# Petition — Yesterday's Children v. Kennedy

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1978
- **Citation:** 437 U.S. 904

## Text

Supreme Cour, U.
FILED

APR 7 i978

L_MicHaet RODAK, JR., C

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1977

wo. 77-1428

YESTERDAY'S CHILDREN, A Not-For-Profit
Corporation, CYNTHIA DOE, JEANINE DOE,
BEVERLY DOE, JUDY DOE, KAREN DOE,

M. JANE DOE, VERONICA DOE, JAMES DOE,

Petitioners,
=~

MARGARET KENNEDY, Director, Illinois
Department of Children and Family Services,
HARRY COMERFORD, Presiding Judge, County
Division, Circuit Court of Cook County,
PAUL Q. PETERSON, Director, Illinois
Department of Public Health,

STANLEY KUSPER, Clerk, Cook County, and
WILLIAM SCOTT, Attorney General of Illinois,

Respondents .

PETITION FOR A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE SEVENTH CIRCUIT

Patrick T. Murphy, Esq.
GOLDBERG & MURPHY, LTD.

33 N. LaSalle - Suite 2300
Chicago, Illinois 60602
312/782-4530

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1977

NO.

YESTERDAY'S CHILDREN, A Not-For-Profit
Corporation, CYNTHIA DOE, JEANINE DOE,
BEVERLY DOE, JUDY DOE, KAREN DOE,

M. JANE DOE, VERONICA DOE, JAMES DOE,

Petitioners,
- WS -

MARGARET KENNEDY, Director, Illinois
Department of Children and Family Services,
HARRY COMERFORD, Presiding Judge, County
Division, Circuit Court of Cook County,
PAUL Q. PETERSON, Director, Illinois

t of Public Health,
STANLEY KUSPER, Clerk, Cook County, and
WILLIAM SCOTT, Attorney General of Illinois,

Respondents .

PETITION FOR A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE SEVENTH CIRCUIT

Patrick T. Murphy, Esq.
GOLDBERG & MURPHY, LTD.

33 N. LaSalle - Suite 2300
ry + Illinois 60602
312/782-4530

IN D E X
a 2
Pn + «sb sea So ee eae ee 2
Question Presented for Review. ........ 3
Constitutional and Statutory Provisions

Aik eae ee a eo oO 3-6
Statement of the Case........... 7-14
Reasons for Granting the Writ. ...... 15-26

A. THE CONSTITUTIONAL QUESTION RAISED IN
THE COMPLAINT IS SUBSTANTIAL AND MAN-
DATES FEDERAL JURISDICTION. ..... 27-28

FOR, NOR INTEREST IN, DENYING ADULT

AND COURT RECORDS. .......... 28-31
C. EQUAL PROTECTION VIOLATIONS. ..... 32-33
ns . S56 & 6 es ee 6 eS 33-34
nn + os @ «ee & oS bow ae ov

CASES :

Bellotti v. Baird, 428 U.S. 132
+ 2.) ieee 11, 13, 24

Carey v. Population Services, 431 U.S. 678
1) rrr 27

ee eee se 6 6 eee 20
Commissioner v. Estate of Bosch, 387 U.S.
- ee ee & ee ee ee 14, 20
Connecticut State Federation of Teachers v.
@) tion, .
0.7, ) ee a 14
Doran v. Salem Inn, Inc., 422 U.S. 922,
JOC Pevvves = eee 14
Erznoznik v. City of Jacksonville, 422
0.5. me GV. wee eh we eee 27
Frontiero v. Richardson, 411 U.S. 677,
ey, i 32
Graham v. Richardson, 403 U.S. 376
oo ee 6 be lee eee 33
Griswold v. Conmecticut, 381 U.S. 479
errr 27, 28
Harman v. Forssenius, 380 U.S. 528,
Soo Urey octet ee eee ola ae 18
In the Matter of Daniel Doe, 76 CO 2436
(Cis. Ce. oe Um. Gad se ee 12, 14, 22, 23

aftin

Korematsu v. U.S., 323 U.S. 244

I ee ke we ee ee 33
eee Pontikas, 414 U.S. 51
ee 18
vy. Louisiana, 319 U.S. 79
ee Sg 6 6 ee te 33
Loving v. Virginia, 388 U.S. 1 (1966) ... . 32

