# Appendix — Beatty v. Lycoming County Children's Services

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1978
- **Citation:** 439 U.S. 880

## Text

la

In re WILLIAM L., Frank L., and Mark L.,
minor children,

Appeal of MAJORIE L.

In re JUDITH DENISE B., a minor.
Appeal of GLADYS B.
Supreme Court of Pennsylvania,
Argued April 21, 1977.
Decided Jan. 31, 1978.

ROBERTS, Justice,

These are appeals from final decrees of
the Orphans‘ Court Division of the Court of
Common Pleas of Lycoming County terminating
the parental rights of appellant Gladys B.
to her daughter Judith Denise B,. and of ap-
pellant Marjorie L. to her three sons Willi-
am L., Mark L., and Frank L, Appellee, in
both appeals, is Lycoming County Children's
Services [Children's Services]. The paren-
tal rights of both appellants were terminat-
ed pursuant to section 311(2) of the Adop-

1. We hear these appeals pursuant to the Ap-
pellate Court Jurisdiction Act, Act of July
31, 1970, P.L. 673, art. II, § 202(3), 17 P.
S. § 211.202(3) (Supp.1977).

a

2a
tion Act of 1970.7 In addition to challen-
ging the sufficiency of the evidence to sup-
port the decrees entered in their respective
cases, both appellants claim that section 31l
(2) is vague, in violation of the due process
clause of the fourteenth amendment. They al-
so assert that section 311(2), as applied to
them, deprives them of their interest in
maintaining their parental relationships pro-
tected by the first, ninth, and fourteenth
amendments of the United States Constitution.
Because of the substantial similarity of
these claims, we agreed to hear and decide
the two cases together. We affirm in both
appeals.

I, SECTION 311(2) OF THE 1970 ADOPTION ACT
IS NEITHER UNCONSTITUTIONALLY VAGUE NOR
VIOLATIVE OF SUBSTANTIVE DUE PROCESS AND
MAY CONSTITUTIONALLY BE APPLIED TO TERM-
INATE APPELLANTS' PARENTAL RIGHTS.

2. Act of July 24, 1970, P.L. 620, § 311(2),
1 P.S. § 311(2) (Supp.1977). Section 311(2),
for which there was no corollary provision
in the previous Adoption Act, authorizes
termination of parental rights when:

"The repeated and continued incapacity,
abuse, neglect, or refusal of the parent has
caused the child to be without essential pa-
rental care, control, or subsistence neces-
sary for his physical or mental well-being
and the conditions and causes of the incapa-
city, abuse, neglect, or refusal cannot or
will not be remedied by the parent."

3a

Every presumption is in favor of the con-
stitutionality of legislative acts, Statutory
Construction Act of 1972, 1 Pa. C.S. § 1922
(3) (Supp.1977), and statutes are to be con-
strued whenever possible to uphold their con-
stitutionality. Bentman v. Seventh Ward Den-
ocratic Executive Committee, 421 Pa. 188, 218
A.2d 261 (1966). “Courts may not declare a
statute unconstitutional ‘unless it clearly,
palpably, and plainly violates the Constitu-
tion.'" Tosto v. Pennsylvania sin
Loan Agency, 460 Pa. 1, 16, 331 A.2d 198, 205
(1975), quoting Daly v. Hemphill, 411 Pa.
263, 271, 191 A.2d 835, 840 (1963). Appel-
lants' constitutional challenges do not meet
this stringent burden,

Appellants both assert that section 311(2)
of the Adoption Act is unconstitutional un-
less given a narrowing interpretation pre-
cluding its application to terminate their
respective parental rights. They assert
that parents have a fundamental interest in
continued association with their children
protected by the United States Constitution.
They contend that section 311(2) violates
this interest unless interpreted to require
two showings before parental rights may be
terminated: (1) that the parent has demon-
strated a “high and substantial degree of
misconduct;" and (2) that the child, while
in the parent's custody, has suffered sub-
stantial physical or mental harm because of
the absence of a basic need such as food,
clothing, shelter, or medical care. Appel-
lants contend that, absent such a narrow in-
terpretation, the phrase “has caused the

ae eS

4a

child to be without essential parental care,
control, or subsistence necessary for his
physical or mental well-being” in section 311
(2) is unconstitutionally vague because it is
susceptible to arbitrary enforcement and
fails to give adequate notice to parents of
the conduct required of them. We do not
agree. Section 311(2) is not unconstitution-
ally vague and may constitutionally be ap-
plied to terminate parental rights where, as
here, the record establishes "the repeated
and continued incapacity” of a parent to pro-
vide the child with the “essential parental
care, control, or subsistence necesgary for
his physical or mental well-being."

A. Section 311(2) is not unconstitutionally
vague because the language of the section
and the decisions of this Court interpre-
ting section 311(2) provide sufficiently
precise guidelines to ensure reasonable
notice and proper application.

Vague statutes may offend the Constitu-
tion in three ways: (1) they may trap the
innocent by failing to give a person of or-
dinary intelligence reasonable opportunity
to know what is prohibited so that he may
act accordingly; (2) they may result in ar-
bitrary and discriminatory enforcement in

3. The Attorney General was notified of the
constitutional challenge to section 311(2)
raised in these appeals, as prescribed by
Pa. R.A.P. 521.

5a

the absence of explicit guidelines for their
application, and (3) where they implicate
first amendment freedoms, they may inhibit
constitutionally protected activity. Grayned
v. City of Rockford, 408 U.S. 104, 108-09, 92
S.Ct. 2294, 2298-99, 33 L.Ed.2d 222 (1972).
Appellants argue that the language "has
caused the child to be without essential par-
ental care, control, or subsistence necessary
for his physical or mental well-being” in
section 311(2) presents all three dangers.
See Alsager v. District Court of Polk City,
Iowa, 406 F.Supp. 10 (S.D. Iowa 1975), aff'd
in part 545 F.2d 1137 (8th Cir. 1976).

Considering first the question of notice,
we believe appellants misperceive the nature
of section 311(2). Unlike the typical stat-
ute attacked on vagueness grounds, section
311(2) does not prohibit or regulate any par
ticular conduct. Section 311(2) is concern
ed only with the welfare of children whose
essential needs have not been met, and whose
parent cannot or will not meet those needs
in the future. In the instant cases, the
basis for termination is several years of
demonstrated parental incapacity, which does
not involve parental misconduct. When a

4. Legislation prescribing any particular
mode of child rearing would likely be uncon-
stitutional. See Pierce v. Society of Sis-
ters, 268 U.S. 510, 535, 45 S.Ct. 571, 573,
69 L.Ed. 1070 (1925); Meyer v. Nebraska, 262
U.S. 390, 399, 43 S.Ct. 625, 626, 67 L.Ed.
1042 (1923).

6a

statute attaches consequences to parental in-
capacity, a requirement that the statute
"give a person of ordinary intelligence fair
notice that his contemplated conduct is for-
bidden by the statute," United States v. Har-
riss, 347 U.S. 612, 617, 74 S.Ct. 808, 812,
98 L.Ed. 989 (1954), serves no purpose, be-
cause the statute applies only to a parent
incapable of conforming conduct to avoid the
effect of the statute.

Of course, the other bases for termina-
tion relate to parental neglect, abuse, or
refusal to meet the child's essential needs
and thus involve parental misconduct. Sec-
tion 311(2), however, requires that, before
parental rights may be terminated, the court
must find that the "conditions and causes of
the incapacity, abuse, neglect, or refusal
cannot or will not be remedied by the par-
ent.” 1 P.S. § 311(2) (Supp.1977). This re-
quirement excludes the possibility that par-
ental rights will be terminated because of
insufficient notice, since the parent's ina-
bility or unwillingness to meet the child's
essential needs must be affirmatively demon-
strated. The requirement that parental con-
duct resulting in termination of parental
rights be irremediable negates appellants'
notice argument,

5. When termination is sought on the basis
of parental conduct causing the child to be
without essential parental care, the require
ment that the conduct be shown to be irre-
mediable could be (footnote continued 7a)

7a

Second, section 311(2) does not create the
potential for arbitrary and discriminatory
enforcement. The language of section 311(2)
is broad and speaks in general terms, as do
most statutes concerned with neglect, How-

(footnote 5. continued) met rarely, if ever,
absent evidence that the deficiencies in par-
ental conduct had been identified, and the
parent was nonetheless unwilling or unable to
modify the conduct to remedy the situation.
Moreover, because of the Commonwealth's com-
mitment to the preservation of the family,
when termination is sought by an agency, a
normal element of the agency's proof will be
that services have been made available to the
parent to help remedy the causes of removal
and have proved unavailing. See Adoption of
R,I,, 468 Pa. 287, 295 n.9, 361 A.2d 294,
298 n.9 (1976). We need not decide whether
such a showing is required in light of the
Commonwealth's public policy, since it is
clear that both appellants have received
years of assistance from Children's Services
and related public agencies. See section II,
infra.
6. See, e.g., Cal. Welf. & Inst. Code § 600
(West 1972).

Many commentators believe that, because
of the many different circumstances which
may justify intervention, general language
is necessary in statutes authorizing inter-
vention in the parent-child relationship.
E.g., Katz, When Parents Fail 64 (1971)

("{Broad] neglect statutes recognize that
‘neglectful' behavior (footnote continued 8a)

ever, our strong policy protecting the family
from unwarranted state intrusion protects
against arbitrary or discriminatory applica-
tions of section 311(2).

When the child is in the home, this on-go-
ing relationship will not be disturbed except
upon a showing by clear and convincing evi-
dence that removal is "clearly necessary."
Adoption of R,I,, 468 Pa. 287, 294, 361 A.2d
294, 297 (1976); Interest of Larue, 244 Pa,
Super. 218, 366 A.2d 1271, 1275 (1976). It
is not enough to justify termination of par-
ental rights under section 311(2) to demon-
strate that the home is "submarginal"” and
likely to result in a “cultural deprivation."
In re Geiger, 459 Pa. 636, 640, 331 A.2d 172,
174 (1975). These decisions render agency
officials powerless to remove a child from
parental care and control absent a clear
showing that the child either has been sub-
jected to abuse or suffered serious harm, or
that the threat of such harm is real and sub-
stantial and cannot be alleviated by means
less drastic then removal.

Often, as in these appeals, the question
of whether to terminate parental rights

(fcotnote 6. continued) can also vary, and
thus cannot be easily or specifically de-
fined. . . . The broad neglect statutes al-
low judges to examine each situation on its
own facts."); Levine, Caveat Parens: A De-
mystification of the Child Protection System,
35 Pitt.L.Rev. 1, 17 (1973).

9a

arises long after the unity of the family has
been disrupted by separation of the child
from the parent. Marjorie L's three sons
have been in foster care since 1971; Gladys
B's daughter Judith has been in foster care
since 1974, Extended relegation of a child
to the care of others as a result of parental
incapacity or neglect is relevant in deter-
mining whether the child has been without es-
sential parental care or control. See Roth-
stein v. Lutheran Social Services of Wiscon-
sin and Upper Michigan, 405 U.S. 1051, 92 S.
Ct. 1488, 31 L.Ed.2d 786 (1972); cf. In re
Smith's Adoption, 412 Pa. 501, 194 A.2d 919
(1963) (that natural mother allowed foster
parents to meet child's physical and mental
needs for over a year was relevant to termi-
nation of parental rights). A stable family
relationship is “necessary for [a child's]
physical or mental well-being." "Continuity
of parental affection and care provides the
cornerstone for the child's sense of self
worth and security; parental discipline and
example develop the wellsprings of values
and ideals." Note, In the Child's Best In-
terests: Rights of the Natural Parents in
Child Placement Proceedings, 51 N.Y.U.L.Rev.
446, 450 (1976). The essential need of a
child for close and continuous association
with a parent or parent-figure is well rec-
ognized in psychological literature. See
sources cited in id. at 449-51,

Accordingly, when a child has been placed
in foster care, a parent has an affirmative
duty to work towards the return of the child.

