# Petition — Cecil v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1979
- **Citation:** 444 U.S. 881

## Text

In The

Supreme Court of the United States

October Term, 1978

No. 8 “.. 661

co)

JAMES RICHARD CECIL,

Petitioner,
Vs.

UNITED STATES OF AMERICA,
Respondent.

i
ae

PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT

Rosert S. Bercer
Davies AND Sarnt-VELTRI

1034 Logan Street
Denver, Colorado 80203

Attorney for Petitioner

COCKLE PRINTING CO., 2311 Douglas St., Omaha 68102

TABLE OF CONTENTS
Pages

Opinions Below

Jurisdiction

Question Presented

Constitutional Provisions Involved

Statement

Reasons for Granting the Writ

Conclusion

Appendix
Appendix

Appendix

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Appendix

Appendix

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Appendix

TABLE OF AUTHORITIES
CasEs :
Abney v. United States, 431 U. 8. 651 (1977) ......... 4
Ashe v. Swenson, 397 U.S. 436, 448-460 (1970) ........... 6
Blockburger v. United States, 284 U. 8. 299 (1932) .. 4

Sanabria v. United States, — U.S. —, 57 L. Ed.
2d 43 (1978) 4,5

Troutman v. United States, 100 F.2d 628 (10th
Cir. 1938) ... 5

ii

TABLE OF AUTHORITIES—Continued In The

Sines Supreme Court of the United States
United States v. Atkinson, 512 F.2d 1235 (4th October Term, 1978
Cir., 1975) .... 5
United States v. Herbert, 502 F.2d 890 (10th .
Cir., 1974) 5
No.
United States v. Orzechowski, 547 F. 2d 978 (7th
iy AD ciniead Siieied send aaa ln eae cepacia uaaiaamee ce mee 5 v
United States v. Stevens, 521 F. 2d 334 (6th Cir.,
1976). ._..... SN ge mae ke ANS ie ea 5 JAMES RICHARD CECIL,
Petitioner,
STATUTES: vs.
wee an UB. S. SOR ta) (3) 2, 3,5 UNITED STATES OF AMERICA,
a Wee MEADE is OE GD ca he ccc cen 2 Respondent.
CONSTITUTION : | —

Constitution of the United States, Fifth Amendment... 3
PETITION FOR A WRIT OF CERTIORARI TO THE

UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT

a
ie sien

James Richard Cecil, your Petitioner, respectfully
prays that a Writ of Certiorari be issued to review the
judgment of the United States Court of Appeals for the
Tenth Circuit entered in the above-entitled cause of
March 8, 1979.

°

OPINIONS BELOW

This cause was decided by a panel of the United
States Court of Appeals for the Tenth Cireuit on March
8, 1979, in an Opinion which has been designated as not
for routine publication. The Opinion is reproduced as
Appendix D hereto.

On April 3, 1979, the Court of Appeals denied the
Petitioner’s Petition for Rehearing and Suggestion of Ap-
propriateness of Rehearing en bane (see Appendices E
and F). No opinion was written and the Order has not
been officially reported.

a -—~Q--— —_— -—- — -——

JURISDICTION

The judgment of the United States Court of Appeals
was entered on March 8, 1979 (see Appendix D). A timely
Petition for Rehearing with Suggestions for Appropriate-
ness of Rehearing en bane was denied on April 3, 1979
(see Appendices EF and F).

The jurisdiction of this Court is invoked under Title
28 U.S.C. § 1254 (1).

QUESTION PRESENTED

Does a judgment of acquittal on an indictment charg-
ing possession with intent to distribute cocaine in viola-
tion of Title 21 U.S.C. §841 (a) (1) present a Double

Jeopardy bar to a subsequent indictment charging posses-
sion with intent to distribute cocaine and distribution of
cocaine if both indictments arise from the same transac-
tion.

CONSTITUTIONAL PROVISIONS INVOLVED

Constitution of the United States, Fifth Amendment.

