# Petition — Mitchell v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1979
- **Citation:** 439 U.S. 1068

## Text

Supreme Court, U.
FILED

SEP 90 1978

78-489

1. dt ee aoe & On

IN THE SUPREME COURT OF THE UNITED STATES

October Term, 1978

WILLIAM PERNAR MITCHELL, a/k/a/ BILL
MITCHELL, and HWA SIM "BOBBI" MITCHELL,
PETITIONERS

Ve

UNITED STATES OF
AMERICA, RESPONDENT

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

WILLIAM PERNAR MITCHELL
HWA SIM MITCHELL

>. GO. Bow i2324
Portland, Oregon 97219

JAMES R. MOORE

United States Attorney
1012 U. S. Courthouse
Seattle, Washington 98104

September 18, 1978

OPINION BELOW ..cccccccccccccvccccves
PUMEDUEC ERM ccc ccc asc scotcecececccces
QUESTIONS PRESENTED........ Terre re yy

CONSTITUTIONAL PROVISION AND
STATUTES INVOLVED........ eeesesecos

Samamene GF TEE CARR. cc ccc scecveccce

DECISION OF THE COURT OF

APPEALS..... ceceece a ee ee
REASONS FOR GRANTING THE
eee ee a ee ece
I. THE NINTH CIRCUIT's

HOLDING DIVERGES FROM
OTHER CIRCUITS REGARD-

ING APPLICATION OF THE
MARITAL PRIVILEGE TO
STATEMENTS OF AN

ALLEGED CO-CONSPIRATOR

AND IS CONTRARY TO THE
SUPREME COURT'S RULING.....

II. THE SUPREME COURT SHOULD
SET STANDARDS FOR MEA-
SURING EFFECTIVE ASSIS-
TANCE OF COUNSEL WHEN
ONE ATTORNEY REPRESENTS
MORE THAN ONE ALLEGED
CO-CONSPIRATOR AT THE
SAME TRIAL.......---- ecccece

A. WILLIAM MITCHELL was
deprived of effective
assistance of counsel
by his attorney's
failure to move to
sever his trial from
that of his alleged
co-conspirators........

13

13

22

ii

B. Defense counsel's
failure to explore
the potential con-
flicts of multiple
representation and
to recommend separate
attorneys constituted
ineffective assis-

CONCLUSION... ccc ccccccccccccccsescces

APPENDIX... cccccccccccesccccevccccese

Baker v. Wainwright,
Gan Osan 255 (oem Cie. STO) vc ccevi

Case v. North Carolina,
3L5 F.20 743 (48H Cir. 1963) ..ccses

Glasser v. United States,

eae Se

315 U.S. 60, 62 S. Ct. 457,

86 L. Ed. 680 (1942)......--..-.-- 29,

Coles v. Peyton,
Jue Pian a2ae (EGR Cif. LISS). ccces

Hawkins v. United States,
356 U.S. 74, 79 8. Ct. 136,

3 L.Ed. 2d 125 (1958)... cccee 13, 14,

Ivey v. United States,
344 F.2d 770 (9th Cir. 1965).......

Kotteakos v. United States,
328 U.8- 750, 66 S. CS. 1239,
90 L. Ed. 1557 (1946).

ee

1ii

Lollar v. United States,
376 F.2d 243 (D.C. Cir. 1967)......

MacKenna v. Ellis,
oe Oe” a | ere ee ee

McQueen v. Swenson,
498 F.2d 207 (8th Cir. 1974).......

Moore v. Urited States,
ee Ie ee Pe Ee ws a hts eb hve 24,

Peek v. United States,
S2h Fe4G 934 (Stn Cir. 1963),
cert. denied, 376 U.S. 954....... rem

ee

Risher v. State,
S23 £20 Gan (ALOORA, 1976) cc voeses

nited States v. Carrigan,
S42 Tsae bees (ae COS. 1976). cvs. cs

United States v. Christopher,
488 F.2d 849 (9th Cir. 1973).......

United States v. Cougis,
374.F.2¢0 758 (7th Cir. 1967).......

United States v. DeCoster,
487 F.2d 1197 (D.C. Cir. 1973).....

United States v. Doughty,
460 F.2d 1360 (/th Cir. 1972)......

United States v. Elksnis,
Be” Sey Rt 8 oe.) eee

United States v. Fields,
458 F.2d 1194 (3d Cir. 1972),
cere. Gepiec, 412 U.S. S2Tecccsvecser

33

24

23

25

26

26

36

34

33

25

18

iv

United States v. Figueroa-Paz,
466 F.2d 1055 (Sth Cie. 2972)esscns 27

United States v. Foster,
465 F.2d T (ist Cie. 1977)...4555 36

United States v. Hines,
476 £.26 229 (38 Cita Borers 27

United States v. Kahn,

~ 471 F.2d 191 (7th Cir. 1972),
cert. denied, 412i. CG... Feeds aena ee 16

United States vs Della

349 F.2d 720 (2d Cir. 1965),

cert. denied, 384 U.S. 947......... 29
United States v. Mackiewicz,

401 F.2d 219 (2d Cir. 1968)..18, 19, 20

United States v. Mahar,

~ 550 F.2d 1005 (Sth Cir. 1977)....6; 38

United States v. Mari,
526 F.20 ll? (2@ Cie. 1975) . .
conspiracy count. Mardian was named in

30

Only five of 45 overt acts charged against
the conspiracy. MITCHELL was directly |
charged with only one of twelve overt
acts of conspiracy (ownership of the mas-
sage parlor--a questionable "act" at
best), and implicated in making a tele-
phone call to one of the informants after
the conspiracy had been frustrated. As
in Mardian, the evidence against the
other alleged co-conspirators was over-
whelming by comparison. The Government
so much as conceded this before trial
(Tr. 18). Much of the testimony and
proof related to events in which WILLIAM
MITCHELL took no active part. Clearly,
there was a danger here that the over-
whelming nature of the evidence against
the other alleged co-conspirators would
"rub off" on WILLIAM MITCHELL. Yet,
counsel made no attempt to safeguard

MITCHELL's rights at trial by moving to

31

sever.
Petitioner does not contend

that this evidence required severence as

a matter of law, but it does raise a

substantial likelihood that prejudice re-

sulted from the joinder. Yet, counsel

made no attempt to prevent this prejudice.

Petitioner asserts that this failure on

the part of his counsel constitutes

ineffective assistance.

B. Defense counsel's failure to

explore the potential conflicts of

multiple representation and to recommend

separate attorneys constituted ineffective

assistance.

Up until a week before trial,
Petitioner's attorney represented not
only WILLIAM and BOBBI MITCHELL, but
CHARLES MITCHELL as well. At that time,
the trial court brought potential con-

flicts of interest to the attention of

32

Petitioners' attorney and suggested that
CHARLES MITCHELL at least retain separate
counsel (Tr. 3-4). At no time, either
before, during or after trial, did
counsel discuss with Petitioners the
potential ramifications of their joint
defense. This conduct constituted
ineffective assistance of counsel.

