# motion to affirm — Leroy Symm, Tax Assessor-Collector of Waller County, Texas v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** motion to affirm
- **Published:** January 1, 1979
- **Citation:** 439 U.S. 1105

## Text

’ — Court, .
ILED
4

ti SEP 28 1978

No. 77-1688
eet. 008K, cue

In the Supreme Court of the United States

OCTOBER TERM, 1978

Le roy SYMM, APPELLANT
Vv.

UNITED STATES OF AMERICA, ET AL.

ON APPEAL FROM THE UNITED STATES DISTRICT
COURT FOR THE SOUTHERN DISTRICT OF TEXAS

MOTION TO AFFIRM

Wape H. McCree, Jr.
Solicitor General

Drew S. Days, Ill
Assistant Attorney General

WALTER W. BARNETT
JoHN C. HOYLE
Attorneys
Department of Justice
Washington, D.C. 20530

INDEX

Page
Tv cccsctnescncsccsecccsccccccccccescoccceesees |
oss scnsesencrccccoosccoosoocos |
a acc cccssncssscsscscocsesoscesceccscocoees 2
ssc cca secccnaseccvcccesoccscccccoooces 2
III tise eltiaclndnsssccrecccesscoccccccccccscceccscccccoe ess 7
ss ccsecsmnccnscccccccs 13
CITATIONS
Cases:
Ballas v. Symm, 351 F. Supp. 876, affirmed,
a cnccacacccncccccceccoococeees 5, 9,
Bishop v. Wood, 426 U.S. 341 ....ccccccccsseseeeeeneees s
Bright v. Baesler, 336 F. Supp. 527 .............00++. 10
Carrington v. Rash, 380 U.S. 89 ........ccccccccceeeeeees q
Dunn v. Blumstein, 405 U.S. 330 ...........000000 9, 10
Evans v. Corman, 398 U.S. 419 .......cccccccceceeeees 11
Frazier v. Callicutt, 383 F. Supp. 15. .......... 10, 12
Gomillion v. Lightfoot, 364 U.S. 339 .......... 11, 12
Herb v. Pitcairn, 324 U.S. V7 coccccccccccccceeeeeeeeeeees 8
Jankovich v. Indiana Toll Road
Commission, 379 U.S. 487 .......ccccccccccceeeeeeeeeees 8
Kramer v. Union Free School District
I cscs cnccscnscccccccssoccececceeees 11
Mills v. Bartlett, 377 S.W. 2d 636 ......ccccccccceeeeees 8
Minnesota v. National Tea Co.,
ST 8

“*

Page
Cases —continued:
Missouri ex rel. Gaines v. Canada,

SD We GY secnwidsmttecientiteinmanintiidednaidabiidiadiie 11
Foagaar ¢. Gah, Bae Dita: Ge concise 8
Runyon v. McCrary, 427 U.S. 160 ......ccccccccceee 8
Sam Fox Publishing Co. v. United States,

SOD GE, GD cceminniicwcitncininctanitdiiaieinaitiels 13
Sloane v. Smith, 351 F. Supp. 1299 ................ 10
Shivelhood v. Davis, 336 F. Supp III .............. 11
Whatley v. Clark, 482 F. 2d 1230, cer-

tiorari denied, 415 U.S. 934 oo... ccceceeseeeeees 5,
Wilkins v. Bentley, 385 Mich. 670,

SU? Das a “Ge GUE. -cenisinninecdinierttiemntaineiiedias 11
Williams v. Rhodes, 393 U.S. 23 coccccccccccccceeseees II
Wiison v. Symm, 341 F. Supp. 8 .........ccccccccceeeees 5
Worden v. Mercer County Board of

Elections, 61 N.J. 325, 294 A. 2d 233 00.0.0... 11

Constitution and Statutes:
United States Constitution:

Fourteenth Amendment ....................c00000000+ 5, 11

Fifteenth Amendment ....................cccc0eeeeees 5, 12

Twenty-Sixth Amendment ..................0000000. 5, Il
SB VBA... GEV sncncdacsivisinstasiabinteabieiai 5

