# Petition — Chesapeake & Ohio Railway Co. v. LaFontaine

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1978
- **Citation:** 439 U.S. 946

## Text

Supreme Cowt, @,§, -~
FILED

AUG2 8 1978

IN THE

Supreme Court of the United States

OCTOBER TERM, 1978

a

THE CHESAPEAKE AND OHIO RAILWAY COMPANY,
Petitioner,

vs.
ROBERT LaFONTAINE,
Respondent.
_——o —
PETITION FOR WRIT OF CERTIORARI

TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

—_——- oe ——_
ROBERT A. STRAUB JAMES M. BAYSINGER
407 One Northland Plaza JONATHAN S. TAUB
20755 Greenfield Road 400 Renaissance Center
Southfield, Michigan 48037 Suite 1900
Phone: (313) 552-5000 Detroit, Michigan 48243

Phone: (313) 259-1144

Counsel for Petitioner

Of Counsel:

CROSS, WROCK, MILLER & VIESON
400 Renaissance Center

Suite 1900

Detroit, Michigan 48243

Phone: (313) 259-1144

Interstate Brief & Record Co., Wurlitzer Bldg., 1509 Broadway, Detroit, MI 48226
962-8745 962-8746

TABLE OF CONTENTS

Page
OO ii
SN RS ee 2
EE ee 2
ee bonds ec cccece 2
Statutory and Regulatory Provisions Involved...... 3
ee 6
fee 9
EE Oe 9

B. The order of the Court of Appeals for the

Sixth Circuit in tandem with its opinion in

Cole v Erie Lackawanna Ry Co, 541 F2d 528,

misconceives the nature and purpose of

Railway Labor Act amendment creating the
public law board mechanism .............. 14

C. The order of the Sixth Circuit below, in

tandem with Cole v Erie Lackawanna Ry

Co, supra, misapplies this Court’s opinion

in Burley v Elgin, E. J. & E. R Co, (I), supra,

and is therefore in conflict with a decision
On Ge ween Gere... 1.22252. 21

Ee 32

ii
Page
Appendix:

Order of the Court of Appeals Denying
Rehearing En Banc (June 1, 1978)............. Al

Order of the Court of Appeals Affirming
judgment of the District Court (April 18, 1978) A2

Order of the District Court Remanding Case to
Public Law Board (April 30, 1976) ............ A3

Order of the District Court Granting in Part and
Conditionally Denying in Part Motion for
Summary Judgment and Granting Plaintiff
Right to Amend Complaint (February 13, 1975) A4

Memorandum Opinion of the District Court
(Fawraaty 8S, Terabe < vcs stensasdeasysnn ny tas A5

TABLE OF AUTHORITIES

Cases:
Cole v Erie Lackawanna Ry Co, 541 F2d 528 (6th
Cir, 1976), cert den, 433 US 914 (1977) .. passim
Conley v Gibson, 353 US 41 (1957).............. 25
Elgin, J] & E R Co v Burley (Burley 1), 325 US 711
CROC) 0 bk pve ia aoe RE Cee eee passim
Elgin, J & E Ry Co v Burley (Burley I), 327 US
GBl (TPG. 64084054 teas ee aes passim

Glover v St. Louis & S. F. R., 393 US 324 (1969).. 25

Kotakis v Elgin, J & E Ry Co, 520 F2d 570 (7th
Cir), cert den, 423 US 1016 (1975) ............ 29

iii
Page
Pyzynski v New York Central R Co, 421 F2d 854

EM NE iis pss avs ee peeks ee ebesy 19
Steele v Louisville & N R Co, 322 US 192 (1944).. 25
Walker v Southern Ry Co, 385 US 196 (1966)..... 10

Statutes:
Public Law 89.456.80 Stat §208 (1966) ........... 9
Po a en ee 4,26
er Sr Oe BU, IN oo is aes fee ewidd. 4,5,26
Se Wes A OED neni s chin vencesses 3,4,25,29
2 te 8 30), First () . «2.6.05... 3,14,15,17,24,30,32
SS Ue © 50; Fisst () and (a) ...... 2 6c ecccccees 6
er ee I I ako vk cb hole oa 'veae abn ees 6
Regulations:
pe |. Ee 6,10
RISE a a i 5,10.

Other Authorities:

pe Oe | ee ere 27
Forty-Second Annual Report of The National
co Ee ere 13,20,31

Forty-First Annual Report of The National
I dirs i a Sein cps tp nce se renee sys 13

Fortieth Annual Report of The National
cy in vg heb cane oo ven bas 13

Thirty-Eighth Annual Report of The National
ag icy ehicvip cabo eaakecae. 13

IN THE

Supreme Court of the United States

OCTOBER TERM, 1978

oo

THE CHESAPEAKE AND OHIO RAILWAY COMPANY,
Petitioner,

vs.

ROBERT LaFONTAINE,
Respondent.

——_e———_-

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

Petitioner, The Chesapeake and Ohio Railway
Company, prays that a writ of certiorari issue to the
United States Court of Appeals for the Sixth Circuit to
review the order entered April 18, 1978 in Case No.
76-2491, entitled Robert LaFontaine, Plaintiff-Appellee v
The Chesapeake and Ohio Railway Company, Defendant-
Appellant, and the order of that court denying
Petitioner’s Petition for Rehearing.

OPINIONS BELOW

The order of the Court of Appeals is unreported, and
is printed in the attached Appendix at p. Al.

The first opinion of the district court, conditionally
granting petitioner's motion for summary judgment is
unreported, and is printed in the Appendix at p. AS5.
The subsequent order of the district court, which gives
rise to this petition, was not accompanied by an
opinion; said order is printed in the Appendix at p. A3.

STATEMENT OF JURISDICTION

The order of the Court of Appeais was entered on
April 18, 1978. On June 1, 1978 the order of the Court of
Appeals denying petitioner’s petition for rehearing and
suggestion for rehearing en banc was entered. That
order is printed in the Appendix, p. A2. This petition
is, therefore, timely.

This Court’s jurisdiction is invoked under 28 USC
§ 1254(1) and Rule 19 of the Rules of this court.

QUESTION PRESENTED

Where a railroad and union, pursuant to the Railway
Labor Act, agree to establish a special adjustment board
to which an employee's claim for wrongful discharge is
submitted by his union on his behalf and with his full

3

knowledge and authorization, is, as United States Court
of Appeals for the Sixth Circuit ruled, the award of that
board upholding the discharge, subject to attack as
violative of due process of law solely because the board
did not give the employee actual notice of the board’s
hearing or is the board entitled to rely on the union’s
continuing and unrevoked authority to represent the

employee as this Court and the Court of Appeals for the
Seventh Circuit has indicated.
ay tee

STATUTORY AND REGULATORY
PROVISIONS INVOLVED

45 USC § 153 First (j):

“Parties may be heard either in person, by
counsel, or by other representatives, as they may
respectively elect, and the several divisions of
the Adjustment Board shall give due notice of all
hearings to the employee or employees and the
Carrier or carriers involved in any disputes
submitted to them.”

