# Petition — Golomb v. Wadsworth

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1979
- **Citation:** 444 U.S. 833

## Text

- Qapreme Court, U. &
FILED

MAY 17 1979

IN THE

Supreme Court of tie Unicel sane oe

October Term, 1978

a

SOLOMON W. GOLOMB,

Petitioner,
vs.

WILLIAM KENT WADSWORTH,
Respondent.

PETITION FOR WRIT OF CERTIORARI.

RoBERT D. HORNBAKER,

A Member of
FREILICH, HORNBAKER, WASSERMAN,
ROSEN & FERNANDEZ,

A Professional Corporation,
10960 Wilshire Boulevard, Suite 1434,

Los Angeles, Calif. 90024,
(213) 477-0578; 477-4039,

Attorneys for Petitioner.

Parker & Son, Inc., Law Printers, Los Angeles. Phone 724-6622

SUBJECT INDEX

I. Page
Reference to Reports of Opinions Delivered in the
EE led EIS AU ley Rane ONS are 1
Il.
Concise Statement of the Grounds on Which the
Jurisdiction of This Court Is Invoked .................. 1
Il.
Questions Presented for Review ....................----.----- 2
IV.
Constitutional Provisions, Statutes and Regulations
Whicn the Case Involves ..........:............:.............. 2
V.
a I, a asuninwmenieiiibe 3
VI.
BN orcas a onan vpsinanpsninen nnbiedimeteecin 8
VI.
Nee een A cseenacuaeucbnanii 10
Appendix A. Opinion, Dated March 21, 1978 ........
VATE TRS 3 CEE NSE: re App. p. 1
Appendix B. Opinion, Dated March 8, 1979 .......... 22

Appendix C. Order, Dated April 19, 1979 0.0.00... 28

ii. | iii,

TABLE OF AUTHORITIES CITED Textbooks Page
BNA’s Patent, Trademark & Copyright Journal, No.
Cases Page |
. 423, dated April 5, 1979, pp. A-6, A-7 ...............- 8
Consolidated Foods v. Ferro, 189 USPQ 582 (TT&
etre OR ee Sens ea ee 8 10 Intellectual Property Law Review (1978), pp.
| PO ERROR Sie Ree MEN Ce Meee Pentre Mitoy ean Ni 8
Greene v. McElroy, 360 U.S. 474 (1958) ......0...-.-- 9 |

; 1 McCarthy, Trademarks and Unfair Competition,
Old Monk Olive Oil Company v. Southwestern

Set: DOD Ge Te sicesicksvecknancienichiotennslanialjanes 7
Coca-Cola Bottling Co., 118 F.2d 1015, 49 ;
See Gee ee, AE eee AE 7. 8 Wright and Miller, Federal Practice and Proce-
Gente, Dats. RATT, Bi. TO faiiekcscsin enlccisresttntigenss 8
mane 8 Wright and Miller, Federal Practice and Proce-
Rules of Practice in Trademark Cases, Rule 112 dete, ee. SITE Ae oes oes 8
FPF I Ma RA) ckbecnstcecivictssindeedns ea ers ae

Rules of Practice in Trademark Cases, Rule 116
(37 CFR §2.116)

Rules of Practice in Trademark Cases, Rule 116(e)

eI Me BD oss whectanctndenicssacwsniasidicecdons 7
Rules of Practice in Trademark Cases, Rule 122(c)
Ce Me RCS Os Souhcascescetouesdilapdasalecbuicednons 6
Statutes
Trademark Act of 1946, Sec. 2(e) (15 USC $1052
NDR indi peenacciiictncestntnnoyenpieyascbonnsastitiascssiagmependine 4
Trademark Act of 1946, Sec. 14 (15 USC §1064)
US SITES ACRES A SRO AO ROR oR Re ee eee aeRO aa: ?
Trademark Act of 1946, Sec. 21(a) (15 USC
SS ERR Mire ae aac SCL ST nd gee Ritch bed 7c 4
United States Code, Title 28, Sec. 1256 ......... heats 2

IN THE

Supreme Court of the United States

October Term, 1978
Pi atest

SOLOMON W. GOLOMB,
Petitioner,

vs.

WILLIAM KENT WADSWORTH,
Respondent.

-

PETITION FOR WRIT OF CERTIORARI.

I. |
Reference to Reports of Opinions Delivered
in the Courts Below.
The Trademark Trial and Appeal Board, hereafter
called the Board, rendered an unreported opinion, dated
March 21, 1978, attached as Appendix A.

The Court of Customs and Patent Appeals, hereafter
called the CCPA, affirmed the Board, in an unreported
opinion, dated March 8, 1979, attached as Appendix B.

Il.
Concise Statement of the Grounds on Which the
Jurisdiction of This Court Is Invoked.

Dr. Golomb seeks a review of the judgment of the
CCPA, dated and entered on March 8, 1979.
‘ The CCPA denied Dr. Golomb’s petition for a rehear-
ing, in an Order, dated April 19, 1979, attached as
Appendix C.

le

This Court has jurisdiction to review the judgment,
by writ of certiorari, under Section 1256 of Title 28,
United States Code.

Il.
Questions Presented for Review.

1. Is a party required to appear pursuant to a
notice of taking his trial deposition, in a proceeding
before the Board, and is his refusal to appear pursuant
to a notice a denial of procedural due process under
the Fifth Amendment of the United States Constitution?

2. Does a cancellation petitioner have standing,
in a proceeding before the Board, if he fails to allege,
and prove, facts showing how he is, or will be, damaged
by the registration sought to be cancelled?

IV.
Constitutional Provisions, Statutes and Regulations
Which the Case Involves.

The Fifth Amendment states that:

“No person shall be .. . deprived of life,
liberty, or property, without due process of law;

”
.

Rule 116 of the Rules of Practice in Trademark
Cases, 37 CFR §2.116, provides that:

“(a) Except as otherwise provided and where-
ever applicable and appropriate, procedure and
practice in inter partes proceedings shall be gov-
erned by the Federal Rules of Civil Procedure.”

Section 14 of the Trademark Act of 1946, also
called the Lanham Act, 15 USC §1064, provides that:

“A verified petition to cancel a registration of
a mark, stating the grounds relied upon, may, upon

inal

payment of the prescribed fee, be filed by any
person who believes that he is or will be damaged
by the registration of a mark on the principal
register established by this Act, .. .”

Rule 112 of the Rules of Practice in Trademark
Cases, 37 CFR §2.112, states that:

“The petition to cancel, ..., must set forth a

short and plain statement showing how the peti-

tioner is or will be damaged by the registration,

”

V.
Statement of the Case.

Dr. Golomb filed an opposition, on July 25, 1975,
to Wadsworth’s application, filed November 16, 1974,
to register “Pentomino Challenge,” for “equipment in-
cluding a board having at least one playing area marked
with ninety (90) squares and at least one set of eighteen
(18) one-sided pentominoes for playing games and
solving puzzles,” with the word “Pentomino” disclaimed
apart from the mark as shown. Tr. 4-5, 47-51.*

Dr. Golomb’s opposition was based, in part, on his
registration No. 1,008,964, issued April 15, 1975, for
“Pentominoes,” for “equipment, consisting of the twelve
distinct five-celled square figures and a playing board,
for use in various combinational puzzles and in competi-
tive board games.” Tr. 47-50.