See Involuntary Termination of Parental

ee

10a

Rights of S,C,B., and K,T,, Pa. , 3T9 A,
2d 535 (1977); Appeal of Diane B,, 456 Pa.

429, 321 A.2d 618 (1974). However, even when
there has been a long separation occasioned
by parental neglect or incapacity, termina-
tion of parental rights will not be ordered
if there is a reasonable possibility that the
causes and conditions which have led to the
separation can be remedied and the family re-
stored. Jones Appeal, 449 Pa. 543, 297 A.2d
117 (1972), demonstrates our deference to
this requirement. There, although the mother
was an accomplice to sexual abuse of her
daughter, we refused to terminate her paren-
tal rights because the evidence did not es-
tablish that the causes or conditions leading
to the abuse could not be remedied. Id. at
548, 297 A.2d at 120,

The language of section 311(2) does not
admit of an interpretation permitting termi-
nation of parental rights based upon personal
preferences or speculative concepts of proper
child rearing. The needs of the child unmet
by the parent must be “essential” and "“nec-
essary" to his "physical or mental well-be-
ing." In addition, the evidence must estab-
lish that the causes and conditions of the
deprivation “cannot or will not be remedied."

We conclude that the demanding standards
of section 311(2), together with the Legis-
lature's and this Court's strong policy of
restraint from interfering with the family,
sufficiently protect against the arbitrary
and discriminatory application of section

lla
311(2).

Similarly, even assuming that decisions
affecting private family concerns implicate
first amendment values, see Griswold v.
Connecticut, 381 U.S. 479, 485, 85 S.ct. 1678
1682, 14 L.Ed.2d 510 (1965), we must reject
appellants' argument that the language of
section 311(2) may have a "chilling" effect
on protected parental conduct. The decisions
of this Court interpreting section 311(2)
protect parental conduct which does not de-
prive the child of its essential needs. See
In re Geiger, supra. However, parental mis-
conduct which deprives the child of essential
needs is not protected by the Constitution.
Mr. Chief Justice Burger, writing for the
Court, stated in Wisconsin v. Yoder: "To be
sure, the power of the parent even when link-
ed to a free exercise claim, may be subject
to limitation . . . if it appears that paren-
tal decisions will jeopardize the health or
safety of the child, or have a potential for
significant social burdens." 406 U.S. 205,
233-34, 92 S.Ct. 1526, 1542, 32 L.Ed.2d 15
(1972). Section 311(2) and our decisions
are sufficiently clear to avoid any signifi-
cant possibility a parent would be inhibited
from engaging in protected conduct not con-
stituting deprivation of essential needs of
the child,

B. Section 311(2) does not violate substan-
tive due process rights because a state
may constitutionally intervene to termi-
nate parental rights when a natural par-
ent's continued incapacity causes the

4

12a

child to be without essential parental
care.

Appellants argue that the application of
section 311({2) to terminate their respective
parental rights, in the absence of a showing
of "high and substantial miswonduct" and that
their children, while in their custody, had
ever suffered substantial physical or mental
harm, violates their constitutionally pro-
tected interest in mutual association with
their children. We do not agree.

There is no doubt that the Constitutia
protects the family against certain intru-
sions by the state. Meyer v. Nebraska, 262
U.S. 390, 43 S.Ct. 625, 67 L.Ed. 1042 (1923),
generally considered the seminal case recog-
nizing constitutional protection of family
concerns, invalidated a statute which prohib-
ited teaching young children any language
other than English because the statute un-
reasonably infringed upon the liberty inter-
est protected by the fourteenth amendment of
parents, teachers, and children. Noting
that the contours of the liberty interest
guaranteed by the fourteenth amendment had
never been exactly defined, the Court stated:
“Without doubt, it denotes not merely free-
dom from bodily restraint but also the right
of the individual to . . . marry, establish
a home, and bring up children . . .." Id. at
399, 43 S.ct. at 626. Accord, Pierce v. So-
ciety of Sisters, 268 U.S. 510, 45 S.Ct. 571,
69 L.Ed. 1070 (1925) (striking down a statute
requiring that all children attend public
schools). In Prince v. Massachusetts, 321

13a

U.S. 158, 64 S.Ct. 438, 88 L.Ed. 645 (1944),

the Court recognized that:
"It is cardinal with us that the custody,
care and nurture of the child reside first
in the parents, whose primary function and
freedom include preparation for obliga-
tions the state can neither supply nor
hinder, [citing Pierce] And it is in rec-
ognition of this that these decisions
[Pierce and Meyer] have respected the pri-
vate realm of family life which the state
cannot enter,"

Id. at 166, 64 S.ct. at 442.

The continued vitality of the principle
that there is a “private realm of family life
which the state cannot enter" cannot be ques-
tioned. Just last term the United States Su-
preme Court stated that "when the government
intrudes on choices concerning family living
arrangements, this Court must examine care-
fully the importance of the governmental in-
terests advanced and the extent to which
they are served by the challenged regula-
tion." Moore v, City of East Cleveland,
Ohio, 431 U.S, 494, 499, 97 S.ct, 1932,

1936, 52 L.Ed.2d 531 (1977) (plurality opin-
ion). See also Smith v. Organization of
Foster Families for ality and Reform, 431
U.S. 816, 829, 97 S.Ct. 2094, 2109, 53 L.Ed.
2d 14 (1977); Cleveland Board of Education
v. LaFleur, 414 U.S. 632, 639-40, 94 S.ct.
791, 796, 39 L.Ed.2d 52 (1974) ("This Court
has long recognized that freedom of personal
choice in matters of marriage and family
life is one of the liberties protected by
the Due Process Clause of the Fourteenth

l4a

Amendment."); Wisconsin v. Yoder, 406 U.S.205,
231-33, 92 S.Ct. 1526, 1541-42, 32 L.Ed.2d 15
(1972); Stanley v. Illinois, 405 U.S. 645,651,
92 S.Ct. 1208, 1212, 31 L.Ed.2d 551 (1972);
Ginsberg v. New York, 390 U.S. 629, 639, 88 S.
Ct. 1274, 1280, 20 L.Ed.2d 195 (1968).

In related cases, the United States Supreme
Court has recognized that the Constitution af-
fords protection to "a right of personal pri-
vacy, or a guarantee of certain areas or
zones of privacy." Roe v. Wade, 410 U.S. 113,
152, 93 S.Ct. 705, 726, 35 L.Ed.2d 147 (1973).
See also Carey v. Population Services Inter-
national, 431 U.S. 678, 684, 97 S.Ct. 2010,
2016, 52 L.Ed.2da 675 (1977) (plurality opin-
ion); Whalen v. Roe, 429 U.S. 589, 598, 97 S.
Ct. 869, 876 (1977); Griswold v. Connecticut,
supra at 485, 85 S.Ct. at 1682. Personal de-
cisions relating to child rearing are within
this zone and protected from unwarranted in-
terference by the state. Carey v. Population
Services International, supra, 431 U.S. at
684, 97 S.Ct. at 2016 (plurality opinion),
citing Pierce and Meyer.

These cases do not, however, support the
proposition that the state can never inter-
fere in the parent-child relationship. In-
deed, in Stanley v. Illinois, supra, the
United States Supreme Court recognized that
the state had not only a right, but a duty
to protect minor children. 405 U.S. at 649,
92 S.Ct. at 1212. See also Prince v. Massa-~-
chusetts, supra (upholding anti-child labor
statute against challenge that it unreasona-

15a

bly infringed upon parent's and child's free
exercise of religion and parent's right to
educate child in her beliefs). Constitution-
al restraint on state interference in family
matters does not compel the courts to protect
parental rights at the expense of ignoring
the rights and needs of children. In Planned
Parenthood of Central Missouri v. Danforth,
428 U.S. 52, 96 S.Ct. 2831, 49 L.Ed.2d 788
(1976), the United States Supreme Court re-
jected the argument that the state's interest
in protecting parental authority justified
giving parents a veto power over a minor's
decision to have an abortion “where the minor
and the nonconsenting parent are so fundamen-
tally in conflict and the very existence of
the pregnancy has already fractured the fami-
ly structure." Id. at 75, 96 S.Ct. at 2844,
See also Wisconsin v. Yoder, 406 U.S. at 241-
49, 92 S.Ct. at 1546-50 (concurring and dis-
senting opinion of Douglas, J.); In re Roger
S., 19 Cal.3d 921, 141 Cal. Rptr. 298, 569 P,
24 1286 (1977) (unconstitutional to permit
parent of fourteen year old child to commit
the child to a mental institution over the
child's objection). In determining whether
parental rights should be terminated, the
court must recognize the essential needs of
the child as well as the rights of the par-
ent.

The source of the state's authority to
intervene in family matters to protect minor
children has been said to be the doctrine of
parens patriae, the concept that the sover-
eign is the father of his country. See, e.
g., Adoption of R,I,, 468 Pa. at 294, 361 A.

l6a

2d‘at 297. Although the doctrine of parens
patriae has been_subject to critical comment
in recent years, there is general agreement
that the state has the right and the duty to
act to protect its weaker members, such as 9
infants, who are unable to protect themselves,
and to compel parents and children alike to
act in ways beneficial to society.” See
Kleinfeld, The Balance of Power Among Infants,
Their Parents and the State, 4 Fam.L.Q. 320
(1970), 4 Fam.L.Q. 410 (1970), 5 Fam.L.Q. 64
(1971). The state's responsibility to pro-
tect its weaker members authorizes interfer-

7. The criticism has generally centered on
its invocation to deny due process to infants.
See, e.g., In re Gault, 387 U.S. l, 16, 87S.
Ct. 1428, 1437-38, 87 S.Ct. 1428, 18 L.Ed.2d
527 (1967) ("The Latin phrase proved to be a
great help to those who sought to rationalize
the exclusion of juveniles from the constitu-
tional scheme; but its meaning is murky and
its historic credentials of dubious relame.")
8. E.g., Prince v. Massachusetts, 321 U.S.
158, 64 S.Ct. 438, 88 L.Ed. 645 (1944) (anti-
child labor legislation); Ginsberg v. New
York, 390 1.S. 629, 88 S.Ct, 1274, 20 L.Ed.
2d 195 (1968) (variable obscenity standard to
protect children).

9. E.g., requiring children to attend some
school, at least to a certain age. Pierce v.
Society of Sisters, 268 U.S. 510, 534, 45 Ss.
Ct. 571, 573, 69 L.Ed. 1070 (1925); Wisconsin
v. Yoder, 406 U.S. 205, 213, 92 S.ct. 1526,
1532, 32 L.Ed.2d 15 (1972).

17a

ence with parental autonomy and decisionmak-
ing in appropriate circumstances. The moral
and practical importance of this authority
was set forth by Chief Justice Maxey in Com-
monweal ex rel. Children's Aid Society v.
Gard:
"Societies which like the relator are en-
trusted by the sovereign with power over
the lives of infants should ever bear in
mind that consideration for the sensibili-
ties of children and solicitude for their
well-being is the hallmark of an humane
individual and of a civilized state.”
362 Pa. 85, 99, 66 A.2d 300, 307 (1949).