No person shall be held to answer for a capital or
otherwise infamous crime unless on a presentment or
indictment of a g.and jury, except in cases arising in the
land or naval forces, or in the militia, when in actual serv-
ices in time of war or public danger; nor shall any person
be subject for the same offense to be twice put in jeopardy
of life or limb; nor shall be compelled in any criminal case
to be a witness against himself, nor be deprived of life,
liberty or property without due process of law; nor shall
private property be taken for public use without just com-
pensation.

STATEMENT

The petitioner was arrested on May 11, 1978, at the
seene of a transaction involving the sale of cocaine to
undercover narcotics agents. He and others were then
named in a single count indictment alleging possession
with intent to distribute cocaine in violation of Title 21
U.S.C. § 841 (a) (1) (see Appendix A). The petitioner

+

was acquitted in a separate bench trial. The trial Court’s
ruling was essentially that although the government had
proven a case of aiding and abetting a distribution, it had
not proven any element of possession (see Appendix B).
Thereafter an indictment was returned alleging in one
count both possession with intent to distribute cocaine
and distribution of cocaine (see Appendix C). This indict-
ment was based upon the same transaction as that for
which the petitioner had already been acquitted. The
petitioner filed a Motion to Dismiss raising the obvious
Double Jeopardy issue. The trial Court denied the Motion
and an immediate Appeal was perfected upon the author-
ity of Abney v. United States, 481 U.S. 651 (1977). In an
unpublished Opinion a panel of the United States Court of
Appeals for the Tenth Circuit affirmed the District
Court’s denial of the Motion to Dismiss. A Petition for
Rehearing was denied and the panel has stayed its man-
date pending the disposition of this Petition. The peti-
tioner has not been tried on the second indictment.

--~—-— -——0-—- ee: enn eo

REASONS FOR GRANTING THE WRIT

The Court of Appeals Opinion relied upon the “same
evidence” test announced in Blockburger v. United States,
284 U.S. 299 (1932). The opinion, however, does not dis-
cuss this Honorable Court’s recent decision in Sanabria v.
United States, -— U.S. —, 57 L. Ed. 2d 43 (1978). In that
decision this Court specifically held that the “same evi-
dence” test does not apply to successive prosecutions aris-
ing under Title 18 U.S.C. § 1955, because that test is only
used to determine whether a single transaction may give

rise to separate prosecutions, convictions and/or punish-
ments under separate statutes. Sanabria, supra, at page
57, footnote 24. Petitioner contends that this case falls
squarely within the Rule announced in Sanabria and that
the Opinion here is in conflict with it.

Since the Opinion finds distribution and possession |
with intent to distribute under § 841 (a) (1) to be separate
and distinct crimes, it would necessarily have to condemn
as duplictious an indictment naming both offenses in one
count and would necessarily permit separate prosecutions,
convictions or sentences for violations of § 841 (a) (1)
arising from one transaction. The Opinion thus overrules
previous decisions of the Tenth Circuit without comment
and without recognizing the result of such action. See
United States v. Herbert, 502 F.2d 890 (10th Cir., 1974),
and Troutman v. United States, 100 F.2d 628 (10th Cir.,
1938). This position is also inconsistent with that taken
by other Cireuits. United States v. Orzechowski, 547 F. 2d
978 (7th Cir., 1977); United States v. Stevens, 521 F.2d
334 (6th Cir., 1975): United States v. Atkinson, 512 F. 2d
1235 (4th Cir., 1975).

The Opinion purports to partially reverse the trial
court’s denial of the Motion to Dismiss. Presumably
that refers to the portion of the one count indictment
alleging possession with intent to distribute. “The Opin-
ion fails to indicate how a jury is to be impaneled to try
the petitioner on the one count indictment when the peti-
tioner has already been acquitted of at least a portion
of that indictment without running afoul of the Double
Jeopardy Clause. The trial court cannot eradicate the
offensive language as that would be an impermissible
amendment of the indictment. It is therefore possible

6

that this petitioner could be tried for and convicted of the
very same offense for which he was previously svquitted.
In avoiding the responsibility of providing guidance to
the District Court or counsel on this particular point the
Opinion fails to accomplish that which is to be expected
of an Opinion of an Appellate Court. That failure can
only be corrected by this Court granting the Writ and
ruling on this issue.

