U.S. 759 (1970)... 4-5
Moore v. United States, 432 F.2d 730 (3rd Cir. 1970) .... 9
Mullaney v. Wilbur, 421 U.S. 684 (1975) 00 9
Pitts v. Glass, 231 Ga. 638, 203 S.E.2d 515 (1974) ........ 5
Powell v. Alabama, 287 U.S. 45 (1932) 0000. 4
Reece v. Georgia, 350 U.S. 85 (1955) 2... eee ene 4
Reid v. State, 235 Ga. 378, 219 S.E.2d 740 (1975) .......... 7
United States v. Yanishefsky, 500 F.2d 1327 (2nd Cir.

PIE hin nhisishsssts ahs necbidoantg ainda eecieaaeasousbuackuetbaah vod 8-9
United States ex rel. Williams v. Twomey, 510 F.2d 634

(7th Cir.), Cert. denied, 423 U.S. 876 (1975) ........... ere

OTHER AUTHORITIES

Sixth Amendment to United States Constitution .......... 2,8
Fourteenth Amendment to United States Constitution 2
Georgia Code Annotated §26-1802 2.0... cece 3

Georgia Code Annotated §26-1812 -............. cy

In the Supreme Court of the United States

OCTOBER TERM, 1979

ANTHONY BARRAZA,
Petitioner,
Vs.

UNITED STATES OF AMERICA,
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
GEORGIA COURT OF APPEALS

Petitioner Anthony Barraza prays that a writ of certio-
rari be issued to review the judgment of the Georgia
Court of Appeals. i

OPINION BELOW

The published opinion of the Court of Appeals is ap-
pended to this Petition as Appendix A and is cited as
Barraza v. State, 149 Ga. App. 738, 256 S.E.2d 48 (1979).

JURISDICTION

The opinion of the Georgia Court of Appeals was
entered on April 9, 1979. Petitioner’s petition for rehear-
ing, timely filed, was denied on April 30, 1979. This order
is appended to this petition as Appendix B. Petitioner’s

2

application for certiorari to the Georgia Supreme Court
was denied June 20, 1979. This order is appended to
this petition as Appendix C. The jurisdiction of this court
is invoked pursuant to 28 U.S.C. §1257(3).

QUESTIONS PRESENTED

1. Whether the petitioner’s right to the effective assis-
tance of counsel as guaranteed by the due process clause
of the Fourteenth Amendment and the Sixth Amendment
of the United States Constitution has been denied in that
Petitioner’s counsel failed to object to testimony concerning
the basic element of “value” which was legally insufficient
to support a conviction for a felony and because said
issue was not raised by counsel on appeal.

2. Whether Petitioner’s rights under the due process
clause of the Fourteenth Amendment were denied when
the State of Georgia did not prove the elements of Theft
by Taking (felony) beyond a reasonable doubt in that
the element of “value” was not shown to exceed the amount
required by statute to support a felony conviction.

CONSTITUTIONAL PROVISIONS INVOLVED

The Fourteenth Amendment to the United States Con-
stitution provides in pertinent part:

Nor shall any State deprive any person of life,
liberty, or property, without due process of law; ...
| The Sixth Amendment to the United States Constitu-

tion provides in pertinent part: |

In all criminal prosecutions, the accused shall . . .
have the Assistance of Counsel for his defense.

STATEMENT OF THE CASE

This cause was initially tried before a jury in the
Superior Court of Muscogee County, Georgia on August
22, 1978. The Defendant was found guilty of theft by
taking pursuant to Ga. Code Ann. §26-1802 and sentenced
to serve three years in the penitentiary.

Following said conviction and sentence, Petitioner ap-
pealed his judgment of conviction and sentence entered
thereon to the Court of Appeals of the State of Georgia,
said appeal being denied in the case of Barraza v. State,
149 Ga. App. 738 (1979).

Petitioner timely filed a Motion for Rehearing on April
18, 1979, said Motion being denied on April 30, 1979.

