# Petition — Knehans v. Alexander

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1978
- **Citation:** 435 U.S. 995

## Text

b aMCR REL RODAK, JR. CLE”K
—— EERE ceeeneeeninene

IN THE

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1977

MAJOR ADOLPH H. KNEHANS, JR..

Petitioner,

CLIFFORD L. ALEXANDER
Secretary of the Army,

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

DAVID REIN

FORER & REIN
733 - 15th Street, N.W.
Washington, D.C. 20005

JOAN GOLDBERG

275 Madison Avenue
New York, New York 10016

Attorneys for Petitioner.

——= CSCEESENEEGSEEEF | oS ese
Wastungton, 0.C. + THIEL PRESS - (202) 638-4521

(1)
TABLE OF CONTENTS

Page
eee CE Sette eabe Coben eecseebess so 8
DEES 8 0445 6 Fh EDOM OWE DAKO ORES BORA OS 2
CE PUMEUEEEED ces ectce sovenotestese's 2
Dee GPSTEED ccd becdcoecececeseceesess 3
DEPRCEeE GEO BU GUD cece ccccccccesesecse 5
1. The Proceedings in the Army ........-.-2-eee00. 5
2. The Proceedings in the District Court .......... 9
3. The Decision of the Court of Appeals Below ...... 11
REASONS FOR ALLOWING THE WRIT ............ 12
GEE. 680 6a see ees ede eeessonetesonnee 21
APPENDICES:
Appendix A—Opinion of the District Court ........ la
Appendix B—Opinion of the Court of Appeals ..... l4a
Appendix C—Judgment Below .............0005. 32a

Appendix D—Order Deyning Petition for Rehearing ... 34a

TABLE OF AUTHORITIES

Cases:

Atchison, Topeka and Santa Fe Ry v.

Wichita Board of Trade, 412 U.S. 800 (1973) ........ 19
Beckham v. United States, 392 F. 2d 619

Pt Shs 6c abéeue wees ee ened nedecuneaes 20
Boyd v, United States, 207 Ct.Cl.1(1975) ......... 19, 20
Brenner v. United States, 202 Ct.Cl. 678 (1973) ...... 19,20
Brooks v. United States, No. 302-75

SPE seeweceecdae an eendeeee ees 15
Duhon v. United States, 461 F. 2d 1278

Din Sy cenenkee eb 6tenee 66s 0646S 00860 15
Knehans v. Callaway, 403 F. Supp. 290

nn 6646 cece deen es 606 68606 O KO RES 2

Ricker v. United States, 396 F. 2d 454
Se GT wheat a6 tae nen 666 ee 4 een wees sees 15

(22)

Cases, continued: Page
Sanders v. United States, No. 157-74

ls rer Ts eS ore eee ree eee ee ee 13
SEC v. Chenery Corp., 318 U.S. 80 (1943) .......... 20
SEC v. Chenery Corp., 332 U.S. 194 (1947) .......... 19
Service v. Dulles, 354 U.S. 363 (1957) ..........220- 13

Urban Law Institute of Antioch College v.
Secretary of Defense, Civ. A #76-0530

Oe, Eerrrrrerre rec TeT Re eT ETE 20
United States ex rel Johnson v. Shaughnessey,

$96 U.S. 806 (1949) on. nc ccccccccccccccrscees 14
United States v. Shaughnessy, 347 U.S. 260 (1945) ...... 13
Vitarelli v. Seaton, 359 U.S. 535 (1959) ww we ee ee eee 13
Weiss v. United States, 408 F. 2d 416 (Ct.Cl. 1969)

Cesescte ee hee heehee 88 14, 15, 16

Yee v. United States, 512 F. 2d 1383 (Ct.Cl. 1975) .... 15
Statutes:
Li * 2) 6 rrr rrrrrrr Terese TT eee ey 3,9
SO GB, BOGS awe cece rivccecceseeseecsenee 5, 5
SO UB. SRR cccccccsecevccsveccvccccccs 4,6
TB UBL. SIBBHR cnccccscccvvesevesvccccces 2

Texts and Articles:
Davis, Administrative Law (3rd ed. 1972) ........+.+--. 19

Glosser and Rosenberg, Military Correction
Boards: Administrative Process and Review
by the United States Court of Claims,
23 Am. U.L.Rev. 391 (1978) 2... ccc ccc ccccccces 13

Stichman, Developments in the Military
Discharge Review Process, 4 Military Law
Reporter GOO) 2... ccc cece ccc r cece sessccces 20

IN THE

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1977

No.

MAJOR ADOLPH H. KNEHANS, JR.,

Petitioner,

CLIFFORD L. ALEXANDER
Secretary of the Army,

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

Major Adolph H. Knehans, Jr. petitions for a writ of
certiorari to review a judgment of the United States
Court of Appeals for the District of Columbia Circuit
which affirmed a judgment of the United States District
Court for the District of Columbia denying petitioner’s

request to set aside his discharge from the Army and to
order his reinstatement.