See Glasser v. United States, 315 U.S.

ee ae ee ee

60, 62 S. Ct. 457, 86 L. Ed. 680 (1942),
a conspiracy case:

"To determine the precise
degree of prejudice sustained
by Glasser as a result of the
clerk appointment of Stewart
as counsel for Kreske [co-
defendant] is at once difficult
and unnecessary. The right to
have the assistance of counsel
is too fundamental and abso-
lute to allow courts to in-
dulge in nice calculations as
to the amount of prejudice
arising from its denial.
(Citations omitted.)" 315
U.S. 75-76.

The question of whether prej-

udice is required to establish a Sixth

33

Amendment violation has not been dealt
with consistently by the circuits. The
Third, Seventh and Eighth Circuits
require only that a conflict be shown to
have existed. U. S. ex rel, Hart v.

Davenport, 478 F.2d 203 (3d Cir. 1973);

United States v. Cougis, 374 F.2d 758

(7th Cir. 1967); Austin v, Erickson, 477
F.2d 620 (8th Cir. 1973). The D.C.

Circuit in Lollar v. United States, 376

F.2d 243 (1967), while requiring that
some prejudice be shown, arrived at that
determination on the basis of "informed
speculation," without regard to the
actual quantum of prejudice involved.
Such a rule accounts for the difficulty
of a reviewing court determining with
any precision those prejudicial elements
which are not clear from the record. In
this case, for example, it is not clear

from the record why defense counsel did

34

not put WILLIAM MITCHELL on the stand to
explain his role in the operation of the
parlor or failed to put on a defense.
The other circuits seem to
require an affirmative showing of pre-
judice. For example, in United States

ae ee ee Se

v. Christopher, 488 F.2d 849 (9th Cir.
1973), the court refused to find ineffec-
tive representation despite a failure to
notify defendants that they had a right
to separate counsel and to investigate
possible conflicts in the representation
because there was no showing of prejudice
in_the record.

—_—— ---———

In United States v. Mari, 526

F.2d 117 (2d Cir. 1975), the court found
no prejudice resulting from joint repre-
sentation where both defendants had pled
guilty. In a concurring opinion, Judge

Oakes set forth the law in that circuit:

"It is true that the cases in
our circuit have to date

>

35

required a specific showing of
prejudice or a real conflict
of interest resulting from
joint representation of co-
defendants by one attorney
before Sixth Amendment rights
may be said to have been
invaded. (Citations omitted.)

"The time is rapidly
aporoaching, however, when, in
the light of more exacting
standards of the bar and the
decisions of other leading
courts, we may have to re-
examine our rule." 526 F.2d
at 119.

Judge Oakes points out that the District
of Columbia has a rule of automatic
appointment of separate counsel, at
least initially.

The First Circuit requires
that the trial court inquire into the
defendant's discussion with counsel of
the risks of joint representation and
ascertain that the defendant has an

understanding that he has a right to

separate counsel, even at government

36

expense. "If the trial court neglects
this inquiry, the government must prove

that prejudice to the defendant was

"improbable." United States v. Foster,
469 F.2d 1, 4-5 (lst Cir. 1972)." 526
F.2d at 120.

The court also refers to
recent ABA standards:

"The potential for conflict of
interest in representing
multiple defendants is so
grave that ordinarily a lawyer
should decline to act for more
than one of several co-defendants
except in unusual situations
when, after careful investiga-
tion, it is clear that no
conflict is likely to develop
and when the several defen-
dants give an informed consent
to such multiple representa-
tion." ABA Standards: The
Defense Function, §3.5(b) at
Sah} Se CEPA s

It is noteworthy that the
Second Circuit, one year later, in

U. S. v. Carrigan, 543 F.2d 1053 (1976),

held that the law was clear that a trial

ee

37

judge must inquire into the potential
conflict as to joint representation.

The burden of proof is shifted to the
government if no inquiry takes place.

See also ABA, Code of Professional

-—_—— SS

Responsibility, D.R. 5-105 (A), (B) and

(C).

The failure of counsel to in-
form them of the hazards of joint
representation in a case such as this,
constitutes inadequate representation in

and of itself. In Baker v. Wainwright,

422 F.2d 145 (5th Cir. 1970), the court
held that where a co-defendant confessed
and implicated the defendant, representa-
tion of both was self-evident prejudice.
There is no basis for distinquishing the
holding in Baker, where the evidence
against one spouse consists almost
exclusively of potentially excludable

out-of-court statements of the other

38

spouse. The remedy for a constitutional
violation should not depend on specula-
tion as to the possible motives of coun-
sel in not mounting a defense, in failing
to elicit testimony as to WILLIAM
MITCHELL's actual partiespation in the
management of the massage parlor, or in
failing to move for severence of WILLIAM
MITCHELL's case.

The joint representation was
also prejudicial as to BOBBI MITCHELL
and independent counsel may well have
advised her to plea bargain. Representa-
tion of a defendant whose statements are
used as evidence against another client-
defendant involves a clear conflict of

interest. See, United States v. Mahar,

550 F.2d 1005 (5th Cir. 1977); and Geer,

"Representation of Multiple Criminal

— Le A A A a te i ae A le es i ee le el «a tt ——— te ee

Defendants: Conflicts of Interest and

———— ee ee os -_——— mo

the Professional Responsibilities of the

eee ee ee eee -—— + -

39

Defense Attorney," 62 Minn. L. Rev. 119,

125-27 (1978). Such a plea bargain may
also have brought a lesser sentence.
Where defendant is deprived of these
options, she is prejudiced in the

constitutional sense. See, Case v.

North Carolina, 315 F.2d 743 (4th Cir.

1963).
CONCLUSION
For the reasons stated, this
writ should be granted and the judgment
of the Court of Appeals for the Ninth

Circuit should be reversed.

Respectfully subm i
te a. A

hes P, sia eerste

ya lati Mere U, M LR \!
a Sim ite Ba at ell

Petitioners Pro se

oN

40

APPENDIX

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

UNITED STATES OF AMERICA, )

)
Plaintiff-Appellee,)

)

Vv. )Nos. 77-1929

) 77-1676

ARNOLD J. PRICE, CHARLES ) 77-1609
R. MITCHELL, WILLIAM ) 77-1608

PERNAR MITCHELL, a/k/a )
BILL MITCHELL, and BOBBI )OPINION
MITCHELL, )

)
Defendants-Appellants.)

Appeal from the United States District
Court for the Western District
of Washington
Before: CARTER and HUFSTEDLER, Circuit
Judges, and SMITH,* District
Judge
SMITH, District Judge:
Defendants Arnold Price,
Charles R. Mitchell, William P. Mitchell,

and Bobbi Mitchell were convicted of a

conspiracy to transport two women, Shelly

*The Honorable Russell E. Smith, Chief
Judge of the United States District
Court for the District of Montana,
sitting by designation.