Petitioner then filed an Application for Writ of Certio-
rari in the Supreme Court of Georgia on May 28, 1979.
This Application was denied on June 20, 1979.

STATEMENT OF FACTS

(a) On or about March 9, 1978, an empty gray cash
register was stolen from a restaurant in Columbus, Georgia.
A restaurant employee testified that she saw the Petitioner
and another man lifting a cash register into the van of
co-defendant Rodrigo Sewell near closing time (T-12-14).

(b) The co-defendant, Sewell, testified that he was

‘the driver of the van and that a third man came out

of the restaurant carrying the cash register and yelling
for help. Sewell then testified that the Petitioner got
out of the van and assisted the third man in loading
the cash register into the van (T-57, 58). Sewell stated
that there had been no prior discussions with the Petitioner

4

or the third man about taking the cash register. After
the three men were inside the truck, Sewell testified,
“We told him he was crazy, he shouldn’t have done it.
That’s what we told him.” (T-58).

(c) The owner of the restaurant testified that he
had a cash register in both the lounge and the restaurant
and that the cash register was taken from the restaurant
which was closed. When questioned concerning the value
of the cash register, Mr. Collazo (the owner) testified,
“Well, I think it was worth about $200.00.” (T-56).

(d) The co-defendant, Rodrigo Sewell, pled guilty
to theft by taking and received a misdemeanor sentence
on October 5, 1978 (R-5). Petitioner’s trial for theft by
taking occurred on August 22, 1978 and he was convicted
and sentenced on the same day. Petitioner was sentenced
for a felony and received three years in the penitentiary
(R-5).

REASONS FOR GRANTING THE WRIT

The instant Petition relates to standards for determin-
ing whether counsel is effective in a given case. Petitioner
submits that his right to effective assistance of counsel
has been denied regardless of the applicable standard.

It has long been recognized that the right to counsel
is the right to the effective assistance of counsel. See
Gideon v. Wainwright, 372 U.S. 335 (1963); Powell v.
Alabama, 287 U.S. 45 (1932); Reece v. Georgia, 350 U.S.

85 (1955) ; Glasser v. U.S., 315 U.S. 60 (1942).

However, this Honorable Court has not explicitly de-
fined what is meant by “effective assistance of counsel”
although it has provided us with some general language
concerning this grave issue. In McMann v. Richardson,

5

397 U.S. 759 (1970), it was stated that a defense attorney
must act

“within the range of competence demanded of attor-
neys in criminal cases. . . . defendants facing felony
charges are entitled to the effective assistance of com-
petent counsel. Beyond this, we think the matter
for the most part, should be left to the good sense
and discretion of the trial court with the admonition
that if the right to counsel guaranteed by the Constitu-
tion is to serve its purpose, defendants cannot be left
to the mercies of incompetent counsel, and that judges
should strive to maintain proper standards of perfor-
mance by attorneys who are representing defendants
in criminal cases in their courts.” 397 U.S. at 771.

The Georgia Supreme Court has stated that the effec-
tiveness of counsel cannot be measured only by the results
of a criminal trial or appeal, but only on the “reasonable
effectiveness” of counsel at the time services were ren-
dered. Pitts v. Glass, 231 Ga. 638, 203 S.E.2d 515 (1974).
This does not mean errorless counsel, and not counsel
judged ineffective by hindsight, but counsel reasonably
likely to render and rendering reasonably effective assis-
tance. MacKenna v. Ellis, 280 F.2d 592, 599 (5th Cir.
1960).

A careful examination of the record below shows that
the Petitioner was ineffectively represented at both the
trial and Appellate levels. Petitioner’s counsel failed to ob-
ject to opinion testimony as to the value of the stolen cash
register when the restaurant owner testified, “Well, I think
it was worth about $200.00” (T-6). Although this testi-
mony may show that the cash register had some value, it
was legally insufficient to support a felony conviction for
theft by taking.

