# Appendix — Whalen v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1980
- **Citation:** 445 U.S. 684

## Text

a .

In the Supreme Court of the Anited States

Octoser TERM, 1979

No. 78-5471

THOMAS W. WHALEN,
Petitioner

V.

Unrrep States or AMERICA,
Respondent

ON WRIT OF CERTIORARI TO THE
DISTRICT OF COLUMBIA COURT OF APPEALS

PETITION FOR CERTIORARI FILED SEPTEMBER 25, 1978.
CERTIORARI GRANTED APRIL 16, 1979

MICHAEL RODAK, . CLERR

“em

INDEX TO APPENDIX

Relevant Docket Entries
Indictment, filed October 3, 1977/2
Judgment and Commitment Order, entered on March 4, 1974
by the Honorable William E. Stewart, Associate Judge
of the Superior Court of the District of Columbia ....
Notice of Appeal, filed in the Superior Court of the District
of Columbia on June 18, 197
Opinion of the District of Columbia Court of Appeals
Affirming in Part, Reversing in Part, Vacating in Part
November 10, 1977ù7777 ccc c ccc cw ecw vevesewecccs
Order of the District of Columbia Court of Appeals Denying
Petition for Rehearing—July 14, 1978 ..............
Order of the Supreme Court of the United States Granting
Motion for Leave to Proceed in forma pauperis and
Granting Petition for Writ of Certiorari, April 16,
r « ontana ch ame hmnd Ghee o.

30

RELEVANT DOCKET ENTRIES IN THE
SUPERIOR COURT OF THE DISTRICT OF
COLUMBIA IN CASE NO. 56141-72,
UNITED sa crs OF AMERICA,

THOMAS W. WHALEN

‘DATE ENTRIES JUDGE

10/3/72 Indictment filed. r to Judge Daly,
arraignment set for 10/18/72 at 8:30 a. m.
10/19/72 Defendant informed of Complaint (s) and
right to Counsel, plea not guilty, case con-
tinued to 11/9/72 for Status Call, bond
set at One Hundred Thousand ($100,000)

Dollars Surety. Judge Murphy for Ar-

raignment only, case assigned to Judge

Daly. Murphy
1/7/74 KAREN ROBERSON, OFFICIAL

COURT REPORTER. Pretrial Motion

began. Case continued to 1/8/74 for trial.

Bond remains. Order for accused to

change clothes prior to trial filed. Motion

to Suppress Statements, granted. Motion

to Suppress Prior Criminal Acts, granted.
1/8/74 KAREN ROBERSON, OFFICIAL

COURT REPORTER. Trial resumed at

1:30 P.M., Jury empanelled, to be sworn

at 9:30 a.m, 1/9/74. Bond remains. Stewart
1/16/74 KAREN ROBERSON, OFFICIAL

COURT REPORTER. Jury returned

verdict at 11:55 a. m., Jury returned to

Court at poy am SON ee eae At

torneys) See revised Indictment filed, ff

iii

„D- Murder 11, verdict

guilty, Judgment guilty

„E! — Rape, Verdict guilty,
Judgment guilty

„8 —Burglary 1, Verdict

guilty, J udgment guilty

Counts H' thru O“ pending. Jury

form sealed and filed. No bond set pend-

ing sentencing on 3/4/74 Stewart
3/4/74 ISABELLE M. CORMIER, OFFICIAL

COURT REPORTER.

Sentence:

‘*A’’—(20) Twenty to Life.
020) Twenty to Life,
concurrent with
„
„D — (15) Fifteen to Life,
concurrent to
4 & hd Ohad
E — (15) Fifteen to Life,
consecutive to
N ee Vide “or” &
4 D
„G (10) Ten to (30) Thirty
Years consecutive
to cA, ad Bee
„D, & “py 1
6/18/74 NOTICE OF APPEAL FILED THIS
DATE. eep

RELEVANT DOCKET ENTRIES IN THE
DISTRICT OF COLUMBIA COURT OF APPEALS

V.
UNITED SrAT ES OF AMBRICA

FILINGS—PROCEEDINGS

11/10/77 OPINION per Associate Judge J. Walter Yeag-

7/14/78

8 . he
p opinion form t
petitions for 4

ley Judgment reversing the judgment in part,
ORDEN

and reh en banc

are denied. (Judges Kelly, Kern, Gal-

lagher, Nebeker, Yeagley, Harris, Mack and

Ferren) Statement by Associate Judge Gal-
ATE ISSUED

Notice of filing petition for writ of certiorari in
Supreme Court ~~ geal 26, 1978. Su-

ORDER granting petitioner ’s petition for writ

of in Supreme Court dated April 16, 1979.
Certified record sent to the Supreme Court

iv

Supsnion Covar
or Tun Disraicr or Cotumaia
Holding a Criminal Term
Grand Jury Sworn in on August 1, 1972

Tun Urra States or Amanica : Criminal No. 56151-72
v. : Violation: 22 D.C. Code

Tomas W. WHaten : 2401, 2403, 2801,
oat 1801 (a), 3203,

E ee
— erpetra
ing the Crime of Rape;
First Degree Murder—
Killing in Pe ting
the Crime of Robbery;
Killing in Perpetrating
0 a

the Crime of First De-
gree 4 Second
Degree Murder; Rape;
e

urglary; Rape 0
Armed; First Degree
Burglary While Armed;
Assault With a Danger-
ous Weapon)

The Grand Jury charges:

For Count:

On or about September 10, 1972, within the District of
Columbia, Thomas W. Whalen killed Rebecoa A. Rieser in

perpetrating and attempting to te the crime of
rape, as set forth in the fifth count of this indictment.

Sxoonp Count:

On or about September 10, 1972, within the District of
8 W. Sear N Rieser
5 as set forth in the sixth Bal of this indictment.

1

Tano Count:

On or about September 10, 1972, within the District of
Columbia, Thomas W. Whalen purposely killed Rebecca
A. Rieser in perpetrating and a to perpetrate the
crime of first degree burglary, an offense punishable by im-
prisonment in the penitentiary, as set forth in the seventh
count of this indictment.

Fovurtn Count:

On or about September 10, 1972, within the District of
Columbia, Thomas W. Whalen, with malice aforethought,
strangled Rebecca A. Rieser with his hands, thereby caus-
ing injuries from which the said Rebecca A. Rieser died on
or about September 10, 1972.

Firra Count:

On or about September 10, 1972, within the District of
Columbia, Thomas W, Whalen had carnal knowledge of a
cae named Rebecca A. Rieser, forcibly and against her

Smrn Count:

On or about September 10, 1972, within the District of
Columbia, Thomas W. Whalen, by force and violence and
against resistance and by putting in fear, stole and took
from the person and from the immediate actual possession
of Rebecca A. Rieser, property of value belonging to Re-
becca A. Rieser, consisting of a passport folder containing
money.

Seventa Count:

On or about September 10, 1972, within the District of
Columbia, Thomas W, Whalen entered the dwelling of Re-
becea A. Rieser, while Rebecca A, Rieser was inside the
said dwelling, with intent to steal property of another and
to commit an assault.

E1cHTH Count: |

On or about September 9, 1972, within the District of
Columbia, Thomas W. Whalen, while armed with a danger-
out weapon, that is, a screwdriver, entered the dwelling of

3

Marjorie A. Moore, while Marjorie A. Moore was inside the
said dwelling, with intent to commit an assault.

