# Petition — Rumpf v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1978
- **Citation:** 439 U.S. 893

## Text

= ——— »

Court, 0. $.
JUL 17 tare
| remne BOOA, 2FLES
IN THE sais

Supreme Court of the United States

No.

JOHN RUMPF, JOANNE HANSON,
GLORIA MASTERS and
GARY JAMES GRIFFIN,

Petitioners,

versus
THE UNITED STATES OF AMERICA,
Respondent.

Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Tenth Circuit

CLARENCE D. MOYERS
Attorney for Petitioners
John Rumpf, Gloria Masters
and Gary James Griffin

1011 North Mesa

El Paso, Texas 79902

JERRY D. PATCHEN
Attorney for Petitioner
Joanne Hanson

8303 Southwest Freeway
Suite 909

Houston, Texas 77074

TABLE OF CONTENTS

PAGE
I I pce s aden ends ke chew is bheene

PI Sis Ridac esas seach cue Ciite sc ew oe
Cert Rae e E Ee Cee DEN ME
Constitutional Provisions Involved ............ 23
Gg RSP Sere rere ee ETT
Reasons for Granting the Writ ................ 49
ER AR ne ER Oe TE eee ET a
PE ks Gin bk bv «ba cas 4 54 b< bed dea) eee
Opinion of the U. S. Court of Appeals,

PE i 5 Bh SFR a ceca cin és ce icei ns s) Se

TABLE OF AUTHORITIES

Abney v. United States 1977, 431 U.S. 651 .... 5, 6
Arizona v. Washington .... U.S. .... 46 U.S.L.W. 5
Coolidge v. New Hampshire 1971, 493 U.S. 443... 9
Downum v. United States 1963, 372 U.S. 734 .... 7
Green v. United States 1957, 355 U.S. 184 ....... 5,
Spinelli v. United States 1969, 393 U.S. 410 ..... 9
United States v. Haala 1976, 532 F.2d. 1324...... 8
United States v. Jorn 1971, 400 U.S. 470 ........ 7
Wade v. Hunter 1949 336 U.S. 684 .............. 7

QW), Pra
Ae Wit xh

IN THE
SUPREME COURT OF THE UNITED STATES

NO.

JOHN RUMPF, JOANNE HANSON,
GLORIA MASTERS and
GARY JAMES GRIFFIN,

Petitioners,
versus
THE UNITED STATES OF AMERICA,
Respondent.

Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Tenth Circuit

Petitioners respectfully pray a Writ of Certiorari
issue to review the judgment and opinion of the United
States Court of Appeals for the Tenth Circuit entered
in this proceeding on May 4, 1978.

OPINION BELOW

The opinion of the United States Court of Appeals
for the Tenth Circuit is reported at...... 7 BARES
a copy of which appears in the Appendix hereto.

JURISDICTION

On May 4, 1978, the United States Court of Appeals
for the Tenth Circuit rendered rath. yea
Petitioners’ convictions in the Uni States District
Court for the District of New Mexico. Petitioners filed
a petition for rehearing with suggestion for rehearing
en banc and said petition was denied on June 8, 1978.
This Court’s jurisdiction is invoked under Title 28,
United States Code, Section 1254(1).

QUESTIONS PRESENTED

I,
Whether notice of appeal from a pretrial order
denying a motion to dismiss an indictment on double

jeopardy grounds serves to divest the lower court of
jurisdiction to proceed with a subsequent trial.
Il.

Whether the defendants in this case were deprived
of their valued right to have their trial completed by a
particular tribunal, in violation of their rights under
the Double Jeopardy Clause of the Fifth Amendment,
where a mistrial was declared (without the request or
consent of three of the four defendants) when the pro-
secutor improperly referred, in his opening statement,
to certain inadmissible evidence.

Il.

Whether the arrests, search and seizure of Petitioners
were based upon probable cause and justified by exigent
circumstances so as to preclude the warrant require-
ment of the Fourth Amendment to the United States
Constitution.

CONSTITUTIONAL PROVISION INVOLVED

The following portion of the Fifth Amendment of
the Constitution of the United States:

“ ..nor shall any person be subject for the same
offense to be twice put in jeopardy of life or limb;”

The following portion of the Fourth Amendment of
the Constitution of the United States:

ie a

Mee:

CP aihale has)

ee emen

3

“... the right of the people to be secure in their per-
sons, houses; papers, and effects against unlawful
searches and seizures . . . and no warrants shall issu
but upon probable cause. . .”

STATEMENT OF FACTS

On April 21, 1976, six (6) agents of the Drug En-
forcement Administration entered the premises of a
farm near Moriarty, New Mexico, with guns drawn
and arrested Defendants Rumpf, Hanson, and Masters.
A subsequent (virtually contemporaneous) warrantless
search of the area revealed a quantity of marijuana
(1500 pounds) in a camper-trailer parked just inside
a barn located behind the farmhouse. Several hours
later, Defendant Griffin arrived at the premises and was
also arrested. At the time of the arrest, search, and
seizure, the agents did not have a search warrant or an
arrest warrant. The sum total of the facts and circum-
stances known to the agents at the time of the arrests,
search, and seizure were as follows: (1) Two vehicles
were observed turning off Interstate 40 onto State Road
117 at 4:00 p.m. on April 20, 1976; (2) John Rumpf
was known to be the driver of the Chevrolet van; (3)
John Rumpf once rented a storage locker which, some-
time subsequent to his abandonment thereof, was dis-
covered to contain about an ounce of marijuana; (4)
State Road 117 was believed to be an area frequented
by narcotics smugglers, was called “Smuggler’s Alley”
by people in the area, and was the scene of a marijuana-
loaded airplane crash several months before; (5) at 7:00
a.m. on Aprii 21, 1976, the same:two vehicles were
observed turning onto Interstate 40 from State Road
117, and proceeding toward Albuquerque; and (6) the
camper-trailer towed behind one vehicle appeared to
be “heavily loaded” since it swayed whenever it
changed lanes.

Based upon the foregoing, and nothing more other
than the suspicions and conclusions of the agents’ the

1. The sins Enforcement ree ere wesats pelicved “a
venture was in p r use of the “ le
iavelval the vehicles used, and Whe abt.” (T.R. 45) 1

oY ba) hat ee Re ae dt oak ona Wak) i id all ial Sou te aS
4

arrests were made and the search conducted. All four

Petitioners were charged with on of marijuana

with intent to distribute, in violation of 21 U.S.C. 846.

Petitioners Rumpf, Hanson and Masters were also

char, with on of marijuana with intent to
te, in violation of 21 U.S.C. 841(a) (1).

The first trial commenced on July 12, 1976. The jury
was empanelled and sworn. During the course of the
prosecutor’s opening statement, certain statements were
made which were prejudicial only to Defendant Han-
son. None of the Defendants objected to this statement
at the time it was made, but at the conclusion of the
opening statement, Mr, Patchen iyi praniy Bhs
Defendant Hanson) asked to approach the ch,
whereupon Counselor Patchen requested a mistrial.