Ohio Bureau of t Services et al.
Vv. é .S. 471
a 11, 13, 24, 25

Red Lion Broadcast Co. v. F.C.C.,
395 U.S. 367, 350° C1969) aera Ne ae le

Robb v. Connolly, 111 U.S. 624,

ee kk gk 18
Roe v. Wade, 410 U.S. 113,
re 29, 30
Stanley v. Georgia, 394 U.S. 557
150) GS 27
STATUTES :
Ill. Rev. Stat. Ch. 4, §9.1-18 (1975) ....4
Ill. Rev. Stat. Ch. 37
Ill. Rev. Stat. Ch. 48(a) (1949). ..... 28
Ill. Rev. Stat. Ch. 111 1/2 §73-17
DI ET Ss kg 6 6 et te 8 4

United States Constitution, Amendment 1... 5

ems «eek oe Ss eee eee ee eS 3, 4
cf 8 ee re ere ee ee ee ee 4
MISCELLANEOUS :
Haeman, Speech and Privacy, Is There a et

Not To Be Spoken To? 67 N.W.L. Rev.

ee. + a os a ok see es ee ew ee 28

Note, The Adult Adoptees---Right To Know
His Natural Heritage, 48 S. Cal. L.
Rev., 1196, 1204-1210 (1975) ....... 28

-iv-

NO.
YESTERDAY'S CHILDREN, et al., - - - Petitioners,
=
MARGARET KENNEDY, et al., - - - - - Respondents

PETITION FOR A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE SEVENTH CIRCUIT
Petitioners, respectfully pray that a
Writ of Certiorari be issued to review the Judg-
ment and Opinion of the United States Court of
Appeals for the Seventh Circuit entered on 29
December 1977 (a Petition for Rehearing was
denied on 16 January 1978) in cause No. 77-1870.

OPINION BELOW

The Opinion of the United States Court of
Appeals for the Seventh Circuit is not yet re-
ported. A copy of the Opinion is attached as
Appendix 1.

JURISDICTION

The Judgment of the United States Court of
Appeals for the Seventh Circuit was entered on 29
December 1977, affirming the Decision of the
Three-Judge Court in holding that abstention was
applicable to the facts and circumstances of this
case. A Petition for Rehearing was filed and
denied on 16 January 1978. Jurisdiction to review
the Opinion and Judgment of the United States
Court of Appeals is conferred upon this Court by
28 U.S.C. 1254 (1).

QUESTION PRESENTED FOR REVIEW

Whether abstention is appropriate in the
present case where the Illinois statutory scheme
quite clearly prevents adult adoptees from ob-
taining access to their birth records absent a
court hearing at which they must demonstrate some
type of good cause and where the Petitioners,
herein, adult adoptees, claim that their birth
records should be opened to them on the same basis
that such records are open to every other adult

person.

CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED

United States Constitution, Amendment 1:

"Congress shall make no law respecting an
establishment of religion, or prohibiting the free
exercise thereof; or abridging the freedom of
speech, or of the press; or the right of the people
peaceably to assemble, and to petition the govern-
ment for 4 redress of grievances."

United States Constitution, Amendment 14 §1:
"All persons burn or naturalized in the United

->

States, and subject to the jurisdiction thereof,
are citizens of the United States and of the State
wherein they reside. No State shall make or en-
force any law which shall abridge the privileges
or immmities or citizens of the United States;
nor shall any State deprive any person of life,
liberty, or property, without due process of law;
nor deny to any person within its jurisdiction

the equal protection of the laws."

28 U.S.C. 2281 provides:

"An interlocutory or permanent injunction
restraining the enforcement, operation or execu-
tion of any State statute by restraining the action
of any officer of such State in the enforcement or
execution of such statute or of an order made by
an administrative board or commission acting
under State statutes, shall not be granted by any
district court or iudge thereof upon the ground
of unconstitutionality of such statute unless the
application therefore is heard and determined by
a district court of three judges under section
2284 of this title."