Nintu Count:

On or about September 9, 1972, within the District of
Columbia, Thomas W. Whalen entered the dwelling of
Marjorie A, Moore, while Marjorie A. Moore was inside the
said dwelling, with intent to commit an assault.

Tyr Count:

On or about September 9, 1972, within the District of
Columbia, Thomas W. Whalen, while armed with a danger-
ous weapon, that is, a screwdriver, had carnal knowledge of
a ny named Marjorie A. Moore, forcibly and against
her will.

ELeventH Count:

On or about September 9, 1972, within the District of
Columbia, Thomas W. Whalen had carnal knowledge of a
female nemed Marjorie A. Moore, forcibly and against her
will.

Twetrra Count:

On or about September 9, 1972, within the District of
Columbia, Thomas W. Whalen assaulted Marjorie A.
Moore with a dangerous weapon, that is, a screwdriver.

TarrTeenta Count:

On or about September 10, 1972, within the District
Columbia, Thomas W. Whalen, while armed with a danger-
ous weapon, that is, a knife, had carnal knowledge of a
female named Ann R. Wilson, forcibly and against her will.

2

Founxraxwrn Count:

On or about September 10, 1972, within the District of
Columbia, Thomas W. Whalen had carnal knowledge of a
female named Ann R. Wilson, forcibly and against her will.

Firreenta Count:

On or about September 10, 1972, within the District of
Columbia, Thomas W. Whalen assaulted Ann R. Wilson
with a dangerous weapon, that is, a knife.

/s/ Harold H. Titus, Jr.
Attorney of the United States in
and for the District of Columbia

A TRUE BILL:

/s/ Walter L. Gieheler
Foreman

Superior Court or THE District or CoLumBIA
CRIMINAL DIVISION

JUDGMENT AND COMMITMENT ORDER
United States of America
vs
Thomas W. Whalen

Case Number 56141-72A, C, D, E, G
PDID Number 153-524
Replaces 51589-72C

WHEREAS the above-named defendant having entered a
plea of

Not Guilty [_] Guilty

to the charge(s) of “Felony Murd. (Rape), °Felony
Murd. (Burg I). »Murd. II, "Rape, Burg I.

and having been found guilty by

D◻DI Jury D the Court
and a pre-sentence investigation and report having been

DI prepared and considered [ not requested

IT IS HEREBY ADJUDCED that the defendant has been
convicted of and is guilty of the offense(s) charged.

The defendant having been given an opportunity to make a
statement in his own behalf, and the government having
had the opportunity to reply thereto, it is hereby

ORDERED that the defendant be committed to the custody
of the Attorney General or his authorized representative
for imprisonment for a period of A' (20) Twenty Years
to Life, C“ (20) Twenty Years to Life, Concurrent with
„A“; „p' (15) Fifteen Years to Life, Concurrent with
„AKC; „E“ (15) Fifteen Years to Life, Consecutive
to A, C & D; „“ (10) Ten to (30) Thirty Years
Consecutive to 9 es bier „D & 44].

IT IS FURTHER ORDERED that the Clerk or his Deputy
deliver a true copy of this order to the United States Mar-

5

6

shal and that the copy shall serve as the commitment of the
defendant.

4 Mar 74
Date

William E Stewart

Judge
A TRUE COPY OF THIS ORDER DELIVERED TO
THE U.S. MARSHAL OR HIS DEPUTY:

3-4-74
Date

Wendell C. Holmes.
/s/ Wendell C. Holmes
Deputy Clerk

—

Superior Court or THe District or CoLuMBIA
ORIMINAL DIVISION

United States of America, Plaintiff
vB. No. 56141-72

Thomas W. Whalen, Defendant

NOTICE OF APPEAL—Filed June 18, 1974
Name and address of appellant:

Thomas W. Whalen
Box 25
Lorton, Virginia 22079

Name and address of appellant’s attorney :

William Gray Schaffer
805-15th Street, N.W.—Suite 419
Washington, D.C. 20005

Offense: Felony Murder (2 Counts) ; Murder in the Second
Degree; Rape; Burglary in the First Degree

Date of Judgment or Order: Judgment of Conviction,
3/4/74; Sentence, 3/4/74; Order denying Defendant’s
Motions for New Trial, 6/13/74.

Brief Description of Judgment or Order: Verdict of
Guilty; Judgment of Conviction; Sentence Denial of
Defendant’s Motions for New Trial.

Where confined, if not on bail: Lorton Reformatory, Lor-
ton, Virginia

The above-named ap t hereby appeals to the District
of Columbia Court of Appeals from the judgment or order
above-mentioned.

William Gray Schaffer

(Trial) Attorney for Appellant
Telephone No. 638-2525

District of Columbia Court of Appeals.
Thomas W. WHALEN, Appellant,

V

UNITED STATES, Appellee.
No. 8583.
Argued Nov. 11, 1976.
Decided Nov. 10, 1977.

W. Gary Kohlman, Public Defender Service, Washing-
ton, D. C., for appellant.

Peter E. George, Asst. U. S. Atty., with whom Earl J.
Silbert, U. S. Atty., and John A. Terry, Asst. U. S. Atty.,
were on the brief, for appellee.

Before KELLY FICKLING “ and YEAGLEY, Associ-
ate Judges.
YEAGLEY, Associate Judge:

At 12:30 p. m. on September 10, 1972, the partially
clothed body of 26-year-old Rebecca Rieser was found lying
on the floor of her room at the McLean Gardens complex in
northwest Washington, D. C. The medical examiner’s office
determined that Ms. Rieser died sometime between 10.30
a. m. and 12:30 p. m. on that day. They discovered abra-
sions and signs of trauma about her neck and face, and
concluded that death was caused by manual strangulation.
In the course of autopsy, swabs of fluid were taken from
Ms. Rieser’s vagina, which when examined revealed the
presence of intact sperm not more than eight hours old.

Appellant was a maintenance worker at McLean Gar-
dens. On the morning of September 10 he had been in the
approximate location of the building in which Ms. Rieser
lived, for the purpose of removing from a vacant dormitory
some furniture which the building manager said he could
have. He had admitted to co-workers that morning of hav-
ing just engaged in intercourse with someone at McLean
Gardens. Later his fingerprints and palm print were found
in the victim’s room. Because of his duties, he had keys to
all apartments and rooms at McLean Gardens.

Four days later, police arrested appellant for the rape
and murder of Rebecca Rieser. At that time he was in
police custody on other charges.

* Associate Judge Fickling was a member of this division at the time the
case was argued, but died before entry of this opinion.

— —

= ——

9

On October 3, 1972, a grand jury indicted appellant and
charged him with fifteen counts of felony murder, rape,
robbery, burglary and related offenses involving three dif-
ferent victims. On July 23, 1973, the court severed counts
relating to the two victims other than Ms. Rieser and ulti-
mately dismissed them on motion of the government. Trial
commenced on October 9, 1973, but ended the next day in a
defense requested mistrial.