Wadsworth filed an Answer on or about October
20, 1975. Tr. 52-54.

Paragraph 10 of the Answer requested affirmative
relief by way of cancellation of Dr. Golomb’s registra-

tion. Tr. 53-54.

*Transcript of Record, pages 4-5, and 47-51.

ills

In that Paragraph, Wadsworth alleged only that “Pen-
tominoes” is descriptive, and that Section 2(e) of the
Trademark Act, 15 USC §1052(e), bars registration
of a mark which “when applied to the goods of ap-
plicant is merely descriptive . . . of them, .. .”

Wadsworth did not allege that he believed he was,
or would be, damaged by the registration, as required
by Section 14 of the Act, 15 USC §1064, nor did
he set forth a short and plain statement showing how
he was, or would be damaged, as required by Rule
112 of the Rules of Practice in Trademark Cases,
37 CFR §2.112.

Dr. Golomb filed a Reply to Request for Affirmative
Relief by Way of Cancellation, on October 30, 1975,
in which he denied each and every allegation in Para-
graph 10, and alleged it failed to state a claim upon
which relief could be granted. Tr. 55.

In the unreported opinion, dated March 21, 1978,
attached as Appendix A, the Board dismissed Dr. Gol-

omb’s opposition, and granted the petition to cancel.
Tr. 75-92.

Golomb filed a timely notice of appeal. Tr. 1-2.

In the unreported opinion, dated March 8, 1979,
attached as Appendix B, the CCPA affirmed the Board.

The CCPA had jurisdiction under Section 21(a)
of the Trademark Act of 1946, 15 USC §1071(a).

Wadsworth did not prove, or attempt to prove, any
use of “Pentomino Challenge,” at any time, and did
not otherwise prove, or attempt to prove, any facts
showing how he was, or would be, damaged by Dr.
Golomb’s registration.

saaiilbini

Which raises this question: What facts did the CCPA
rely upon to find Wadsworth had standing?

The record is bare, except for his application to
register “Pentomino Challenge,” filed November 16,
1974, almost a year before he filed his petition to
cancel, on October 20, 1975.

In Old Monk Olive Oil Company v. Southwestern
Coca-Cola Bottling Co., 118 F.2d 1015, 49 USPQ
192 (CCPA 1941), the CCPA itself said this was
not enough.

There, Old Monk filed, on June 10, 1938, a petition
to cancel Coca-Cola’s registration, issued April 22,
1924, for “Old Monk,” for soft drinks. Old Monk
had filed an application, on April 13, 1938, to register
the same mark, for juices, and alleged use prior to
Coca-Cola.

Like Wadsworth, however, Old Monk offered no
evidence.

So the CCPA dismissed its petition.

Said the Court, at pages 196-197:

“There is no evidence in the record showing
use by appellant [Old Monk] of its mark at
any time within five years immediately preceding
the filing of its petition, unless petitioner’s applica-
tion for registration of its mark, filed April 13,
1938, is prima facie evidence of use of the mark
by petitioner on or about that date, as contended
for by appellant.

* * *
“Appellant has cited no cases supporting its

contention, and we have found none. When the
use of its mark by appellant at the time of filing

nelle:

its petition was put in issue by appellee’s answer,
the burden was upon appellant to establish such
use by competent proof. To consider appellant’s
application for registration of April 13, 1938 as
supplying such proof would deprive appellee of any
opportunity to cross-examine appellant’s represent-
atives respecting the correctness of the recitals
in said application. In our opinion said application
stands in the same relation to this proceeding
as would an ex parte affidavit on behalf of appel-
lant, which obviously could not be properly con-
sidered over the objection of appellee.*” (Italics
added. )

Golomh, on the other hand, testified as follows:

“Q Have you been able to find a set of the
puzzle or game sold under the name Pentomino
Challenge?

“A No, I have never seen such a product.
Since I first became aware of Mr. Wadsworth’s
application I have made serious efforts specifically
to look for and to ask for such a game or puzzle
in game stores, novelty stores, department stores
and stationery stores. However, none of these
stores that I have visited anywhere in my extensive
travels have ever heard of such product. More-
over, I have never seen it advertised in either
general or trade publications or elsewhere. Also
my game agent, Dr. Atwater, who is an expert
in the field of games and puzzles and very knowl-

*Wadsworth did not offer his application in evidence, or
notice it under Rule 122(c) of the Rules of Practice in
Trademark Cases, 37 CFR §2.122(c). So Dr. Golomb had
no opportunity to object to it. Golomb’s briefs, however,
often objected to its consideration.

os. vu

edgeable about the marketplace has never seen
or heard of this product under the name Pento-
mino Challenge being offered for sale. The fact
is that I have never seen or heard anything to
indicate that Mr. Wadsworth has actually used
this mark.” Tr. 30-31.

Significantly, Wadsworth did not object to this testi--
mony, or move to strike it.

What’s more, Wadsworth refused to appear pursuant
to Golomb’s notice of taking his trial deposition, on
April 19, 1976, for examination on this issue.* Tr.
57-61, 70-74.

Instead, Wadsworth moved to vacate the notice, on

the frivolous ground that the discovery period had
closed on February 19, 1976. Tr. 58-59.

The Board granted Wadsworth’s motion, and denied
Golomb’s motion for a default judgment, but on the
ground, not urged by Wadsworth, that he had not
been served witu a subpoena. Tr. 70-74.

The Board also denied Golomb’s motion for an
extension of his testimony period, to serve Wadsworth
with a subpoena. Tr. 61, 70-74.

*Rule 116(e) of the Rules of Practice in Trademark Cases,
37 CFR §2.116(e), provides that the taking of trial depositions
corresponds to the trial in court proceedings. See also 1
McCarthy, Trademarks and Unfair Compecition, §$20.28 and
20.29.

— en

VI.
Argument.

The specialized CCPA failed to recognize one of
the most important issues in the case, an issue outside
the scope of its specialty: the denial of procedural
due process under the Fifth Amendment.*

Dr. Golomb noticed Wadsworth for a trial deposition,
on April 19, 1976. Tr. 57-61, 70-74.

Wadsworth refused to appear.

In granting Wadsworth’s motion to vacate, and deny-
ing Golomb’s motion for default judgment, and exten-
sion of time to serve a subpoena, the Board relied
on its own isolated decision, in Consolidated Foods
v. Ferro, 189 USPQ 582 (TT&AB 1976), published
after the date set for Wadsworth’s deposition, which
did not mention Rule 116 of the Rules of Practice
in Trademark Cases, 37 CFR §2.116, or the Federal
Rules of Civil Procedure referred to therein.

However, the Federal Rules of Civil Procedure make
it abundantly clear that a subpoena was not required.

For example, as stated in 8 Wright and Miller,
Federal Practice and Procedure, §2107, at page 390,
and §2112, at page 403:

“Rule 37(d) provides sanctions for the failure
of a party—or an officer, director, or managing

_ *This Court has recently reversed the CCPA in four cases
in its specialty. See 10 Jntellectual Property Law Review
(1978), at pages xci to xciii. Nevertheless, Senator Kennedy
introduced legislation to merge the CCPA and the Court of
Claims, to form the U.S. Court of Appeals for the Federal
Circuit, which would have exclusive jurisdiction over all issues
in appeals from the District Courts in cases involving patent
and trademark issues. See BNA’s Patent, Trademark & Copy-
nn fine See No. 423, dated April 5, 1979, at pages A-6
and A-7.