Ill. Rev. Stat. Ch. 4, §9.1-18 (1975):

"The word ‘illegitimate’ or the words ‘born
out of wedlock', or words importing such meaning,
shall not be used in any adoption proceeding in
any respect."

Ill. Rev. Stat. Ch. 111 1/2 §73-17 (1971):
The Vital Records Act

'"(1) For a person born in this State, the State Registrar of Vital Rec-
ords shall establish a new certificate of birth when he receives any of
the following :

_ (a) A certificate of adoption as provided in Section 16! or a certi-
fied copy of the order of adoption together with the information neces-
Sary to identify the original certificate of birth and to establish the
new certificate of birth; except that a new certificate of birth shall not
be established if so requested by the court ordering the adoption, the
adoptive parents, or the adopted person.

(b) A certificate of adoption or a certified copy of the order of

ton entered in a court of competent jurisdiction of any other state
°F country declaring adopted a child born in the State of Illinois, to-
Sether with the information necessary to identify the original certifi-
Sate of birth and to establish the new certificate of birth; except that a
new certificate of birth shall not be established if so requested by the
Sourt ordering the adoption, the adoptive parents, or the adopted person.
a A request that a new certificate be established and such evidence
required by regulation proving that such person has been legitima-
tized, or that the circuit court has determined the paternity of such a
person.

(d) An affidavit by a physician that he has performed an operation
on a person, and that by reason of the operation the sex designation on
such person’s birth record :hould be changed. The State Registrar of
Vital Recurds may make any investigation or require any further in-
formation he deems necessary.

Each request for a new certificate of birth shall be accompanied by a
fee of $5 and entitles the applicant to one certification or certified
copy of the new certificate. If the request is for additional copies, it
shall be accompanied by a fee of $2 for each additional certification or
certified copy.

(2) When a new certificate of birth is established, the actual place
and date of birth shall be shown; provided, in the case of adoption of a
person born in this State by parents who were residents of this State at
the time of the birth of the adopted person, the place of birth may be
shown as the place of residence of the adoptive parents at the time of
such person’s birth, if specifically requested by them, and any new cer-
tificate of birth established prior to the effective date of this amendato-
ry Act may be corrected accordingly if so requested by the adoptive
parents or the adopted person when of legal age. The new certificate
shall be substituted for the original certificate of birth :

of.

(a) Thereafter, the origina! certificate and the evidence of adoption,
paternity, legitimation, or sex change shall not be subject to inspection
or certification except upon order of the circuit court or as provided
by regulation.

(b) Upon receipt of notice of annulment of adoption, the original
certificate of birth shall be restored to its place in the files, and the
new certificate and evidence shall not be subject to inspection or certi-
fication except upon order of the circuit court.

(3) If no certificate of birth is on file for the person for whom a
new certificate is to be established under this Section, a delayed record
of birth shall be filed with the State Registrar of Vital Records as pro-
vided in Section 14 or Section 15 of this Act? before a new certificate
of birth is established, except that when the date and place of birth and
parentage have been established in the adoption proceedings, a delayed
record shall not be required.

(4) When a new certificate of birth is established by the State Reg-
istrar of Vital Records, all copies of the original certificate of birth in
the custody of any custodian of permanent local reco:ds in this State
shall be transmitted to the State Registrar of Vital Records as directed,
and shall be sealed from inspection.

STATEMENT OF THE CASE

On February 5, 1975, the Plaintiffs, seven
adults who had been adopted as infants through
the Illinois Courts and a not-for-profit Illinois
Corporation, Yesterday's Children, filed a
Complaint (Appendix 3) pursuant to 42 U.S.C. 1983
seeking declaratory and injunctive relief. They
alleged a violation of their rights secured by
the First, Fifth, Ninth, Thirteenth and Four-
teenth Amendments to the United States Constitution.
(On February 11, 1975, an Amended Complaint was
filed eliminating class aspects of the case.)

