# Amicus Brief — Great American Federal Savings & Loan Ass'n v. Novotny

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Brief
- **Published:** January 1, 1979
- **Citation:** 442 U.S. 366

## Text

FOR ARGUMENT.

DF 7S

Supreme Court,
FILED

UL &,

MAR SO 1979

Iu the Supreme Court of the Yuite mewn |

OCTOBER TERM, 1978

eed Re

GREAT AMERICAN FEDERAL SAVINGS
& LOAN ASSOCIATION, ET AL., PETITIONERS

Vv.
JOHN R. NOVOTNY

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE THIRD CIRCUIT

BRIEF FOR THE UNITED STATES AND THE
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
AS AMICI CURIAE

WADE H. MCCREE, JR.
Solicitor General

Drew S. Days, III
Assistant Attorney General

LOUIS F. CLAIBORNE
Assistant to the Solicitor General

WALTER W. BARNETT

JOAN F. HARTMAN

MILDRED M. MATESICH
Attorneys
Department of Justice
Washington, D.C. 20530

IssIE L. JENKINS
Acting General Counsel

LuTZ ALEXANDER PRAGER
Assistant General Counsel

PAUL E. MIRENGOFF
Attorney
Equal Employment Opvortunity Commission
Washington, D.C. 20506

oot.

ERENT ES aa

Interest of the United States and the Equal
Employment Opportunity Commission ..........

SEE ILS LS
pS GSN

Introduction and summary ..............-.....------0+--+-

I. Section 1985(c) reaches an_ intra-
corporate conspiracy ............--...----0---++++-

II. Section 1985(c) redresses deprivations
of rights secured by Title VII ..............

III. Section 1985(c) is constitutional as ap-
plied to violations of Title VII ..............

Conclusion ...............

CITATIONS
Cases:

Adickes v. Kress & Co., 398 U.S. 144 ......
Alexander v. Gardner-Denver Co., 415
ee ee
Anderson v. United States, 417 U.S. 211..
Arnold v. Tiffany, 487 F.2d 216, cert. de-
a ee ee a...
Askew v. Bloemaker, 548 F.2d 673 ..........
Baker v. Staurt Broadcasting Co., 505
ee ee...
Brown v. GSA, 425 U.S. 820 ....................
Callanan v. United States, 364 U.S. 587..
Canavan v. Beneficial Insurance Co., 553
F.2d 860 .......

an w bd

II

Cases—Continued Page
Chastang v. Flynn & Emrich Co., 365 F.
Supp. 957, aff’d, 541 F.2d 1040 ............ 27
Clark v. Universal Builders, Inc., 501 F.2d
324, cert. denied, 419 U.S. 1070 .......... 12
Collins v. Hardyman, 341 U.S. 661 .......... 5
Conroy v. Conroy, 575 F.2d 1785 ...............- 25
Crandall v. State of Nevada, 73 U.S. (6
Wey TE seicastaicicednnnbiivionieicis 31
Curran v. Portland Superintending School
Committee, 485 F. Supp. 1068 .............. 22
Davis H. Elliot Co. v. Caribbean Utilities
tig ee Fe acetic pnectticcanscomne 12
Dombrowski v. Dowling, 459 F.2d 190...... 10
Doski v. Goldseker Co., 5389 F.2d 1326...... 22
Edwards v. California, 314 U.S. 160 ........ 31
Eisner v. Macomber, 252 U.S. 189 .......... 10
Ferguson v. Omnimedia, Inc., 469 F.2d
} ERNNRENDWY Besa RAINE a ce” MONG Ne Cerone 14-15

Fong Foo v. United States, 369 U.S. 141.. 14
Girard v. 94th St. & Fifth Ave. Corp.,

530 F.2d 66, cert. denied, 425 U.S. 974.. 10
Glasson v. City of Louisville, 518 F.2d

899, cert. denied, 423 U.S. 980 ~............. 14
Greenville Publishing Co. v. Daily Reflec-
bor, Ft., AOE FBG FOV ecescsccinciccsocstiesiene 16

Griffin v. Breckenridge, 463 U.S. 88....3, 6, 8, 13
Griggs v. Duke Power Co., 401 U.S. 424.. 21

Guinn v. United States, 238 U.S. 347 ...... 6
H. Kessler & Co. v. EEOC, 472 F.2d 1147,

cert. denied, 412 U.S. 989 ....0020... 28
Hampton v. City of Chicago, 484 F.2d

602, cert. denied, 415 U.S. 917 -220000000.... 14
Hatley v. American Quarter Horse Asso-

CURDIOM, BEE FB GO crccsicccntscecsctisccconses 17

IIt
Cases—Continued Page

Johnson v. Railway Express Agency, Inc.,
ee * eee 2, 9, 25, 26, 28, 29
Johnston v. Baker, 445 F.2d 424 .............. 15
Jones v. Mayer Co., 392 U.S. 409 .............. 25
Life Insurance Co. of North America v.
Reichardt, No. 75-3031 (9th Cir., Jan.

EE IRR ARG ae es SR aac ean 25
Logan v. United States, 144 U.S. 268 ...... 22
Lopez v. Arrowhead Ranches, 523 F.2d

TE cide adh osetia aA endleabadionteeedmaidaiclacneion 22
Love v. Pullman Co., 404 U.S. 522 .......... 29
Marlowe v. Fisher Body, 489 F.2d 1057.. 22
McCandless v. Furlaud, 296 U.S. 140...... 12
McLellan v. Mississippi Power & Light

Company, 545 F.2d 919 ...................200000. 21, 22
McDonald v. Santa Fe Trail Transp. Co.,

NE I ease elcid Bienes sniadeinens 2, 25
Means v. Wilson, 522 F.2d 833, cert. de-

I re re een dene licsenincbcclecivonemres 22
Monell v. New York City Dept. of Social

Services, 486: U.S. 658 ....................e0ceeee- 13

Nelson Radio & Supply Co. v. Motorola,
Inc., 200 F.2d 911, cert. denied, 345

EAM IIR © Scsligsicsuprdhlateacpeumiieciontitetadsecbashinn 16
Nye & Nissen v. United States, 336 U.S.

I asta abarssnebendavtessscaeaRinetanantacnuseioces 14
Passenger Cases, 48 U.S. (7 How.) 283.... 31
Phillips v. International Ass’n of Bridge,

S. & O. Iron Workers, 556 F.2d 939 .... 21
Quarles and Butler, In re, 158 U.S. 582.. 22
Runyon v. McCrary, 427 U.S. 160 .......... 2, 25, 26
Santa Clara Pueblo v. Martinez, 436 U.S.

EERE i NER RSA Oe ae eC COR II 26
Shapiro v. Thompson, 394 U.S. 618 .......... 31

Slack v. Havens, 522 F.2d 1091 ................ 12-13

IV
Cases—Continued Page
Sullivan v. Little Hunting Park, 396 U.S.
IIIT coscies’ haneaalsaieedtalianideacasanaskeentiaam antigen 25
Tillman v. Wheaton-Haven Recreation As-
sociation, 517 F.2d 2141 -.......2.....2.cc..0--- 12
Tomkins v. Public Service Electric & Gas
ig TA te I ecirictheictitecrsnnetusones 13
Trustees of Dartmouth College v. Wood-
ward, 17 U.S. (4 Wheat.) 518 .............. 10
United Klans of America, Inc. v. McGov-
C0 SER FH. BU. FD cciccittcicersninnvecinstcnes 17
United States v. Carroll, 144 F. Supp.
SOI sees olosiasschceccnndbncednatbnipiniebassealitiasiesantesniels 17

United States v. Classic, 318 U.S. 299...... 6, 32
United States v. Guest, 383 U.S. 745........ 30, 31
United States v. Harris, 106 U.S. 629...... 5
United States v. Johnson, 390 U.S. 568... 25
United States v. Mosley, 238 U.S. 383..6, 9, 20, 32
United States v. Northside Realty Asso-

ciates, Inc., 474 F.2d 1164 ~..........2....... 13
United States v. Pelzer Realty Co., 587