2

OPINIONS BELOW

The opinion of the District Court is reported at 403
F Supp. 290, sub nom, Knehans v. Callaway. It 1s
reproduced in Appendix A hereto. The opinion of the
Court of Appeals has not yet been reported. It is
reproduced in Appendix B hereto.

JURISDICTION

The judgment sought to be reviewed was entered on
October 3, 1977 (Appendix C). A timely petition for
rehearing was denied on November 3, 1977 (Appendix
D), Circuit Judge Robinson dissenting. The jurisdiction
of the Court is conferred by 28 U.S.C. §1254(1).

QUESTIONS PRESENTED

1. Whether the Army can validly discharge an Army
officer on the ground of having been twice passed over
for promotion even though the statutory procedure
prescribed by Congress has not been followed.

2. May a District Court Judge excuse the failure of
the Army to follow the statutory procedure prescribed
by Congress for the elimination of Army officers, on
the ground that in his judgment the petitioner’s Army
record did not justify his promotion in any event.

3. Can the decision of an Army Board for Correction
of Military Records which refused to grant petitioner
relief despite an admittedly material error in his records
be upheld as not arbitrary and capricious in the absence
of any findings of fact by the Board or any statement
as to the reasons for its decision.

ar ete we

3

STATUTES INVOLVED
10 U.S.C. §1552 provides in pertinent part:

(a) The Secretary of a military department, under
procedures established by him and approved by the
Secretary of Defense, and acting through boards of
civilians of the executive part of that military
department, may correct any military record of that
department when he considers it necessary to correct an
error or remove an injustice... .

10 U.S.C. §3297 provides:

(a) Under such regulations as he may prescribe,
the Secretary of the Army shall detail selection boards,
to meet at times prescribed by him, to recommend
promotion-list officers and brigadier generals of the
Regular Army for promotion in the Regular Army.
Each board shall be composed of at least five officers
of the Regular Army who hold a regular or temporary
grade above lieutenant colonel, and who are senior in
regular grade to, and who outrank any officer
considered by that board... .

(b) No selection board may serve longer than one
year and no member may serve on two consecutive
boards for promotions to the same grade, if the second
board considers any officer considered but not
recommended for promotion by the first.

(c) Each member of a selection board must swear
that he will perform his duties without prejudice or
partiality, having in view the special fitness of officers
and the efficiency of the Army.

(d) Except as otherwise provided by law, pro-
motion-list officers and brigadier generals of the Regular
Army may be promoted to the regular grades of captain
through major general only when recommended by a

4

selection board. A recommendation for promotion must
be made by the majority of the total membership of
the board. Notwithstanding any other provision of law,
a board that is to recommend officers for promotion
whom it considers to be the best qualified may
recommend only those officers whom it also considers
to be fully qualified.

(c) Not later than 10 days after a board first
meets, any officer eligible for consideration by that
board is entitled to send a letter, through official
channels, calling attention to matters of record in the
Department of the Army concerning himself that he
considers important. The letter may not contain any
reflection upon the character, conduct, or motives of
any officer, or criticism of any officer.

10 U.S.C. §3303 provides:

(a) In this subtitle, “deferred officer’’ means a
promotion-list officer considered for promotion to the
grade of captain, major, or lieutenant colonel under
section 3299 of this title, but not recommended for
promotion.

(b) The years of service with which a deferred
officer is entitled to be credited for promotion purposes
shall be reduced so that one year after the date on
which he would have been promoted had he been
recommended by a selection board he will not have
more than 7, 14, or 21 years of service, if in the grade
of first lieutenant, captain, or major, as the case may
be.

(c) A deferred officer shall be considered again by
the next selection board considering officers of his
grade and promotion list. If recommended by this
board, his name shall be placed on the applicable

oa

5

recommended list with the other officers recommended
by the board, in the same order among themselves as
on the promotion list, but below officers placed on that
list by an earlier board., If a deferred officer is
promoted upon the recommendation of the next board
considering officers of his grade, his first failure does
not count as a failure of selection when he is thereafter
considered for promotion to another regular grade.

(d) A deferred officer who is not recommended
by the next selection board considering officers of his
grade and promotion list shall —

(1) if he is eligible, be retired under section
3913 of this title;...

(3) if he is not eligible for retirement under
section 3913 of this title or any other provision of law,
be honorably discharged on such date as may be
requested by him and approved under regulations to be
prescribed by the Secretary of the Army, but not later
than the first day of the seventh calendar month after
the Secretary approves the report of that board, with
severance pay computed by multiplying his years of
service, but not more than 12, computed under section
3927(a) of this title, by two months’ basic pay of the
grade in which he is serving on the date of his
discharge. However, no person is entitled to severance

pay under this section in an amount that is more than
$15,000... .”

STATEMENT OF THE CASE
1. The Proceedings in the Army

Petitioner, a major in the regular army, was twice
passed over for promotion by Army Selection Boards.
These Selection Boards are set up under Congressional
mandate, 10 U.S.C. $3297, with the proviso that any

6

Army Officer who is passed over for promotion by two
successive statutory Selection Boards shall, if not
cligible for retirement, be honorably discharged. 10
U.S.C. §3303(d). Petitioner’s second pass-over was
approved by the Secretary of the Army on April 24,
1973, thus making petitioner subject to mandatory
discharge on November 1, 1973, and petitioner was so
advised. The letter of advice stated that “The
{Selection} board impartially considered the entire
record of each officer, including efficiency ratings,
comments on efficiency reports, schooling, commenda-
tions and types of assignments.”