Parental rights must be accorded signifi-
cant protection. Meyer v. Nebraska, supra;
Pierce v. Society of Sisters, supra; Prince
v. Massachusetts, supra; and Wisconsin v.
Yoder, supra. The state may, however, con-
stitutionally require the rights of parents
to yield to the child's essential health and
safety needs. See Wisconsin v. Yoder, supra;
accord, In the Matter of Petition for Adop-
tion of J,S.R,, 374 A.2d 860 (D.C. 1977)
("(T]he right of a parent to raise one's
child is an essential, but not absolute, one,
which can be terminated . . ..").+° when,

10. The District of Columbia Court of Ap-
peals there upheld the involuntary termina-
tion of parental rights, finding that 1) the
"best interest of the child” standard for
involuntary termination is not unconstitu-
tionally vague or (footnote continued 18a)

18a

as here, a parent is incapable of meeting the
child's essential needs, see section II, in-
fra, the state may constitutionally intervene
to protect the “physical or mental well-being"
of the chile. In these circumstances, the in
terest of the parent in keeping the child
conflicts with the interest of the child in
its essential physical and emotional needs
and the Legislature has constitutionally man-
dated that the interests of the weaker party,
the child, should prevail. This legislative
determination must be accorded great defer-
ence for "when an issue involves policy
choices as sensitive as those implicated by
[the involuntary termination of parental
rights], the appropriate forum for their res-
olution in a democracy is the legislature."
Maher v. Roe, 432 U.S. 464, 97 S.Ct. 2376,
2385-86, 53 L.Ed.2d 484 (1977). As Mr. Jus-
tice Holmes stated in Missouri, Kansas and
Texas Railway Company v. May, 194 U.S. 267,
270, 24 S.Ct. 638, 639, 48 L.Ed. 971 (1904):
"“([Llegislatures are ultimate guardians of the
liberties and welfare of the people in quite
as great a degree as the courts."

Therefore, appellants’ assertion that

(footnote 10. continued) violative cf due

process and 2) a finding of parental unfit-
ness is unnecessary to a determination that
the child's interests will be served by ter-
mination of parental rights. Accord, In re

Petition of New England Home for Little Wan-
derers, 328 N.E.2d 854 (Mass.1975).

19a

"high and substantial misconduct" on the part
of the parent must be shown before parental
rights may be constitutionally terminated can-
not be accepted. Their contention ignores

the state's constitutional interest in the
welfare of the child.

Ii, THE DECREES OF THE ORPHANS' COURT DIVI-
SION TERMINATING THE PARENTAL RIGHTS OF
APPELLANTS ARE SUPPORTED BY COMPETENT
EVIDENCE.

A. Scope of Review

Having determinated that section 311(2) of
the 1970 Adoption Act is constitutional, it
remains to be determined whether the orphans'
court properly applied the section to the
facts of the instant cases. Our scope of re-
view is limited to determining whether the
orphans’ court's terminations of appellants'
parental rights are supported by competent
evidence. E.g., In re: Involuntary Termina-
tion of Parental Rights of S.C.B. and K,T.,
—- * ’ » 379 A.,2d 535, 540 (1977);
Adoption of M.T.T,, 467 Pa. 88, 354 A.2d 564
(1976); Adoption of Farabelli, 460 Pa. 423,
333 A.2d 846 (1975) (plurality opinion) ;
Sheaffer Appeal, 452 Pa. 165, 305 A.2d 36

ll. Appellants also argue that the language
of section 311(2) requires a showing of a
"high and substantial degree of misconduct,"
This contention was expressly rejected in In
Adoption of R,I,, 468 Pa. 287, 361 A.2d 294
(1976). See part II, infra.

20a

(1973). Findings of the orphans' court sup-
ported by evidence of record are entitled to
the same weight given a jury verdict and must
be sustained unless the court abused its dis-
cretion or committed an error of law. E.g.,
Garges Estate, 474 Pa. 237, 378 A.2d 307
(1977); In re Wertman Estate, 462 Pa. 195,340
A.2da 429 (1975); Button Estate, 459 Pa. 234,
328 A.2d 480 (1974); Cohen Will, 445 Pa. 549,
284 A.2d 754 (1971); Holtz Will, 422 Pa. 540,
222 A.2d 885 (1966); Hunter Will, 416 Pa.127,
205 A.24 97 (1964) .12

B. The orphans’ court division's determina-
tion that appellant Marjorie L.'s contin-
ued incapacity to care for her children,
combined with her separation from her
children since 1971, had caused her three
sons to be without "essential parental
care", and that this incapacity could not
be remedied by appellant, is supported by
competent evidence [Appeal at No. 46].

ee

12. In determining whether the findings of
the orphans' court are supported by competent
evidence, we must take as true all the evi-
dence supporting the findings and all reason-
able inferences therefrom, See Kay v. Kay,
460 Pa. 680, 334 A.2d 585 (1975). Mr. Jus-
tice Nix, in his dissenting opinion, departs
from this standard by drawing his own infer-
ences contrary to the findings of the or-
phans' court. An appellate court is not

free to draw inferences contrary to the find-
ings of the orphans' court supported by com-
petent evidence,

2la

The three children involved in this appeal
are Frank, age 13, William, age 11, and Mark,
age 7. Pursuant to a voluntary placement
agreement, all have been in the custody of
Children's Services since June 8, 1971, when
they were, respectively, ages 7, 5, and l.
Appellant has never married and none of the
fathers of the three children has opposed
termination of his parental rights. Appel-
lant has two other children. Carol, the old-
est, age 17, has lived with appellant's par-
ents for many years and there are no plans
for her to return to her mother. Appellant's
youngest child, Tracie, age 6, lives with ap-
pellant.

Appellant was pregnant with Tracie at the
time she placed her three sons with Chil-
dren's Services had become involved with ap-
pellant and her children because of the se-
verely substandard condition of the home
which, according to appellant's caseworker,
was unfit for habitation by children. Af-

13. Notice of the termination proceedings

was sent to the last known addresses of the
fathers of Frank and William. Neither fa-
ther responded. Notice was sent to a man al-
leged to be the father of Mark. The man de-
nied by affidavit that he was Mark's father,
relinquished any parental rights he might
have to Mark, and waived any right to further
notice in this or any subsequent proceedings
involving Mark,

14, The caseworker testified that the home
was roach infested, (footnote continued 22a)

22a

ter Tracie's birth Children's Services helped
appellant locate an apartment. The apartment
appellant selected gguid accommodate only ap-
pellant and Tracie. Frank, William and
Mark continued to remain in foster care, and
appellant visited them once a month at the
Children's Services' office. In November,
1974, while still in the two-person apartment,
appellant requested that her three sons be
returned. The agency, concluding appellant
was unable to provide the children with ap-
propriate care and supervision, declined,
Children's Services advised appellant of the
availability of legal services and in Decem-
ber, 1975, with the assistance of counsel,
appellant petitioned for visitation with the
children in her home, The court of common
pleas ordered that her visitation be increas-
ed to twice a month, and that visitation be
at her home,

Shortly after the three boys entered fos-
ter care in 1971, nutrition aids began regu-
larly visiting appellant's home to help her

(footnote 14. continued) that appellant had
seen a rat near the refrigerator, and that
appellant agreed that the housing was unfit
for children. Appellant did not contradict
this testimony.

15. According to the caseworker, appellant
at first could not decide whether to take
the apartment, or wait for housing which
could accommodate all four children. She
finally decided to take the smaller apart-
ment, in which she still resides.

23a

maintain her household and raise Tracie, 1®
Appellant has continuously relied heavily on
those aids for even the more simple tasks of
everyday life. The nutrition aid supervisor
testified that in the three week period be-
fore the hearing appellant had visited her
approximately seventeen times for assistance
with various minor problems, even though the
supervisor's office was some distance from
appellant's home, Despite the continuous as-
sistance, however, appellant has made little
or no progress in learning how to cope with
problems on her own, and the aids must neces-
sarily continue to perform basic tasks for
appellant.

16. According to the nutrition aid supervisor,
the program encompasses more than advice on
food and diet planning. The aids advise on a
variety of matters, including child care,
money management, and housekeeping.
17. For example, at one time school authori-
ties would not allow Tracie to go to school
because she had lice. The supervising nutri-
tion aid encountered great difficulty ex-
plaining to appellant, and having her per-
form, the necessary procedures to rid Tracie
of the lice, which involved shampooing and
using a special comb, to get the nits out of
Tracie's hair. Appellant seemed unable to
understand the necessity of removing the
nits. When Tracie still had nits after two
weeks, and was upset about missing school,
the aid treated Tracie.

Similarly, appellant has made no signifi-
cant progress in (footnote continued 24a)

24a

The record establishes that appellant is
minimally capable of caring for her youngest

(footnote 17. continued) learning how to bud-
get and manage her money. In the past, appel-
lant's heat and electricity were frequently
turned off because she neglected to pay her
bills. On one occasion, appellant came to
the nutrition aid supervisor requesting emer-
gency financial assistance because she be-
lieved she owed money for rent, gas, water,
and lights. When the aid contacted various
utilities and appellant's landlord (the hous-
ing project director) she learned that, in
fact, appellant did not owe money to any of
them, Workers at the Salvation Army told the
nutrition aid that appellant came to them fre-
quently with similar requests. There was no
indication that appellant intended to defraud
anyone; rather, she simply was unable to keep
track of her income,

The nutrition aids suspected that others
often took advantage of appellant's inability
to manage her money. On several occasions
appellant told the nutrition aids of giving
money to people for such things as toys,
which were never delivered. Appellant's sole
income is a monthly Supplemental Security In-
come (SSI) allowance. One nutrition aid ob-
served on three different occasions that a
creditor came to appellant's house on the day
her check arrived and appellant turned over
her check to him, He took the checks, cashed
them, and, after deducting money allegedly
due, returned what was left.

25a

daughter Tracie, even with the extensive as-
sistance she receives from the nutrition aids.
The record also establishes, however, that
appellant's capabilities are taxed beyond
their limits when she attempts to supervise
and control her three sons, in addition to
Tracie, The caseworkers and aids present
during the custodial visits ordered in 1975,
which continued regularly up to the time of
the hearing in May, 1976, testified that gen-
eral havoc prevailed during the visits. They
described the visits as "free-for-alls" in
which appellant chased one child after anoth-
er attempting to keep them under control.

The visits failed to re-establish closer ties
between appellant and the boys. Frank and
William were observed to "tolerate their moth
er." Mark, who has been with the same foster
family since he was one year old, was unable
to relate emotionally to appellant or his
brothers and would simply watch television.

All three children testified in chambers
and, although they expressed some affection
for appellant, agreed that they did not want
to live with appellant, Frank, then 13,
openly admitted that he refused to obey ap-
pellant and that she was incapable of doing
anything about it. He believed that appel-
lant would not be able to care for him and
his brothers.

In January, 1976, appellant, at the re-
quest of Children's Services, agreed to be
interviewed and tested by a psychologist.
The psychologist administered a structured
interview called the Vinelin Social Maturity

26a

Scale and the standardized Slosson Intelli-
gence Test. The first test indicated that
appellant's social skills and ability to
function independently were at about the
twelve year old level. The intelligence test,
which measures numerical and verbal reasoning
skills, indicated that appellant had an IQ

43 and a mental age of six years, ten months.
Although appellant testified at the hearing

that she had completed the seventh grade in
school, she told the psychologist that she
did not know how to read. The psychologist
testified that appellant had limited communi-
cation skills and showed considerable diffi-
culty in comprehending simple ideas concern-
ing housework, cooking, and child care. In
her psychological evaluation, the psycholo-
gist concluded that appellant lacked the so-
cial maturity and intellectual capability to
cope with the continuing responsibilities of
raising children. 9

18. Appellant began failing test items at
the five year level and low six year level.
She passed a few items at the seven and
eight year level, but did not pass any of
the test items at the nine year level and
above.

In 1963, when hospitalized after suffer-
ing from apparent hallucinations, appellant
was administered the Weschler Adult Intelli-
gence Test, which rated her IQ at 57. The
psychologist testified that both scores
placed appellant in the range of the educa-
ble or trainable mentally retarded.