None of the other Defendants joined in the motion
for mistrial or for that matter, the objection to the
prosecutor’s remarks. Nevertheless, with uncharacter-
istic abruptness the trial court immediately declared a
mistrial and discharged the jury.

That afternoon each of the Defendants filed Motions
to Dismiss Indictment alleging that reprosecution would
violate their rights under the Double Jeopardy Clause
of the Fifth Amendment. Defendant Hanson’s motion
was predicated on the theory that where a mistrial
declaration results from conduct of a nature more cul-
pable than mere negligent error or even overzealous
mistake, and amounts to cata exp y overreaching,”
the policies of the Double Jeopardy Clause are offended
and reprosecution is precluded. The other three De-
fendants, Rumpf, Masters, and Griffin, based their jeop-
ardy motion on their fundamental right to have their
trial completed by the first jury empanelled, absent a
request for a mistrial or the manifest necessity for
granting one.

A Motion To An Indictment On
Double Jeopardy Grounds Serves To Divest The

PN iB 6 od Se |

Lower Court Of Jurisdiction To Proceed With A
Subsequent Trial.

This Court’s opinion in Abney v. United States
(1977), 431 U.S. 651 confirmed the proposition that'a
pretrial denial of a double ae claim is a final deci-
sion within the meaning of 28 U.S.C. $ 1291 and confers
jurisdiction on the Court of Appeals. Such an order is
immediately appealable prior to further District Court
action; ‘The rights conferred on a criminal accused by
the Double Jeopardy Clause would be significantly un-
dermined if cn review of double jeopardy claims
were postponed until after conviction and sentence.”
id. at 660-661. Thus, the filing of notice of appeal by
Petitioners in the instant case served to divest the Dis-
trict Court of jurisdiction to proceed with the second
trial, and anything which occurred in the trial court
thereafter and prior to the actual appeal of the jeopardy
issue is a nullity.

The majority opinion acknowledges the holding of
Abney, supra.

**.. Because of this focus on the ‘risk’ of conviction,
the guarantee against double jeopardy assures an
individual that, among other things, he will not be
forced, with certain exceptions, to endure the per-
sonal strain, public embarrassment, and expense of
a criminal trial more than once for the same offense.
It thus protects interests wholly unrelated to the
propriety of any subsequent conviction...”
(Opinion P.5)

Citing Green v. United States, 355 U.S. 184 and Arizona
v. Washington, .... U.S. ...., 46 U.S.L.W, 4127

‘“.. Even if the first trial is not completed, a second
rosecution may be grossly unfair. It increases the
financial and emotional burden on the accused, pro-
longs the period in which he is stigmatized by an
unresolved accusation of wrongdoing...” Jd.

The focus of the Court of Appeals’ decision is on the
protection from,a second trial. The majority then con-

cludes that since the second trial has already taken
place, “(T) he pretrial protection from a second trial...”
(Opinion, P.5) cannot be accomplished. In essence,
Abney is not applicable once the guarantees of the Fifth
Amendment Double Jeopardy Clause have been violated
by the District Court’s refusal to permit an interlocutory
appeal. According to this interpretation such guarantees
are not absolute but subject to the discretion of the trial
judge. As pointed out in Judge McKay’s dissenting
opinion in the instant case,
“(S) uch a holding is an open invitation to trial courts
to disregard Abney. Under the majority yar the
trial courts may ignore a notice of appeal from a pre-
trial denial of motion to dismiss on double jeopardy
unds and proceed instead to trial secure in the
Enowledge that the court of appeals will not vacate
the conviction for lack of jurisdiction. This result is
precisely what the Supreme Court intended to elim-
inate...”

The problem with the Appeals Court reasoning is
that it focuses on the hardships an accused endures by
a subsequent prosecution, but allows no remedy to
insure these hardships are avoided in accordance with
the Double Jeopardy Clause guarantees. If this Honor-
able Court were to permit the Terith Cireuit decision to
stand, the fundamental policy of Abney wouid be sub-
verted. A double jeopardy challenge would be review-
able before a subsequent trial only if the trial judge
chose to permit such a challenge. Clearly this was not
this Court’s intent expressed in Abney. The Supreme
Court should grant certiorari and reverse the Appeals
Court, instructing that notice of appeal of a pretrial
denial of a double jeopardy claim divests the lower court
of jurisdiction to proceed, and that any action by the
trial court after said notice of appeal is a nullity.

Il.

Whether The Defendants In This Case Were De-
Of Their Valued Right To Have Their Trial
pleted By A Particular Tribunal, In Violation

7
Of Their ts Under The Double J Clause
Of The -Amendment, Where A Was

Declared (Without The Request Or Consent Of
Three Of Four Defendants) When The Prosecu-

tor Ref In His Statemen
nit oe eo erred, Opening t,

Petitioners Rumpf, Masters, and Griffin had an in-
terest in and a right to have their trial completed by
the particular tribunal which first commenced con-
sideration of their case. United States v. Jorn, 1971, 400
U.S. 470; Wade v. Hunter, 1949, 336 U.S. 684. “The
discretion to discharge the jury before it has reached
a verdict is to be exercised ‘only in very extraordinary
and striking circumstances’...” Downum v. United
States, 1963, 372 U.S. 734, at 736. Jorn requires a mani-
fest necessity for granting a mistrial without the request
of a defendant, as in the herein case. No such request
was made and no manifest necessity existed since no
prejudice resulted to Petitioners Rumpf, Masters, and
Griffin by the prosecutor’s remarks pertaining to Peti-
tioner Hanson. In this situation, the Double Jeopardy
Clause prohibits reprosecution. Jeopardy had attached;
the defendants were deprived of their “valued right to
have their trial completed by a particular tribunal’;
ihere was no “imperious necessity” to declare a mistrial
or other countervailing consideration sufficient to justify
abrogation of the Fifth Amendment right.

Accordingly retrial was barred by the constitution
and the convictions of these defendants must be set
aside.

Ill.

Whether The Arrests, Search And Seizure Of
Petitioners Were Based Upon Probable Cause And
Justified By Exigent Circumstances So As To Pre-
clude The Warrant Requirement Of The Fourth
Amendment To The United States Constitution.

The accepted definition. of probable cause requires
facts and circumstances within a police officer’s knowl-
edge supported by reasonably trustworthy information

sufficient to warrant a man of reasonable caution to
believe that the offense had been or was being com-
mitted.” United States v. Haala, 10 Cir., 1976, 532 F.2d.
1324, 1327. The facts and circumstances known to the
Seciniosh,jptie drown, aipeetiindtol he aebendaws on
i wn, appre e defendants
conducted their initial search leading to the discovery
of the marijuana were as follows:

(1) Two vehicles had been observed turning off [H-
40 onto State Road 117 at 4:00 p.m. on April 20, 1976.

(2) John Rumpf was known to be the driver of the
Chevrolet van.

