# Petition — Bracy v. United States

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385005_0894%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1978
- **Citation:** 435 U.S. 965

## Text

:
A

Ga x: Court, US,
FILED 4

MAR 24 1978

MIC
LAICHAEL RODAK. J CU

Supreme Court ‘of the Gnited States

OCTOBER TERM, 1978

No @7-1360

BOYER ALFREDO BRACY and
SANDRA DENISE MARTIN,

Petitioners,

THE UNITED STATES OF AMERICA,
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT

WILFRED C. RICE ( P 19411)
2436 Guardian Building
Detroit, Michigan 48226
965-7962

Attorney for Appellants

Washington. OC. @ CLE PUBLISHERS © LAW PRINTING CO « (202) 393-0625

(i)
TABLE OF CONTENTS

CITATIONS OF OPINIONS BELOW ................
FER GSES dc bbs coc wdtdden scddedsccacdés.

STATEMENT OF ISSUES IN SUPPORT OF
PETITION FOR CERTIORARI ..... anahakne ncane

PE IEE Sins Gwen si buis inks cpenccccceses
REASONS FOR GRANTING WRIT:

1. AN ACCUSED’S CONVICTION
SHOULD NOT BE UPHELD WHERE
THE CONDUCT OF THE PRETRIAL
AND TRIAL JUDGE, AGAINST THE
ACCUSED AND IN FAVOR OF THE
PROSECUTION, SURPASSES THE
PERIMETER OF ERROR AND VEN-
TURES INTO THE PERIPHERY OF
RSE “Sh ewenercdsiseracedccccess

IlL(a) AN ACCUSED’S CONVICTION
SHOULD NOT BE UPHELD WHERE
THE TRIAL JUDGE REFUSES TO
HONOR DECISIONS OF THE SU-
PREME COURT; WHEREIN, THOSE
DECISIONS AFFECT THE JURY DE-
LIBERATIONS AND THE ADMISSI-
BILITY OF EVIDENCE, PROBATIVE
ON THE QUESTION OF AN AC-
EE SEED Sdpecccoorancabdcocccecces

(b) THE ARREST OF APPELLANT
BOYER BRACY, IN THE EASTERN
DISTRICT OF MICHIGAN WAS IL-
LEGAL AND ANY EVIDENCE DE-
RIVED, AS A RESULT THEREOF
WORE SPEED |. occ cccnccascnversoces

(ii)

Page

Il. THIS COURT’S DECISION IN
UNITED STATES V. AGURS, 427 U.S.
97 (1976) DID NOT APPROVE PER-
JURED TESTIMONY IN THE PRO-
CUREMENT OF AN INDICTMENT,
AND POST INDICTMENT MISCON-
DUCT OF FEDERAL AGENTS AND
THE PROSECUTOR IN THE CON-
CEALMENT OF THE PREINDICT-
MENT PERJURY FROM THE COURT,
OPPOSING COUNSEL AND THE
GRAND JURY, WHERE THE APPEL-
LATE COURT HAS PROSCRIBED
SUCH PERJURY AS TAINTING THE
INDICTMENT AND MAKING THE
SE THEE wad cade cdccawandbdbddenecccces 22

IV. CONSANGUINIAL AND INTIMATE
RELATIONSHIPS BETWEEN PAR-
TIES TO AN ALLEGED CONSPIR-
ACY IS NOT A SUFFICIENT NEXUS
OF THEIR PARTICIPATION THERE-

PA Pe Sr 2 ee 28
GE” bc dbdbevedebebeceUasesredeaccecoss 30
APPENDIX
a cite bac huncdeghastetscesteoge-ces la
Copy of indictment in Margaret Canada case.......... l6a
Copy of indictment in Stephanie Gurley case.......... 19a

Copy of Grand Jury testimony of James
Py sncchccbccrccesvaionssesehoseedees 22a
a «no nsencurskskdeaumeeeanneuneens 2la

(iii)

Page
Excerpts from Evidentiary Hearing Transcript.......... 33a
Excerpts from trial transcript....................0005- 22a
Excerpts from instructions to jury..................... 36a
Opinion of the Ninth Circuit Court of
te. cuveuatneasn hone rd nodes cess wheseseeete 57a
Order denying Petition for rehearing .................. 78a
TABLE OF AUTHORITIES
Cases:
Delli Paoli v. United States, 352 U.S. 232, 237
el ee ee i ns deenegues 18
Geders v. United States, 425 U.S. 80, 98 S. Ct.
Di tic iCindde cade edad edd deeheegibensshesesos.

ee Oe

ee ee

The undersigned complainant being duly sworn states
That beginning at # date unknown and continuing up to and including
April 13, 1976, in the

Southern Districtof California, the Eastern District of Michigan
and elsewhere,

coasy Word, Boyer Bracy, Juanita Louise Kendricks and Denise Martin
combine, conspire, confederate andagree with each other and

others unknown, to knowingly and intentionally import 5.5 pounds of
heroin into the United States from Mexico and possess with intent to

distribute 5.5 pounds of heroin, in violation of 21 U.S.C. §§841l(a) (1),
And the complainant states that this complaint is based on 846,952,960 & 963.

the attached emmy effidevit.

And the complainant further states that he belleves that

WILLIAM K. LUNSFORD’ ”~"”

‘Yip Ju £3

22a

IN THE UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF CALIFORNIA

REPORTER’S TRANSCRIPT
of
PROCEEDINGS BEFORE GRAND JURY NO. 76-2
San Diego, California
APRIL 14, 1976

WITNESS: JAMES PORTER

APPEARANCK(S):

STEPHEN R. PETERSON, ESQ.
ASSISTANT UNITED STATES ATTORNEY
UNITED STATES DISTRICT COURT

325 WEST “F” STREET

SAN DIEGO, CALIFORNIA 92101

REPORTED BY:

LOIS MASON, CP
/s/ Lois Elaine Mason

te as tn IO

23a

INDEX |
GRAND JURY EXHIBITS:
1 - PHOTOGRAPH 7
2 - PHOTOGRAPH 7
3 - PHOTOGRAPH 7
4 - PHOTOGRAPH 7

San Diego, California, Wednesday, April 14, 1976,
1:30 p.m. |

=

JAMES PORTER,

having been called as a witness, was examined and testified
as follows:

EXAMINATION

By Mr. Peterson:

Q Would you state your full name and spell your last
name for the record, sir.

A James Howard Porter, P-o-r-t-e-r.
Q Now, Mr. Porter, before we begin, I would like to

advise you that anything you say here today before this grand

24a

jury will not be used against you in any subsequent
proceeding. Do you understand that?

A Ido.

Q And that would be a subsequent proceeding here in
this District, in the Southern District of California, or any
other District, do you understand that?

Yes.

Do you have an attorney?

Yes.

And his name is what?

David M. Shackter.

And are you here today with his advise and consent?
Yes, I am.

And is he outside the grand jury room right now?
Yes, he is.

Do you understand, Mr. Shackter — excuse me, Mr.
Porter, with respect to your appearance here today, that the
Government will be seeking a grant of immunity of use
immunity for you in the next week, do you understand that?

A Yes, I do.

Q And we also advise you that the purpose of this grand
jury meeting here this afternoon is to investigate possible
violations of federal law, including, but not limited to,
conspiracy, conspiracy to smuggle hard narcotics from
Mexico into the United States, and possession of those
narcotics with the intent to dispose of them once they are in
the United States. Do you understand that?

A Ido.

Q Having in mind, then, what I have just advised you,
and having in mind the previous discussions that you and
your attorney and myself have had this morning, are you
agreeable to speaking before this grand jury this afternoon?

HDPrOH FA PHN PLN Se

ee

25a

A Yes, I am.

Q All right. Now, where were you born, sir?

A Evansville, Indiana.

Q And did you spend a part of your life in the city of
Detroit, Michigan?

A Twenty-six years.

Q_ How old are you now?

A Twenty-seven.

Q So it was at a very early age that you moved to
Detroit?
A few weeks old.
Now, do you know a Boyer Bracy?
Yes, I do.
And how did you come to know him?
Through a friend of mine.
And did you ever enter into an employer-employee
relationship with Boyer Bracy?

A_ Yes, I did.

Q_ And how long ago did that occur?

A Inthe late part of ’74, all the way up to November of
75.

Q ‘75. And prior to that employer-employee relation-
ship, did you know him before that?

A Yes.
‘i Q And what type of relationship did you have with him

en?

A Friends.

Q So, in total then, how long have you known Boyer
Bracy, just roughly?

A Five years.

Q Five years? Okay. Now, do you know a Jerry Word?
A Yes.

DOPrA FPA >

26a

Q_ And how do you know him?

A Through Boyer Bracy.

Q And do you know if there is a relationship, a blood
relationship, between Boyer Bracy and Jerry Word?

No, I don’t.

Now, do you know Juanita Kendricks?

Yes, I do.

And who is Juanita Kendricks?

Boyer’s mother.

And where does she live?

She lives in Michigan, in the Ravines. I don’t have the
address, but she lives in the Ravines.

Q What is the Ravines? Is that a city —

A It’s in Michigan. That’s all I know.

Q Where does Boyer Bracy live?

A. Hehas several addresses. I only know of one address
which is 1394 Pearson in Oak Park, Michigan.

Q Pearson?

A Pearson, P-e-a-r-s-o-n.

Q Now, what was that employer-employee relationship
with Boyer Bracy during that period of time that you
mentioned?

A Well, I was mostly employed by one of his ladies at
one of the homes that he has, and I would — I would do
errands, pick up cleaning, several different things like that.

Q Sort of a houseboy, would you call yourself?

A Right.

Q Now, what did you come to realize was Boyer Bracy’s
occupation?

A How did I come about it?

Q Did you ever come to know how Boyer Bracy earned
his money?

POP>rA PD >

27a

A Through — like being around the house and being
around so much money, hundreds of thousands of dollars,
and I also cleaned the home and there was heroin and mixed
stuff for the heroin where it was cut down in the basement.
The messes had not been cleaned up and I cleaned up the
remaining of the sticky — of this stuff, where they had cut the
stuff at.

And are you referring to one specific residence?
Yes.

And which residence was that?
Pearson, 1394.

And he still owns that residence?
Yes.

All right. Now, who is “Slim’’?

Slim is Juanita Kendricks ex-oldman.
And do you know what his name is?
No, I don’t.

The name he goes by?

No, I don’t.