19. Although the (footnote continued 27a)

27a

The orphans' court terminated appellant's
parental rights to her three sons pursuant to
section 311(2) of the Adoption Act. As this
Court observed in In re Geiger, 459 Pa. 636,
639, 331 A.2d 172, 174 (1975), this section
requires that three facts be shown before
parental rights may be terminated: (1) re-
peated and continued incapacity, abuse, ne-
glect, or refusal; (2) such incapacity, abuse,
neglect, or refusal has caused the child to
be without essential parental care, control
or subsistence necessary for his physical or
mental well-being; and (3) the causes of the
incapacity, abuse, neglect, or refusal cannot

(footnote 19. continued) psychologist did not
testify directly concerning appellant's men-
tal health, there is evidence suggesting that
appellant suffers from some mental instabili-
ty. In 1963 appellant was hospitalized for a
month after suffering from the delusion that
she was pregnant and about to deliver. The
supervising nutrition aid testified that ap-
pellant once asked her to locate a certain
boyfriend of appellant's. Upon investigation,
the aid discovered that the boyfriend did not
exist. Another aid testified to a story ap-
pellant had told her, which appellant repeat
ed under examination by Children's Services'
counsel at the hearing, of having seen her
mother kill her father when appellant was a
young girl, after which her mother buried

him in the family's back yard, The circum-
stances surrounding appellant's relation of
this story rendered it incredible.

28a

or will not be remedied. A decision to term-
inate parental rights, never to be made light-
ly or without a sense of compassion for the
parent, can seldom be more difficult than
when termination is based upon parental inca-
pacity. The Legislature, however, in enact-
ing the 1970 Adoption Act, concluded that a
parent who is incapable of performing paren-
tal duties is just as parentally unfit as one
who refuses to perform the duties. The or-
phans' court properly adhered to this statu-
tory determination and concluded that the el-
ements of the statute -- continued incapacity
to meet the children's essential needs -- had
been demonstrated by clear and convincing ev-
idence. The orphans' court stated:
"It is absolutely clear to the court that,
by reason of her very limited social and
intellectual development combined with her
five year separation from the children,
the mother is incapable of providing min-
imal care, control and supervision for the
three children. Her incapacity cannot and
will not be remedied."

Having first determined that grounds for
termination existed, the orphans' court held
that the best interests of Frank, William
and Mark dictated that appellant's parental
rights be terminated in order that the oppor-
tunity might be afforded the three boys to
enjoy a stable family relationship through
adoption. We find the decree of the orphan's
court supported by competent evidence.

Appellant argues that the decree cannot
be sustained because there was no compelling

29a

evidence that Frank, William, and Mark, while
in her care, were ever neglected, abused, or
abandoned by appellant or deprived of a basic
health need such as food, medical care, cloth
ing, or shelter. Appellant also asserts that
a "high and substantial degree of misconduct"
by the parent must be demonstrated before the
parent's rights to a child may be terminated,
She contends that section 311(2) requires a
showing that substantial physical or mental
harm resulted from the absence of a basic ne-
cessity such as food, clothing, shelter, or
medical care, and that such harm occurred
while the child was living with its parent.
Finally, appellant argues that a child cannot
be deprived of "essential parental care, con-
trol, or subsistence” while in foster care.

Nothing in the language of the act requires
a showing of a "high and substantial degree
of misconduct" before parental rights can be
terminated.29 in Adoption of R.I., 468 Pa,
287, 361 A.2d 294 (1976), this Court rejected
the contention that "willful misconduct" was
a necessary predicate to termination of par-
ental rights. Id. at 297-98 n.10, 361 A.2d
at 299 n.10. The notion that a showing of
parental misconduct is necessary before par-
ental rights may be terminated rests upon the
erroneous assumption that the purpose of sec-
tion 311(2) is to punish an ineffective or
negligent parent. Section 311(2) reflects a

30a

deep concern for the essential needs of the
child, not a legislative vengeance against
parental misconduct. The official comment to
the Adoption Act of 1970 states that the pro-
vision "centers judicial inquiry upon the wel-
fare of the child rather than the fault of
the parent." Joint State Government Commis-
sion, Official Comment, Adoption Act (1970).
Thus, section 311(2) authorizes termination
upon a showing of parental incapacity, when
the incapacity "cannot or will not be remedied
by the parent" and has "caused the child to be
without essential parental care, control, or
subsistence necessary for his physical or mer
tal well-being." The Legislature clearly man-
dated that, in suci: circumstances, the "“phys-
ical or mental well-being" of the child must
be protected.

Neither the language of section 311(2) nor
our case law supports appellant's contention
that section 311(2) requires a showing that
the chili suffered substantial physical or
mental harm while in the parent's custody,
see Appeal of Diane B., 456 Pa. 429, 321 A.2d
618 (1974), or that a child cannot be depriv-
ed of “essential parental care, control, or
subsistence" while in foster care, see Adop-
tion of R,I,, 468 Pa. 287, 361 A.2d 294
(1976). Appellant argues that her narrow
construction is necessary to protect the fam-
ily from unwarranted and potentially harmful
intrusions by the state. However, the need
to guard against unwarranted state intrusion
in family affairs does not require an inter-
pretation of section 311(2) precluding its

3la

application in circumstances where, as here,
the family has no prospect of being reunited
and the physical and mental needs of the
three children, who have already been out of
the home since 1971, cannot be met by the
parent,

It is the policy of this Commonwealth to
preserve and protect the family whenever pos-
sible. The Juvenile Act like the Adoption
Act, concerns state intervention in the par-
ent-child relationship when esgential to pro-
tect the welfare of the child. The Juven-
ile Act provides:

"This Act shall be interpreted and con-

strued as to effectuate the following pur-

poses:

(1) To preserve the unity of the family
whenever possible and to provide for
the care, protection, and wholesome
mental and physical development of
children coming within the provisions
of this act,

(3) To achieve the foregoing purposes in
a family environment whenever possi-
ble, separating the child from parents
only when necessary for his welfare

21. To the extent that both acts relate to
state intervention in the parent-child rela-
tionship, the Juvenile Act and the Adoption
Act may be considered in pari materia, 1 Pa.
C.S.A. § 1932 (Supp.1977). See Adoption of:
R.I., 468 Pa. 287, 295 n.9, 361 A.2d 294,

298 n.9 (1976).

32a

or in the interest of public safety.”
Act of December 6, 1972, P.L. 1464, § 1(b) (1),
(3), 11 P.S. § 50-101(b) (1), (3) (Supp.1977).
Thus, our courts have held that, under the
Juvenile Act, the state may act to remove a
child from its home only upon a showing of
“clear necessity.” Adoption of R,I,, 468 Pa.
at 294, 361 A.2d at 297(dictum); Interest of
Larue, 244 Pa.Super. 218, 225, 366 A.2d 1271,
1275 (1976); Stapleton v. Dauphin County Child
Care Services, 228 Pa.Super. 371, 391, 324 A.
2d 562, 572 (1974); Rinker Appeal, 180 Pa.Su-
per. 143, 117 A.2d 780 (1955).

This policy of restraint, however, is not
intended solely to protect the rights of par-
ents. Continuity of relationships is also
important to a child, for whom severance of
close parental ties is usually extremely
painful. Goldstein, Freud & Solnit, Beyond
the Best Interests of the Child 20, 31-34
(1973), cited in Wald, "Search for Realistic
Standards," supra at 994, Thus the policy of
restraint is incorporated in the demanding
standards of our removal and termination
statutes to protect the family from harmful
and unwarranted state intrusion.

The “contimuity of relationships" consid-
eration, however, is equally applicable wher,
as here, the child has lived with one foster
family for a considerable period of time.
Removal of the children from their foster
homes, or inflicting upon them the fear that
they might be removed at any time, could cre-
ate psychological and emotional distress sim-

33a

ilar to that caused by their removal from
their natural parent. See Adoption of R,I.,
supra, 468 Pa, at 299 n.13, 361 A.2d at 300 n.
i3; Commonwealth ex rel. Children's Aid Soci-
eity v. Gard, 362 Pa. 85, 97, 66 A.2d 300,
306 (1949); Foster, Adoption and Child Cus-
tody: Best Interests of the Child? 22 Buff.
L.Rev. 1, 11-14 n.8 (1972). The language of
section 311(2) should not, therefore, be read
to compel courts to ignore a child's need for
a stable home and strong, continuous parental
ties, which the policy of restraint in state
intervention is intended to protect, where,
as here, disruption of the family has already
occurred and there is no reasonable prospect
for reuniting it without serious emotional
harm to the child. In such circumstances,
the issue is not whether the state should in-
trude to disrupt an on-going family relation-
ship, but whether the state should seek to
preserve in law a relationship which no lon-
ger exists in fact, with the result that the
child is consigned indefinitely to the limbo
of foster care or the impersonal care of in-
stitutions,

Appellant's contention that a child can
never be without essential parental care
while in a foster home is neithey. factually
correct nor required by the law. Appel-

22. Our courts have long recognized that a
biological parent's claim to a child can be
weakened by long separation causing the par-
ent's relationship with the child to dwindle,
while the child de- (footnote continued 34a)

34a

(footnote 22. continued) velops other, more
stable ties. In Commonwealth ex rel. Chil-
dren's Aid Society v. Gard, Chief Justice Max
ey, writing for the Court, observed that a
child will become strongly attached to those

“who stand in parental relationship to it

and who have tenderly cared for it. Its

bonds of affection [may] have become so
strong that to sunder them suddenly may |
result not only in the child's unhappiness,
but also in its physical injury. ...

Nothing could be more cruel than the force-

able separation of a child from either its

real or foster parents by whom it has been
lovingly cared for and to whom it is bound
by strong ties of affection; to a child it
is equally cruel whether the separation is
brought about by ‘kidnapping’ or by legal
process. In passing on the contested cus-
tody of children no judge can do justice
without considering the human aspect of
this problem,"
362 Pa. 85, 97-98, 66 A.2d 300, 306 (1949).
See Davies Adoption Case, 353 Pa. 579, 588,
46 A.2d 252, 257 (1946); Stapleton v. Dauphin
County Child Care Services, 228 Pa.Super.371,
324 A.2d 562 (1974).

In Smith Adoption Case, this Court recog-
nized that parental rights may be terminated
if a parent does not affirmatively act to
meet the child's essential needs but rather
allows others to meet those needs. We there
stated:

"Parental rights may not be preserved by

complete indifference to the daily needs

of a child or by (footnote continued 35a)

35a

lant's interpretation of section 311(2) would,
contrary to the legislative mandate, protect
the rights of a parent long separated from
her child at the expense of the essential
physical and mental needs of the child. To
the contrary, when continued incapacity pre-
vents a parent from caring for the child and,
as a result, the parent-child relationship is
substantiaily "weakened by long separation"

(footnote 22. continued) merely waiting for
some more suitable financial circumstances
or convenient time for the performance of
parental duties and responsibilities
(while others adequately provide the child
with her immediate and continuing physical
and emotional needs). The parental obli-
gation is a positive duty and requires af-
firmative performance which may not be de-
layed beyond the statutory period by the
parent if the parental right is not to be
forfeited.”

412 Pa, 501, 506, 194 A.2d 919, 922 (1963).
Although Gard and Stapleton involved cus-

tody disputes, and Davies and Smith involved

abandonment, the principle that a parent's
claim to his child is weakened by long separ-
ation and development by the child of other,
closer, attachments applies equally to a pro-
ceeding under section 311(2) which, "is in-
tended to center judicial inquiry upon the
welfare of the child, rather than the fault
of the parent." Joint State Government Com-
mission, Official Comment, Adoption Act

(1970).

36a

and cannot be re-established, parental rights
may be terminated so that the child may have
an opportunity to escape the limbo of foster
or institutional care and establish a new par-
ent-child relationship through adoption.