(3) John Rumpf had once rented a storage locker
which, upon his abandonment thereof had subsequently
been discovered to contain about an ounce of mari-
juana.” State Road 117 was believed to be an area fre-
quented by narcotics smugglers and, in fact, several
months before, a marijuana-loaded airplane had
crashed in the area.

(4) At 7:00 a.m. on August 21, 1976, the two vehicles
had been observed turning onto IH-40 off of State Road
117 and proceeding toward Albuquerque.

(4) The camper-trailer appeared to be “heavily
loaded” since it swayed whenever it changed lanes.

The foregoing is literally the totality of the informa-
tion and knowledge possessed by the agents when the
search was initiated (i.e. when they burst into the
premises, guns drawn, apprehended the subjects and
conducted the search). Admittedly, “probable cause”
does not contemplate anything approaching “guilt
beyond a reasonable doubt” or such evidence of infor-
mation as would lead a prudent man to convict; but,
on the other hand, it is certainly something more than

: is Ci ce, and this circumstance alone,

led the agents to ude that Mr. Rumpf was a “known nar-

cotics omar. (Tr. 108-109). ery this Cor poem

tion “is en to no weight” in ining probable cause.

reer v. United States, 1969, 393 U.S. 410. 414, 89 S.Ct.
588.

9

“mere suspicion.”’ Probable cause does require proba-
bility — i.e. the chances are more likely than not that
the t has engaged in or is engaged in illegal con-
duct. If every individual driving a heavily-loaded vehi-
cle on IH-40 in the vicinity of State Road 117 is “prob-
ably” transporting a load of contraband, the “‘probable
cause” requirement of the Fourth Amendment is mean-
ingless, indeed. The facts in Spinelli v. United States,
1969, 393 U.S. 410; 89 S.Ct. 584, are virtually indistin-
guishable from the instant case on the probable cause
issue and the same holding — no probable cause —
should obtain.

Even if “a prudent man” could somehow conclude
on the basis of the above enumerated skimpy informa-
tion, that the camper-trailer did, in fact, “probably”
contain contraband (i.e. if “probable cause” could some-
how be found to exist) that circumstance, by itself, is
insufficient to satisfy the requirements of the Fourth
Amendment for “no amount of probable cause can jus-
tify a warrantless search or seizure absent ‘exigent cir-
cumstance.’”’ Coolidge v. New Hampshire, 403 U.S. at
468, 91 S.Ct. at 2039.

The suspects had been under surveillance for more
than seventeen hours at the time the search took place,
and there is no possible factual basis for a finding of
requisite “exigency”. There was simply no danger that
the contraband might escape before the facts could be
presented to a detached magistrate.

It is thus readily apparent that at the time the war-
rantless search was conducted the agents lacked both
probable cause and exigent circumstances.

The contraband seized should have been suppressed
by the trial court as the seizure was violative of Peti-
tioners’ rights under the Fourth and Fifth Amendments
to the United States Constitution.

10 | 11

CONCLUSION | CERTIFICATE OF SERVICE
For the foregoing reasons, it is respectfully submitted
the ; ; I, CLARENCE D. MOYERS, do hereby certify that
printer g petition for a writ of certiorari should be | on this 14th day of July 1978 I faivardod fives Gplen

of the foregoing Petition for Writ of Certiorari to the
Solicitor General, Department of Justice, Washington,

Respectfully submitted, D.C, 20530.

CLARENCE D. MOYERS CLARENCE D. MOYERS

Attorney for Petitioners

JOHN RUMPF, GLORIA MASTERS
and GARY JAMES GRIFFIN

1011 North Mesa Street

El Paso, Texas 79902

JERRY D. PATCHEN
Attorney for Petitioner
JOANNE HANSON
8383 Southwest Freeway
Suite 909
Houston, Texas 77074

BY

’ CLARENCE D. MOYERS

' Ay
’ ty

la

FILED
United States Court
of Appeals
Tenth it

May 4, 1978
HOWARD K. PHILLIPS
Clerk
PUBLISH

UNITED STATES COURT OF APPEALS
TENTH CIRCUIT

Nos. 76-1891-92-93-94

UNITED STATES OF AMERICA, |

Appeal From The
a, United States

v. District Court

JOHN RUMPF, | For The District

f N
JOANNE HANSON, pe eit sho

GLORIA MASTERS, and :
GARY JAMES GRIFFIN, ai au
Appellants. |

Jerry Patchen, Houston, Texas, Gerald M. Birnberg,
Bellaire, Texas, Clarence Moyers, Bisbee, Arizona
(Samuel A. Francis, Albuquerque, New Mexico, with
them on the Brief), for Appellants.

' Robert Bruce Collins, Assistant United States Attorney
(Victor R. Ortega, United States Attorney, with him on
the Brief), for Appellee.

Before SETH, Chief Judge, BARRETT and McKAY,
Circuit Judges.

SETH, Chief Judge.

eka

2a

The four defendants — convicted ae conspiracy >
possess marijuana with intent to distribute, ra
21 U.S.C. $ rr and have taken this joint appeal. The
first trial ended with a mistrial, and the conviction
concluded the second trial.

The appellants assert that there was no probable
cause for their arrest, nor for the search of farm-
house and barn where they were arrested and where
the marijuana was found. The arrests and the initial
search were made by DEA agents without warrants.

The appellants also argue that their motions raising
the issue of double jeopardy, following the trial court's
declaration of a mistrial, were erroneously denied, and
further that defendants asked the trial court for an
appeal from this denial, which request served to divest
the trial court of jurisdiction to proceed with the second
trial. In so ur, the appellants rely on Abney v.
United States, 431 U.S. 651, which was decided during
the course of this appeal. This Circuit had not passed on
the issue of appealability of a denial of a motion based
on double jeopardy.

A mistrial was declared at the conclusion of the open-
ing statement for the prosecution at the first trial. The
Assistant United States Attorney mentioned in this
statement that there would be evidence as to the search
of a farmhouse where papers of the defendant Hanson
would be found. He also said, ‘““They will also find three
bags of marijuana and two syringes.” The record shows
that the attorneys for the defendants and the Assistant
United States Attorney who made the opening state-
ment had discussed just before a woe ager of =
syringes. The attorney, Mr. Jerry Patchen, who wi
others had entered an appearance for defendant Han-
son, advised the court when the Government’s opening
statement was concluded that he wished to make a
motion. He asked to approach the bench and did so,
as did the other attorneys representing the defendants.
Mr. Patchen immediately said: “I would like to move
for a mistrial because of the prosecutor’s reference to
the two syringes that were found in Joanne Hanson’s

3a

apartment.” He then told the court in effect that in the
conversations that morning between the Assistant
United States Attorney and the attorneys for the de-
fendants (or some of them), it had been agreed that
the — would not be introduced, and also would
not be referred to at trial. The prosecution advised the
court at this bench conference that it had been agreed
that the syringes would not be introduced, but it had
not been agreed that they would not be commented on.
The court without more declared a mistrial. The defense
attorneys at the bench conference other than Mr.
Patchen said nothing whatever. The court then excused
the jury. This was about 11:00 a.m. It appears that the
second trial was then set to start, and did start, at 1:45
.m. that afternoon or about two and one-half hours
ter.