Mr. Peterson: Could this be marked as Grand Jury
Exhibit No. 1?

PAO PFA PA FPA PD PO

(Said document was marked as
Grand Jury Exhibit No. 1 for
identification. )

By Mr. Peterson:

Q Now, Mr. Porter, I am going to show you a picture and
I am going to ask you not to look at the back of it. I am placing
before you what has been marked Grand Jury Exhibit No. 1.
Do you recognize the person whose face appears thereon?

Q Yes, I do.

Q_ Who is that?

28a

A Slim.
Mr. Peterson: May these next three pictures be marked for
Grand Jury Exhibits 2, 3 and 4?
(Said documents were marked as
Grand Jury Exhibit Nos. 2, 3 and 4
for identification. )

By Mr. Peterson:

Q lam placing before you now, sir, Grand Jury Exhibit
No. 2.

A Juanita Kendricks.

Q The picture that appears thereon is Juanita
Kendricks?
Yes.
She is the mother of Boyer Bracy?
Yes.
That is your testimony?
Yes.
Next, Mr. Porter, I will show you what has been
marked Grand Jury Exhibit No. 3.

A Boyer Bracy.

Q That's Boyer Bracy.

A Yes.

Q And lastly, I show you Grand Jury Exhibit No. 4.
Whe is that?

A Jerry. I recognize the picture.

Q And do you know Jerry’s last name?

A No.

Q Now, Mr. Porter, November, ’75, was the last time
you worked for Boyer Bracy?

A Yes.

Q Did there come a time after that that you moved to
California?

DPrA FA >

A Yes.

Q How soon after November of 75” 4

A The same month, November.

Q And when you moved to California, what city did you
move to?

A Hollywood.

Q Now, did you continue to see Boyer Bracy after
November °75?

A Yes.

Q Okay, And where were you when you saw Mr. Bracy?

A At my home.

Q And how many times did this occur? Regularly or how
many times?

Once.

Just once?

Yes.

And when was that?

That was three or four days before the 21st.

Of March?

Right.

And to your knowledge, what occurred on the 21st of
March?

A_ I was offered three thousand dollars to go to Tijuana
and pick up a package of heroin and bring it back into the
United States, and another party was to bring back the
mixture for the heroin, and I told him I wasn’t interested in
that and I didn’t go.

Q All right. Now, the 21st of March was the day that
Stephanie Marie Gurley was arrested, is that correct?

A Yes.

Q Howmany days prior to that date did this come about,
that you were made this offer?

DFA FA PAD

30a

A It was on a Thursday, Wednesday or Thursday.

Q Prior to that date?

A Yes.

Q_ The 21st of March.

A Yes.

Q And, how were you contacted initially about this
offer?

A Iwas called by a girl named Nicey. She told me that
“B” wanted to see me.
Q That was Boyer Bracy?
A Yes, and they would be at my house within a few
minutes and they came.
Now, this Nicey, who is that?
That is one of Boyer Bracy’s ladies.
And do you know what her full name is?
No, I don’t.
Do you know her last name?
No, I don’t.
Where does she live?
On Kingsley Road or Kings Drive or something like

>O PA AD PP

>

Q_ What city?

A Hollywood — Beverly Hills or Hollywood. I don’t
know just where.

Q Allright. Now, the “B” wanted to see you? And how
were you — were you talking over the phone at this time?

A Yes.

Q And Nicey called you?

A Yes.

Q And during that conversation, did you talk to anyone
else over the phone?

A No.

3la

Q Did there come a time thereafter when you saw
Nicey?
Yes.
Okay. And where was that?
At my home.
And that is located where?
1801 Garfield Place, Apartment 8.
Okay. And who was with Nicey at that time?
Boyer Bracy and Jerry - that’s in one of the pictures.
And was there a conversation that ensued there?
Yes.
And what was the conversation?
That I was to go to Tijuana and pick up this heroin and
bring it back into the United States and somebody else would
bring back the mixture for it and —

Q Who made that proposal to you?

A “B” - Bracey, and I was to receive three thousand
dollars for doing it.

Q_ And did anybody else talk to you about this other than
Mr. Bracy?

A No.

Q Whoall was present when Mr. Bracey made this offer
to you?
Nicey and Jerry.
And this was in your apartment?
Yes.
And your response to that was what?
No.
You were not interested? -
I was not.
Now, after that incident which you recall being on a
Wednesday or Thursday prior to Stephanie Marie Gurley
being arrested, were you thereafter contacted by Nicey?

POPPA SPA PA PAY

DPrA KFA PAY

32a

A Yes, I was contacted on the 21st of March and was
asked by Nicey to go to San Diego or Tijuana, I don’t
remember just which one. She said to pick up her car.

Q What type of car was that?

A A°’73 or 74 white Thunderbird.

Where was she calling from, do you know?

A Tijuana, I believe.

Q Okay. And what was your reply to that?

A I told her that I didn’t, no. I was new in Los Angeles
and I didn’t know anything about over there and as far as
getting around and finding my way back over here and that I
couldn’t, so this was about 8 o’clock in the morning. Later on,
half an hour or hour past, I was called back again by Nicey.
She told me that “B” wanted to talk to me and he asked me to
do him a favor by coming to get this car. They were tired and
they wanted to fly back 1 told him no.

Q Now, did you recognize the voice to be Boyer Bracy?

A It was B. Bracy.

Q And he wanted you to come to Tijuana or San Diego,
did he say?

A He didn’t say.

Q He just wanted you to come down there and pick up
his —

A I don’t know which one. They said San Diego or
Tijuana.

Q And your reply to that was —

A No.

Q All right. Now, did he mention any money that you
would get for doing that?

No.

Did Nicey mention any money?
No.

On either of those calls?

No.

>OPrA YS

33a

EVIDENTIARY HEARING TRANSCRIPT
OF JULY 19, 1976

BY MR. RICE:

Q. Now, I believe you testified, on direct examination,
that you didn’t see who placed the bag, the suitcase on the
table to be put through the conveyor belt. Did you testify to
that a few moments ago?

A. Yes.

Q. Could you be mistaken?

A. Idon’t know who put it on there, but they claimed the
bag.

Q. Did you ever testify, previously, that you saw the
black male, that was with Margaret Canada, put it on there?

A. I might have.

Q. Well, then, if you might have, and assuming that you
did, were you mistaken if you testified that way?

A. At the time I might not have been mistaken, if that’s
what I testified to. I figured my job was through, so I didn’t
remember anything else. I haven’t been working there for two
months, so I have forgetten a lot of things.

Q. Which version would you choose to select? Is it that
you didn’t see who put it on there, or would you say that you
did see who put it on there?

A. Right now, I can say, I didn’t see.

Q. You didn’t see. Well, how did you know it was their
suitcase?

A. Well, they claimed it when it came back to the end of
the belt.

Which one, of the two of them, claimed it?
Both of them.

At the same time?

The man went for it.

POP

34a

Q. I thought I recollect your testimony, previously, was
that you had the conversation with the man, you never had
any conversation with the woman, that the only thing that
you ever heard the woman say was something that you
couldn’t discern what it was, isn’t that correct?

A. Yes.

Q. Well, then, how is it that you claim, now, both of them
claimed the suitcase when it came back on the conveyor belt?

A. Because he reached for it and I assumed that it was
both of their’s.

Q. Well, you testified previously, I believe, that you had
possession of the suitcase. You took it off the conveyor belt,
you took it to the table, and you told the man you had to open
it up because you couldn’t read what was on the X-ray
screen, is that correct?

A. Yes, but he can reach for it at the same time I’m
looking at it.

Q. He was reaching for the suitcase?

A. Yeah.

Q. Youcould tell it wasn’t a bomb, though, couldn’t you?

A. Yes.

Q. And you could tell that it wasn’t a weapon, too,
couldn’t you?

A. Things don’t —

Q. Just —

THE COURT: Just a moment, let the witness finish,
counsel.

MR. RICE: If your Honor please, the witness wasn’t
answering my question, it wasn’t a response —

THE COURT: I think she was. She was attempting to
say something, counsel, the reporter can’t take two people at
one time.

35a

Now, you may finish.

THE WITNESS: Things that go through there, you
don’t have, really, a long time to see what, you know, the
things are. You have to pay attention to what you are doing.
Things come through and flash up there, and you don’t get a
chance to study everything, so if it showed up dark, I'd search
it, anyways.

BY MR. RICE:

Q. Well, now, isn’t it a fact — is it your testimony that
you search everything that comes through the line that shows
up dark?

A. Yes.

Q. And if there is a package of money that comes
through the checkpoint, isn’t it a fact that you could tell that
that’s a package of something, besides of money that you
can’t read what the denominations are?

A. Youmean can] tell ifit’s money, or not on the X-ray?

Q. Yes.

A. No.

Q. Can you tell if it’s metal?

A. I could tell if it’s metal, but I wouldn’t be able to tell
what it was.

Q. Now, when you looked at the object in this particular
bag, or the bag that resembles this bag here, could you tell
that it was not metal?

A. I really didn’t have time to think. I just saw something
large, black, and I had it checked.

Q. You had to check?

A. Yes.

Q. That’s what you told the black male that came
through with the bag. You told him: I’ve got to check this.
Didn’t you?

:
|

36a

A. Yes.

Q. He never told you that you have my permission to
check it, did he?

A. No.

Q. Now, from the time that you took the bag off of the
conveyor belt, how long a period of time elapsed from the
time you said to the black male that you had to open the bag,
before you, in fact, did open the bag?

Well, I waited for his reply.
For how long a period of time?
Just a few seconds.

Two, three?

Five.

PO POP

BY MR. BELL:

MR. BELL: Your Honor has seen fit to distinguish the
Basurto Case from the case at bar. As I understand the
Court’s ruling, that ruling is based upon the fact that the
perjury was not material?

THE COURT: That is one of the reasons. I think it can be
distinguished from the Basurto Case. The Basurto Case, you
must remember that Burron, the witness, testified to certain
activities prior to May, which resulted in the 176(a)
indictment.

MR. BELL: Iam notconcerned about the variances and
the penalties that may have resulted from the indictment,
your Honor. What does concern me is the fact that he
testified about matters that were perjurous. He apparently
acknowledged that.

THE COURT: As to the defendants.
MR. BELL: Well, your Honor, I don’t think that the

37a

Basurto Case indicates that the perjury must in fact relate to
the defendants. As I pointed out to the Court earlier, when a
man testifies and exculpates himself and says, I am not
involved in any of these nefarious dealings, the jury looks at
him in one light. When he says, I was a part of it, they look at
him in another light. The defendants were at least entitled to
that at the time that he made that assertion to the grand jury.