Here appellant's three sons have been in
foster care since 1971. Perhaps in recogni-
tion of her own inability to care for then,
appellant made no effort to secure the return
of her three sons for more than three years 23
Despite her regular visits, appellant's rela-
tionship with her sons, especially the youn-
gest, has greatly deteriorated. All threg ,re-
gard their foster parents with affection

23. The orphans‘ court found as a fact that
the "mother began to request the return of
the children in November of 1974."
Appellant's caseworker testified that ap-
pellant made no request for the return of her
sons before November, 1974. Appellant testi-
fied that she had "asked to have them all
back, but just like I say, the caseworker
just gives you the run around, and I went to
Legal Aid Society, went in the middle part of
January." She did not indicate when she
first requested their return before going to
legal aid in January, 1975.
24. The foster parents of Mark, who has been
with the same foster family since 1971 when
he was one year old, and the foster parents
of William, who was five years old at the
time of placement in 1971, have told Chil-
dren's Services they are interested in adop-
ting the boys. Frank(footnote continued 37a)

eee ee ee

37a

and have no desire to return to appellant's
custody. In determining whether appellant's
continued incapacity had caused them to be
“without essential parental care, control, or
subsistence necessary for [their] physical or
mental well-being,” the orphans' court proper-
ly considered the fact that appellant's ina-
bility to care for the three boys since 1971
effectively precluded the possibility that the
family would ever be reunited.?> The orphans '

(footnote 24. continued) referred to his fos-
ter mother as "mom" and expressed his clear
preference to remain with his foster parents.
Appellant's own testimony indicated atten-
uation of the relationship between herself
and her sons. Appellant demonstrated little
knowledge of the habits and interests of her
sons, other than that they liked to watch TV
and play basebull. She was unaware of what
grade in school any of the boys was in, or
how they were doing in school.
25. This conclusion is consistent with our
decisions in Adoption of R,I,, 468 Pa. 287,
361 A.2d 294 (1976) and In re Geiger, 459 Pa.
636, 331 A.2d 172 (1975). In Adoption of R,I,,
we rejected the requirement of a showing of
"willful misconduct" because it "would deny
R.I. the benefits of a family through adop-
tion and continue the long period of tempor-
ary care to protect a possible reunion which
has been shown will not occur." 468 Pa. at
298 n.1l, 361 A 2d at 299 n.1l1. Although in
holding that R.I. had been deprived of essen-
tial parental care we(footnote continued 38a)

38a

(footnote 25. continued) relied on evidence
of physical deprivation leading up to her re-
moval from the home, nothing in our opinion
indicates that her long stay in foster care
was irrelevant to this question, and we clear-
ly relied upon the long stay in foster care in
determining that the neglect or incapacity of
her natural mother was irremediable.

In Geiger, we reversed an order terminating
a mother's parental rights. The termination
was based on opinion evidence that the house
was “'submarginal'” and "'was setting a cul-
tural standard for these children which would
be a deprivation in the future.'" 459 Pa. at
640, 331 A.2d at 174 (emphasis in original).
There, the child welfare agency had removed
the children from the home on this basis and
sought termination of the rights of both par-
ents. The propriety of the removal was not
before us. However, unlike here, there was
no allegation that the children had spent any
substantial time out of the home or that, with
agency assistance, the family could not be re-
united,

Appellant's assertion that, before her
richts can be terminated pursuant to section
311(2), it must be shown that her children
suffered some substantial harm such as depri-
vation of food, clothing, or shelter while in
parental custody, is contradicted by Appeal
of Diane B., 456 Pa, 429, 321 A.2d 618 (19%),
Like appellant, the mother in Diane B. vol-
untarily placed her child in the custody of
the children's agency. Nonetheless, this
Court held that the mother's subsequent con-
duct in failing to support her child or
maintain a close re- (footnote continued 39a)

39a

court concluded that "the mother will never
be capable, in our judgment, of resuming cus-
tody. The choice is between the limbo of
continuing fosterhood and the potentiality of
a normal parent-child relationship.”

The orphans' court determipation that ap-
pellant's continued inability to care for
her three sons, combined with her separation
from her children since 1971, had caused her
three sons to be without “essential parental
care, control or subsistence necessary for

(footnote 25. continued) lationship with the
child caused the child to be “without essen-
tial parental care" and justified termination
of the mother's rights under section 211(2).
26. In reviewing whether the evidence sup-
ports the orphans' court decree, we have
placed only limited reliance on appellant's
IQ score, Experts generally agree that soci-
ally and culturally disadvantaged people tend
to score lower on standardized intelligence
tests, which suggests that cultural bias may
affect the result. See Galliher, Termination
of the Parent-Child Relationship: Should Par-
ental I.Q. be an Important Factor?, Law and
the Social Order 855, 865-66 (1973). More-
over, "No Study has ever documented the prem-
ise that unintelligent parents are unable to
give love and affection." Id. at 871. Con-
sequently, we consider appellant's test score
only as a factor among many relevant to her

incapacity to meet the essential needs of her
children,

40a

[their] physical or mental well-being,” and
that this incapacity could not or would not
be remedied by appellant is supported by com-
petent evidence. See Appeal of Diane B., 456
Pa. 429, 321 A.2d 618 (1974).

C. The orphans' court division's determina-
tion that appellant Gladys B.'s "repeated
and continued incapacity” to maintain a
safe and sanitary home had caused her
daughter Judith to be without “essential
parental care, control or subsistence” and
that such incapacity would not or could
not be remedied is supported by competent
evidence, [Appeal at No. 113].

Judith Denise B., age ll, is appellant
Gladys B.'s youngest child. Judith's father
left the home many years ago and his wherea-
bouts are unknown, Judith has been in foster
care since November, 1974, pursuant to an or-
der granting custody of Judith to appellee,
Lycoming County Children’s Services [Chil-
dren's Services]. 7

In 1974, four of appellant's six minor

27. The juvenile proceedings were not incor-
porated in the record, but the record does
indicate that custody was taken from appel-
lant because previous court-ordered efforts
by Children's Services to help improve the
physical conditions in the home had been un-
successful and because Judith participated
with her older brothers in the commission of
a juvenile offense.

4la

children resided with her -- Dorothy, then age
17, Boyd, then age 15, David, then age 12, and
Judith, then age 9. An older daughter, Joan,
and hg two children also resided with appel-
lant. Appeilant was well known to public
health officials and Children's Services as a
result of frequent complaints received over
the years concerning extremely unsanitary con-
ditions in the different homes in which the
family had lived. Children's Services had
worked with the family since 1966. The case-
worker involved from August 1971 until August
1975 testified that, without exception, when
she visited appellant's home the floor was
strewn with raw garbage on which one could
not avoid stepping. She observed dogs running
free throughout the house, eating off dirty
diapers, and occasionally stealing food from
the plates of the younger children.

A Williamsport Public Health Officer tes-
tified to responding regularly over a ten
year period to complaints filed by neighbors
while appellant lived at seven different ad-
dresses, Typically, the complaints related
to insect and rodent infestation and accumu-
lations of garbage. Invaniably, he found the
houses grossly unsanitary, with garbage scat-
tered both inside and about the home. Dirty
clothes and particles of food were all over

the floors; during the summers, he observed
maggots in the food. Appellant's refriger-

28. Appellant has one other older daughter,
Shirley, who apparently lived elsewhere at
that time.

42a

ator was always filthy and usually contained
moldy food. Roach infestation was the norm,
and in appellant's last two residences, in-
cluding the residence she occupied with the
children in 1974, roaches were even inside
the refrigerator. About the time Judith was
placed in foster care, appellant was evicted
from her residence in the housing project.
The public health officer testified that the
whole row of houses adjoining appellant's
residence had to be fumigated, which took
about four months. He testified that most of
the twenty-five to thirty times he visited
appellant's residences they were so unsani-
tary as to be unfit for human habitation,

A school counselor, associated with appel-
lant's family over an eight year period, cor-
roborated the testimony concerning the condi-
tion of the homes. In the course of her work
she visited appellant at three different res-
idences. At each residence raw garbage and
food was scattered on the floor and the odor
of animal feces permeated the air. The coun-
selor met appellant while working with Ju-
dith's brother David, who was a truancy prob-
lem. Children at school teased David because
of his filthy clothes and lack of personal
hygiene. The counselor testified that appel-
lant listened to her recommendations, but did
nothing to correct the problems,

In February, 1974, a juvenile probation
officer visited the home. It was extremely
squalid. The windows were out, a condition

the public health officer testified was. com-
mon at appellant's residences. Room temper-

43a

ature was below freezing and there was no
heat. The probation officer could not recall
if he had seen Judith, but the children he
observed were inadequately clothed, including
an infant wearing only a diaper. In an appar-
ent effort to heat the house, the gas burners
on the stove were turned on at full capacity.
Nearby, dirty laundry was stacked up, creat-
ing an alarming fire hazard.

These conditions, as well as complaints
from neighbors concerning a lack of supervi-
sion over the children, led Children's Ser-
vices to seek custody of Judith in the Spring
of 1974, Rather than remove Judith at that
time, the court ordered Children's Services
to visit the home regularly and assist appel-
lant in improving conditions.

In March, 1974, Judith's sister Dorothy,
then 17, was involved in a burglary. The ju-
venile court removed Dorothy from the home
and placed her in foster care where she re-
mained until she was 19. She is now enrolled
in college and living outside the home. Ju-
dith's brother Boyd, then 15, was also in-
volved in juvenile offenses. In 1973, he was
before the juvenile court twice, once for
burglary and larceny, and a second time for
burglary. In October of 1974, he was again
before the juvenile court for bicycle thefts,
in which he had enlisted the aid of his 13
year old brother David and Judith, then 9
years old. Boyd was removed from the home
and placed in a juvenile institution where,
according to the testimony, he had an excel-
lent record and improved educationally and

44a

socially. He returned to the home in November
1975, but less than three months later, he was
again removed after yet another theft offense.
He was placed in a residential work experience
program where, once again, he had an excellent
record and seemed to mature considerably. He
completed the program, returning home in Au-
gust, 1976. His caseworker testified that, at
age 17, he appeared sufficiently mature to get
by on his own,

David and Judith were also removed from the
home following the theft offense. After com-
pleting a youth development program, David was
placed in a foster home and is now in a pri-
vate group home, There are no plans for his
return to appellant's custody.

Appellant's caseworker testified that, ra-
ther than improving, appellant's home deteri-
orated from Spring, 1974, when Children's Ser-
vices first petitioned for Judith's custody,
until October, 1974, when Judith was removed,
Moreover, Judith's involvement in the bicycle
thefts and her increasing truancy indicated
that serious behavioral problems were devel-
oping. Since placed in the custody of Chil-
dren's Services, she has been in a stable
foster home and appears well adjusted. Chil-
dren's Services considers her prospects for
adoption excellent.

After appellant's minor children had been
removed from the home in 1974, Children's
Services attempted to develop a plan with ap-
pellant which would allow Judith to return,

45a

The plan involving working with nutrition
aids to improve her housekeeping and food
preparation skills, seeking counseling, and
allowing caseworkers to monitor conditions in
the home, There was testimony that aids and
caseworkers visited the home on a few occa-
sions when conditions seemed to have improved
and the home appeared reasonably sanitary.
However, opportunities for observation oz
conditions in the home were limited because
appellant was often not at home, or did not
answer the door, when the nutrition aid ar-
rived for scheduled visits, or a caseworker
came to the house. Sometimes appellant or
her daughter Joan refused to allow the case-
worker inside and spoke to her at the door or
through a window,

That unsanitary conditions persisted in
the home was again revealed in February,1976.
David had run away from his foster home and
juvenile probation caseworkers came to appel-
lant's home where David was hiding. The con-
ditions were so deplorable that the juvenile
officers requested Children's Services to
make an immediate visit. Although all of
appellant's minor children were then living
elsewhere, the agency was concerned about
the infant children of Joan, appellant's
daughter. Garbage and food were strewn on
the floors throughout the house, including
the upstairs. Dirty diapers were found on
the floors, along with feces from several
dogs and cats, causing a foul odor to perme-
ate the house. Photographs confirm the tes-
timon describing these grossly unsanitary
conditions.