Trial recommenced in Superior Court on January 8,
1974 and culminated on January 16, 1974 in jury verdicts
of guilty on two counts of felony murder (the underlying
felonies being rape and first-degree burglary), second-
degree murder, rape, and first-degree burglary. The court
granted motions for judgment of acquittal on counts charg-
ing appellant with robbery and felony murder (robbery).
On March 4, 1974, appellant received concurrent sentences
of 20 years to life on each felony murder count and 15 years
to life for second-degree murder. He also received a sen-
tence of 15 years to life for rape, to run consecutively with
the murder sentences, and 10 to 30 years for first-degree
burglary to run consecutively with the murder and rape
sentences. N

For the reasons which follow, we are compelled to re-
verse appellant’s convictions for felony murder (first-
degree burglary) and first-degree burglary. We vacate ap-
pellant’s sentence for second-degree murder. We affirm
appellant’s convictions for felony murder (rape) and rape.
We note that the action we take with regard to the offenses
for which appellant received concurrent sentences will not
likely affect the length of his prison term. Nonetheless, if
any is founded in error we are bound to reverse in light of
potential collateral consequences stemming from an invalid
conviction, Benton v. M 395 U.S. 784, 89 S.Ct.

, 2056, 23 L. Ed. 2d 707 (1969). We will dispose of the many
issues raised by this appeal seriatim.’

I. AMENDMENT OF THE GRAND JURY
INDICTMENT (FIRST-DEGREE BURGLARY)

The first of appellant’s contentions which we address is
that the trial court erred in permitting the government to

For civil litigation brought by the victim's father as a result of the incident
which ave rise to this case see Risser v. District of Columbia, 663 F.2d 408
(b. C. Cir., 1077).

10

amend count seven of the indictment subsequent to its case-
in-chief to conform the indictment to a ruling of the court on
the absence of evidence of theft adduced at trial. Count
seven charged appellant with first-degree burglary as
follows:

On or about September 10, 1972, within the District of
Columbia, Thomas W. Whalen entered the dwelling of
Rebecca A. Rieser, while Rebecca A. Rieser was inside
the said dwelling, with intent to steal the property of
another and to commit an assault. D.C. Code 1973, § 22-
1801 (a).

After the trial court granted appellant’s motion for judg-
ment of acquittal on count two (felony murder (robbery) )
and count six (robbery), agreeing that the evidence of theft
presented at trial was legally insufficient, the government
announced it would amend count seven to delete the words
„to steal the property of another and’’. Defense counsel
objected and argued that because no evidence of intent to
steal had been adduced, the government had failed to prove
count seven and that the court should dismiss the count.
Instead, the trial court authorized the government to amend
the count as it had proposed.

Appellant argues that in so doing, the trial court intruded
impermissibly on his Fifth Amendment right to be charged
for serious crimes only by grand jury indictment. We agree
and reverse.

The first clause of the Fifth Amendment provides:

No person shall be held to answer for a capital, or other-
wise infamous crime, unless on a presentment or indict-
ment of a Grand Jury.

This is „. directly to the District of Columbia.
Barry v. Hall, 68 App. D. C. 350, 98 F. 2d 222 (1988).

The indictment requirement interposes ordinary citizens
as a safeguard between a prospective defendant and op-
pressive actions of a prosecutor or a court. Wood v.
Georgia, 370 U.S. 375, 82 S. Ct. 1864, 8 L.Ed.2d 569 (1962) ;
Stirone v. United States, 361 U.S. 212, 80 S.Ct. 270, 41
L.Ed.2d 252 (1960) ; Gaither v. United States, 184 U. S. App.
D.C. 154, 413 F. 2d 1061 (1969). It aims to apprise the ac-
onsed of charges against him so that he may prepare his
defense, and to describe the crime charged with specificity
sufficient. to enable the accused to protect against future

11

jeopardy for the same offense. Gaither v. United States,
supra,

These purposes are violated where an indictment is

amended in substance in a manner other than by resubmis-
sion to the grand jury. Russell v. United States, 369 U.S.
749, 770, 82 S. Ot. 1038, 8 L.Ed.2d 240 (1962). An amend-
ment of substance occurs when the charging terms are al-
tered by prosecutor or court after the grand jury has last
passed upon them. Gaither v. United States, supra. We
conclude that such an alteration took place in the instant
case.
Indeed, the instant case is strikingly similar to Eæ Parte
Bain, 121 U.S. 1, 7 S. Ct. 781, 30 L. Ed. 849 (1887). In Bain,
defendant, a banking officer, was charged with making a
false report ‘‘with intent to deceive the Comptroller of the
Currency and the agent appointed to examine the affairs of
said association.“ Id. at 4, 7 S.Ct. at 783. The government
thereafter moved for and the trial court ordered an amend-
ment to strike the italicized words. The Supreme Court
reversed petitioner’s conviction, rejecting the trial judge’s
assertion that the grand jury would have indicted without
the omitted language:

But it is not for the court to say whether they would or
not. The party can only be tried wpon the indictment as
found by such grand jury, and especially upon all its lan-
guage found in the charging part of that instrument.
How can the court say that there may not have been more
than one of the jurors who found this indictment who was
satisfied that false report was made to deceive the
comptroller, but was not convinced that it was made to
deceive anybody else? And how can it be said that, with
these words stricken out, it is the indictment which was
found by the grand jury? If it lies within the province of
a court to change the charging part of an indictment to
suit its own notions of what it ought to have been, or what
the grand jury would probably have made it if their
attention had been called to suggested changes, the great
importance which the common law attaches to an indict-
ment by a grand jury, as a prerequisite to a prisoner’s
trial for a crime, and without which the constitution says
% no person shall be held to answer, may be frittered
away until its value is almost destroyed. IId. at 9-10,
7 S. Ct. at 786 (emphasis added).]

12

See also Russell v. United States, supra; Stirone v. United
States, supra.

In the instant case, it would at best be speculative to say
that the grand jury would have returned a true bill on count
seven if the indictment had been presented to it as it ap-
peared after the amendment. Although it might be logical
to assume that any grand juror who would find intent to
steal and to commit assault would also find either element
individually, we cannot say that some grand jurors may
not have relied primarily on the belief that appellant en-
tered the victim’s apartment with intent to steal. They may
have been ambivalent on the question whether appellant
also entered with intent to commit assault, and conceivably
would have voted against the issuance of a true bill contain-
ing only the latter charge.

We are not presented with a situation in which an indict-
ment charges several offenses, or the commission of one
offense in several ways. Under such circumstances, with-
drawal from the jury’s consideration of one offense or one
alleged method of commiting it would not constitute a for-
bidden amendment of the indictment. Ford v. United
States, 273 U.S. 593, 47 S.Ct. 531, 71 L.Ed. 793 (1927) ;
Salinger v. United States, 272 U.S. 542, 47.8.Ct. 173, 71
L.Ed. 398 (1926). The instant case, like Bain, presents an
unseverable, unitary charge, stated in the conjunctive.
Prior to amendment, the government had failed to prove
the offense charged. As amended it was not the charge on
which the grand jury indicted.

We read Bain to be concerned not only with whether the
amendment technically charges a different offense, broader
or narrower, than that charged in the original indictment,
but to be concerned also with the sanctity of the grand jury
process, the constitutional requirement that conviction rest
on the actual indictment issued by the grand jury, and the
inability to be certain that the grand jury would have in-
dicted on the amended charge. In the instant case we eannot
be certain. We thus reverse.“

* Reversal of appellant’s conviction for first-degree burglary necessitates
reversal of his convietion for felony murder based on that burglary (count
three) and makes it unnecessary to reach his contentions with regard to the

Propriety of jury instructions and sentencing in connection with his burglary
conviction.