Before the second trial began, all the defendants
moved for dismissal on the ground of double jeopardy.
The motions were denied. The following colloquy then
took place: As to attorney Patchen, he said in part:
‘*... T would like to give notice of appeal of the denial.”’
The court said: “... You have ten days for that any-
way.” Mr. Patchen said there are five Circuits “. . . that
indicate that we are entitled to an interlocutory appeal
...May I give oral notice of appeal.” The court,
“... You certainly may.” The attorney for the other
defendants made a motion to dismiss because of “prior
ants gag The motion was denied, and the attorney
said: ‘‘... May we also request an interlocutory appeal
at this time?” The court said: “Yes. Sure may, but it
will be denied.”’

The court then asked the parties if they were ready
for trial, and they announced they were. The second
trial began, and no further action or procedure as to
the “appeals” took place.

The defendants do not urge here that they asked for
nor were denied any continuance or delay in the second
trial to permit an appeal to be perfected or for any other
purpose, and the record shows none. The second trial
thus proceeded, and it appears that the matter rested

4a

there until this 8 09 was perfected. The a nts
urged the appealab of the denial of the motion based
on double jeopardy before the decision in Abney v.
United States, 431 U.S. 651, as the issue had not been
decided in this Circuit. Abney was decided during the
pendency of this appeal, as mentioned above.

The Supreme Court in Abney points out that the need
for considering a denial of a double jeopardy motion to
be final for the purposes of Sgr is to allow the asser-
tion of the constitutional before the defendant is
confronted with a second trial. The court refers to pre-
trial proceedings to consider the motion and to appeal
the double jeopardy motion if denied by the trial court.
Thus the protection is against being subjected to or
threatened with a second trial, and the attendant delay.
The protection is, of course, broader than against double

punishment.

In Abney v. United States, 431 U.S. at page 661, the
Court said:

RA ona Ag os Roa eden ag wor iog any a4 Rory
guarantee against dou e jeopard assures an indivi t,
song other ttl he will not be forced with certain excep-
tions, to endure personal strain, public embarrassment,
and expense of a criminal trial more once for the same
offense. It thus protects interests wholly unrelated to the
propriety of any subsequent conviction . . .”

The Court there also quoted from Green v. United States,
355 U.S. 184, where reference is made to subjecting the
defendant to the embarrassment, expense, and ordeal,
and compelling him to live in a continuing state of
anxiety and insecurity. The Court in Arizona v. Wash-
ington, .... U.S. ....,46 U.S.L.W. 4127, described the
protection by saying:

“. .. Even if the first trial is not completed, a second prose-
cution may be grossly unfair. It increases the financial and
emotional en on the accused, prolongs the period in which
he is stigmatized by an unresolved accusation of wrong-
doing...

The courts of appeal which reached the same conclusion
before Abney followed the same reasoning, and made
the same explanation for the need for a pretrial review.

5a

See United States v. Barket, 530 F.2d 181 (8th Cir.);
United States v. DiSilvio, 520 F.2d 249 (3d Cir.) ; United
States v. Beckerman, 516 F.2d 905 (2d Cir.); Thomas
v. Beasley, 491 F.2d 507 (6th Cir.); United States. v.
Lansdown, 460 F.2d 164 (4th Cir.).

This is indeed the basic reason for the appealability
conclusion, but here the defendants have already had
a second trial. The “pretrial protection” from a second
trial, until the double jeopardy issue is decided, cannot
here be accomplished.

The reasons in Abney, the emphasis by the Court on
pretrial protection, cannot be achieved. The second
trial had already taken place before Abney was decided.
We must hold in these circumstances that Abney is not
applicable. A pretrial procedure to protect against a
second trial cannot be utilized. If Abney were literally
applied it could lead to a third trial under defendants’
theory, and the problem would be compounded. Thus
we cannot apply the Abney’s construction of 28 U.S.C.
$ 1291 to these circumstances. Abney is a decision on
28 U.S.C. $ 1291, and is as well a decision on the time for
a challenge. It thus decides how and when a constitu-
tional right may be asserted. Any application of Abney
would lead to an i..congruous result in the circum-

stances before us. ' *». ‘ration has been given to the
application of L ~ *, Walker, 381 U.S. 618, and
Carafas v. LaVa U.S. 234.

It is also app’.ent that defendants made no effort,
other than the ors. notice of appeal, to have the matter
determined before the second trial, and made no effort
to perfect an appeal, if indeed one had been taken. The
shortness of time and the related factors are apparent,
but the appeal could well have been perfected as the
second trial progressed or separately thereafter. This
me te must proceed on the basis that the double jeop-
ardy issue is part of this appeal, and that the trial court
was never divested of jurisdiction. We can only consider
the double jeopardy claim of the defendants now since
a pre-second trial consideration is not possible. The
rH chosing thus present this constitutional issue as part

6a

of this appeal and first consideration should be given
to the co ence of the motion for a mistrial voiced
7 Mr. Patchen, one of the attorneys for defendant
anson. As described above, this motion was made at
the end of the opening statement of the prosecution.

Mr. Patchen was the attorney who voiced the motion
for a mistrial. The record does not show whether he
moved only on behalf of defendant Hanson or for the
others as well. He just said: “‘I move...” etc. The other
defense attorneys were at the bench, and made no state-
ments whatever. They remained silent and the court
proceeded. Under these circumstances, it is reasonable
to construe their silence to be acquiescence in the state-
ments of Mr. Patchen and in the motion for mistrial.
They made no objection to the mistrial as they had
adequate opportunity to do, and did not disaffirm the
statement of Mr. Patchen. Under the circumstances,
they were obligated to speak to express their position
if they did not agree with the motion.

The docket as to the entry of appearances shows that
Mr. Francis entered his appearance as attorney for
each of the defendants. Mr. Moyers represented de-
fendant Hanson and defendant Masters at trial and
defendant Rumpf at sentencing. In view of the cross-
representation of the several defendants, and their
silence at the bench conference, we must hold, as above
indicated, that all defendants acquiesced and thereby
participated in the motion for mistrial. They had an
obligation to speak, and their silence was an agree-
— in the course and position of the one who did
speak.