By granting the Writ, this Court will havesan oppor-
tunity to adopt the ‘‘same transaction” test recommended
by Justice Brennan. Ashe v. Swenson, 397 U.S. 436, 448-
460 (1970) (Brennan, J., concurring). The adoption of
the “same transaction’’ test and the abandonment of the
“same evidence’’ test would eliminate the threat to Double
Jeopardy principles that has arisen as the permissible
unit of prosecution in a criminal transaction has become
more and more narrowly defined. This trend invites the
problems presented here and more ominously provides
the opportunity for Federal prosecutors to totally cir-
eumvent the principles of the Double Jeopardy clause.

ra’
MV

CONCLUSION

For the foregoing reasons, it is respectfully submit-
ted that this Petition for a Writ of Certiorari be granted.

Respectfully submitted,

Rosert S. Bercer
Davies AND Saint-VELTRI

1034 Logan Street
Denver, Colorado 80203

Attorney for Petitioner

App. 1
APPENDIX A
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Criminal Case No. 78-CR-211

UNITED STATES OF AMERICA,
Plaintiff,
Vs.

MARCO AURELIO PACIFICI DIAS, JEANETTE M.
HORAN, a/k/a Jeanette Fowler, RICHARD EMIL
MATTA, LAWRENCE JEFFREY SACKS, JAMES
RICHARD CECIL, and AARON LLOYD AINBINDER,
Defendants.
INDICTMENT
21USC 841 (a) (1)
18 USC 2
(Filed May 25, 1978)
The Grand Jury charges that:

On or about May 11, 1978, in the State and District
of Colorado, MARCO AURELIO PACIFICI DIAS,
JEANETTE M. HORAN, a/k/a Jeanette Fowler, RICH-
ARD EMIL MATTA, LAWRENCE JEFFREY SACKS,
JAMES RICHARD CECIL, and AARON LLOYD AIN-
BINDER did knowingly and intentionally possess with
the intent to distribute a controlled substance, to wit: ap-
proximately 453 grams of cocaine, a Schedule II narcotic,
all in violation of Title 21, United States Code, Section
841 (a) (1) and Title 18, United States Code, Seetion 2.

A TRUE BILL:
/s/ Gayle Scott Patterson, Foreman

JOSEPH F. DOLAN
United States Attorney
By: /s/ Nancy E. Rice
Assistant U. S. Attorney

App. 2
APPENDIX B

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO

Criminal Case No. 78-CR-211

UNITED STATES OF AMERICA,
Plaintiff,
Vs.

JAMES RICHARD CECIL,
Defendant.

FINDINGS OF FACT PURSUANT TO RULE 23 (ce)
(Filed September 1, 1978)

At the request of defendant and with the approval
of the United States Attorney, this case was tried to the
court, and, at the conclusion of the trial, T took the case
under advisement and requested briefs. Those briefs
have been filed, and the case is ready for me to decide
whether the facts prove defendant guilty of the charge
made against him.

Defendant is charged with a violation of 21 U.S.C.
§ 841 (a) (1) and 18 U.S.C. §2. The charge is that he
possessed or aided and abetted the possession of cocaine
with intent to distribute it. He is not charged with dis-
tribution of cocaine or aiding and abetting its distribu-
tion, something I think the evidence showed him to be
guilty of beyond a reasonable doubt.

This case is not like United States v. Herbert, (1974)
10 Cir., 502 F. 2d 890. Herbert was charged in a one
count indictment with both possession with intent to dis-
tribute and distribution. Judge McWilliams said that the
indictment was not duplicitous and that as trial judge I

luckily bailed out because T instructed only on possession
with intent to distribute. Judge MeWilliams said:

“In thereafter defining the essential elements of the
crime the trial court clearly indicated that the de-
fendants no longer were charged with the actual dis-
tribution of the marijuana, but only with the posses-
sion of marijuana with an intent to distribute.”