45 USC § 153 First (1):

“The disputes between an employee or group
of employees and a carrier or carriers growing
out of grievances or out of the interpretation or
application of agreements concerning rates of
pay, rules, or working conditions, including
cases pending and unadjusted on June 21, 1934,
shall be handled in the usual manner up to and
including the chief operating officer of the

4

carrier designated to handle such disputes; but,
failing to reach an adjustment in this manner,
the disputes may be referred by petition of the
parties or by either party to the appropriate
division of the Adjustment Board with a full
statement of the facts and all supporting data
bearing upon the disputes.

45 USC § 152, Third:

“Representatives, for the purposes of this
chapter, shall be designated by the respective
parties without interference, influence, or
coercion by either party over the designation of
representatives by the other; and neither party
shall in any way interfere with, influence, or
coerce the other in its choice of representatives.
Representatives of employees for the purposes of
this chapter need not be persons in the employ
of the carrier, and no carrier shall, by
interference, influence, or coercion seek in any
manner to prevent the designation by its
employees as their representatives of those who
or which are not employees of the carrier.”

45 USC § 152, Fourth:

“Employees shall have the right to organize
and bargain collectively through representatives
of their own choosing. The majority of any craft
or class of employees shall have the right to
determine who shall be the representative of the
craft or class for the purposes of this chapter. No
carrier, its officers, or agents shall deny or in any

5

way question the right of its employees to join,
organize, or assist in organizing the labor
organization of their choice, and it shall be
unlawful for any carrier to interfere in any way.
with the organization of its employees, or to
use the funds of the carrier in maintaining
Or assisting or contributing to any labor
organization, labor representative, or other
agency of collective bargaining, or in performing
any work therefor, or to influence or coerce
employees in an effort to induce them to join or
remain or not to join or remain members of any
labor organization, or to deduct from the wages
of employees any dues, fees, assessments, or
other contributions: Provided, That nothing in
this chapter shall be construed to prohibit
a carrier from permitting an employee,
individually, or local representatives of
employees from conferring with management
during working hours without loss of time, or
to prohibit a carrier from furnishing free
transportation to its employees while engaged in
the business of a labor organization.”

29 CFR § 1207.4(b):

“Filing of agreements. The original agreement
creating the PL Board under Public Law 89-456
shall be filed with the National Mediation Board
at the time it is executed by the parties. A copy
of such agreement shall be filed by the parties
with the Administrative Officer of the National
Railroad Adjustment Board, Chicago, Ill.”

29 CFR § 1207.2(c):

‘Docketing of PL Board agreements: The
National Mediation Board will docket
agreements establishing PL Board, which
agreements meet the requirements of coverage as
specified in Pub. L. 89-456. No neutral will be
appointed under § 1207.1(c) until the agreement
establishing the PL Board has been docketed by
the Mediation Board.”

STATEMENT OF THE CASE

This case arises under the Railway Labor Act,
specifically 45 U.S.C. § 153, First (p), and (q), and § 153,
Second.

Respondent (‘plaintiff’), a former employee of
petitioner (‘defendant’), was discharged from his
employment as the result of an altercation on
defendant's premises on April 26, 1971.

Plaintiff's discharge was appealed by his duly
authorized bargaining representative, the United
Transportation Union, in accordance with the
provisions of the collective bargaining agreement
between defendant and plaintiff's representative,
Unied Transportation Union.

Pursuant to the provisions of the Railway Labor Act,
defendant, The Chesapeake and Ohio Railway
Company, and the United Transportation Union
entered into an agreement under the provisions of
45 U.S.C.A. § 153 Second, to submit the matter of
plaintiff's claimed wrongful discharge to Public Law
Board 347 for resclution. Plaintiff authorized his union
(United Transportation Union) to kandle the appeal to
Public Law Board 347, and was aware of the fact that

7

L. J. Wojtaszak, General Chairman, United
Transportation Union, was handling the appeal of
plaintiff's grievance to Public Law Board 347.
Additionally, under the provisions of Article 44 of the
Constitution of the United Transportation Union, said
Union had authority to represent plaintiff in the
handling of his claim of wrongful discharge. Plaintiff
did not at any time claim that he revoked the authority
of the United Transportation Union to handle his claim.
In due course, Public Law Board 347 rendered its
decision, upholding the position of the defendant that
the discharge of plaintiff was justified.

Thereafter plaintiff commenced this action seeking
reinstatement with back-pay, or in the alternative, that
the adverse award of Board 347 be set aside and the
matter be remanded for a new hearing. Defendant
moved for summary judgment. On February 11, 1975,
District Judge James P. Churchill, in a written opinion
(reprinted in the Appendix, infra, p. A5), granted
defendant's motion, but allowed plaintiff time within
which to file an amended complaint, and entered his
order to that effect (reprinted in the Appendix, infra,
p. A4).

Within the time limited, plaintiff filed an amended
petition realleging the claims in his original petition
and adding:

“2. Public Law Board No. 347 violated the
Act USC § 153 by failing to give plaintiff notice
of the hearing conducted by said Board in this
case.

“3. Plaintiff incorporates by reference the
affidavit previously submitted by him in this
action denying receipt of a notice of hearing.”

8

Subsequently, plaintiff moved for summary judgment
and on his amended petition claiming lack of notice to
him of the hearing before Board 347. Following briefing
and argument, Judge Churchill granted plaintiff's
motion without opinion, and entered an order
(reprinted in the Appendix, infra, p. A3) setting aside
the award of Board 347 and remanded the matter for
rehearing on the merits. Defendant thereafter filed a
motion for rehearing, which was denied without
opinion.

Defendant then filed its appeal. with the United States
Court of Appeals for the Sixth Circuit from the adverse
order and the denial of defendant’s motion for
rehearing.

In his affidavit attached to the brief in opposition to
his motion for summary judgment, plaintiff averred:

“7, That at no time did I receive any notice
whatsoever of the hearing, if any was held,
before the Public Law Board. Further at no time
did the Board give me notice of my right to a
hearing.”

In his deposition, plaintiff denied receiving written or
oral notice of the hearing before the Board from anyone.
tiis union representative promised to advise plaintiff
when the Board convened so that he could assist in
presenting his case. Although plaintiff discussed his
case with the representative 10 or 12 times, he never
heard from him until the award had been rendered.
Plaintiff, however, authorized the union to handle the
appeal, asked the union to make the submission, and
knew his case was pending before Board 347.

9

There was no written or transcribed opinion on the
grant by the District. Court of plaintiff's motion
resulting in the remand and the appeal to the United
States Court of Appeals for the Sixth Circuit, but the
foregoing evidence was before the District Court at the
time of its order and it is the only evidence touching on
the issue of notice.

On April 18, 1978, the United States Court of Appeals
for the Sixth Circuit affirmed (reprinted in the
Appendix, infra, p. A2) the judgment of the District
Court, stating that its previous decision in Cole v Erie
Lackawanna Ry Co, 541 F2d 528 (6th Cir, 1976) was
dispositive of the appeal. On June 1, 1978, the Sixth
Circuit denied (reprinted in the Appendix, infra,
p. Al) defendant's petition for rehearing.