The preliminary Statement to the Complaint
(pp. 2-3) summarizes the Plaintiffs' contentions.
That statement reads as follows:

"This is a Complaint filed individually

and on behalf of all individuals who

were adopted pursuant to Illinois law,

who are now adults and who wish to ob-

tain and/or have an opportunity to view,

upon presentation of proper identifi-
cation, records identifying their natural

parents, background, extended family

of

and any other pretinent information.
Illinois law presently allows any party
to an adoption proceeding to move that
the records| be sealed and remain so
absent a order. For over 25 years
all adoption records have been cus-
tomarily seAled in Cook County and for
the past two \years there has been a
general court order to that effect.
Traditionally information has been af-
forded to adoptees only upon proof of
serious and probably hereditary medical
problems. (However, even absent this
custom and action the mere threat of
action and the necessity for the plain-
tiffs to endure long and expensive liti-
gation to determine their identity
creates a breach of plaintiffs’ con-
stitutional rights. )

There are three sets of records the
plaintiffs contend that they are auto-
mati ally entitled to view without court
action: (1) the ori 1 file, (2) the
original birth certificate, and re-
cords from the private adoption agency
if one were involved.” (emphasis added)

The plaintiffs assert that the continued
concealment by statutory fiat and state
action of their identities deprives them
of cherished constitutional protections
and rights which are afforded to other
citizens.

On October 24, 1975 in the United States

District Court the Honorable Thomas R. McMillen,

=

District Judge, dismissed the Complaint because
it ''---involves a basic question of state public
policy which has never been passed upon by State
Court---"' (p.3, October 25 Order).

On May 24, 1976 the United States Court of
Appeals for the Seventh Circuit in an unpub-
lished order (Appendix 2) remanded the cause to
a Three-Judge Court to determine whether or not
a substantial federal question had been presented
(at p.2 of that Order). At page 5, the Court of
Appeals, in dictum, analyzed those situations in
which abstention applied and concluded that
".--we believe the Trial Court erred in ab-
staining."' Court opined further:

"In light of Plaintiffs-Appellants'
allegations we believe the trial court
erred in abstaining. The two memorandum
opinions by the trial judge indicated
that he carefully reviewed the problem.
We nevertheless reverse because the case
involves fragile constitutional rights
including First Amendment questions---.

In this case we believe none of the
three abstention situations are present.

-9-

Obviously, there is no state criminal
proceeding so the third type of case
noted is inapplicable. The first men-
tioned case (where a federal question
might be mooted by a determination of
state law) also does not apply in light
of plaintiffs’ allegations that they
have previously unsuccessfully sought
access to their files in the state
courts. Nor does the present suit fall
squarely within the second category of
abstention. The state law and policy
in Illinois has been established for
years. Adoptees simply are not allowed
access to their records unless they
come within narrow exceptions. This
litigation is a direct challenge to
that policy based on alleged consti-
tutional rights. Thus we do not believe
this is a situation where principles

fo comity and federalism would dictate
abstention. The result sought in the
instant case is not transcended by the
importance of the state policy or the
difficulty of the question presented."’

After the remand, the Plaintiffs and
Defendants submitted Briefs in support of and in
opposition to their Motions for Summary Judgment
and to Dismiss. On August 8, 1977 the Three-
Judge Court denied the Motions for Summary
Judgment and granted the Motion to Dismiss on

grounds of abstention. In their decision, the
-10-

Three-Judge Court pointed out that the
Seventh Circuit's language on abstention
was dictum (p.10), relying primarily upon

the then recently decided cases of Bellotti

v. Baird, 428 U.S. 132 (1976) and Ohio

Bureau of Employment Services et al. v.

Hodory, 431 U.S. 471 (1977).

On December 29, 1977 the United States
Court of Appeals affirmed the Three-Judge
Court's decision on abstention. (Appendix
1).* The Court of Appeals also relied

primarily upon Ohio v. Hodory, Supra and

Bellotti v. Baird, Supra to justify ab-

stention.

"---it appears that abstention
to allow more expanded consider-
ation by the Illinois courts may
‘materially alter the constitu-
tional issue presented." Citing
Ohio v. Hodory, Supra at p.481
(p.7, Appendix 1, 7th Cir. Dec.)

* A Petition for Rehearing was denied on
January 16, 1978.

Re

However, the fact which caused the granted." (App. 1,p.7).