Petiitioner, who was stationed in Germany at the
time, sought legal advice in an effort to challenge the
legality of his pending discharge. His counsel’s inquiry
as to his status was responded to by the Chief of the
Promotion Board of the Army on August 3, 1973, as
follows (emphasis supplied):

Dear Mr. Collins:

This is in reply to your inquiry regarding the
promotion status of Major Adolph H. Knehans, Jr.,
448-38-4175, Corps of Engineers.

The law requires that the promotion of officers on
active duty be made on a fair and equitable basis
and that selection be based on ability and
efficiency as well as seniority and age. The
selection of officers for promotion is accomplished
by selection boards staffed with mature and
experienced officers. They review the overall
record and manner of performance of each officer,
and they compare his record with those of other
officers being considered. Department of the Army
does not prescribe specific qualifications necessary
for promotion. Accordingly, no single factor is
used by the selection board as a determinant for

- arene —

7

selection or nonselection for promotion. The
officers found best qualified are then recom-
mended for promotion by the boards, and the
Army places implicit faith in their findings.

In response to your request, Major Knehans’
official military records have been reviewed and
evaluated in detail. The review confirmed that his
records were properly constituted when viewed by
the Department of the Army Selection Boards that
adjourned on 18 February 1972 and 22 February
1973 and failed to recommend him for promotion
to major, Regular Army. Since his records were
without material error when viewed by the
aforementioned selection boards, no basis presently
exists to afford him promotion reconsideration.

Under the established policy of the Department of
the Army, an officer may be afforded promotion
reconsideration only when it is determined that a
material error existed in his records when viewed
by the regularly constituted Selection Beards. A
material error in an officer’s records as viewed by
the selection board exists when there ts a missing
efficiency report that should have been viewed by
that particular board, or a major change is made to
an efficiency report that was seen by a selection
board which failed to recommend an officer for
promotion.... An officer’s official military ef-
fictency file is the primary document furnished the
selection boards convened for the purpose of
considering officers for promotion. ...

The specific reasons for the decision of the
selection board in any individual case are not
known outside the board inasmuch as the board is
not permitted to divulge such information. How-
ever, a selection board bases its decision on an
officer’s overall manner of performance and not on
any particular period or phase of his career. No

8

one factor is given overriding consideration. Since
the promotion selection board is prohibited from
divulging its deliberations, we can only conclude
that, when compared with all officers who were
eligible, Major Knehans was not as well qualified as
those selected.

However, petitioner, on examination of his file
discovered that, contrary to the letter from the Chief of
the Promotion Board quoted above, his file was not
properly constituted when viewed by the statutory
Selection Boards. It did not contain several letters of
recommendation and appreciation which shoula have
been included in the file sent to the Selection Boards.
Most significantly, it contained an unfavorable Officer
Efficiency Report for the period March 22, 1971, to July
16, 1971, which was invalid under Army regulations. The
period in question came late in petitioner’s career and
only a short interval before petitioner’s case was
submitted to the first Selection Board in February,
1972. For this reason, the Chief of petitioner’s branch
of Service (the Engineering Branch) found that the
inclusion of this invalid report was particularly harmful
since it would appear to the Selection Boards that
petitioner’s performance and career was on a “down-
ward trend”, thus carrying considerably more weight
than a negative report early in petitioner’s career.

On September 17, 1973, the Army ruled that the
efficiency report in question was invalid and accord-
ingly removed it from petitioner’s official records. But
it refused to set aside the action of the statutory
Selection Boards which had acted on the basis of this
invalid report, or to delay petitioner’s discharge
scheduled for November 1. Although a finding was
made that the error in petitioner’s file was material, the
only relief afforded petitioner was to send his case to a

9

so-called Standby Advisory Board. This Standby
Advisory Board has no statutory basis but is entirely a
creation of Army Regulations. (/nfra, pp. 2a, 18a) Fur-
ther, this Standby Board was advised that petitioner had
been twice passed over by statutory Selection Boards
and was scheduled for discharge on November 1, 1973.
On October 25, the Standby Board failed to recom-
mend petitioner for promotion and petitioner was in
fact discharged on November 1, 1973.

2. The Proceedings in the District Court

Petitioner filed suit in the District Court asking (1)
that his discharge be set aside, (2) that the findings of
the statutory Selection Boards be vacated, and (3) that
his case be resubmitted to Statutory Selection Boards
on the basis of a correct and accurate personnel file. On
April 18, 1974, the district court, over petitioner’s
objection, remanded the case to the Army Board for
Correction of Military Records (herein called ABCMR)
for consideration of petitioner’s contentions.'! The
ABCMR is a board of civilians established by the
Secretary of the Army pursuant to 10 U.S.C. §1552.
Its function is to “correct any military record...
when ...necessary to correct an error or remove an
injustice’’. It is given no statutory role in the promotion
process. Before the ABCMR the Army took the
position that petitioner was not entitled to relief
because he had failed to prove that his non-selection for
promotion was “solely” because of the inclusion of the
invalid efficiency report. According to the Army,
petitioner had failed to carry this burden because, “‘The

IThis remand was made on the ground that the ABCMR
afforded petitioner an administrative remedy which he was
required to exhaust (infra, p. 2a).

