# Appendix — Costle v. Pacific Legal Foundation

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_0087%3A02

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1980
- **Citation:** 445 U.S. 198

## Text

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SEP 4 979

APPENDIX

Iu the Supreme Court of the United States

OCTOBER TERM, 1978

No. 78-1472

DOouGLAS M. COSTLE, ADMINISTRATOR,
ENVIRONMENTAL PROTECTION AGENCY,
Petitioner
—).—

PACIFIC LEGAL FOUNDATION, ET AL.

ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

PETITION FILED: MARCH 23, 1979
PETITION GRANTED: JUNE 11, 1979

In the Supreme Court of the United States

OCTOBER TERM, 1978
No. 78-1472

DOUGLAS M. COSTLE, ADMINISTRATOR,
ENVIRONMENTAL PROTECTION AGENCY,
Petitioner

—

PACIFIC LEGAL FOUNDATION, ET AL.

ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

INDEX
Page
es I II 1 5 cc escetenisannintcaneiobtedinebisinieninunsentihie 1
2. NPDES Discharge permit, No. CA0109991/Order No.
75-100, August 18, 1975 (A.R. Exh. 1)® ..............0......0..... 3

*“A.R.” refers to the administrative record certified by EPA
to the court of appeals. “PLF Stay” re.ers to the “Joint Motion
for Stay Pending Review and Affidavit of Robert K. Best” dated
September 2, 1977, and PLF’s “Reply to Memorandum in Opposition
to Motion For Stay Pending Review” dated November 3, 1977, both
filed by all petitioners in No. 77-2909 below. “LA Stay” refers
to “Memorandum of Amicus Curiae in Support of Joint Motion
For Stay Pending Review” dated November 23, 1977, filed by Los
Angeles in No. 77-2909. “EPA Stay Opp.” refers to EPA’s “Memo-
randum In Opposition To Motion For Stay Pending Review” dated
September 30, 1977, filed in No. 77-2909. “PLF Merits” refers to
“Petitioners’ Opening Brief” dated January 13, 1978, filed by all
petitioners in No. 77-2909. “PLF Reply” refers to “Petitioners’
Reply Brief” dated February 10, 1978, filed by all petitioners in
No. 77-2909. “LA Merits” refers to the “Brief of the City of Los
Angeles” in No. 77-3008. “EPA Brief” refers to “Brief for Re-
spondents” dated February 1978 in Nos. 77-2909 and 77-3008. “EPA
Pet. Reh.” refers to EPA’s “Petition for Rehearing.” By order filed
December 19, 1977, the court of appeals ordered that “the record
and all other documents received in these petitions for review * * *
are ordered filed.” By order filed February 10, 1978, the court ordered
that “the volume of exhibits to petitioners’ brief heretofore re-
ceived is ordered filed.” See F.R. App. P. 16(b).

20.

21.

INDEX

California Regional Water Quality Control Board, Order
No. 75-165, December 1, 1975 (LA Merits Exh. 2) ........

California Regional Water Quality Control Board, Order
No. 76-80, May 24, 1976 (LA Merits Exh. 8) ................

California Regional Water Quality Control Board, Order
No. 76-202, November 22, 1976 (LA Merits Exh. 4) ......

Letter, Lawrence L. Hoffman to Paul DeFalco, Jr., De-
cember 9, 1976 (PLF Stay Exh. 6) .......................ccceeeeeeees

Letter, Albert C. Martin to Paul DeFalco, Jr., December
RR RF BR, 5 RPA RoR aN see

Letter, Ronald A. Zumbrun to Paul DeFalco, Jr., De-
cember 30, 1976; letter, Paul DeFalco, Jr., to Ronald
A. Zumbrun, January 31, 1977 (PLF Stay Exh. 8) ........

Order (NPDES No. CA0109991), January 24, 1977 (A.R.
BRN TD avnttcstichcdeccvecteesninns Asslasnatebcietnndinnlibecneseedematligiaasnlaastistipsasbin

Letter, Raymond M. Hertel to City of Los Angeles, Att:
Donald C. Tillman, January 27, 1977 (Order No. 77-1,
January 24, 1977, attached) (A.R. Exh. 8) .......0000000......

. California Regional Water Quality Control Board, Order

No. 77-29, February 28, 1977 (LA Merits Exh. 5) ........

. Affidavit of Paul DeFalco, Jr., April 18, 1977 (PLF Stay

I Sai0 - eee

Letter, R. L. O’Connell to Warren A. Hollier, June 2,
nn a ais

Letter, Raymond M. Hertel to City of Los Angeles, Att:
Donald C. Tillman, June 2, 1977 (Order No. 77-84, May
28, 1977, attached) (A.R. Exh. 16) ...........................0.......

Letter, David M. Shell to William H. Pierce, June 10,
i gt RE ren een oe

Page

ay a —

INDEX

Telegram-Mailgram, John B. Kilroy, Sr., to Paul De-
Falco, Jr., June 18, 1977 (EPA Stay Opp. Exh. B; PLF
BR BR: TB) cecitenncicisdadincisnkicesinbbedisbnictdsledealioies

. Letter, R. L. O’Connell to Donald M. Pach, june 23,

ROTT CIRPA POR. BRO. DOIN. BBD. laccccscccccssttcicccecicncicstiniomees

. Certification of Issues of Law by R. L. V’Connell for

Paul DeFalco, Jr., June 23, 1977 (EPA Stay Opp. Exh.
GG} icvicvhcacanectocenssetesonsonaepnanieahoielecadeintiun da tadeemaaat aaa aaa

Letter, Anthony O. Garvin to David M. Shell, June 23,
LOTT CR TE TG. OD ites ict

. Brief of Pacific Legal Foundation on Behalf of John B.

Kilroy on Certified Questions to General Counsel, July
BR SOUT CHP Fe Be, I Gs scencctietcccncce crate

Complaint in United States v. City of Los Angeles (C.D.
Cal., Civ. No. 77-3047R), August 12, 1977 (EPA Stay
Com. BUA: BP): ci cisscctacksdaveccsnashisscncnkiomaibecshanasbaulceiialeneieadiaemmarhiats

. Letter, Paul DeFalco, Jr., to Thomas E. Hookano, Sep-

tember 2, 1977 (EPA Stay Opp. Exh. E) ........000.00000.......

. Decision of the General Counsel on Matters of Law Pur-

suant to 40 ©.F.R. Section 125.36(m), No. 66, October
2B, 108 CPR UE BOD: SP ndicieceioea ene

. Affidavit of Donald Calvin Tillman, November 23, 1977

(LA Stay, unnumbered attachment) ...........00......00000020....