Defendant now seeks review of the Court of Appeals’
decision of April 18, 1978 and of its order of June 1,
1978, denying the petition for rehearing.

ARGUMENT
A. Introduction

In 1966, Congress adopted legislation’ passed upon
by the Sixth Circuit in this case creating an entirely
new scheme for the adjudication of ‘‘minor’’? disputes
arising under the Railway Labor Act — disputes which
involve interpretation or application of collective
bargaining agreements in the industry, and employee

' Public Law 89,-456.80 stat § 208 (effective June 30, 1966).
2 Elgin, ] & E R Co v Burley, 325 US 711 (1945).

10

grievances. Prior to that legislation, resolution of minor
disputes was within the sole jurisdiction of the National
Railroad Adjustment Board (NRAB). Dissatisfaction by
Congress with docket congestion of the Adjustment
Board prompted the 1966 legislation which ‘‘drastically
revise[d] the procedures to remedy the defects,” as the
Court itself observed in Walker v Southern Ry Co, 385
US 196 at 198 (1966).

The 1966 legislation, although retaining the
Adjustment Board, added an’ alternative forum for
disposition of minor disputes, called ‘special
adjustment boards.” The statutory jurisdiction of such
boards is the same as that of the older NRAB, but the
similarity ends there for special adjustment boards (or
“public law boards” as they are more commonly
referred to), unlike the NRAB, are not standing bodies
of appointed arbitrators prone to develop a case
backlog, but were designed to be created speedily by
the parties on an ad hoc basis to resolve promptly a
specific dispute or (as here) several disputes, following
which the board automatically dissolves.

In the usual situation, the convening of a public law
board is a rather simple matter. Upon request of either
the union or the railroad to the other, the two are
required by law to enter into a written agreement
within 30 days to establish a public law board. The
agreement must be filed with the National Mediation
Board [29 CFR § 1207.4(b)] and is docketed if agreement
meets “the requirements of coverage as specified in
Pub. L. 89-456’ [29 CFR § 1207.2(c)]. The board is
composed of a representative of each of the union and
the railroad, and a neutral member selected by the
parties (as in this case) or appointed by the National
Mediation Board at the request of either party. Statutory
provision is made for resolution of any disagreements

11

concerning convening of the public law board by the
National Mediation Board.

Unlike the statutory procedure governing the older
NRAB under which an employee (as well as a railroad
or union) may on his own invoke its jurisdiction, the
amendatory legislation of 1966 allows only the union or
the railroad, and not an employee to convene a public
law board. This departure from the older procedure was
not a matter of congressional inadvertence. Congress

wished the process to be speedy and thus excluded
direct employee claims:

“When either party requests a special
adjustment board, the committee contemplates
that a number of disputes will be referred to that
board. The committee believes it would only
result in a proliferation of special boards to
request a special board for each claim presented
by an employee. ;

“Carrier witnesses testified that many of the
claims presented by employees and disputes
referred to the Board are frivolous or at least
without merit. Although the committee is not
prejudging any claims, it believes that claims
should be carefully screened by the party
submitting it. The committee believes that the
merits of every claim should be carefully
considered by both the carrier and employee
representative in an attempt to resolve the
dispute before submission to the Board.’

3 S. Rep. 1201, 89th Cong., 2nd Sess. (1966) Code Cong. &
Admin. News, p. 2286.

12

Certainly an employee whose grievance has been
submitted to a public law board has rights concerning
his claim. But just what those rights may be and just
who has the duty to protect his interests has not been
decided by this Court. However, the Court of Appeals
for the Sixth Circuit has begun to define those rights
and to assign those duties in this and one other case,
Cole v Erie-Lackawanna Ry Co, 541 F2d 528 (1976), which
the Court declined to review [433 US 914 (1977)]. This
case, involving much different facts than Cole, was
disposed of by the Court of Appeals solely and
summarily on the basis of that decision.

Taken together, the decision below and the Cole
opinion mark the departure of the Sixth Circuit from
the traditional wisdom of opinions of this Court and
the Seventh Circuit, and its embarkation on a journey
through the compulsory arbitration provisions of the
Railway Labor Act, the eventual destination is
unknown.

Public law boards now and for some time have
carried the major share of the burden of resolving union
disputes in the railroad industry as the following table
demonstrates:

13

NRAB CASES P. L. BOARD CASES
YEAR Disposed Of Disposed Of
19764 886 5606
19755 1033 5404
1974° 1322 6439
19737 1387 N/A
19728 1313 3718

Because the public law board mechanism has become
the major vehicle for resolution of minor disputes under
the Railway Labor Act, we respectfully suggest that the
time has come for this Court to consider for the first
time the rights of the employees and whose duty it is to
protect them, and thus whether the approach of the
Sixth Circuit coincides with the intent of Congress. This
petition, seeking review of issues which go precisely to
those areas, presents this Court with an _ ideal
Opportunity.

* Forty-Second Annual Report of the National Mediation Board,
at 56-57.

* Forty First Annual Report of the National Mediation Board,
at 43-45.

® Fortieth Annual Report of the National Mediation Board,
at 43-44, 78.

7 Ibid.

8 Thirty-Eighth Annual Report of the National Mediation Board,
at 45-46, 97.

14

B. The Order of the Court of Appeals for the Sixth
Circuit in tandem with its opinion in Cole v
Erie-Lackawanna Ry Co, 541 F2d 528,
misconceives the nature and purpose of Railway
Labor Act amendment creating the public law
board mechanism.

The order below was entirely based upon the Sixth
Circuit's still recent decision in Cole. Cole ruled that an
employee whose grievance has been submitted to a

public law board is entitled to the benefits 45 USC § 153
First (j). That provision reads:

‘Parties may be heard either in person, by
counsel, or by other representatives as they may
respectively elect, and the several divisions of
the Adjustment Board shall give due notice of all
hearings to the employee or employees and the
carrier or carriers involved in any disputes
submitted to them.”

The Sixth Circuit in Cole, finding no reason not to
apply this portion of the statute governing the National
Railroad Adjustment Board to that part of the statute
providing for public law boards, but purporting to find
support in the legislative history of the public law
board amendment, so ruled. Since the notice provision
of the statute had not been complied with in Cole, nor
in this case, the Sixth Circuit in both instances affirmed
lower court orders upsetting otherwise valid public law
board awards.

Whether the Sixth Circuit correctly ruled that the 1966
public law board legislation ‘incorporated [existing
Section 153 First (j)] by implication” [541 F2d at 533],

15

depends upon whether the court correctly concluded
that public law boards were legislatively intended to be
congruent to the railroad adjustment board. While it is
clear, as the Sixth Circuit concluded, that Congress
intended to “remove the backlog of cases’? which has
been accomplished by the proliferation of public law
boards, it is equally clear that Congress, in addition,
wished to “provide an expeditious means of handling
future cases.’"'° Obviously, wholesale importation of
Section 153 First (j) into public law board procedure
cannot possibly alleviate the NRAB backlog. Instead, as
we will demonstrate, such a construction of the 1966
amendment frustrates achievement of the other
legislative goal of expeditious handling. For if Section
153 First (j) applies then so must the panoply of
employee rights guaranteed by this Court’s decision in
Elgin, ] & E R Co v Burley, 325 US 711 (1945) (I).