13

II. SUFFICIENCY OF EVIDENCE—FELONY
MURDER (RAPE) AND RAPE

Appellant assigns as error the trial court’s denial of his
motions for judgment of acquittal on charges of felony
murder (rape) (count one) and rape (count five). We find
no error and affirm. :

In deciding to submit these issues to the jury the trial
judge need only have been satisfied that the government in-
troduced enough evidence so that a reasonable person
might find guilt beyond a reasonable doubt. Curley v.
United States, 81 U.S. App. D.C. 389, 392-98, 160 F.2d 229,
232-33, cert. denied, 331 U.S. 837, 67 S.Ct. 1511, 91 L. Ed.
1850 (1947). On appeal, we view the evidence in a light
most favorable to the party prevailing below. Saunders v.
United States, D.C.App., 317 A.2d 867 (1974). The evidence
in this case is compatible fully with a finding that appellant
raped and killed Rebecca Rieser on September 10, 1972.

There was evidence to support a conclusion that appel-
lant was in the victim’s room at the approximate time of
the events which gave rise to the 8 him.
Testimony established that appellant’s erprints were
found on the victim’s dresser. His palm print was lifted
from a Sunday newspaper which testimony established the
victim had purchased at approximately10:15 a. m. on her
way home from church that morning. Appellant had keys
to all apartments and rooms in the complex.

There was also evidence to support a conclusion that ap-
pellant had intercourse with the victim on the morning of
her death. Intact sperm was found in her vagina. Fiber
samples recovered from the victim’s bedsheets, body, and
clothing connected appellant with the victim. Moreover, ap-
pellant had admitted to co-workers of having engaged in
intercourse at McLean Gardens on that morning. as

There was evidence to support a conclusion that this in-
tercourse was not voluntary. Evidence showed that the
victim was an extremely orderly person, yet her room was
disheveled when she was found, and her pants were inside
out on the floor, missing a button. Her broken watchband
was also found on the floor. There were strangle marks
on the victim’s neck. Although this evidence is circum-
stantial, we note 9 by its very nature rarely gives
rise to eyewitness testimony.

Because this court will not reverse a conviction on the
facts as long as there is evidence which reasonably permits

14

a finding of guilt, Manago v. United States, D.C.App., 331
A.2d 335, 336 (1975), and because we find evidence in abun-
dance to support the verdict, we affirm appellant’s convic-
tion on counts one and five.

Affirmance of appellant’s conviction for felony murder
compels us to vacate his concurrent sentence for second-
degree murder. Second-degree murder is a lesser included
offense of felony murder. Fuller v. United States, 132 U.S.
App. D. C. 264, 293, 407 F. 2d 1199, 1228-29 (1967) (en banc
only on question whether concurrent convictions for first-
degree felony murder and second-degree murder can
stand), cert. denied, 393 U.S. 1120, 89 S.Ct. 999, 22 L. Ed. 2d
125 (1968) ; Jackson v. United States, 114 U.S. App. D. C. 181,
183, 313 F. 2d 572, 574 (1962). Because appellant failed to
move below to have the issue of second-degree murder sub-
mitted do the jury only as a lesser included offense, and
because we do not find that the trial court’s failure to do
80 sua sponte was plain error affecting substantial rights,
we will not reverse his conviction for second-degree murder.
Fuller, 1 hs 132 U.S.App.D.C. at 295, 407 F.2d at 1230.
See also Watts v. United States, D.C. App., 362 A.2d 706
(1976) (en banc); Adams v. United States, D. C. App., 302
A. 2d 232 (1978). This does not, however, mean that his
sentence on that conviction should stand. Fuller, supra, 132
U.S.App.D.C. at 298 n.52, 407 F. 2d at 1233 n.52.

III. MERGER OF FELONY MURDER
(RAPE) AND RAPE

Appellant next contends that his conviction for rape must
be vacated because this offense should merge into the felony
murder which was based on it and for which appellant was
also convicted and sentenced. Because the purposes of the
felony murder doctrine would in this way be violated, and
for reasons we shall discuss, we find no justification for the
application of the doctrine of merger to felony murder. We
* affirm. 1 3

erger of two offenses is ordinarily appropriate wuen
the lesser offense consists entirely of some but not all of the
elements of the greater offense. Bloc er v. United
States, 284 U.S. 299, 52 8. Ct. 180, 76 L.Ed. 306 (1982) ;
Hall v. United States, D. C. App., 348 A. 2d 35, 38-39 (1975).
Thus, for example, assault merges into assault with a dan-
gerous weapon, and assault with a dangerous weapon

15

merges into armed robbery. See Bates v. United States,
D. C. App., 327 A.2d 542 (1974); Taylor v. United States,
D. C. App., 324 A. 2d 683 (1974); Quick v. United States,
D. C. App., 316 A. 2d 875 (1974). ö

In determining whether merger is appropriate, this court
has refused to analyze solely by abstract consideration of
the statutes involved or the wording of the indictment, and
has looked instead to the societal interests protected by the
statutes under consideration. Hall v. United States, D.C.
App., 348 A.2d 35, 39 (1975); cf. Williams v. Oklahoma,
358 U.S. 576, 79 S.Ct. 421, 3 L. Ed. 2d 516 (1959).

Shortly after our decision in Hall we upheld separate
convictions for first-degree premeditated murder and fel-
ony murder (burglary), holding that ‘‘the societal interests
served by each statute are separate and distinct.’’ Blango
v. United States, D. C. App., 378 A.2d 885, 888 (1977). In
further explaining this rationale, we later said, ‘‘the socie-
tal interest served by the burglary statute, protection of
occupied dwellings, is separate and distinct from that of the
murder statute, security and value of the person.“ Harris
v. United States, D.C.App., 377 A.2d 34, 38 (1977). ä

For similar reasons we necessarily hold that the societal
interests which Congress sought to protect by enactment of
D.C.Code 1973, § 22-2401 (felony murder) and § 22-2801
(rape) are separate and distinct.‘ The rape statute is to
protect women from sexual assault. The felony murder
statute purports to protect human life—it dispenses with
the need for the prosecution to establish that the accused

In Hall, this court held that simple assault was not a lesser included offense
of obstruction of justice by assaulting a witness, and that conviction of the
former did not merge into conviction of the latter. We noted that

the interests protected by the two statutes are widely disparate, The crime

of obstructing justice is societal in that it is intended to insulate the criminal |

justice system from corruption whereas the crime of simple assault is intended

to protect the physical security of individual citizens, [Id. at 39.)

See United States v. Butler, 149 U. g. App. D. C. 300, 462 F. 2d 1196 (1972) (con.
secutive sentences for murder, housebreaking, larceny upheld); and Irby v.
United States, 129 U.B.App.D.C. 17, 390 F.2d 482 (1967) (en banc) (consecu-

16

killed with a particular state of mind, and instead permits
the jury to infer the requisite intent from the fact that a
felony was committed.’ We find nothing in this legislation
to suggest that Congress intended the underlying offense
(rape) to be nonprosecutable under the merger rule when
the defendant is charged with felony murder. Accordingly
there can be no merger of these offenses.