FF e, . siinssccentciasttentatceniealainaiaiiaenaail 13
United States v. Price, 383 U.S. 787 ........ 20, 31
United States v. Sampson, 371 U.S. 765 .... 14
United States v. Waddell, 112 U.S. 76 .... 22
United States v. Wise, 370 U.S. 405 ........ 12
Yarbrough, Ex parte, 110 U.S. 651 ........ 32
Young v. International Telephone & Tele-

graph Co., 488 F.2d 787 .......c..ccecccceoseese 28

Constitution and statutes:
United States Constitution:

Article I, Commerce Clause....2, 9, 30, 31, 32
Article IV:

Privileges and Immunities
Clause ... 32, 33

Vv
Constitution and statutes—Continued Page
Republican Form of Government
NE Tasca tutdtacchaseebinies <— 33
Thirteenth Amendment .................. 20, 30, 33
Fourteenth Amendment .......... 24, 30, 32, 33
Fifteenth Amendment ...................... 33
Act of April 20, 1871 (Ku Klux Act), ch.
22, Section 2, 17 Stat. 13 .......... 5, 8, 10, 13, 17,
22-23
Act of March 4, 1909, ch. 321, 35 Stat.
I ii ic inl eshianitcn tiaplanaiasavomsees 5, 18
Civil Rights Act of 1866, ch. 31, 14 Stat.
isa ae ls in sho abladadiecaaiacigieet 19
Civil Rights Act of 1964, Title VII, 42
ne I i cca citi ceepeiniais 3
Section 704(a), 42 U.S.C. 2000e-
BU se Uecshicalearscbamcivenintbetnaloaneoninaine 4,5
Section 705(g) (3), 42 U.S.C. 2000e-
ed en en 28
Section 705(g) (4), 42 U.S.C. 2000e-
UE | iti leieiceesnetemininneenesoaneni 28
Section 706, 42 U.S.C. 2000e-5 .......... 2,3
Section 706(b), 42 U.S.C. 2000e-
gh OBESE EER eserves eteel NE ER 28
Section 706(f) (1), 42 U.S.C. 2000e-
NITE Ys sh:stidbeledibantigansbeieeciaebbakdistecsue 28
Section 707, 42 U.S.C. 2000e-6 .......... 2
Fair Housing Act, 42 U.S.C. 3613 —........... 13
Sherman Anti-Trust Act. ch. 647, Section
RI CI oo acsiccicchncsvecsveesoncsecdacosbncs 16
eg asias henshs nce saticonabiseensionossuruconse 13
oi dclaaincaedbapensonods 13
SE ee | ec 6, 18, 24, 30, 31, 32
i hl rdeenanndeniananlcsieduns 6

VI
Constitution and statutes—Continued Page
MF Ie EID cc siteaiicerhsinensergenlateicstansnsisbccoashssish 6
ee I ciettelctacikniacecsmcicionicns 9, 11, 12, 26
RES Geel eerctceele ete Lm Reo SOD 12, 26
Be ahs eke ckcaneecicbileseedis 13, 26
ee arctic sa pisstceensiantieialenneviovnnind passim

Miscellaneous:

Comment, Intra-Enterprise Conspiracy
Under the Sherman Act, 63 Yale L. J.

ee . NA ee ee ae 16
Cong. Globe, 42d Cong., 1st Sess. (1871):
RE PRRs Opener nr er Oe 23
eh eat eda er 23
SE | REITER AP Seca seae EA apo ae 23
GET O Seeae Se e e 23
J Cece Ps oc 23
Mgt Sg REEDS een ee Oe 23
I MI ote eal hadictedaieciceitnersitiaaabdedacuiien 24
118 Cong. Rec. (1972):
RR SSR ip ed ec CR 27
ie STE iaccdaticcenecticintibncieanianies 26-27
Se, , SRC ne ROR nee Taam 27

W. Fletcher, Cyclopedia of the Law of
Private Corporations (rev. perm. ed.

SID hes caccicccuhiesnidiasaahineerasttatiniictslebsnmghcnione 12
H.R. Rep. No. 92-238, 92d Cong., 1st Sess.
UD j aaiciaindiciacrtss putpiindnbcteenlstabnes tactesablaaa te 26

Note, Developments in the Law—Criminal
Conspiracy, 72 Harv. L. Rev. 920
PRI serpisssccccintnnrnsebonataceemantrmameieees 15

VII

Miscellaneous—Continued Page

Note, Intracorporate Conspiracies Under
42 U.S.C. § 1985(c), 92 Harv. L. Rev.

RD. CRIED: alnseeisnedtelancasanasiniciiceousnins 16
President’s Reorganization Plan No. 1 of

1978, 43 Fed. Reg. 19807 (1978) ........ 2
S. Rep. No. 92-415, 92d Cong., 1st Sess.

OO clad ticalisioasinc:sainitavontinianaiankabsiphiicthedahaiieas 26
L. Sullivan, Handbook of the Law of Anti-

RP COTTE Sisiocceticsanceeaaeanen 16

Iu the Supreme Court of the United States

OCTOBER TERM, 1978

No. 78-753

GREAT AMERICAN FEDERAL SAVINGS
& LOAN ASSOCIATION, ET AL., PETITIONERS

Vv.

JOHN R. NOVOTNY

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE THIRD CIRCUIT

BRIEF FOR THE UNITED STATES AND THE
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
AS AMICI CURIAE

QUESTIONS PRESENTED

1. Whether officers and directors of a corporation,
acting on behalf of the company, can form a con-
spiracy for the purposes of 42 U.S.C. 1985(c).

2. Whether a violation of Title VII of the Civil
Rights Act of 1964 is a deprivation of “equal privi-
leges and immunities” within Section 1985(c).

(1)

2

3. Whether the Commerce Clause may be invoked
as a constitutional predicate for Section 1985(c) in-
sofar as it reaches Title VII rights.

INTEREST OF THE UNITED STATES AND THE
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION

Both the Attorney General and the Equal Employ-
ment Opportunity Commission are empowered to bring
civil actions to enforce Title VII of the Civil Rights
Act of 1964 and the Commission, additionally, has
substantial administrative responsibilities for dealing
with charges of employment discrimination. 42 U.S.C.
2000e-5, 2000e-6; President’s Reorganization Plan No.
1 of 1978, 43 Fed. Reg. 19807 (1978). Accordingly,
the Department of Justice and the Commission have
an interest in any enforcement mechanisms that con-
tribute to achieving the goals of Title VII. For that
reason, among others, we participated as amicus
curiae in this Court in Johnson v. Railway Express
Agency, Inc., 421 U.S. 454 (1975), and Alexander v.
Gardner-Denver Co., 415 U.S. 386 (1974), which con-
sidered in other contexts the question whether Title

VII is the exclusive remedy for employment discrimi- _

nation.

The national commitment to eliminate discrimina-
tion in public life is an independent ground for our
participation in cases involving federal civil rights
legislation. L.g., Runyon v. McCrary, 427 U.S. 160
(1976); McDonald v. Santa Fe Trail Transp. Co.,
427 U.S. 273 (1976). That consideration prompted
us to address the meaning of Section 1985(c) as

3

amicus curiae in Griffin v. Breckenridge, 403 U.S. 88
(1971). It seems appropriate that we speak again as
that statute returns before the Court.

STATEMENT

Respondent, John R. Novotny, brought this suit
against his former employer, Great American Federal
Savings and Loan Association (GAF), and nine of its
present or former directors and officers. Until dis-
charged, respondent was secretary and a director of
the corporation. Seeking monetary and injunctive
relief, he alleged violations of the Civil Rights Act of
1964, 42 U.S.C. 2000e et seq., and 42 U.S.C. 1985(c)
(Pet. App. 77a).