46a

Children's Services petitioned for custody
of Joan's children. The agency reached an
agreement with Joan whereby she obtained and
is maintaining a separate residence with her
children,

Appellant's willingness to cooperate with
Children's Services in improving the condi-
tions of her different residences and super-
vising her children has varied over the years.
At times, she has listened to the suggestions
of caseworkers and expressed her intention to
improve her housekeeping and child care skills.
Similarly, the public health officer and the
school counselor who worked with David testi-
fied that appellant would hear them out and
promise to follow their suggestions. Invari-
ably, however, appellant made no effort to
alleviate the offensive conditions. At other
times, appellant expressed hostility towards
the agency and the caseworkers for interfer-
ing in her life. Nutrition aides discontin-
ued their visits in late 1975 because appel-
lant was never home at the agreed times.

Appellant, who completed only two years of
schooling and is illiterate, has shown over
the years almost no comprehension of even ru-
dimentary standards necessary to maintain
minimal living conditions and to supervise
her children, Repeatedly, she expressed a
complete inability to control the children,
whom she blamed for the unsanitary condi-
tions. For example, when advised by differ--
ent caseworkers that the animals running
loose throughout the house had to be control-
led, she answered that she could do nothing

47a

about them because they were the children's
pets,

The orphans‘ court concluded that, al-
though appellant appeared to love Judith, the
evidence clearly established appellant's “con
tinued and repeated incapacity” which had
caused Judith to be without "essential paren-
tal care, control or subsistence necessary for
her physical and mental well-being." The
court found that this incapacity, which it at-
tributed primarily to appellant's lack of emo-
tional control and self-discipline, was irre-
mediable. Having determined that grounds ex-
isted justifying termination of appellant's
parental rights under section 311(2) of the
Adoption Act, the court concluded that Ju-
dith's best interests would be served by ter-
minating appellant's parental rights so that
Judith might be adopted into a responsiblg.,
family, able to meet her essential needs.

The decree of the orphans' court is supported
by adequate and competent evidence.

As in the appeal of Marjorie L., appellant

29. Appellant has not argued that, even if
grounds justifying termination under section
311(2) have been shown, it would be in Ju-
dith's best interests to deny the petition.
We note only that the orphans’ court consid-
ered this possibility and concluded that,
particularly in light of the progress which
had been made by Dorothy and Boyd outside the
home, Judith's best interests would be served
by adoption.

48a

Gladys B. argues that the decree cannot be
sustained because there was no compelling ev-
idence of a “high and substantial degree of
misconduct" by appellant or that Judith,
while in appellant's custody, ever suffered
serious harm from lack of food, clothing or
shelter. We rejected the former argument in
Part II B of this opinion, insofar as it re-
lates to the requirements of the Adoption Act,
Although Judith never suffered serious harm
while in appellant's custody, the record ful-
ly supports the orphans’ court's finding that
the conditions in appellant's homes while Ju-
dith was in her custody constituted a serious
threat to Judith's health and safety. We
cannot agree with appellant that where, as
here, a serious threat to health and safety
has been shown, the court cannot terminate
parental rights until serious harm actually
occurs. It would indeed be an insensitive
requirement that actual harm must first come
to the child before the Commonwealth's inter-
est in the child's health and welfare could
be invoked.

Appellant's reliance upon In re Geiger,
459 Pa. 636, 331 A.2d 172 (1975), in which
this Court reversed a decree terminating par-
ental rights under section 311(2), is mis-
placed. Geiger does not support appellant's
contention that substantial physical harm to
the child must first be shown before paren-
tal rights may be terminated. In Geiger,
the orphans' court relied upon evidence that
the home condition was "“submarginal” and
would cause, a “cultural deprivation” in the
future to support termination of the parent’

49a

rights. Here, unlike in Geiger, the orphans’
court's decree was based upon substantial ev-
idence establishing that the conditions in
appellant's different homes presented a seri-
ous health and safety hazard, and not merely
a “cultural deprivation.”

In addition to the threat to Judith's
health presented by appellant's inability to
maintain a safe and sanitary home, the record
supports the orphans’ court's conclusion that
appellant is incapable of supervising Judith.
Appellant admitted she was unable to control
her children when they were at home and, be-
fore Judith was taken from appellant's cus-
tody, Judith appeared to be entering the same
pattern of delinquengy exhibited by her older
brothers and sister.?

30, We do not imply that evidence of delin-
quent behavior, standing alone, justifies an
inference of parental incapacity to provide
proper care, control and supervision of the
child, for the causes of juvenile crime are
too myriad, complex, and imperfectly under-
stood. See generally, M. Wolfgang and L.
Radzinowicz, Crime and Justice (1971). Here,
however, appellant's own testimony indicated
that appellant was unable to control the
children and, at least with regard to Judith,
Boyd, and Dorothy, their antisocial behavior
ceased whenever they we were outside appel-
lant's home and in the custody of others.

50a

Judith had been in foster care since 1974.
Appellant's incapacity to maintain a minimal-
ly adequate home or to supervise her children,
which has already led to the disruption of
the family for many years, has not been reme-
died despite ten years of assistance from
caseworkers, nutrition aides, public health
officials, and school counselors. The or-
phans' court properly concluded that appel-
lant's incapacity would not or could not be
remedied.

D. Summary

We hold that section 311(2) is not uncon-
stitutionally vague in light of its demanding
standards and the strong policy of restraint
from interfering in the family developed in
our case law. We also hold that, on the facts
of these cases, the application of section
311(2) to terminate appellants’ parental
rights is constitutionally permissible. Fi-
nally, we hold that there is competent evi-
dence in each appeal supporting the orphans'
court's decrees terminating appellants' par-
ental rights pursuant to section 311(2) of
the Adoption Act.

Decree in Appeal No. 46 terminating the
parental rights of Marjorie L. is affirmed,
Each party to pay own costs.

Decree in Appeal No. 113 terminating the
parental rights of Gladys B. is affirmed.
Each party to pay own costs.

NIX, J., filed a concurring and dissent~

5la
ing opinion,
MANDERINO, J., filed a dissenting opinion.
NIX, Justice, concurring and dissenting.

I dissent as to the termination of paren-
tal rights of appellant Marjorie L., not only
because the facts of this appeal, as accepted
by the majority, clearly do not warrant ter-
mination of parental rights due to incapacity
under section 311(2), but also because the
majority's expansive interpretation of this
section creates serious constitutional prob-
lems.

Appellant, Marjorie L., is the natural
mother of three boys, Frank, William and
Mark, It is with respect to these three sons
that the Lycoming County Children's Services
Agency (Children's Services) sought involun-
tary termination of appellant's parental
rights. Appellant, who currently resides
with her six-year-old daughter, Tracie, in a
public housing project, subsists on a Supple-
mental Social Security Income Allowance, pub-
lic assistance grants, and food stamps. Psy-
chological testing indicated that appellant
is mentally retarded but educable and train-
able.

- The majority's suggestion that appellant
suffers from some mental instability is
without support in the record. There was no
finding by the lower court that appellant
was mentally unsta- (footnote continued 52a)

52a

(footnote 1. continued) ble, and the delusion
of pregnancy suffered by appellant nearly 15
years ago, and referred to by the majority,
could hardly constitute substantial evidence
of a present instability. See Adoption of
Farabelli, 460 Pa. 423, 333 A.2d 846 (1975).
In straining to find support for the theory
that appellant “suffered from some mental in-
stability", the majority takes facially neu-
tral evidence and wrenches factual interfer-
ences that are unwarranted and unfavorable to
appellant. In describing appellant's failure
to locate a certain boyfriend, the majority
states that the boyfriend did not exist. Al-
though these were the words used by appellee's
witness to describe the witness’ unsuccessful
attempt to locate the boyfriend, the context
of the comment shows that the witness merely
meant that she could not establish the iden-
tity of the boyfriend, nor that the boyfriend
was a figment of appellant's imagination.

The testimony of the county nutrition aide
supervisor concerning appellant's account of
her father's death, although of highly ques-
tionable relevance, was also seized upon by
the majority to support its thesis of mental
instability. Although appellant later adop-
ted this account and it was not rebutted,
the majority transforms this testimony into
evidence of appellant's delusions by stating
that "the circumstances surrounding appel-
lant's relation of this story rendered it
incredible." If such stories were incredi-
ble merely because they were bizarre, this
Court could quickly dispose of numerous hom-
icide appeals by discharging defendants who
committed “incredi- (footnote continued 53a)

53a

The record shows that in June of 1971, due
to the unhealthy condition of her dwelling at
that time, her advanced stage of pregnancy
and her difficulty in finding day care assis-
tance for her sons, * appellant voluntarily
placed her sons in custody of Children's Ser-
vices, with every expectation that she would
regain custody of her sons as soon as her sit-
uetion improved. The sons have lived in fos-
ter homes since June of 1971. Children's
Services set up a visitation schedule, and
from June, 1971 until November, 1974, appel-
lant and her sons met on a monthly basis, us-
ually at the Children's Services offices, but
occasionally, during summer months, at nearby
parks. After seeking legal assistance, appe}l
lant, in December, 1975 obtained a court de-
cree increasing the visits to bi-monthly and
allowing the visits to take place at appel-
lant's home, Over the years, appellant has
never missed any of the visits with her sons,
and the record shows that during the home
visits, appellant fed, entertained and con-
versed with her sons. To the extent possible
under the circumstances, appellant has main-
tained continual contact with her sons and
has kept abreast of her sons' activities; de-
spite her difficult financial position, ap-
pellant has remembered her sons with gifts on
special occasions such as Christmas or Easter.
Since June of 1971, appellant frequently ex-

2. At that time her sons ranged in age from
one year to seven years, Tracie was born in
September, 1971.

54a

pressed to Children's Services officials, nu-
trition aides, and the county nutrition aide
supervisor her desire to regai: custody of
her sons.

Shortly after the birth of her daughter
Tracie in September, 1971, in order to provide
a better home, appellant moved to the housing
project where she now lives. The record shows
that appellant is a conscientious mother; she
maintains a clean, healthy home and provides
adequate care for Tracie. Because of her lim
itations appellant has frequently enlisted the
help of nutrition aides to maintain her house-
hold; she has always cooperated with these
aides. Notwithstanding appellant's low intel-
ligence, focused upon by the majority, during
the proceedings in the lower court, appellant
was lucid in her responses to direct examina-
tion, cross-examination and questions from
the bench, The thirty pages of appellant's
transcribed testimony presented the picture
of a mother who was knowledgeable in all fa-
cets of her daily existence; she knew her
sources of income, the nature of her respons-
ibility to her daughter, and she was acutely
aware of the serious nature of the termina-
tion proceedings. In response to counsel's
question as to what effect the loss of her
sons would have upon her, appellant said,

"I'm going to take it pretty hard.” The ma-
jority's characterization of appellant as a
deluded retard is grossly inaccurate. Her
voluntary decision to seek the aid of a so-
cial agency in June of 1971 is but another
indication of appellant's ability to appraise
the needs of her family, to recognize when

55a

they were not being adequately provided for,
and to successfully secure effective means to
meet the needs of her children.