The consequence of the motion for mistrial under
these circumstances is clear. Arizona v. Washington,
.... US. ...., 46 U.S. L.W. 4127, or Green v. United
States, 355 U.S, 184, is a starting point, as could be
United States v. Jorn, 400 U.S. 470, or United States v.
Dinitz, .... U.S. ...., 96 S.Ct. 1075. United States v.
pe fake U.S. 470; Green v. United States, 355 U.S. 184,
and United States v. Buzzard, 540 F.2d 1383 (10th Cir.),
establish that by moving for a mistrial, a defendant

7a

waives objection thereto if one is declared. This follows
in the absence of bad faith conduct by the prosecution
or the judge, United States v. Dinitz, .... U.S. ...., 96
S.Ct. 1075, or in the absence of governmental action
intended to provoke a motion for mistrial or to secure
a more favorable tribunal. If such bad faith is shown,
there : no waiver of double jeopardy objection to a

The defendants assert that the prosecution deliber-
ately sought to get the two syringes into evidence, but
the record does not support this argument in any way.
The record shows only a misunderstanding between
defense counsel and the prosecution as to a conversa-
tion before trial as to whether the syringes would be
commented on or testified to. The reference to the
syringes in the opening statement cannot be held to be
“bad faith” conduct under Dinitz. Bad faith does not
include mistakes or errors. United States v. Jorn, 400
U.S. 470.. There was no conduct to provoke the motion
for mistrial so as to relieve defendants from the conse-
quences of a waiver of objections thereto.

The action of the trial judge in granting the motion
for mistrial was done quickly, but the issue was narrow
and uncomplicated. The defendants assert that the
action was hasty, but again the matter was clear-cut,
and in any event, it was taken on the request of the
defendants.

We have held that the burden is on the defendant to
establish the facts supporting his motion for dismissal
on the ground of double jeopardy. United States v. Wil-
shire Oil Co. of Texas, 427 F.2d 969 (10th Cir.). This
holding must still prevail under United States v. Abney,
where the matter is to be disposed of in pretrial pro-
ceedings to include evidentiary hearings. This doctrine
may have to give way to unusual circumstances where
the proof may be in the control of the prosecution, or
where it can only be established by the use of Govern-
ment witnesses. In the situation before us, however,
there are no factors precluding the application of the
doctrine.

8a

We thus hold that the second trial here appealed from
was not shown to be barred by the prohibition against
double jeopardy. |

As to the arrests and the search, the defendant Griffin
was charged only with conspiracy to possess with an
intent to distribute marijuana. He claimed no interest
in the premises searched nor in the items seized. Pos-
session by Griffin was not an element of the charge
against him. He had no standing to challenge the search
and seizure under Brown v. United States, 411 U.S, 223.

As to the other defendants, the record shows that the
DEA agents learned that a load of marijuana being
flown from Mexico was going to land on State Road 117
south of Grants, New Mexico. The defendants were
observed driving a Chevrolet Suburban and a pickup
with a camper trailer into the area. The agents testified
that these vehicles had been observed in connection
with incidents involving marijuana. The vehicles went
down State Road 117 and spent the night. The next
morning the agents saw them emerging from the road
on to the interstate highway. They followed the vehicles
about eighty to ninety miles to a farm near Moriarty,
New Mexico. The agents testified that the trailer was
heavily loaded and swayed. When the agents arrived
at the farm they entered it and found marijuana in
plain sight in the barn and smelled it in the camping
trailer which was parked in the barn. The defendants
were arrested. The agents had no warrant for search
or arrest at the time. Later a search warrant was ob-
tained, and the house was searched.

The Government urges that it was not possible dur-
ing the time the agents were following the vehicles for
them to secure warrants. The defendants argue there
was no probable cause for the arrests and the search of
the barn which revealed a large quantity of marijuana.

The record demonstrates that there was probable
cause for the arrests and the search. The whole train
of events, the prior connection of the vehicles with
marijuana transactions, and the information that a
plane would arrive were sufficient. The need to follow

A,

9a

the defendants, and to take action immediately revealed
exigent circumstances. See Chambers v. Maroney, 399
U.S. 42; United States v. Sigal, 500 F.2d 1118 (10th
Cir.) ; United States v. Miller, 460 F.2d 582 (10th Cir.).
We have held that smell alone is sufficient probable
cause for a search. United States v. Bowman, 487 F.2d
1229 (10th Cir.); United States v. Anderson, 468 F.2d
1280 (10th Cir.).

We must hold that there was probable cause for the
arrests and search. There was clearly sufficient evidence
to support the convictions.

AFFIRMED.

ib

Nos. 76-1891, 76-1892, 76-1893, 76-1894—
UNITED STATES v. JOHN RUMPF, et al.
McKAY, Circuit Judge, dissenting as follows:

The majority today holds that the decision of the
Supreme Court in Abney v. United States, 431 U.S. 651
(1977), is not applicable when a defendant lodges
notice of appeal from a pretrial order denying a motion
to dismiss an indictment on double jeopardy grounds
but cannot pursue the matter because of the uncertainty
in the law with respect to its appealability. I disagree.

Prior to Abney, decided during the pendency of this
appeal, five circuits had held that denials of pretrial
motions to dismiss indictments on double jeopardy
grounds are “final decisions” from which appeals may
be taken pursuant to 28 U.S.C. § 1291 (1970), as inter-
preted by Cohen v. Beneficial Indus. Loan Corp., 337
U.S. 541 (1949). United States v. Barket, 530 F.2d 181
(8th Cir. 1975), cert. denied, 429 U.S. 917 (1976);
United States v. DiSilvo, 520 F.2d 247 (3d Cir.), cert.
denied, 423 U.S. 1015 (1975); United States v. Becker-
man, 516 F.2d 905 (2d Cir. 1975); Thomas v. Beasley,
491 F.2d 507 (6th Cir.), cert. denied, 417 U.S. 955
(1974); United States v. Lansdown, 460-F.2d 164 (4th
Cir. 1972). Two circuits had adopted the contrary posi-
tion, holding that pretrial denials of motions to dismiss
based on double jeopardy are appealable only as part
of an appeal from the trial court’s ultimate conviction.
United States v. Young, 544 F.2d 415 (9th Cir.), cert.
denied, 429 U.S, 1024 (1976); United States v. Bailey,
faa 833 (5th Cir.), cert dismissed, 423 U.S. 1039

This court had not decided the issue at the time of
appellants’ trial in the district court. When the trial
court denied her pretrial motion to dismiss, appellant
Hanson immediately brought to the attention of the
court the above cited cases and stated her desire to “give
notice of appeal of the denial.’’ Record, vol. 4, at 188.
The court responded “You have ample time for that.

2b

You have ten days for that anyway.” /d. Appellant
Hanson ary Sap asked, ‘“‘May I give oral notice of
appeal?” Jd. The court answered, “Yes, you certainly
may.” /d. The court then expressly acknowledged her
request for an interlocutory appeal and ruled: “Fine,
it will be denied.” Jd. at 190. The other appellants made
identical motions to dismiss, gave ora] notice of appeal,
and requested an interlocutory appeal. /d. at 190-91.
These motions and requests for appeal were similarly
denied by the district court. Jd. The denial of pretrial
motions to dismiss because of double jeopardy were
incorporated in appellants’ consolidated appeals taken
from their ultimate convictions.