The complaint alleges that, in January 1975, after
a female GAF employee had been discharged for pro-
testing the company’s promotion policies and after
respondent had spoken out against these allegedly
discriminatory policies at a meeting of the board of
directors, his fellow board members voted to fire him
as secretary and as a GAF employee (Pet. App. 80a-
81a {|| 19-24). His own discharge, he stated, was the
result of “an agreement and conspiracy by and among
the individual defendants to deprive Novotny of and
to penalize him for the exercise of his constitutional

‘This suit was initiated only after respondent had ex-
hausted his administrative remedies under Title VII. Within
a week of his discharge, he had filed a charge with the Equal
Employment Opportunity Commission. Almost two years
later, the Commission issued a “right to sue” letter under
42 U.S.C. 2000e-5. Only then did respondent resort to court
proceedings.

4

rights to freedom of expression and association” be-
cause of his “support for equal employment oppor-
tunity for women within the GAF organization” (Pet.
App. 81a-82a [| 25-26).

According to the complaint, respondent’s discharge
was one step in a conspiracy against female employ-
ees, the defendants having “intentionally and de-
liberately embarked upon and pursued a course of
conduct the effect of which was to deny to female em-
ployees equal employment opportunity * * * for pro-
motion and advancement” (Pet. App. 79a {| 16, 81a-
82a 1] 25-27).

The district court granted petitioners’ motion to
dismiss (Pet. App. 76a). As to the claim under Sec-
tion 1985(c), the court held that officers and directors
of a single corporation are legally incapable of form-
ing a conspiracy (Pet. App. 73a). Respondent’s Title
VII claim was also dismissed, on the ground that
Section 704(a) of Title VII, 42 U.S.C. 2000e-3(a),
reaches retaliatory discharges only where the severed
employee has made a charge or testified in a formal
proceeding (Pet. App. 74a).

The court of appeals, en banc, unanimously re-
versed. That court concluded that intra-corporate con-
spiracies are not beyond the reach of Section 1985(c)
(Pet. App. 55a). The court went on to hold that con-
spiracies motivated by invidious discriminatory ani-
mus against women are actionable under Section
1985(c) and that respondent as a male injured in
the course of such a conspiracy has standing to sue

5

(Pet. App. 18a, 21a).* The argument. that Section
1985(c) was not intended to embrace rights created
by Title VII was rejected (Pet. App. 36a, 40a). So
was the suggestion that constitutional obstacles pre-
vented that result (Pet. App. 49a).

With respect to respondent’s cause of action under
Section 704(a) of Title VII, the court of appeals held,
contrary to petitioners’ argument, that Congress did
not intend to restrict protection to participation in
formal EEOC proceedings only (Pet. App. 59a).’

ARGUMENT

INTRODUCTION AND SUMMARY

1. A century ago, Congress subjected to civil and
criminal liability those who “conspire * * * for the
purpose of depriving * * * any person or class of per-
sons * * * of equal privileges and immunities under
the laws.” Act of April 20, 1871, ch. 22, Section 2, 17
Stat. 138 (Ku Klux Act). Not long afterwards, this
Court struck down the criminal portion of the stat-
ute, United States v. Harris, 106 U.S. 629 (1882),
and Congress repealed that provision. Act of March
4, 1909, ch. 821, 35 Stat. 1088, 1154. The civil rem-
edy survived, presumptively invalid and unused, until
it was put out of harm’s way in Collins v. Hardy-
man, 341 U.S. 651 (1951). Then, some eight years

“ These latter two rulings were not challenged by the peti-
tion for certiorari.

* This ruling, also, was not challenged by the petition for
certiorari and, accordingly, is not before this Court.

6

ago, the Court in Griffin v. Breckenridge, 403 U.S. 88
(1971), removed the shackles that had disabled Sec-
tion 1985(c) from performing a useful role in the
continuing effort to secure equal rights. That appar-
ent liberation has proved very limited, however. The
provision has not fared well in the lower courts, many
obstacles having been found to restrict its application.

At length, the Court of Appeals for the Third Cir-
cuit, sitting en banc, has unanimously ruled that, in
aggravated circumstances, Section 1985(c) vindicates
the right to equal employment opportunities secured
by Title VII of the Civil Rights Act of 1964 and that
case is now here. Once again, the Court is called upon
to decide the fate of the statute.

The basic question before the Court is whether Sec-
tion 1985(c) shall be relegated to those now happily
infrequent instances in which group violence, typically
outside the area of ordinary business relations, threat-
ens the enjoyment of fundamental rights. Since most
such cases are more appropriately dealt with under
criminal civil rights statutes, old and new (¢.g., 18
U.S.C. 241, 242, 245), such a construction of Section
1985(¢c) would give it a very small part indeed in the
unfinished work of combating discrimination. It
would be ironic, moreover, to so confine what is today
a wholly civil remedial statute when its criminal
analogs reach nonviolent interference with civil rights.
E.g., Guinn v. United States, 238 U.S. 347 (1915) ;
United States v. Mosley, 238 U.S. 883 (1915) ; United
States v. Classic, 313 U.S. 299 (1941); Anderson v.
United States, 417 U.S. 211 (1974). Today, the
promise of Section 1985(c) is fulfilled only if it

7

reaches concerted, but non-violent, discrimination in
employment, housing and access to services.

On the other hand, we do not suggest that Section
1985(c) is a cure for all ills. On the contrary, this
Court has precisely limited the thrust of the provision
by insisting that it be reserved for aggravated cases
in which a number of like-minded individuals, sharing
a class-based invidiously discriminatory animus, join
in a scheme to deprive citizens of their federally
secured rights. Those conditions assure that the stat-
ute will not unduly intrude on the conciliation process.
But, in our submission, there is no warrant for erect-
ing additional barriers to the invocation of Section
1985(c). Construed consistently with its language,
the provision will serve a discrete but important func-
tion both as remedial tool and deterrent.

2. The burden of our brief is to defend the decision
of the court of appeals against the several challenges
mounted by petitioners. We follow petitioners’ se-
quence in dealing with their arguments.

(a) Initially, the proposition is advanced that Sec-
tion 1985(c) does not reach officers or agents of the
same corporation who join in fashioning or imple-
menting a discriminatory employment policy, so long
as they are acting on behalf of the company. We
examine that supposed rule and show that it has no
basis in corporation law, or the law of agency or tort,
or in general conspiracy law. When agents of a firm,
whether or not incorporated, act in such a way as to
render themselves personally liable, there is no reason

8

in law or logic why they should not be deemed co-
conspirators when they join together to achieve that
unlawful end.

Looking more particularly to Section 1985(c), we
find no occasion to make a special exception. On the
contrary, that statute, originally written as a criminal
provision, was, in our view, designed to attach in-
dividual responsibility to conspirators engaged in con-
certed discriminatory conduct, whether or not the
participants were closely allied and furthering the
interest of their principal. We note, however, that
construing Section 1985(c) to reach intracorporate
conspiracies does not implicate every company deci-
sion. Under the Court’s holding in Griffin v. Brecken-
ridge, supra, Section 1985(c) is applicable only when
several officers or agents share a class-based invid-
ously discriminatory animus and join in a scheme to
deprive employees or applicants of their Title VII
or other federal rights.

(b) We next address petitioners’ contention that
Section 1985(c) in no event reaches violations of
Title VII. Looking to the text and the legislative
history of the Ku Klux Act, we conclude that “privi-
leges and immunities under the laws” plainly em-
braces rights declared by federal statutes. The object
of Section 1985(c) was to provide an additional
remedy for concerted action designed to prevent a
class of citizens from enjoying their federal rights,
whether declared by the Constitution itself or by an
Act of Congress.