I think this is clear recognition by the Tenth Cireuit
that distribution and possession with intent to distribute
are separate offenses although both can be charged in a
single count. Only one of those two offenses were charged
against Cecil in this case, and T think that United States
v. Jackson, (1976) 5 Cir. 526 F. 2d 1236, is not to be dis-
tinguished and that it correctly states the law. Jackson
was charged under this very statute with possession with
intent to distribute cocaine. The Fifth Cireuit held:

“(Jackson) was imvroperly indicted under the pos-
session clause of 21 U.S.C. § 841 (a) (1), beeause al-
though the evidence was sufficient to sustain an aid-
ing and abettine charge of distribution under § 841
(a) (1), it fails to establish Jackson’s aiding and
abetting possession of the coeaine with intent to dis-
tribute.”

The evidence in this case demonstrated to my satis-
faction beyond a reasonable doubt that Cecil aided and
abetted the distribution of cocaine, but that isn’t what he
was charged with. The evidence did not show guilt of
possession—either actual or constructive—or guilt of aid-
ing and abetting possession with intent to distribute.

On the factual record made I must find the defend-
ant “not guilty” of the only charge made against him. T
express no opinion as to whether Cecil has or has not
been in jeopardy should he be indicted under the other

App. 4

prong of 21 U.S. C. § 841 (a) (1), and all T do is to make
the factual determination that the evidence did not es-
tablish Cecil’s guilt of the exact charge made against him.
IT am sure that some would say that this ‘‘not guilty’’ ver-
dict rests on a technicality and perhaps in a sense it does.
But it would be a sorry state of affairs if a man could
be charged in a one count indictment with murder and be
convicted of the uncharged crime of burglary, and that
is what the government is asking me to do here and that
is why the Fifth Cireuit ruled the way it did on quite
similar facts in United States v. Jackson, supra.

Dated this lst day of September, 1978.

/s/ Fred M. Winner
United States District Judge

App. 5

APPENDIX C
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Criminal Case No. 78-CR-306

UNITED STATES OF AMERICA
Plaintiff,
Vs.

JAMES RICHARD CECIL,
Defendant.
INDICTMENT
21 U.S. C. §$841(a)(1); 18 U.S.C. $2
(Filed September 13, 1978)
The Grand Jury charges that:

On or about May 11, 1978, in the State and District
of Colorado, JAMES RICHARD CECIL did knowingly
and intentionally possess with the intent to distribute
and distribute a controlled substance, to wit: cocaine, a
Scheduled IT narcotic, all in violation of Title 21, United
States Code, Section 841(a)(1); and Title 18, United
States Code, Section 2.

A TRUE BILL:

/s/ Margaret P. Sorey
Foreman

JOSEPH F. DOLAN

United States Attorney

By: /s/ Charles L. Casteel
Assistant United States Attorney

13 September 1978
/s/ Marilyn EF. Gingerich

App. 6

APPENDIX D
NOT FOR ROUTINE PUBLICATION
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
NO. 78-1919
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
vs.

JAMES RICHARD CECIL,
Defendant-A ppellant.

Appeal from the United States Distriet Court
for the District of Colorado
(D.C. No. 78-CR-306)
(Filed March 8, 1979)

Nancy E. Rice, Assistant United States Attorney (Joseph
I’. Dolan, United States Attorney, and Charles L. Casteel,
Assistant United States Attorney, on the brief) for Plain-
tiff-Appellee.

Robert S. Berger of Davies and Saint-Veltri, Denver,
Colorado, for Defendant-Appellant.

Before McWILLILAMS, DOYLE and McKAY, Circuit
Judges.

DOYLE, Cireuit Judge.

This is a criminal prosecution in which the defend-
ant-appellant is charged with a violation of 21 U.S.C.
§841(a)(1) and 18 U.S.C. §2. The indictment charges
that on or about May 11, 1978, in the District of Colorado,
the defendant did knowingly and intentionally possess

App. 7

with intent to distribute and distribute a controlled sub-
stance, to-wit: cocaine, a Schedule IT narcotic, all in
violation of 21 U.S.C. $841(a)(1) and 18 U.S.C. §2.