Seventh Circuit to abstain was an unre- The United States Court of Appeals for

ported opinion by the Circuit Court of the Seventh Circuit applied abstention

Cook County after the Briefs had been filed beasune:

in the Seventh Circuit. The Seventh Cir-

"Despite this construction by one
state trial court, it appears that
abstention to allow more expanded
consideration by the Illinois
courts may ‘materially alter the

cuit pointed out:

"It is thus apparent that the
Daniel Doe court would not limit
the unsealing of adoption re- constitutional issue presented"
cords to cases where adoptees (Ohio Bureau of Employment Ser-
can show ‘a probably and serious vices v. Hodory, 431 U.S. 471,
hereditary problem’ or ‘critical 481), and that the benefits of
medical reasons,’ as claimed by such abstention are nat ‘too
plaintiffs (BR. 3, 5) or where speculative to justify or re-
"genetic, medical, psychological quire avoidance of the question
or other problems manifest them- presented.’ Id. The fact that
selves as requiring such infor- a state trial judge read a type
mation or where neither party of good cause requirement into

objects to the disclosure.' the statutes and General Order
Instead in Daniel Doe the fol- does not remove their ambiguity
lowing standard has seemingly for two reasons. First, good

been read into the statutes

and General Order: the peti-
tioner must show by a prepon-
derance of the evidence that,

as an adult, he or she has a
real and immediate need for such
records, and if such a showing
is made, the biological and
adoptive parents in order to
avoid unsealing must show by a
preponderance of the evidence
that substantial harm will trans-
pire if the relief requested is

~12-

cause is subject to many diverse
interpretations. See Bellotti
v. Baird, 428 U.S. 132, 143-146,
148. While it could be argued
that Judge Schneider offered a
more specific standard than good
cause, even that arguably more
specific standard does not con-
traindicate the benefits of ab-
stention because it merely
substitutes for good cause several
other broad terms that were not

~\™

defined in the unreported nisi
prius opinion and will have to
await further interpretation.---"
"Second, even if Judge Schneider's
unappealed opinion did define
conclusively all the unclear
standards, until an Illinois re-
viewing court (which will of
course be fully competent to
adjudicate constitutional claims,
Doran v. Salem Inn, Inc., 422
U.S. 922, 930) considers ‘the
statute and the General Order,
their construction will remain

in doubt despite Judge Schneider's
persuasive opinion. As the Se-
cond Circuit held in Connecticut
State Federation of Teachers v.
Board of Education, 538 F2d 471,
485 (1976), decisions by state
trial judges, particularly unre-
ported decisions, generally
provide insufficient clarity to
make abstention inappropriate,

at least in the absence of a
similar decision by the state's
appellate courts. Cf. Comm ey
sioner v. Estate of Bosch, 387

U.S. 456 (1967)."* (App.1, pp.8,9)

REASONS FOR GRANTING THE WRIT

The decision below requires re-
view because it interjects new
and much more stringent standards
into the doctrine of abstention

- that is, where a state trial
court in an unreported, unappealed
opinion interpreted the com-
plained of Illinois statutory
scheme, the opinion below asserted
that abstention is mandated in
order to allow Illinois courts
the opportunity to further re-
view and interpret the statutory
scheme even though:

1. The state opinion (Appendix
2) not only confirms the
Plaintiffs' interpretation
of the Illinois statutory
scheme but actually placed
even more stringent standards
on those circumstances under
which adult adoptees could
have access to their records.

2. Neither the Seventh Circuit

in the opinion below nor the
Defendants ever attempted to
explain or argue how review

by the Illinois courts could
save or reserve the consti-

tutional question.

* The Doe case which did not raise the
constitutional question was not appealed 3. The constitutional question

i - was never raised, argued or
TD eluded es Appendix 2 a decided in the unreported

-14- -15-

Illinois decision.

Further this case affords this
Court the opportunity to clarify
the status of abstention insofar
as where, when and under what
circumstances abstention should
be required in order to allow
state courts the opportunity

to evaluate, interpret and, where
necessary, pass upon constitu-
tional issues of the statute it-
self.