Furthermore, had he been permitted to appear before the
grand jury, we could have then queried him further on the
matter and might have established to the satisfaction that if
there was in fact a conspiracy, he was dead in the middle of it,
and, therefore, not worthy of belief. And we were not given
that opportunity. And that is why this Court makes no
distinction as to the perjury. But let me go a step further, your
Honor. It says that when the prosecutor discovers the
perjury, he still has to take certain steps, whether it is
material or not. That, he did not do. This Court must decide
well in advance of trial whether the perjury was material. We
can’t decide it now because we have no way of going back
before the grand jury. Your Honor has made an assumption
that the grand jury indicted, based on Mr. Lunsford’s
testimony, as opposed to Mr. Porter’s. There is nothing in
Basurto that permits your Honor the liberty of that ruling.
The Court says we can not invade the grand jury. If there was
perjury committed, he has a duty to tell us whether it is
material or not. He did not do that. If there is perjury
committed, he has a duty to tell this Court. he did not do that.
Your Honor, Basurto deals with perjured testimony, not
testimony that relates to the defendants — perjured testi-
mony — period. And that is probably why they say — and
your Honor read the quote — testimony that is partially
perjured can not be used to form an indictment? What

38a

happens to Mr. Peterson’s duty under your Honor’s ruling?
Are we now at the whim and caprice of the prosecutor to
determine that the man lied about himself and not the
defendants and, therefore, we are not entitled to know. His
credibility is one of the most serious issues in the trial.
Suppose the defendants choose not to testify? The only
way that we have of convincing this jury of their innocence is
to attack the witness, James Porter, because he’s the one that
says they are involved. He’s the one who said they did certain
things. If his testimony before the grand jury about his own
involvement is not material, your Honor, then nothing is
material. Your Honor even said to me a moment ago, yes, I
would be entitled to instruction to the jury that they should
use testimony of an accomplice with great caution. And you
said further, I will even give you the perjury instruction. Yes,
your Honor, he has committed perjury. Your Honor
acknowledged that. Mr. Peterson acknowledged that. The
witness said so. I am now concerned, your Honor, with his
duties, without regard to whether Basurto is applicable to
these facts — we obviously disagree on that. the Court says,
when he learns of perjured testimony, he must do these
things. If the testimony was not material, how about
notification to us? Weren’t we entitled to know that the
witness lied to the grand jury about his involvement? You see,
your Honor, what you are doing, you are permitting Mr.
Peterson the luxury of taking the witness to the grand jury and
when that witness lied, he did not take him back, so when we
come to trial, we don’t have the advantage of having two
different grand jury transcripts, and this witness has told two
different stories. We now have to plug and dig for ourselves
when he has a duty — a duty prescribed by law. He has a duty
to give it to this Court. I would like this Court to query him as

39a

to how did he satisfy those duties? This case says “perjured
testimony.” Assuming this testimony does not relate to these
defendants, but it is perjured — he admits it — how can he
comply with his duties? He must notify us. That is the only
way in which we can have a fair administration of justice. If
he is permitted to get eway with this, your Honor, my God,
nothing is holy. We have no way of defending ourselves from
the kind of testimony that this man gave before the grand
jury. Just supposing we did not make the distinction between
the testimony before the grand jury and the discovery
materials, most of which don’t amount to really very much at
this time anyway. Here, we are stuck with this man testifying
that he was not involved. I don’t think, your Honor, that was
the intent of Basurto. Basurto says, in the interest of fairness
— in the concept of fair play, so that we have an honest
administration of justice, because the grand jury is uniquely
and peculiarly the tool of the prosecutor. He must do certain
things when he finds out the witness has lied before the grand
jury. It doesn’t make any difference whether he lies about the
defendants or himself. If he lies, he is under a duty. He must
comply with that duty by notifying us. In this case, not only
were we not notified, the information was kept from us —
kept from the Court. How then can the Court make a ruling
that Basurto does not apply? Basurto, at least, applies with
respect to-perjured testimony. Now, if the testimony is not
material, I say again, the time to make that determination is
in advance of trial. If he had lived up to his duties, we could
have done so. He did not do it and I say to this Court, failure
to comply places this case squarely within what Basurto
intended for the prosecutor to do when he learned of perjured
testimony. When he doesn’t do that, your Honor, un-
fortunately, the law is clear — the law is clear, these
detv.idants should not be forced to stand trial. They are

standing trial on an indictment that even the Court admits is
perjured. The Court said he lied — not about the defendants,
but about himself. His character is one of the principal issues
in this case. If we can show that he is a liar and that he
perjured himself and can show it often enough, we may be
able to convince the jury that he is not worthy of being
believed. That is an important issue in this case. But when he
commits perjury before the grand jury and when he never
purges himself of it — and I call your Honor’s attention to
Mr. Peterson’s statement by the witness. Mr. Peterson said,
he said he was going to indict me for perjury unless I got up
there and told the truth. Now, Mr. Peterson has already
threatened him with a perjury indictment. He thought it was
serious enough to threaten him with an indictment. And now,
your Honor, we take the position that since it did not relate to
the defendants that all is well and that we should proceed on
to trial, but why should these defendants be forced to stand
trial because of Mr. Peterson’s mistake? That is exactly what
it boils down to. He made a mistake because he did not
comply with Basurto. This case says that is a violation of the
due process rights and that they should not be forced to stand
trial on an indictment that has been taken from perjury. No
matter how severe the taint, if it has been tainted, he had an
obligation. He didn’t do that, your Honor, and if you force us
to continue with this trial, your Honor, you are letting Mr.
Peterson put this Court in the position of denying these
defendants their rights, and I just don’t think it is fair.

MR. RICE: May I be heard? I haven’t said anything.

THE COURT: Certainly, Mr. Rice.

MR. RICE: Your Honor, I concur in everything that
Brother Bell has said and I would simply add to that, as I
understand the Basurto Case, I argued this case in the Ninth
Circuit last year, but on a different point, on the point

4la

concerning conspiracy.

I have thoroughly and carefully analyzed this case and
what the Court is saying is that the courts of this country are
jealous of the meticulous way in which the administration of
justice is handled in the courts. If the court stands for
anything, first of all, ic stands for truth and veracity. That is
what the United States Supreme Court was talking about in
Mooney v. Holohan, 294, U.S. — I forget the page number
— but the Court, I am sure, is very well aware of that case,
Brady v. Maryland, 373 U.S. 83, and other cases of similar
import.

The courts, and especially the federal courts — and I
would say by analogy, all the courts of this land are very
concerned about the bringing of the truth into the courts. As
stated in the Basurto Case, once the water is muddy — the
Court there is talking about an impropriety on the part of the
government officials, and this case, as well as the Basurto
Case, the Court is talking about perjury. I am sure that this
Court knows, not only now, but as soon as you were sworn to
the oath to uph Id the laws of the United States, you
appreciated the fact that the law of the Appellate Courts are
being obeyed by the district courts. As in this case here, your
Honor has taken the assumption that when Judge Furguson,
in writing the opinion, stated that any perjury — your Honor
has taken the position that the judge apparently meant
something else, but it has always been my understanding of
the law that a statement of the law means whai it says. Now,
he says any perjury, and I think that what the Court is trying
to say to the lower courts is that when a situation like this
arises whereby proceedings have been tainted by false
testimony, whether it be by lay witness or whether it be by a
government official, the court has to stop and act on that
tainted evidence. Now, we can’t but accept the fact that in

42a

this case the evidence as testified to by Mr. Porter is
extremely tainted. Now, here is a court that is symbolic of
justice, righteousness, and everything else — purity, as it
reflects itself before the citizenry of this country, and
especially in this particular district, this Court is sitting
listening to testimony that acknowledgly is perjured against
the defendants. The Court said, well, he was talking about
himself, but the Appellate Court in the Basurto Case did not
make such a distinction. The Court there clearly indicated
that if there is any perjury, then the Court has to act on it
because, first of all, there is no rule under the law to permit
this court, number one, to determine what the grand jury
relied upon, as Brother Bell has pointed out, because to do so,
you would have to invade the sanctity of the grand jury
proceedings. These proceedings before the grand are
secretive. The Court, nor would the defense counsel have
any way or opportunity to go back and question the grand
jury as to why they decided to issue an indictment in this
case. So then if the Appellate Court in the Ninth Circuit has
so clearly and unequivocally expressed what rules the courts
of the various districts are to abide by in the Ninth Circuit, I
can’t see how this Court can ignore the oath this Court took
and disregard the clear mandate of the Ninth Circuit. I don’t
think that this Court should properly — could properly
distinguish a case where there are no distinguishing features.
As Brother Bell has pointed out, this case is on all fours with
the issue that is before the Court. The question is not what
might have happened or could have happened. It is what did
happen. In this case, unequivocally, Mr. Peterson has not put
himself in any way — even substantially, within the three
prongs mandated by the Ninth Circuit. He doesn’t claim to
this Couri that he gave notice to the Court of a discovery of an
admission of perjury before the grand jury. It seems to me —

43a

if 1 am in error in saying it — it seems to me there was a clear
cut attempt to secrete and conceal the fact that this witness
had lied before the grand jury. Now, the Court sitting here
and hearing this type of evidence has an affirmative duty to
do something about it.

We are asking your Honor to do what the law requires you
to do and what you have sworn that you will do under the law.
Now, to say that I am going to take it under submission at this
point and rule on it at a later time and you can submit some
additional law, I don’t think we could ever submit any more
clear and unequivocal law than the Basurto Case, which is a
Ninth Circuit opinion binding upon this Court. And for your
Honor to say that your Honor would look outside and into
other jurisdictions to see if there is some additional law is an
act of futility because, even if there is, you would still have to
come back and be bound by Basurto. So then if there is any
failure in the Basurto mandate to this Court, what this Court
has to do, then we should discuss that here, and now is the
appropriate time because this is the law of this circuit.

Your Honor has clearly indicated on prior issues that you
are not bound necessarily by decisions of some other circuit,
that you would have an opportunity to look at it and
determine if it is in conformity with the Ninth Circuit, but
that is not the situation here. We have the law of the Ninth
Circuit and have presented it to you. Although it may be a
very distasteful thing to have to do and it may be an
unpopular thing to do, but still you are bound by your oath
like I am bound by my oath to uphold the laws of the United
States. And this is the law of the Ninth Circuit.