The present appeal is from an order denying a mo-
tion to dismiss on the ground that the prosecution was
barred because of prior jeopardy.

In a prior indictment, which dealt with the same
operative facts, the accused was charged with a viola-
tion of the same statutes. The charge was that he had
aided and abetted the possession of cocaine with intent
to distribute.

We gather from the limited information in the rec-
ord that the evidence did not support this charge in
that the defendant could not be shown to have had actual
or constructive possession of the narcotic in question.
Accordingly, the court entered an order dismissing the
indictment. Thereupon, the district attorney filed the
present charge, and the instant motion to dismiss was
filed following which there was an extensive argument
before the trial court, Judge Winner, after which the
court rather reluctantly denied the motion.

The question presented is whether this acquittal on
the prior charge constitutes a violation of the double
jeopardy clause of the Fifth Amendment, which clause
prohibits any person being subject to the same offense
to be twice put in jeopardy of life or limb. So the issue
here is whether or not the offenses, that charged in the
first indictment and that which was charged in the in-
dictment now before us, are the same or are separate
crimes. Our conclusion is that the offense of distribu-

App. 8

tion is distinet and therefore the double jeopardy clause
of the Fifth Amendment does not apply to it.

The case which is most frequently cited on the in-
stant subject is that of the Supreme Court in Block-
burger v. United States, 284 U.S. 299 (1932). There
the defendant was charged with violating provisions of
the Harrison Nareoties Act. There were five counts.
The jury returned a verdict against the defendant on
the second, third and fifth counts only. Each of these
counts charged the sale of morphine hydrochloride to the
same purchaser. The second count charged a sale on a
specified day of ten grains of the drug not in or from
the original stamped package. The third count charged
a sale on the following day of eight grains not in or
from the original stamped package. The fifth count
charged the latter sale also as having been made not in
pursuance of a written order of the purchaser as _ re-
quired by the statute. The court sentenced the defend-
ant to five years imprisonment and a fine of $2,000 upon
each count, the terms of imprisonment to run consecu-
tively. This judgment was affirmed by the Court of
Appeals.

The contentions before the Supreme Court were,
first, that the two sales charged in the second and third
counts which were made to the same person constituted
a single offense. Second, that the sale charged in the
third count having been made not from the original
stamped package and the identical sale charged in the
fifth count as having been made not in pursuance of a
written order constituted but one offense for which only
a single penalty could be imposed. The Court held that
the sales made in the second and third counts, although

App. 9

made to the same person, were distinct and separate,
having been made at different times. These were dis-
tince acts and separate crimes even though part of the
same general transaction. The fact that each charge
required proof of an element not required in the other
offenses supported the conclusion that the offenses were
distinct. The same is true of the third and fifth counts.

The question is then, whether the offenses in the
second indictment are distinet or are the same.

In the case of United States v. Herbert, 502 F. 2d
890, 893 (10th Cir. 1974), the problem was one of plead-
ing. The indietment charged the defendant in one count
with distributing marijuana and, alternatively, with pos-
sessing marijuana with intent to distribute, in violation
of §841(a)(1), the very section with which we are in-
volved in the present case. That section, the count pointed
out, sets forth several ways in which the statute may be
violated including both distribution and possession with
intent to distribute. The court said “Such being the case,
it is proper to allege in the conjunctive, without the in-
dictment being duplicitous, Cordova v. United States, 303
F. 2d 454 (10th Cir. 1962), and Troutman v. United
States, 100 F. 2d 628 (10th Cir. 1938).”

As a result of the way the cause was handled, it
rather resembles the case at bar, because the trial court
ruled that there was insufficient evidence to support the
second count and submitted only the possession count
to the jury. The court said that there was no evidence
of distribution in the record and that the jury was en-

titled to consider the possession charge with intent to

distribute and simple possession as well. So there is a
recognition that the two offenses are separate and dlis-

—_

App. 10

tinct, even though they arise from the same statute and
even though each offense is part of one factual trans-
action.