The crux of the Plaintiffs' Complaint
is that the Illinois statutory scheme ef-
fectively denies them the opportunity to
review their original courts and birth
records and violates their constitutional

rights (as set forth in the Constitutional

Analysis Section below) for two reasons:

(1) “traditionally information has been
afforded to adoptees only upon proof of
serious and probably hereditary medical

problems,"' and (2) "---even absent this

-16-

custom and action the mere threat of
action and the necessity for the Plain-
tiffs to endure long and expensive liti-
gation to determine their identity creates
a breach of Plaintiffs' constitutional
rights."" (P.2, Complaint).

The Decision in the court below con-
centrated only upon the first of the above
two reasons - that is , the standards set
forth by the statutory scheme - while both
making light of and misinterpreting the
second part of the Plaintiffs’ claim.

(See pp. 9-10).

The holding of the court below is an
unwarranted, unsound and precarious exten-
sion of the abstention doctrine. The
decision quite clearly holds that ab-
stention is mandated when a State Trial
Court renders an interpretation of an

attacked state statute even though that

a

interpretation underscores the unconsti-

cause requirement into the statues and
tutionality of that statute and is consis-

General Order does not remove their ambi-
tent with Plaintiffs' claim. However, this .

guity for two reasons."" (P.8). The two
Court seems previously to have inter-

reasons according to the Court were:
preted abstention much more narrowly:

(1) Good cause is subject to many
"---But the doctrine of abstention

‘contemplates that deference diverse interpretations and "while it
to state court adjudication only
be made where the issue of state could be argued that Judge Schneider of-
law is uncertain." (Citing from
Harman v. Forssenius, 380 U.S. fered a more specific standard than good
528, 534 (1965)). Where, the
underlying state statute is sus- cause, even that arguably more specific
ceptible of an interpretation
that might avoid the necessity standard does not contraindicate the
for constitutional adjudication,
abstention would amount to | benefits of abstention because it merely
shirking the solemn responsi-
bility of the federal courts to : substitutes for good cause several other
‘guard, enforce and protect
every right granted or secured broad terms that were not definea in the
by the Constitution of the
United States,'" (Citing from unreported nisi prius opinion and will
Robb v. Connolly, 111 U.S. 624,
637 (1884), Kusper v. Pontikas, | have to await further interpretation."
414 U.S. 51

(at P.8).

Yet in relying upon the Circuit Court (2) The second reason why the Seventh
of Cook County for abstaining the Court Circuit believed abstention should lie
below observed that "[T]he fact that a was that even if the Circuit Court of Cook
state trial judge read a type of good County's unappealed opinion "did define

-18- -19-

conclusively all unclear standards" that
construction would remain in doubt be-
cause "decisions by State trial judges,
particularly unreported decisions, gen-
erally provide insufficient clarity

to make abstention inappropriate, at least
in the absence of a similar decision by
the State's appellate courts." Citing

Commissioner v. Estate of Bosch, 387 U.S.

467 (1967) and (at footnote 11) distin-
guishing Carey v. Sugar, 425 U.S. 73,
78 (1976).

Of course, whether the standard to be
applied is serious and probably hereditary
medical problems or the more strict one
employed by the Circuit Court of Cook
County, the question still remains whether
there is any interpretation of the statu-
tory scheme by the State's courts that

could save the constitutional question.

-20-

es mm

Although the Court below argued that the
standards needed further interpretation
and, if possible, an appellate interpre-
tation, the Seventh Circuit never attempted
to set forth how an Illinois Court could
obviate the constitutional question. Nor
did the Defendants in their many Briefs
before the one judge and Three-Judge

Court and in their two Briefs in the

United States Court of Appeals even attempt
to demonstrate just how the doctrine of
abstention would allow the Illinois courts
to interpret the statutory scheme in such

a manner as to obviate the constitutional
question. A close reading of all the
decisions and Briefs makes it clear ‘that
what both the Defendants have argued and
what the Courts have indicated (with the
exception of the May, 1976 Opinion of the
Seventh Circuit) is that there simply is

no constitutional question.

-21-

While the Doe case demonstrated that
the standards by which an adult adoptee
could obtain his records were stringent
it also clearly demonstrated the burden-
some ordeal an adult adoptee is subjected

to:

"A hearing was held wherein the
petitioner introduced testimony
that he suffered severe emotional
problems. Petitioner testified
that he had been seeing a psy-
chiatrist for about thirteen (13)
years. He had overdosed on pills
on seven occasions. On the last
occasion he was in a coma for
about 36 hours.