42 U.S.C. 1971(a)(2)(A)
42 U.S.C. 1973

ill
Page
Constitution and Statutes—continued:
V.A.T.S. Election Code (Cum. Supp.
1977):
es BD vistitncientalbtindituisetntirtntnsinamtnnnevan 4
Bee TD siiccntnstciicinttinnntiniecesccnaeseninmanins 9
Se TD cictitinsstieiesdnnssansasnctsinioniainiineanets 13
Pe BE cleccennnactensitsensnnssetsscsireneseeneniens 3
BR GI. cetiittnatisctemnccenincentnnsencetinniininnieane 3
Palin SBT cececcccsscccescesesccccescccesccessnessscoete 4
gS ee 3, 9
Miscellaneous:
Guido, Student Voting and Residency
Qualifications: The Aftermath
of the Twenty-Sixth Amendment,
47 N.Y.U. L. Rev. 32 (1972) ......ccccccececeeeeeeeees 12

In the Supreme Court of the United States

OCTOBER TERM, 1978

No. 77-1688
Le roy SYMM, APPELLANT
V.

UNITED STATES OF AMERICA, ET AL.

ON APPEAL FROM THE UNITED STATES DISTRICT
COURT FOR THE SOUTHERN DISTRICT OF TEXAS

MOTION TO AFFIRM

Pursuant to Rule 16(1)(c) of the Rules of this Court,
the United States moves that the judgment of the district
court be affirmed.

OPINION BELOW

The opinion of the district court (J.S. App. C) is re-
ported at 445 F. Supp. 1254.

JURISDICTION

The judgment of the three-judge district court was
entered on March 3, 1978 (J.S. App. B). Notice of appeal
was filed on March 27, 1978 (J.S. App. A), and the
jurisdictional statement was filed on May 26, 1978. The
jurisdiction of this Court is invoked under 28 U.S.C. 1253
and 42 U.S.C. 1973bb.

(1)

ty

QUESTION PRESENTED

Whether the means used to determine the voting
eligibility of students living on a college campus in Waller
County, Texas, denied the students the right to vote on an
equal basis with other citizens.

STATEMENT

|. This case involves a challenge to one aspect of the
voter registration practices employed in Waller County,
Texas. Waller County, a small rural county west of
Houston, has a population of approximately 15,000, a
slight majority of which is black. Prairie View A & M
University, a state-supported, predominantly black
university, is located in Waller County. The dispute that
gave rise to this case concerned the eligibility of students
at the university to vote in Waller County on the same
terms as non-students.

Appellant, the Tax Assessor-Collector of Waller
County, is responsible for registering voters in the county.
It is his practice ordinarily to refuse to permit unmarried
students living in the dormitories of Prairie View A & M
to register to vote, unless they prove to his satisfaction
that they are permanent residents of the county (J.S. App.
C16).

Appellant puts this practice into effect by using a
special questionnaire that he has devised to determine
whether students at Prairie View who attempt to register
to vote have met his standards of residency in Waller
County. The questionnaire, which is sent only to Prairie
View students or to persons with addresses on the campus
(J.S. App. C19-C20), inquires whether the prospective
voter is a student, whether he intends to reside in Waller
County indefinitely, what he plans to do after college,
whether he has a job in Waller County, and where he lives

when college is not in session (J.S. App. C43). Very few
students have succeeded in registering to vote after having
been sent appellant’s questionnaire. Appellant sent his
questionnaire to 545 persons from Prairie View who ap-
plied to register in 1976. Only 35 were ultimately regis-
tered to vote—25 on the basis of their responses to the
questionnaire, and another 10 after a hearing (J.S. App.
C16-C17). In registering nonstudents in Wailer County,
appellant does not use his questionnaire, but instead
registers voters on the basis of tax roll records and the
asserted personal knowledge of appellant and his deputies
regarding the prospective voter's qualifications (J.S. App.
C15).!