In Elgin, J] & E R Co v Burley, supra, this Court
established once and for all a railroad employee's right
individually to participate at all stages in the handling
of his grievance, and ruled that Section 153 First (j)
accorded him the individual rights to notice of and to
take part in NRAB hearings. Critical to this case and
Cole is the fact that Burley (I) arose out of the interplay
of those individual employee rights with the authority
of his union to act for him. This court there concluded
that, except to the extent the employee had authorized
his union to act for him, he was entitled to handle his

° S. Rep. 1201, 89th Cong., 2nd Sess. (1966) Code Cong. &
Admin. News, p. 2286.

- ie.

16

own case in his own way. This was the law in 1966 and
remains so to this day. Thus, if Section 153 First (j) is to
be imported into the public law board proceedings, as
the Sixth Circuit has ruled here and in Cole, then by
definition so is Burley (I) along with its subordination
of union authority to the employee's right to handle his
own case in his own way.

Clearly Congress did not so intend. It specifically
stated that the merits of each claim should be
considered prior to submission to a public law board.
This congressionally contemplated screening process
without question implies that the employee’s union has
the authority not to submit his claim at all. Put another
way, the screening process implies union authority to
deny the employee himself any access to a public law
board since the union, and not its member, may cause
the convening of a board. Put still another way, the
screening process beyond cavil implies that the union
member is entitled to no say in his union’s decision not
to submit his claim to a public law board.

There is yet another implication from the screening
process. Since his union can deny the employee any
access to a board, by the same token, it can decide the
manner in which the claim is submitted to the board;
for should the employee disagree with his union's
approach, the screening process implies that the union
has the authority then to refuse to submit the claim at
all.

Taken together, the consequences of these impli-
cations from the screening process are on their face
inconsistent with, if not repugnant to, the Burley (I)

17

bundle of rights arising from Section 153 First (j). For as
this court observed:

“In the view we take the Act guararitees to the
aggrieved employee more than merely the right
to be heard by the union and the carrier.

++ + *

“His rights, to share in the negotiations, to be
heard before the Board, to have notice, and to
bring the enforcement suit, would become rights
more of shadow than of substance if the union,
by coming to agreement with the carrier, could
foreclose his claim altogether at the threshold of the
statutory procedure. This would be true in any
case where the employee’s ideas of appropriate
settlement might differ from the union’s.” Burley
(I), 325 US at 736. (emphasis added)

But, as we have demonstrated, the union can foreclose
access by the employee to a public law board, and such
being the case, and it being the express intent of
Congress that the public law boards expeditiously
process their cases, it follows that Congress intended to
restrict Burley (I) rights and the impedimenta
consequent upon their exercise to the Adjustment Board
milieu, and not to import them wholesale into the
public law board arena. The two forums, we submit,
are therefore not congruent and the Sixth Circuit, here
and in Cole, erred in implicitly equating them.

This is not to say that the 1966 amendatory legislation
was intended to overrule Burley (1) and by that token
vest the union with czar-like power over its member's

18

claim. To the contrary, Burley (1) clearly forbids a union
from convening a public law board against the express
wishes of its member who may desire to exercise his
Burley (I) rights and thus to take his case to the
Adjustment Board. And, of course, that employee’s
union still cannot compromise his claim without
authority. And it surely follows that Burley (I) accords
the employee the right, even after his case has been
submitted to a public law board, to revoke his union’s
authority and thus to take his claim to the Adjustment
Board. But the 1966 amendatory legislation, given the
expression of congressional intent gleaned from the
legislative history, was meant, first, to exclude
employee participation in the new public law board
process and, therefore, to empower his union to act for
him through to conclusion.

To be sure, the employee is entitled to have his claim
presented to the public law board in proper fashion and
to be represented adequately. Again, however, the 1966
amendatory legislation, given the intent of Congress
that the process be expeditious, meant to impose the
duty to protect those rights on the union, and not the
public law board, Were it not so, the integrity of the
new mechanism is impeached and the intent of
Congress goes unfulfilled. Surely Congress was aware
of the ramifications of Burley (1) when it excluded
employee participation in the public law board process.
Thus, it must have recognized that the union’s
authority over its member’s claims once in the public
law board process would be enhanced, and that abuse
of that authority was possible. However, Congress
intended the process to be expeditious, a goal that

19

cannot be achieved if there is a duty to protect against
abuse of union authority on the part of the public law
board in cases, such as here and in Cole, where there is
nothing to indicate that the union is acting contrary to
the wishes of its employee. A claim cannot be
expeditiously processed if, as in the Adjustment Board
setting, the employee is in each case entitled to be
present when the Board meets, and then and there to
add to, change or disagree with his union’s submission
of facts, interpretation of applicable agreements, and
arguments or else an award unfavorable to the
employee can be upset. We th’~ it clear that Congress,
given the legislative history and the ramifications
flowing from it, concluded that railroad unions could be
trusted not to abuse their authority before a public law
board, and that in isolated instances of abuse, the now
well-developed doctrine of fair union representation is
available to recompense the employee. See Pyzynski v
New York Central RR Co, 421 F2d 854, 862 (2nd Cir,
1970).

The facts of the case below dramatically demonstrate
the error of the Sixth Circuit in its attempt to discern
the intent of Congress. Appellee here desired to be
present when the public law board met.

‘

‘... I asked him to let me know when the
Board would convene so I would have a chance
to defend myself, because I knew that transcript
better than anybody else did and I would be
able to enlighten the board to bring out
contradictory statements, lies, that would
certainly enhance my chances of getting back,
proving my innocence.” (50a)

20

There is no claim, as there was in Cole, that appellee
was given wrong advice by the union, nor was there
any evidence, as there was in Cole, that appellee did
not understand the workings of the Board. There is no
claim that the union failed adequately to present the
case. To the contrary of Cole, appellee here, one can
only gather, thought he could have done a better, more
forceful job than his union, a not uncommon complaint
of a losing party to any manner of case, but certainly
not a complaint of prejudice. LaFontaine, then, extends
Cole and its importation of Burley (1) employee rights
from cases involving prejudice from union misfeasance
at the public law board level to those in which union
mishandling is absent and in which the only prejudice
is in the result. Clearly, this cannot be what Congress
had in mind in 1966 when it established an alternative
mechanism to be utilized by unions for the expeditious
processing of employee claims.