41

and Debbie, +/ in interstate commerce
for purposes of prostitution, and
Charles R. Mitchell was convicted

of transporting Debbie from Washington
to Oregon for purposes of prostitution.

Because of the confrontation
problem arising as to Charles Mitchell,
we set out the evidence supporting the
conviction in more detail than ordinar-
ily would be necessary. The detail is
necessary to disclose, as to Charles
Mitchell, the overwhelming nature of the
evidence.

William P. Mitchell and his
wife, Bobbi Mitchell, owned and operated
Daisy Mae's Massage Parlor in Anchorage,
Alaska. William Mitchell told a police
officer of his ownership. It was stip-
ulated that checks drawn on the account
of Bobbi Mitchell and William Mitchell,
signed by Wiiliam Mitchell, were issued

in payment of the earnings of female

Sie

42

employees of the massage parlor. Bobbi
Mitchell, in a taped conversation with
Shelly and Debbie, implicated William
Mitchell in the operation of the busi-

ness. In the same taped conversation

she revealed that the parlor was operated

for purposes of prostitution. The
conversation was lengthy and explicit in
sexual detail. William Mitchell and
Charles Mitchell were brothers, and
telephone records show that there was
communication over the telephone listed
to Daisy Mae's Massage Parlor and Bobbi

Mitchell in Anchorage and the telephone

___-listed to Charles Mitchell in Vancouver,

Washington.

In June, 1976 Charles R.
Mitchell told his friend Arnold Price of
Daisy Mae's Massage Parlor and stated
that anyone working there could make
good money. He asked Price to let him

know if he found anyone who would be

43

interested in working in the massage
parlor. This is proven not only by the
statements of co-conspirator Price, but
by Price's testimony, given when he took
the stand in his own behalf, and that
testimony is corroborated by all of the
subsequent happenings. Price, while em-
ployed by CETA, learned from Shelly, a
fellow worker at CETA, that she had at
one time been a prostitute. On July

26, 1976, while Shelly was visiting

the CETA offices, Price advised her of
the Alaskan massage parlor and told

her that she could make $1,000 to

$2,000 a month working there. Shelly
said that she was interested and asked
Price if he would arrange a meeting with
his friend. Shelly advised her friend
Debbie of the proposal, and then Debbie
called Price and asked if she also could
meet his friend. Price said "yes."

These facts were proved by the testimony

44

of Shelly, Debbie, and Price. Price's
testimony as to his conversation with

Shelly was as follows:

A. I don't remember exactly what
was said but then I suggested to
her that if she was interested in
working in a sauna in Alaska, that
she might want to check with a
friend of mine.

Q. And what was her response?

A. She sort of raised her eyebrows
and said, "That sounds interesting,"
and that was about all.

Q. Now at that time did you say
anything regarding the amount one
could earn or whether prostitution
was part of it?

A. I believe I said she could make,
maybe, $1,000 or $2,000 a month, or
something like that. I don’t
remember exact figures.

Q. Did you say anything about
prostitution?

A. I said, when I mentioned work-
ing in the sauna, she said, "Doing
what?" and I said, "Whatever," or

"Tricks," you know, "Turning tricks."

Q. What did you mean when you said
"turning tricks"?

A. I meant prostitution.

ee

45

Unbeknownst to Price, Shelly,

who had been in marijuana trouble, was

cooperating with the county drug enforce-

ment officers. She advised the sheriff's

office of Price's proposal. The sher-

iff's office in turn advised the FBI,

and ultimately Shelly was asked to

pursue the matter. Shelly called Price

to arrange a meeting to discuss his
offer. Price took Shelly and Debbie

Mitchell's house on August 5, 1976.

to

The

fact of this meeting at Charles Mitchell's

house was proved by the testimony of

Shelly, Debbie, and Price, and surveil-

ling officer Smith. Smith took pictures

of the women, Price, Price's car, and

the Charles Mitchell house. That the

meeting took place and that the conversa-

tion (not taped) related to Alaska is

corroborated by a note shown to be in

Charles Mitchell's handwriting and given

46

by him to Shelly. The note bears Charles
Mitchell's name, address, phone number,
and the word "Alaska." After the meet-
ing, Shelly delivered the note to the
officers, who initialed it and dated it
August 5th, 1976.

On August 9th, in a taped
telephone call to Price, Shelly made
arrangements with Price to have him take
her back to Charles Mitchell's house. A
meeting at Charles Mitchell's house,
attended by Debbie, Shelly, and Mitchell,
occurred on August llth. The conversa-
tion at that meeting, which revolved
about the trip to Alaska, was taped. */
On August 12th, Debbie, in a taped
telephone conversation with Charles
Mitchell, discussed the trip to Alaska
and arranged a meeting at Charles
Mitchell's house on that evening.2/ The

meeting was held, and the entire conversa-

47

tion was taped. 4/ The trip to Alaska
was discussed in detail, and arrange-
ments were made for the women to meet at
Charles' house the next morning. That
same evening, and after the meeting,
there was another taped telephone
conversation2’ between Debbie and Charles
Mitchell in which the final arrangements
for the transportation to Portland were
made. Charles Mitchell took both women
from Vancouver, Washington, to the
Portland airport on August 13th. The
fact of the trip is proved by Shelly
and Debbie and corroborated by the
testimony of a surveilling officer.
Debbie testified that Charles Mitchell
gave Shelly three hundreddollar bills.
By airlines personnel, it was proved
that two girls and a man approached the
airlines counter, that one of the girls

bought two tickets to Anchorage, Alaska,

48

with three hundred-dollar bills. At
the request of an officer,’ the airlines
personnel segregated the ‘ticket coupon
and the bills. They were admitted in
evidence.

Shelly and Debbie boarded the
aircraft and met an FBI agent in Seattle
who made reservations for them in
Anchorage. In Anchorage, on August
13th, they called Bobbi Mitchell, who
came to their hotel room. The business
of the massage parlor was thoroughly
discussed, and the taped conversation
shows unequivocally that Bobbi Mitchell
expected Shelly and Debbie to report
for work as prostitutes on the morning
of the 14th. They did not report, but
rather returned to Vancouver the next
morning.

It is against this background

that we discuss the assigned errors.

49

CROSS-EXAMINATION AND CONFRONTATION:

Charles Mitchell argues that
the judgment should be reversed as to
him because his cross-examination of
Shelly was improperly limited and his
constitutional right to confront her
was thereby denied.

After Shelly's first conversa-
tion with Price, she called Vic
Calzaretta, the chief criminal deputy *
in the sheriff's office. Later she met
with Calzaretta and John Dush, an
officer in the narcotics unit. The
cross-examination of Shelly was limited
as follows:

Q. Had you ever worked in any

capacity providing information such

as that to Mr. Dush or to the

individuals in the narcotics unit?
MR. MOORE: Objection, Your Honor.
THE COURT: Read the question.

(Preceding question read by the
reporter.)