. Letter, R. L. O’Connell to David M. Shell, December 20,

BOTT CHEM BERR CE TE BP vncietnticcccteiaceateneties
Cher ROUTINE CUI siccecdsiedecissistsicarttntindaeate as

RELEVANT DOCKET ENTRIES

DATE FILINGS-PROCEEDINGS

1977

Aug 22 FILED, AS OF AUGUST 18, ORIG AND SIX
COPIES OF A PETITION TO REVIEW AN ORDER
OF THE ENVIRONMENTAL PROTECTION AGENCY.
—dmf—[77-2909]

Filed as of August 31, 1977, original and six copies of a
petition to review an order of the Environmental Pro-
tection Agency—dmf—[77-3008]

Nov 16 REC’D (LATE), AS OF OCT 20, CERT LIST OF
RECORD PURSUANT TO RULE 17(b) FRAP.—dmf—

Dec. 28 Filed, as of 12/23/77, order (G & A) upon due con-
sideration, the court issues the following orders: a) the
record and all other documents rec’d in these petitions
for review, includiig the amicus curiae memorandum,
are ordered filed; b) respondents’ motion to consolidate is
GRANTED; and c) that the terms, conditions and re-
quirements of NPDES Permit No. CA0109991 on review
in these consolidated cases are hereby STAYED with
the exception that effluent limitations which were applic-
able to the Hyperion Plant and which were in effect for
the discharges from the Hyperion Plant on 1/1/77, and
the monitoring and reporting requirements related there-
to shall remain in full force and effect pending final dis-
position of these consolidated cases or further order of
this court. d) the Clerk is directed to calendar these
consolidated cases as an expedited appeal, to fix an ab-
breviated briefing schedule and to notify all counsel of the
schedule. jr

1978

Feb 16 Filed, as of Feb 10, order (Br), Upon due considera-
tion, the volume of exhibits to petitioners’ brief hereto-
fore received is ordered filed.—dmf—

(1)

DATE FILINGS-PROCEEDINGS

1978

Feb 16 Filed, as of Feb 10, 25 copies of Exhibits to Peti-
tioners’ Brief.-—dmf—

Feb 27 FILED AS OF 2/6/78, CERT ADMIN RECORD
IN APPEAL IN ONE VOL, VOL I., PLDGS, THREE
CERT COPIES. ers

Mar 31 Filed as of 3/29/78, Order (G,A) IT IS ORDERED
as follows: (1) Paragraph (c) of this court’s stay order
of 12/23/78, was meant to include a stay of enforce-
ment of NPDES Permit No. CA0109991 by the USA.
(2) The resps and the USA are hereby restrained from
instituting such action and from further prosecuting
USA v. City of LA, CD Cal, Civ No. 77-3047-HP, pend-
ing final disposition of these consolidated cases or further
order of this court by the panel to which these consoli-
dated cases are assigned for disposition. ers

Apr 10 ARGUED AND SUBMITTED BEFORE MER-
RILL, SNEED, CJJ, EAST, DJ. jmr

Aug 10 As of Aug. 9, ORDERED OPINION (SNEED)
FILED & JUDG TO JUDG TO BE FILED & ENTD

Aug 10 As of Aug. 9, Filed opinion—REMANDED.
Aug 10 As of Aug. 9, Filed & Entd Judgment.—fn—

Nov 28 Filed, as of 11/24/78, order (M, S & East) The peti-
tion for rehearing is denied and the suggestion for re-
hearing en banc is rejected. nw

1979

April 13 Received 3/29/79, SC notice of filing petition for
cert. on March 23, 1979, assigned SC#78-1472. pn

June 18 Filed certified copy of SC order of June 11, 1979,
granting certiorari. (copies to panel) pn.

weet

3

California Regional Environmental Protection Agency

Water Quality Region IX

Control Board (415) 556-3450

Los Angeles Region Permit No. CA0109991

(213) 620-4460 Authorization to Discharge under

Order No. 75-100 the National Pollutant Discharge

Waste Discharge Elimination System-Federal Water

Requirements Pollution Control Act (33 U.S.C.
125 et. seq.)

FOR
City of Los Angeles
_ Hyperion Treatment Plant

The California Regional Water Quality Control Board,
Los Angeles Region (hereafter Board) and the Regional
Administrator, Environmental Protection Agency, Region
IX, find that:

1. City of Los Angeles has filed a report of waste
discharge and has applied for a permit to dis-
charge wastes under the National Pollutant Dis-
charge Elimination System.

2. Hyperion Treatment Plant, located at 12000 Vista
Del Mar Boulevard, Playa Del Rey, California,
currently discharges an average of 340 mgd (mil-
lion gallons per day) of municipal wastewater to
navigable waters or tributaries thereto (Santa
Monica Bay).

3. Approximately 100 mgd of the flow currently re-
ceives secondary treatment by the activated sludge
process; the balance is primary effluent.

a. The combined treated effluent (primary and
secondary) is discharged through an outfall
terminating 26,525 feet offshore in 187 feet
of water. This discharge point, identified as
Discharge Serial No. 002, is at Latitude 33°
54’ 45” N, Longitude 118° 31’ 15” W.

b. Separated solids are digested, screened, and
diluted one volume digested sludge with three

d

volumes secondary effluent prior to discharge
through an outfall terminating at 35,572
feet offshore at the head of a submarine
canyon at a depth of 300 feet. This discharge
point, identified as Discharge Serial No. 003,
is at Latitude 33° 55’ 35” N, Longitude 118°
33’ 15” W.

ce. During wet weather when flow exceeds 650
mgd due to infiltration and inflow approxi-
mately 0 to 20 million gallons of diverted
flow from the secondary settling tanks are
discharged for periods of 1 to 8 hours through
an outfall which terminates 5,364 feet off-
shore in 50 feet of water. This wet weather
flow occurs approximately once or twice a
year. This outfall is also used non-routinely
for gyavity discharge in cases of power fail-
ure at the pumping plant. This non-routine
flow occurs approximately two to three times
a year for a period less than one hour. This
discharge consists of 0 to 4 million gallons
of chlorinated secondary effluent. The out-
fall is also flushed weekly with chlorinated
secondary effluent for a period of 3 hours
at a flowrate of 100 mgd. This discharge
point is identified as Discharge Serial No.
001, at Latitude 33° 55’ 05” N, Longitude
118° 26’ 52” W.

4. City of Los Angeles discharges wastes from Hy-

perion Treatment Plant under requirements con-
tained in Order 74-329 and NPDES permit num-
ber CA0109991, issued, respectively, by this Board
and the Regional Administrator on November 18,
1974. This Order makes the following significant
modification to Order No. 74-329 and NPDES per-
mit issued on November 18, 1974:

Discharge Serial No. 003, which was not in-
cluded in Order No. 74-329 and the NPDES
permit issued on November 18, 1974, is now
regulated by this Order.

5

. The City of Los Angeles is participating in a joint

study with the County Sanitation Districts of Los
Angeles County and the County Sanitation Dis-
tricts of Orange County to develop an optimum
long-range sewage sludge disposal plan. The study
is entitled “Regional Wastewater Solids Manage-
ment Program—Los Angeles—Orange County
Metropolitan Area”.