We would respectfully ask the Court to reconsider your
position. I don’t think, your Honor, that your Honor would
have any right whatsoever under the law to disagree with a
decision of the Ninth Circuit.

44a

Now, as your Honor clearly read the statement of the
deciding jurist or the jurist that wrote the opinion in this case
that the reference is to any perjury and it does not divide the
perjury. I think, clearly, the Court is concerned that when a
witness is utilized in the administration of justice, whether it
be in the pretrial stages or during the trial stages, that the
Court has to look to truth and veracity from all aspects.

Now, I take, for example, in the Fifth Circuit case of
Upshaw v. United States, which no doubt this Court is very
well familiar with, 448 F.2d., commencing at page 1218, and
in that case, the Upshaw decision was dealing with a
situation where an agent had testified to some facts er-
roneously before the grand jury and the question came up
that since an evidenciary hearing had been held and nothing
had been done about it during that time that nothing could be
done about it during the trial stages but the Fifth Circuit held
that whenever it comes ic the attention of the Court that in the
administration of justice that tainted evidence has permeated
the record — has come into play in the record, the Court has
to stop and act on that. The Court has to recognize the fact
that if the Court is to stand for anything, it has to stand for
truth and veracity.

Thank you.

THE COURT: Very well. Upon the motions to dismiss
or the judgment for acquittal. If the defendants come within
the rule of Basurto, they are not entitled to any more relief
than was afforded Mr. Basurto. In that case, the Circuit
reversed the conviction of Mr. Basurto and returned it to the
trial court. Now, we all know that a reversal of a conviction,
absent further directions of the Appellate Court, does not bar

45a

a retrial. So I would assume that Mr. Basurto was retried.
The granting of a dismissal of the indictment in this case
could, and the granting of an acquittal would have the effect
of placing jeopardy before the Court. Nothing in Basurto
requires that. I have read the case very carefully and all that
Mr. Basurto got was reversal and a retrial. If the counsel feels
that they have been prejudiced, that their clients are not
getting a fair trial because of Mr. Peterson’s failure to call
their attention to the perjury of Mr. Porter — failure to make
him back before the Grand Jury or failure to advise the Court
of the perjury, the Court will hear motions for a mistrial.

MR. BELL: Is your Honor aware that Mr. Basurto was
never retried because jeopardy had set in?

THE COURT: I don’t know. I know, when the law is
reversed, jeopardy does not attach. I can cite you cases on
that. If you feel that your client’s positions are such that they
haven’t — can not receive a fair trial, I will hear you make a
motion for mistrial, but I will not grant a judgment of
acquittal. I don’t think the misconduct of their behavior or on
the part of Mr. Peterson is such that these defendants can go
scot-free, assuming a jury should find them guilty.

BY MR. BELL:

MR. BELL: I am sorry — before the indictment came
down. But again, before trial. This case doesn’t say anything
about before the indictment. It says, before trial.

Your Honor, by all that is sacred, if Mr. Peterson found out
about it, he should have communicated the facts to your
Honor and to us. The fact of the matter is, your Honor, we
didn’t even know about it because it wasn’t contained in any
of his notes. He never submitted a single note to us to indicate

46a

that that man had committed perjury before the Grand Jury.
That is why this Court says “The Grand Jury is the tool of the
prosecutor. They must fastediously guard to make sure that
nothing improper takes place.”” When he learns of that
perjured testimony, he must report it to the Court and to
opposing counsel. And with the perjured testimony before
the Grand Jury, if that is your Honor’s ruling —

THE COURT: Well, counsel, I am saying thai I am not
dismissing the indictment. I am not granting a judgment of
acquittal, and if counsel wishes to make a motion for mistrial,
I will hear them.

MR. BELL: Well, your Honor is putting me in a kind of
an untenable situation. See, your Honor is telling me that if I
make a motion for a mistrial then I can’t argue double
jeopardy at the next trial, and I want the record to clearly
reflect it is the position of the defendant, Juanita Louise
Kendricks, that jeopardy has set in.

THE COURT: Tell me; are you making a motion for
mistrial, or aren’t you, Counsel?

MR. BELL: I am telling you, your Honor, why I can’t
make a motion for mistrial unless, your Honor, it is with the
Caveat that the motion for mistrial is the only motion that
your Honor will hear, and your Honor knows that my motion
for a mistrial does not mean that I am waiving my claim to
double jeopardy.

Yes, I am making a motion for mistrial.

THE COURT: Is that with the concurrence of your client?

MR. BELL: Yes, your Honor.

THE COURT: And no Caveat. It is a motion you made.
The Court is not considering that. I feel that, Counsel, this
case can be distinguished from Basurto, but in an over
amount of caution, I have given you the oppotunity to move
for a mistrial because I think any error — and I make errors,

47a

as we all do — should be corrected at the trial level, not, if
these defendants were convicted and three years later and it
comes back for another trial.

It is up to you, Counsei, if you wish to make a motion for
mistrial without any Caveats, I will consider it, but I will not
consider it if there are strings attached.

MR. BELL: How, your Honor, can we correct the error
that has occurred?

THE COURT: That is for Mr. Peterson. I don’t know
how it can be corrected. That is for him. I am assuming that, if
I grant your motion for mistrial, that Mr. Peterson should
have notified you, should have done at least one of the three
things —

MR. BELL: They did one of the things in Basurto. The
prosecuting attorney did notify the lawyers. He didn’t notify
the Court or Grand Jury. Here, he has done nothing.

THE COURT: So he didn’t do anything.

MR. BELL: May I have an opportunity to consult with
counsel?

THE COURT: You may.

When you gentlemen discuss it, if a mistrial is to be
granted, it will be on your motion, not the Court’s motion.

MR. BELL: Well, I understand that, your Honor.

THE COURT: And if Mr. Peterson can correct the
errors, that is his problem.

MR. BELL: Maybe we should hear from him as to how he
purports — your Honor feels that there are errors,
apparently.

THE COURT: I said that, in an over abundance of
caution, I want to see that the defendants get a fair trial and if
you think that his failure has affected your ability to properly
represent your client, I have indicated that I will hear you on
a motion for mistrial.

48a

MR. BELL: I think that what he has done is he has failed
to give them their rights to due process under the Fifth
Amendment as set forth in the Basurto Case. I want to
know from your Honor, how is it, your Honor expects Mr.
Peterson to cure that?

THE COURT: I don’t tell the United States Attorneys
how to run their offices, Counsel.

MR. BELL: I don’t want your Honor to help them either.

THE COURT: No. I have got enough problems,
Counsel.

MR. BELL: May we consult?

THE COURT: Certainly.

MR. MINKIN: May I make one observation?

THE COURT: You may.

MR. MINKIN: Your Honor, somehow there seems to
have evolved a general consensus that Mr. Porter’s first
testimony before the Grand Jury was perjured, but who is to
tell really, in the final analysis, except by jury verdict which
version it was?

THE COURT: That is correct.

MR. MINKIN: But everybody seems to have lapsed
into—

THE COURT: I will offer you the same thing as Basurto
got and he got a retrial. Now, whether the United States
Attorney elected to retry him or not—when the Circuit
Court reverses a case, it can go to trial. It is not jeopardy. If
they say, dismiss the indictment, that is something different.

MR. MINKIN: I agree, your Honor.

MR. RICE: Your Honor, if they reverse and remand, it
goes back for new trial.

THE COURT: All right. Maybe I am wrong, but this is
my ruling, Counsel, and you can accept a mistrial or we will
proceed with this trial.

We have spent a half day yesterday. You make the

49a

decision. I will give you a few moments, until 10:00 o’clock
to make the decision whether you wish to proceed or you
wish to accept—to make a motion without strings for
mistrial.

MR. RICE: Your Honor, may I ask this question; will
you give us—or at least me and my client—leave for time to
take an appeal to the Ninth Circuit?

THE COURT: No. I won’t give you time. You may
pursue any right that you have, Counsel. I don’t see that I
have to give you any time. Mr. Word is in custody. If Mr.
Peterson elects to go before the Grand Jury and get an
indictment, the case will go into the pot. What the judge that
hears it will do, I don’t know.

MR. BELL: Well, your Honor, there is one thing that
your Honor can do for us; your Honor can ask Mr. Peterson
now what he plans to do about what has been done, because
we can’t make an intelligent decision—

THE COURT: I think. Mr. Bell, Mr. Peterson will go
before the Grand Jury probably by noon today.

THE COURT: And do what?

MR. BELL: And do what?

THE COURT: Get another indictment. I don’t know.

MR. BELL: Well, if that is the case, your Honor, you
might as well let this one go and go back before the Grand
Jury.

THE COURT: Gentlemen, if you are asking this Court
for a mistrial, I will consider it.

MR. BELL: All right, your Honor, may I discuss it?

THE COURT: We will stand in recess unti! 10:00
o'clock.

(Recess. )

(The following proceedings were had outsiuc the
presence and hearing of the jury.)

50a

THE COURT: Now that counsel have conferred, Mr.
Bell?

MR. BELL: Yes, your Honor, may we be permitted to
make a brief statement, your Honor?

THE COURT: Certainly.

MR. BELL: Your Honor, I have reviewed again with my
brother counsel the facts of this case. Based upon our
reading of the Basurto Case, which is significantly different
than your Honor’s reading, we are forced to conclude that
were we to make a motion for a mistrial and this Court has
insisted that motion must be unfettered by any Caveats and
conditions, that motion for mistrial would then and there
forever bar these defendants to claim that jeopardy had set
in. I think the Court would be correct, if we were to make a
motion—I think they would, in fact, waive their constitu-
tional rights to claim that they had twice been put in
jeopardy. With that in mind, your Honor, and with your
Honor’s almost admission that this record now has certain
error in it and the place to cure the error, if need be, is at the
trial stage, it occurs to me that any termination of these
proceedings must come upon a motion in the form that I
have based it, or along with Mr. Minkin and my brother
counsel, or must be done by virtue of some motion that the
prosecutor would make. The Court has indicated that he
thinks the prosecutor would probably go right back to the
Grand Jury this afternoon, and thereby giving some
credence to the feeling that there is something amiss in the
case that is currently being tried before this Court. We find
it impossible, your Honor, to make such a motion.