Section 311(2), upon which the termination
of parental rights rests in the instant ap-
peal, provides for such termination on the
ground that:

"(2) The repeated and continued incapa-
city, abuse, neglect, or refusal of the
parent has caused the child to be without
essential parental care, control, or sub-
sistence necessary for his physical or men-
tal well-being and the conditions and caus-
es Of the incapacity, abuse, neglect, or
refusal cannot or will not be remedied by
the parent:"

Act of July 24, 1970, P.L. 620, No. 208,

art. III, § 311(2), 1 P.S. § 311(2) (Supp.

1977-78) .

The majority asserts that "the basis for
termination is several years of demonstrated
parental incapacity, which does not involve
parental misconduct." In my judgment this
premise ignores the record and introduces an
insidious and dangerous philosophy completely
at odds with fundamental American values.
First, I take issue with the claim that there
has been a demonstration of parental incapa-
city as envisioned in this section. The ma-
jority relies upon the fact that Marjorie L.'s
limited intelligence handicaps her in the
performance of her parental responsibilities,
I would not dispute the possibility that a
brighter, better trained and more affluent

56a

mother might be more proficient in the dis-
charge of parental responsibilities. I do,
however, reject the contention that this fact
would empower a state to dissolve a maternal
relationship and to create an artificial one
that the state might deem "more advantageous."
Cf. Pierce v. Society of Sisters, 268 U.S.
510, 45 S.Ct. 571, 69 L.Ed. 1070 (1925); Mey-
er v. Nebraska, 262 U.S. 390, 43 S.Ct. 625,

67 L.Ed. 1042 (1923); In re Geiger, 459 Pa.
636, 331 A.2d 172 (1975). The example provid
ed by the Nazi Germany Youth Camps should dis-
suade anyone who might be tempted to opt for
such a sterile clinical approach to child
rearing. The majority has totally disregard-
ed the wisdom of Judge Woodside in Rinker Ap-
peal, 180 Pa. Super. 143, 117 A.2d 780 (1955),
wherein he stated:

A child Cannot be declared "neglected"
merely because his condition might be im-
proved by changing his parents. The wel-
fare of many children might be served by
taking them from their homes and placing
them in what the officials may consider a
better home, But the Juvenile Court Law
was not intended to provide a procedure
to take the children of the poor and give
them to the rich, nor to take the children
of the illiterate and give them to the ed-
ucated, nor to take the children of the
crude and give them to the cultured, nor
to take the children of the weak and sick-
ly and give them to the strong and healthy.
Id. at 148, 117 A.2d4 at 783.2

3. Judge Woodside's (footnote continued 57a)

57a

By its indifference to law and sound judicial
caution, the majority has terminated the par-
ental rights of a mother who did all she
could with the few natural attributes that
God gave to her,

In applying a statute, this Court must
construe the words of the statute "according
to their common and approved usage.” Statu-
tory Construction Act of 1972, Act of Decem-
ber 6, 1972, P.L. 1339, No. 290, § 3, 1 Pa.
C.S.A. § 1903(a) (Supp.1977-78). Turning to
Webster's Third New International Dictionary,
we learn that “incapacity” is the state of
being incapable, i.e., lacking capacity, abil-
ity or qualification for the purpose or end
in view. In the instant case, the majority
itself states that appellant is “minimally
capable" of caring for a child. In consider-
ing a question as momentous as the involun-
tary termination of parental rights, it is
not semantic quibbling to point out that a
parent who is minimally capable of caring for
a child cannot also be, in fact and in logic,
legally unqualified as a parent.

Section 311(2) requires not only a finding

(footnote 3. continued) caveat in Rinker Ap-
peal, 180 Pa.Super. 143, 117 A.2d 780 (1955)
arose in the context of an appeal from an a-
ward of custody. His warning should be accord-
ed even greater weight in cases such as the
instant one involving the irreversible ter-

mination of parental rights based upon an al-
leged parental incapacity.

58a

of incapacity but also a showing that the in-
capacity resulted in an absence of parental
care and control. Here the record indisputa-
bly reflects that Marjorie L. recognized her
limitations and sought assistance from those
public agencies available to her. Her con-
tinuing interest, love and affection for
these children has never been questioned. At
every opportunity she maintained communica-
tion to assure that their relationship would
be sustained, If appellant were fortunate
enough to have been financially able to soli-
cit this assistance from private sources,
the question of termination of her parental
rights would never have arisen.* It cannot

4. Financially secure parents suffering from
the same mental or intellectual deficiencies
as appellant Marjorie L. conceivably could
hire nurses or seek the services of a private
agency to aid in their childrearing. Thus,
wealthy parents of families may avoid even
the possibility of losing their parental
rights. On the other hand, indigent parents
similarly afflicted must seek aid from public
agencies in order to provide for their chil-
dren. It is indeed ironic that in seeking
the only assistance available to them indi-
gent involuntarily incapacitated parents ex-
pose themselves to the threat of losing the
very reason for the quest for help -- their
children. Such de facto discrimination on
the basis of wealth should be considered by
this Court when construing and applying the

words of a statute. 1 Pa.C.S.A. § 1921(6)
(Supp.1977-78). See note 8 infra.

59a

be said that the mother's infirmities resulted
in the children's deprivation of parental care,
control of subsistence. Her only "sin" was to
seek assistance from a public agency in pro-
viding these needs. Thus, in essence, the ma-
jority holds that where an indigent parent
seeks the support of a public agency to assure
assistance in obtaining adequate care for the
child, the parent does so upon pain of being
found to have been incapable of performing the
duties of parenthood and subject to the termi-
nation of parental rights.

There :8 also no basis for finding that
"the conditions and causes of the incapacity
. « » Cannot or will not be remedied by the
parent." 1 P.S. § 311(2) (Supp.1977-78). In
the instart appeal, the cause of appellant's
supposed incapacity is her lack of intellec-
tual talert or ability. However, the evidere
does not support a conclusion that this cause
cannot be remedied. To the contrary, there
is expert testimony, summarized by the major-
ity, that appellant's I.Q. scores placed her
within the category of educable and trainable
mentally retarded, A finding that the cause
of appellant's incapacity cannot be remedied
could only be sustained by ignoring the psy-
chologist's testimony concerning appellant's
capacity for training and education. Nor can
it be concluded that the cause of appellant's
incapacity will not be remedied. Appellant
has, at considerable inconvenience, sought
and received the assistance of Children's
Services and nutrition aides in order to pro-
vide adequate parental care; appellant changed

60a

her residence in order to improve her family's
living conditions; appellant maintains an ad-
equate and healthful dwelling; and she pro-
vides for her daughter's basic needs. The
record shows that appellant was more than wil-
ling to seek the best possible environment for
the rearing of her children and that she pos-
sessed sufficient capacity to perform the du-
ties of parenthood. I am therefore of the be-
lief that even without a consideration of the
question of "fault" the clear language of sec-
tion 311(2) does not provide a basis for ter-
mination under the instant record.°

Even more egregious, in my view, is the
majority's position that the element of par-
ental fault is not required by section 311(2).
The majority construction of section 311(2)
in effect means that an involuntary parental
incapacity, sustained through no fault of the
parent, if found to be irremediable, justi-

5. The record in the appeal of Gladys B. pre-
sents a significantly distinguishable factual
situation. Appellant Gladys B.'s refusal to
cooperate with school counselors and nutri-
tion aides and her open hostility toward
caseworkers ee a clearer case of an in-
capacity which “will not be remedied by the
parent." Gladys B.'s obstinate unwillingness
to accept the assistance offered is but one
kind of parental misconduct which is a pre-
requisite to termination of parental rights
under Section 311(2). I therefore concur in
the result es to the appeal of Gladys B.

6la

fies judicial termination of the incapacitated
parent's parental rights. Such a construction
raises serious equal protection questions
which may very well render section 311(2) in-
valid,

The construction placed upon section 311(2)
by the majority results in the creation of two
categories of parents; one consisting of in-
voluntarily incapacitated parents, either
physically, mentally, or both, and the other
consisting of basically healthy parents. As
to those parents in the former category, the
majority would apply section 311(2) to termi-
nate their parental rights, whereas those par
ents in the latter category would not face
such a threat without some dereliction on
their part. By this judgment they have or-
dained that the bedridden terminally ill can-
cer patient, the comatose accident victim,
the paralytic, and the contagiously ill pa-
tient are all prime subjects fox involuntary
termination under this section.

6. We who sit as appellate judges must always
guard against becoming emotionally isolated
from human nature and the human consequences
of our decisions lest in our endeavors to
render dispassionate justice we lose our com-
passion. Kafka, in describing judges in a
fictional judiciary, wrote:
". . . yet confronted with quite simple
cases, or particularly difficult cases,
they were often utterly at a loss, they
did not have any right understanding of
human relations, (footnote continued 62a)

62a

It is conceded that there are literally
hundreds of legislatively created classifica-
tions and that the constitutional guarantee
of equal protection does not operate as a per
se prohibition of such classifications. The
traditional equal protection standard required
only that the differentiation in treatment
created by a classification bear some reason-
able relationship to a legitimate legislative
objective. See e.g., Dandridge v. Williams,
397 U.S. 471, 90 S.Ct. 1153, 25 L.Ed.2d 491
(1970); McGowan v. Maryland, 366 U.S. 420, 81
$.cCt. 1101, 6 L.Ed.2d 393 (1961); Railway Ex-
press Agency v. New York, 336 U.S. 106, 69S.
Ct. 463, 93 L.Ed. 533 (1949) (Jackson, J.,
concurring). See generally, G. Gunther, Con-
stitutional Law 657 (9th ed. 1975). However,
where a statutory classification affects a
fundamental interest, equal protection re-
quires tha* the statutory classification be
necessary to promote a compelling state in-
terest. See Kramer v. Union Free Sch, Dist.,
395 U.S. 621, 89 S.Ct. 1886, 23 L.Ed.2d 583

(footnote 6. continued) since they were con-
fined day and night to the workings of
their judicial system, whereas in such
cases a knowledge of human nature itself
was indispensable.”

F. Kafka, The Trial 148-49 (M. Brod ed. 1969.

One cannot ignore the human result of the ma

jority's decision today. In the words of Mr.

Justice MANDERINO in his dissent in the in-

stant case, Frank, William and Mark are dead

so far as appellant is concerned.

63a

(1969) (right to vote). Shapiro v. Thompson,
394 U.S. 618, 89 S.Ct. 1322, 22 L.Ed.2d 600
(1969) (right of interstate travel). The cor-
nerstone of the parental relationship is the
natural love that exists where it is properly
nurtured by the parent. In the panoply of ad-
ties and responsibilities that comprise the
obligations of parenthood, nothing is more im-
portant that the fostering of the love that
can exist between parent and child. No exper
ience in life is more gratifying and signifi-
cant in the development of the child than to
have been the recipient of parental love.

The warmth and the security of that love
dwarfs the incidental benefits that riches,
luxury and power may provide. The societal
importance of the parental relationship ex-
plains, if such explanation is needed, why
the United States Supreme Court has consis-
tently held that the right of natural parents
to raise their own offspring is a fundamental
interest and thus subject to the highest de-
gree of constitutional protection. Stanleyv.
Illinois, 405 U.S. 645, 92 S.Ct. 1208, 31 L.
Ed.2d 551 (1972); see Pierce v. Society of
Sisters, supra; Meyer v. Nebraska, supra.
Since the classification drawn by the major-
ity's construction of section 311(2) directly
impringes upon involuntarily incapacitated
parents’ rights to the companionship, care
and custody of their children, only a compel-
ling state interest can justify the classifi-
cation. I have grave doubts that the state's
admittedly valid interest in protecting minor
children is sufficiently powerful to legiti-

64a

mize the classification, ’ Furthermore, I

would submit that even if this state interest
is considered to be a "compelling" one, there
are less drastic alternatives available (e.g.,
continued foster home care), short of absolute
termination of parental rights, to promote

this state interest. The state's interest is

7. Since, as the majority correctly notes, the
appeal of Marjorie L. does not involve any
parental misconduct, the “abuse, neglect, or
refusal” language of section 311(2) was not a
basis for the majority's holding.