. The City of Los Angeles expects to have interim

sludge handling facilities in operation by Decem-
ber 31, 1976. Studies should be conducted by the
City of Los Angeles to determine the best method
of disposal of the liquid fraction or supernatant
from these interim facilities so as not to cause a
violation of discharge requirements contained in
this permit.

. The State Water Resources Control Board adopted

the “Water Quality Control Plan—Ocean Waters
of California” on July 6, 1972. This plan contains
water quality objectives for the Pacific Ocean. The
Regional Administrator approved this plan on Au-
gust 18, 1972, thereby establishing this plan as
a State—Federal water quality standard.

. The Board adopted a Water Quality Control Plan

for Los Angeles River Basin on March 10, 1975.
The Water Quality Control Plan contains water
quality objectives for the nearshore and offshore
zones of the Pacific Ocean.

. The beneficial uses of the receiving waters are:

Nearshore Zone: (includes water generally less
than 30 feet deep of those waters within
1,000 feet of the shoreline): aesthetic en-
joyment; ocean water contact sport (swim-
ming, surfing, skindiving) ; propagation and
sustenance of marine life, including kelp and
shore birds; shellfish harvesting; scientific
research and training; sport fishing; com-
mercial fishing; pleasure boating; commer-
cial and naval shipping; and industrial water

supply.

6

Offshore Zone: (includes all waters located be-
tween the nearshore zone and the seaward
boundary of the Region): aesthetic enjoy-
ment; propagation and sustenance of marine
life; scientific research and training; sport
fishing; commercial fishing; pleasure boat-
ing; commercial and naval shipping; and in-
dustrial water supply.

10. Effluent limitations, national standards of perform-
ance, toxic and pretreatment effluent standards,
and ocean discharge criteria estabiished pursuant
to Section 208(b), 301, 302, 303(d), 304, 306, 307,
403, and 405 of the Federal Water Pollution Con-
trol Act and amendments thereto are applicable
to the discharges.

The Board and Regional Administrator have notified the
discharger and interested parties and persons of their
intent to prescribe waste discharge requirements and
issue a permit for this discharge and have provided them
with an opportunity to submit their written views and
recommendations.

The Board and the Regional Administrator in a public
hearing heard and considered all comments pertaining to
the discharge and to the tentative requirements.

This Order and permit shall take effect 30 days from
the date of signature.

IT IS HEREBY ORDERED, that City of Los Angeles,
in order to meet the provisions contained in Division
7 of the California Water Code and regulations adopted
thereunder, and the provisions of the Federal Water
Pollution Control Act and regulations and guidelines
adopted thereunder, shall comply with the following:

A. Effluent Limitations
1. Wastes discharged shall be limited to treated
municipal wastewater, as proposed.

2. The discharge of an effluent in excess of the
following limits for Discharge Serial No. 001
is prohibited:

3
30-Day 7-Day Daily
Parameter Units Average Average Maximum
BOD, 20°C lbs/day* 25,000 37,500 50,000
mg/1 ' 30 45 _-
Suspended solids Ibs/day* 25,000 37,500 50,000
mg/1 80 45 —
Fecal coliform MPN/100 ml 200 400 2,000
Oil and grease Ibs/day* 8,340 — 12,500
mg/l 10 — 15
Settleable solids ml1/1 0.1 — 0.2
Turbidity TU 50 -— 75
Floating
particulates mg/1 (dry weight) 1.0 — 2.0

* Based on a design capacity of 100 mgd.

3. The discharge of an effluent in excess of the
following limits for discharge Serial No. 002

is prohibited.
30-Day Daily

Parameter Units Average Maximum
BOD, 20°C Ibs/day* 438,000 665,000
mg/1 125 190
Suspended solids Ibs/day* 385,000 579,000
mg/1 110 165

Settleable solids ml/1 0.7 1.0
Oil and grease Ibs/day* 70,000 105,000
mg/l 20 30

* Based on a design capacity of 420 med.

4. As ordered by the schedule of compliance in
F-1 below, the discharge of an effluent in ex-
cess of the following limits for Discharge Seriai
No. 002 is prohibited:

30-Day 7-Day Daily

Parameter Units Average Average Maximum
BOD, 20°C Ibs/day* 105,000 158,000 210,000
mg/1 30 45 _-
Suspended solids Ibs/day* 105,000 158,000 210,000
mg/1 30 45 —
Fecal coliform MPN/100 ml 200 400 2,000
Oil and grease Ibs/day* 35,000 — 52,500
mg/1 10 — 15

Settleable solids ml/1 0.1 — 0.2
Turbidity TU 50 — 75

Floating
particulates mg/1 (dry weight) 1.0 —. 2.0

5. The discharge of an effluent from Discharge
Serial Nos. 001 and 002 in excess of the follow-
ing limits is prohibited:

30-Day Maximum

Parameter Units Average Daily
Arsenic Ibs/day* 35 70

mg/1 0.01 0.02
Copper lbs/day* 700 1050

mg/1 0.2 0.3
Lead Ibs/day* 350 700

mg/1 0.1 0.2

* Based on a design capacity of 420 mgd.

6. The discharge of an effluent from Discharge
Serial Nos. 001 and 002 in excess of the follow-
ing limits after July 1, 1978, is prohibited;
provided, however, except as to residual chlo-
rine, if it can be conclusively demonstrated by
any discharger to ocean water tributaries that
the treatment process required by Water Code
Section 18379 (a and b), plus source control,
will not result in complete compliance with the
following limits by July 1, 1978, the Board and
Regional Administrator may allow additional
time for compliance not to exceed July 1, 1983:

9
Discharge Rate Concentration
(Ibs/day)* Limit(mg)
30-Day Daily 30-Day Daily
Constituents Average Maximum Average Maximum
Silver 70 | 140 0.02 0.04
Cadmium 70 105 0.02 0.03
Total chromium 17.5 35 0.005 0.01
Mercury 3.5 7.0 0.001 0.002
Nickel 350 700 0.1 0.2
Zine 1050 1750 0.3 0.5
Cyanide 350 700 0.1 0.2
Phenolic compounds
(expressed as phenol) 1750 3500 0.5 1.0
Ammonia (expressed as
nitrogen) 105,100 140,000 30.0 40.0
Total identifiable
chlorinated hydrocarbons 7.0 14 0.002 0.004
Toxicity concentration — -—— 1.5 tu 2.0tu
Residual chlorine — — 1.0 2.0

* Based on a design capacity of 420 mgd.

7. The discharge of an effluent in excess of the
following limits from Discharge Serial No. 003

is prohibited:
30-Day Maximum
Parameter Units Average Daily
Total solids lbs/day* 900,000. 1,350,000
mg/1 18,000 —

* Based upon a flow of 6.0 mgd.