— Se

agent of a party—to appear for the taking of
his deposition after notice has been served upon
him and the courts have reasoned that notice
alone, without subpoena, is sufficient.
o * *

“If the person to be examined is a party to the
action, a subpoena is not required and the notice
is sufficient to require his attendance. Thus the
examining party may set the place for the deposi-
tion of another party wherever he wishes subject
to the power of the court to grant a protective
order under Rule 26(c)(2) designating a different
place.” (Italics added. )

So Wadsworth’s refusal to appear deprived Dr.
Golomb of his Fifth Amendment right to confront
and cross-examine him. Greene v. McElroy, 360 U.S.
474, 496 (1958). a

Furthermore, because the Board, and the CCPA,
did not require Wadsworth to plead, or prove, any
facts showing how he was, or would be, damaged
by Dr. Golomb’s registration, as required by Section
14 of the Act, 15 USC §1064, and Rule 112 of
the Rules of Practice in Trademark Cases, 37 CFR
§2.112, they, in effect, required Dr. Golomb to assume
the burden of proving the absence of such facts.

But he could not discharge this difficult burden,
because Wadsworth refused to appear, although Dr.
Golomb noticed his deposition under the applicable
Federal Rules of Civil Procedure.

So the Board, and CCPA, deprived Dr. Golomb
of his trademark registration by denying him the right
to confront and cross-examine Wadsworth.

=

VIL.
Conclusions.

The Board, and the CCPA, have decided two im-
portant questions of federal law, which have not been,
but suould be, settled by this Court:

1. Is a party required to appear pursuant to a
notice of taking his trial deposition, in a proceeding
before the Board, and is his refusal to appear a denial
of procedural due process under the Fifth Amendment?

2. Does a cancellation petitioner have standing,
in a proceeding before the Board, if he fails to allege,
and prove, facts showing how he is, or will be, damaged
by the registration sought to be cancelled?

Also, in ignoring the statutes, regulations, and-rules,
the Board, and the CCPA, have so far departed from
the accepted and usual course of judicial proceedings,
as to call for an exercise of this Court’s power of
supervision.

Respectfully submitted,

RoBERT D. HORNBAKER,

A Member of

FREILICH, HORNBAKER, WASSERMAN,
ROSEN & FERNANDEZ,

A Professional Corporation,
Attorneys for Petitioner.

APPENDIX A.

Opinion.
Hearing: May 26, 1977.

U. S. Department of Commerce, Patent and Trade-
mark Office.

Trademark Trial and Appeal Board.

Solomon W. Golomb v. William Kent Wadsworth.
Opposition, No. 57,214, to application Serial No.
37,220, filed November 14, 1974.

Robert D. Hornbaker for Solomon W. Golomb.
George H. Mortimer for William Kent Wadsworth.
Before Rice, Fowler and Kera, Members, Members.
Opinion by Rice, Member:

An application has been filed by William Kent Wads-
worth to register the mark “PENTOMINO CHAL-
LENGE” for equipment including a board having at
least one playing area marked with ninety (90) squares
and at least one set of eighteen (18) one-sided pento-
minoes for playing games and solving puzzles, use
since April 13, 1971 being asserted.’ The word “PEN-
TOMINO” has been disclaimed apart from the mark
as shown.

Registration has been opposed essentially on the
grounds that since November 1953, opposer has been
using the mark “PENTOMINOES” for equipment con-
sisting of twelve distinct five-celled square figures and
a playing board, for use in various combinational puz-
zles and in competitive board games; that opposer
is the owner of a registration of the mark “PENTO-

1Ser. No. 37,220, filed Nov. 15, 1974.

inital

MINOES” for the aforesaid goods;* that opposer has
expended substantial amounts of money, time and eftort
in advertising, promoting and popularizing his “PEN-
TOMINOES” trademark, so that the trade in general
and the purchasing public in particular have come
to know and recognize opposer’s trademark and prod-
ucts and .o know that the same originate with and
belong to opposer; that the word “PENTOMINO” is
the dominant portion of applicant’s mark “PENTO-
MINO CHALLENGE”; and that said mark so resem-
bles opposer’s mark “PENTOMINOES” as to be likely,
when applied to the goods of the applicant, to cause
confusion or mistake or to deceive.

Applicant, in answering the notice of opposition,
has denied all of the allegations upon which opposer’s
claim of damage is predicated, asserting in connection
therewith that neither word in applicant’s mark is dom-
inant in any physical sense; that the word “PENTO-
MINO” is used in applicant’s mark as a descriptive
word or adjective qualifying the noun or main word
“CHALLENGE”; that if either word is dominant in
a semantic sense it has to be the noun, not the adjec-
tive; and that applicant has disclaimed the word “PEN-
TOMINO” apart from its mark as a whole, which
disclaimer precludes a holding that said word is the
dominant portion ef applicant’s mark. Additionally,
applicant has filed a counterclaim to cancel opposer’s
pleaded registration on the grounds that the word “PEN-
TOMINOES” is descriptjve of polyominoes composed
of five squares and thus of the twelve distinct five-
celled square figures used by opposer in the equipment
described in its pleaded registration; that the word

*Reg. No. 1,008,964, issued Apr. 15, 1974.

snicliien

“PENTOMINOES” was first used in 1953 in a descrip-
tive sense and not a trademark sense; that said word
has continued to be used until today in the descriptive
sense; and that:
“|. . Opposer’s rights, if any, in the word ‘pen-
tominoes’ as a trademark have been abandoned
through acts of commission and omission into
the lexicon of the language generally employed
by those engaged in the manufacture, marketing
and playing of games employing playing pieces
of five-clled square figures.”

Opposer, in its answer to the counterclaim, has denied
every allegation contained therein, and has affirmatively
asserted both that applicant’s counterclaim fails to state
a claim upon which relief can be granted, and also
that applicant is estopped to assert the allegations con-
tained in the counterclaim.

The record consists of the pleadings; the file of
applicant’s application; the file of opposer’s registration
sought to be cancelled; copies of portions of printed
publications made of record by applicant pursuant to
Rule 2.122(c); and testimony in behalf of opposer.
Both parties have filed briefs on the case and were
represented at the oral hearing conducted on this matter.