2. Although appellant is responsible under Texas law
for registering voters in the county (V.A.T.S. Election
Code (Cum. Supp. 1977), Article 5.09a), the Secretary
of State is the chief election officer of the State (id,
Article 1.03). The Texas Election Code provides that
the Secretary of State “shall prescribe the application
form” for voter registration and that the “registrar in
each county shall accept any application made upon
any form prescribed by the Secretary of State which
supplies all the necessary information for registration”
(id., Article 5.13a). Included in the information that must
be provided on the registration form is a statement

'The district court noted that of the persons registered on the basis
of asserted personal knowledge, many appeared not to know
appellant and not to know how he could have knowledge of their
residence. In addition, the court noted that appellant and his deputies
had been unable to state, with reference to a large number of persons
who had been registered on the basis of claimed personal knowledge,
that they had any personal knowledge concerning the residence of
those persons (J.S. App. C19).

that the applicant is a resident of the county in which
he seeks to vote (id., Article 5.13b(6). The Code further
provides (id., Article 5.02) that the Secretary of State

shall, by directive, implement the policies stated
herein throughout the elective procedures and
policies by or under authority of this state. En-
forcement of any directive of the Secretary of State
pursuant to this section may be by injunction
obtained by the Attorney General.

In September 1977, the Secretary of State issued a
directive, entitled Emergency Rule 004.30.05.313, which
prohibited registrars from using any questionnaire or
requiring any additional information from an applicant
who has properly completed a state voter registration
application (J.S. App. C13). Appellant disregarded the
Secretary of State’s directive, however, and continued
to use his own questionnaire, which requires additional
information beyond that required on the official state
registration application (J.S. App. CIS to C18). By
using his special questionnaire, appellant thus continued
to apply a far more stringent test for residency than
is used in any of the 253 other counties in Texas,
including the 70 counties that contain other institutions of
higher education (J.S. App. Cll-C1l2; see Motion to
Dismiss or Affirm of the State of Texas, p. 2).?

Appellant has devised his questionnaire and his voter
registration practices in reliance on a provision in the
Texas Election Code that students are presumed not to be
residents of the county where they attend college. That

*Appellant began applying these more stringent standards in 1966,
when a significant number of students from Prairie View A & M
began to try to register to vote in Waller County (J.S. App. C14).

\

presumption, however, was declared invalid in Whatley v.
Clark, 482 F. 2d 1230 (C.A. 5), certiorari denied, 415 U.S.
934, and the State of Texas does not rely on the
presumption. Instead, the State has taken the position
that students should be entitled to vote where they
consider themselves to be residents, even if that is the
county where they attend school rather than the county
where their parents reside (Motion to Dismiss or Affirm
of the State of Texas, p. 2).

In giving effect to the presumption against residency for
students, appellant has taken the position (J.S. App. C16)

that generally students are not regarded by him as
residents unless they do something to qualify as
permanent residents, such as marrying and living
with their spouse or obtaining a promise of a job in
Waller County when they complete school. He does
not regard a dormitory room as a permanent
residence, and regards a permanent residence, only as
a place with a refrigerator, stove and furniture.[*]

3. The Attorney General filed this action on October
14, 1976, seeking injunctive and declaratory relief on the
ground that appellant’s voter registration practices
violated 42 U.S.C. 197I(a), 1973, 1973bb, and the
Fourteenth, Fifteenth, and Twenty-Sixth Amendments.‘
The State of Texas, the Texas Secretary of State, and the

3Appellant has two general exceptions to his refusal to register
students who live in the Prairie View dormitories. He routinely
registers students whose parents live in Waller County and married
students, if both live in Waller County (J.S. App. C18).

‘This is the third suit seeking to enjoin some aspect of appellant's
voter registration practices. See Wilson v. Symm, 341 F. Supp. 8
(S.D. Tex.); Ballas v. Symm, 351 F. Supp. 876 (S.D. Tex.), affirmed,
494 F. 2d 1167 (C.A. 5).