8. The discharge of an effluent from Discharge
Serial No. 003 in excess of the following limits
after July 1, 1978, is prohibited; provided, how-
ever, except as to residual chlorine, if it can
be conclusively demonstrated by any discharger
to ocean water tributaries that the treatment
process required by Water Code Section 13379
(a and b), plus source control, will not result

10

in complete compliance with the following limits
by July 1, 1978, the Board and Regional Ad-
ministrator may allow additional time for com-
pliance not to exceed July 1, 1983:

Total chromium

Discharge Rate Concentration
(Ibs/day) * Limit(mg)
30-Day Daily 30-Day Daily
Constituents Average Maximum Average Maximum
0.50 1.00 0.01 0.02
1.00 1.50 0.02 0.03
0.25 0.50 0.005 0.01
10.0 15.0 0.2 0.3
5.00 10.0 0.1 0.2
0.05 0.10 0.001 0.002
5.00 10.0 0.1 0.2
1.00 2.00 0.02 0.04
15.0 25.0 0.3 0.5
5.00 10.0 0.1 0.2

Phenolic compounds
(expressed as phenol) 25.0 50.0 0.5 1.0
Ammonia (expressed as

1,500 2,000 30 40

Total identifiable

chlorinated hydrocarbons 0.10 0.20 0.002 0.004
Toxicity concentration
Residua! chlorine —- — 1.0 2.0

— — 1,.6(tu) 2.0(tu)

* Based upon a flow of 6 mgd.

9. The daily discharge rate shall be obtained from

the following calculation for any calendar day:

N
Daily discharge rate=8.34 03 Ange Ou J

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LEGAL KOTICES

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129

UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF CALIFORNIA

HONORABLE HARRY PREGERSON,
JUDGE PRESIDING

Civil No. 77-0521-HP

PACIFIC LEGAL FOUNDATION, ET AL., PLAINTIFFS
Vs.

JOHN R. QUARLES, JR., ET AL., DEFENDANTS

REPORTER’S TRANSCRIPT OF PROCEEDINGS
Los Angeles, California
Monday, May 23, 1977

SAMUEL GOLDSTEIN
Official Reporter
United States District Court
Los Angeles, California 90012
Telephones: 622-1678 and 622-2903

130

APPEARANCES:
For the Plaintiffs:

PACIFIC LEGAL FOUNDATION
By: Thomas E. Hookano

and
ROBERT K. BEST
455 Capitol Mall, Suite 465
Sacramento, California 95814

For the City of Torrance:

ROGER FREEMAN
3031 Torrance Boulevard
Torrance, California 90503

For the Federal Defendants:

WILLIAM D. KELLER

United States Attorney

By: BARRY J. TRILLING

Assistant United States Attorney

312 North Spring Street

Los Angeles, California 90012
and

ENVIRONMENTAL PROTECTION AGENCY

REGIONAL COUNSEL
By: ANTHONY O. GARVIN

For the State of California Defendants:
EVELLE J. YOUNGER

Attorney General

By: EMIL STIPANOVICH, JR.
Deputy Attorney General

800 Tishman Building

3580 Wilshire Boulevard

Los Angeles, California 90010

—

131

[3] LOS ANGELES, CALIFORNIA;
MONDAY, MAY 23, 1977; 3:10 P.M.

THE COURT: Call the calendar.

THE CLERK: No. 15 on calendar. Civil No. 77-521-
HP, Pacific Legal Foundation, et cetera, et al., vs. John
R. Quarles, Jr., et cetera, et al.

Your Honor, this matter is on the Court’s calendar
this afternoon for hearing plaintiffs’ application for pre-
liminary injunction. That application was filed on March
29, 1977.

Counsel will please state their appearance for the
record.

MR. HOOKANO: Thomas Hookano for plaintiffs.

MR. BEST: Robert Best for plaintiffs.

MR. FREEMAN: Roger Freeman for plaintiff City
of Torrance.

MR. TRILLING: Good afternoon, your Honor. For
the federal defendants, Assistant United States Attorney
Barry Trilling; and Environmentz. Protection Agency,
Anthony Garvin.

MR. STIPANOVICH: For the State defendants, Emil
Stipanovich, Jr., Deputy Attorney General.

THE COURT: Very well.

Mr. Best, do you want to address these questions, or
Mr. Hookano?

MR. BEST: Mr. Hookano will, your Honor.

[4] THE COURT: Allright. Fine.

MR. HOOKANO: Your Honor, would you like the
questions read into the record?

THE COURT: Well, I will give the clerk a copy of
the questions for the Government and questions for the
plaintiffs, and I will ask him to insert those questions in
the record at this point as though they had been read
in full, so that will obviate the need to read those ques-
tions into the record.

(Question No. 4 from the list entitled “Questions
for Plaintiffs,’ which was handed to the reporter
appears in the following words and figures, to wit:”

132

“Even if an EIS is required for the EPA’s fund-
ing of the Hyperion project, why should a remedy
on that cause of action include an injunction against
enforcement of Hyperion’s permit? Under the Act,
isn’t enforcement of pollution standards in permits
independent from and not contingent upon the avail-
ability of federal funding?

“If the permit was held up pending an EIS as
to the grant, wouldn’t the court be overruling the
Water Act’s exemption from NEPA for permits and
effluent limitations?

“Even if it seems anomalous to require an [5]
EIS pending federal funding of a project while leav-
ing the EPA free to enforce orders requiring the
project’s completion without federal funds, doesn’t
that result stem from the plain meaning of Section
511?”)

MR. HOOKANO: The question, now, in summary
form is, why should a remedy on plaintiffs’ cause of
action which relates to the request for an injunction
pending completion of an EIS on the funding of the
conversion of the Hyperion project, why should this in-
junction if issued act against enforcement of the Hyperion
permit.

I think the response to that question first calls for an
understanding of the project that we are seeking to en-
join. That project is the physical conversion of the
Hyperion plant to faciliate interim sludge processing.

That project also consists of the federal and state de-
fendants’ requirement that that project take place.

THE COURT: Why don’t you just take the questions
and answer them, without paraphrasing them. I think
it would be more manageable that way.

Question 4, do you have that in mind?

MR. HOOKANO: Yes.

THE COURT: Why don’t you answer that?

MR. HOOKANO: The response is that we are not
challenging the permit issued for the Hyperion plant.
We are [6] challenging the conversion project. We are
not seeking to upset the effluent limitations or any of the
water quality standards set for operation of that plant.

=

133

So the injunction would go towards the implementation
of the requirements—
THE COURT: One of the questions there is this:

“Under the Act, isn’t enforcement of pollution stand-
ards in permits independent from and not contingent
upon the availability of federal funding?”

“were HOOKANO: The answer to that question is,
es.

THE COURT: All right.

MR. HOOKANO: But that is not what we are seek-
ing here.