The record shows that these parties were involved
in a prior opposition’ wherein applicant sought to regis-
ter the mark “PENTOMINO CHALLENGE”, without
a disclaimer of the word “PENTOMINO”, for goods
described in essentially the same manner as those in
applicant’s present application; opposer based its opposi-
tion upon a claim of prior use of the mark “PENTO-

’Opposition No. 53,785; Golomb v. Wadsworth, 184 USPQ
249 (TT&A Bd., 1974).

ee

MINOES” for game equipment and an allegation of
likelihood of confusion; and applicant in turn raised
the issue of whether opposer had used the term “PEN-
TOMINOES” as a trademark or whether opposer pos-
sessed any proprietary rights therein as a trademark.
The Board, in its opinion in that case, described the
professional achievements of opposer, a Professor of
Electrical Engineering and Mathematics at the Uni-
versity of Southern California, then summarized the
remaining evidence made of record therein as follows:

“Insofar as opposer’s actviities pertaining to
mathematical games and puzzles are concerned,
on November 16, 1953, while a graduate student
at Harvard University, opposer gave a lecture to
the Harvard Mathematics Club based on research
he had been doing during 1953 involving figures
made of two, three or more square cells, entitled
‘Combinatorial Geometry and Polyominoes’. In
preparing his lecture, he became aware of a num-
ber of interesting and difficult puzzles involving
five-celled square figures and coined the trademark
‘PENTOMINOES’ ‘to try, or to identify, my own
set of five-celled square figures, as distinct from
anyone else’s.. At the time of the lecture, he
had only a demonstration set of the ‘PENTO-
MINOES’ game or puzzle available, but as a result
of requests made by members of the audience,
the following week he made fifty sets of five-
celled figures out of poster board, and by the
end of 1°53, he had sold all of these sets for
fifty cents each to members of the audience and
their friends and others in the Harvard University.
Each of the sets was contained in an envelope
on which was typed ‘PENTOMINOES’ all in

coibds.

capital letters, and underneath that ‘Made by S. W.
Golomb.’ The game or puzzle consisted of twelve
different shapes that can be made out of five
equal squares or five-celled figures. Opposer pre-
pared a number of different puzzles utilizing these
pieces involving, inter alia, fitting them into rec-
tangle or other shapes.

By the end of 1959, opposer had sold an addi-
tional two hundred sets all bearing the trademark
‘PENTOMINOES’ on the package containing the
individual pieces. Opposer received some of the
orders for the sets by mail after two articles ap-
peared in the mathematical game section of the
May and December 1957 issues of Scientific Amer-
ican magazine. He sold approximately twenty to
thirty of these sets for seventy-five cents each
to people who indicated by mail a desire to pur-
chase them. Again, in the case of every set sold,
the designation ‘PENTOMINOES’ appeared on the
envelope or box in which the five-celled figures
were placed.

Starting in or around 1955, opposer attempted
to interest an established game company in manu-
facturing and selling the ‘PENTOMINOES’ game,
but to no avail. In September 1962, he agreed
with Collier Books to do a paperback book which
would be called Polyominoes. The back cover
of the book was to be stamped with the shapes
of the five-celled square figures and would bear
the mark ‘PENTOMINOES’. It was to be pre-
punched so that the purchaser would have the
ability to instantly have a set of these figures
for use as he follows opposer’s explanation in

conidia

the book. Collier Books, assertedly due to retrench-
ment plans, never did publish the book. It did,
however, reach an agreement with Charles Scribner
& (sic) Sons, publishers of New York, to have
Scribner take over the project of publishing the
book. Scribner did publish a book under the title
Polyominoes; but because it was a hard cover
book and did not lend itself to including a
punched out removable game on the back of the
book, an envelope was glued inside the back of the
book which contained the twelve figures and which
carried the trademark ‘PENTOMINOES’. The
Polyominoes book first appeared on the market
in February 1965. More than ten thousand were
sold, of which seven thousand were distributed
through the Library of Science Book Club. Op-
poser received a royalty on each book. The book
is still in print, and opposer is still receiving royal-
ties which so far have amounted to several thou-
sand dollars. Scribner has sublicensed several for-
eign publishers to do identical versions of the
Polyominoes book with an identical enclosure of
the puzzle identified by the designation ‘PEN-
TOMINOES’.

In early 1967, a Herbert Zimpfer of West Ger-
many exhibited promotional sets of opposer’s game
with the mark ‘PENTOMINO?’ (the two fina! let-
ters ‘E’ and ‘S’ were omitted) at the Nurnberg
Toy Fair and accepted orders. Zimpfer, under
license from opposer, also sold games consisting

of these twelve five-celled square figures under

the trademark ‘PENTOMINOES’ in the United
States during the period of 1967-1969. Opposer
has received royalties on all sales by Zimpfer, and

“1
they have been in excess of fifteen hundred dol-
lars. However, because of tariff and customs dif-
ficulties as well as marketing problems, it was
agreed that Zimpfer would confine his efforts to
selling the game outside of the United States.

In November 1967, opposer recruited an agent
to assist him in finding a game publisher to pur-
chase (sic) and sell the ‘PENTOMINOES’ game.
The agent put him in touch with Hallmark Cards,
Incorporated of Kansas City, Kansas, which exe-
cuted an agreement with opposer as a licensee
to produce and sell the game. In May 1973. Hall-
mark exhibited at the Stationers Show in New
York City a game under trademark ‘PENTO-
MINOES’ and accepted orders from wholesalers
and distributors.

Opposer, over the years, developed a large quan-
tity of exhibits and promotional material, and has
traveled considerable distance to give lectures for
no honorarium or fee to high schools and other
groups, largely for promoting his ‘PENTO-
MINOES’ game.

Applicant’s record consists of copies of articles
by opposer and others that have appeared in such
publications as The Scientific American Book of
Mathematical Puzzles & Diversions, Recreational
Mathematics Magazine, The American Mathemati-
cal Monthly and New Scientist over the years
from 1954 through November 1962 and a copy
of opposer’s book Polyominoes published by
Charles Scribner’s Sons, noticed under Rule 2.122
(c) to *. . . show that the word ‘pentominoes’
from the date of its first use by Opposer and

rar es

others has been used in a descriptive sense and
never in a trademark sense... .’”

Upon consideration of the documents made of record
by applicant in the prior proceeding, the Board found
that the terms “POLYOMINOES” and “PENTO-
MINOES”, though they may have been coined by op-
poser, had been consistently used by opposer and others
interested in mathematical puzzles in a merely descrip-
tive sense to designate, respectively, various shapes com-
posed of certain numbers of squares, and one particular
kind of polyomino, namely, polyominoes of five squares;
and that as a consequence, these terms, together with
their singular forms, had become words of art in the
field of mathematical puzzles and did not and could
not serve to designate origin in anyone producing and
selling a game which involved finding ways to fit to-
gether various shapes or configurations composed of
numbers of connected squares. In support of this find-
ing, the Board cited from the documents of record
numerous representative examples of use of the term
“PENTOMINO” by opposer and others in a descriptive
manner, including examples from opposer’s own book,
Polyominoes, wherein the term “PENTOMINO” was
defined as “A polyomino composed of 5 squares” and
was consistently used by opposer in a descriptive if
not generic manner.* The Board then held that

“

. whatever proprietary rights that opposer
may have acquired in the term ‘PENTOMINOES’
or ‘PENTOMINO’ through the coining and first

4In connection therewith, the Board noted that while opposer
had testified that the envelope (glued inside of the back
of his book) which contained the twelve different five-celled
square figures carried the trademark “PENTOMINOES”, the
envelope in the copy of opposer’s book which was made
of record in the opposition proceeding did not bear any
trademark or other sign of origin.

a ae

use thereof have since been abandoned through
acts of omission and commission into the lexicon
of the language generally employed by those manu-
facturing or participating in playing puzzles or
games involving combinatorial geometry and, in
particular, games of the type in which the parties
here involved are interested in marketing.”