50

THE COURT: What is the purpose?

MR. KANEV: Your Honor, for some
reason, as the witness pointed out,
she was met not by Mr. Calzaretta
whom she telephoned, but by individ-
uals of the narcotic unit.

THE COURT: So?

MR. KANEV: This line of ques-
tioning would go to her interest in
the matter.

THE COURT: Sustained.

The defendant Charles Mitchell had the
right to explore the relationship

between the witness and the law enforce-

ment officers (Davis v. Alaska, 415

U.S. 308 (1974); United States v.

Callahan, 551 F.2d 733 (6th Cir. 1977);

United States v. Garrett, 542 F.2d 23

(6th Cir. 1976); United States v.

Croucher, 532 F.2d 1042 (5th Cir.

1976); United States v. Harris, 501

F.2d 1 (9th Cir. 1974); United States v.

DeLeon, 498 F.2d 1327 (7th Cir. 1974)),
and the cross-examination was limited

improperly.

51

Charles Mitchell's cross-
examination of Shelly was limited, but
the fact is that Shelly's relationship
with the police was explored fully. On
cross-examination by counsel for William
and Bobbi Mitchell, Shelly testified
that she had been arrested for posses-
sion of marijuana on May 20, 1976; that
following a hearing the charge was
dropped; that she was friendly with
John Dush, the narcotics officer, had
worked for him, and had received expense
reimbursement in the amount of $34.00.
It also appeared that, at the time of
the events in this case, she was under
a subpoena to testify before a court
but that she had never had to appear.
Officer Dush testified that Shelly had
been a confidential informant for the
narcotics division of the sheriff's

office for about three months prior to

52

events in this case and had worked on
seven to nine heroin cases. Dush was
fully cross-examined as to the relation-
ship between Shelly and the narcotics
division. We also note that Debbie,
whose background was similar to Shelly's,
was fully cross-examined as to her
relationship with the officers.

The evidence against Charles
Mitchell, consisting of documentary
evidence, several taped ese lit hlants
and the testimony of many witnesses who
corroborated each other on most of the
facts in the case, was overwhelming.
Considering this and the ultimate
disclosure of Shelly's relationship to
the police, we believe the limitation
of her cross-examination was harmless
error beyond any reasonable doubt.

The harmless error rule may

apply even when the error stems from a

53

violation of the Constitution. For
many years the harmless error rule has

been stated by statute®/

and by court
rule._// In 1967, in the case of Chapman

v. California, 386 U.S. 18, the Supreme

Court, after noting the statute and the
court rule, consciously and deliberately
examined the harmless error rule in its
relationship to violations of constitu-
tional rights and established the
applicable law. The rule was stated as
follows:
[B]efore a federal constitu-
tional error can be held
harmless, the court must be
able to declare a belief that
it was harmless beyond a

reasonable doubt.

In 1968, in Bruton v. United

States, 391 U.S. 123, the Supreme Court
ruled that admission of extrajudicial
confessions of co-defendants violated
the right of cross-examination secured

by the confrontation clause of the

54

sixth amendment, and then in 1969, in

Harrington v. California, 395 U.S. 250,

the Court reaffirmed Chapman and held
that the harmless error rule was ap-
plicable in sixth amendment cases of
the Bruton type. In affirming the
conviction, the Court said at 254:

We do not depart from
Chapman; nor do we dilute it
by inference. We reaffirm
it. We do not suggest that,
if evidence bearing on all the
ingredients of the crime is
tendered, the use of cumulative
evidence, though tainted,
is harmless error. Our
decision is based on the
evidence in this record. The
case against Harrington was
not woven from circumstantial
evidence. It is so overwhelm-
ing that unless we say that
no violation of Bruton can
constitute harmless error, we
must leave this state convic-
tion undisturbed.

Now the problem arises -- is
the harmless error rule announced in
Chapman inapplicable where the sixth

amendment comes into play by reason of

55

a limitation of cross-examination
rather than by the reception in evidence
of an extrajudicial confession of co-

defendant?

In 1976, in Davis v. Alaska,
415 U.S. 308, 318, the Supreme Court
said:

On these facts it seems clear
to us that to make any such
inquiry effective, defense
counsel should have been
permitted to expose to the
jury the facts from which
jurors, as the sole triers of
fact and credibility, could
appropriately draw inferences
relating to the reliability

of the witness. Petititoner
was thus denied the right of
effective cross-examination
which "'would be constitutional
error of the first magnitude
and no amount of showing of
want of prejudice would cure
it.' Brookhart v. Janis, 384
U.S. 1, 3." Smith v. Illinois,
390 U.S. 129, 131 (1968).

(Emphasis supplied.)
The precise question is whether the
emphasized language was intended to

make the rule of Chapman inapplicable

56

in all cases where there had been an
erroneous limitation of cross-examination,
or whether the Court was referring to

the specific limitation in Davis v.

Alaska, 415 U.S. 308 (1974), and holding
that that limitation could not be
harmless.

It is noted that the emphasized
language in the quotation was taken

from Brookhart v.- Janis, 384 U.S. 1, 3

(1966). The issue in Brookhart was

one of waiver. The emphasized language
was not a holding by the Court in

Brookhart that any limitation of the

right of cross-examination was reversi-
ble error. It was nothing more than a
guotation from an admission by the

respondent in Brookhart that, absent a

valid waiver, the error, i.e., a denial
of all right of cross-examination, was

one of great magnitude. Obviously, the

57

denial of all right of cross-examination
cannot be harmless.
There was no need for the

Court in Davis v. Alaska, 415 U.S. 308

(1974), to modify the rule of Chapman
and establish a per se rule to achieve
the result obtained. The case against
the defendants in Davis depended almost
entirely on the testimony of a juvenile
delinquent named Green. He was, as the
Court said, a "crucial witness," and it
is evident from the opinion that with-
out his testimony there could not have
been a conviction. The cross-examination
would have explored his relationship to
the law officers and may have revealed
some bias resulting from that relation-
ship. In addition, it may have resulted
in his impeachment. When the Court
found that the right of "effective

cross-examination" had been denied and

58

that this error was clearly prejudicial,

the harmless error rule of Chapman
could not be applied. We think the
same may be said of the language used

in United States v. Harris, 501 F.2d 1,

9 (9th Cir. 1974), and United “States v.

Alvarez-Lopez, 559 F.2d 1155, 1160 (9th

Cir. 1977).

The result we reach could not
be reached by holding that there was
not here, as in Davis and Harris, a
denial of "effective" cross-examination.
The fact that Shelly's police relation-
ships were explored by a co-defendant
does not really relate to the effective-
ness of the right afforded Charles
Mitchell to cross-examine. Nor does
the fact that the evidence against
Charles Mitchell was overwhelming bear
upon the effectiveness of the right to

cross-examine afforded to Charles

59 -

Mitchell. These facts do, however,
bear upon whether any damage was done
to him and may be considered if the
harmless error rule is applied.