The suggestion that violations of Title VII, in par-
ticular, ought to be exempted from the coverage of

9

Section 1985(c) is quickly disposed of. In our view,
this is a mere rehearsal of the argument advanced
with respect to the applicability of Section 1981 and
firmly rejected by this Court in Johnson v. Railway
Express Agency, Inc., 421 U.S. 454 (1975). Here, as
there, recognizing an alternative remedy. does not
disrupt the scheme of Title VII, but, on the contrary,
merely contributes to the achievement of the goal of
eliminating employment discrimination.

(c) Finally, it is said that Section 198)(c) is not
premised on the Commerce Clause and therefore can-
not vindicate rights created under that source of con-
gressional power. Although couched in constitutional
terms, the argument is really one of statutory con-
struction. The full answer, we submit, is that the
42d Congress—whatever its views as to the clause of
the Constitution appropriately invoked—plainly meant
to “put forth all its powers” (United States v. Mosley,
238 U.S. 383, 387 (1915) ), and to protect all federal
rights, both as presently established and as they might
be declared in future legislation. Of course, as a
purely remedial provision, Section 1985(c) is avail-
able only to those whose rights have been violated
under other laws. But there is no cause to exclude
Title VII rights merely because that statute, imple-
menting the Commerce Clause, may not have been
envisaged in 1871.

10

I. SECTION 1985(c) REACHES AN INTRA-CORPO-
RATE CONSPIRACY

No doubt because it has won distinguished adher-
ents in the courts,’ petitioners set up as a first obstacle
to the applicability of Section 1985(c) the supposed
axiom of the civil law that the officers of a single cor-
poration cannot “conspire” together, at least when
they are acting on behalf of the company. We examine
that propostion, both as a generality and in the par-
ticular context of the case.

1. The corporation is one of the law’s more ex-
travagant creations, “an artificial being, invisible,
intangible, and existing only in contemplation of law,”
possessing “immortality” and “individuality.” 7rus-
tees of Dartmouth College v. Woodward, 17 U.S. (4
Wheat.) 518, 636 (1819). In some circumstances, the
consequence of incorporation is to shield from personal
liability those who act on behalf of the company. That
rule, we may assume, was left undisturbed by the
Ku Klux Act of 1871, and we are, accordingly, content
to obey usual corporate law when it requires us to
look only to the unit and to ignore the human actors.
But the law has never been so improvident as to dis-
able itself altogether from “disregarding the corpo-
rate fiction whenever that is deemed necessary to at-
tain a just result” (Hisner v. Macomber, 252 U.S. 189,
231 (Brandeis, J., dissenting) (1920)). This is such

+E.g., Dombrowski v. Dowling, 459 F.2d 190 (7th Cir.
1972) ; Girard v. 94th St. & Fifth Ave. Corp., 530 F.2d 66
(2d Cir.), cert. denied, 425 U.S. 974 (1976) ; Baker v. Stuart
Broadcasting Co., 505 F.2d 181 (8th Cir. 1974).

11

a case. The facts alleged take the matter well beyond
that sanctuary where individual conduct merges so
completely with the corporate decision as to shield
the actual wrongdoers.

It is quite right, we submit, to refuse to see a “con-
spiracy” under Section 1985/c) when the conduct
complained of would not, under ordinary rules, render
the corporate officers personally liable. Indeed, we
may accept that board members, or other officers, who
joined in a wrongful corporate decision innocently, or
even negligently, could not be deemed “conspirators”
although the corporation itself were accountable in
damages. But we cannot appreciate why officers or
directors who knowingly join in planning discrimina-
tory action ought not be answerable as co-conspirators
under Section 1985(c), just as they would be personal-
ly liable in tort or under 42 U.S.C. 1981 for like con-
duct. If the corporate veil would be pierced because
the officers, although acting for the company, have .

overstepped the line of personal immunity, the same

considerations, it seems to us, permit the court to
examine the conduct of these officers under Section
1985(c).

The dispositive inquiry, in our view, is whether the
kind of conduct condemned by Section 1985(¢) would,
as a matter of general law, subject the individual
officers to personal liability, albeit they were acting
on behalf of the company. Obviously, the rules govern-
ing vicarious responsibility will not answer the ques-
tion. Whether the act was within actual or apparent
authority may determine the liability of the corpora-
tion under the doctrine of respondeat superior. But»

12

the accountability of individual agents is not ended
merely because their principal also may be reached—
whether that principal is a municipality, an unincor-
porated employer, or a corporation.’ We must look
more particularly at the rules that govern the personal
liability of corporate officers.

It is common ground that the fiction of corporate
unity does not insulate individual officers from re-
sponsibility for criminal conduct—even when the cor-
poration itself is also answerable. F.g., United States
v. Wise, 370 U.S. 405 (1962). It is equally well-
settled that corporate officers are accountable for tor-
tious conduct, at least, intentional torts. See, e.g.,
McCandless v. Furlaud, 296 U.S. 140 (19385); Davis
H. Elliot Co. v. Caribbean Utilities Co., 513 F.2d 1176,
1182 (6th Cir. 1975); W. Fletcher, Cyclopedia of the
Law of Private Corporations, §§ 1135, 1137 (rev.
perm, ed. 1975). And, even more closely in point,
the same rule obtains for the “tort” of discrimi-
nation under other civil rights legislation. See
Tillman v. Wheaton-Haven Recreation Association,
517 F.2d 1141, 1144 (4th Cir. 1975) (42 U.S.C.
1981, 1982); Clark v. Universal Builders, Inc., 501
F.2d 824 (7th Cir.), cert. denied, 419 U.S. 1070
(1974) (42 U.S.C. 1982); Slack v. Havens, 522 F.2d

*Construing the complaint as alleging a conspiracy only
among the individual petitioners, the court of appeals did not
reach the question of the corporation's liability (Pet. App.
52a). In those circumstances, it seems premature for this
Court to consider whether the corporation itself should be
deemed a co-conspirator or liable, alternatively, under the doc-
trine of respondeat superior.

13

1091 (9th Cir. 1975) (Title VII); Tomkins v. Public
Service Electric & Gas Co., 568 F.2d 1044 (8d Cir.
1977) (Title VII) ; United States v. Northside Realty
Associates, Inc., 474 F.2d 1164 (5th Cir. 1973) (Fair
Housing Act, 42 U.S.C. 3613) ; United States v. Pelzer
Realty Co., 5387 F.2d 841 (5th Cir, 1976) (Fair
Housing Act). Cf. Monell v. New York City Dept. of
Social Services, 486 U.S. 658 (1978) (42 U.S.C.
1983).

Our case, quite plainly, is within the ambit of those
rules. Section 1985(c) only reaches conduct that was
deemed both criminal and tortious.’ By definition, to
“conspire” is to engage in deliberate and purposeful
conduct. And, at all events, this Court has expressly
restricted the reach of the provision to embrace only
conspirators whose conduct, informed by “class-based,
invidiously discriminatory animus,” is intended to
deprive the victim of a legal right. Griffin v. Brecken-
ridge, 436 U.S. 88, 102-103 (1971). Section 1985 (c)
requires mens rea of a special kind, well beyond the
state of mind sufficieat for ordinary intentional torts
and under many civil rights statutes imposing per-
sonal liability.

In sum, nothing in the law of torts or agency, or
corporation law or civil rights law, justifies a holding

*The second section of the Civil Rights Act of 1871, as
originally enacted, provided both criminal penalties and a
civil damage action for the same conspiratorial conduct.
R.S. 1980, Act of April 20, 1871, ch. 22, Section 2, 17 Stat. 13.
The criminal counterpart of Section 1985(c) was codified
separately in 1874 as R.S. 5519. It was repealed in 1909. Act
of March 4, 1909, ch. 321, 86 Stat. 1088, 1154.