8. I have already discussed the potential for
de facto discrimination on the basis of
wealth created by the majority's construction
of section 311(2). See note 4, supra. I now
point out that such a wealth-based classifi-
cation also raises an arguable equal protec-
tion question. It must be conceded that the
Equal Protection Clause has not been judici-
ally accepted as a means of redressing all
economic inequalities. Compare San Antonio
Ind. Sch, Dist. v. Rodriguea, 411 U.S. 1, 93
S.Ct. 1278, 36 L.Ed.2d 16 (1973) (Texas sys-
tem of financing public education upheld in
face of equal protection attack) and Douglas
v. California, 372 U.S. 353, 83 S.Ct. 814, 9
L.Ed.2d 811 (1963) (denial of appellate coun-
sel to indigent criminals held unconstitution
al, but opinion unclear as to whether holding
relied upon due process or equal protection).
Nevertheless, in interpreting a statute, this
Court should consider the consequences, both
legal and practical, of its interpretation.

1 Pa.C.S.A. § 1921 (footnote continued 65a)

65a

that of insuring that the essential needs of
the child are met. In cases involving no
parental misconduct, such as the instant case,
this interest is sufficiently promoted by
custody awards.

I need not reach the ultimate merits of
the constitutional issues discussed above, be-
cause in my judgment the appropriate construc-
tion of section 311(2) avoids constitutional
problems. In concluding that the incapacity
provisions of section 311(2) do not require
any showing of parental fault, the majority
relies upon the Joint State Government Commis-
sion, Official Comment,Adoption Act (1970).

It is, of course, permissible for this Court
to consult such comments in construing a stat-
ute. 1 Pa.C.S.A. § 1939 (Supp.1977-78). How-
ever, in construing a statute, this Court
should also consider the consequences of a
particular interpretation and should presume
that the legislature did not intend that a
statute be construed in a constitutionally
questionable manner. 1 Pa.C.S.A. §§ 1921(6),
1922 (3) (Supp.1977-78). While the words, "in-
capacity” and “cannot", when read in conjunc-
tion in a purely literal sense, could support
the construction urged by the majority, it is
my view that such a construction is foreign

(footnote 8. continued) (6) (Supp.1977-78).
Certainly there is no jusitication for a con-
struction, not absolutely required by the
language of the act, which would create such

a blatant disparity between the rich and the
poor.

66a

to the American philosophy of the relation-
ship between the State and the citizen and is
totally unwarranted. The majority's no-fault
interpretation of the incapacity provisions
of section 311(2) permits the termination of
the parental rights of parents who, without
any fault, are rendered unable to care for
their children. In light of this consequence
and the attendant constitutional difficulties,
I suggest that some degree of parental fault
be a prerequisite to a termination on grounds
of incapacity. The “abuse, neglect, or refus-
al" language of section 311(2) shows that pa
ental misconduct was a primary concern of the
legislature. Furthermore, in providing for
termination when an incapacity "will not be
remedied by the parent”, the legislature
clearly intended that the willful refusal of
parents to take steps to remedy their own in-
capacity would constitute grounds for termi-
nation. Thus, the element of fault, or par-
ental misconduct, permeates section 311(2).
Since the state has a much stronger interest
in protecting minor children from willful or
even negligent parental misconduct, the stat-
utory interpretation I proffer is essential
if section 311(2) is expected to withstand an
equal protection attack.

I therefore dissent as to the termination
of parental rights of appellant Marjorie L.,
and I concur in the result as to the termina-
tion of parental rights of appellant Gladys
B,.

MANDERINO, Justice, dissenting.

67a

I must dissent. The majority holds that
the state may constitutionally terminate the
parental rights of a parent if that parent,
without fault, ir incapacitated, and the in-
capacity prevents the parent from taking care
of the parent's children. The state does not
have such a dangerous and far-reaching right
over its citizens. Suppose a parent is inca-
pacitated, without fault, as the result of an
automobile accident, or a heart attack,or an
injury received during a war? Under the ma-
jority's holding, if such a parent cannot tak
care of his or her children, the state may
terminate parental rights. To state the is-
sue is to answer it. The state can constitu-
tionally have no such right.

We are in this case concerned with custody,
Of course, if a parent is incapacitated, a
benevolent and protective state may help that
parent by providing care for the children out-
side of the parent's custody. The termina-
tion of parental rights, however, means that
the child is dead so far as that parent is
concerned, I cannot, as does the majority,
make a valued judgment that a child will grow
up to be a better adult if that child is cut
off from its natural parents who are not able,
without fault, to care for the child.

68a
IN THE COURT OF COMMON PLEAS
OF LYCOMING COUNTY, PA.
ORPHANS' COURT DIVISION
IN RE:

WILLIAM LEHMAN

MARK LEHMAN No. 2986
FRANK LEHMAN, 2987
2988

MINOR CHILDREN.

Findings, Discussion & Order

Before the court are petitions to involun-
tarily terminate the parental rights of Mar-
jorie Lehman with respect to three of her
children and petitions to voluntarily relin-
quish the parental rights of the fathers of
each of the same three children. After hear-
ing, the court makes the following findings
of fact:

The three children involved in this pro-
ceeding were voluntarily placed in the cus-
tody of the Lycoming County Children's Ser-
vices Agency on June 8, 1971, as a result of
an investigation by that agency into the
roach and rat infested conditions of the hore,
The children are Frank, age 12, date of birth
December 22, 1963 (7 years old at time of
placement); William, age 10, date of birth
November 22, 1965 (5 years old at time of
placement); and Mark, age 6, date of birth
October 8, 1969 (1 year old at time of

69a

placement).

The fathers of the children are Richard L.
Smith (as to Frank), William Tawney (as to
Mark), and Charles Morgan (as to William).

The mother is Marjorie Lehman, age 43, date
of birth September 18, 1932. She has never
been married and has two other children. The
oldest, Carol, age 15 years (date of birth-
September 30, 1960), has lived with Marjorie
Lehman's parents for many years and there are
no plans for her ever to return. The other
child, Tracie Ann Lehman, is four years old,
having been born on September 1, 1971. Mar-
jorie was pregnant with Tracie at the time,
Frank, William and Mark were placed in the
Children's Services agency. The mother has
custody of Tracie and appears to be able to
handle her custody at this time. The mother
functions socially at the twelve year level
and intellectually at the age of six years,
ten months. She went as far as the seventh
grade of school and is illiterate.

At the time of the placement of the chil-
dren with the Agency in June, 1971, the Agen-
cy's plan with respect to the children was to
seek their return by helping the mother to c-
tain adequate housing, by providing nutrition
aids to counsel her and by waiting for her
circumstances to stabilize after the birth of
the baby she was carrying.

Since 1971, nutrition aids have regularly

visited the home and have attempted to assist
Marjorie Lehman in coping with the complex-

70a

ities of life. They have found that Miss
Lehman has repeatedly been in need of and in
fact has constantly solicited their advise as
to some of the more simple problems in day to
day living. At one time Tracie Ann was not
permitted to go to school because she had
lice. The supervising nutrition aid had
great difficulty explaining to Miss Lehman
the procedures necessary to rid the child of
the problem; in the end, the supervisor had
to perform the process herself in order that
the child would be able to return to school.
Nutrition aids have observed that on the days
when Miss Lehman receives her S.S.I. checks
(her sources of income), a bill collector
will come to her home - she will give him the
check and he will return later, having cashed
the check and deducted whatever debts might
be due.

The mother began to request the return of
the children in November of 1974, but the
Agency felt that she was simply incapable of
dealing with these active young boys. In De-
cember of 1975, with the assistance of a le-
gal aid attorney, she petitioned for custodi-
al visits with the children. These visits
have been occurring since that time and by
observation of caseworkers and aids present
during different visits, the visits have con-
sisted of general havoc or "free-for-alls";
as the mother attempted to attend to one
child, the others were running wild. The ol-
der boys were observed to "tolerate their
mother" and the youngest boy who has been
away from home since age one, appeared unable
to relate emotionally with the mother and

7la
his brothers and simply watched television.

The mother, by virtue of her income and
having a child, finds it necessary to live in
a low income project area, where social prob-
lems are most intense and where the demands
upon a parent in properly supervising and dis-
ciplining his children are most extreme,

The children are healthy, active, alert
youngsters. The mother would not be able to
provide intellectual or social stimulation
for them, nor would she be able to channel
and discipline their behavior.

Section 31l of the Adoption Code provides:
"The rights of a parent in regard to a
child may be terminated after a petition
filed pursuant to section 312, and a
hearing held pursuant to section 313,on
the ground that: ...

(2) The repeated and continued inca-
pacity, abuse, neglect, or refusal
of the parent has caused the child
to be without essential parental
care, control, or subsistence neces-
sary for his physical or mental
well-being and the conditions and
causes of the incapacity, abuse, ne-
glect, or refusal cannot or will not
be remedied by the parent; ... "

The standard of proof required to involun-
tarily terminate parental rights is clear and
convincing evidence. Geiger Appeal, ___ Pa.
___. 331 A 2d 172 (1975).

72a

There is no question that Marjorie Lehman
loves her children and would like to see them
return. The court is also satisfied that the
older two children, Frank and William, remenm-
ber their mother and have affection for her.
However, it is absolutely clear to the court
that, by reason of her very limited social and
intellectual development combined with her
five-year separation from the children, the
mother is incapable of providing minimal care,
control and supervision for the three childmn,
Her incapacity cannot and will not be remedied,

If the termination petition is granted, the
children will be eligible for adoption and
will have the prospect of a stable and perma-
nent relationship with a father and mother.

If the petition were denied, the best inter-
ests of the children would dictate that they
remain in agency custody indefinitely, as the
mother will never be capable, in our judgment,
of resuming custody. The choice is between
the limbo of continuing fosterhood and the po-
tentiality of a normal parent-child relation-
ship.

The petitioner has met its burden of proof
in this matter and the parental rights of
Marjorie Lehman will be terminated with re-
spect to Frank, William and Mark Lehman,

The court considers the argument that Sec-
tion 311 of the Adoption Code is unconstitu-
tionally vague, to be without merit. The
legislation fairly puts the parent on notice
that parental rights can be terminated where
there is an abandonment or refusal to provié,

73a

or incapability of providing, essential par-
ental care. It would be impossible to set
forth in the statute all of the circumstances
which might arise in an infinite variety of
factual circumstances constituting lack of
essential parental care. The legislative ap-
proach, which is not at all uncommon in Anglo-
American jurisprudence, is to use a general
standard which has a commonly accepted mean-
ing and which is susceptible of application
by the courts as cases arise, in the com >n
law tradition.

Decree Nisi

AND NOW, June 3rd, 1976, for the reasons
set forth in the foregoing Findings and Dis-
cussion, it is Ordered and Decreed that the
parental rights of Marjorie Lehman with re-
spect to her children, Frank, William and
Mark are terminated. The parental rights of
Richard L. Smith as to Frank, Charles Morgan
as to William, and William Tawney as to Mark,
are relinquished and forever terminated. The
children are eligible for adoption. Unless
exceptions are filed to this Decree within
twenty (20) days of the date hereof, a Decree
absolute shall be filed.

By The Court,
(signed)
Thomas C. Raup, Judge
cc: L.C, Children's Services
Warren R. Baldys, Jr., Esq.
Charles F. Greevy, III, Esq.
Marjorie Lehman

RECORD PRESS, INC., 95 MORTON ST., NEW YORK, N. Y. 10014—{212) 243-5775

a

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385005_1088%3A2. Public record. Not legal advice.