The National Mediation Board, charged with
administration of the 1966 amendatory legislation, has
taken note of Cole and has characterized its reach:

“The sixth circuit’s decision in Cole v Erie
Lackawanna Ry., supra, not only substantially
broadened the meaning of ‘due notice’ under
section 3, first (j) of the act, it also held the
section and all of the rights it contains applicable
to public law board proceedings. Previously,
section 3, first (j) only had been held to apply to
proceedings of the National Railroad Adjustment
Board.” Forty-Second Annual Report, supra, n. 4,
p. 25 (emphasis added).

21

We respectfully submit that the Sixth Circuit has
grossly misread the intent of Congress and that, in so
doing, it has jeopardized the validity of hundreds of
public law board awards, and compromised the public
law board as a mechanism for resolving employee
claims.

Even if our construction of the 1966 amendatory
legislation is in the end mistaken in whole or in part,
we suggest the matter of employee rights in the public
law board process and the question whose duty it is to
protect them should at last be decided by this Court
because it is too important to the proper functioning of
the Railway Labor Act to be left standing as it is now.

C. The order of the Sixth Circuit below, in tandem
with Cole v Erie-Lackawanna Ry Co, supra,
misapplies this Court’s opinion in Burley v
Elgin, E. J. & E. R. Co, (I), supra and is
therefore in conflict with a decision of the
Seventh Circuit.

In the preceding section of this petition, we
demonstrated the error of the Sixth Circuit here, and in
Cole, in importing wholesale into the public law board
mechanism the employee rights enunciated by this
Court in Burley (I). This section of our petition,
however, proceeds on the assumption, arguendo, that
Our position there is wrong and that, thus, Burley (1)
does apply in the public law board process to the same
extent it applies to the National Railroad Adjustment
Board mechanism. Even so, the Sixth Circuit here and
in Cole misinterpreted Burley (I) and thus its order here
is in conflict with a decision of the Seventh Circuit.

22

After release of its opinion in Burley (1), this Court,
upon rehearing, considered the nature of the notice
which Burley (I) required to be given an employee to
permit him to protect his rights in connection with
disposition of his grievance and, in addition, took up
the question of the extent to which his union might be
authorized to act for him in that regard, Elgin, ] & E R
Co v Burley, 327 US 661 (1946) (Il). There this Court
recognized that, in the Adjustment Board setting, the
union’s authority to act on behalf of the employee is
entitled to ‘‘presumptive weight,’ 327 US at 664, and
indicated that such authority could be conferred by the
constitution of the union organization of which the
employee was a member, 327 US at 665, n. 2. Having
ruled on the presumption in favor of the union’s
authority, this Court cautioned that:

‘

‘... [W]e did not rule, and there is no basis
for assuming we did, that an employee can stand
by with knowledge or notice of what is going on
with reference to his claim, either between the
carrier and the union on the property, or before
the Board on their submission, allow matters to
be thrashed out to a conclusion by one method
or the other, and then come in for the first time
to assert his individual rights.” 327 US at 666,
667 (emphasis supplied).

This Court, however, declined to define what was
meant by ‘‘due notice’”’:

“But we did not undertake to define what was
meant by ‘due notice,’ nor do we now. ‘Due
notice’ conceivably could be given or had in a
variety of forms, more especially when account
is taken of the generally informal procedure of
the Board. It would require at the least, we

23

think, knowledge on the aggrieved ciuployee’s
part of the pendency of the proceedings or
knowledge of such facts as would be sufficient to
put him on notice of their pendency.”’ 327 US at
666, n. 9.

Both in the case below and in Cole, the Sixth Circuit
construed Burley II ‘due notice’ to mean:

‘Actual notice for this purpose is notice of the
hearing for a sufficient period prior thereto to
permit the employee to consult with union
officials and relay such information as he
possesses which might allow the union to more
effectively present his claim.”” Appendix, p. A2;
541 F2d at 534.

Such a statement of “due notice,” cast as it is in terms
of when the notice must be given or had, is perplexing,
if not incongruous, in the factual context here and in
Cole because, although no formal notice was given in
either case, each employee in fact knew early on that
his claim was before a public law board. Therefore the
message apparently intended to be conveyed by the
quoted sentence is that public law boards must furnish
each employee notice not only of ‘pendency of the
proceedings,’”’ but even beyond that, some instruction
in the workings of the public law board and of his right
to revoke the authority of his union thus permitting
him to handle his own case in his own way.!!

1! See the Cole court’s reference that Cole “did not understand
the workings of Board’ [541 F2d at 535) and that Cole “was
foreclosed from making the very decision [to represent himself or to
be represented by counsel! or by union representatives] which § 9
First (j) empowers him to make; thus, his failure to act affirmatively
cannot be held to have been a waiver of his right.’’ 541 F2d at 535,
536.

24

We respectfully submit that neither Burley case
supports such a construction of the ‘due notice’
provided for in Section 153 First (j), and, indeed, such a
construction is contrary to Burley (1) and (II). For what
the Sixth Circuit lost sight of is that Burley (I) and (II),
although defining employee rights, involved the larger
— much larger — question, namely to what extent and
under what circumstances are such employee's rights
waived or lost when his union undertakes to represent
him and during such representation. Burley (II) made it
clear that if the union had authority at the outset to
handle the employee’s grievance then, without regard
to lack of notice from the Adjustment Board, the
employee must take action to revoke such authority or
be bound by the end result. Of this there can be no
doubt, for in remanding for further proceedings, this
Court in Burley (1) stated:

“Since upon the total situation we cannot say
as a matter of law that respondents had
authorized the Brotherhood to act for them in
Docket No. 7324, whether in submitting the
cause or in representing them before the Board;
since it is conceded also that they were not given
notice of the proceedings otherwise than as the
union had knowledge of them; and since further
they have denied that they had knowledge of the
proceedings and of the award until after it was
entered, the question whether the award was
effective in any manner to affect their rights
must be determined in the further proceedings
which are required. The crucial issue in this
respect, of course, will be initially whether
respondents had authorized the Brotherhood in any
legally sufficient manner to represent them,
individually, in the Board's proceedings in Docket
No. 7324."’ 325 US at 748 (emphasis supplied).

25

Neither Burley case required or compelled the
Adjustment Board to notify the employee of anything
other than that his claim had been submitted, nor did it
cast the Adjustment Board in the role of the protector
of the employee's right to represent himself or to be
represented by counsel rather than by his union, as the
Sixth Circuit has done here and in Cole.

The view of the Sixth Circuit necessarily proceeds
from its erroneous and unjust assumption that the
union may not or cannot or should not be trusted to
deal fairly with its members, and that the Adjustment
Board therefore ought in each case to undertake in
effect to see that it does so. Surely, no support for such
an assumption can be found in either Burley case; to the
contrary, the presumption in favor of union authority to
represent its member presupposes that the union will
act responsibly.