14

that corporate officers acting for the company enjoy
immunity from personal liability under Section
1985(c) on the ground that their conduct “merges”
into that of the corporation. The remaining question
is whether the law of conspiracy or some other rule
peculiar to Section 1985(c) erects a special obstacle
to personal liability in these circumstances,

2. It is not immediately apparent why the law
should, on the one hand, hold co-directors of a corpora-
tion personally answerable for their own intentional
conduct on behalf of the company, and yet, on the
other, grant them personal immunity when they
conspire together to the same end, If there were such
a rule, however, we would expect to encounter it, not
only in the context of private corporations, but
wherever agents have a common master,

Except for a questionable exception under some
antitrust statutes (infra, pages 16-17), we find .no
principle that co-agents are, in law, incapable of con-
spiracy. The contrary has been generally accepted,
Thus, employees of a single municipal corporation have
been held civil conspirators under Section 1985(c).
Glasson v, City of Louisville, 518 F.2d 899 (6th Cir.),
cert. denied, 423 U.S. 980 (1975); Hampton vy, City of
Chicago, 484 F.2d 602 (7th Cir. 1973), cert. denied,
415 U.S, 917 (1974). And, under other statutes, civil
and criminal, co-officers or co-employees have likewise
been found to have conspired. 2.g., Nye & Nissen vy.
United States, 336 U.S. 6138 (1949); Fong Foo v.
United States, 369 U.S, 141 (1962); United States v.
Sampson, 871 U.S. 75 (1962); Ferguson v. Omni-

15

media, Inc., 469 F.2d 194 (1st Cir. 1972) ; Johnston v.
Baker, 445 F.2d 424 (3d Cir. 1971).

Many of the precedents just cited, it is true, involve
prosecutions under criminal statutes. The reason is
that conspiracy is primarily a criminal law concept.’
But, in our submission, the same principle governs,
whether the conspiracy is condemned in a civil or
criminal statute.

Petitioners quote a passage from this Court’s opin-
ion in Callanan vy, United States, 364 U.S, 587, 593-
594 (1961), which articulates the enhanced dangers
presented by a conspiracy (Pet. Br. 19), Although
that discussion is in a criminal context, it seems clear
like considerations lie behind every legislative decision
to outlaw conspiracies, whether by imposing criminal
or civil sanctions, Surely, it is equally true of inten-
tional torts that lend themselves to co-operative efforts
that “[c]oncerted action both increases the likelihood
that the [wrongful] object will be successfully ob-
tained and decreases the probability that the individ-
uals involved will depart from their path of [tortious
conduct].”” So, also, in the non-criminal arena,
“Tg |roup association * * * often * * * makes possible
the attainment of ends more complex than those which
one [tortfeaser] could accomplish,” And, finally, just
as among criminals “[c]ombination * * * makes more
likely the commission of crimes unrelated to the
original purpose for which the group was formed,”

' See Note, Developments in the Law—Criminal Conspiracy,
72 Harv. L. Rev. 920 (1959).

16

so here, augmented opportunities exist for unlawful
acts foreign to the original purpose of non-criminal
combinations.

In the relatively few situations in which the non-
criminal] law singles out conspiracy, it is for the same
reasons. There are no others. See Opinion of Bren-
nan, J., in Adickes v, Kress & Co., 898 U.S, 144, 221
(1970). At all events, in the context of Section
1985(¢), it is quite impossible to fashion separate
doctrines for civil and criminal liability, since, as
originally enacted, the same statute imposed both civil
and criminal sanctions against the identical con-
spiracy."

Nor is there any pretext here for invoking the
supposed antitrust exception. The holding that there
can be no intra-corporate conspiracy under Section 1
of the Sherman Act is justified, if at all," by the
legislative focus in that provision on restrictive agree-
ments between economic units, rather than individ-
uals.” Accordingly, in that special context, the re-

* See note 6, above.

*The rationale of Nelson Radio & Supply Co. v. Motorola,
Ine,, 200 F.2d 911 (5th Cir, 1952), cert. denied, 845 U.S, 925
(1958), was a departure from earlier precedent and has been
criticized by commentators (see Note, Intracorporate Con-
spiracies Under 42 U.S.C. §1985(¢), 92 Harv. L. Rev. 470,
479-482 (1978); L. Sullivan, Handbook of the Law of Anti-
trust, 828-829 (1977) ; Comment, Intra-Enterprise Conspiracy
Under the Sherman Act, 68 Yale L.J. 872, 885-887 (1954) ).
It has not been uniformly followed in the civil antitrust con-
text. See Greenville Publishing Co. v. Daily Reflector, Inc.,
496 F.2d 89. (4th Cir, 1974),

” See Note, supra, 92 Harv. L. Rev. at 480-481,

17

- quirement of at least two co-operating units for a

conspiracy has been applied in both criminal and civil
cases. See, e.g., United States v. Carroll, 144 F. Supp.
939 (S.D.N.Y. 1956). And, logically, the require-
ment obtains whether the economic units are partner-
ships or associations, rather than corporations. See
Hatley v. American Quarter Horse Association, 552
F.2d 646 (5th Cir, 1977),

That special rule, it need hardly be said, can have
no general application to the Ku Klux Act. The his-
torical setting of our provision—sufficiently rehearsed
in Breckenridge, supra, 403 U.S, at 98-102—fore-
closes any suggestion that the primary focus was on
the action of economic units, rather than groups of
individuals, It is equally clear that the prime targets
of the law did not cease to be viewed as “conspirators”
because they were acting as loyal and anonymous
agents of the “Invisible Empire,” rather than for
purely personal reasons, Nor would anyone argue,
we assume, that incorporation of the Klan in a par-
ticular area “ immunized the local members so long as
they were merely furthering “company policy.” Every
indication is that the authors of Section 1985(c)
singled out conspiracies for the classical reason that
combinations were thought to present a more serious
threat than lone operators, and that they would have
viewed the conspirators as all the more necessary to

‘The modern Ku Klux Klan has incorporated and its lead-
ership operates as a private corporation, United Klans of
America, Ine. Vv. McGovern, 453 F. Supp. 886 (N.D. Ala.
1978).

18

reach by federal law when they were closely organized
under the umbrella of a corporation, public or private.

3. What has been said sufficiently answers any
suggestion that, as a general rule, Section 1985(c)
does not notice like-minded confederates when they are
all officers of a single corporation. But petitioners
may be advancing a narrower argument: that, in
the special case of an agreement to discriminate with
respect to employment, the employer should be viewed
as unitary and internal agreements therefore beyond
the reach of Section 1985(c). The propostion requires
separate consideration.

The consequences of such a rule must be under-
stood. First, the exemption, if justifiable at all, must
include all employers, whether unincorporated asso-
ciations, partnerships, single proprietorships or cor-
porations. The “unit” concept is no sounder as ap-
plied to the officers of a corporation than to two or
more partners making a hiring or promotion decision.
Moreover, since (as already shown) the reasons for
singling out conspiracy are the same whether the sanc-
tions are civil or criminal, the rule suggested logically
would also exempt officers and agents of an employer
from liability under the criminal analog of Section
1985(c), 18 U.S.C. 241—at least when their “con-
spiracy” carried out the firm’s policy. Thus, in a back-
handed way, the result would be to make Title VII
of the Civil Rights Act of 1964 the exclusive remedy
for discrimination in private employment on grounds
other than rate—except perhaps in the rare case of
agents acting contraxy to “company” policy or the

19

- unlikely situation of several distinct employers band-

ing together to implement a common discriminatory
policy. As we demonstrate in a moment, that was not
the congressional understanding.

At all events, the exemption suggested for employ-
ment cases is difficult to reconcile with the personal
accountability of company officers under both Title
VII of the Civil Rights Act of 1964 and the Civil
Rights Act of 1866. See supra, pages 12-13. If agents
acting on behalf of their employer cannot escape in-
dividual liability under those statutes, how can a
“unit” rule properly be invoked to bar their being

4, considered “conspirators” within Section 1985(c)?