Let me go one step further. Early this morning, I called
an associate of mine in Los Angeles, California, who is a
member in good standing of the State Bar of California and
of the Southern District of California with respect to the

Sla

Federal Courts. I asked if he would be kind enough to
contact Judge Warren J. Ferguson, who at the time of the
Basurto case, was sitting by special designation as an
appellate court judge and who did, in fact, write the majority
opinion in the Basurto Case. I asked Mr. Johnson if he
asked of Judge Ferguson questions and would he immedi-
ately communicate those responses to me because I felt that
the Court would want to know in its desire to see to it that
the defendants have a fair trial and that they are accorded
all their constitutional rights. I felt this Court wanted to
know what the Appellate Court meant when they handed
down the Basurto decision. I now report to this Court,
number one, Mr. Johnson is on his way to this Court to
indicate what was said; number two, what was said is
substantially as I now reveal to this Court. Judge Ferguson
said, ““ Anytime a witness lies before the Grand Jury on any
matter, it is material.” And further, that if a witness before
the Grand Jury lies about himself or his involvement in the
case, that may be as material as any other fact in the case,
and further, that they meant, when the prosecutor discovers
that any perjury has been committed that, immediately, the
parties as specified in Basurto must be notified, the court,
and opposing counsel, and, if need be, the Grand Jury was
to determine that the perjury was material to the trial and
the cause at issue. Judge Ferguson also indicated that his
number was 213 688-5263, in the event that this Court
would like to contact him for corroboration, confirmation,
or verification of the facts as I have now indicated them to
the Court and as they will be told when Mr. Johnson arrives
here from Los Angeles.
THE COURT: What is your pleasure?
MR. BELL: My pleasure?

52a

THE COURT: I know what your pleasure is; that wasn’t
a fair question.

Do you wish to proceed with this trial, Counsel, or do
you wish to move this Court for non-suit without any
Caveats, and so forth?

MR. BELL: I do not wish to proceed and will not move
for mistrial because I think whatever motion that is
appropriate now must come from the Government.

THE COURT: Call the jury. We will proceed.

THE COURT: I'll read it to you.

Mr. Clerk, would you mark this as Court’s D or E, I
forget which, now.

We the jury would appreciate clarification of the legal
point as it applies to our deliberations decision regarding
the distinction between conspiracy Counts | and 3 and the
substantive Counts 2 and 4, ie., does the absence of
physical handling of the contraband still constitute guilt
under Counts 2 and 4?

Signed by the foreman, dated this date.

What I would think, counsel, subject to your suggestions,
that I would read the possession, definition of possession
and aiding and abetting. I will give you your thoughts on it.
I’m going to—I think that I have the right to proceed
without them, where this delay—I want to take a look,
we’ve been here three weeks, gentlemen, I don’t want to be
caught in the middle.

(Recess. )

THE COURT: Very well. Now, Mr. Peterson, you were
not here when I read the note to the other counsel, were
you?

53a

MR. PETERSON: No, your Honor.

THE COURT: We the jury would appreciate clarifica-
tion of the legal point as it applies to our deliberations
decision regarding the distinction between conspiracy
Counts 1 and 3 and the substantive Counts 2 and 4, i.e.,
does the absence of physical handling of the contraband still
constitute guilt under Counts 2 and 4?

I mentioned to counsel that subject to their objections,
and I’ll make the same statement to you, that the Court
would read the jury the instruction, possession as defined to
them when I charged them, and also aiding and abetting.

MR. PETERSON: Well, I agree with that, your Honor,
but I would add just one further thing. It’s my belief that the
substantive crime of importation does not have, as one of its
elements, the possession. I believe the Court’s instructions,
with regard to importation, says something to the effect that
the defendant knowingly caused the importation. But there
is no element of possession as far as that substantive crimes
is concerned.

MR. RICE: Well, I don’t see how that could be possible,
how could anybody import something without actually
being in some kind of possession?

THE COURT: I don’t think I’m going to get into that. I
think I'll read the aiding and abetting and the possession.

MR. RICE: I don’t see how you can segregate the
conspiracy charge instruction from the request that the jury
has made, because they’re confused, also, apparently as to
the conspiracy count and | and 3.

MR. BELL: I would echo that, your Honor, their — as I
recall the precise question they want to know the distinction
between conspiracy counts in 1 and 3 and possession in 2
and 4, and then as an adjunct to that question whether or
not, under possession, possession had to be actual as

54a

opposed to constructive. Those were not their words, but —

THE COURT: They posed the question, and then they
define it by saying: “.. . i.e., does the absence of physical
handling of the contraband still constitute guilt under
Counts 2 and 4?”

Now, I don’t propose to tell them what my opinion is or
comment on it, I’m going to leave that up to them. So what I
think we’ll do is bring the jury out and I’m going to read the
question for the record, and ask the Foreman, Mr. Theisen I
believe it is, remind him that I read the definition of
possession and aiding and abetting, and read those and ask
if he needs some more, and see what he wants. That’s the
best I can do, and you gentlemen note your objections
thereafter.

Call the jury.

55a

NIDOMENT AND COMMmITIGNYE 2-48) S —_— EET

_—_ ee eS ere fe

Uwited States of America | Sats A oS
% Ne. 76-0284 - Criminal
BOYER ALFREDO BRACY

‘

On this oth day of October 19 76 came th attorney for the
government and the defendant appeared in person and’ by counsel Wilfred Rice

It Is ADJUNGED that the defendant upon his plea of not guilty and a verdict of gu ity

has been convicted of the offense of conspiracy to illegally import « controlled
substance, in violation of 21 USC 963, as charged in count 1 of the
indictment: illegal importation of a controlled substance, in violation

of 21 USC 952,960,963, as charged in count 2 of the indictment: conspiracy
to possess a controlled substance with intent to distribute, in violation
of 21 USC 846, as charged in count Sof the indictment: possession of a
controlled substance with intent to distribute, in violation of 21 USC
841(a)(1), as charged in count 4 of the indictment.

aorta gate *
and the court ha\ ine asked the defendant whether he has anything to say why judgment should not
be pronounced. and no sufficient cause to the contrary being shown or appearing to the Court

It Is ADJUDGED that the defendant is guity as charged and convicted
on counts 1,2,3,4 concurrent

It Is ADUUDOED that the defendant spteemetrrenaan tad Ro Ie@U sat aE hak AERA IS PET 26s * x
OSU ONErs TAOCEION TE TAO OE SOE KR PATEK BE shall pay a fine unto the
United States in the sum of $25,000, Total fine $25,000, and the defendant
shall stand commited pending payment of such fine.

IT IS FURTHER ADJUDGED that on counts 1,2,3, and 4 to run concurrent ly
the defendant is hereby committed to the custody of the Attorney General
or his authorized representative for imprisonment for a period of fifteen

yeaus,
IT IS ORDERED THAT IN ADDITION TO SUCH TERM OF IMPRISONMENT, DEFENDANT

IS HEREBY REQUIRED TO SERVE A SPECIAL PAROLE PERIOD OF TWENTY YEARS, AS
PRESCRIBED BY 21 USC 960(b)(1) and 21 USC 841(b)(1) (A).

IT IS ORDERED THAT THE UNDERLYING INDICTMENT IS HEREBY DISME SED.

It Is Ompenen that the Clerk deliver a certified copy of this judgment and commitment to the
United States Marsha! or other qualified officer and that the copy serve as the commitment of the

defendant.
> >
HOWARD Z thee hon Pe States Dutret Jud ze

SE OOGET FANE WORE OF led October 4, 1976
LIAM W. Clerk

1. SEER Barer
t court the at of te nights

te counse! and asked hum whether he dered te hawe counsel appointed by the court. and the defendant (hereeper
stated that be waived the right to the sesstance of counsel” ‘Insert <1) “gurlty ond the court bere seteted
; ‘ y end « verdict of guilty (3) “eee guilty, ond @ Soaere

Se ‘Insert “i countis) sember f required

tf any. (2) whether sentences are te run comcurrentiy of cor
t with reference to termunatien of preceding term of te

is

any
the Gre or fine and costs. or until he & otherwise discharged as provided by ‘ae. ‘Enter any order eth respect te
te

162

S6a

_— e — Te

. 76-9284 - iminal

a

United States of America
¥. | No

SANDRA DENISE MARTIN

On this 4th day of October 19 76 came the attorney for the
government and the defendant appeared in person and' by ¢ ounsel, Napoleon Jones

her
It Is ADJUDGED that the defendant upon2miplea of? not guilty and a verdict of guilty

has been convicted of the offenseof conspiracy to illegally import a controlled
substance, in violation of 21 USC 963, as charged in count 1 of the
indictment: illegal imporcation of « controlled substance, in violation
of 21 USC 952,960,963, as charged in count 2 of the indictment: conspiracy
to possess a controlled substance with intent to distribute, in violation
of 21 USC 846, as charged in count 3 of the indictment: possession of

a controlled substance with intent to distribute , in violation of 21 USC
841(a)(1), as charged in count 4 of the indictment.

‘

sects ger x
and the court having asked the defendant whether he hus anything to say why judgment should not
be pronounced, and no sufficient cause to the contrary being shown or appearing to the Court.

It Is ADJUDGED that the defendant is_guj!t eo charané gad veted.
on counts te a to run concurrently

It Is ADJUDCED that/the defendant is hereby committed to the custody of the Attorney General or
his authorized representative for imprisonment for @ period of* THREE YEARS.

IT IS ORDERED THAT I ADDITION TO SUCH TERM OF IMPRISONMENT , DEFENDANT
IS HERESY REQUIRED TO SERVE A SPECIAL PAROLE PERIOD OF FIVE YEARS, AS
PRESCRIBED BY 21 USC 960(b)(1) and 21 USC 841(b) (1) (A).

IT IS ORDERED THAT THE UNDERLYING INDICTMENT IS HEREBY DISMISSED

United States Marshal or other qualified officer and
defendant

3

“neert “by (name of counsel or

te counse! and eked him whether be desired te have counsel appointed by the court, and the defendant
stated that he wawed the right to the eemstance of counsel. Insert (1) “guilty and the court =]
there is @ fectusl base for the ples.” (2) “net gudty ana so verdict of ”~ <3) “net guilty Bayt yr:
Ge a “nele contendere.” os the case may be. ‘Insert “in is) number "of required

(1) sentence of sentences, specifying counts if any: (2) whether sentences are to run concurrently or con-
secutively ond. if consecutively, when each term is to begin with ref tw ter of ding term or to
any other outstanding unserved sentence %) whether defendant is to be further imprisoned until payment of
the ae ee 6 ES eee

recommend a particular instituLon 162

57a

UNITED STATES COURT OF APPEALS

NINTH CIRCUIT

UNITED STATES OF AMERICA,
Appellee,
v.