In most cases where there is
a denial of effective cross-examination,
it would be impossible to find the
denial harmless, but in this case we
think it is, and in the absence of any
case expressly renouncing the harmless
error rule or any case mentioning it
where a renunciation of it was necessary
to the result ,2/ we reach our result on
the basis of Chapman. We agree with
the reasoning of the Fifth Circuit in

United States v. Mayer, 556 F.2d 245,

252 n. 10 (1977).

MARITAL PRIVILEGE:

The taped conversations of

Bobbi Mitchell were received in evidence

60

over the objection of her husband,
William Mitchell, that his marital
9/

privilege’ was being violated. The
taped conversations of Bobbi Mitchell
were extremely damaging, and if the
privilege applies, the judgment must be
reversed.

In the federal courts, the
husband has a privilege to prevent his

wife from testifying against him.

Hawkin v. United States, 358 U.S. 74

(1958); Bisno v. United States, 299

F.2d 711 (9th Cir. 1961).

In the Ninth Circuit, as
distinguished from others ,29/ extra-
judicial statements made by the wife
are considered within the rule. 22/
Notwithstanding, it is our view that
the Bobbie Mitchell tapes were admissible

against William Mitchell. Statements

made by an agent in the course of his

61

employment are the vicarious admissions
of the principal. A conspirator is an
agent in a criminal venture, and his
admissions are likewise received against
his co-conspirators. Where one spouse
is shown to be an agent of the other,
the vicarious admissions rule has been
applied in both civil and criminal
cases. 8 Wigmore on Evidence, McNaughton
Revision § 2232, n. 3. The rule was
specifically applied to a husband and
wife venture in United States v. Pugliese,

153 F.2d 497 (2d Cir. 1945) .22/

Even if we conceive of the

privilege as one based on the "persistent
u13/

rather than a "sentimental relic, "24/

instincts of several centuries

we doubt that much instinctive support
could be found for the proposition that
a man may engage in a civil or criminal

venture with his spouse, and then,

62

after she had said things which had to

be said in the operation of the ven-

15/

ture,--“ avoid responsibility for them

on the basis of privilege which was
initially rooted in the "legal fiction
that a husband and wife were one per-

16/

son." The language of the Supreme

Court in Hawkins clearly indicates that

the privilege was respected because of
the belief that it does foster "family
peace.” In this sort of a case, where
the wife is not the witness and the
wife's words which are introduced are
those which the husband authorized her
to speak, it is difficult to see how
the reception of the evidence could

impair the relationship between the

husband and the wife. We conclude that
the rule should be that, where a husband

and wife are engaged in a criminal con-

spiracy, the extrajudicial statements

63

of either made in furtherance of the
conspiracy may be admitted against the

other.

SUFFICIENCY OF EVIDENCE ~-
WILLIAM MITCHELL:

William Mitchell urges that
the statements of Charles Mitchell,
Arnold Price, and Bobbi Mitchell should
not have been admitted against him
because there was not sufficient indepen-
dent evidence to connect him with the
conspiracy. As previously indicated, it
was proved that William Mitchell had
said that he was Bobbi Mitchell's hus-
band, that he had purchased Daisy Mae's
Massage Parlor and was in the massage
parlor business. Bank records showing
the account of William and Bobbi Mitchell
were admitted as exhibits, as were
checks signed by William Mitchell pay-

able to four of the female employess of

64

Daisy Mae's Massage Parlor. This was
sufficient to connect William Mitchell

to the conspirecy. See United States

v- Perry, 550 F.2d 524, 528 (9th Cir.

1977); United States v. Turner, 528 F.2d

143, 161-62 (9th Cir.), cert. ‘denied, 96

S.Ct. 426 (1975).

SUFFICIENCY OF EVIDENCE --
PRICE:

Price urges that the evidence
was insufficient to prove Count 1 be-
cause there is no evidence that he
intention-ally entered into an agreement
to cause women to be transported for
purposes of prostitution. On the record
here, the contention borders on the
frivolous. The common purpose was to
recruit girls for purposes of prostitu-

tion. He furthered that purpose. A

common purpose and plan could be inferred

17/

from the circumstances. —

65

VOIR DIRE OF JURY:

Charles Mitchell requested the
court on voir dire to instruct the jury
on the presumption of innocence and
burden of proof and to ask them whether
they thought of such laws as being
unfair. The trial court refused, and
this refusal is assigned as error. The
trial court did ask the jurors if they
would follow his instructions as to the
law. The jurors nodded in affirmation.
At the close of the evidence, the jury
was fully instructed as to the burden of
proof, the presumption of innocence, and
the defendants' right to remain silent.
The jurors were sworn to follow the law.
The scope of the voir dire is directed
to the sound discretion of the trial
waar and it is assumed that a jury

will, in accordance with the oath they

take, follow the judge's instructions.

66

Vitello v. United States, 425 F.2d 416

(9th Cir. 1970). On the specific ques-
tions here raised, the Sixth Circuit, in
a divided opinion, held it error to
refuse a request to voir dire the jury
as to the presumption of innocence and

the burden of proof. United States v.

Blount, 479 F.2d 650 (6th Cir. 1973).
The decision in Blount, a minority view,
was specifically rejected by the Third

Circuit in United States v. Wooton, 518

F.2d 943 (3d Cir.), cert. denied, 423

U.S. 895 (1974) .29/

We adopt the ruie
stated in Wooton as the rule in this

circuit.

PROSECUTORIAL UNFAIRNESS
CONSTITUTING A DENIAL OF DUE
PROCESS:

-_——

Defendants Price and Mitchell
were charged in Count 1 of the indictment

with conspiracy and in Counts 2 and 3

67

with inducing Shelly and Debbie respec-
tively to be transported in interstate
commerce for the purposes of prostitution.
At the close of the Government's case,
and at the close of the evidence, Price
and Mitchell moved for a directed ver-
dict as to ail counts. The motion was
denied, and the court did instruct on
Counts 2 and 3. The United States
Attorney did not request the jury to
convict on Counts 2 and 3, but did make
perfunctory argument in support of

Count 2 and 3. At the conclusion of all
the arguments, the United States moved
to dismiss those counts. The motion was
granted, and only Counts 1 and 429/

were submitted. Price and Mitchell now
urge that the United States deliberately
confused and distracted the defencants
by mentioning Counts 2 and 3 in the

argument, but not asking for a convic~

68

tion as to them; that the Government,
for all practical purposes, sought a
compromise verdict; that the Government
improperly supported its own integrity
by being candid as to Counts 2 and 3,
and made its conspiracy case Stronger by
arguing Counts 2 and 3. Ona review of
the record, we do not find the unfair-
ness of which Price complains. As
indicated, Counts 2 and 3 charged that
defendants persuaded, induced, and
enticed Shelly and Debbie to travel in
interstate commerce for purposes of
prostitution. The weakness, if any, in
Counts 2 and 3 was not ina failure to
prove defendants)’ conduct. That was
proved beyond any reasonable doubt, but
the women testified that they had no
intention of prostituting themselves in
Alaska and that they were not persuaded

by defendants to go there, but rather

69

went because the law enforcement officers
asked them to. Without passing on the
question of whether the evidence was
sufficient to warrant a conviction on
Counts 2 and 3, we note that had Counts