Expert testimony of Dr. John
Utley, M.D., a board certified
psychiatrist, showed that Doe
had suffered severe depressions
and anxiety. He testified that
when the petitioner overdosed
on drugs it was an intentional
act of self-destruction. The
Doctor testified further that
while finding the petitioner's
natural parents would not solve
all his emotional problems, it
would be beneficial.

Dr. Edward Kelleher, M.D., a
board certified psychiatrist,

-22-

testified for the State. He
stated that he had conducted two
interviews with Doe. His diag-
nosis was that the petitioner
had a schizoid type personality
and that he was suffering from

a mixed type of neurosis. When
asked whether the information
requested might aid in the
petitioner treatment, the doc-
tor replied that there was no
assurance that it would, but
conversly there was no certainty
that it would not help." In the
Matter of Daniel Doe, 76 CO 2436
(Cir. Ct. of Ck. Cty.). (App.2, p. )

Daniel Doe, who had an obvious real
and immediate need, had to endure the
humiliation of public hearings and cross-
examination concerning his schizophrenia
and suicide attempts along with the fi-
nancial burden of retaining counsel and
legal proceedings. Once he
demonstrated that he had a real and
immediate need for the records he had to
endure the further humiliation of the
Court notice to his adoptive parents in-

forming them of Doe's case and wishes to

-23-

determine if the parents had any objection.
It is obvious that the Plaintiffs, none
of whom have what could be termed as a
real and immediate need (Para. 28,
Complaint) could obtain their records.
But, again, this merely begs the question
as to why the Plaintiffs must be forced
to retain counsel and go through pro-
ceedings in order to try to prove they
have a real and immediate need.
The decision of the Court below ap-

pears to have misjudged the import of

Bellotti v. Baird, Supra and Ohio Bureau

of Employment Services v. Hodory, Supra.

In Bellotti v. Baird, Supra, the State

of Massachusetts went to great lengths
both before the Three-Judge Court and in
this Court to demonstrate that the
statute could be interpreted to save the
constitutional question. Neither the

State of Illinois nor the Court below

«Ih

ever attempted to indicate just how the
constitutionality of the Illinois statu-
tory scheme can be saved in the instant
case. Indeed, the Court below placed its
entire reliance for abstention upon the
fact that an Illinois court had inter-
preted the statute while admitting that
that court (the Illinois Trial Court) had
interpreted the statute even more strictly
than the Plaintiffs had alleged in their
Complaint (see P.8, Decision of Seventh
Circuit - Appendix 1).

In Ohio Bureau of Employment Services

v. Hodory, Supra this Court recognized

the continued vitality of the Pullman

decision (Railroad Commission v. Pullman

Co., 312 U.S. 496 (1941)) when it stated:

".--As has been noted, Pullman
abstention is an equitable doc-
trine that comes into play when
it appears that abstention may
eliminate or materially alter
the constitutional issue pre-

=25~

sented. There is a point,
however, at which the possible
benefits of abstention become
too speculative to justify or
require avoidance of the ques-
tion presented. That point

has been reached and surpassed
here. We conclude that Pullman
abstention is not appropriate.”

There are no facts present in the in-
stant case which would allow for an eli-
mination or alteration of the constitu-
tional question. Certainly any "possible
benefits of abstention (are) ---too
speculative to justify or require avoidance

of the constitutional question presented."

-26-

Il

A. THE CONSTITUTIONAL QUESTION RAISED
IN THE COMPLAINT IS SUBSTANTIAL AND
MANDATES FEDERAL JURISDICTION.

The right to seek out and obtain in-

formation irrespective of whether such
information is of a personal or societal
benefit has found protection within the

right of privacy. Carey v. Population

Services, 431 U.S. 678, (1977) and in the

First Amendment right to seek out infor-

mation. Stanley v. Georgia, 394 U.S. 557

(1969); Erznoznik v. City of Jacksonville,

422 U.S. 205 (1975); Red Lion Broadcasting

)

Co. v. F.C.C., 395 U.S. 367 390 (1969).