Furthermore, the Adjustment Board has never been
held to have any authority to act on employee claims of
union misbehavior because Section 153 First (i) limits
the Adjustment Board’s jurisdiction to disputes between
railroads and employees and because the union
members on the Adjustment Board would be
presumably hostile in a union-member dispute.'? If
the Adjustment Board lacks authority to intrude into
the union-member relationship to redress a
member's grievance, then by parity of reasoning it
would be unseemly to compel it to intrude into the very
same relationship for the purpose of advising the
employee of his right to revoke the union’s authority to

12 See, e.g., Steele v Louisville & N R, 323 US 192 (1944); Conley v
Gibson, 353 US 41 (1957); Glover v St. Louis & S.F. R, 393 US 324
(1969).

26

represent him or otherwise to undertake to advise him
of the rights his union is duty-bound to protect.’

Imposition on the public law board of a duty to
notify (or perhaps “warn” is a more accurate word),
implies as well a duty to make certain that the
notification is effective. Discharge of that correlative
duty could be achieved only if the public law board, as
well as ruling on the merits, were also required to
conduct an inquiry into the reason for an employee's
failure to participate in his case wherever and whenever
only his union was heard from. Since it can be safely
assumed that the union will not impeach before the
Board its authority to act for its member nor that the
railroad will idly stand by if possessed of knowledge
that the union lacks authority, something more than
employee silence or representations from his union, is
required — perhaps something in writing from, or
perhaps face-to-face board communication with the
employee himself — followed by a finding by the Board
that the union has or has not full authority to act.
Whatever form independent'* board inquiry may take,

13 Since a railroad is required to have representation on either an
Adjustment Board or a Public Law Board, a railroad, which is in an
adversary position to the employee, would perforce be compelled to
insert itself into the employee’s relationship with his union, an
intrusion which, in any other context, is illegal. See 49 USC § 152,
Third and Fourth.

14 Because the vote of any two members of a public law board
governs, it is entirely possible that the railroad and union board
member could make a valid and non-reviewable finding of authority
over the dissent of the neutral member. This anomalous result is yet
another reason why such matters were not intended to be entrusted
to any Board, and further indication of the extent of the Sixth
Circuit’s error in implicitly so holding.

la

27

the consequent fact-finding of union authority vel non
launches the board improperly into resolution of
union-member disputes, for an adjudication that no
authority dispute exists [i.e., the employee agrees that
the union has authority to act] is as much an exercise of
Board jurisdiction as the contrary finding that a dispute
exists and the resolving of it [i.e., the union, despite its
claim to the contrary, lacks authority to act].!5 And that,
as we understand the holdings of this Court, is
impermissible.

We suppose it once might have been said that Cole is
factually unique so that only where the employee’s
union imparts advice that effectively deprives him of
his rights before an Adjustment Board or public law
board, can an otherwise valid award be set aside.'® The
case below, however, now makes it clear that the Sixth
Circuit intends Cole to have broad applicability.

In LaFontaine, the employee wished to be present at
the meeting of the public law board so that he could
assist the union in presenting his case. Although the
union apparently promised to advise him about the
meeting, it did not do so and, of course, no formal

'S Compare the juristic similarity to the jurisdiction of a court to
determine that it lacks in personam jurisdiction: such a decision
is binding on the parties and is, of course, a ‘‘decision,”
notwithstanding that the court, by its own ruling, concluded that it
lacked jurisdiction in the first instance. 20 Am Jur 2d, Courts, § 92.

16 Perhaps the narrow factual context was one reason why this
Court denied certiorari in Cole 433 U.S. 914 (1977) notwithstanding
that the Solicitor General urged that the writ be granted and that the
Sixth Circuit be reversed.

28

notice was given by the Board. LaFontaine, however,
was aware that his case was before the Board and that
his union was processing it on his behalf. By virtue of
his union’s constitution, the United Transportation
Union was granted not only complete authority to act in
its member's behalf to submit claims and grievances to
any tribunal unless the member serves the union with
reasonable written notice to the contrary, but also
authority

“. . . to receive notice of hearings, or to waive
hearing, and to appear for, represent, and act for
its members before any person, board, or other
tribunal in connection with consideration and
determination of claims, complaints, or
grievances.’’ (54a)

The public law board specifically found that ‘due notice
of hearing’’ was given the union, ( 8a). There is not a
scintilla of evidence that LaFontaine was misadvised of
his Burley (I) rights. There is no claim that LaFontaine’s
case was not properly handled by his union before the
Public Law Board nor is there any claim that LaFontaine
had any evidence known only to him that was not
communicated to his union or by his union to the
board. There is no evidence that LaFontaine did not
wish his union to continue to represent him or that he
told either the Board or the railroad of his desire to be
present, and there is no evidence that he did not
understand the workings of the Board. Yet on these
facts, the Sixth Circuit ruled:

4

‘... In Cole v Erie Lackawanna Railway Co.,
541 F.2d 528 (1976), cert. denied, 433 U.S. 914
(1977), this court held that actual notice of a

29

hearing is required ‘for a sufficient period prior
thereto to permit the employee to consult with
union Officials and relay such information as he
possesses which might allow the union to more
effectively present his claim.’ We conclude that
the quoted language is dispositive of this
appeal.” Appendix, p. A2.

Thus, although no prejudice arising from the Board's
failure to give formal notice to LaFontaine was or could
be shown, the Sixth Circuit rigidly and summarily
applied Cole. It can no longer be thought that Cole is
limited to its facts and other situations involving
prejudice to the employee. Cole now applies to every
case pending before a public law board. Such a result is
contrary to both Burley cases because it completely
ignores the presumption of unrevoked union authority
to act on its employee’s behalf and permits the
employee to sit idly by until an adverse award is
rendered, coming in then for the first time to assert his
rights.

To the contrary of the Sixth Circuit’s order below is
Kotakis v Elgin, ] & E R, 520 F2d 570 (7th Cir), cert. den.
423 US 1016 (1975), involving the review of an award of
the Adjustment Board. There, Kotakis’ discharge case
was handled by his union from the beginning through
to an unfavorable result before the Adjustment Board.
Kotakis then filed an action in district court seeking
review of the award; following dismissal of his lawsuit
as it related to review of the award, Kotakis appealed to
the Seventh Circuit, urging as one ground, failure of
the Adjustment Board to give him notice pursuant to
Section 153, First (j). The Seventh Circuit observed that
the notice issue, having been neither pleaded nor

30

argued in the district court, was not properly before it,
but nevertheless considered the issue:

“Moreover, the record discloses that plaintiff
knew his grievari¢@e had been submitted to the
Adjustment Board and that he had authorized
the union to represent him there. That satisfies
the notice requirement. Elgin, Joliet & Eastern
Railway Co. v. Burley, 327 U.S. 661, 666-667, 66
S.Ct. 721, 90 L.Ed. 928.” 520 F2d at 576.

Although Kotakis, unlike LaFontaine, did not take the
position that notice was required because he wished to
be present,'? nevertheless the result below and the
holding in Kotakis are in conflict for in neither case is
any prejudice alleged or shown, and in both cases the
employee’s union had unrevoked authority to act in his
behalf, including the authority to receive notice.