2 and 3 been erroneously submitted to

the jury that error would not, under the
circumstances here, have warranted a
reversal as to Count 1. All facts
tending to support Counts 2 and 3 were
admissible to prove Count 1,2)/ Had
Counts 2 and 3 been submitted, defendants
would have been required to argue then,
and the jury would have had the opportu-
nity to compromise, which they did not
have when Counts 2 and 3 were dismissed.
It may be that the United States
Attorneys did improve their image of
integrity by their candor in indicating
the difficulties with Counts 2 and 3 and

ultimately moving to dismiss them, but

70

we are of the opinion that the United
States Attorney owes a duty of candor,
and the prosecution cannot be Jackies
here for fulfilling that duty. In

short, there simply was not unfairness

of the type condemned in Berger v.

United States, 295 U.S. 78 (1935).

DUE PROCESS:

Defendants Price and Mitchell
assert error in the court's refusal to
instruct the jury on the "due process"
defense, 22/ This contention also bor-
ders on the frivolous. They are not in
a position to assert entrapment, or the
so-called "due process" defense, because
the crime of conspiracy was complete
when the first overt act in furtherance
of it was committed. An overt act was

committed when Price first discussed the

Alaskan venture with Shelly, and at that

71

time no police officer of any kind even
knew of the conspiracy.

We have examined other assigned
errors and find them to be without

merit.

The judgments are affirmed.

FOOTNOTES

l1/ The first names of these witnesses
are used to preserve, to the extent
possible, their anonymity.

2/ The following are excerpts from the
tape of the conversation at Mitchell's
home on August 11th:

Deborah: I thought we might like
to go.

Arnie : You would. When would
you like to go?

Deborah: Friday, maybe.

Charles: The end of the week?
O.K. Maybe I'll call
tonight and make arrange-
ments.

Shelly : Arnie, is there going to
be somebody up there to
meet us?

Charles: Yea, you see, the whole
thing to me is exciting.
I mean it. The idea of a

Deborah:

Charles:

Arnie

Charles:

Charles:
Arnie :

Deborah:
Charles:
Deborah:

Arnie
Charles:
Deborah:

72

vicarious thrill I was

in on, somebody flying
away in something they
don't know. You know,
all they got is a free
ticket and promise of big
money. (Tr. 131-32.)

and

What if it's -> O.K., if
it's this type of job,
how come they guarantee
us a thousand to fifteen
hundred dollars?

Well, that's what the
girls are making. They're
making a thousand to
fifteen hundred dollars.
That's what they ask

for. You just go up to
your room.

I don't know how they
work it, to tell you the
truth. I don't know the
details. I mean if I was
a female, I would know
every detail.

Well, how much does a
trick go for up there?

I don't know, but see --
You see, you have to get
with somebody to find
out what they are getting.
That's it.

Right. Well, it's --

But you can't do that
when you're working out
of a parlor or something,
Arnie.

Oh.

Yea, there's a set --
They have a set price.

Charles:

Deborah:

Charles:
Arnie :

Charles:

Deborah:

Charles:

73

Yea, I imagine it's a
hundred. (Tr. 140-41.)

and

I was going to say, if
there's that much women
going up there, how is he
going to know which tw
to pick up?

Yeah, well, I don't even
know.

There's a lot of them
going up there.

Why don't you tell him.
I'll just tell him I'll
work something out. I
don't know, I'll call him
and tell him you're
coming, or something.
I'll just tell him. I
don't know, I'll call him
and tell him you're
coming Friday or Saturday.
Then do you want us to
pick our tickets up at
the airport, or --

Well, we have to do that
this, this way. This
might sound suspicious,
but we do it this way
because there is a legal
hassle. What I will do,
I will buy you the tickets
I'll go to the airport
with you, buy you the
tickets, or give you the
money and you go buy the
tickets. Then I don't
know how that works one
way or the other.

Debbie
Arnie

Charles:
Shelly

Deborah:
Arnie :

Deborah:

Charles:

Charles:

Shelly :
Charles:

Deborah:

74

Legal hassle?

More like you give them
the money to buy their
own tickets?

Right.

O.K.

Oh, so, if --

So, if it ever comes down
to it --

You didn't transport us.
You just bought-a ticket
to Alaska at the airport.
Fine, that's what it
amounts to. (Tr. 145-
46.)

and

Now, I call this guy and
I say, "I'm sending a
couple of girls up," you
know. "Do you need a
couple more girls"? and
he says, "Yea," he's
going to immediately
think that, you know,
he's not going to give
you the benefit of the
doubt. He's going to
say, "Well, there's a
couple more prostitutes
coming up here."

Uh, huh.

When he's dealing with
these people who are, you
know, he's been dealing
with these people.

Well, mention to him that
we work together now,
we're team work. You
know, so that's a new
thing for his place, too.
(Tr. 162-63.)

Debbie:

Charles:

Debbie
Charles:
Debbie
Charles:

Debbie :
Charles:

Debbie
Charles:

Debbie :
Charles:
Debbie

Charles:

Debbie

75

3/ The following is an excerpt from the
tape of the first telephone conversation
of August 12th:

Did you talk to them,
right?

Yes, it's sort of up in
the air. Can you go,
could you leave tomorrow?
Yes.

O.K.

I'd like to leave early.
O.K., well, here's how we
have to do it. We have

to do it this way. There's
a flight leaving at 2:25
and there's one ieaving at
5:25. Now I know it sounds
strange but this is the
way that I was instructed
to do it. This is the way
we're gonna do it. One of
you can go at 2:25 and the
other one of you can go at
5:25. O.K.?

All right.

It sounds strange, doesn't
it?

Yes.

O.K. Well, if you're
afraid of that, I don't
blame you, but that's the
way it's going to happen.
Hum.

You see.

Well, --

I know it sounds flaky,
and I'll explain to you
exactly why it's done this
way, you see. I can ex-
plain it to you.

O.K. Go ahead.

76

Charles: Well, I really don't want ;
to go into detail over the Debbie
phone.

Debbie Yes, true.

Charles: O.K.

Debbie : Could we come over maybe
talk to you?

Charles: I'm leaving, I have to go
show a house at 7:00
o'clock. You want to
come by about 8:00?

Debbie About 8:00 o'clock.

Charles: O.K., you come by about Charles:

> ro -
$300. O.6.2 (Tr. 462-63.) Debbie
4/ The following are excerpts from the
tape of the conversation at Mitchell's
home on August 12th:

Charles: how Old are you?

Debbie Twenty-two.

Charles: And you're? Twenty years
Old? You guys are just
babies.

Shelly Twenty.