Texas Attorney General, all named as defendants, cross-
claimed against appellant, asserting that Emergency Rule
004.30.05.313 prohibits the use of appellant's
questionnaires. They sought an injunction prohibiting
appellant from continuing to use the questionnaire
contrary to the directions of that rule (J.S. App. C8).
Appellant then cross-claimed against the Texas
defendants, seeking a declaratory judgment that the
Secretary of State had no authority under state law to
issue the Emergency Rule or to prohibit his using the
questionnaire. In March 1977, the three-judge district
court abstained (J.S. App. FI-F22), in order to allow
state law issues to be decided in state courts. The court of
appeals reversed the abstention decision (J.S. App. D),
and the case proceeded to trial.‘

The district court held that appellant's practices
violated both Texas law and certain federal con-
stitutional and statutory guarantees of equal voting
rights (J.S. App. C31-C38, C21-C30, C38-C4l1). It
entered an injunction that, inter alia, required that
college students of Waller County be permitted to
register and vote “on the same basis and by application
of the same standards and procedures as non-students
***" (J.S. App. Bl); prohibited appellant from apply-
ing a presumption that college students are not residents
of the county in which they attend school (J.S. App.
B2-B3); prohibited appellant from using his special
questionnaire; and ordered him to “register students on
the basis of the information contained in the state-
approved registration form, as is done elsewhere in

_ ‘Appellant does not challenge the ruling that abstention was
improper.

Texas,” unless he had “tangible, recordable evidence”
that a particular applicant was not a bona fide resident
of Waller County (J.S. App. B3).°

ARGUMENT

The district court properly held that appellant’s voter
registration practices impermissibly abridged the voting
rights of a large number of black students attending
college in Waller County. Notwithstanding appellant's
efforts to paint the issue’ presented in this case broadly,
the issue is in fact very narrow. The decision below affects
voter registration practices in only one of the 254 counties
in Texas. Moreover, the court did not strike down any
State or local statute or ordinance; in fact, it upheld the
construction of Texas law under which the Texas
Attorney General contended that appellant’s voter
registration practices were unlawful. Nor did the court
hold that appellant would have to give any special
consideration to students at Prairie View A & M in the
course of voter registration. Quite the contrary, the court
held that appellant must consider the Prairie View
students’ applications on the same basis that he considers
other prospective voters’ applications, and on the same
basis that is provided under Texas law for considering
registration applications throughout the State. Finally,
appellant has now conceded that the key provision of the
district court’s order—the prohibition against appellant's
use of the statutory presumption that students are not

‘Because the state defendants had in effect joined the United
States as plaintiffs in arguing that appellant's practices were
unlawful, the court found it unnecessary to grant any relief
against the Texas defendants (J.S. App. C41-C42). The court also
denied the relief sought by appellant against the Texas Secretary
of State and Attorney General (J.S. App. BS).

residents of the counties in which they attend
college—was properly entered by the district court (J.S.
22).

1. The district court’s order is based in substantial part
on state law. Accordingly, even if this Court were to
determine that the district court misapplied federal
statutory and constitutional principles applicable to
voting rights, the judgment would still be supported by an
adequate and independent state ground. Cf. Herb v.
Pitcairn, 324 U.S. 117; Minnesota v. National Tea Co.,
309 U.S. 551; Jankovich v. Indiana Toll Road
Commission, 379 U.S. 487. To be sure, the state ground
was set forth by a federal rather than a state court, but
that ground was and is supported by the State’s Attorney
General and its chief election officer, and it was upheld by
a local three-judge court familiar with the State’s laws and
practices. See Runyon v. McCrary, 427 U.S. 160, 181-182;
Bishop v. Wood, 426 U.S. 341, 346 and n. 10; Propper v.
Clark, 337 U.S. 472, 486-487.

Contrary to appellant’s contention (J.S. 24-28), we
agree with the State appellees that the decision below
“reinforced the Texas law” (Motion to Dismiss or Affirm
of the State of Texas, p. 8). First, under Texas law, a
person is not required to prove that he intends to remain
in a location permanently or for any particular length of
time in order to establish residency (J.S. App. C31-C34).’
Appellant departs from this standard by requiring
students to show that they expect ro reside in Waller

"In Mills v. Barlett, 377 S.W. 2d 636, 637, the Texas Supreme
Court wrote:

Neither bodily presence alone nor intention alone will suffice to
create the residence, but when the two coincide at that moment
the residence is fixed and determined. There is no specific length
of time for the bodily presence to continue * * *.

County for a particular length of time, ie., for some
period after they finish college.