But that is not all. We can find no principled basis
for exempting employment discrimination alone. Is
not the policy or decision of a landlord, a railroad, a
bank, a restaurant, a private school, an amusement
park, equally “unitary”? Of course, in every area,
there may be two or more individuals who join in
acting contrary to the interests or the policy of the
organization. But our concern is with the moi com-
mon and more serious cases in which officers or agents
are discriminating on behalf of their principal. In
those circumstances, it is not possible to distinguish,
as more or less unitary, a decision not to hire or pro-
mote from a decision not to sell or rent or serve or
admit.

The upshot is that the “narrower argument” for
exemption is, in the end, the same as the broader
submission. And the practical result of sustaining,
either is to confine Section 1985(¢c) to wholly un-
authorized discriminatory schemes. That would be to

20

render the statute useless where the most serious
threat exists and where lies the greatest need of effec-
_ tive weapons: discrimination by established organiza-
tions. No doubt, in 1871, the major target was the
Klan and the primary focus was on physical violence.
But the statute then written was worded more broadly
to cover all conspiracies intended to deprive citizens
of equal enjoyment of any right secured by law.
Here, too, we should follow the injunction announced
by Mr. Justice Holmes, speaking for the Court, in
United States v. Mosley, 238 U.S. 383, 388 (1915);
“[N]ow that the Ku Klux have passed away * * *,
we cannot allow the past so far to affect the present
as to deprive citizens of the United States of the gen-
eral protection which on its face [the statute] most
reasonably affords.” Today, conspiracies are less vio-
lent, the members often wear business suits, and dis-
crimination is practiced in a corporate name. Yet, if
Section 1985(c) is to be given “a sweep as broad as its
language” (United States v. Price, 383 U.S. 787, 801
(1966) ), it still condemns schemes to deny equal
rights.

4. We do not suggest that Section 1985(c) reaches
every discriminatory act of a corporation or other
organization. First, of course, many “company” deci-
sions are made by an individual on his sole authority.
Moreover, as we have already noted, the fact that
several officers join in the decision does not auto-
matically create a “conspiracy.” The teaching of
Breckenridge is that there must be a shared dis-
criminatory animus and a joint purpose to accomplish
the prohibited injury. Thus, Section 1985(c) is by no

21

- means co-extensive with Title VII in the area of

employment discrimination. See Griggs v. Duke
Power Co., 401 U.S. 424 (1971). What is more,
difficulties of proof are likely to inhibit frequent appli-
cation of Section 1985(c)." But the allegations of the
present case clearly bring it within the statute and
no artificial obstacle ought to be erected to shield the
alleged conspirators from liability if they have done
what is charged against them.

_IL SECTION 1985(c) REDRESSES DEPRIVATIONS OF
RIGHTS SECURED BY TITLE VII

Constitutional objections aside (see infra, pages 30-
34), petitioners argue that Section 1985(c) cannot
be invoked to vindicate rights declared by Title VII
of the Civil Rights Act of 1964. Why this should be
so is not made entirely clear. But one proposition
seems to be that Section 1985(c) was intended to
reach only “violations of the fundamental rights of
citizens” secured by the Constitution itself, as then
recently amended. See Pet. Br. 24 n.18, 29. We turn
first to that objection.

1. The statute on its face is plainly not confined
to vindicating constitutional rights. In Breckenridge,

2 Many claims brought under Section 1985(c) have been
dismissed for failure to allege an actionable class-based con-
spiracy meeting the Griffin standard. See, e.g., Arnold v.
Tiffany, 487 F.2d 216 (9th Cir. 1973), cert. denied, 415 U.S.
984 (1974) (newspaper dealers) ; Askew v. Bloemaker, 548
F.2d 678 (7th Cir. 1976) (victims of illegal drug searches) ;
McLellan v. Mississippi Power & Light Company, 545 F.2d
919 (5th Cir. 1977) (bankrupts) ; Phillips v. International
Ass'n of Bridge, S. & O. Iron Workers, 556 F.2d 939 (9th
Cir. 1977) (dissident union members).

22

this Court held that Section 1985(c) does protect
against deprivation of the constitutional right of in-
terstate travel and rights embraced by the Thirteenth
Amendment. 403 U.S. at 104-106. But there is
no suggestion in that case that rights immediately
conferred by federal statutes—whatever the consti-
tutional underpinings—are not equally within the
scope of Section 1985(c). See 403 U.S. at 107. Nor
has it been shown why “privileges and immunities
under the laws” do not embrace all federal rights
guaranteed against private invasion by the statutes
of the United States. Cf. United States v. Waddell,
112 U.S. 76 (1884) ; Logan v. United States, 144 U.S.
263 (1892); In re Quarles and Butler, 158 U.S. 532
(1894). Indeed, except for the Fourth Circuit (Doski
v. Goldseker Co., 539 F.2d 1326 (1976) ), every court
that has considered the question has concluded that
“the laws” mentioned in Section 1985(c) connotes at
least some federal statutes. See, e.g., McLellan v.
Mississippi Power & Light Company, 545 F.2d 919
(5th Cir. 1977); Marlowe v. Fisher Body, 489 F.2d
1057 (6th Cir. 1973); Means v. Wilson, 522 F.2d
833 (8th Cir. 1975), cert. denied, 424 U.S. 958
(1976) ; Lopez v. Arrowhead Ranches, 523 F.2d 924,
928 (9th Cir. 1975) (by implication); Curran v.
Portland Superintending School Committee, 485 F.
Supp. 1063 (D. Maine 1977).

2. The correctness of this view is confirmed, if
need be, by examining the legislative history of the
provision. Nothing is clearer than that all those
who addressed what became Section 2 of the Ku

23

Klux Act of 1871 (and ultimately Section 1985(c) )
understood it to reach deprivations of rights conferred
or confirmed by federal statutes as well as the Con-
stitution. :

It is not debatable that, as originally introduced,
Section 2 protected rights defined by federal statutory
law. The original bill expressly referred to “rights,
privileges, or immunities of any person, to which he
is entitled under the Constitution and laws of the
United States.” Cong. Globe, 42d Cong., 1st Sess.
366 (1871) (emphasis added). See, also, id. at 382,
app. 113 (Rep. Shellabarger); 447 (Rep. Butler).
The only question is whether statutory rights re-
mained within the compass of the provision when
“Tt]he enormous sweep of the original language led to
pressures for amendment” (Breckenridge, supra, 403
U.S. at 100) and the present wording was substituted.

The Court, in Breckenridge, has already identified
the thrust of the narrowing amendment: “The expla-
nations of the added language centered entirely on the
animus or motivation that would be required.” 403
U.S. at 100. There is no hint that rights secured
by federal sta.utes would be removed from coverage,
leaving only those derived directly from the Constitu-
tion itself. On the contrary, concern was expressed
about including rights under state laws, but opponents
of the original bill accepted that violations of fed-
eral statutes were properly reached. E.g., Cong.
Globe, supra, at 579 (Sen. Trumbull). The point was
made explicit by Senator Thurman, a key opponent
(id. at 822):

24

If it were limited to offenses against the laws of
the United States or the Constitution of the
United States, it would be well worthy of con-
sideration * * * [m]y objection to it is that it
goes beyond offenses against the Constitution and
the laws of the United States * * *.

And, again (id. at app. 218):

[W]hat is meant by the word ‘laws’ in this sec-
tion so far as I have read it? An intelligent
court would decide that it meant the laws of the
United States * * *, @!

In sum, the opponents won their argument, not by
confining the provision to constitutional rights only,
but by requiring a discriminatory motivation. The
upshot is that Section 1985(c) no longer created “a
general federal tort law.” See Breckenridge, 403
U.S. at 100-102. That potential objection is wholly
removed by this Court’s ruling that deprivations of
rights are within the reach of the statute only when
there is “class-based, invidiously discriminatory ani-
mus behind the conspirators’ action.” Jd. at 102.
Thus, Section 1985(¢) remains much narrower than
its criminal analog, 18 U.S.C. 241. It embraces only
discriminatory interference with the enjoyment of
federal rights.“ That is a discrete and limited cate-

18 See, also, id. at 568 (Sen. Edmunds), app. 251 (Sen.
Morton).

This case, of course, does not present any question concern-
ing the extent to which Section 1985(c) protects the right un-
der the Fourteenth Amendment to the equal protection of
state law.