The opposition was nevertheless sustained on the ground
that the registration sought by applicant, i.e., a registra-
tion of the mark “PENTOMINO CHALLENGE” with-
out a disclaimer of the word “PENTOMINO”, would
be inconsistent with and in derogation of opposer’s
right to continue to use the term “PENTOMINO”
in a descriptive manner in connection with the sale
and advertising of his mathematical games. Applicant
thereafter moved to disclaim the word “PENTOMINO”
apart from its mark as a whole. The motion was
denied, but without prejudice to applicant’s right to
file a new application to register “PENTOMINO
CHALLENGE” with an appropriate disclaimer. Appli-
cant’s present application seeking registration of its
mark with a disclaimer of “PENTOMINO” was filed
two weeks thereafter.

In this proceeding, applicant’s record again consists
solely of copies of articles by opposer and others that
appeared in the publications Recreational Mathematics
Magazine, Scientific American, The American Mathe-
matical Monthly, and New Scientist over the years
from 1954 to 1962, as well as copies of portions
of the book The Scientific American Book of Mathe-
matical Puzzles & Diversions (Simon and Schuster,
New York, 1959) and a complete copy of opposer’s
own book, Polyominoes, published by Charles Scribner’s
Sons in 1965.

—"

Opposer has offered testimony in this proceeding
to the same general effect as that adduced by him
in the prior proceeding. In addition, opposer has testi-
fied that during the period 1967 to 1969, his West
German licensee, Herbert Zimpfer sold the “PENTO-
MINO” game, as produced by Mr. Zimpfer, in the
United States both by mail order and by sales through
retail outlets; that since that time Mr. Zimpfer has
continued to make mail order sales in the United States;
that since 1967 opposer has always exhibited a sample
of the aforesaid game produced by Mr. Zimpfer at
all of opposer’s talks; that opposer has received royalties
from Mr. Zimpfer amounting to more than $4,000,
of which approximately $1,000 was earned prior to
April 1971 (the record does not indicate what portion
of these royalties were from sales in the United States);
that during 1973 and 1974 opposer’s United States
licensee, Hallmark Cards, Incorporated, sold approxi-
mately 20,000 of opposer’s games, as produced by
Hallmark, in boxes whose tops bear the word “PENTO-
MINOES” in relatively large letters, followed by “A
NEW ADULT PUZZLE-GAME FROM _ SPRING-
BOK” in smaller letters, then by the wording “A puzzle-
game not for square thinkers! This mind bender will
test the geometric perception of you and your friends.
Object: arrange the puzzle pieces according to any one
of a number of predetermined shapes,” and, at the
bottom, a copyright notice (1973) on behalf of Spring-
bok Editions, a division of Hallmark Cards, Inc.; that
the games are sold by Hallmark entirely through retail
outlets such as toy stores, novelty stores, stationery
and greeting card stores, department stores, etc.; that
opposer has received in excess of $3,000 in royalties
from Hallmark; that the last royalty check which op-

a | eee

poser received prior to the taking of his deposition,
which check covered the last quarter of calendar year
1975, was for the sale of several hundred sets of
the game; that several other companies have sold games
similar to opposer’s game (i.e., games consisting of
the same set of twelve five-celled square figures), but
none of them have used the term “PENTOMINOES”
in connection therewith; that opposer has made serious
efforts to find applicant’s game bearing the mark “PEN-
TOMINO CHALLENGE” in game stores, novelty
stores, department stores, and stationery shops, but
has been unable to do so; that opposer’s book Polyomi-
noes, published in 1965, has been out of print for
more than two years (as of the time of the taking
of opposer’s rebuttal testimony on August 13, 1976);
that neither opposer nor the publisher of the book
has any plans to reprint or reissue the book as pre-
viously published; that the “PENTOMINOES” games
made by Hallmark were (in the opinion of opposer)
purchased by a broad cross-section of the general lay
public looking for games and toys of general interest,
and having no specialized background; that the purchas-
ers of opposer’s book, and the readers of all of the
other publications relied on by applicant, were (in
the opinion of opposer) a limited set of devotees of
formal recreational mathematics, typically with a profes-
sional background in mathematics, engineering, or the
physical sciences; that Recreational Mathematics Maga-
zine was privately published, had a very limited dis-
tribution (to enthusiasts of formal recreational mathe-
matics), and has been defunct for more than ten years;
that opposer visited nine major public libraries in South-
ern California looking for issues of said magazine,
but was unable to find any; that the magazine New

ae ee

Scientist is published in the United Kingdom; that op-
poser was unable to find any copies thereof in the
nine libraries which he checked; that opposer drafted
a letter dated April 23, 1975 indicating that “PEN-
TOMINOES” is a registered trademark of opposer,
that use thereof should always be accompanied by
acknowledgement of this fact, and that unauthorized
use constitutes infringement; that opposer mailed copies
of this letter to the author or publisher, or both, of
each of the documents relied on by applicant, as well
as to other authors and publishers; that opposer has
also been careful to point out at each of the six
lectures he has given since April 15, 1975 (the date
of the issuance of opposer’s pleaded registration) that
“PENTOMINOES” is a registered trademark for a
game, and that the pieces of the game are called
five-celled square figures; that he has never heard the
term “PENTOMINOES” used in any manner other
than as a trademark since April 15, 1975; and that
in fact several authors have stated in their books and
articles that “PENTOMINOES” is a registered trade-
mark of opposer.

As noted above, the record in this case includes
the file of opposer’s pleaded registration, which is the
subject matter of applicant’s counterclaim for cancella-
tion. An examination of this file reveals that the
application which matured into said registration was
filed on September 13, 1972; that the allegation con-
tained a claim of distinctiveness made pursuant to
the provisions of Section 2(f) of the Act, i.e., an
assertion that the mark had become distinctive of
applicant’s goods as a result of substantially exclusive
and continuous use in interstate commerce for the
five years next preceding the date of filing of the

eae Sem

application (this claim, of course, constitutes an ad-
mission that the term “PENTOMINOES” was at least
at one time merely descriptive as applied to opposer’s
goods); that opposer indicated in the application that
his mark was used by applying it to containers for
his goods and to instructional material associated with
the goods; that the specimens of record consist of
reproductive copies of a portion of the cover of op-
poser’s book, Polyominoes, namely, the front of the
cover and the upper part of the front cover flap;
that the front of the cover contains the word “POLY-
OMINOES” in large letters, the phrases “The Fasci-
nating New Recreation in Mathematics” and “BY
SOLOMON W. GOLOMB?” in smaller letters immedi-
ately thereunder, a representation of the twelve five-
celled square figures, and then the phrase “Including
more than 190 diagrams and a set of pentominoes;”
that the upper part of the front flap of the cover
contained the word “POLYOMINOES” in large letters
with the phrases “by Solomon W. Golomb” and “IN-
CLUDING MORE THAN 190 DIAGRAMS AND
A SET OF PENTOMINOES” in smaller letters there-
under; that the lower section of the front flap is missing,
having apparently been cut out or covered up by op-
poser prior to the making of the reproduced copies
thereof (the copy of opposer’s book which was made
of record by applicant herein indicates that the missing
lower portion of the front flap reads as follows:

“This is the first book on the popular new
mathematical recreation, polyominoes. It is written
by the man who introduced it to American puzzle
fans and invented many of the problems presented
herein.

incites!