Appellant directs our attention to United States v.
Greene, 160 U.S. App. D. C. 21, 489 F. 2d 1145 (1973), in which
the United States Court of Appeals held, inter alia, that
conviction for reseue of a federal prisoner, a federal felony,
merged into conviction for felony murder. The court cited
no precedent for its holding, and indeed as Chief Judge
Bazelon observed in his statement as to why he would grant
rehearing en banc, ‘‘this court has affirmed both the under-
lying felony and the felony murder in countless cases.
Id. at 45, 489 F. ad at 1169.

Greene is not binding on this court’ and we decline to
apply its reasoning to this case. We find highly persuasive,
however, the views expressed by Chief Judge Bazelon:

The government itself pointed out in its petition for
rehearing that this merger was predicated on a wholly
erroneous understanding of the felony murder doctrine.
At common law, homicides were divided into two cate-
gories, murder and manslaughter, with murder requiring
a showing of ‘‘malice.’’ Any homicide committed in the
course of a felony was considered murder because malice
could be implied from the commission of the felony. When
homicides were further subdivided by statute into first
degree murder, second degree murder and manslaughter,
the doctrine of felony murder was preserved, and the
underlying felony was viewed as providing the ‘‘ premedi-
tation’’ and ‘‘deliberation’’ otherwise required for first
degree murder, as well as malice, where necessary.

* See R. Perkins, Criminal Law 45 (24 ed. 1969). For an excellent discussion
pr ners tere as ede mow Chambers, 624 8.W.2d 826, 829 (Mo.1975)
(en :

* Bee, ¢. g., Fuller v. United States, supra; Calloway v. United States, 180
U. S. App D. C. 278, 399 F. 2d 1006, cert. denied, 393 U.S. 087, 89 8. Ot. 464, 21
L. Ed. 2d 448 (1968) ; Coleman v. United States, 111 U.S. App. D. C. 210, 206 F. ad
565 (1962) ; Carter v. United States, 96 U. 8. App. D. O. 40, 288 V. 2 888 (1086);
Wheeler v. United States, 82 U.. App. D. O. 363, 165 F. 2d 225 (1947), oert.
denied, 383 U. 8. 829, 68 8. Ct. 448, 92 L. d. 1115 (1948).

M. A. . 0. Ryan, D. C. App., 286 A.24 810 (1971).

17

Given this rationale for the felony murder doctrine, it
strains credulity to hold that the underlying felony
merges into the felony murder. The statute proscribing
the underlying felony—robbery, for example—is de-
signed to protect a wholly different societal interest from
the felony murder statute, which is intended to protect
against homicide.

The underlying felony is an essential element of felony
murder only because without it the homicide might be
second degree murder or manslaughter. Clearly, neither
manslaughter nor second degree murder merges with any
other felony like robbery or assisting a prisoner to escape.
IId. at 44-45, 489 F. ad at 1168-69 (footnotes omitted).]

We are impressed both with Chief Judge Bazelon’s societal
interest analysis and with his recognition that while the
underlying felony is an element of felony murder it serves a
more important function as an intent-divining mechanism.
Consistent with this view it is clear that rape is not a lesser
included offense of felony murder, and that merger is in-
appropriate even absent societal interest analysis.

Appellant also directs our attention to state court deci-
sions which have applied the merger doctrine to felony
murder.’ We find more persuasive the cases which have
declined to apply merger in this situation.’

We cannot accept a construction of law the effect of
which would be to render the underlying felony a nullity
any time death occurred during its perpetration. To do so
wouid encourage rather than deter crime.“ We find nothing
to suggest that this was the congressional intent. Appel-
lant’s conviction for rape is affirmed. |

® See State v. Woods, 286 N. C. 612, 218 8. B. 3d 214 (1078); Johnson v. State,
314 80.24 791 (Fla. App. 1076); State ea rel. Wikberg v. Henderson, 202 Bo.24
505 (La. 1974); State v. Hubbard, 128 N.J.Super. 346, 303 A. 8d 87 (1978);
State v. Carleon, 6 Wis.24 596, 93 N. W. ad 354 (1968).

* See United States v. Bolden, 169 U.. App. D.C. 60, 614 F.2d 1801 (1078)
(felony murder, robbery conviction vacated on other grounds) ; United States v.
Heinlein, 160 U. 8. App. D. C. 157, 400 F.24 726 (1978) (felony murder, assault
with intent to rape while armed); Coleman v. United States, supra note 6
(felony murder, robbery), See aleo State v. Chambers, 624 AW. sd 826, 829
(Mo. 1976) (en bane) (felony murder, stealing).

10 See United States v. Butler, 149 U.. App. D. C. 800, 304, 468 F.2d 1196,
1199 (1972).

*

* 2
4
Pa
N
2
Va
4

2

>

1

18

IV. COMPETENCE TO STAND TRIAL

Appellant contends that the trial court erred in not in-
quiring further into the question whether appellant was
competent to stand trial. We find no such error.

At a hearing on the question of appellant’s competence
held on August 21, 1978, the government produced two

experts.
Dr. Richard Ratner, a tric consultant at St. Elisa-

psychia
. beth’s Hospital, testified that he had examined appellant on

December 22, 1972 and January 5, 1973, and had on both
occasions found him cooperative and to exhibit no signs of
behavior disorder Dr. Ratner testified that appellant was
6 and events, including the circum-
stances surrounding the charges against him. Dr. Ratner
asserted his np ttre: appellant had a I e er
understanding e proceedings against and could
gaye tetas gt re

The government next called Dr. Thomas Polley, a sa

a dag employed at St. Elizabeth’s Hospital’s p
tion section. Dr. Polley testified that he had
3 ad Bikenioa: an loth aed Desastas on
r lenge he elena mil
circumstances surrounding the charges against him. It
was Dr. Polley’s opinion, like Dr. Ratner’s, that appellant

would be willing and able to cooperate with and assist coun-
sel in his defense. Dr. Polley testified that his examination
of appellant revealed no active *

try Oe on A a psychiatrist with the Forensic Psychia-

cet dated oe ee.
tea 3 3

: f 2 . » ne Ts a 2 ha jae 1 n 2 — *
7 3 1 ~ % - eed >: we 7 3 * 1 N
5 8 . e 1 jas Aes S a ‘ : : 5
. ra ae N P ay ae 3 Wg n e e 1 1 S *
„ an eae STR tae 8 on pi RR Peta RS Sy SE ees ea 8 7 r 2G Be ae

19

delayed pending Dr. Whyte’s testimony. At this point, the
following discussion took place between Judge Stewart and
defense counsel :

THE COURT: Mr. Shaffer, since commencement of
your representation of Mr. Whalen, have you had or do
you presently have, as his lawyer, not as a psychiatrist,
but as his lawyer, any basis to assert or any basis to
believe that he is unable to properly assist you, to respond
to your inquiries? -

MR. SHAFFER: No, I do not.

THE COURT: All right. I feel in view of the testi-
mony which I have heard, the lack of any assertion of the
defense of insanity, that the defendant is competent.
Even Dr. Whyte agrees, as I best read his report.. It
seems to me that with all due respect, it’s more legal than
medical, and in the face of the testimony which I have
heard, I will sign the appropriate order indicating the
finding of competency.