THE COURT: What I am seeking is your answers
to the questions.

Title 38, United States Code, § 1842(b) (1)(C) (iii) provides that
a permit can be terminated or modified for:

“(iii) change in any condition that requires either a temporary
or permanent reduction or elimination of the permitted discharge.”
See also 33 U.S.C. §§ 1842(b)(1)(C) (i), 1842(b) (1) (C) (ii).

178

ance of a new permit is the statutorily and regulatory
prescribed method of action.

Ill

THE ACTION TAKEN BY THE REGIONAL AD-
MINISTRATOR WAS THE ISSUANCE OF AN
NPDES PERMIT

Incorporating the above arguments, the action taken
by the Regional Administrator regarding NPDES Permit
No. CA0109991 was the issuance of a new NPDES per-
mit. This conclusion is supported by the provisions of
40 C.F.R. § 125.2(a) (1). The regulations in 40 C.F.R.
§ 125 “do not prescribe policy or procedures for the issu-
ance of permits by States under programs approved by the
Administrator. . . .” (40 C.F.R. § 125.2(b).) NPDES
Permit No. CA0109991 was issued by EPA and it ap-
pears that the position taken by EPA is that 40 C.F.R.
§ 125 would apply. (See Attachment B.)

It is recommended that the General Counsel determine
that the action taken by the Regional Administrator was
to issue a new NPDES permit for discharges of pollutants
from the Hyperion Treatment Plant previously permitted
under NPDES Permit No. CA0109991 which expired on
February 1, 1977. As such, the Administrator failed to
comply with applicable regulations and erroneously denied
John B. Kilroy’s petition for an adjudicatory hearing.

IV

A PERMITTEE SHOULD NOT BE FORCED TO
IMPLEMENT A PROJECT CONTAINED IN A
COMPLIANCE SCHEDULE WHEN THAT PROJ-
ECT IS BEING STUDIED IN AN EIS

NPDES Permit No. CA0109991, issued to the City of
Los Angeles for the Hyperion Treatment Plant, includes
in the schedule of compliance an interim sludge manage-
ment project which is to be evaluated in an EIS being
prepared by EPA in compliance with the requirements of
NEPA and FWPCA. (See Attachment C at 3-4.) If

179

EPA continues to mandate the interim sludge manage-
ment project and the EIS prepared for the project. indi-
cates another preferred, more environmentally sound
alternative, an irreversible commitment of resources may
occur and the NEPA process rendered purely academic,
contrary to the intent and policies of NEPA.

On June 3, 1977, the State Water Resources Control
Board of California determined that the Secondary Treat-
ment Standards set pursuant to Pub. L. No. 92-500 would
require large expenditures for no measurable water qual-
ity benefit. (See Attachment D at 2.) The interim slude
management project for the Hyperion Treatment Plant is
primarily based on requirements set pursuant to EPA’s
interpretation of 33 U.S.C. §1311(b)(1)(B). If the
primary basis for a project is determined in an EIS to be
environmentally unsound, the project’s adverse environ-
mental impacts should be mitigated, where feasible. In
the instant case, evidence has been presented which casts
doubt on the propriety of going forward with this project.
Moreover, implementation of the project prior to comple-
tion of the NEPA process forecloses any opportunity to
expeditiously mitigate any negative environmental conse-
quences, It is incumbent upon EPA to avoid taking action
which could cause an irreversible and irretrievable loss
of resources.

There is the absence of any compelling need to imple-
ment the interim sludge management project prior to
completion of the NEPA process. In Flint Ridge v.
Scenic Rivers Association, —— U.S. ——, 8 E.R.C. 2137
(1976), the Supreme Court held that where statutory
limitations preclude preparation of an EIS, then the
absence of an EIS will not bar an agency action. In the
instant case there is no statutory or regulatory time limit
on implementation of the project. NEPA requires that all
federal agencies comply “to the fullest extent possible”
with the directives of 42 U.S.C. § 4832. Here, EPA has
not complied with the dictates of NEPA. An interim
project is being mandated which could cause an irreversi-
ble and irretrievable commitment of resources when there
is no statutory time limit to preclude the prior prepara-

180

tion of an EIS and full evaluation of each alternative,
including no project.

Requestor recommends that General Counsel determine
that a project which is being studied in an EIS should not
be mandated until the EIS has been completed and com-
ments received.

CONCLUSION

There is no statutory authority for the Regional Ad-
ministrator to extend the expiration date of an NPDES
permit, or to treat the extension of the expiration date
as a modification. The statutes and regulations unam-
biguously provide for issuance of a permit for a fixed
term, and upon expiration of the term for the issuance
of a new permit.

The Regional Administrator has not complied to the
fullest extent possible with the dictates of NEPA. The
potential irreparable and irreversible commitme:t of re-
sources mandated by the implementation of the interim
slude project prior to completion of an EIS defies both
logic and the law. It is recommended that the General
Counsel adopt this position and provide guidance for
future disputes which may arise under FWPCA.

DATED: July 12, 1977.
Respectfully submitted,

RONALD A. ZUMBRUN
ROBERT K. BEST
THOMAS E. HOOKANO .

By /s/ Thomas E. Hookano |
THOMAS E. HOOKANO

Attorneys for Requestor

Pacific Legal Foundation

455 Capitol Mall, Suite 465
Sacramento, California 95814
Telephone: (916) 444-0154

[Attachments Omitted]

~~

181

ROBERT L. BROSIO
United States Attorney
FREDERICK M. BROSIO, JR.
Assistant U.S. Attorney
Chief, Civil Division
BARRY J. TRILLING
Assistant U.S. Attorney

1100 U.S. Court House

312 North Spring Street

Los Angeles, California 90012

Telephone: (213) 688-2450

Attorneys for Plaintiff

UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF CALIFORNIA

Filed Aug 12, 1977
No. CV 77 3047 R
UNITED STATES OF AMERICA, PLAINTIFF
Vv.
CITY OF LoS ANGELES, DEFENDANT

COMPLAINT FOR INJUNCTIVE RELIEF
AND CIVIL PENALTIES

[38 U.S.C. §§ 1311, 1319 and 1342]

The United States of America, by its undersigned at-
torney, by authority of the Attorney General, and at the
request of the Administrator of the Environmental Pro-
tection Agency, alleges that:

I

This is a civil action instituted pursuant to Sections
309(a), (b), and (d) of the Federal Water Pollution
Control Act Amendments of 1972, (hereinafter “the
Act”) [83 U.S.C. §§ 1819(a), (b) and (d)] to enjoin

182

the City of Los Angeles (hereinafter Defendant) from
violating certain conditions of a permit issued to defend-
ant under Section 402 of the Act [33 U.S.C. § 1342], and
from violating Section 309(a) of the Act [83 U.S.C.
§ 1311], and to impose civil penalties against defendant
for violations of said permit as provided in Section
309(d) of the Act [33 U.S.C. § 1319(d) ].