The threshold issue before us is whether appellants’
notices of appeal had the effect of depriving the trial
court of furisd iction to proceed with the subsequent trial
and convictions. If the court lacked jurisdiction to pro-
ceed, the subsequent trial, with its alleged errors, was
a nullity and therefore not subject to our review.

This court has pre\iously observed that “all of the
cases hold that an appeal divests the trial court of juris-
diction over the case, but that presupposes that there is
a valid appeal from an appealable order.”’ Euziere v.
United States, 266 F.2d 88, 91 (10th Cir. 1959), vacated
on other grounds, 364 U.S. 282 (1960) (emphasis
added). See Arthur Anderson & Co. v. Finesilver, 546
F.2d 338, 340 (10th Cir. 1976), cert. denied, 429 U.S.
1096 (1977); Resnik v. La Paz Guest Ranch, 289 F.2d
814,818 & n.2 (9th Cir. 1961); 9 Moore’s Federal Prac-
tice 9 203.11, at 734-40 (2d ed. 1975). The necessary
corollary of the above rule is that ‘“la]n attempt to
appeal a non-appealable order remains just that, an
attempt. It is a nullity and does not invest the appellate
court with jurisdiction, and consequently does not divest
the trial court of its jurisdiction.” Euziere v. United
States, 266 F.2d at 91. The critical questions for our
consideration are: (1) whether the denial of appellants’
pretrial motion for dismissal on double jeopardy
grounds is an “appellable order,” and (2) whether
appellants made a “valid appeal.”

3b

At the time appellants’ motion to dismiss the indict-
ment on double erie grounds was denied, this court
had not decided whether such a denial was appealable.
As noted above, five circuits had found this decision
REN while two circuits had found it proces tm
able. It is clear, however, that the trial court considered
his decision on this motion to be pc sate men” See
Record, vol. 4, at 187-91. In Abney the Supreme Court
agreed with the position of the majority of circuit courts
and held that “pretrial orders rejecting claims of for-
mer jeopardy ... constitute ‘final decisions’ and thus
7 9p4 ee jurisdictional prerequisite of $§ 1291.” 431
», at °

Since Abney was decided during the nape e of this
gp appellants’ case falls withi e ambit of the

e reiterated in Linkletter v. Walker, 381 U.S. 618,
627 (1965), “that a change in law will be given effect
while a case is one direct review.” This principle, first
enunciated in United States v. Schooner Peggy, 5 U.S.
(1 Cranch), 64, 68-69 (1801), applies to changes in case
law, Carafas v. LaVallee, 391 U.S. 234, 241 (1968),
Vandenbark v. Owens-Illinois Glass Co., 311 U.S. 538,
541-43 (1941), as well as to statutory changes, Car-
penter v. Wabash Ry., 309 U.S. 23 (1940), and adoption
of constitutional amendments, United States v. Cham-
bers, 291 U.S, 217 (1934). Under Linkletter we are
bound by the Abney decision. We must hold that the
denial of appellants’ pret:ial motion to dismiss the in-
dictment on double jeopardy grounds is an appealable
order.

prot decided that the pretrial order properly could
be appealed to this court—thereby depriving the district
court of jurisdiction to proceed with the case—we must
decide whether appellants actually did make a valid
appeal. We recent aa aati this very issue in Arthur
nog ie & Co. v. Finesilver, 546 F.2d at 340-41, where
we stated;

An unpublished opinion in No. 75-1297, Burnworth v.
Salefish gg eng says that the filing of a notice of appeal
deprives the district court of subject matter jurisdiction. See

4b

Federal Practice {| 203.11, pp. 735-740. In
10 Cir., 266 F.24 '88, 91, vacated
‘S. 282,'80 S.Ct. 1615, 4 L.Ed. 2d

menti ae pear ee

it
ah
s 38

there is a valid appeal from an appeala

The Circuits disagree on whether the filing of a notice of
appeal automatically divests a district court of jurisdiction
Some cases hold that there is no retained jurisd romeingts |
First National sores srenm OR s Hirsch, 6 Cir., 535 F
343, 345 n.l.; United States v. Lafko, 3 Cir., 520 F.2d 622,
627; and Williams v. Bernhardt Bros Tughoat Service, Inc.
7 Cir., 357 F.2d 883, 884-885. See also Hovey v. Mc

109 U'S. 150, 157, 3 S.Ct. 136, 27 L.Ed. 888.

ig
i
F

= $=
a
EB
20°
¢
Sm
oe
8
§
E
ai

a
critical juncture.” In Ruby v. Secretary of United States
9 Cir., 365 F.2d 385, cert. denied 386 U.S. 1011, 87
‘ 2, the Ninth Circuit considered the
in an en banc session. It held, Ibid. at 389, that if
appeal is clearly invalid, the district court may
i tial t with the Ninth Cir-

=>
og8
es

Sy

SS

=

ignore it. We are in essen

the notice of appeal is valid, it may decline to act further until
i tp oF We ce Meeker cours peomsehs rib

Appellants unequivocally gave notice of appeal in
this case which was not deficient by reason of untimeli-
ness or lack of essential recitals. Its deficiency, if any,
was its reference to an order the trial court held was
nonappealable. Although the conflict in judicial au-
thority on the issue of appealability was presented to
the trial court, he did not decline to act further until
disposition of the appeal. Rather, he proceeded with the
case under the mistaken belief that the notice of appeal
was inoperative, Although appellants apparently did

5b

not attempt to seek relief from the court of appeals un-
der 28 U.S.C, § 1651 (1970) and Rule 21, Fed.R.App.P.,
as suggested in Arthur Anderson, their failure to do so
cannot alter the fact that under Abney their notice of
ON was not deficient by reason of its reference to an
order denying dismissal of the indictment on double
jeopardy grounds.

The majority places great weight on the fact that,
after giving notice of appeal, appellants did nothing
more to “perfect” their appeal. Yet Rule 3, Fed.R.App.P.,
specifically states the “(f]ailure of an appellant to take
any step other than the timely filing of a notice of
appeal does not affect the validity of the appeal.’’ Once
the trial court acknowledged and denied appellants’
notice of appeal, they had no obligation to take any
further procedural steps in order to ‘“‘perfect” a valid
appeal. See Walleck v. Hudspeth, 128 F.2d 343, 344
(10th Cir. 1942); 9 Moore’s Federal Practice 4 203.12,
at 740-42 (2d ed. 1975).

According to Euziere, appellants’ valid appeal from
an appealable order terminated the district court’s juris-
diction and vested jurisdiction in the court of appeals.
Since without jurisdiction the subsequent trial and con-
victions were a nullity, the judgment and sentences
entered against appellants must be vacated.