10

specific reasons for selection or nonselection of an
officer are not known since these reasons are not
reported or recorded by the selection boards.” The
ABCMR denied petitioner any relief. It made no
findings of fact and gave no reasons in support of its
action, stating only that “insufficient evidence has been
presented to indicate probable material error or
injustice.” The case was then returned to the District
Court.

On the return of the case to the District Court, the
case was submitted on cross motions for summary
judgment. The District Court found that the inclusion
of the invalid OER in petitioner’s file and the failure to
include certain letters of commendation violated army
regulations. (/nfra, p. 5a.) It then posed the issue
before it as follows: “The first question befcre the
court, therefore, is whether plaintiff is now entitled to
reconsideration by two Selection Boards based upon a
properly constituted file, in light of the fact that his
file as presented to the prior two Selection Boards was
constituted in violation of army regulations.” (Jnfra, p.
5a.) Although an affirmative answer to this question
would appear to be obvious and required by the
precedents in this Court, see infra p. 13, the District
Court answered it in the negative. It reached this
conclusion by the following route. According to the
District Court, “it is not enough to find that the
Selection Boards violated Army regulations; the plaintiff
must further show that the ABCMR acted arbitrarily
and capriciously in failing to correct the error of the
Selection Boards.” (Infra, p. 6a.) As noted above, the
ABCMR made no findings and stated no reasons for its
decision. Nonetheless, the District Court held that
petitioner had failed to show that the decision of the
ABCMR was arbitrary and capricious, because petitioner

11

had failed to carry the burden of proving that the error
in his file “necessarily caused the non-promotion
decisions.”’ (/nfra, p. 10a.) Since the decisions of a
Selection Board are discretionary in character, and the
members are “prohibited from divulging its delibera-
tions” or setting forth their reasons for nonselection in
any particular case, it was of course impossible for the
petitioner to meet this burden. The District Court
further expressed its own view that petitioner’s record
was not so outstanding as to justify promotion. (/nfra,
p-. 9a.) Further, it dismissed the judgment of the Chief
of the Engineering Branch that the invalid negative
OER was a significant factor in petitioner’s non-
promotion on the ground that the Engineering Branch
was not the Selection Board, and it did not appear that
the Selection Boards, which, as noted, gave no reasons
for its decisions, placed the same significance on the
invalid OER as did the Chief of the Engineering Branch.
(Infra, p. 9a.)

3. The Decision of the Court of Appeals Below

The Court of Appeals affirmed by a divided opinion,
Judge Robinson dissenting. Petitioner’s contention, that
the admitted violation of Army regulations invalidated
the decisions of the Statutory Selection Boards not to
promote and petitioner’s consequent discharge, was
dismissed by the majority with the following comment:
“Fortunately, we are not required by the circumstances
presented here to accept this extreme position,
interfering as it would with personnel matters better
left in most cases to the discretion of the mili-
tary...,for he is entitled to no such relief either by
statute or regulation.” (/nfra, pp. 17a - 18a.) This view,
of course, is completely contrary to the normal rule that
an agency’s violation of its own regulations invalidates

12

the agency action. See im/ra, p. 13. So fa, as the action
of the ABCMR was concerned, the majority stated only
that it agreed with the district court’s conclusion that
the petitioner “had failed to sustain his burden of
proof” that the decision of the ABCMR was “arbitrary,
capricious or otherwise unlawful.” (/nfra, p. 20a.)

REASONS FOR ALLOWING THE WRIT

1. The military persuades its officers to make a
career of military service with the assurance that
satisfactory performance will result in advances in rank
and, after the requisite number of years, retirement. To
be sure, officers are also informed that as they advance
in rank, they will be competing with their peers for
further advancement, and their failure to advance at
that stage will lead to their elimination. But none of
this is to be done arbitrarily or as a matter of caprice.
This method of selection out is required to be done in
accordance with a precise procedure prescribed by
Congress providing that an officer will be released from
the service if he is twice passed over for promotion by
Statutory Selection Boards. According to the Army this
procedure is “fair and equitable” because the “selection
of officers for promotion is accomplished by selection
boards staffed with mature and experienced officers”
who review and evaluate in detail “properly con-
stituted” military records, and “the Army _ places
implicit faith in their findings.”