A domino is the simplest polyomino. Composed
of only 2 squares, it has only one possible shape,
a rectangle. A tromino is a polyomino of 3 squares;
there are 2 possible tromino shapes. Tetrominoes
are polyominoes of 4 squares and have 5 possible
shapes; pentominoes are potyominoes of 5 squares
and have 12 different shapes. All of these forms
are dealt with by Dr. Golomb, as well as poly-
ominoes composed of more squares and n-ominoes,
that is, polyominoes of any specific number of
squares. Diversions with polyominoes of more than
2 dimensions are also presented.

Puzzles in the volume range widely in difficulty;
in some cases the pentominoes can be arranged
in only one way, but one construction has 2,339
solutions. The Problem Compendium contains al-
most 100 problems, offering the reader weeks
of diversion, and there are instructions for a pento-
mino game for 2 or more players.” );

that the Examiner, in his first Office action, advised
opposer that there was pending in the Office an applica-
tion (i.e., the first application of applicant herein,
that is, the application to register the mark “PENTO-
MINO CHALLENGE” without a disclaimer of the
word “PENTOMINO”) for the registration of a mark
which so resembled opposer’s mark as to be likely
to cause confusion within the meaning of Section 2(d),
and that applicant’s said application, being the first
filed, would, if and when it matured into registration,
be cited as a reference against opposer’s application;
that on November 5, 1973 opposer filed a response
stating that it had filed an opposition to applicant’s
application on November 30, 1972, and asking that
action on its own application be suspended pending

calito

the outcome of the opposition; that the response was
accompanied by a copy of the notice of opposition,
wherein opposer asserted prior rights in the term “PEN-
TOMINO” as a trademark; that opposer did not file
a copy of applicant’s answer to the notice of opposi-
tion, wherein applicant placed in issue the question
of whether opposer had used the term “PENTOMI-
NOES” as a trademark and whether opposer possessed
any proprietary rights therein; that the Examiner sus-
pended action on opposer’s application pending the
outcome of the opposition proceeding; that on August
3, 1974, opposer filed a paper the complete text
of which reads:

“In your communication to me dated Feb. 21,
1974 (copy enclosed), you informed me that:
‘Action on this application is suspended pending
the termination of Opposition No. 53,785.’ You
further stated: ‘When the proceeding is terminated,
applicant, if a party thereto, should advise the
examiner.’ I was the Opposer in Opposition No.
53,785. In a decision dated August 8, 1974, the
Trademark Trial and Appeal Board has ruled
as follows on Opposition No. 53,785: ‘Decision:
The opposition is sustained, and registration to
applicant is refused.’ ”

and that opposer’s application was thereupon passed
to publication and matured into registration.

Opposer contends that the issues presented in the
cancellation proceeding are whether applicant was being
damaged by opposer’s registration of the ierm “PEN-
TOMINOES” on or about October 20, 1975, the date
of the filing of the counterclaim for cancellation, and
whether the term “PENTOMINOES” was at_ that
time merely descriptive to ultimate purchasers, that

oe

is, without a distinctive secondary meaning; and that
the sole issue in the opposition proceeding is likeli-
hood of confusion. In connection therewith, opposer
contends that the counterclaim for cancellation should
be dismissed because applicant, who offered no evidence
with respect to his activities under the mark “PENTO-
MINO CHALLENGE”, neither alleged nor proved that
he would be damaged by the continued existence of
opposer’s registration sought to be cancelled; i.e., appli-
cant failed to establish his standing to be heard on
the issues raised in the counterclaim. Under the par-
ticular circumstances presented in this case, we cannot
agree with opposer’s contention. That is to say, the
Court of Customs and Patent Appeals has recently
held that an argument asserting failure of an opposer
to prove that it may be “damaged” is in actuality
an allegation that opposer has not demonstrated its
standing to oppose; and that a party has standing
to oppose within the meaning of Section 13 if that
party can demonstrate a real interest in the proceeding.
See: Federated Foods, Inc. v. Fort Howard Paper Com-
pany, 192 USPQ 24 (CCPA, 1976). See also: Universal
Oil Products Co. v. Rexall Drug and Chemical Co.,
174 USPQ 458 (CCPA, 1972). Similarly, of course,
a party has standing to maintain a petition for cancella-
tion within the meaning of Section 14 of the Act
(which provides that a petition to cancel a registration
of a mark may be filed by “any person who believes
that he is or will be damaged by the registration
of a mark on the principal register”) if that party
can demonstrate a real interest in the proceeding. In
the instant case, applicart’s petition for cancellation
is in the nature of a compulsory counterclaim filed
in answer to the notice of opposition (it having been

aX.

the view of the Board for a number of years now
that it is mandatory that a party assert as a counter-
claim any claim which, at the time of the serving
of his pleading, he has against the adverse party, pro-
vided that the counterclaim arises out of the transaction
or occurrence which is the subject matter of the other
party’s claim—See: Delta Tire Corporation v. Sports
Car Club of America, Incorporated, 185 USPQ 443
(TT&A Bd., 1975), and cases cited therein), and
it is implicit from applicant’s position or standing as
defendant in this opposition, when considered together
with the fact that applicant was involved with opposer
in the above-described prior proceeding and thus mani-
festly is no mere stranger of interloper, that applicant
has a real interest in the cancellation proceeding. More-
over, inasmuch as we have jurisdiction over opposer’s
registration by virtue of the filing of the counterclaim
for cancellation, we have authority under Section 18
of the Act to cancel the registration if it was obtained
fraudulently or is otherwise invalid. In this regard,
opposer’s registration is manifestly invalid since it was
issued immediately after, and in the face of, the Board’s
ruling in the prior opposition that the word “PENTO-
MINOES” was a merely descriptive term which did
not and could not serve to designate origin in anyone
producing and selling a game that involved finding
ways to fit together various shapes or configurations
composed of numbers of connected squares, and that
whatever proprietary rights opposer might have acquired
in the term “PENTOMINOES” or “PENTOMINO”
through the coining and first use thereof had since
been abandoned through acts of omission and com-
mission into the lexicon of the language generally em-
ployed by those manufacturing or participating in play-

aig

ing puzzles or games involving combinatorial geometry
and, in particular, games of the type marketed by
opposer and applicant.®

Aside therefrom, the doctrine of res judicata provides
that “a judgment on the merits in a prior suit involving
the same parties or their privies bars a second suit
based on the same cause of action.” See: Lawlor v.
National Screen Service Corporation, 349 U.S. 322,
75 S. Ct. 865 L.Ed. 1122 (1955). See also: Cromwell
v. County of Sac, 94 U.S. 351 (1878), and Commis-
sioner of Internal Revenue v. Sunnen, 77 USPQ 29
(Sup. Ct., 1948). However, as noted by the Board
in Johnson & Johnson v. Rexall Drug Company, 186
USPQ 167 (TT&A BD., 1975), where a second suit
on the same ground is based upon circumstances or
a course of conduct occurring subsequent to the judg-
ment in the prior suit, then the second suit constitutes
a different cause of action and is not barred by the
doctrine of res judicata. The reason for this rule, ac-
cording to the Lawlor case, supra, is that “the prior
judgment cannot be given the effect of extinguishing
claims which did not even then exist and which could
not possibly have been sued upon in the previous case.”