II

This court has jurisdiction of the subject matter of
this action pursuant to 28 U.S.C. § 1345 and 33 U.S.C.
§ 1319(b). in

The defendant is an incorporated city of the State of
California and is located in the County of Los Angeles
in the Central District of California.

IV

At all times herein mentioned, the defendant has owned
and operated the Hyperion Treatment Plant located at
12000 Vista Del Mar Boulevard, Playa Del Rey, Cali-
fornia. .

The Hyperion Treatment Plant discharges sewage
sludge by means of an outfall sewer, known as discharge
serial number 003, which extends approximately six and
seven-tenths (6.7) miles imto the Pacific Ocean at Santa
Monica Bay, which is in the contiguous zone. This dis-
charge is approximately 4.24 million gallons per day
(4.24 MGD) and consists of digested sludge diluted with
secondary effluent. The discharge contains arsenic,
cadmium, chronium, copper, cyanide, lead, mercury,
nickel, silver, zinc, phenols, and chlorinated hydrocarbons
as well as other chemical and organic substances.

VI

The Hyperion Treatment Plant discharges treated
wastewater by means of an outfall sewer, known as dis-
charge serial number 002, which extends approximately

183

five and two-hundreths (5.02) miles into the Pacfic Ocean
at Santa Monica Bay, which is in the contiguous zo1.e.
This discharge is approximately 360 million gallons per
day (360 MGD) and consists of approximately 100 mil-
lion gallons (100 MGD) of wastewater which currently
receives secondary treatment with the balance (260
MGD) receiving only primary treatment.

VII

On August 18, 1975, pursuant to Section 402 of the
Act and the regulations promulgated thereunder, the de-
fendant was issued a National Pollutant Discharge Elimi-
nation System Permit (hereinafter permit) for the dis-
charge of sewage sludge from discharge serial number
003, and for the discharge of wastewater from discharge
serial number 002. The permit, Number CA 0109991,
was issued by the Environmental Protection Agency
(hereinafter EPA) with an effective date of September
18, 1975. A copy of the permit is attached and marked
Exhibit I and is hereby incorporated herein. The city
did not appeal or object to the permit conditions at the
time of issuance, nor did it file any timely administrative
appeal.

FIRST CLAIM

Vill

The permit provides for the termination of the dis-
charge of sewage sludge from discharge serial number
003 thirty (30) months from the date of concept ap-
proval. The permit provides that this termination is to
be accomplished in three (3) phases: (1) the elimination
of no less than 1/3 of the sewage sludge presently dis-
charged; (2) the elimination of no less than an addi-
tional 1/3 of the sewage sludge presently discharged; and
(3) the termination cf the discharge of the final portion
of sewage sludge. :

x

In order to accomplish the termination of discharge of
sludge as described in Paragraph VIII above, the permit

184

prescribes several interim actions. The defendant was
required to provide complete approvable plans and spe-
cifications for phases 1, 2, and 3 described in Paragraph
VIII not later than six (6) months from the date of con-

cept approval.
pt app x

Concept approval was given on October 1, 1975 by letter
to Donald E. Tillman, City Engineer from Larry F.
Walker of the State Water Resources Control Board
(hereinafter Board), a copy of which is attached and
marked Exhibit 2 and is hereby incorporated herein.
The termination of the sewage sludge discharge is due
to occur on or before April 1, 1978. The required ap-
provable plans and specifications referred to in Para-
graph IX were to be completed on or before April 1, 1976.

XI

Defendant has failed to meet the requirements de-
scribed in Paragraphs IX and X.

XII

The permit required the defendant to submit a report
of compliance fifteen (15) days after the date specified
for completion of a required task. Thus, a report of com-
pliance with the requirement referred to in Paragraphs
1X and X was due on or before April 16, 1976.

XIII

The defendant has failed to meet the requirement de-
scribed in Paragraph XII.

XIV

The permit required the defendant to award contracts
and begin construction for the facilities set forth in the
approvable plans and specifications not later than nine
(9) months from the date of concept approval. Thus,
construction was to begin on or before July 1, 1976.

185

XV

The defendant has failed to meet either of the require-
ments set forth in Paragraph XIV.

XVI

In addition, defendant has been aware since 1971 that
sewage sludge discharge had to be eliminated. Grants of
Federal and State funds amounting to $20 million have
been accepted by the defendant, conditioned upon the
total elimination of sludge discharges from the Hyperion
works. Such grants required cessation of the discharge
by December 1, 1976. Tie City sought, and obtained, an
extension of the deadline until 1978 in a discharge permit
issued to it by the Environmental Protection Agency.
Thereafter, on April 23, 1976, defendant’s City Council
adopted a report of the Council’s Public Works Commit-
tee which stated that “it is not practicable for the City
to bind itself to a specific timetable for the termination
of the discharge of the sewage sludge.”

SECOND CLAIM

XVII

The permit provides for the upgrading of the Hyperion
Treatment Plant so that all wastewater discharged
through discharge serial number 002 receives secondary
treatment by October 1, 1979.

XVIII

In order to accomplish the upgrading of the wastewater
discharge described in Paragraph XVII the permit pre-
scribes several interim actions that the defendant shall
perform in order to meet the October 1, 1979 deadline.
These interim actions are as follows:

186
Tasks Completion Date Report of Compliance
Complete draft facility
plan 12/19/75 12/31/75
Progress report 7/1/76 7/15/76
Complete final plans
and specifications 12/1/76 12/15/76
Award contract and
begin construction 1/1/77 1/15/77
Progress reports 7/1/77 7/15/77
1/1/78 1/15/78
7/1/78 7/15/78
1/1/79 1/15/79
Complete construction 9/1/79 9/15/79
Operational level attained 10/1/79 10/15/79
XIX

The defendant has violated the terms of the permit and
has failed to comply with the terms and conditions of the
permit in, among other things, the following respects:

A) The interim action of completing a “draft facility
plan” on or before December 19, 1975, has not been per-
formed by defendant.

B) The interim action of completing “final plans and
specifications” on or before December 1, 1976, has not
been performed by the defendant.

C) The interim action to “award contracts and begin
construction” on or before January 1, 1977, has not been
performed by the defendant.

D) On December 19, 1975, the defendant submitted a
“preliminary final draft” of the “draft facility plan”
called for in the permit. The defendant’s submittal was
in preliminary form and did not constitute compliance
with the permit requirement for a “complete draft facility
plan”.

E) On July 8, 1976, the defendant submitted a pro-
gress report which stated that “copies of the Final Draft”
of the facility plan were scheduled to be available by the
end of March, 1977. The final draft of the facility plan,
which was to be completed on December 19, 1975, has not
been submitted.