BOYER ALFREDO BRACY,
Appellant.
UNITED STATES OF AMERICA,
Appellee,
v.

SONDRA DENISE MARTIN,

Appellant.
UNITED STATES OF AMERICA,
Appellee,
Vv.

BRENDA BRACY,

Appellant.

wees et et eat ea ea ee ed ed ed ed ed ed ee ed ed ed ea ee ed ed ed aed ee ae a a St

FELD
DEC 2% 177

EMIL E. MrFl, Je.
CtPK, US.COUR! OF AFLAS

NO. 76-3416

NO. 76-3289

NO. 76-3325

OPINION

58a

Appeals from the United States District Court
Southern District of California

Before: WRIGHT and KILKENNY, Circuit Judges, and
GRANT, District Judge.*
KILKENNY, Circuit Judge:

Appellants, together with three others [Stephanie Maria
Gurley, Juanita Louise Kendricks, and Jerry Word], were
indicted, tried and convicted in a jury trial of: (1)
conspiracy to illegally import a controlled substance
[heroin and cocaine] in violation of Title 21 U.S.C. § 963;
(2) illegal importation of a controlled substance [5.5 pounds
of heroin] in violation of Title 21 U.S.C. §§952, 960 and
963; (3) illegal importation of a controlled substance with
intent to distribute [heroin and cocaine] in violation of Titie
21 U.S.C. §§841 (a) (1) and 846; (4) knowingly and
intentionally possessing with intention to distribute ap-
proximately 5.5 pounds of heroin, a controlled substance,
in violation of Title 21 U.S.C. §841 (a) (1).

The indictment before us, which was returned on June
30, 1976, superseded a previous indictment which was
returned on April 28th of the same year. James Howard
Porter [Porter], who later testified for the government, was
named in the June 30th indictment as an unindicted
coconspirator. Boyer Alfred Bracy [A. Bracy], Sondra
Denise Martin [Martin], and Brenda Bracy [B. Bracy]
appeal. We affirm.

*The Honorable Robert A. Grant, Senior District Judge, United States
District Court for the Northern District of Indiana, sitting by
designation.

59a

FACTUAL BACKGROUND

The indictments upon which the counts in the super-
seding indictment were grounded and upon which appel-
lants were convicted are separately summarized to facilitate
the treatment of the issue concerning the number of
conspiracies. The jury found there was one overall
conspiracy.

FEBRUARY 17, 1975, ARREST
(CANADA INCIDENT)

On February 16, 1975, an airport security guard, while
checking luggage at the Detroit airport noticed a large
amount of cash in one Canada’s luggage. Canada was
accompanied by appellant A. Bracy. The security guard
informed a local Drug Enforcement Agency (DEA) agent
who ran a routine check on A. Bracy. He found that A.
Bracy had a long history of narcotics violations. He notified
officials in San Diego, Canada’s destination, to alert them
of this information. San Diego authorities established
surveillance on Canada when she arrived in their city. She
was met at the airport by Turner, a coconspirator, and later
the two of them walked to a waiting car being driven by one
Welsh. The trio rented a room at a local motel and
engaged in a variety of activities around San Diego. Phone
records from the rented room revealed that its occupants
had placed a long distance call to a Detroit number assigned
to the wife of a known lieutenant in a narcotics ring headed
by Juanita Kendricks [Kendricks], a codefendant, and her
husband, Richard, A. Bracy’s parents. The following day,
the 17th, Turner and Welsh went to Tijuana, Mexico, and
they returned that afternoon. Another series of events
followed where one or more of the threesome would leave
the motel room. All three, Canada, Turner, and Welsh

60a

checked out of the motel and headed north from San Diego.
Their car was stopped by California Highway Patrol
officers who asked permission to search the vehicle.
Permission was granted, and the officers found various
narcotics [heroin and cocaine] in the trunk.

JANUARY, 1976, INCIDENT

Porter, an unindicted coconspirator, was employed by A.
Bracy as a cleanup man at A. Bracy’s suburban Detroit
home. One Lomas worked as construction supervisor on the
home. Both men moved to Los Angeles shortly before
Christmas, 1975. Early in 1976 A. Bracy called Lomas
and told him that he would be stopping in Los Angeles for a
visit. A. Bracy arrived at Lomas’ apartment with a girl
friend, Susan Perry, and gave Lomas and Porter money,
allegedly to buy undergarments to conceal narcotics.
Lomas and Porter returned with the clothing. Then A.
Bracy and Lomas drove to San Diego where they contacted
Porter who had flown to San Diego and registered in a local
motel [Royal Inn]. Lomas remained in the room while A.
Bracy and Porter went to Tijuana. In Mexico, they met with
Manuel Banaga (Manning). A. Bracy gave Manning a
briefcase. Following the exchange, A. Bracy and Porter
checked into a Tijuana Ramada Inn. A. Bracy instructed
Porter to wait at the Ramada Inn until Manning arrived.
Manning came to the room, and Porter gave him some car
keys on A. Bracy’s orders. After more waiting, Porter
returned to the San Diego Royal Inn where he had met
_ earlier with Lomas and A. Bracy. Lomas returned to Los
Angeles. The next day Porter called Lomas and was
advised that Lomas and appellant B. Bracy and her children

61a

would be traveling to San Diego. Lomas instructed Porter
to wait for B. Bracy in Tijuana. Upon her arrival in Mexico,
B. Bracy called Manning who returned to her room with the
car keys he had been given by Porter the day before. B.
Bracy left the hotel room with her children and returned
with two bags of baby clothes in which were mixed several
bags of heroin and cocaine. B. Bracy and Porter met and
agreed that since they had a large number of drug packages
she would transport the heroin, and he would cross with the
cocaine. B. Bracy drove into the United States, and Porter
flew into Los Angeles. Once in Los Angeles, Porter met
Lomas and the two were later joined by B. Bracy. The three
agreed that Porter should transport the narcotics to A.
Bracy’s home in Belleville, Michigan, a suburb of Detroit.
Porter departed that night for Detroit, but on arrival he
became suspicious of receiving payment for the smuggling
so he left the heroin and flew back to Los Angeles keeping
the cocaine as security. After Porter returned to Los
Angeles, he was questioned by B. Bracy and Canada as to
why he did not leave the cocaine as directed. Appellants B.
Bracy and Martin tried to convince Porter to turn over the
cocaine. Porter eventually returned the narcotics, but only
after he was paid by A. Bracy.

MARCH 17, 1976, INCIDENT

In mid-March, 1976, Porter was contacted by Martin
and was told that A. Bracy was coming to Los Angeles. A.
Bracy, Martin, and Jerry Word [Word] met Porter in his
apartment. The meeting was organized to continue the
narcotics smuggling effort. A. Bracy again gave Porter
money to buy a girdle for smuggling purposes. Porter flew
to San Diego and later checked into the Ramada Inn in
Tijuana. Six hours later, A. Bracy, Martin, and Word

62a

arrived at the hotel restaurant. Porter passed his room
number to Word in the hotel restroom. Porter also gave the
number to A. Bracy in a similar fashion. Porter returned to
his room and waited for one hour for A. Bracy, Martin and
Word to arrive. A. Bracy brought two kilos of heroin with
him. Porter was assigned to smuggle the heroin across the
border in the girdle. Word and Porter left the hotel together,
but they took separate cabs into the United States. Porter
then flew back to Los Angeles, whereupon he returned to
his apartment. About two hours later, A. Bracy arrived at
Porter’s apartment and took the heroin. He paid Porter
$1,000.00 for his efforts.

MARCH 20, 1976, INCIDENT

On March 20, 1976, A. Bracy again contacted Porter
about going to Mexico. Porter was told to go to the Ramada
Inn in Tijuana as before. Porter waited at the motel for six
hours, and since no one arrived he departed for Los
Angeles. That same day, Word went to the residence of one
Debra Gillenwater [Gillenwater] and asked to borrow a car
that was registered in her sisters name. Gillenwater
consented. Word was accompanied by A. Bracy. Appellant
Martin also registered in a nearby room. On the next
morning Martin called Porter in Los Angeles and A. Bracy
came on the line to inquire why Porter was not in Tijuana.
Porter told A. Bracy that he got tired of waiting and had
returned to Los Angeles. A. Bracy instructed Porter to

' come immediately to Tijuana. Several hours later Martin

again called Porter and asked why he had not left for
Mexico. Porter said he was on his way. These calls were

- verified by telephone logs at the Ramada Inn in Tijuana.

Porter went to the airport but missed his flight and was
forced to call A. Bracy with the news. A. Bracy told Porter

63a

to forget about coming to Tijuana. Additionally, on March
21, 1976, an automobile driven by Stephanie Gurley, a
codefendant, was inspected at the San Ysidro port of entry
and found to contain narcotics. The car was the same one
borrowed by Word the day before. On or about March 21st,
Maxine Chong [Chong] phoned B. Bracy and told her that
someone named Stephanie was in trouble. At trial, Chong
testified that the conversation might have been that Porter
told her that Stephanie was in trouble.

There is substantial evidence that A. Bracy was the
catalyst around whom the overall web of conspiracy was
spun and that the command center of the group was in and
around Detroit, Michigan.

GRAND JURY INCIDENTS

Porter was served with a grand jury subpoena on April 6,
1976, and immediately phoned B. Bracy demanding
$25,000.00 in exchange for his silence. B. Bracy, although
professing innocence, referred him to Detroit. Another
witness received an envelope from B. Bracy which he gave
to Lomas. Inferentially, this envelope contained the money
to pay Porter’s legal fees.

On April 14, 1976, Porter appeared before the grand jury
and told several lies. He testified that he had concluded
working for A. Bracy in November of 1975, had only seen
him once since then, and that A. Bracy had suggested and
he had refused to engage in drug smuggling. Approximately
ten days later Porter told DEA agents that he had perjured
himself before the grand jury. DEA Agent Lunsford
testified before the grand jury on April 28, 1976. He
informed the panel members that Porter had been deeply
involved in the smuggling operations. Porter did not

64a

reappear before the grand jury nor did
specifically inform the members of the
Porter had perjured himself. Neither the court nor
opposing counsel was immediately informed of the perjury.
As of May 26, 1976, appellants had received the
investigating officer’s reports containing the April 26,
1976, admissions by Porter. Additionally, on July 20th,
appellants became aware of Porter's statement to Agent
Lunsford as contained in an affidavit supporting the arrest
of appellants. The grand jury testimony of Porter, Lunsford,
and others was made available to appellants the day before
the trial commenced.