5Applicant also asserts in its brief on the case that opposer’s
registration is invalid for the further reason that it was obtained
fraudulently, i.e., that- opposer withheld from the Examiner
the information that the Board had found that opposer had
no existing proprietary rights in the term ‘“PENTOMINOES”.
However, this issue was neither pleaded nor tried, and opposer
thus had no opportunity to defend himself against it. In
view thereof, applicant’s charge of fraud is untimely raised
and cannot be considered in our determination of this case.
See: Curtice-Burns, Inc. v. Northwest Sanitation Products, Inc.,
189 USPQ 138 (CCPA, 1976); Browning Debenture Holders
Committee v. DASA Corp., 23 FR Serv2d 1298 (CA 2,
1977); Dap, Inc. v. Litton Industries, Inc., 185 USPQ 177
(TT&A Bd., 1975); and Tatfy’s of Cleveland, Inc. v. Taffy’s,
Inc., 189 USPQ 155 (TT&A Bd., 1975).

~

onic

See also: Commissioner of Internal Revenue v. Sunnen,
supra, and United States v. General Electric Company,
358 F. Supp. 731 (DC NY, 1973). Cf., Old Grantian
Company Limited v. William Grant & Sons Limited,
150 USPQ 58 (CCPA, 1966), and DeCosta v. Colum-
bia Broadcasting System, Inc., 182 USPQ 169 (CCPA,
1974). Where the second action involves a different
claim, cause, or demand, the judgment operates as
a collateral estoppel as to “those matters in issue or
points controverted, upon the determination of which
the finding or verdict was rendered.” See: Cromwell
v. County of Sac, supra. In view of the foregoing,
opposer is estopped, by the Board’s decision in the
prior opposition, from denying herein that as of August
8, 1974 (i.e., the date of said decision), the term
“PENTOMINOES” was a merely descriptive term
which did not and could not serve to designate origin
in anyone proceduring games such as those here in-
volved, and that any rights which opposer may have
acquired in said term through the coining and first use
thereof had been abandoned into the lexicon of the lan-
guage generally employed by those manufacturing or
participating in the playing of such games. Thus the
only question to be determined in this proceeding, inso-
far as the issue of descriptiveness is concerned, is
whether the term “PENTOMINOES” has, since August
8, 1974, become distinctive of opposer’s goods in com-
merce. And inasmuch as the clear import of the Board’s
decision in the prior opposition was to the effect that
the term “PENTOMINOES” was highly descriptive,
if not generic, as applied to games such as opposer’s,
opposer’s burden of proof to establish that it has “re-
captured” said term as a trademark is very heavy.
Cf., Donald F. Duncan, Inc. v. Royal Tops Manufactur-

sensilla

ing Company, Inc., 144 USPQ 617 (CA 7, 1965).
Considering the short period of time which has elapsed
since the prior opposition (i.e., opposer’s testimony as
defendant in the counterclaim herein was taken on
August 13, 1976, only two years after the date of
the Board’s decision in the previous proceeding), to-
gether with the factors that opposer’s oral testimony
is naturally self-serving in nature; is to a large extent
devoted to an attempt to correct deficiencies in the
testimony offered by opposer in the prior proceeding;
and is supported by no documentary evidence other
than material pertaining to opposer’s professional
achievements, a photograph of a box allegedly used
by opposer in the sale of eighteen deluxe (i.e., wood)
sets of his game in the late 1950’s, the tops of the
boxes used by opposer’s West German and U. S. li-
censees in marketing the game, and a copy of the
April 23, 1975 trademark infringement letter allegedly
sent by opposer to a number of authors and publishers,
the record presented herein falls far short of nersuading
us that the term “PENTOMINOES” has in fact become
distinctive of opposer’s goods in commerce. To the
contrary, we believe that the weight of the evidence
in this case supports applicant’s assertion that such
term is merely descriptive of opposer’s games. In view
thereof, and since applicant’s present application to
register its mark “PENTOMINO CHALLENGE” con-
tains a disclaimer of the word “PENTOMINO” apart
from the mark as shown, it is concluded that opposer
would not be damaged by the registration sought

| aae

by applicant. Cf., C. R. Bard, Inc. v. Foley Bag
Catheter, Inc., 157 USPC 579 (CCPA, 1968).

Decision: The opposition is dimissed with prejudice;
the counterclaim for cancellation is granted; and Regis-
tration No. 1,008,964 will be cancelled in due course.

/s/ J. E. Rice
J. E. Rice

/s/ C.R. Fowler
C. R. Fowler

/s/ D. J. Kera
D. J. Kera

Members, Trademark
Trial and Appeal Board

=.
APPENDIX B.

Opinion.
United States Court of Customs and Patent Appeals.

Solomon W. Golomb, Appellant, v. William Kent
Wadsworth, Appellee. Appeal No. 78-582. Opposition
No. 57,214.

DECIDED: March 8, 1979

Before MARKEY, Chief Judge, RICH, BALDWIN,
LANE, and MILLER, Associate Judges.

RICH, Judge.

This appeal is from the decision of the Patent and
Trademark Office (PTO) Trademark Trial and Appeal
Board (board) dismissing appellant’s opposition to the
registration of PENTOMINO CHALLENGE for game
equipment’ and granting appellee’s counterclaim for
cancellation of PENTOMINOES for game equipment.’
We affirm.

The involved goods are essentially identical. A pento-
mino is a “polyomino,” a term appellant Golomb fabri-
cated from “domino” and defined as a simply-connected
set of squares.’ Whereas a domino has two squares
and one configuration (a rectangle), a pentomino has

1Serial No. 37,220, filed November 15, 1974, the word
PENTOMINO being disclaimed, use since April 13, 1971,
being asserted.

“Registration No. 1,008,964, issued April 15, 1974.

3Appellant’s brief argues that “‘Pentominoes’ was * * * in
particular * * * not derived from dominoes,” which we find
to be unsupportably at odds with his statement that he has
“generalize{d| the ‘domino’ to the ‘polyomino’.” Golomb,
“Checker Boards and Polyominoes,” American Mathematical
Monthly 675 (Dec. 1954).

Be Es

five squares and twelve possible configurations. Appel-
lant’s game equipment consists of twelve pentomino
playing pieces (one of each possible shape) and a
game board marked with a playing area of sixty-four
squares. Appellee’s goods consist of eighteen pento-
minoes and a board marked with ninety squares.