6

The Georgia law on this point was clearly stated in
Dotson v. State, 144 Ga. App. 113, 240 S.E.2d 238 (1977).

“2. The value of the pistol was alleged to be in excess
of $100. The police officer testified that while he was
unfamiliar with current prices, the value of the pistol
was in the ‘neighborhood of $200’; and that he pur-
chased it three years ago for $160. There was no other
evidence of value. This testimony was admitted with-
out objection. In Hoard v. Wiley, 113 Ga. App. 328,
147 S.E.2d 782, it was held that an owner of property
may not testify as to his opinion of the value of the
property without giving his reasons therefor and an
opinion as to value based solely on cost price is in-
admissible in evidence as it has no probative value;
and if admitted without objection it cannot support a
verdict. This testimony thus is insufficient to autho-
rize a finding that the value of the pistol was more
than $100. However, the evidence authorized a find-
ing that the pistol was of some value which will
authorize a conviction of theft by taking and sentenc-
ing as for a misdemeanor under Code §26-1802 and
1812, respectively. Crowley v. State, 141 Ga. App.
867, 234 S.E.2d 700. We affirm the conviction of theft
by taking of property of some value but direct that the
sentence for this offense be vacated and the defendant
be re-sentenced as for a misdemeanor.”

At the date of the Petitioner’s arrest, the following
Georgia Statute was in effect.

Code §26-1812 A person convicted of violation of
Sections 26-1802, . . . shall be punished as for a mis-
demeanor except: (a) If the property which was
the subject of the theft exceeded $100.00 in value,
or was an automobile or other motor vehicle, by im-

7

prisonment for not less than one and not more than ten
years, or, in the discretion of the trial judge, as for a
misdemeanor...

However, at the time of the Petitioner’s trial, the stat-
utory amount required to support a conviction for a felony
had been raised to an amount in excess of $200.00. Ga.
Code Ann. §26-1812 (a) (Acts 1968, pp. 1249, 1295; 1972,
pp. 841, 842; 1978, pp. 1457, 1458, eff. July 1, 1978.)

If the latter statute was applicable, it is clear from
the face of the testimony that the Petitioner could not
have been convicted for a felony because it was not shown
that the item in question was of a value in excess of $200.00.

Petitioner’s conviction for a felony is equally unsup-
ported under the former statute which requires the value
to exceed $100.00. The only testimony concerning the
value of the cash register was the bald assertion made by
the restaurant owner that it was worth $200.00. Since this
testimony was legally insufficient to support the proposi-
tion offered, the Petitioner should have been sentenced
for a misdemeanor.

This error on the part of Petitioner’s counsel cannot
be construed as a “tactical” or “strategic” decision which
is the exclusive province of the lawyer after consultation
with his client. Reid v. State, 235 Ga. 378, 379, 219 S.E.2d
740, 742 (1975), quoting ABA standards relating to the
Administration of Criminal Justice (1974), the Defense
Function, §5.2 (b).

Petitioner submits that he is not making a judgment
based on mere hindsight or “Monday morning quarter-
backing”. The error complained of herein goes to the
very elements of the crime charged against the Petitioner.
Counsel’s inability to recognize that the element of value
necessary to support a conviction for a felony had not

8

been shown cannot be considered a harmless oversight.
This unpardonable error has resulted in the Petitioner’s
detainment for a crime he did not commit.

To compound the problems above, this glaring error
was not raised by Petitioner’s counsel on appeal. It is
noteworthy that the Appellant’s argument consumed all
of one and one-half pages in his original brief in the
Georgia Court of Appeals. Petitioner admits that his coun-
sel cannot be deemed ineffective on the basis of brevity
alone but submits that this is a factor to be considered
in evaluating Petitioner’s claim. In a case bristling with
arguable claims, Petitioner’s counsel adopted the ludicrous
approach of merely asserting on general grounds that
the evidence was insufficient to support a conviction in a
case where there was an eyewitness who positively iden-
tified the Petitioner. The effect of this meritless argu-
ment was an affirmation of an illegal conviction and sen-
tence.