Ht
te

ISSUES ON APPEAL

I. Were appellants’ due process rights violated when the
government failed to immediately notify the court, counsel,
and the grand jury that Porter had committed perjury before
the grand jury?

II. Did the evidence establish, as a matter of law, that
there were several conspiracies, rather than one?

III. Was the prosecutor’s closing argument sufficiently
prejudicial to require a reversal?

IV. Was there a failure on the part of the government to
disclose exculpatory evidence as required by the doctrine
taught in United States v. Agurs, 427 U.S. 97 (1976), and
Brady v. Maryland, 373 U.S. 83 (1963)?

V. Did the security procedures employed by the court
deny appellants a fair trial?

VI. Was the evidence sufficient on the conspiracy charge
to sustain the guilty verdicts against appellant Martin?

65a

L.

It is undisputed that the government did not immediately
inform the grand jury, the court, or the appellants of
Porter’s perjury before the grand jury. At the trial, Porter
admitted that he had perjured himself. Appellants’ counsel,
after a lengthy cross-examination of Porter on the issue of
perjury, moved to dismiss the indictment because the
government had failed to conform its conduct to the
requirements outlined in United States v. Basurto, 497
F.2d 781 (CA9 1974). The district court ruled that Basurto
was distinguishable and offered to entertain a motion for a
mistrial which would not reserve to appellants a double
jeopardy defense. Likewise, the judge refused to grant a
mistrial on his own motion.

On appeal, the appellants argue that Basurto is
controlling and that the lower court should have allowed the

- motion to dismiss. We hold that Basurto is distinguishable.

In Basurto, a government witness testified before the
grand jury as to defendant’s activities in marihuana
smuggling. An indictment was returned based, in sub-
stantial part, on this witness’s testimony. Prior to trial, the
witness informed the government that he had committed
perjury before the grand jury. In fact, he told the
government that a substantial part of all of his testimony
was untrue. The government did inform opposing counsel of
the perjury, but did not so inform the court or the grand jury.
The trial proceeded on the indictment which was largely
grounded on the perjured testimony.

Basurto can be distinguished in two important par-
ticulars: (1) an analysis of Porter’s grand jury testimony
convinces us that it was so far removed from the truth that it
had nothing to do with the return of the indictment. In other

66a

words, when viewed in the light of the other testimony
before the grand jury, the Porter testimony was immaterial;
(2) assuming the materiality of Porter’s testimony, none-
theless, the grand jury totally disregarded it, named him as a
coconspirator and, manifestly, knew he had perjured
himself. Obviously, the grand jury believed Lunsford’s
testimony in connection with Porter's widespread activities
in the conspiracy and did not believe Porter's perjured
testimony. Beyond doubt, the perjured testimony before the
grand jury in Basurto was material. We quote from the
opinion:

“At the point at which he learned of the perjury
before the grand jury, the prosecuting attorney was
under a duty to notify the court and the grand jury, to
correct the cancer of justice that had become apparent
to him. To permit the appellants to stand trial when the
prosecutor knew of the perjury before the grand jury
only allowed the cancer to grow.

“As we have noted above, the perjury before the
grand jury was material because of the change in the
law; all of Barron’s grand jury testimony relating to the
appellants’ activities before May 1, 1971 was perjured.
The grand jury, if it returned an indictment, might have
done so under the Comprehensive Drug Abuse
Prevention and Control Act of 1970, supra had it
known of the perjury.” 497 F.2d at 785. [Emphasis
supplied].

The Basurto court went on to say that the due process
clause of the Fifth Amendment is violated when a
defendant has to stand trial on an indictment which the
government knows is based partially on perjured testimony,
material in nature. Additionally, the court noted that
whenever the prosecutor learns of any perjury committed
before the grand jury, he is under a duty “to immediately

67a

inform” the court and opposing counsel. Furthermore,
Basurto requires that if the testimony was material, the
grand jury must be informed in order that appropriate action
may be taken. Manifestly, what the Basurto court says with
reference to immediately informing the court and opposing
counsel is said in its supervisory capacity, rather than in a
capacity of imposing a duty on the prosecutor to make such
a disclosure.

Even assuming, as argued by appellants, that the govern-
ment violated Basurto is failing to notify the court and
opposing counsel, we do not believe that the case stands for
the proposition that the indictment must here be dismissed.
Since in Basurto, the government witness’ testimony before
the grand jury was material and the case could have been
decided on that point alone, we suggest that what the court
there said on the duty of a prosecutor to immediately in-
form court and counsel of the perjury, irrespective of
materiality, is dictum. As stated, the perjury exposed in
Basurto was material. Here, the contrary is true. The only
sound reason for requiring the disclosure of immaterial per-
jured testimony before a grand jury is to give the defendants
an opportunity to confront the witness with his perjured
testimony. Here, appellants not only had the opportunity to
read the grand jury testimony the day before the trial
commenced, but went forward on cross-examination and
exhaustively exposed to the jury, the perjury which Porter
had committed before the grand jury.

Aside from the fact that Basurto is distinguishable, we
believe that its requirement that the prosecutor has an
obligation to immediately inform the court and opposing
counsel is weakened if not destroyed by the Supreme Court
decision in United States v. Agurs, 427 U.S. 97 (1976). In

68a

that case, Agurs was convicted of second degree murder for
killing one Sewell with a knife during a fight. The evidence
disclosed that after a brief interlude in an inexpensive motel
room, Agurs repeatedly stabbed Sewell causing his death.
The only question present was whether the prosecutor's
failure to provide defense counsel with certain background
information on Sewell was grouncs for granting Agurs’ new
trial motion. In particular, the prosecution had failed to
disclose Sewell’s known prior criminal record that would
have evidenced his violent character. Agurs’ sole defense
was that Sewell had initially attacked her with the knife and
that all of her actions had been in self defense. The issue
was raised before the trial court some three months after a
verdict of guilty by a motion asserting that the government
had withheld this evidence and that such evidence was
material to Agurs’ defense. The government opposed the
motion for a new trial and after considering the matter, the
district court denied it.

While Agurs is not a grand jury case, that fact in our view
is not important, The Supreme Court there proceeded to
consider whether the prosecutor has a constitutional duty to
volunteer exculpatory matter to the defense and, if so, what
standards of materiality gives rise to the duty. In this
connection, the Court noted that it was dealing with the
defendant’s right to a fair trial mandated by the due process
clause of the Fifth Amendment to the Constitution and to
the comparable clause in the Fourteenth Amendment
applicable to trials in state courts. From there the Court
advanced to the conclusion that unless the omission
deprived a defendant of a fair trial, there was no
constitutional violation requiring that a verdict be set aside
and, absent a constitutional violation, there was no breach

69a

of the prosecutor’s duty to disclose. The Court then noted
that the court of appeals must have assumed that the
prosecutor had a constitutional obligation to disclose any
information that might affect the jury's verdict. In
commenting upon this assumption, the Court noted that
such a constitutional standard would approach the “sport-
ing theory of justice” which the Court expressly rejected in
Brady v. Maryland, 373 U.S. 83 (1963). Finally, the
Agurs Court went on to conclude that it did not believe that
the constitutional obligation is measured by the moral
culpability or the willfulness of the prosecutor. It held that if
the suppression of evidence results in constitutional error, it
is because of the character of the evidence, not the
character of the prosecutor. The Agurs Court emphasized
that if the omitted evidence creates a reasonable doubt that
did not otherwise exist, constitutional error had been
committed and that in making that determination, the
omission must be evaluated in the context of the entire
record. 427 U.S. at 112.

We can find no logical reason to say that the tests in
Agurs, a case dealing with a failure to disclose exculpatory
evidence, should not apply to our facts where incomplete
disclosure of the perjured testimony before the grand jury in
no way suggested an absence of guilt on the part of the
appellants. For that matter, the Porter grand jury testimony
was just to the contrary. Manifestly, a greater duty should
be placed on a prosecutor to produce exculpatory evidence
than to disclose evidence which could be used for impeach-
ment purposes only.

Here, Porter’s grand jury testimony was produced on the
day before the trial. On cross-examination, his perjury was
exhaustively exposed by appellants’ counsel. In other

70a

words, the record clearly establishes that appellants’
convictions were not in any way affected by the failure of
the prosecutor to disclose the perjured grand jury testimony.
For that matter, it appears from the entire record that

omission is sufficiently significant to result in the denial of a
defendant’s right to a fair trial, (2) the mere possibility that
an item of undisclosed information might have aided the
defense, or might have affected the outcome of a trial, does
not establish “materiality” in the constitutional sense, (3)
the prosecutor’s constitutional duty of disclosure is not
measured by his moral culpability or willfulness. If the
suppression of evidence results in constitutional error, it is
because of the character of the evidence, not the character
of the prosecutor, (4) the proper standard of materiality of
undisciosed evidence is that if the omitted evidence creates
a reasonable doubt of guilt that did not otherwise exist,
constitutional error has been committed. Under the
standards outlined in Agurs, the prosecutor's failure to
disclose to the grand jury, the court or counsel, the perjury
of Porter prior to the day before trial, did not constitute
constitutional or other error.

A Ninth Circuit case more recent than Basurto is United
States v. Bowers, 534 F.2d 186 (CA9 1976), cert. denied
ie ( ). There a witness tesufied before the
grand jury that the defendant’s companion had told him that
the companion and defendant had shot a park service
ranger. The same witness at another trial testified that the
companion had told him only that the defendant had shot

71a

the ranger. The court held that any failure of the prosecutor
to notify the court and the grand jury of the change in the
witness’s testimony was harmless beyond a reasonable
doubt because both versions of the testimony implicated the
defendant and the defense counsel, while aware of the
alleged perjury before the trial, failed to move for dismissal
of the indictment. Here, as in Bowers, Porter’s testimony,
both before the grand jury and at trial, implicated all the
appellants. Here, as in Bowers, the defense counsel were
aware or should have been aware of the alleged perjury
before the trial, but, nonetheless, failed to make a motion to
dismiss the indictment prior to the trial. In Bowers, it is
said:
‘Assuming United States v. Basurto, 497 F.2d 781,
785 (9th Cir. 1974), applies, the failure of the
prosecutor to notify the court and the grand jury of the
change in Phillips’ testimony was harmless beyond any
doubt. Both versions of Phillips’ testimony implicated
Bowers. Appellant’s counsel was aware of the alleged
perjury well before trial, but made no motion to dismiss
the indictment.” 534 F.2d at 193.
On our facts, Bowers, rather than Basurto, would control.
Appellants do not argue that they made a specific request
for Brady material prior to trial or during the course of the
trial. For that matter, they had everything they wanted
when the grand jury testimony was presented. That a
general request for Brady material is insufficient for
reversal where the evidence, if produced, would not create a
reasonable doubt of the appellant’s guilt is held as recently
as United States v. Hearst, __._ F.2d __. (CA9, Nov. 2,
1977) [Sl. Op. 2528, 2552]. The district court did not err in
denying the motion to dismiss the indictment.