This conclusion is supported by the only other circuit
court opinion on this precise issue. In Moroyoqui v.
United States, No. 77-1505 (9th Cir. Dec. 27, 1977),
the Ninth Circuit considered a case involving facts and
trial court proceedings nearly identical to those now
before us. There a mistrial was declared in the initial
trial when the government introduced information pre-
judicial to appellant. Prior to the second trial the district
court denied appellant’s motion to dismiss the indict-
ment on double jeopardy grounds. The trial court and
appellant “agreed that the appeal would be ‘lodged’
but no attempt would be made to pursue it at that time.”
Id, at 2. Appellant then entered a guilty plea, but later
appealed from his conviction, claiming that the Double
Jeopardy Clause properly barred the second trial. Dis-

6b

cussing the effect of Abney, which was decided during
the pendency of the appeal, the Ninth Circuit held:

A ing Ab to our case, then, it is clear that when
juislieaae “iblaek™ $id appeal teoms the teiel Gout Wend
ele pag Bec cent end ae grunt le cp oll egos id
appeals. As a consequence trial court was without power
to with the trial. Under the unusual circumstances
of this case, the failure to pursue the appeal does not alter
this result. We must, dnnedere, set aside appellant’s con-
viction.

Id. at 3.

I would adopt both the reasoning and a? of
Moroyoqui. Here written notice of appeal was not filed
in the district court and no further steps were taken to
“perfect” the appeal. However, like Moroyoqui, the
court and appellants “agreed that the appeal would be
‘lodged’ but no attempt would be made to pursue it at
that time.” Under the circumstances it would be, at the
least, extremely inequitable to require more of appel-
lants to find a valid appeal.

The majority opinion asserts that the primary pur-
pose underlying the Abney decision is protection from
a second trial. It then argues that since the second trial
has already taken place this policy cannot be achieved,
and that Abney is therefore not applicable. [Such hold-
ing is an open invitation to trial courts to disregard
Abney. Under the majority opinion, trial courts may
ignore a notice of appeal from a pretrial denial of mo-
tion to dismiss on double jeopardy grounds and proceed
instead to trial secure in the knowledge that the court
of appeals will not vacate the conviction for lack of
jurisdiction. This result is precisely what the Supreme
Court intended to eliminate:] when it explained in
Abney that “the rights conferred on a criminal accused
by the Double Jeopardy Clause would be significantly
undermined if appellate review of double jeopardy
claims were postponed until after conviction and sen-
tence.” 431 U.S. at 660.

The focus of concern in Abney is not on the judicial
diseconomy of a second trial but on the protection of

7b

individuals from multiple exposure to the risk of con-
viction and the accompanying public embarrassment,
— strain and expenses. The Supreme Court in-
structed:

To be sure, the Double Jeo Clause protects an individual
i fa Sparro Sage oa gt mega that

against being
lowing nal judgment as the Government suggests How

lowing final ju t, as the Government How-
ever, this Court long i that the ble Jeop-
ardy Clause protects an individual against more than being

subjected to double punishments. It is a guarantee against
pm, cg cartier Pa flees Ae ago EE symm
this focus on the “risk” of conviction, the guarantee against
cenie: ecpraey aatenee am. Snes ividual that, among other
things, ill not be forced, with certain exceptions, to
endure the personal strain, public embarrassment, and ex-
Hapoel oar ed ere at Anprcbic wed -pbie hs aed swsace
t thus protects interests wholly unrelated to the iety of
any subsequent conviction. . . . Obviously, these aspects o the
ashe yoy Fang gence we gael abi Precio
orced to “run the gauntlet” a second time before an appeal
could be taken; even if the accused is acquitted, or, if, con-
victed, has his conviction ultimately reversed on double jeop-
ardy grounds, he has still been forced to endure a trial that
the ble Jeopardy Clause was designed to prohibit. Conse-
uently, if a criminal defendant is to avoid exposure to dou-
ble pag tty Ses thereb enjoy the full protection of the
Clause, his double jeopardy challenge to the indictment must
be reviewable before that subsequent exposure occurs.

531 U.S. 660-62 (emphasis in original).

Unless we vacate the conviction of the trial court, the
fundamental policy of Abney to make a double jeopardy
challenge to an indictment “reviewable before that sub-
a at exposure occurs,” would be utterly frustrated.

ile the majority emphasizes the need to protect
appellants from personal strain, public embarrassment,
and the expense of multiple criminal trials, appellants’
very appeal on this issue illustrates that these interests,
while “wholly unrelated,” are yet secondary to the
actual risk of conviction and punishment. Surely this
court should not determine that appellants would rather
serve their terms of imprisonment under the convic-
tions of a second trial than suffer whatever personal

at

8b

strain, public embarrassment and expense might be
associated with a third trial.

la with the majority that reprosecution of all
appellants is not barred by the Double Jeopardy Clause.
Inasmuch as reprosecution is not inevitable, however,
the proper disposition of this case under the rationale

. and holding of Abney is merely to reverse and set aside

the appellants’ convictions.

Even assuming the district court had jurisdiction to
proceed with the trial prema an. 8 gg waco motion to
dismiss the indictment on double jeopardy grounds,
I would nevertheless reverse on the merits. | cannot
agree with the majority holding that the warrantless
arrests, searches and seizures were based upon probable
cause or justified by exigent circumstances.

Section 878(3) of Title 21 U.S.C. authorizes DEA
agents to make warrantless arrests if there is “probable
cause to believe that the person to be arrested has com-
mitted or is committing a felony.” In determining the
validity of a warrantless “public” arrest, the necessary
consideration is not “the existence of exigent circum-
stances, whether it was practicable to get a warrant,
whether the suspect was about to flee, and the like,”
but “whether there was probable cause for the arrest.”
United States v. Watson, 423 U.S. 411, 417, 423-24
(1976). United States v. Santana, 427 U.S. 38, 42
(1976), held that the threshold of one’s dwelling may
be a “public” place, by defining as “public” any place
where one does not have any reasonable expectation of
privacy. The applicability of the Watson rule dispensing
with the need to show exigent circumstances in order
to have a valid warrantless arrest therefore turns on
whether any of the defendants were in a “public” place
at the time they were arrested.

Watson does not address the issue of a warrantless
search, Thus, a warrantless search which is not con-
ducted incident to a lawful arrest or with the consent
of the accused is generally invalid, absent a showing of
exigent circumstances. In any event, there must be

9b

ee cause, and probable cause has the same mvan-

ng in search cases as it does in arrest cases. Compare

Aguilar v, Texas, 378 U.S. 108 (1964) (search), with

pn gra v. United States, 357 U.S. 480 (1958)
arrest).