The most compelling reason Petitioner can offer this
Honorable Court to grant Certiorari is to resolve the con-
flict among the lower courts as to the proper standard for
evaluating effective assistance of counsel. The time has
come to resolve the discrepancies among the various juris-
dictions and insure that all defendants throughout this
Country receive the full and adequate representation that
is guaranteed them by the Sixth Amendment of the Con-
stitution.

Many State Supreme Courts are adopting a “reason-
ableness” test for measuring effective assistance of counsel.
The United States Courts of Appeals apply different tests
in determining whether counsel is effective in a given
case, the least demanding of which is the “farce and moc'--
ery” of justice standard which is still used in the Second
and Tenth Circuits. United States v. Yanishefsky, 500

ma

9

F.2d 1327, 1333 (2nd Cir. 1974); Ellis v. Oklahoma, 430
F.2d 1352, 1356 (10th Cir. 1970).

The Third and the Seventh Circuits use a comparative
community standard in measuring the effectiveness of rep-
resentation while the Fifth and Sixth Circuits adhere to
the “‘reasonably likely to render and rendering reasonably
effective assistance” test which is followed in Georgia.
See Moore v. United States, 432 F.2d 730, 736 (3rd Cir.
1970); United States ex rel. Williams v. Twomey, 510 F.2d
634, 641 (7th Cir.), Cert. denied, 423 U.S. 876 (1975);
MacKenna v. Ellis, 280 F.2d 592 (5th Cir. 1960), Cert. de-
nied, 368 U.S. 877 (1961); Beasly v. United States, 491 F.2d
687 (6th Cir. 1974).

The various nebulous standards which exist today
serve only to exacerbate the real problem that lies behind
this court-resurrected shield. Petitioner submits that this
lack of sufficient guidelines has served as an expedient
tool for timid courts who choose not to hear these most
serious claims. This is exactly what has occurred in the
case sub judice.

The dve process clauses of our great Constitution
serve to protect an individual when government or state
action adversely affects that person’s “liberty”. The
threshold requirement of due process is that there be
some fair procedure for determining whether an individual
has lawfully been taken into custody by the State. This
requirement mandates that the State prove beyond a rea-
sonable doubt every element which constitutes the crime
charged against a defendant. In re Winship, 397 U.S. 358
(1970); Mullany v. Wilbur, 421 U.S. 684 (1975). The
Petitioner has not been afforded this constitutional guar-
antee. The element of value has not been proved beyond
a reasonable doubt in the case sub judice and therefore
the Petitioner has been incarcerated illegally.

10

CONCLUSION

For all the foregoing reasons, Petition for Writ of
Certiorari should be allowed to review the instant de-
cision of the Georgia Court of Appeals.

Respectfully submitted,
JoHun C. SWEARINGEN, JR.
BEN B. PHILIPS
Attorneys for Petitioner

Al

APPENDIX

APPENDIX ‘‘A”’

BARRAZA
Vv.
The STATE.

No. 57454.

Court of Appeals of Georgia.
Submitted March 8, 1979.
Decided April 9, 1979.
Rehearing Denied April 30, 1979.
Certiorari Denied June 20, 1979.

Defendant was convicted in the Superior Court, Musco-
gee County, Land, J., of theft by taking, and he appealed.
The Court of Appeals, Deen, C. J., held that: (1) where
one of witnesses was proved to have made contradictory
statements, effect of such impeachment was solely for jury
decision; (2) evidence was sufficient to sustain conviction,
and (3) judge acted correctly in recalling jury in order
to read them definition of theft by taking which he had
inadvertently omitted from original instruction and, in
open court, charging on provisions of statute relating to
parties to crime in response to jury request for further
instructions on accomplices.

Affirmed.