Petitioners asserted in the court of appeals that con-
spiracies against women are not actionable under Section
-1985(c). The court of appeals rejected this contention (Pet.

25

gory of wrongs, at the very heart of the concern that

animated the 42d Congress. So construed, Section
1985(¢c) does no more than fulfill its intended mis-
sion.

2. It is further objected, however, that conceding
the applicability of Section 1985(c) to private em-
ployment discrimination “would destroy the careful
enforcement mechanism created by Congress under
Title VII” (Pet. Br. 35). That argument is not un-
familiar. On many occasions, this Court has been
asked to construe modern civil rights legislation as
impliedly repealing or qualifying like statutes of a
century earlier and has declined to do so. Jones v.
Mayer Co., 392 U.S. 409, 418-417 (1968) ; Sullivan
v. Little Hunting Park, 396 U.S. 229, 2387-238
(1969) ; Johnson v. Railway Express Agency, Inc., 421
U.S. 454, 457-461 (1975); Runyon v. McCrary, 427
U.S. 160, 174-175 (1976). See, also, United States
v. Johnson, 390 U.S. 568 (1968). And, specifically,
the Court has rejected the argument in respect of
Title VII. Johnson v. Railway Express Agency, Inc.,
supra; McDonald v. Santa Fe Trail Transp. Co., 427
U.S. 273, 285-296 (1976). See, also Alexander v.
Gardner-Denver Co., 415 U.S. 36 (1974).

App. 16a-18a). Petitioners apparently have abandoned this
argument, since they do not raise it in the petition for cer-
tiorari. However, they state incorrectly that “No other cir-
cuit has ruled on application of Section 1985(3) to sex-based
classes” (Pet. Br. 18 n.12). Both the Eighth and Ninth
Circuits have specifically found sex-based conspiracies action-
able under Section 1985(c). Conroy v. Conroy, 575 F.2d 175
(8th Cir. 1978); Life Insurance Co. of North America v.

Reichardt, No. 75-8081 (9th Cir. Jan. 11, 1979).

26

These precedents are dispositive here. To be sure,
there are situations in which Congress, in declaring
new rights, has made it clear that they shall be en-
forced only in prescribed ways. E.g., Brown v. GSA,
425 U.S. 820 (1976); Santa Clara Pueblo v. Marti-
nez, 486 U.S. 49 (1978). In those circumstances,
we may assume, Section 1985(c) affords no supple-
mental remedy. But, as the Court has expressly held,
Title VII was not intended to shut off alternative
avenues of relief.” Section 1981 remains available.
There is no reasoned basis for concluding that Sec-
tion 1985(c) does not.

It is true that, unlike Sections.1981 and 1982 which
provide both right and remedy, Section 1985(c)
merely adds a remedy for violation of a right created
by other federal law, whether the Constitution or
statutes, such as Title VII. In this respect, our stat-
ute is of a kind with Section 1983 which vindicates
“rights, privileges or immunities secured by the Con-
stitution and laws.” Yet, it was explicitly noted in
connection with the enactment of the 1972 Amend-
ments to Title VII that Section 19838, like Section
1981, would remain applicable to employment dis-
crimination. See H.R. Rep. No. 92-238, 92d Cong.,
Ist Sess. 19 (1971); S. Rep. No. 92-415, 92d Cong.,
Ist Sess. 24 (1971); 118 Cong. Ree. 3371-3373

' The relevant legislative history of Title VII on this point
has so recently been recounted in this Court that we abstain
from rehearsing it once again. See Johnson v. Railway Ex-
press Agency, Inc., supra, 421 U.S. at 457-461; Runyon v.
McCrary, supra, 427 U.S. at 174 n.11.

27

(1972). Nor has it been suggested why any difference
should be made. Equally with the other statutes of the
same era, Section 1985(c) serves the end of providing
an “alternative means to redress individual griev-
ances,”’ which, in the case of Title VII, the Congress
deliberately chose to preserve. 118 Cong. Rec, 3371
(1972) (Sen. Williams). See, also, id. at 3370 (Sen.
Javits).

In any event, recognizing the applicability of Sec-
tion 1985(c) to redress employment discrimination
creates no practical problems. There is no cause to
apprehend that Title VII will be undermined. Al-
though Section 1985(c) may permit plaintiffs to avoid
Title VII’s mechanisms, there are major disincentives
for doing so, as recent experience with other statutes
which parallel Title VII attests.” The litigant who,
unlike Novotny, avoids Title VII’s administrative
procedures foregoes substantial benefits. His claim is
not investigated by the government; he therefore has
no access to the results of government-funded dis-

In the present case, of course, respondent did not at-
tempt to circumvent Title VII procedures. On the contrary,
he exhausted his administrative remedies.

Petitioners argue that Novotny did not name GAF’s di-
rectors in his EEOC charge. That omission would not bar
their inclusion as defendants in a Title VII suit. See Canavan
Vv. Beneficial Insurance Co., 558 F.2d 860 (8d Cir. 1977);
Chastang Vv. Flynn & Emrich Co., 365 F. Supp. 937, 963-964
(D. Md. 1978), aff'd, 541 F.2d 1040 (4th Cir. 1976). But if a
Title VII action were foreclosed because of Novotny’s omis-
sion, that would be an argument in favor of affirming the
court of appeals’ holding that Section 1985(c) survives as a
supplemental -remedy.

28

covery.’ The government cannot bring suit on his
behalf.” He is not entitled to appointment of counsel."
And the burden of proof is substantially more onerous:
under Section 1985(c), in addition to proving the
underlying Title VII violations, the plaintiff must
establish the existence of (1) a conspiracy; (2) class
based animus; and (3) an intent to deprive one of
rights protected by Title VII. Compare Griggs v.
Duke Power Co., supra.

Implied partial repeal of Section 1985(c), more-
over, would serve no substantial public purpose. To
the extent that conspirators such as GAF’s officers
desire the benefits of the conciliation features of Title
VII, they are always available, whether or not a
charge has been filed with the EEOC. See Section
705(g) (3) and (4).” On the other hand, to hold Sec-
tion 1985(c) inapplicable would render conspiracies
to violate Title VII immune from punitive and com-
pensatory damages, neither of which may be fully
available under Title VII. See Johnson v. Railway Ex-
press Agency, Inc., supra, 421 U.S. at 460. It would
also permit conspirators to take advantage of the

* See Section 706(b) of Title VII, 42 U.S.C. 2000e-5(b) ;
H. Kessler & Co. Vv. EEOC, 472 F.2d 1147 (5th Cir.) = banc),
cert. denied, 412 U.S. 989 (1978).

8 Section 706(f) (1) of Title VII, 42 U.S.C, 2000e-5 (f) (1).

"See Section 706(f)(1) of Title VII, 42 U.S.C. 2000e-
5(f) (1).

* 42 U.S.C. 2000e-4 (g) (3)-(4). See Young v. International
Telephone & Telegraph Co., 488 F.2d 757 (8d Cir. 1971).

29

fact that persons who file charges are often un-
sophisticated and unable to name all guilty individuals
in the charge which triggers Title VII’s administra-
tive processes. Cf. Love v. Pullman Co., 404 U.S.
522 (1972). Finally, Section 1985(c) alone reaches
co-conspirators who are not employers or unions but
who initiate or knowingly participate in employment
discrimination, such as an iasurer who compels an
employer to enter an insurance contract which de-
liberately discriminates on the basis of race or sex.”
In sum, what was said in Johnson v. Railway Ex-
press Agency, Inc., swpra, 421 U.S. at 459, applies
equally here: “Despite Title VII’s range and its de-
sign as a comprehensive solution for the problem of
invidious discrimination in employment, the aggrieved
individual clearly is not deprived of other remedies he
possesses and is not limited to Title VII in his search
for relief.” There is no warrant for denying victims
of invidious discrimination the additional remedy pro-
vided by Section 1985(c) in the aggravated circum-
tances to which that provision is uniquely addressed. ,
And the potential of such a recovery against the in-
dividual participants in an intentionally discrimina-
tory scheme can only serve as a salutary deterrent.