The National Mediation Board itself recently took
note of the appearance of a conflict between Cole and
Kotakis:

“The issue of whether, absent official notice
from an adjustment board, a claimant has
received ‘due notice’ as provided in section 3,
first (j) of the act, 45 U.S.C. §3, first (j), was
dealt with by two courts of appeal during the
period covered by this report. The seventh
circuit in the Kotakis case, supra, found sufficient

'7 We note in passing that it is exceedingly doubtful that
LaFontaine had any right to demand to be present so long as his
union's authority to act had not been revoked, for Section 153 First
(j) provides that parties may be “heard either in person, by counsel,
or by other representatives, as they may respectively elect... .”
(emphasis supplied.)

31

notice upon the simple showing that a claimant
had authorized his collective bargaining
representative to represent him before the
Adjustment Board with respect to his grievance
and knew that his grievance had been submitted
to the Board. However, in Cole v_ Erie
Lackawanna Ry., 541 F.2d 528, (6 Cir. 1976), cert.
denied, — U.S. — (1977) the sixth circuit found
such knowledge and authorization insufficient
notice within the meaning of section 3, first (j)
where the claimant had been informed by his
representative that he need not bring witnesses
to the hearing on his claim and that he could not
appear at the hearing.” Forty-Second Annual
Report, supra, p. 24.

We have no doubt that the Mediation Board would at
the very least be of the same opinion as to the ruling
and result below.

For these reasons, we submit that the ruling below,
in tandem with Cole, misconstrues and is contrary to
Burley (1) and (II) and thus is in conflict with Kotakis.
However, even if we are mistaken in whole or in part,
the matter is far more significant than merely whether a
public law board ought to take the time to mail
something to an employee or be denied the power to
enter a binding award, because inextricably drawn into
question is the extent to which a union currently has
authority to act, and the correlative question how far
beyond the mere giving of notice a public law board is
obliged to go in protecting an employee’s Burley rights.
The ruling below, extending Cole to all public law board
cases at the very least raises these questions and
disposes of them without any consideration of them or

32

of the implicit effects of the ruling on them. The matter
of the interplay of union authority before a public law
board with protection of employee rights, goes to the

very essence of the integrity of the public law board.

process. Whether or not our position is correct in the
end is immaterial. For these matters are far too
important to the administration of the Railway Labor
Act to be left standing as they are now.

D. Conclusion

The clear import of the ruling of the Sixth Circuit
below is to extend the holding in Cole to any and every
case submitted to a public law board so that, if notice is
not given by the Board to the employee, the otherwise
valid award may be set aside upon his motion, for that
reason, and that reason alone without regard to
prejudice. In part B of our argument, we have
marshalled the reasons why Congress did not intend
that the provisions of Section 153 First (j) apply to
public law boards, and in part C we demonstrated that,
even if that section were applicable to public law
boards, notice of hearing to the union was satisfactory
in the absence of some reason for the Board to believe
that the union had something less than full authority to
act on behalf of its member.

=

33

At the time this Court was considering whether to
hear Cole, a case involving prejudice resulting to an
employee who had not received notice of hearing, this
case in which no prejudice for lack of notice was alleged
or proved, was pending before the Sixth Cirtuit. After
this Court declined to review Cole, the Sixth Circuit,
relying strictly upon its decision there and this Court's
denial of certiorari, summarily affirmed the lower court,
and in so doing, extended Cole from cases involving
prejudice from lack of notice to all cases. We submit
that whatever may have then been this Court’s reasons
for declining to hear Cole, the ruling below requires a
fresh review by this Court now in a setting much more
appropriate for consideration of the important question
of the interplay of employee rights under Burley (1) and
their protection with union authority to act on behalf of
its members in the context of the new public law board
mechanism. '8

'8 We have not mentioned the burden, let alone unfairness to an

employer like the railroad here, innocent of knowledge of some
violation by the union of an employee’s Burley (I) rights, in the

public law board arena, of the result reached below, because we
think it goes without saying.

34

For the reasons stated in the Petition, a writ of
certiorari should be granted.

Respectfully submitted,

ROBERT A. STRAUB

407 One Northland Plaza
20755 Greenfield Road
Southfield, Michigan 48037
Phone: (313) 552-5000

JAMES M. BAYSINGER
JONATHAN S. TAUB
400 Renaissance Center
Suite 1900

Detroit, Michigan 48243
Phone: (313) 259-1144

Counsel for Petitioner

OF COUNSEL:

CROSS, WROCK, MILLER & VIESON
400 Renaissance Center

Suite 1900

Detroit, Michigan 48243

Phone: (313) 259-1144

Dated: August 24, 1978

Al

APPENDIX

ORDER

(United States Court of Appeals
For the Sixth Circuit)

(Filed June 1, 1978)

(Robert LaFontaine, Plaintiff-Appellee, v The
Chesapeake and Ohio Railway Company, Defendant-
Appellant. No. 76-2491)

BEFORE: LIVELY and MERRITT, Circuit Judges; and
RUBIN,” District Judge.

No judge in regular active service on the court heving
requested consideration en banc, the petition for
rehearing filed herein by the defendant-appellant has
been referred to the panel which heard the appeal.

Upon careful consideration of the petition for
rehearing the court concludes that the arguments
contained therein were fully considered upon the
original submission and decision of the appeal.

The petition for rehearing is denied.

ENTERED BY ORDER OF THE COURT

/s/ John P. Hehman
Clerk

*The Honorable Car B. Rubin, Judge, U. S. District Court for the
Southern District of Ohio, sitting by designation.

A2

ORDER

(United States Court of Appeals
For the Sixth Circuit)

(Filed April 18, 1978)

(Robert -LaFontaine, Plaintiff-Appellee, v Chesapeake
and Ohio Railroad Company, Defendant-Appellant.
No. 76-2491)

BEFORE: LIVELY and MERRITT, Circuit Judges; and
RUBIN, District Judge.*

The sole issue in this case is whether an employee on
whose behalf a union had submitted a claim of
wrongful discharge to a Public Law Board created
pursuant to the Railway Labor Act was entitled to actual
notice of the hearing before the Public Law Board. In
Cole v. Erie Lackawana Railway Co., 541 F.2d 528 (1976),
cert. denied, 433 U.S. 914 (1977), this court held that
actual notice of a hearing is required ‘‘for a sufficient
period prior thereto to permit the employee to consult
with union officials and relay such information as he
possesses which might allow the union to more
effectively present his claim.” We conclude that the
quoted language is dispositive of this appeal.

The judgment of the district court is affirmed.
ENTERED BY ORDER OF THE COURT

/s) John P. Hehman
Clerk

*The Honorable Carl B. Rubin, Judge, United States District Court
for the Southern District of Ohio, sitting by designation.

A3

ORDER REMANDING CASE TO
PUBLIC LAW BOARD

(United States District Court
Eastern District of Michigan
Southern Division)

(Filed April 30, 1976)

(Robert LaFontaine, Plaintiff, v The Chesapeake and
Ohio Railway Company, Defendant. No. 74-71397)

At a session of said Court held in the U.S. District
Court, Detroit, Michigan on April 19, 1976

PRESENT: HONORABLE James P. Churchill
U. S. District Judge

This matter having come on to be heard upon motion
of the Plaintiff and the Court being fully informed in
the premises;

IT IS HEREBY ORDERED that the decision of the
Public Law Board 347 upholding Plaintiff’s discharge be
set aside and that this matter be remanded to said
Public Law Board for rehearing on the merits.