Appellant argues that the trial court erred in making a
competency determination without hearing testimony from
Dr. Whyte. We cannot say as a matter of law that the trial
judge should have inquired further, and consequently we
affirm his finding that appellant was competent to stand
trial. Key to this determination is our refusal to substitute
our judgment for that of the trial court in a situation in
which reasonable persons could rightfully differ, and 4
which the trial court’s finding had evidentiary sup
Freas v. Gitomer, D.C.App., 256 A.2d 578, 574 (1 55
Johnson b. Lloyd, D.C. App., 211 A 2d 764, 768 (1968). Al-
though the testimony of Dr. Whyte might have shed addi-
tional light on the of appellant’s competence, he
was unavailable. The testimony of Drs. Ratner and Polley,
the letter from Dr. Whyte, the statement of appellant’s
attorney, Mr. Shaffer, and the trial court’s familiarity
with the circumstances and its opportunity to observe ap-
pellant’s démeanor provided ample ground on which to
make a reasoned decision.

Appellant’s reliance on Drope v. Missouri, 420 US. 162,
95 C. Ot. 896; 43 L. E. 2d 108 (974 and Pate v. ‘Robinson,
388 U.S. 875, 86 8. Ct. 886, 15 L. 615 (1968) is mis.

placed. In Drope, the trial judge concluded that the pay.
chiatric evaluation attached to petitioner’s pretrial motion

20

for continuance did not contain sufficient indicia of incom-
petence to warrant further inquiry. The judge thus di-
rected that the case proceed to trial without a competency
hearing. After trial had commenced, the judge was in-
formed first that petitioner had attempted to choke his wife
to death and subsequently that petitioner had shot himself.
The trial judge nevertheless denied a mistrial. In reversing,
the Supreme Court concluded that the trial judge had failed
to give proper weight to the information suggesting in-
competence which. came to light during trial.“ Drope v.
Missouri, supra, 420 U.S. at 179, 95 S.Ct. at 907. In the
instant case a hearing was held, and the record reveals that
the trial judge, unlike his counterpart in Drope, was con-
cerned with and sensitive to the question of appellant’s
competence to stand trial. Moreover, our disinclination to
second-guess the trial judge finds support in Drope:

There are, of course, no fixed or immutable signs which
invariably indicate the need for further inquiries to de-
termine fitness to proceed. The question is often a difficult
one in which a wide range of manifestations and subtle
nuances are implicated. That they are difficult to evaluate
is suggested by the varying opinions trained psychiatrists
os entertain on the same facts. [Jd. at 180, 95 S.Ct. at
1

In Pate, supra, the Court held that petitioner was consti-
tutionally entitled to a hearing on the issue of his compe-
tence to stand trial, notwithstanding his failure to demand
one as required by Illinois statute and that the trial court
erred in failing to invoke, sua sponte, the statutory

Pate is similar to Drope and distinguishable from the
instant case on two grounds. First, there was no compe-
tency hearing in Pate. Second, there were manifestations
of incompetence during trial, specifically the repeated in-
sistence of defense counsel that his client’s present sanity
was very much in issue, which there should have alerted the
court to address the issue. In the instant case, defense coun-
nnn.
assert his elient 's lack of p Us

21

In sum, we find no basis to hold that the trial court erred
in not inquiring further.“

V. SEARCH AND SEIZURE OF HAIR SAMPLES

Appellant contends that the trial court erred in admitting
into evidence head and pubic hair samples seized from him
without a search warrant subsequent to his arrest. He as-
serts that there was no probable cause to search, and that
in any event, no exigent circumstances existed to justify
dispensing with the search warrant requirement.

Appellant was arersted for the rape and murder of

Rebecca Rieser on September 14, 1972, at 8:45 a. m. by

homicide Officer Thomas J. Kilcullen of the Metropolitan
Police. At that time, he was already in police custody on
another charge. Almost immediately, prior to appellant’s
presentment at 9:30 a. m., Officer Colin Alford, a police
technician with the mobile crime office, took hair samples
from appellant’s head and pubic area. The trial court
denied appellant’s motion to suppress these samples at a
hearing on October 3, 1973, and held that the challenged
search was valid as incident to a lawful arrest.

There is some authority to support the trial court’s hold-
ing. A search incident to a lawful arrest is a well recog-
nized exception to the warrant requirement which has been
justified by the reasonableness of searching for weapons,
instruments of escape, and evidence of crime when a person
is taken into official custody and detained lawfully. United
States v. Edwards, 415 US. 801, 94 S. Ct. 1234, 39 L.Ed.2d
771 (1975); Cupp v. Mur 5 5 „412 U.. 291, 93 S.Ct. 2000,
36 L. Ed. 2d 900 (1973) ; Chimel v. California, 395 U.S. 752,
89 S.Ct. 23 L. Ed. 2d 685 (1969); Weeks v. United
States, 232 U.S. 383, 34 S.Ct. 341, 58 L. Ed. 652 (1914).

We 1298 to extend this rationale to the instant case,
however, because it is not entirely clear whether the right
to search an arrestee for evidence of crime without a war-
rant applies to a situation such as this, in which the evi-
dence sought lacked for the most part an evanescent quality,
i. e., the possibility that it might dissipate or be lost or
destroyed by the defendant, an accomplice, | or the simple

e e e n dai hints eee . o wen een bh the ta eon
J Serares setae So vemreeee: Gapement 5 Se meee
after it ‘became clear to the eourt that defense counsel would not
contest his client ’s competence.

22

passage of time, which could justify an exception to the
warrant requirement. See Schmerber v. California, 384
U.S. 757, 86 S.Ct. 1826, 16 L.Ed.2d 908 (1966).

It can be argued that the Supreme Court has resolved
this question in the affirmative. In United States v. Ed-
wards, 415 U.S. 801, 94 S.Ct. 1234, 39 L.Ed.2d 771 (1975),
the Court upheld the warrantless seizure of petitioner’s
clothing, which police removed from him after he had been
incarcerated for ten hours and which contained inculpatory
paint chips. The Court deemed this a search incident to a
lawful custodial arrest, subject to and satisfying the test of
reasonableness. The Court neither relied on nor referred to
the evanescent quality of the paint chips. When this is con-
sidered in light of the fact that the search took place ten
hours after petitioner was arrested, a period during which
a warrant could have been obtained, Edwards appears to
carve out a broad exception to the warrant requirement for
incidental searches. The Edwards exception does not seem
to have been conditioned on the evanescent quality of the
evidence seized. :

We note, however, that the evanescence of fingernail
scrapings was the basis for upholding their warrantless
seizure in Cupp v. Murphy, supra, 412 U.S. at 295, 93 S.Ct.
2000, and that the paint chips in Edwards were similarly
evanescent, even though the Court did not expressly rely on
this factor.