*1 Contrary to petitioners’ assertion (Pet. 18, n.9), Section
1985(c) would not reach employment discrimination by em-
ployers with fewer than 15 employees, since no underlying
Title VII violation could be established against such an em-
ployer. See, infra, pages 33-34.

30

III. SECTION 1985(c) IS CONSTITUTIONAL AS AP-
PLIED TO VIOLATIONS OF TITLE VII

1. There is, in truth, no constitutional question in
the case.” No serious contention could be made that
Congress lacks power to reach those who conspire to
violate rights declared by a federal statute, itself of
undoubted constitutionality. Indeed, the Court has
recognized the constitutional propriety of affording a
remedy against wholly private action that interferes
with the exercise of rights originally protected only
against hostile State action. United States v. Guest,
883 U.S. 745, 761 (1966) (Clark, J., concurring), 774
(Brennan, J., concurring and dissenting). But, how-
ever that may be, no issue can arise when, as is the
case under Title VII, the substantive right itself runs
against private discrimination and the remedial stat-
ute merely provides alternative relief. Insofar as it
reaches private action, that has been the premise of
the decisions under 18 U.S.C. 241 since United States
v. Waddell, supra. Nor is it any objection that the
“vindicating” statute casts a wider net, encompassing
“outsiders” who seek indirectly to deprive the in-
tended beneficiary of substantive federal rights else-
where declared. United States v. Johnson, supra.

* Because the court of appeals regarded the Commerce
Clause as a fully adequate squrce of congressional power, it
declined to reach the question whether the Thirteenth or the
Fourteenth Amendment would support the application of Sec-
tion 1985(c) to Title VII rights (Pet. App. 46a, 50a n.110).
For the same reason, we agree that it is unnecessary to reach
these constitutional issues.
>

31

As we understand it, these propositions are unchal-
lenged, Instead, although they speak of “constitu-
tional” impediments, petitionerS argue that Section
1985(c) was not intended to implement legislation
premised on the Commerce Clause. That is, of course,
a purely statutory question. Cf. United States v.
Price, 383 U.S. 787, 789 (1966).

2. We note, first, that in Breckenridge the Court
identified the right of interstate travel as one of the
“privileges and immunities” protected by Section
1985(¢c). 408 U.S. at 105-106. The constitutional
origin of that right was not identified, except for the
statement that it “does not necessarily rest on the
Fourteenth Amendment.” /d. at 105. Plainly, it was
deemed unnecessary to determine whether the drafters
of Section 1985(c) expressly invoked whatever con-
stitutional provisions established the right to travel
interstate. The same approach was followed in United
States v. Guest, supra, in reaching the conclusion that
18 U.S.C. 241 vindicates the same right. 383 U.S. at
759. So here. As it happens, moreover, the right of
interstate travel may derive from the Commerce
Clause. See Shapiro v. Thompson, 394 U.S. 618, 630
(1969); United States v. Guest, supra, 383 U.S. at
758-759; Edwards v. California, 314 U.S. 160, 174
(1941); Passenger Cases, 48 U.S. (7 How.) 283,
492 (1849) (Taney, C.J. dissenting); Crandall v.
State of Nevada, 73 U.S. (6 Wall.) 35, 49 (1867)
(Clifford, J., dissenting).

So long as it is clear that Congress meant to reach
aggravated violations of all federal rights—save per-

82

haps those conferred with exclusive enforcement
mechanisms—it cannot matter whether each of the
potentially applicable sources of legislative power was
identified at the time. Cf. Ex parte Yarbrough, 110
U.S. 651, 658, 666 (1884). And it is equally irrele-
vant that the 42d Congress may have entertained a
broader view of the Privileges and Immunities Clauses
of both Article IV and the Fourteenth Amendment,
and a narrower view of the Commerce Clause,
than obtains today, provided it intended to “put forth
all its powers.” United States v. Mosley, supra, 238
U.S. at 887-388. Indeed, if all federal rights were
meant to enjoy the protection afforded by Section
1985(c)—albeit only when threatened by invidiously
motivated: conspiracies—there can be no objection to
including Title VII rights merely because the enact-
ment of such a statute was not envisaged in 1871.
Any other rule would confine Section 1985(c) to
rights already declared, and, in this respect, there is
no more basis for so restricting the broad language
of our provision than in the case of its criminal
analog, 18 U.S.C. 241. See, eg., United States v.
Johnson, supra; United States v. Classic, 313 U.S.
299, 315-320 (1941).

8. We have already discussed the breadth of Sec-
tion 1985(c) and shown it to be what its words in-
dicate, a general statute enacting a remedy—and a
deterrent—for aggravated group action, animated by
class bias, which is intended to deprive citizens of
rights secured by federal law. What we have noticed
in the legislative history of the provision makes clear
that “privileges and immunities under the laws” in-

eS

33

~ elude all federal statutory rights, present and future,

whatever their constitutional underpinnings. Lest
any question remain, one or two further references
may be appropriate.

The sponsors of the legislation left no doubt that
they meant to invoke every source of power. Not
only were the Thirteenth, Fourteenth and Fifteenth
Amendments expressly mentioned, but also the Privi-
leges and Immunities Clause and the Republican Form
of Government Clause of Article ITV. Cong. Globe,
supra, at 500 (Sen. Frelinghuysen). More broadly,
it was said that Congress must act to “the uttermost
bound * * * of its constitutional power” (id. at
691 (Sen. Edwards)), and carry out “all the
powers in the Constitution” (id. at 882 (Rep.
Hawley)). Senator Edmunds, the leading Senate
sponsor, was explicit that the provision would vindi-
cate rights created by all federal statutes, present
and future. As he said, it would extend to “the rights
which the Constitution and the laws of the United
States made pursuant to it give to [citizens], * * *
whatever those laws may be.” 7d. at 568. Of course,
as the Court noted in Breckenridge, the provision was
narrowed to reach only concerted action motivated by
hostility to a class of citizens. But all rights con-
ferred by federal law remain ‘protected against such
invidious conspiracies.

4. Only one point remains: the suggestion that
Section 1985(c) purports to reach employers not
within the coverage of Title VII. There is simply no
basis for that objection. As we have sufficiently ex-

plained, Section 1985(c) merely affords a remedy to . CONCLUSION

those whose Title VII rights have been violated in a «.

particular way. It follows that persons not under For the reasons stated, the judgment of the court
the umbrella of Title VII are not entitled to invoke of appeals should be affirmed.

Section 1985(¢). There is thus no question of consti-
tutional overreaching.” The two statutes operate in
‘complete harmony, and their coexistent applicability
serves to effectuate the congressional purpose under-

: WADE H. McCREE, Jr.
lying each of them. Settctien General
Drew S. Days, III
Assistant Attorney General

Lou!s F. CLAIBORNE
Assistant to the Solicitor General

WALTER W. BARNETT

JOAN F. HARTMAN

MILDRED M. MATESICH
Attorneys

Respectfully submitted.

a

Isste L. JENKINS
Acting General Counsel

LuTZ ALEXANDER PRAGER
Assistant General Counsel

PAUL E. MIRENGOFF
Attorney
Equal Employment Opportunity Commission

| MARCH 1979

“Tf there were, Breckenridge teaches that possible uncon-
stitutional applications are no ground for declining to give
Section 1985(c) its permissible reach in a case plainly within
constitutional limits. 403 U.S. at 104,

’

W ou. 8, covernmenr PRINTING OFFICE; 1979 269973 369

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385005_2013%3A10. Public record. Not legal advice.