The decision of the Fifth Cireuit in United States v.
Jackson, 526 F. 2d 1236 (5th Cir. 1976), is almost directly
in point and supports the government’s contention.

The relatively recent decision of the Supreme Court
in Brown v. Ohio, 482 U.S. 161 (1977) is also supportive.
There the defendant was charged with theft of an auto-
mobile and also joyriding. It was held that there could
not be a prosecution for the crime of stealing an auto-
mobile following prosecution for the lesser included of-
fense of operating the same vehicle without the owner’s
consent. It was said that where the same act or trans-
action constitutes a violation of two distinct statutory
provisions, the test to be applied to determine whether
there are two offenses or only one is whether each pro-
vision requires proof of a facet which the other does not,
citing Blockburger, supra. The Court went on to say
that in line with this test the double jeopardy clause
generally forbids successive prosecutions and cumulative
punishments for a greater and lesser included offense.

The recent decision of the Supreme Court in Jeffers
v. United States, 482 U.S. 137, decided in June 1977,
also supports the government’s theory. There the de-
fendant was charged with a very broad conspiracy to
distribute heroin and cocaine during a specifie period of
time, contrary to § 841 (a) (1). Another count charged
petitioner, pursuant to §841(a)(1), with violating 2!
U.S.C. §848, which prohibits conducting a continuous
criminal enterprise to violate the drug laws. The in-

App. 11

dictment alleged that he had undertaken the distribution
in concert with five or more others with respect to whom
he oceupied the position of organizer and supervisor.

To be sure, in Jeffers, the two offenses arose under
different statutes. However, we do not see this as a
ground for distintion where, as here, the statutory pro-
vision defines several different offenses and clearly
shows distinct classes. Section 841 declares it to be un-
lawful to manufacture, distribute, or dispense, or possess
with intent to manufacture, distribute or dispense, a
controlled substance. Thus, these are described separate
and distinct acts, each of which ealls for proof of an
additional element and hence constitutes a separate crime
or offense.

In the basie indictment which was dismissed it was
charged that the defendant did knowingly and intention-
ally possess with intent to distribute a controlled sub-
stance, to-wit: Approximately 453 grams of cocaine. The
indictment at bar charges that the defendant did know-
ingly and intentionally possess with intent to distribute
and distribute a controlled substance, to-wit: cocaine, a

‘Schedule IT drug, all in violation of 21 U.S.C. § 841(a)(1),

and 18 U.S.C. § 2.

The first part of the charge in the present indict-
ment is obviously barred by the acquittal on the charge
of knowingly and intentionally possessing with intent to
distribute a controlled substance. Thus, the only viable
offense which is charged in the present indictment is
distributing a controlled substance, to-wit: cocaine. That
is, of course, a distinct offense that is provable only
by evidence other than that which would have been needed

App. 12

to prove the possession. What the government had in
mind in recharging the offense of possession we will
never know.

The judgment of the district court is affirmed in part
and reversed in part and remanded for further pro-
ceedings.

App. 13

APPENDIX E

UNITED STATES COURT OF APPEALS
TENTH CIRCUIT

No. 78-1919
UNITED STATES OF AMERICA,

Plaintiff-Appellee,
vs. ;

JAMES RICHARD CECIL,
Defendant-A ppellant.
PETITION FOR REHEARING

COMES NOW the Defendant-Appellant, by and
through his attorney, Robert S. Berger of the law firm
of Davies and Saint-Veltri, and respectfully petitions
this Honorable Court to grant him a rehearing in this
matter.

In support of his Petition, the Defendant-Appellant
states:

1. The Opinion misapprehends the applicability of
the Blockburger “same evidence” test to statutory schemes
such as 21 U.S.C. §841(a)(1). The Bell-Prince line of
cases and, most recently, Sanabria v. United States,
clearly demonstrates that Blockburger is not an appro-
priate test for double-jeopardy in this matter. These
Supreme Court cases are not addressed in the Opinion.