Charles: I mean you're just, you
know, you look older than Charles:
yov are, really no offense.

Debbie Well, I've been out on my
own Since I was fifteen.

Charles: Well, then. You know, I'm Debbie
just trying to avoid, you
know, the fucking feds
coming and saying we got
a warrant here for your
arrest, you know, blah,
blah, blah, got to call anes tans

the bondsman, you know.
Go through a bunch of

77

oe e O.K., now, Charles,
be up. I'11 call you at
-- I°1l call you at 5:30
and wake you up, all right?
O.K.? Put the phone by
your bed or wherever you
Sleep. O.K., and that
will be on Alaska Airlines
87, and we'll arrive there
at 5:35. So, don't men-
tion it here, like I said.
O.K., well, if that's the
Way you want to do it.

I just would, you know,
when we first meet them,
I'd like to be cleaned up
and presentable, you know.
I don't want to walk in
like a slob and have them
say, "Wow, send those
girls back." You know,

we got to make it look
good for you, too, Charles.
We don't want you sending
no creeps up there.

I don't do that. Yes, you
know, "I'm sending a girl
up," and she gets off the
plane -- (laughter)

I'm glad we got this
straightened out. So,
5:30 in the morning to
wake you up, ‘cause we
have to be on our way,

you know, to make that
7:20.

GO.8. « »« + U?e. 469-90.)

bullshit. (Tr. 470.)

and

5/ The following are excerpts from the
tape of the second telephone conversation
between Debbie and Mitchell on August
12th:

Charles:
Debbie
Charles:
Debbie :
Charles:
Debbie

Charles:
Debbie

Charles:

Debbie

Charles:

Debbie

Charles:
Debbie

Charles:
Debbie :
Charles:

Debbie

78

Hello.

Charles?

Yes.

This is Debbie.

Hi.

Hi, we made it easier on
you.

How?

We called and I decided
that, we can just take
that 9:45 one? - It'll be
the same thing, but we
won't have to spend so
much time in Seattle that
way.

O.K., then what time?
Yeah, that'll work.

Ce. (ee, 454.)

and

O.K. So what time should
I look for you tomorrow?
Let's see, if it leaves
at 9:45, we'll be there
probably --

8:30.

Does that sound good?
About 2:30?

Fine, that's work.
Alrighty.

O.K., I'll talk to you
then.

Alrighty. (Tr. 495.)

6/ "On the hearing of any appeal or writ

of certiorari in any case, the court will

give judgment after an examination of
the record without regard to errors or
defects which do not affect the substan-

tial rights of

§ 2111 (1959).

the parties." 28 U.S.C.

79

7/ “Any error, defect, irregularity or
variance which does not affect substan-
tial rights shall be disregarded." Fed.
R. Crim. FP. S2tal,

8/ United States v. Brady, 561 P.2d 1319
(9th Cir. 1977), wherein it is said at
1820:

As the Government acknowledges,
the restriction of a defendant's
right to cross-examine a government
witness can be a denial of the
defendant's constitutional right of
confrontation. (Davis v. Alaska,
415 0.8. 308, 94 S&S. Ct... 1105, 39 bs
Ed.2d 347 (1974); Alford v. United
States, 282 U.S. 687, 51 S. Ct. 218,
75 L. Ed. 624 (1931); United States
v. Alvarez-Lopez, 559 F.2d 1155
(9th Cir. 1977).) We need not de-
cide whether the error in this case
was of constitutional dimension,
however, because we are convinced
that the error was prejudicial even
if the confrontation threshold were
not crossed.

and United States v. Ortega, 561 F.2d
803 (9th Cir. 1977), wherein it is said
at 806:

Error in the restriction of a
defendant's cross-examination of a
government witness has constitu-
tionai implications and, therefore,
we must be extremely hesitant in
brushing aside such error as harm-
less. (Citing cases.)

We need not decide whether error
in this case was of constitutional
magnitude reguiring reversal, how-

80

ever, because we are convinced that
the combined errors in permitting
Gilbert to be impeached by his shop-
lifting conviction and in refusing
to permit impeachment of a govern-
ment witness by proof of a prior
felony conviction were prejudicial.

9/ "In the federal jurisdiction the
"incompetency' is stated in terms of
privilege, and the privilege is limited
to that of a spouse charged in a criminal
action to prevent his spouse from testi-
fying against him." 3 Jones on Evidence
700 (6th ed. 1972).

10/ United States v. Mackiewicz, 401 F.2d
219, 225-26 (2d Cir.) cert. denied, 393
U.S. 923 (1968).

11/ Peek v. United States, 321 F.2d 934,
943 (9th Cir. 1963), cert. denied., 376
U.S. 954 (1964); Olender v. United States,
210 F.2d 795, 800 (9th Cir. 1954), cert.
denied, 352 U.S. 982 (1957).

12/ Judge Learned Hand, speaking for the
court, said at 500:

The last point is the judge's re-
fusal to direct the jury not to use
against Pugliese the declarations
of his wife to the policeman. The

fact that the couple was not indicted

for conspiracy, was irrelevant in
determining the competency against
him of any thing she might Say.
American Fur Company v. United

Cir.. 291 F. 958, 970; Gooch v.
United States, 10 Cir., 82 F.2d

81

534, 536, 537. That depended upon
whether what she said was a step in
a venture to which both were parties.
If it was, it was admissible in any
prosecution or in any civil action;
if it was not, it was as incompe-
tent in a prosecution for conspir-
acy as anywhere else, although it
appears impossible to disabuse
prosecutors of the contrary belief.
As we said in Van Riper v. United
States, 13 F.2d 961, 967: “When
men enter into an agreement for an
unlawful end, they become ad hoc
agents for one another, and have
made 'a partnership in crime.'

What one does pursuant to their com-
mon purpose, all do, and, as
declarations may be such acts, they
are competent against all." See
also United States v. Goodman, 2
Cir., 129 F.2d 1009, 1013.

Cf. United States v. Van Drunen,
501 F.2d 1393 (7th Cir.), cert. denied,
419 U.S. 1091 (1974); United States v.
Mackiewitz, 401 F.2d 219 (2d Cir.),
cert. denied, 393 U.S. 923 (1968); United
States v. Doughty, 460 F.2d 1360 (7th
Cir. 1972); United States v. Kahn, 471
F.2d 191 (7th Cir. 1972) (involving the
confidential communication privilege).

13/ Hawkins v. United States, 358 U.S.
74, 79 (1958).

14/ Hawkins v. United States, 358 U.S.
74, 81 (1958).

15/ A substantial part of the conversa-
tion between Bobbi Mitchell and Shelly
and Debbie was a necessary indoctrina-
tion.

82

16/ Hawkins v. United States, 358 U.S.
44, 73 (29398).

17/ Glasser v. United States, 315 U.S.
60, 80 (1942). See also United States
v. Perry, 550 F.2d 524 (9th Cir. 1977).