72a

IL.

Under this assignment of error, appellants Martin and B.
Bracy argue that the evidence at trial proved, as a matter of
law, that there were several conspiracies, rather than just
one. Both argue that they were not involved in certain of the
transactions and that insufficient evidence exists to create
one conspiracy. B. Bracy says she was not involved in the
February 17, 1975, arrest, the March 17, 1976, incident,
and the March 20, 1976, incident. Martin says she did not
take part in the February, 1975, arrest, the January 16,
1976, incident, and the March 17, 1976, incident. Both
argue that their participation, if any, in the March 20, 1976,
incident was totally innocent.

We have spoken many times on the standard for
determining if one or several conspiracies exist. United

States v. Kearney, ___ F.2d ____ (August 22, 1977);
United States v. Perry, 550 F.2d 524 (CA9 1977), cert.
denied ____ U.S. ___, and United States v. Baxter, 492

F.2d 150 (CA9 1973), cert. denied 416 U.S. 940 (1974),
are our most recent cases on the subject.

In Baxter, a case involving the appellant and seven other
persons, the court applied the following rationale from
Blumenthal v. United States, 332 U.S. 539, 557-558
(1947):

“For it is most often true, especially in broad schemes

calling for the aid of many persons, that after discovery

of enough to show clearly the essence of the scheme
and the identity of a number participating, the identity
and the fact of participation of others remain
undiscovered and undiscoverable. Secrecy and con-
cealment are essential features of successful con-
spiracy. The more completely they are achieved, the
more successful the crime. Hence the law rightly gives

73a

room for allowing the conviction of those discovered
upon showing sufficiently the essential nature of the
plan and their connections with it, without requiring
evidence of knowledge of all its details or of the
participation of others. Otherwise the difficulties, not
only of discovery, but of certainty in proof and of
correlating proof with pleading would become insuper-
able, and conspirators would go free by their very
ingenuity.” Baxter, supra, at 158, n. 7. [Emphasis
supplied].
Continuing, the Baxter court said that although the
government had failed to prove direct contact and

connivance between the defendant retailers, nonetheless:

“ __ if each knew, or had reason to know, that other
retailers were involved with the Hernandez organiza-
tion in a broad project for the smuggling, distribution
and retail sale of narcotics, and had reason to believe
that their own benefits derived from the operation were
probably dependent upon the success of the entire
venture, the jury could find that each had, in effect,
agreed to participate in the over-all scheme. This
would be true even though the individual defendants
were not aware of the identity, number or location of
the other participating retailers.’’ Baxter, supra, at

158. [Citations and footnote omitted]. {Emphasis

supplied].

More recent Ninth Circuit cases speaking to the same
rule are United States v. Kearney, ____. F.2d ____ (CA9,
August 22, 1977), and United States v. Perry, 550 F.2d
524 (CA9 1977).

The Perry court at page 531 distinguished Kotteakos v.
United States, 328 U.S. 750 (1946), a case upon which
appellants rely by saying: “. .. Each one of the defendants
knew or should have known that other retailers were
involved and that each had reason to believe that what

TR ee ae Cea ee

Oa a i el

74a

benefits he received were probably dependent upon the
success of the entire venture.”

The Kearney court, the most recent Ninth Circuit
authority, when addressing the subject, said: “It need not
even be shown that an alleged co-conspirator knew all of the
purposes of and all of the participants in the conspiracy.”
[Sl. Op. 1964]. Keeping in mind the standards stated in the
foregoing authorities, we briefly outline the involvements of
Martin and B. Bracy.

Although B. Bracy was not directly involved in the
February 17, 1975, arrest or the March 17, 1976, incident,
her overall activity is undisputed. She is A. Bracy’s sister
and A. Bracy was the central figure in each incident. Her
phone records indicate numerous calls to Manning, the
Mexican connection in the ring. During late January, 1976,
she, Porter, Lomas, and A. Bracy were involved in
smuggling a large quantity of heroin and cocaine into the
United States from Mexico. She also personally met with
Manning in Tijuana. She was involved in the March 20,
1976, incident to the extent that Chong phoned her and
reported that Stephanie Gurley had been arrested. She
arranged money for Porter’s legal expenses. When Porter
called her in his attempt to extort money from the drug ring
in exchange for his silence before the grand jury, she
referred him to Detroit. We hold these connections were
sufficient under the foregoing authorities.

We reach a similar conclusion with respect to appellant
Martin. She was involved in the January, 1976, incident to
the extent that she tried to persuade Porter to return the
cocaine he had kept as security. She was an active
participant in both the March 17th and 20th operations,
even though she did not physically transport the drugs. The

75a

only involvement to which there is some doubt is the
February 17, 1975, arrest. Although no firm nexus existed
between Martin and Canada, they were both girl friends of
A. Bracy and both sought the return of the withheld cocaine
from Porter. Additionally, the court instructed the jury that
they were not to consider any act “... unless you should
find beyond a reascnable doubt that the person doing the
act, making the declaration, was a member of the same
conspiracy as was the defendant.” This instruction
conforms to the rules stated in United States v. Griffin, 464
F.2d 1352 (CA9 1972), cert. denied 409 U.S. 1009, where
the same question was raised. This assignment is without
merit.

Il.

Under this heading, appellant B. Bracy points to various
statements by government counsel in its closing argument
which she says were prejudicial and contends that they
denied her a fair trial. We have carefully examined the
complaints and hold that none of them, or in sum total,
measure up to conduct which could possibly be viewed as
prejudicial. For that matter, it would seem that in each
instance, there was evidence to support directly or
inferentially the prosecutor’s statement. United States v.
Escoto-Nieto, 417 F.2d 623 (CA9 1969), cited by
appellant is not in point. Here, the record is replete with
references to the value of the smuggled narcotics, as well as
the expected payment for bringing or transporting the drugs
to major cities in the United States. This assignment is
groundless.

4 18a
IV.

It is claimed that the prosecutor refused to disclose
exculpatory evidence under the doctrine taught in Brady v.
Maryland, 373 U.S. 83 (1963). Here, all of the grand jury
and the Jencks Act testimony was produced. Here, there is
no claim that the jury was prevented from hearing favorable
evidence on the issue of guilt or that the jury was not
advised of government promises, rewards, or assistance
provided to government witnesses. The jury was made fully
aware of all evidence of a favorable or impeaching nature
prior to the case being submitted to them for decision. Thus,
there can be no claim of prejudice. United States v. Agurs,
427 U.S. 97 (1976). Even conceding non-disclosure, the
prosecutor did not violate a constitutional duty, unless his
omission is sufficiently significant to result in the denial of
the defendant’s right to a fair trial. United States v. Agurs,
supra.

We

Appellant B. Bracy argues that the number of United
States Marshals present at the trial suggested that
appellants in some way intended to harm the government
witness, Porter. She says that this deprived her of the
presumption of innocence, due process of law, and an
impartial jury. Since the officers were not in uniform and
the case did involve the testimony of a witness who had
been threatened, it was certainly not an abuse of the district
court’s discretion to permit tight trial security. United
States v. Clardy, 540 F.2d 439 (CA9 1976), cert. denied
429 U.S. 963.

77a

V1.

Martin urges that there was insufficient evidence to
support the verdict against her. As we have said time and
time again, we must evaluate the evidence in the light most
favorable to the government. United States v. Glasser, 315
U.S. 60 (1942). Likewise, we have said time and time again
that once the existence of a conspiracy has been established
only slight evidence is necessary to connect the specific
defendant to it. United States v. Valdovinos, 558 F.2d 531
(CA9 1977); United States v. Costey, 554 F.2d 909 (CA9
1977); United States v. Westover, 511 F.2d 1154 (CA9
1975), cert. denied 422 U.S. 1009. Needless to say, the
proof of guilt must be beyond a reasonable doubt. United
States v. Dunn, ____ F.2d ____ (CA9, Nov. 11, 1977, as
modified Nov. 16, 1977). [Sl. Op. 2674]. This claim is
meritless. Even her own brief recites ten individual links
between her and the principal conspirators. For that matter,
there is substantial evidence placing her in the vortex of the
conspiracy.

CONCLUSION
Our examination of the record convinces us that each of
the appellants had a fair trial and that the judgments of
conviction should be affirmed.

IT IS SO ORDERED.

78a

UNITED STATES COURT OF APPEALS
NINTH CIRCUIT F i j_ ‘S ry

UNITED STATES OF AMERICA, FEB 2 8 1978 |

)
)
Appellee, ) _ CLERK
v. ) U. S. COURT OF APPEALS |
) NO.76-3416
)
BOYER ALFREDO BRACY, )
)
Appellant. )
)
UNITED STATES OF AMERICA, )
)
Appellee, )
)
v. ) NO.76-3289
)
SONDRA DENISE MARTIN, ) ORDER
)
)

Appellant.

Appeals from the United States District Court
Southern District of California

Before: WRIGHT and KILKENNY, Circuit Judges, and
GRANT, District Judge.*

*The Honorable Robert A. Grant, Senior District Judge, United States
District Court for the Northern District of Indiana, sitting by
designation.

eee

a

79a

The panel as constituted in the above case has voted to
deny the petition for rehearing and recommend rejection of a
rehearing in banc.

The full court has been advised of the suggestion for an in
banc rehearing, and no judge of the court has requested a vote
on the suggestion for rehearing in banc. FRAP 35 (b).

The petition for rehearing is denied and the suggestion for
a rehearing in banc is rejected.

The issues mentioned in the supplemental briefs were fully
considered by the panel.

We have considered the petition even though it was late
filed and oversized.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385005_0894%3A1. Public record. Not legal advice.