Appellant’s use of his special questionnaire was also
contrary to Texas law because it was in direct violation of
the Secretary of State’s directive that no such special
applications were to be used in registering voters in the
State. The district court properly rejected appellant's
contention that the Secretary had no authority under
State law to issue that directive (J.S. App. C36-C37).
As noted above, the Texas Election Code makes the
Secretary of State the chief election officer of the State,
with the statutory responsibility “to obtain and maintain
uniformity in the application, operation, and
interpretation of the election laws” (Texas Election Code,
Article 1.03). In carrying out that responsibility, the
Secretary of State is instructed to “cause to be prepared
and distributed to each county judge, county tax assessor-
collector *** detailed and comprehensive written
directives and instructions relating to and based upon the
election laws as they apply to elections * * *” (ibid.).
Moreover, the Secretary of State is instructed to
implement the state policies governing registration and
voting by directive, and the State Attorney General is
authorized to enforce those directives by injunction, if
necessary (Texas Election Code, Article 5.02(b)). The
Texas Election Code was amended in 1975 to give the
Secretary of State these supervisory powers, apparently to
address the problem of appellant's registration practices
(see J.S. App. C36), and in response to contrary language
in the opinion in Ballas v. Symm, supra, 351 F. Supp. at
888, interpreting the previous statute. Accordingly, the
district court was clearly correct in holding that under
state law, appellant’s registration practices were improper.

2. As the district court further held, appellant's voter
registration practices violate federal law as wel.

10

A state may require that applicants be bona fide
residents of the state or appropriate political subdivision
in order to register to vote. See, e.g., Dunn v. Blumstein,
405 U.S. 330, 351; Carrington v. Rash, 380 U.S. 89, 96.
But in this case, appellant has singled out a particular
group—students living on the campus of Prairie View A
& M University—and has placed an extra burden on them
that he does not impose on non-students—one that is
placed on no other prospective voters in the state. Such a
practice violates the Equal Protection Clause by denying a
particular group of citizens the right “to participate in
elections on an equal basis with other citizens in the
jurisdiction.” Dunn v. Blumstein, supra, 405 U.S. at 336;
Frazier v. Callicutt, 383 F. Supp. 15 (N.D. Miss.); Sloane
v. Smith, 351 F. Supp. 1299 (M.D. Pa.); Bright v. Baesler,
336 F. Supp. 527 (E.D. Ky.).*

The evidence overhelmingly supports the district court’s
finding that appellant’s practices discriminated against
students at Prairie View. Appeilant insisted that college
students and those with campus addresses complete his
questionnaire; he required students to show an
expectation of permanent residency in Waller County
(J.S. App. C16); and he did not apply similar standards
to non-students (J.S. App. C19).

The basis for these discriminatory practices, appellant
admitted, was to enforce the statutory presumption
against student non-residency. Yet appellant has now
abandoned his objection to the portion of the injunction
barring him from applying that presumption, and he has

*The class of citizens disfranchised by appellant's practices was, of
course, distinctive not only because it was almost entirely composed
of students, but also because it was largely composed of persons
between the ages of 18 and 21, and because it was entirely black.

conceded that “under the present case law” (J.S. 22) that
presumption is unconstitutional. Nonetheless, appellant
seeks to avoid the effect of his own admission that his
voter registration system was designed to implement the
presumption of student non-residency (J.S. App. C14,
C16) by arguing that “an examination of the facts and
circumstances clarifies what Symm is actually doing, and
there is much more involved than a simple presumption”
(J.S. 22). The district court, however, specifically found
that appellant was applying the presumption (J.S. App.
C14, C19-C20), and appellant's effort to pus a different
face on his conduct is contrary to the district court's well
supported findings. As the court of appeals held in
Whatley v. Clark, supra, and as appellant now apparently
concedes, the presumption of student non-residency
serves no compelling governmental interest.’ Appellant's
practices thus cannot survive the careful and meticulous
scrutiny to which exclusionary voting practices must be
subjected under the Equal Protection Clause, Kramer v.
Union Free School District No. 15, 395 U.S. 621, 626; see
also Evans v. Cornman, 398 U.S. 419, 422; Williams v.
Rhodes, 393 U.S. 23, 31." Moreover, since appellant's

*Other courts have similarly concluded that presumptions of
student non-residency do not further compelling governmental
interests and thus do not satisfy the demands of the Equal Protection
Clause. See Shivelhood v. Davis, 336 F. Supp. 1111 (D. Vt.); Wilkins
v. Bentley, 385 Mich. 670, 189 N.W. 2d 423; Worden v. Mercer
County Board of Elections, 61 N.J. 325, 294 A. 2d 233.