But this procedure is “fair and equitable” only if the
decisions of the Statutory Selection Boards are based
upon accurate records of the officer’s career per-
formance. The petitioner here has been told that his
records as presented to the statutory selection boards
contained “material” error; but that he was not entitled

13

co relief because he failed to prove that this error
necessarily caused the non-promotion decision. Of
course, since the grounds for decision of the Selection
Boards are not divulged, it was impossible for petitioner
to meet this burden. Understandably, petitioner cannot
subscribe to the Army’s assurance that his selection out
was done on a “fair and equitable’”’ basis. With the
contraction of the armed services after the end of the
war in Vietnam, more and more officers have been
faced with probiems similar to that of the petitioner,
and challenges to the failure of the service to abide by
statutes and regulations in administering the selection
out process have been steadily increasing. See Order of
Court of Claims of March 15, 1977, in Sanders v.
United States, No. 157-74; Glosser and Rosenberg,
Military Correction Boards: Administrative Process and
Review by the United States Court of Claims, 23 Am.
U.L. Rev. 391, 403 (1973). Accordingly, the issue as to
the degree to which the services are bound by
Congressional mandate for selection out and their own
regulations implementing these statutory procedures has
become increasingly significant. Especially in the light
of the difference between the court below and the
Court of Claims in their approach to this question, see
infra pp. 14 - 15, it is important to a great number of mil-
itary officers that this Court settle the procedures that
must be followed to establish a fair and equitable proce-
dure for promotion and elimination.

2. The decision of the court below is in conflict with
the decisions of this Court. This Court has established
the settled principle that the failure of a government
agency to follow statutory procedures or its own
regulations invalidates the agency’s action. Vitarelli v.
Seaton, 359 U.S. 535 (1959); Service v. Dulles, 354
U.S. 363 (1957); United States v. Shaughnessy, 347

14

U.S. 260 (1945); United States ex rel Johnson v.
Shaughnessy, 336 U.S. 806 (1949). The court below
held that this principle does not apply to the Armed
Services presumably because “personnel matters [are]
better left in most cases to the discretion of the
military.’’ But the question before the Court was not a
“personnel matter,” but rather an issue of law as to the
procedures required to be followed. Indeed, as we show
below, the court below improperly entered into
“personnel matters” by discussing not the legality of
the procedure employed but rather the merits of
petitioner’s non-promotion.

3. The decision below is in conflict with decisions in
the Court of Claims. The court below held that so long
as petitioner was passed over by two_ properly
constituted statutory selection boards, it did not matter
that his record as submitted to those Boards was
erroneous. This view is in conflict with the view
expressed by the Court of Claims. As stated by the
Court of Claims in Weiss v. United States, 408 F.2d
416 at 419 (1969) (emphasis supplied):

“Selection Boards have and must have wide
discretion in performing their duties. We do not
think the courts are or should be in _ the
‘promotion business’. But the selection procedure
must follow the law. The documents which are
sent to a Selection Board for its consideration
therefore must be substantially complete, and must
fairly portray the officer’s record.”

Judge Davis, concurring, added the following at 423:

“I join in the court’s opinion but would go
further and hold explicitly that the Selection
Board’s action was invalid because it did not have
the proper statutory ‘record’ before it. Also, I wish
to reserve expressly (the court’s opinion does so

15

implicitly, I believe) the question whether a
Correction Board proceeding can ever ‘cure’ a
defective Selection Board determination in the
sense that the Secretary could decide — as a result
of a Correction Board proceeding which was free
from the defects of the Selection Board — that the
officer had been properly ‘selected out’. The
statute seems on its face to give this particular
‘selecting out’ power to a Selection Board, not the
Secretary, and it may be doubted that an officer
can ever be so separated except by the valid action
of a Selection Board.”

According to the majority opinion, “nothing conditions
the validity of Selection Board proceedings upon the
review of a perfectly compiled personnel file.”’ (Infra, p.
18a.) If, by this language, the majority means that a file
need not be free from technical or meaningless error,
then we would have no quarrel with the statement. But,
if, as appears from the context of this case, the
majority is holding that Selection Board proceedings are
valid even if they are based on files which contain
material and significant errors, then the majority
opinion is plainly wrong and is contrary to the view of
the Court of Claims as expressed in Wetss v. United
States, supra; Yee v. United States, 512 F.2d 1383
(1975); Ricker v. United States, 396 F.2d 454 (1968);
Duhon v. United States, 461 F.2d 1278 (1972).

Both the District Court and the majority below
explicitly recognized that the error in petitioner’s file
was material and that the military recognized it as such.
(Infra, pp. 2a, 18a.) * Having determined that the error in

2Cf. Brooks v. United States, U.S. Court of Claims No.
302-75, decided February 23, 1977, where the court said at slip
opinion, p. 4: “It is also clear that an OER is considered to be
the most important document in a selection folder.”

16

petitioner's file was “material,” the Army submitted
petitioner’s case to an Army Standby Advisory Board.
But an Army Standby Advisory Board is not a
statutory board (/nfra, pp. 2a, 18a) and cannot be sub-
stituted for the Statutory Boards and the procedure pro-
vided by Congress, Weiss v. United States, supra.