We assume familiarity with a prior opposition in
which appellee sought to register PENTOMINO CHAL-
LENGE without disclaimer of PENTOMINO.* There-
in, appellant, who had filed an application for registra-
tion of PENTOMINOES for game equipment on Sep-
tember 13, 1972, alleged prior and continuous use
of PENTOMINOES and likelihood of confusion as
to origin of the products. Appellee questioned whether
appellant had used PENTOMINOES as a trademark
and had any proprietary rights in the word as a trade-
mark. Apparently addressing itself to appellant’s conten-
tion of prior use as a trademark, the board found:

It is clear from these documents that while
opposer may have coined the terms “POLY-
OMINOES” and “PENTOMINOES” for use in
creating puzzles or problems in combinatorial ge-
ometry, the branch of mathematics dealing with
ways to combine geometric figures, these terms
have been consistently used by opposer and others
interested in mathematical puzzles in a merely
descriptive sense to designate, as in the case of
“POLYOMINOES”, various shapes composed of
certain numbers of squares, and as to “PEN-
TOMINOES”, as one kind of polyomino, namely
polyominoes of five squares. As a consequence,

4Golomb v. Wadsworth, 184 USPQ 249 (TTAB 1974)
(Opposition No. 53,785, application serial No. 391,735, filed
May 11, 1971).

peo

these terms and naturally the singular forms
“POLYOMINO” and “PENTOMINO” have be-
come words of art in the field of mathematical
puzzles and do not and cannot serve to designate
origin in anyone producing and selling a game
which involves finding ways to fit together various
shapes or configurations composed of numbers of
connected squares. [Emphasis ours. |

Notwithstanding its finding that appellant had used
PENTOMINOES merely descriptively, if not generi-
cally, the board sustained the prior opposition on the
ground that registration of PENTOMINO CHAL-
LENGE without disclaimer of PENTOMINO would
be “inconsistent with and in derogation of opposer’s
_ right to continue such [descriptive] use as he has
made of ‘PENTOMINO’.” After the board denied appel-
lee’ motion to disclaim PENTOMINO from his mark,
he filed the present application on November 15, 1974,
seeking registration with such disclaimer. In the mean-
time, appellant’s trademark registration had issued on
April 15, 1974, despite the finding of descriptiveness
by the board.

In the instant opposition appellant has asserted his
registration of the mark PENTOMINOES and prior
use since 1953, and has again alleged that likelihood
of confusion would result if appellee’s mark were regis-
tered. Taking his cue from the board opinion in the
prior proceeding, appellee counterclaimed for cancella-
tion of appellant’s registration on the ground that use
of the word pentomino since 1953 has been descriptive
and that appellant’s rights in the word, if any, “have
been abandoned * * * into the lexicon of the lan-
guage.” .

—

Concerning the counterclaim to cancel his registration
of PENTOMINOES, appellant urges that Wadsworth
has failed to allege damage, or belief of damage, accurd-
ing to Section 14 of the Trademark Act of 1946,
15 USC 1064. We note that in his answer to appellant’s
notice of opposition, appellee has requested cancella-
tion on the ground that PENTOMINOES has been
descriptively used and abandoned into the lexicon of
the game language, all without specific mention of
damage. But nothing else is necessary, for, as’ this
court said in DeWalt, Inc. v. Magna Power Tool Corp.,
48 CCPA 909, 918, 289 F.2d 656, 661, 129 USPQ
275, 280 (1961):

This court, since the earliest days of its jurisdic-
tion over Patent Office appeals, has adhered to
the then already established principle that damage
to an opposer or injury to a petitioner for can-
cellation—those being the terms of the old law
now replaced in the Lanham Act by “damage”
in either situation—will be presumed by inferred
when the mark sought to be registered is descrip-
tive of the goods and the opposer or petitioner
is one who has a sufficient interest in using the
descriptive term in its business. [Citations omitted.
Emphasis ours. |

Cf. Federated Foods, Inc. v. Fort Howard Paper Co.,
544 F.2d 1098, 192 USPQ 24 (CCPA 1976) (opposer
satisfied standing requirement by establishing “real com-
mercial interest in protecting its registered marks” ).

Concerning the descriptiveness issue in the instant
proceeding, the board referred to its prior decision
on that point and, after discussing res judicata and
collateral estoppel, concluded that “opposer is [col-

~~

laterally] estopped, by the Board’s decision in the
prior opposition, from denying herein that as of”
the date of the prior decision PENTOMINOES was
merely descriptive, leaving only the question whether
since that date anything had occurred to change the
situation. The board’s final conclusion was that the
word “pentominoes” had not become distinctive and
that “the weight of the evidence in this case supports
applicant’s [appellee’s] assertion that such term is
merely descriptive of opposer’s [appellant’s] games.”

Since we agree with the board’s conclusion on the
evidence in the case, it is not necessary to consider
whether there was an estoppel. Our own examination
of the evidence shows it to be fully supportive of
the board’s conclusion of descriptiveness. Specifically,
the excerpts from appellant’s articles and book referred
to in the first board opinion show conclusively that
he employed the word “pentominoes” descriptively for
the five-celled pieces and for whatever puzzles they
constitute or whatever games may be played with them.

Appellant argues, inter alia, that his book Polyo-
minoes (1965) and articles in Scientific American mag-
azine from 1957-1962° were directed to and read
by “a limited set of devotees of formal recreational
mathematics,” and that beginning in May 1973 his
pentomino game was sold by Hallmark Cards, Inc.,
allegedly under the trademark “PENTOMINOES,” to
20,000 purchasers of “a broad cross-section of the
general public.” We find the evidence to be to the

5Gardner, “Mathematical Games,” Scientific American, Vol.
196 at 150 (May 1957), Vol. 196 at 166 (June 1957),
Vol. 197 at 126 (Dec. 1957), Vol. 198 at 92 (Jan. 1958),
Vol. 203 at 186 (Nov. 1960), Vol. 230 at 160 (Dec. 1960),
Vol. 204 at 166 (June 1961), Vol. 207 at 151 (Nov.
1962).

a

contrary. The back flap of appellant’s book says that
since 1954, polyominoes “have found an enthusiastic
audience among avid puzzle fans, professional mathe-
maticians, and housewives interested in design,” while
Golomb’s preface to the book states that the reprinting
of his material in the May 1957 Scientific American
“brought polyominoes to the attention of a vast reading
public.” Hence, the name pentominoes reached the
same purchasing public as the game sold by Hallmark.
Moreover, although the alleged mark PENTOMINOES
is carried on the Hallmark box top, the word “pento-
minoes” is nonetheless again used as a descriptive name
in the accompanying booklet. Appellant’s remaining
contentions are similarly insufficient to persuade us
that the counterclaim to cancel should be dismissed.

We otherwise agree with the board that “since ap-
plicant’s prsent application to register its mark ‘PENTO-
MINO CHALLENGE’ contains a disclaimer of the
word ‘PENTOMINO’ apart from the mark as shown,
it is concluded that opposer would not be damaged
by the registration sought by applicant. Cf., C. R.
Bard, Inc. v. Foley Bag Catheter, Inc., 157 USPQ
579 (CCPA, 1968).”

The decision of the board dismissing appellant’s op-
position with prejudice and granting appellee’s counter-
claim for cancellation is affirmed.

AFFIRMED

—
APPENDIX C.

Order.

(Letterhead )

United States Court of Customs and Patent Appeals
717 Madison Place NW.
Washington, D.C. 20439.
George E. Hutchinson, Clerk.
Telephone: 347-1552 Area Code 202

April 19, 1979
Mr. Robert D. Hornbaker

Lindenberg, Freilich, Hornbaker,
Wasserman, Rosen and Fernandez

10960 Wilshire Blvd.
Suite 1434
Los Angeles, California 90024

RE: Golomb v. Wadsworth
Appeal No. 78-582

Dear Sir:

The court denied today the petition for rehearing
in the above appeal. Judge Lane took no part in
the consideration of or decision on the petition.

Very truly yours,
/s/ George E. Hutchinson

cc: Mr. George H. Mortimer

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_0211%3A1. Public record. Not legal advice.