© Appellant's contention (J.S. 6) that no one is denied the right to
vote, but that certain persons are merely required to vote elsewher.
does not lessen the discriminatory nature of appellant's practices.
Carrington v. Rash, supra, Evans v. Cornman, supra. The County,
like the State itself, is constitutionally obligated to afford equal
protection of the laws “within its borders * * *.” Missouri ex rel.
Gaines v. Canada, 30S U.S. 337, 351. See also, Gemillion v.
Lightfoot, 364 U.S. 339, 349 (Whittaker, J., concurring) (segregation
of citizens by race into separate voting jurisdictions violates the Equal
Protection Clause of the Fourteenth Amendment).

12

practices were directed at a group having a high
concentration of persons in the 18 to 21 age group (see
J.S. App. C11), those practices offend interests implicated
by the Twenty-Sixth Amendment as well as the Equal
Protection Clause. See Worden v. Mercer County Board
of Elections, supra. Fifteenth Amendment interests also
are implicated, since the group subjected to disparate
treatment is racially defined. Cf. Gomillion v. Lightfoot,
364 U.S. 339.

Appellant’s practices also violate 42 U.S.C.
1971(a)(2A), the statutory guarantee of equal voting
rights. That statute provides that no state or local official
may “apply any standard, practice, or procedure different
from the standards, practices, or procedures applied
under such law or laws to other individuals within the
same county, parish or similar political subdivision
who have been found by State officials to be qualified to
vote.” The district court's finding that appellant applied a
different standard for determining residency to the
students at Prairie View from the standard applied to
other Waller County citizens falls directly within the
prohibition of this provision. The language and legislative
history of the statute indicate that discrimination on
nonracial as well as racial grounds is prohibited. See
Guido, Student Voting and Residency Qualifications: The
Aftermath of the Twenty-Sixth Amendment, 47 N.Y.U.
L. Rev. 32, 53-57 (1972). In this case, however, a violation
of the statute is established under either construction,
since all the persons subjected to appellant's questionnaire
procedure were black. See Frazier v. Callicut, 383 F.
Supp. 15 (N.D. Miss.).

4. Finally, appellant argues (J.S. 32-42) that this case
should have been governed by the decisions in his favor in

13

the two previous challenges to his voter registration
practices, Wilson v. Symm, supra, and Ballas v. Symm,
supra. As the district court observed, however, those cases
are not controlling here. In Wilson, the district court held
that appellant’s use of his questionnaire was a reasonable
means of enforcing the statutory presumption of student
non-residency in Article 5.08(k) of the Texas Election
Code. After the decision, the Fifth Circuit held the
presumption invalid in Whatley v. Clark, supra, thus
depriving the Wilson case of any precedential value. In
Ballas, the court held simply that the use of a
questionnaire to determine residency did not violate the
Constitution, in light of the court's finding that there was
no proof that the questionnaire was used as a device to
prevent legal residents from voting.

Since the government was not in privity with the
private plaintiffs in either Wilson or Ballas, those
decisions are not binding on the United States, which
has independent authority to sue to prohibit violations
of individuals’ civil rights. Cf. Sam Fox Publishing Co.
v. Uniind States, 366 U.S. 683.

14

CONCLUSION
The judgment of the district court should be affirmed.
Respectfully submitted.

Wape H. McCree, Jr.
Solicitor General

Drew S. Days, Ill
Assistant Attorney General

WALTER W. BARNETT
Joun C. HOYLE
Altorneys

SEPTEMBER 1978

DOJ-1978-09

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385005_1072%3A3. Public record. Not legal advice.