4. Both the District Court and the majority below
held that even though the Selection Boards failed to
follow Army regulations, this error could be cured by
presenting a correct file to the Army Board for the
Correction of Military Records. (/nfra, pp. 5a, 19a.) Ac-
cording to both opinions, the ABCMR is a “vital part of
the promotion apparatus established by Congress.” (Infra,
pp. 5a, 19a.) But this misconceives the function and role
of the Army Board for Correction of Military Records as
related to Statutory Selection Boards. Congress did not
vest the responsibility to determine whether or not
petitioner should be promoted in the Army Correction
Board; that responsibility is vested in Statutory
Selection Boards. See Davis, J., concurring in Wetss v.
United States, quoted supra pp. 14-15. And the role of
those Statutory Selection Boards cannot be understated.
According to the Army itself (emphasis supplied):

“The law requires that the promotion of officers
on active duty be made on a fair and equitable
basis and that selection be based on ability and
efficiency as well as seniority and age. The
selection of officers for promotion ts accomplished
by selection boards staffed with mature and
experienced officers. They review the overall
record and manner of performance of each officer,
and they compare his record with those of other
officers being considered. Department of the Army
ddes not prescribe specific qualifications necessary
for promotion. Accordingly, no single factor is

17

used by the selection board as a determinant lor

sclection or non-selection for promotion. The

officers found best qualified are then

recommended for promotion by the boards, and

the Army places implicit faith mm thetr findings.”

Thus, an Army Correction Board composed of
civilians is not a substitute for two statutory selection
Boards “staffed with mature and experienced officers.”
And if those selection boards acted on an erroneously
constituted statutory record, there is no substance to
the contention that this error can be overlooked
because the Correction Board had a proper record. Of
course, the Army Correction Board was empowered to
grant petitioner relief. (/nfra, p. 19a.) But the issue
before the Board on which relief depended was not
whether or not petitioner should have been promoted,
but rather whether or not the proceedings before the
Statutory Selection Boards were tainted with error so as
to require relief. Since, as found by the district court
below, petitioner’s “file as presented to the prior two
Selection Boards was constituted in violation of Army
regulations” (infra, p. 5a), the failure and refusal of the
Army Board for Correction of Military Records to grant
relief was certainly arbitrary and capricious.

5. In holding that the decision of the Army
Correction Board was not arbitrary, capricious or
otherwise unlawful, the majority relied on the findings
and reasoning of the District Court. (/nfra, p. 20a.) But
the District Court upheld the decision of the Army
Correction Board on the ground that petitioner had
failed to carry the burden of showing that the error in
his file “would necessarily lead to a non-promotion
decision by a Selection Board.” (Infra, p. 10a.) But this
is an impossible and unfair burden to place on an
officer. As stated by the Army:

18

“Department of the Army does not prescribe
specific qualifications necessary for _ pro-
motion. ...”
* * *

“The specific reasons for the decision of the
selection board in any individual case are not
known outside the board inasmuch as the board is
not permitted to divulge such information.”

In the light of the above, it was completely
unreasonable to impose upon petitioner the requirement
that he prove that the admittedly material errors in his
file would necessarily have changed the Selection
Board’s decision. Petitioner is clearly entitled to relief
on a showing that these errors are material and
accordingly could have made a difference.

Moreover, the District Court based its finding that
the error in petitioner’s file would not necessarily have
made a_ difference on its own examination of
petitioner’s file and its own = determination that
petitioner was not worthy of promotion as compared to
his peers. (/nfra, p. 9a.) But it was not the business of
the District Court to review petitioner’s Army record or
to render a judgmert as to whether or not petitioner
merited a promotion. Its sole function was to determine
whether or not the Army acted in accordance with
statute and regulations. Having found that the Army
did not (infra, p. 5a), it should have granted relief and
not ventured into an inquiry as to whether or not
petitioner merited a promotion.» By upholding the
District Court, the majority in effect sanctioned an

Curiously, in doing so, the District Court held that the
opinion of the Chief of the Engineering Branch (that the invalid
OER in petitioner's file was a significant and material error)
should be given no weight since the promotion process was
entrusted by Congress to Selection Boards.

19

invasion into an area courts have generally carefully
warned against, i.e., the entrance of courts into the
“promotion business.”

The function of the courts in cases of this nature is
not to enter into the “promotion business” but rather
to hold the service to strict compliance with Congres-
sional mandates and the service branch’s own regulations.
Cf. Brenner v. United States, 202 Ct. Cl. 678 (1973);
Boyd v. United States, 207 Ct. Cl. 1 (1975).

6. Both the District Court and the Court of Appeals
held that petitioner was not entitled to relief because
he had failed to carry his burden of proving that the
ABCMR had acted arbitrarily and capriciously. As we
have shown, this conclusion rested on a misconception
of the role of the ABCMR in the promotion process
and a disregard of the Congressional decision vesting the
authority to promote or not to promote in Selection
Boards. But even if the ABCMR had a proper role in
reviewing the refusal to promote petitioner, the
procedures it employed were improper. The Board held
no hearings, made no findings of fact and stated no
reason for denying relief. It stated only the ritual
formula that “insufficient evidence has been presented
to indicate probable material error or injustice.”
Disposition of cases by such a ritual formula is a_
violation of the “simple but fundamental rule of
administrative law” that a government agency must
state the reasons for its decisions and facts relied upon.
SEC v. Chenery Corp., 332 U.S. 194, 196 (1947);
Atchison, Topeka and Santa Fe Ry v. Wichita Board of
Trade, 412 U.S. 800, 807 (1973) (Marshall J., plurality
opinion). See also Davis, Administrative Law (3rd ed.
1972) at 320. As this Court has emphasized, ‘“‘the
orderly functioning of the process of review requires