18/ United States v. Silla, 555 F.2d 703
(9th Cir. 1977); United States v. Heck,
499 F.2d 778 (9th Cir. 1974).

19/ Accord, United States v. Ledee, 549
F.2d 990 (5th Cir. 1977); United States
v. Cosby, 529 F.2d 143, 147-49 (8th Cir.),
cert. denied, 426 U.S. 935 (1976); United
States v. Crawford, 444 F.2d 1404 (10th ©
Cir.), cert. denied, 404 U.S. 855 (1971);
United States v. Gillette, 383 F.2d 843
(2d Cir. 1967).

20/ Count 4 charged only Mitchell.

21/ Had there been a conviction on Counts
2 and 3 and sentences imposed no greater
than and running concurrently with those
given in Count 1, the Court of Appeals,
under the concurrent sentence rule, would
not have been required to review the judg-
ment. Barnes v. United States, 412 U.S.
837 (1973); Benton v. Maryland, 395 U.S.
784 (1969); Hirabayashi v. United States,
320 U.S. 81 (1943); United States v.
Fishbein, 446 F.2d 1201 (9th Cir. 1971);
United States v. Washabaugh, 442 F.2d
1127 (9th Cir. 1971); Lambert, Inc. v.
Starbrand Sales Corp., 422 F.2d 621 (7th
Cir. 1970).

22/ Mitchell's requested instruction was
as follows:

83

It is a defense to a crime that the
Government engaged in overreaching
participation in the commission of
the crimes charged in counts II,

III and VI.

As you will recall, the evidence
regarding the Government's participa-
tion in this case, focused to a
great extent on the activities of
Shelly and Debbie (surnames omitted)
who testified in this case. In
consideration of this defense, you,
as the sole judges of the facts,
must determine what role these
women played in the case based upon
a careful and thorough review of all
the evidence. You must determine
whether the facts as you find them,
amount to an intolerable degree of
overreaching governmental participa-
tion.

If you find that the overreaching
participation by the government
agents or informers in the activities
as you have heard them testified to
here were so fundamentally unfair to
be offensive to the basic standards
of decency, and shocking to the
universal sense of justice, then you
may acquit each defendant to whom
this defense applies. -- Record on
Appeal 129.

Price's requested instruction was similar.

84 / 85

;

JAMES M. CARTER, Circuit Judge, con- Harris, 501 F.2d 1 (9 Cir. 1974); and
curring:

\
United States v. \Alvarez-Lopez, 559 F.2d
I concur in the result reached bre ie:
1155 (9 Cir. 1977), which contain lan-
by the majority in this case and in most :
guage hinting at a per se rule, to be
of the reasoning in support thereof. My F :
cases which in fact did apply the test
Only disagreement concerns the treatment
: described above.
of Charles Mitchell's claim that his 7 lis
My difference of opinion con-
constitutional right to cross-examine : ;
cerns the proper application of the test
was abridged. I understand the majority ‘ aa
to the facts of this case. The majority
to hold that restricted cross- pate : ;
concludes it was error to limit Mitchell's
examination claims are tested by the ; ;
cross-examination but that the error was
followin rocedure: (1) the reviewin
oa - harmless beyond a reasonable doubt. I
court determines whether the constitu-
would hold, as shown below, that although
tional right to effective crdss- le
initially it may have been wrong to limit
examination has been abridged. If so, ; : ;
Mitchell's cross-examination, this mis-
then (2) the court reviews the entire :
take was corrected before trial ended,
record to determine whether the error in ,
resulting in no error on appeal and no
restricting the cross-examination was

occasion to resort to the harmless error
harmless beyond a reasonable doubt. I
standard. In any event, I am in com-
also understand the majority to explain ;
plete agreement that there is no rule
recent cases such as Davis v. Alaska,

that erroneous limitation of cross-
415 U.S. 308 (1974); United States v.

86 87
examination constitutes per se a viola- was effective, tome. whether the

i of a f : ituti : :
seen defendant's constitutional trial court has abused its discre-

right to confro ion. r , :
g . ne ae SESE OOP tion, is whether the jury is other-

exist, it is tested, as the majority wise in possession of sufficient

states he ha standard. , , ,
tes, by t harmless error standa information upon which to make a

Limitation of cross~

discriminating appraisal of the

examination cannot be shown to be error subject matter at issue." (Emphasis

if the material sought to be introduced supplied.) Skinner v. Cardwell,

by cross-examination is otherwise ade~- supra, at 2973.

quately presented to the trier of fact Under thie test effective

eee Se Selah: SOE AT See eee viii meetin ti, i was not denied to

, :
FEROS BLOM LS FELDOOE VY SOreeeree: 729 Charles Mitchell. Judge Smith's opinion

F.2d 1381 (9 Cir. 1978), when a defen- explains in detail how the material

Gant was denied the opportunity to have about which Charles Mitchell sought to

his attorney cross-examine a prosecution j : :
Y ” P cross-examine--Shelly's relationship

witness about information which was rele- with the police--was fully explored be-

vant and material to potential impeach- fore the jury.

ment of another prosecution witness. In ie Shek shat bebe Sedoemntion

Skinner we upheld the district judge and

was brought in by co-defendants’ counsel

held: subsequent to Mitchell's attempt to

" ee ° .
The test, for whether cross introduce it is not determinative.

&
examination about a relevant topic

88

Neither the order of proof at trial nor
the identity of the party presenting it
is so critical that a mistake of

potential constitutional magnitude can-

not be corrected if the trial judge notes

it and takes corrective action. Of
course, in each case we must be sure
that the corrective action taken satis-
fies the standards of the Constitution,
but the central problem is not the
technical concern of who brought the
information before the court or how it
was presented. It is whether the rele-
vant subject matter was fully explored
before the factfinder.

Substantively there is not a
great deal of difference in the position
taken by Judge Smith and the one I would
take. Not mentioned in Judge Smith's
Opinion, but I think inherently enconm-

passed in his holding concerning the

39

harmless error, is the concept that if
the disputed material is permitted to go
before the jury in one way or another
either before or after denial of cross-
examination to a defendant who seeks to
produce that material, the defendant
should not be permitted to complain
about it. A holding to the effect that
there was per se error and that it was
immaterial that the evidence got into
the record at some other time would
wreak havoc in the trial of multi-

defendants in major criminal cases.

CERTIFICATE OF SERVICE

I hereby certify that I served
the foregoing Petition for Writ of
Certiorari to the Court of Appeals for
the Ninth Circuit on the counsel for
Respondent by enclosing a copy thereof
in an envelope, postage prepaid,
addressed to:

James R. Moore

United States Attorney
1021 U. S. Courthouse
Seattle, Washington 98104

and depositing the same in the United
States mails at Portland, Oregon, on
September 18, 1978, and further certify
that all parties required to be served

have been served. <
hr \ \

Dah : )

0) A \ew Sass )

~~" William P. Mitchell

Petitioner Pro Se

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385005_1759%3A1. Public record. Not legal advice.