187

G) On January 7, 1977, the defendant submitted a
compliance report stating that the final plans and specifi-
cations as required by December 1, 1976, were not com-
plete, and that awarding of the contract and the begin-
ning of construction as required by January 1, 1977, had
not yet been undertaken.

XX

Section 309(b) of the Act [83 U.S.C. § 1819(b)] pro-
vides that the Administrator may commence a civil action
for appropriate relief, including permanent or temporary
injunction, for any violation of any permit condition in
a permit issued pursuant to Section 402 of the Act [33
U.S.C. § 1842].

XXI

Section 309(d) of the Act [88 U.S.C. § 1819(d)] pro-
vides that any person who violates any term or condition
of a permit issued under Section 402 of the Act [33
U.S.C. § 1342] shall be subject to a civil penalty not to
exceed TEN THOUSAND DOLLARS ($10,000.00) per
day of violation.

XXII

The defendant’s violations of NPDES Permit No. CA
0109991 are of a continuing nature for which there is no
adequate remedy at law, and are preventing the plaintiff
from achieving the goals mandated by the Federal Water
Pollution Control Act, as amended. [33 U.S.C. § 1251

et seq. ]

WHEREFORE, plaintitf United States of America de-
mands judgment against the defendant City of Los
Angeles:

a) To enjoin further violations of NPDES Permit No.
CA 0109991.

b) For penalties in the sum of TEN THOUSAND
DOLLARS ($10,000.00) for each day of violation of
NPDES Permit No. C/. 0109991.

ec) For such other and further relief as the Court may
deem just and proper.

188

d) For the following schedule of compliance for the
elimination of the discharge of sewage sludge.

Phase Task Completion Date Report of Compliance

I Reduce sludge August 1, 1979 August 15, 1978
discharge by 40
tons per day.

II Reduce sludge April 1, 1979 April 15, 1979
discharge by 40
tons per day for
a cumulative
reduction of 80
tons per day.

III Reduce sludge October 1, 1979 October 15, 1979
discharge by 40
tons per day for
a cumulative
reduction of 120
tons per day.

IV Eliminate all April 1, 1980 April 15, 1980
remaining
discharge of
sludge.

e) For the following schedule of compliance to upgrade
the Hyperion Treatment Plant so that all wastewater dis-
charged through discharge serial No. 002 receives sec-
ondary treatment.

Task Completion Date Report of Compliance

A-4 and A-12

(Secondary Treatment)

Complete facility plan December 1, 1977 December 15, 1977

Complete final plans March 1, 1978 March 15, 1978

and specifications

Advertise Contracts April 1, 1978 April 15, 1978

for construction

Award Contracts May 1, 1978 May 15, 1978

for construction

Begin Construction June 1, 1978 June 15, 1978

Progress Reports December 1, 1978 December 15, 1978
June 1, 1979 June 15, 1979
December 1, 1979 December 15, 1979

Complete Construction December 1, 1980 December 15, 1980

Operational Level January 1,1981 January 15, 1981

attained

189

Each Report of Compliance shall be mailed to Director,
Enforcement Division, EPA, Region IX, 100 California
Street, San Francisco, California 94111, not later than
fifteen (15) calendar days after each completion date.
Each report shall detail compliance or noncompliance with
the specific task and date. If noncompliance is being re-
ported, the reason(s) for such noncompliance shall be
stated, plus an estimate of the date when the defendant
shall be in compliance.

f) That Donald C. Tillman, City Engineer for the de-
fendant, or his successor, be named the responsible of-
ficial for the purpose of insuring that the Reports of
Compliance requested by Subparagraphs (d) and (c) of
this prayer are properly prepared and submitted in a
timely fashion.

g) That the defendant pay a civil penalty of One
Thousand Dollars ($1,000.00) for each and every day
the defendant violate any of the requirements of Para-
graph XVI(d) and (c) as hereinabove set forth.

DATED: This 10th day of August, 1977.

ROB: xT L. BROSIO

United States Attorney
FREDERICK M. BROSIO, JR.
Assistant U.S. Attorney
Chief, Civil Division

/s/ Barry J. Trilling
BARRY J. TRILLING
Assistant U.S. Attorney

Attorneys for Plaintiff

190
PROOF OF SERVICE BY MAIL
STATE OF CALIFORNIA )
) ss.

COUNTY OF LOS ANGELES _)

I, the undersigned, say: I am a citizen of the United
States and a resident of the County of Los Angeles. I am
over the age of 18 and not a party to the within action
or proceeding. My business address is

200 North Main Street
1800 City Hall East
Los Angeles, CA 90012

On February 22, 1978, I served the within

CITY’S MEMORANDUM IN REPLY TO MOTION
FOR CLARIFICATION OF ORDER

on the person(s) indicated below, by placing a true copy
thereof enclosed in a sealed envelope with postage thereon
fully prepaid in the United States mail at Los Angeles,
California, addressed as follows:

Raymond W. Mushal, Esq. Anthony O. Garvin, Esq.
Attorney, Pollution Control Assistant Regional Counsel

Section U.S. Environmental
Land and Natural Protection Agency,
Resources Division Region IX

U.S. Department of Justice 215 Fremont Street
Washington, D.C. 20530 San Francisco, CA 94105

Joan Z. Bernstein, Esq. Robert K. Best, Esq.
General Counsel Pacific Legal Foundation
U.S. Environmental 455 Capitol Mall
Protection Agency Suite 465
401 M Street, S.W. Sacramento, CA 95814
Waterside Mall
Washington, D.C. 20460 "4 m Remeimayer,
Lisa K. Friedman, Esq. City Attorney
Water Quality Division 3031 Torrance Boulevard
(A-131) Torrance, CA 90503
U.S. Environmental
Protection Agency

Washington, D.C. 20460

191

Richard R. Terzian, Esq. / Burke, Williams & Sorensen
707 Wilshire Blvd., Suite 3800, Los Angeles, CA 90017

[X}-Federal—I declare that. I am employed in the office
of a member of the bar of this court at whose direction
the service was made.

I declare under penalty of perjury that the foregoing
is true and correct.

Executed on February 22, 1978, at Los Angeles, Cali-
fornia.

/s/ Hilda Y. Alatorre
HILDA Y. ALATORRE

192

UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY
Region IX
100 California Street
San Francisco, California 94111

Sept. 2, 1977
Mr. Thomas E. Hookano
Pacific Legal Foundation
455 Capitol Mall, Suite 465
Sacramento, CA 95814

Re: Request for Stay of Enforcement of NPDES
Permit No. CA0109991 for City of Los Angeles
Hyperion Treatment Plant

Dear Mr. Hookano:

In response to your request dated August 18, 1977, for
a stay of enforcement of National Pollutant Discharge
Elimination System (NPDES) Permit No. CA0109991 is-
sued on June 2, 1977, for the Hyperion treatment plant
owned by the City of Los Angeles, it is my determination
that a stay of enforcement would not be warranted or in
the public interest for the following reasons. First, the
Complaint filed by the United States against the City of
Los Angeles in the U.S. District Court for the Central
District of California (C 77-3047-R) does not name as
parties any of the petitioners seeking review of the per-
mit in the U.S. Court of Appeals for the Ninth Circuit
(C 77-2909). The enforcement action thus does not seek
to impose penalties or otherwise affect the legal rights of
the petitioners.