20

that the grounds upon which the administrative agency
acted be clearly disclosed and adequately sustained.”
SEC v. Chenery Corp., 318 U.S. 80, 94 (1943).4
Further, the decisions of the courts below that it will
sustain a decision of the ABCMR in the absence of any
findings of fact or statement of reasons is directly
contrary to the holding of the Court of Claims, see e.g.,
Beckham v. United States, 392 F.2d 619 (1968).° And
most significantly the Department of Defense has now
conceded that Boards for the Correction of Military
Records must make findings of fact and state the
ground upon which relief was denied, and that such
grounds must include a discussion of an applicant’s
claims. Urban Law Institute of Antioch College v.
Secretary of Defense, Civ. A. No. 76-0530 (D. D.C. Jan.
31, 1977). See tor a discussion of the case and the
issues, Stichman, Developments in the Military Dis-
charge Review Process, + Military Law Reporter 6001.

4 arguably, since the .) .istoms of Selection Boards are purely
discretionary, they are not subject to the same requirement.
Hlowever, if them discretionary judgments are not subject to
review on the merits, it becomes all the more essential to require
the Boards to adhere to the procedure prescribed by statute and
regulations. Brenner v. United States, supra, Boyd v. United
States, supra. And, of course, the issue before the ABCMR was
not whether or not petitioner merited a promotion but rather
whether his case had been decided in accordance with applicable
statutes and regulations.

othe failure of the ABCMR to set forth any reasons for its
decisions made it virtually impossible for the petitioner to meet
the burden imposed upon him by the court to show that its
decision was “arbitrary and capricous.”

21

CONCLUSION

Certiorari should be granted and the judgment below
should be reversed.

Respectfully submitted,

DAVID REIN

FORER & REIN
733 - 15th Street, N.W.
Washington, D.C. 20005

JOAN GOLDBERG

275 Madison Avenue
New York, New York 10016

Attorneys for Petitioner.

APPENDIX

la
APPENDIX A

UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA

MAJOR ADOLPH H. KNEHANS, JR., )
Plaintiff, )

v. ) Civil Action

) No. 1978-73
HOWARD H. CALLAWAY,* )
)
)

Secretary of the Army,
Defendant.

MEMORANDUM AND ORDER

Plaintiff, formerly a Major in the regular army,
brought this action on October 30, 1973, to prevent his
imminent honorable discharge from the Army. Prior to
filing suit, plaintiff had twice been passed over for
promotion by Selection Boards. By statute, a com-
missioned officer who has been passed over for
promotion by two consecutive Selection Boards shall, if
not eligible for retirement, be honorably discharged
within seven months of the date that the Secretary
approves the action of the second Selection Board. 10
U.S.C. §3303(d) (1970). Accordingly, plaintiff was
ordered discharged on November 1, 1973.

Plaintiff’s personnel file, when presented to both
boards, was admittedly defective. Specifically, the file
(1) contained a negative Officer Efficiency Report
(OER) which was invalid, (2) did not contain several
letters of recommendation and appreciation which

*After the institution of this suit, Martin R. Hoffman became
the Secretary of the Army. Pursuant to Rule 25(d), F.R.C.P.,
Hoffman is automatically substituted as a party. :

2a

plaintiff! contends should have been included in his file,
and (3) exhibited several letters of recommendation in
the file which had not been stamped by the second
Selection Board, which leads plaintilf to conclude that
the second Selection Board did not consider those
letters. On September 17, 1973, the Army voided and
removed the negative OER from plaintiff's file, since
plaintiff had not served under the supervision of the
rating officer for the required 90 days. On October 2,
1973, the Army determined that removal of the
negative OER = constituted a “material change” in
plaintiff's file, and accordingly reterred his case to the
Army Standby Advisory Board.! The Standby Advisory
Board tailed to recommend plainuff for promotion on
October 25, 1973.

This court denied plaintiff’s application for a
temporary restraining order on October 30, 1973, and
then on April 18, 1974, remanded the case to the
Army Board for the Correction of Military Records
(ABCMR),- so that plaintiff could properly exhaust his
administrative remedies. On November 6, 1974, the
ABCMR “determined that insufficient evidence has
been presented to indicate probable material error or
injustice,” and denied plaintiffs application for relief.
Presently betore the court are Cross-Motions for
Summary Judgment.

The Army Standby Advisory Board is not a statutory board,
as are the Selection Boards. The Standby Advisory Board was
created by Army Regulation 624-100, 418(b), to afford
promotion reconsideration “only in those cases where material
error was present in the records of an officer when reviewed by a
seleetion board.”

“The ABCMR was created pursuant to 10 U.S.C. §1552(a)
(1970). See 32 C.F.R. §581.3 (1975).