A2

1. Criminal Lew (Key) 742(3)

Where one of witnesses in prosecution for theft by
taking was proved to have made contradictory statements,
effect of such impeachment was solely for jury decision.
Code, § 38-1803.

2. Larceny (Key) 55

Evidence was sufficient to sustain conviction for theft
by taking.

3. Criminal Law (Key) 863(1), 864

Court has right, after jury has retired to consider
its verdict, to call jury back into courtroom and either
give further instructions which have been omitted through
oversight or, on receiving request for further instructions,
to give such reply as facts may warrant; however, court
may not speak to one or more of jurors out of hearing
of parties and their attorneys.

4. Criminal Law (Key) 863(1)

In prosecution for theft by taking, judge acted cor-
rectly in recalling jury in order to read them definition
of theft by taking which he had inadvertently omitted
from original instructions and in charging jury on provi-
sions of statute relating to parties to crime in response
to jury request for further instructions on accomplices.
Code, § 26-801.

Allison W. Davidson, Ben B. Philips, Columbus, for
appellant.

William J. Smith, Dist. Atty., Douglas C. Pullen, Asst.
Dist. Atty., for appellee.

A3

DEEN, Chief Judge.

1. On the appellant’s trial for theft by taking, a res-
taurant employee testified that she saw him and another
man lifting a cash regisier into the van of the witness
Rodrigo Sewell. It was established that the register had
been stolen from within the restaurant. Sewell testified
that he was driving the van, that the third man came
out from the restaurant carrying the machine and the
appellant helped him put it in the vehicle; they went
to the other man’s house, and the appellant took the cash
register and threw it in a creek. Sewell further admitted
that he had originally, on being questioned, insisted that
he knew nothing about a cash register or about the defen-
dant having stolen one. Asked why he changed his story
he replied that he was tired of lying.

[1, 2] Based on this testimony, the appellant con-
tends that the evidence is insufficient to sustain the convic-
tion. Undoubtedly one of the witnesses was proved to
have made contradictory statements, a method of’ impeach-
ment under Code § 38-1803, the effect of which is solely
for jury decision. Scoggins v. State, 98 Ga.App. 360(7),
106 S.E.2d 39 (1958). The evidence was sufficient.

[3] 2. The court has a perfect right, after the jury
has retired to consider its verdict, to call the jury back
into the courtroom and either give further instructions
which have been omitted through oversight or, on receiving
a request for further instructions, to give such reply as
the facts may warrant. Central R., etc., Co. v. Neighbors,
83 Ga. 444, 447(2), 10 S.E. 115 (1889). What he should
not do is to speak to one or more of them out of the
hearing of the parties and their attorneys. Gibson v. Gib-
son, 54 Ga.App. 187(5), 187 S.E. 155 (1936).

A4

[4] In this case the judge recalled the jury in order
to read them the definition of theft by taking, which he
had inadvertently omitted from the original instructions.
Later the jury requested further instructions on “accom-
plices” and the judge, in open court, charged the provisions
of Code § 26-801 relating to parties to a crime. His
actions in both cases were entirely correct.

Judgment affirmed.
McMURRAY, P. J., and SHULMAN, J., concur.

A5

APPENDIX ‘“B”’

COURT OF APPEALS
of the State of Georgia

ATLANTA, April 30, 1979
The Honorable Court of Appeals met pursuant to adjourn-
ment.
The following order was passed:

57454. Anthony Barraza v. The State

Upon consideration of the motion for a rehearing filed
in this case, it is ordered that it be hereby denied.

A6
APPENDIX ‘“C”’

CLERK SUPREME COURT 2

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CLERK'S OFFICE, SUPREME COURT OF GEORGIA

Atlant. UN 20 1979 ae |
Dear Si
"eo i a ee anhage t fe Hs Lele, |

The Sigel Court ere denied the wrt of certiorari in ee wase.

All the jusices concur.

Very truly yours,
MRS. JOLINE B. WILLIAMS, Clerk

|
|

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