2. The Opinion miseconstrues the 5th Circuit’s posi-
tion expressed in United States v. Jackson. That Opin-
ion merely requires an acquittal when the government
fails to prove the allegations of the indictment. It ad-
dresses only the issues raised in the trial of the first
indictment and does not speak to the issues raised herein
by the second indictment.

App. 14

3. Although the Opinion purports to rely on Herbert
and Troutman, it, in effeet, overrules the logic of those
decisions. They hold that the reason such indictments
are not duplicitious is that such statutes define one erime
which can be committed by doing any one of several pro-
hibited acts. The following language from T'routman is
instructive:

“An indictment charging a statutory offense must
follow the statute creating it; but where the statute
denounces several acts as a crime, they may be
charged in one indictment on a single count if they
are connected in the conjunctive.

“An indictment drawn in that manner is not dupli-
citous and it suffices to prove any one or more of
the charges.” 100 F. 2d 628, 631.

The Opinion, by finding that the various aets prohibited
in § 841 (a) (1) are separate and distinct offenses, neces-
sarily must then condemn as duplicitous an indietment
charging violations of more than one of the aets in a
single count.

4. The Opinion fails to instruct the trial court as
to the appropriate manner in which to remove the first
part of the indictment which is “ .. . obviously barred
by the acquittal ... ” Since the Court cannot amend
the indictment by striking the offending language, how
ean the indictment be tried without the Defendant being
placed in jeopardy again?

5. Defendant-Appellant prays leave of the Court to
supplement the record herein to include a transcript of
the proceedings at the first trial.

6. The issues raised herein provide this Honorable
Court with an unique opportunity to resolve many diffi-

App. 15

cult pleading and evidentiary problems relating to prose-
eutions under 21 U.S.C. § 841(a)(1) and to address more
general double-jeopardy principles. The Appellant there-
fore would respectfully request that the rehearing be held
en bane and that the Opinion be published in order to
provide guidance to the trial bench and bar in future
matters.

WHEREFORE, Defendant-Appellant prays for the
relief requested and for such other and further relief
as Court may deem just and proper.

Respectfully submitted,

DAVIES AND SAINT-VELTRI

By /s/ Robert S. Berger by
Joseph Saint-Veltri

Attorney for Defendant-Appellant

1034 Logan Street

Denver, Colorado 80203

Telephone: 832-2312

CERTIFICATE OF SERVICE
l hereby certify that L delivered a true and correct

copy of the above and foregoing Petitioner for Rehear-
ing to the Office of the United States Attorney, 323
United States Courthouse, Denver, Colorado, on the 19th
day of March, 1979.

/s/ Joseph Saint-Veltri

App. 16

APPENDIX F
MARCH TERM—APRIL 8, 1979

Before The Honorable Oliver Seth, Cireuit Judge
Honorable William J. Holloway, Jr., Cireuit Judge
Honorable Robert H. McWilliams, Cireuit Judge
Honorable James EK. Barrett, Cireuit Judge
Honorable William E. Doyle, Cireuit Judge
Honorable Monroe G. MeKay, Cireuit Judge
Honorable James K. Logan, Circuit Judge
No. 78-1919
UNITED STATES OF AMERICA,
Plaintiff-A ppellee,
vs.

JAMES RICHARD CECIL,
Defendant-Appellant.
This matter comes on for consideration of appellant’s
petition for rehearing and suggestion for rehearing en
bane in the captioned cause.

Upon consideration whereof, the petition for rehear-
ing is denied by Cireuit Judges MeWilliams, Doyle, Me-
Kay, to whom the case was argued and submitted.

The petition for rehearing having been denied by the
panel to whom the case was argued and submitted, and
no member of the panel nor judge in regular active service
on the Court having requested that the Court be polled on
rehearing en bane, Rule 35, Federal Rules of Appellate
Procedure, the suggestion for rehearing en bane is denied.

/s/ Howard K. Phillips, Clerk

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_0155%3A1. Public record. Not legal advice.