The record on appeal clearly indicates that DEA
agents entered upon the private property of appellant
Hanson not to conduct an investigation but to launch
an attack that would produce arrests and uncover drugs
suspected to be on the premises. One team of DEA
agents, with weapons drawn immediately upon leaving
the car, entered a barn or shed in back of the farmhouse,
arrested Rumpf, and saw and smelled marijuana. An-
other team, with weapons similarly drawn, simultane-
ously apprehended appellants Hanson and Masters at
the front door of the farmhouse. The prerequisite prob-
able cause for any of the arrests or for a search of any
part of the farm premises must therefore have existed
prior to the agents’ strategic attacks on the private farm

roperty. Immediately prior to the surprise attack, the
acts and circumstances known to the agents were the
following: (1) Two vehicles were observed turning off
Interstate 40 onto State Road 117 at 4:00 p.m. on April
20, 1976; (2) John Rumpf was known to be the driver
of the Chevrolet van; (3) John Rumpf_ once rented a
storage locker which, sometime subsequent to his aban-
donment thereof, was discovered to contain about an
ounce of marijuana; (4) State Road 117 was believed
to be an area frequented by narcotics smugglers, was
called “Smuggler’s Alley” iy people in the area, and
was the scene of a marijuana-loaded airplane crash
several months before; (5) at 7:00 a.m. on April 21,
1976, the same two vehicles were observed turning onto
Interstate 40 from State Road 117, and proceeding to-
ward Albuquerque; and (6) the camper-trailer towed
behind one vehicle appeared to be “heavily loaded”
since it swayed whenever it changed lanes. Although
probable cause does not contemplate anything ap-
proaching guilt beyond reasonable doubt, it certainly
must be something more than mere suspicion. Spinelli
v. United States, 393 U.S. 410, 414 (1969); Jones v.

10b

United States, 357 U.S. 493, 497 (1958); Nathanson v,
United States, 290 U.S. 41, 46 (1933). Indeed, the facts
and circumstances known to the agents in this case do
not even rise to the level of those in Spinelli, which were
found to be insufficient to constitute probable cause.
The arrests and searches conducted here were based
upon mere suspicion, not facts and circumstances that
would warrant a man of prudence and caution in be-
lieving that the offense had been or was being com-
mitted, Since the core requirement of probable cause
has not been satisfied, it is unnecessary to determine
whether exigent circumstances existed or whether the
barn or farmhouse were “public” property within the
scope of Watson and Santana. The searches and arrests
were invalid and appellants’ motion to suppress the
illegal evidentiary fruit of the unlawful conduct was
improperly denied.

The plain view and plain smell arguments advanced
by the government and accepted by the majority are
mS without merit. The main consideration in applying
either doctrine is to determine whether the observing
officer has a right to be in a position to have that view
or smell. E.g., Harris v. United States, 390 U.S, 234, 236
(1968); United States v, Davis, 423 F.2d 974, 977 (5th
Cir.), cert. denied, 400 U.S. 836 (1970). The court ob-
served in Davis that these doctrines lend themselves to
application in cases involving evidence recovered from
automobiles located in public places ‘ because the ob-
serving officer is not required to trespass on private
property in order to have a clear view [or smell) of
articles inside an automobile.” /d. Or. the other hand,
where officers trespass in order to secure the view or
smell the courts have not hesitated to find the search
unreasonable. We have previously observed that ‘‘[t] he
word ‘houses’ in the Fourth Amendment has been ex-
tended by the courts to include the curtilage,” and that
“Cilf the investigators [physically breach) the curtilage
there would be little doubt that any observations made
therein would [be] proscribed.” Fullbright v. United
States, 392 F.2d 432, 434-35 (10th Cir.), cert. denied,
393 U.S. 830 (1968). It is not asserted that the DEA

11b

agents saw or smelled any marijuana while they were
surveilling the pH rence along the highways, or that
odors or views 0 eee were perceived by any
agent prior to spe y breaching the curtilage in
which the farmhouse and adjacent barn were located.
The smells and views came only after the agents had
trespassed the protected area of the curtilage. The evi-
dence thus discovered was inadmissible. It was not per-
ceived by the eye or nose of an office “who [had] a
right to be in the position to have that view [or smell],”
but was uncovered by an unreasonable search. Harris
v. United States, 390 U.S. at 236.

The Fourth Amendment:

was intended to protect against invasions of “the sanctity of
a man’s home and the privacies of life”... from searches
under indiscriminate, eral authority. Protection of these
interests was assured rohibiting all “unreasonable”
searches and seizures, and by requiring the use of warrants,
which particularly describe “the place to be searched, and
the persons or things to be seized,” thereby interposing a
“magistrate between the citizen and.the police.”

Warden v. Hayden, 387 U.S. 294, 301 (1967) (citations
omitted). The probable cause requirement is the core
requirement both of a reasonable warrantless arrest,
search, or seizure and for obtaining a warrant author-
izing such actions, Yet, it is obvious that Fourth Amend-
ment protections are much more effectively guaranteed
by the use of warrants issued by a neutral magistrate:

The point of the Fourth Amendment, which often is not
gra by zealous officers, is not that it denies law enforce-
ment the support of the usual inferences which reasonable
men draw from evidence. Its protection consists in requiri
that those inferences be drawn by a neutral and detach
magistrate instead of being j by the officer engaged in
the often competitive enterprise of ferreting out crime. Any
assumption that evidence sufficient to support a magistrate’s
disinterested determination to issue a search warrant will
ee Se ee ing a search without a warrant

reduce the Amendment to a nullity and leave the peo-

le’s homes secure only in the discretion of police officers. . . .

en the right of privacy must reasonably yield to the right

of search is, as a rule, to be decided by a judicial officer, not
by a policeman or Government enforcement agent.

ee

12b

Johnson v. United States, 333 U.S. 10, 13-14 (1948)
(footnote omitted). Although the need for aggressive
law enforcement, especially in drug cases, is obvious,
the interests of society are much better served by a
determination of probable cause prior to the arrest or
search. There is a great danger that the ultimate fruits
of an unlawful search or arrest will unduly color the
judgment of judicial officers who examine probable
cause with hindsight. The tendency to evaluate the
lawfulness of a search by the evidence it produces is
especially strong in a case like this where 1500 pounds
of marijuana are staring at the court. More troublesome
than this specific case, however, are the cases we never.
decide in which the unlawful conduct of enforcement
officials has resulted in serious invasions of privacy and
harassment but has failed to produce the evidence neces-
sary for a prosecution. We ought not encourage these
judicially unseen invasions by relaxing the standards
we apply to warrantless searches.

I recognize that many judges, in response to pres-
sures from law enforcement officers, have developed
special rules on probable cause in drug cases. These
rules are justified on the basis of a quasi-national emer-
gency caused by the “use and sale of illegal drugs [in]
alarming proportions.” W. Ringle, Searches and Sei-
zures, Arrests and Confessions § 173 (Supp. 1977). I
nevertheless share the concerns of Judge Richey:

While to some, the exigency of the drug situation may sug-
gest that a loosening of the proscriptions of the Fourth Amend-
ment is in order, this Court [should] not prostitute the pro-
tections of the Bill of Rights in the name of urgency or any
other name. The battle to rid society of illicit drugs must be
won within the framework of our Constitution lest we achieve
a pyrrhic victory. The streets must be rid of the pore but
not at the expense of justice, nor by compromise of individual
liberty.

United States v. Costa, 356 F. Supp. 606. 609 (D.D.C.),

aff'd, 479 F.2d 921 (D.C, Cir, 1973).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385005_1373%3A1. Public record. Not legal advice.