More recently in United States v. Chadwick, — U.S. —.
97 S.Ct. 2476, 53 L. Ed. 2d 538 (1977), the Court affirmed the
suppression of marijuana seized from a footlocker without
a warrant after petitioners were arrested. The Court re-
jected the government’ s contention that a warrantless
search of property in Possession of an arrestee was always
constitutionally permissible if supported by probable cause.
The Court noted that once government agents gained con-
trol of the footlocker there was ‘‘no longer any danger that
eee sual’ donee’ ts tha DEORE 40" colin. 0
weapon or destroy evidence. Id. at 2485 (emphasis
added). To this apparent departure from Edwards, the
Court added the observation that police had had one hour
of exclusive control of the footlocker before they searched
it, during which they could have obtained a warrant. Id. at

In the instant case police could not base a warrantless

23

search and seizure of hair samples on any realistic fear that
appellant would destroy his own hair. Moreover, appellant
was in custody at a police station and a warrant could easily
have been obtained.“ Although Edwards may be broad
enough to support the admissibility of this evidence. Cupp
and Chadwick engender doubts. We are not prepared at
this time to hold that the warrantless search and seizure of
hair samples from an arrestee is proper absent some addi-
tional exigent cireumstance.“ We need not, however, decide
that question here because the other evidence of appellant’s
guilt in this case was so overwhelming as to render any
possible error committed by admission of these hair sam-
ples harmless beyond a reasonable doubt. Chapman v. Cali-
fornia, 386 U.S. 18, 87 S.Ct. 824, 17 L. Ed. 2d 705 (1967).

VI. VAGINAL SWABS
Appellant contends that the government mishandled vagi-

nal swabs taken from the victim, thus depriving appellant

of critical exculpatory evidence and his due process right to
a fair trial, and violating his right to discovery under
Super. Ct. Cr. R. 16. We disagree.

In the course of performing an autopsy on the vietim, Dr.
James Luke, the Chief Medical Examiner for the District of
Columbia, prepared vaginal swabs which were tested in
September 1972 by a government expert, Agent Cronin, for
the presence of semen. Agent Cronin did not test the swabs
for blood group substances, later testifying that he believed
such an attempt would have produced inaccurate results in
light of the likelihood of contamination from bacteria nat-
urally present in the vagina.

14 See Bouse v. Bussey, 21 Cr. L. 2458 (7/21/77). In that case, appellant con-
tended that his Fourth Amendment rights had been violated by defendant, a
police officer who, acting without a warrant, had forcibly removed strands of
appellant’s pubic hair. The United States Court of Appeals for the Ninth Cir.
euit noted that such a ‘‘ warrantless search cannot be justified by exigent cir-
cumstances. Appellant was being held in custody pending trial, and there was
no danger that the evidence sought might be destroyed before a warfant could

be obtained. Id. „ NEWS then 'egpMMeY BSE'S ‘Chess ve

action under 42 U.8.0. f 1983.

. that some courte have epgitoved: the warrantless tak-
ing of hair samples by finding the attendant intrusion sufficiently minor and
reasonable to justify dispensing with the search warrant requirement. See
United States v. D Am, 408 F. ad 381 (24 Cir. 1969); People v. Cutler, 78
Mich. App. 318, 261 N.W.2d 808 (1977); Commonwealth v. Tarver, 345 N. I. ad
671 (Mass.1975). We decline at this time to adopt this reasoning.

The defense expert, Dr. Ruth Guy, examined the swabs in
the summer of 1973. She testified that she was able to find
both type A and type B blood group substances on the
swabs, and that notwithstanding the possibility of bacterial
contamination she had no doubt of the accuracy of her re-
sults, which showed that appellant could not have been
the person who raped Rebecca Rieser.

The government called in rebuttal another expert, Dr.
Alexander Weiner. Dr. Weiner testified against the efficacy
of blood group analysis of the swabs, agreeing with Agent
Cronin that the natural presence of vaginal bacteria pre-
cluded accurate results, and noting that, in any event, saline
tests conducted by Agent Cronin to determine the presence
of semen stripped the swabs of material necessary for blood
group analysis.

Appellant asserts that this saline test amounted to mis-
handling of the swabs. He asserts further that the govern-
ment packaged and stored the swabs in a manner which
resulted in increasing the likelihood of bacterial contamina-
tion, and that the government was negligent in failing to
test the swabs for blood type before subjecting them to
procedures which created a risk of bacterial contamination.

Appellant’s contention that the government mishandled
the swabs and thus deprived him of important exculpatory
evidence is undermined fatally by the testimony of defense
expert Dr. Guy in unequivocal support of the accuracy of
her findings. What this argument really comes down to is
that the jury did not accept Dr. Guy’s textimony and be-
lieved instead the contrary testimony of government ex-
perts, who asserted that the swabs were of no scientific value
for blood grouping ab initio. Where there is conflicting tes-
timony the acceptance by the jury of testimony presented
by either side is binding on us. If Dr. Guy was correct, she
was able to arrive at a highly accurate, untainted result. If
government experts were correct, no such result could ever
have been reached, no matter how the evidence was handled.
The jury believed the latter. We have no basis to upset the
jury’s finding, and we hold that it was arrived at fairly.
Moreover, even if we agreed with appellant that this evi-
dence was mishandled, the other evidence against him—tests

1 Dr. Guy also testified that he found evidence of exeulpatory AB blood
grouping substances on the vietim s panties and on a towel found at the scene

of the crime. This the jury also apparently chose not to accept. Appellant
does not contend that this evidence was mishandled.

from other stained items, fingerprints, palm print, fiber
samples, statement to co-workers, presence and opportunity
—renders any error committed harmless beyond a reason-
able doubt. Chapman v. California, 386 U.S. 18, 87 S. Ot.
824, 17 L. Ed. 2d 705 (1967)." Finally, rejection of appel-
lant 's contentions with respect to this issue is, of course,
fatal to his assertion that the government violated his
rights to discovery under Super.Ct.Cr.R. 16.

VII. PROSECUTORIAL COMMENT

Appellant contends that government counsel ’s closing ar-
gument included comments on appellant’s failure to testify
in his own behalf and that the trial court erred in not apply-
ing remedial sanctions after defense counsel objected. Gov-
ernment counsel’s statement was as follows:

What do you have in this case? You have a defendant
who can’t explain the time period or where he goes. He

17 Cases on which appellant relies principally do not support his argument.
In Brady v. Maryland, 378 U.8. 83, 83 8. Ot. 1104, 10 L.Bd.2d 215 (1963), the
prosecution withheld from petitioner a copy of an extrajudicial admission by
his codefendant that the latter, and not petitioner, had committed the actual
homicide, The Court held this violative of due process. In the instant case,
appellant was given complete access to the vaginal swabs, and, indeed, appel-
lant 's expert conducted tests the results of which, if believed by the jury, would
have exculpated appellant.

United States v. Bryant, 142 U.. App. D.C. 182, 489 F.2d 642, aff'd on vo-
mand, 145 U.. App. D.C. 280, 448 F.2d 1182 (1971), like Brady and unlike the
instant case presented a situation in which a; pellant was denied access to poten.
tially exculpatory evidence. There government agents tape-recorded conversa-
tions between appellant and an undercover agent concerning an alleged sale of
narcotics, The government subsequently destroyed the tape, which it asserted
was unintelligible, before appellant was given an opportunity to hear it. Appel-
lant contended that his narcotics conviction should be overturned on Brady
grounds, Following remand, his conviction was affirmed, because, in the court’s
view, the negligence involved in the loss of the evidence while in the govern-
ment’s possession was outweighed by a totality of very strong evidence against

appellant. g

Finally, in Marshall v. United States, D. C. App., 340 A. 2d 805 (1978), appel -
lant was convicted of robbery (purse snatching). There this court held, inter
alia, that it was not error for the trial court to refuse to strike the complain-
ing witness’ testimony where the police had returned her purse to her and she
had discarded it, making it impossible for appellant to subject it to fingerprint
analysis. This court noted that the police had acted wrongfully in returning the
purse before the defense was given an opportunity to examine it, but deemed
highly speculative the exculpatory potential of the evidence of which appellant
had been deprived. In the instant case, appellant experienced no such depriva-
tion, and indeed the jury rejected appellant’s exculpatory evidence.

has no explanation as to where he was during that time.
When he was asked where he was, he admitted, when he
spoke to Spencer Jenkins, he said, I been sleeping.“ He
knows there’s a time gap in there, and at that time he—a
coincfdence or proof of guilt?