Honorable /s/ Fred W. Kaess
U. S. District Judge

For Judge James P. Churchill

~_—e

A4

ORDER GRANTING IN PART AND
CONDITIONALLY DENYING IN PART
MOTION FOR SUMMARY JUDGMENT

AND GRANTING PLAINTIFF
RIGHT TO AMEND COMPLAINT

(United States District Court
Eastern District of Michigan
Southern Division)

(Filed February 13, 1975)

(Robert LaFontaine, Plaintiff, v The Chesapeake and
Ohio Railway Company, Defendant. No. 74-71397)

At a session of said court held in the Federal Building
and U.S. Courthouse, Detroit, Michigan, on Feb. 11,
1975

Present! HONORABLE JAMES P. CHURCHILL
United States District Judge

IT IS HEREBY ORDERED that the defendant’s motion
for summary judgment filed in the above-entitled
matter be and hereby is granted in part and
conditionally denied in part, and that the plaintiff be
and hereby is granted leave to file an amended
complaint as set forth in the Court’s Memorandum
Opinion; for the reasons set forth in a Memorandum
Opinion of the Court entered on this date.

/s/ James P. Churchill
United States District Judge

A5

MEMORANDUM OPINION

(United States District Court
Eastern District of Michigan
Southern Division)

(Filed February 13, 1975)

(Robert LaFontaine, Plaintiff, v The Chesapeake and
Ohio Railway Company, Defendant. No. 74-71397)

This is an action for review of an award made by a
special grievance board following the firing of a railroad
employee for assaulting another employee. The petition
alleges that plaintiff was employed as a yardman in
Detroit by defendant raiiroad. On April 26, 1971, he
was involved in an altercation with a fellow employee,
J. H. Flatt. Pursuant to railroad procedure, a hearing
was held before the trainmaster shortly thereafter;
plaintiff was found to be at fault and was discharged
from service. A claim for back pay and reinstatement
was taken before the Public Law Board #347 pursuant
to procedure agreed to by defendant and plaintiff's
collective bargaining representative, the United
Transportation Union. The claim was denied on January
19, 1973.

Plaintiff prays that he be ordered reinstated with back
pay, or in the alternative, that the Board’s decision be
vacated and the matter be remanded for a new hearing.
The asserted basis for such relief is that the original
hearing was procedurally unfair because the same

A6é

union representative served both plaintiff and J. H.
Flatt at the trainmaster’s hearing; that the Public Law
Board hearing was unfair in that the transcript of the
earlier hearing should not have been relied upon by the
Public Board because the trainmaster’s hearing had
been conducted in total disregard of the rules of
evidence; and in that the plaintiff here did not receive
proper notice of the hearing. This last claim was raised
only in plaintiff's brief; it does not appear in his
complaint.

The defendant railroad has moved for summary
judgment alleging lack of jurisdiction over the subject
matter as well as failure to state a cause of action. These
are both defenses which can be raised by motion to
dismiss under [2] Rule 12(b), F.R.C.P. The Court will
construe this motion for summary judgment as a
motion to dismiss under Rule 12(b)(1) and 12(b)(6).

Defendant claims that jurisdiction to review awards
of Special Adjustment Boards does not lie in the district
courts. In Andrews v. Louisville & Nashville R. Co., 406
U.S. 320 (1972), it was held that:

“A party who has litigated an issue before the
Adjustment Board on the merits may not
relitigate that issue in an independent judicial
proceeding. Union Pacific R. Co. v. Price, 360
U.S. 601 (1959).”” 406 U.S. at 325.

To some extent that principal [sic] is modified by the
terms of the statute under which Special Boards are
created. 45 U.S.C. Section 153 provides for juris-
diction in the district court to enforce awards of such
boards. The terms of awards may be set aside under the
statute only if a party alleges that the order exceeds the

= eel

A7

scope of the Board’s jurisdiction, that the Board failed
to comply with statutory requirements, or for fraud or
corruption by a member of the Board.

This suit is not for enforcement of an order; nor does
it allege any of the three grounds which would put it
properly before a district court if enforcement were the
issue. Rather, the suit is to set aside an order because
of procedural irregularities at both the trainmaster’s
hearing and the hearing before the Special Board. The
statute does not authorize review for those purposes.
There is, however, case law authority for review of
Special Board decisions where they are tainted by due
process violations. The Seventh Circuit has held:

“The sound conclusion to be drawn from the
statute (the Railway Labor Act) and the various
decisions, seems to be that, in the absence of any
question as to the regularity of proceedings before
the board for lack of notice or other defect
preventing due process of law, the district court
has no right to review an order of the board.”
Ellerd v. Southern Pacific R. Co., 241 F.2d 541
(CA7 1957). (Emphasis supplied.)

Thus, the defendant’s position that review is
unavailable is not necessarily valid if the plaintiff has
alleged a denial of due process in the hearing
procedure.

In Edwards v. St. Louis-S.F. RR Co., 361 F.2d 946 (CA7
1966), it was held that only in cases where the alleged
denial of due process occurred before the Public Law
Board would jurisdiction lie with the district court for
review. If the alleged due process violation occurred at
the initial trainmaster’s hearing on the railroad
property, the district court lacks jurisdiction to review

A8

the award. This district has recently adopted the
holding of the Edwards case in an opinion by Judge
Gubow in the case of Richard Wenzel v. Chesapeake &
Ohio Railway Co. et al., Civil Action 74-71578, decided
December 23, 1974.

[3] Therefore, the motion to dismiss will be granted
with respect to all claims raised by the plaintiff except
the issue of the adequacy of the notice to plaintiff of the
Special Board hearing. District courts lack jurisdiction
over the subject matter of those claims which are here
dismissed. This is not to say that the allegations of
unfairness at the trainmaster’s hearing would be
foreclosed should this Court remand for a rehearing by
the Special Board on the grounds of lack of due notice.
Under the terms of paragraph 8 of the agreement
between the railroad and the union establishing the
Special Board, each party to a claim before such Board
may present evidence and statements of fact at the
hearing before the Board. The issue of fairness of
representation and the use of the trainmaster’s hearing
transcript can properly be raised at such a hearing.

Heretofore, that claim of lack of notice has only been
raised in plaintiff's brief. The Court hereby grants
plaintiff leave to file an amended complaint to include
such a claim. If the amendment is filed within twenty
(20) days of the date of filing of this order, the order
granting the motion to dismiss as to the notice claim
will be denied. If no such amendment is filed within
such time, the motion to dismiss will be granted.

/s/ James P. Churchill
United States District Judge

Dated: February 11, 1975

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385005_1608%3A1. Public record. Not legal advice.