Second, it is the position of EPA that Section 509
(b) (1) of the Federal Water Pollution Control Act
Amendments of 1972 (83 U.S.C. § 1869(b) (1)) precludes
review of the terms and conditions of the subject permit
with the exception of the expiration date of the permit.
The only change made by EPA to NPDES Permit No.
CA0109991 on June 2, 1977, was to extend the expira-
tion date of the permit from June 30, 1977, to Decem-

193

ber 17, 1979. The substantive conditions of the permit
remained in effect as issued on August 18, 1975. Review
of the substantive conditions of the permit is precluded
at this date in the absence of new information not avail-
able in 1975. Since the request for a stay of enforcement
submitted by the Pacific Legal Foundation does not indi-
cate that additional information exists which was not
available when the permit was issued in 1975, there does
not appear to be any compelling reason to delay enforce-
ment of the substantive conditions of the permit.

Finally, the enforcement action filed by the United
States against the City of Los Angeles concerns, in part,
violations which occurred prior to the extension of the
expiration date of the permit on June 2, 1977. The re-
view in the Ninth Circuit will not affect the liability of
the City of Los Angeles for violations of the permit which
occurred prior to June 2, 1977, since the Petition for
Review seeks review only of the permit as issued on that
date. There is thus no reasonable basis for staying en-
forcement of the permit.

Sincerely,

/s/ R. L. O'Connell
for PAUL DE FALCO, JR.
Regional Administrator

Exhibit No. 6

194

UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY
Washington, D.C. 20460

DECISION OF THE GENERAL COUNSEL ON
MATTERS OF LAW PURSUANT TO 40 C.F.R.
SECTION 125.36 (m)

No. 66

In the matter of National Pollutant Discharge Elimi-
nation System Permit for the City of Los Angeles,
CA0109991, the Regional Administrator has certified three
issue of law to the Office of General Counsel for decision
pursuant to 40 C.F.R. Section 125.36(m). The parties,
having had the opportunity to provide written briefs in
support of their respective positions,’ present the follow-
ing issues.

ISSUES OF LAW NO. I AND II
Questions Presented

1. Must EPA conduct an informal public hearing
prior to taking action to extend the expiration date of
an NPDES permit where public notice of the proposed
action was published more than 30 days in advance of the
action?»

2. Must a detailed factual record be developed prior
to modification of an NPDES permit where the only
modification made to the permit is the extension of the
permit’s expiration date? ”

1 Briefs were filed by EPA Region IX and by the Pacific Legal
Foundation on behalf of John B. Kilroy.

2 Kilroy urges that I address the following issue:

Whether there is authority under the applicable statutes or
regulations to extend the expiration date of an existing Na-

195

Decision

EPA has the authority to extend the expiration date of
an NPDES permit by modification of the permit. In any
permit modification proceeding an opportunity for pubiic
hearing must be provided, but a hearing must be held
only if the Regional Administrator finds that there is a
significant degree of public interest in the permit modifi-
cation. Since Kilroy does not specifically argue that the
record supporting the permit modification is inadequate
this question need not be addressed.

Discussion

On April 27, 1977 a notice of a proposed modification
of the NPDES permit issued to the City of Los Angeles
for its Hyperion sewage treatment plant was published
in the Los Angeles Times. The proposed change was to
the expiration date of the permit, which was then June
30, 1977. On June 2, 1977, the permit was modified to
extend its expiration date to December 17, 1979. No
requests for a public hearing prior to modification of the
permit pursuant to 40 C.F.R. § 125.34 were made. On
June 18, 1977, John B. Kilroy requested an adjudicatory
hearing pursuant to 40 C.F.R. § 125.36. That request
was denied but three issues of law were referred to the
General Counsel.

Kilroy is correct in arguing that federally-issued
NPDES permits, no less than State-issued permits, are
subject to the requirement that they be for fixed terms
not exceeding five years. FWPCA § 402(b) (1) (B) read
in conjunction with § 402(a) (3)), 40 CFR § 125.25. But
this does not resolve the questions he raises. This re-
quirement of the statute, and EPA regulations, does not
forbid modification of the expiration date of a permit, so
long as the permit, as modified, as a fixed expiration date
and that date is no more than five years from the date it
was established. The purpose of § 402(b)(1)(B) is
ciear; to insure that at intervals not greater than five

tional Pollutant Discharge Elimination System (NPDES) per-
mit, or whether the action taken by EPA with regard to Permit
No. CA 0109991 was the issuance of a new permit.

196

years the terms and conditions of a permit be subject to
reevaluation by the Agency (or State) and that the pub-
lic have an opportunity to participate in this reevalua-
tion.’ This purpose is not compromised by a modification
of an expiration date such as occurred here, since in no
event will more than five years elapse between opportuni-
ties for the Agency, and the public, to decide whether the
requirements placed on the discharger should be changed.*
Kilroy also argues that the FWPCA and EPA regu-
lations provide authority to modify only certain provi-
sions of a permit and do not provide such authority with
regard to the expiration date. But the Act, in § 402(b)
(1) (C), says only that permits must be subject to modifi-
cation for cause, without restricting the power to modify
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207

UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY
Region IX
215 Fremont Street
San Francisco, Ca. 94105

In reply refer to:

E-4-1
RIN 77F-91
David M. Shell
Law Clerk
Pacific Legal Foundation
455 Capitol Mall, Suite 465
Sacramento, Ca. 95814
Dec. 20, 1977
Dear Mr. Shell:

As you requested in your letter of December 12, 1977,
pursuant to the Freedom of Information Act, enclosed is
a copy of the public notice for the City of Los Angeles—
Hyperion Treatment Plant National Pollutant Discharge
Elimination System modification which extended the ex-
piration date of the permit to June 30, 1977.

If you have any questions, please contact our Permits
Branch at (415) 556-3450.

Sincerely,

/s/ R. L. O'Connell
R. L. O’CONNELL
Director, Enforcement Division
Enclosure :

208
SUPREME COURT OF THE UNITED STATES
No. 78-1472

DOUGLAS M. CosTLE, Administrator,
Environmental Protection Agency, PETITIONER

v.
PACIFIC LEGAL FOUNDATION, ET AL.
ORDER ALLOWING CERTIORARI. Filed June 11, 1979
The petition herein for a writ of certiorari to the

United States Court of Appeals for the Ninth Circuit is
granted.

8. 8. covennment painrine orricz; 1979 297646 41

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385006_0087%3A02. Public record. Not legal advice.