The particular phrase to which appellant objects is ‘‘he
has no explanation as to where he was during that time.
This statement, appellant asserts, violates Griffin v. Cali-
fornia, 380 U.S. 609, 613-15, 85 S.Ct. 1229, 14 L.Ed.2d 106
(1965), in which the Supreme Court held that the Fifth and
Fourteenth Amendments forbid prosecutorial comment on
an accused’s failure to testify. See also Manago v. United
States, supra.

We hold that government counsel’s statement was not
improper. Taken in context, the statement was clearly not
a reference to appellant’s failure to take the witness stand
but referred instead to appellant’s inability, on the morn-
ing of the rape and murder, to reply satisfactorily to a co-
worker who had asked him where he had been.

This court has held that the standard for resolving such
cases is whether the language used was manifestly in-
tended or was of such character that the jury would natu-
rally necessarily take it to be a comment on the failure
to testify.” Blango v. United States, D. C. App., 385 A.2d
230, 232 (1975). In Byrd v. United States, B. G. App., 364
A.2d 1215 (1976), this court rejected a contention similar
to the instant one, noting that ‘‘the statement by its terms
did not refer specifically to the [appellant’s) failure to
testify or invite the jury to consider such a failure in weigh-
ing the evidence. Id. at 1218. See also Tuckson v. United
States, D.C.App., A.2d 138 (1976), which recognizes
the right of the prosecutor to make ‘‘reasonable comments
on the evidence and to draw such inferences from the
testimony as will support his theory of the case.’’ Id at 142.

In the instant case we believe that government counsel’s
statement made no suggestion, substantial or otherwise, of
appellant’s failure to testify, that no reasonable jury would
so construe it, and that the statement was no more than a
reasonable comment on the evidence. We thus find no merit
to appellant’s contention.

In „ appellant’s convictions for felony murder

— ), and first-degree burglary are re-
versed. sentence for second-degree murder is vacated.

—

27
Appellant’s convictions for felony murder (rape) and rape
are offi ‘
So ordered.
District of Columbia Court of Appeals.

Thomas W. WHALEN, Appellant,
v.
UNITED STATES, Appellee.
No. 8583.
July 14, 1978.
On Petitions for Rehearing or Rehearing En Banc.
W. Gary Kohlman, Public Defender Service, Washington,
D.C., was on the petition for appellant.

Earl J. Silbert, U. S. Atty., Washington, D.C., with whom
John A. Terry and Peter E. George, Asst. U. S. Attys.,
Washington, D.C., were on the petition for appellee.

Before NEWMAN, Chief Judge, and KELLY,* KERN,
GALLAGHER, NEBEKER, AGLEY,*® HARRIS,
MACK and FERREN, Associate Judges.

ORDER

PER CURIAM.

On consideration of the petitions filed herein by counsel
for appellant and by counsel for appellee for rehearing or,
alternatively, for rehearing en banc and a majority of the
en bane Court having voted to deny the petitions, it is

ORDERED that the en bance petitions be denied; and it is

FURTHER ORDERED for the division that the peti-
tions for rehearing are denied. (

sibly ‘‘amended’’ the indictment in this case. I do not con-
sider, however, that my view on this requires a vote to go

en banc on the issue. I say this, in particular, because

I
believe it will be a simple matter for the government to
avoid a repetition of this decision in the future.

* Denotes division.

The government’s problem, obviously, will be to draft its
indictments so as to avoid a conclusion that it is an un-
severable, unitary charge’’ in a similar situation when the
conjunctive is utilized. For example, if the burglary had
been charged here as being an entry (a) with intent to
steal and (b) with intent to assault, I doubt it could
logically be considered a unitary charge. If I were to con-
clude that the government will have a serious problem on
its hands on this score in the future or will be hampered
by this decision, I would vote to go en banc on this issue.
But I do not think so.

Statement by Associate Judge NEBEKER, with whom
Associate Judge HARRIS concurs, of reasons for voting
to grant appellee’s petition for rehearing en banc: I voted
to grant appellee’s petition for rehearing en banc because
I believe that, contrary to the panel’s statement. Whalen
v. United States, D.C.App. 379 A.2d 1152, 1157 (1977), the
indictment here did charge the commission of one offense
in two ways. The offense charged was burglary, which is
defined by D. C. Code 1973, § 22-1801 as unlawful entry with
i to commit any criminal offense. The offense of

The division’s opinion declares that the indictment stated
an unseverable, unitary charge, stated in the conjunc-
tive.” Id. at 1157. I do not understand this statement,

device’ must be read, regardless of punctuation, as
modifying both the assault provision and the putting in
jeopardy provision. [Emphasis added.]

As the panel recognized, withdrawal from the jury’s
consideration of one alleged method of committing an
offense is permissible. Ford v. United States, 273 U.S. 593,
47 S.Ct. 531, 71 L.Ed. 793 (1927) ; Salinger v. United States,
272 US. 542, 47 S.Ct. 173, 71 L.Ed. 398 (1926). Thus, it
seems clear to me that the amendment here was proper.
Moreover, the amendment did not broaden the charge or
result in the defendant’s having to defend against accusa-
tions not returned by the grand jury—which, I believe,
was the evil from which Ez parte Bain, 121 U.S. 1, 7 S.Ct.
781, 30 L.Ed. 849 (1887) sought to protect defendants.

Although Judge Gallagher is correct in stating that this
indictment problem will be an easy one for the government
to avoid in the future, I think the conflict between the panel
opinion and Ford v. United States, supra, and Salinger v.
United States, swpra, requires en banc consideration under
D.C. App. R. 40.

Supreme Court or THE Unirep States
No. 78-5471
Thomas W. Whalen,

Petitioner,
v.
United States; and
James E. Pynes,
Petitioner,
v.
United States

ON PETITION FOR WRIT OF CERTIORARI to the
District of Columbia Court of Appeals.

ON CONSIDERATION of the motion for leave to pro-
ceed herein in forma pauperis and of the petition for writ
of certiorari, it is ordered by this Court that the motion of
Thomas W. Whalen for leave to proceed in forma pauperis
be, and the same is hereby, granted; and the petition for
writ of certiorari in Whalen v. United States, District of
Columbia Court of Appeals case No. 8583 be, and the same
is hereby, granted.

April 16, 1979

Mr. Justice Powell took no part in the consideration or
decision of this petition.

t U.S. Government Printing Office: 1979-—297-169/34

30

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_0436%3A2. Public record. Not legal advice.