In Griswold v. Connecticut, 381 U.S. 479

(1964), Mr. Justice Douglas writing the
Court's Opinion pointed out that the
right of freedom of s»eech and press
"---includes not only the right to utter
or to print, but the right to distribute,

the right to receive, the right to read

-27-

(Citations) and freedom of inquiry, free-

dom of thought and freedom to teach
scrutinized by the court. Roe v. Wade,

(Citations)---. Griswold v. Connecticut,

410 U.S. 113, 155 (1973).
381 U.S. 479, 482 (1964). See Generally,

Petitioners admit that it is com-
Haeman, Speech and Privacy, Is There A

j pelling to prevent minor adoptees from
Right Not To Be Spoken To? 6/7 N.W.L. Rev.

having access to their birth and court
153 (1972) and Note, The Adult Adoptees

records in order to allow adoptive
---Right To Know His Natural Heritage,

parents the protection against the intru-
48 S. Cal. L. Rev., 1196, 1204-1210

(1975) sion and interference by "repentant"

natural parents. *

B. THE STATE HAS NO COMPELLING PUR-
POSES, NOR INTEREST IN, DENYING
ADULT ADOPTEES EACH ACCESS TO
THEIR BIRTH AND COURT RECORDS.

For the state to deny adoptees a clear

expression of their First Amendment rights
* This would also seem to be the reason

requires a statutory purpose reflecting why the Illinois State Legislature in 1945,
for the first time, mandated for the
the promotion of a compelling governmental \ sealing of birth records. Prior to that
| time there were no such provisions in
interest which in turn must be carefully Illinois laws and between 1945 and 1961

birth records were sealed to all but the
adult adoptee. I11. Rev. Stat. Ch. 48
(a), (1949 and previous years). It was
not until 1961 that the Legislature man-
dated that adult adoptees could not view
their birth records.

x * -29-

ili

Of course, no matter how compelling
these reasons may be when an adoptee is

. . H .
a minor they become non-existent once the owever, an analysis of these reasons

adoptee reaches majority. Roe v. Wade, | which is inappropriate for purposes of
| this Petition demonstrates no compelling

Supra at P.162.
Other conceivable purposes for the justification.

anctioning of adoption records are:

1. Potential adoptive parents will
not adopt if their adoptive children can
discover something about their natural
heritage 18 years later;

2. Natural parents may not be as
willing to give up their children for
adoption if they realize that later in
life the child could discover them; and

3. Natural parents have certain pri-
vacy rights to prevent their frildren

from viewing their court and birth records.

-30- -31-

emer

C. EQUAL PROTECTION VIOLATIONS

As was pointed out above, the interest
of the adult adoptee in determining his or
her natural identity including all that
entails - knowledge of their ethnic ori-
gins, ancestors, identity and possible
whereabouts of parents, brothers, sisters,
uncles, aunts, cousins, grandparents, etc.
would certainly seem to be fundamental.
Moreover, classification of adoptees as
the only group within the population who
can not have access to their original
birth records is the result of an accident
which occurred shortly after their birth
and at a stage in life when they obviously
had no control over their destiny. Adop-

tion, like sex (Frontiero v. Richardson,

411 U.S. 677, 686 (1974)), race (Loving
v. Virginia, 388 U.S. 1 (1966)), alienage

~*

(Graham v. Richardson, 403 U.S. 376 (1971)),

birth (Levy v. Louisiana, 319 U.S. 79

(1968)) and national origin (Korematsu

v. U.S., 323 U.S. 244 (1944)).

As was demonstrated above,’ none of
the conceivable purposes for the classi-
fications are able to stand the test of
strict scrutiny. It would therefore seem
that the statutory scheme in question
would fall on both equal protection as
well as right to access to information

grounds.

CONCLUSION

For the reasons above stated the
Petitioners respectfully ask that this
Court issue a Petition for Writ of

Certiorari directed to the United States

-33-

Court of Appeals for the Seventh Circuit.

Respectfully submitted,

PATRICK T. MURPHY

GOLDBERG & MURPHY, LTD.

33 N. LaSalle - Suite 2300
Chicago, Illinois 60602
312/782-4530

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---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385005_0722%3A1. Public record. Not legal advice.