3a

Plaintiff alleges several errors. First, he maintains that
he was statutorily entitled to consideration by two
Selection Boards, that consideration by the Selection
Boards based upon a deficient file does not constitute
the consideration to which he is entitled, and therefore
that his discharge violates due process of law. Moreover,
plaintiff contends that the failure of the Selection
Boards, the Standby Advisory Board, and the ABCMR,
to provide him with a prior hearing violates the due
process clause of the Fifth Amendment. Defendant, on
the other hand, contends that this court has no
jurisdiction to review the actions of the Army which
plaintiff complains of, and even if the court does have
jurisdiction, it must uphold the finding of the ABCMR,
since that action was not arbitrary and capricious.
Finally, defendant argues that plaintiff has no
recognized property or liberty interest in continued
employment in the regular army, and therefore the due
process clause does not apply to his discharge.

JURISDICTION

It is clear that this court has jurisdiction over
plaintiff's complaint. Plaintiff alleges that the defendant
violated 10 U.S.C. §3303 and his own regulations by
permitting the Selection Boards to pass on_ his
promotion based upon a defective file, and further that
he violated the Fifth Amendment by not affording
plaintiff a hearing before the various boards. Courts will
not hesitate to review military action allegedly contrary
to statute or regulation. See Harmon v. Brucker, 355
U.S. 579, 581-82 (1958); Hodges v. Callaway, 499 F.2d
417, 419 n.2 (5th Cir. 1974); Peavy v. Warner, 493
F.2d 748, 750 (5th Cir. 1974); Denton v. Secretary of
the Air Force, 483 F.2d 21, 24-25 (9th Cir. 1973);
United States ex rel. Sledjeski v. Commanding Officer,

+a

478 F.2d 1147, 1150 (2d Cir. 1973). Moreover, while
courts have made clear that they are not in the
“promotion business,” they have reviewed allegations
that actions of Selection Boards in denying promotion
have been procedurally irregular. See Yee v. United
States, 512 F.2d 1383, 1387 (Ct. Cl. 1975); Brenner v.
United States, 202 Ct. Cl. 678, 693 (1973); Weiss v.
United States, 408 F.2d 416, 418 (Ct. Cl. 1969);
Ricker v. United States, 396 F.2d 454, 457 (Ct. Cl.
1968). Finally, this court has jurisdiction over plaintiff's
constitutional claim. See Mindes v. Seaman, 453 F.2d
197 (5th Cir. 1971).

MERITS

Defendant has admitted that the invalid OER should
not have been placed in plaintiff’s file for consideration
by the Selection Boards. Exhibit B at 10-11, Exhibit C
at 22 to Defendant’s Memorandum in Support of
Motion to Dismiss, or in the Alternative for Summary
Judgment. As a result, he directed the Standby
Advisory Board to review the decisions of the Selection
Boards. Neither the failure to include in plaintiff's file
letters of commendation, nor the alleged failure of the
second Selection Board to consider certain letters of
commendation in his file, were stated as bases for
assignment of the case to the Standby Advisory Board.
Plaintiff, however, has pointed to no_ regulation
requiring the Selection Board to stamp letters of
commendation as an indication of consideration. In the
absence of adequate proof to the contrary, the court
will assume that the Selection Boards considered all the
material in plaintiff’s file. See Brenner v. United States,
202 Ct. Cl. 678, 690, 692 (1973). Further, the court
will assume without deciding that failure to include
certain letters of commendation in_ plaintiff's file

5a

violated army regulations.° See footnote 4, mfra. The
first question before the court, therefore, is whether
plaintiff is now entitled to reconsideration by two
Selection Boards based upon a properly constituted file,
in light of the fact that his file as presented to the prior
two Selection Boards was constituted in violation of
army regulations.

The thrust of plaintiff's argument is directed to the
allegedly illegal actions of the Selection Boards. What
plaintiff fails to recognize, however, is that the ABCMR
is a vital part of the promotion apparatus established by
Congress. 10 U.S.C. §1552(a) authorizes the Secretary
of the Army “acting through boards of civilians of the
executive part of that military department,” to “correct
any military record of that department when he
considers it necessary to correct an error or remove an
injustice.’’ The Secretary may award back pay “‘if, as a
result of correcting a record under this section, the
amount is found to be due the claimant.” 10 U.S.C.
§1552(c) (1970). Finally, “without regard to qualifica-
tions for reenlistment, or appointment or reappoint-
ment, the Secretary concerned may reenlist a person in,
or reappoint him to, the grade to which payments
under this section relate.’’ 10 U.S.C. §1552(d) (1970).
Thus, Congress provided, at the Secretary’s discretion,
both an internal review of actions of Selection Boards
and a comprehensive set of remedies. There is nothing
to indicate that Congress contemplated that the
ABCMR could not act through the Secretary to correct
a failure by Selection Boards to follow Army
regulations. Therefore, this court must agree with the

Fifth Circuit that:

3 Army Regulation 624-100, 416(d) outlines procedures for
inclusion of letters of commendation in an officer's file.

ba

It seems quite clear to us that the ABCMR can, if
it determines that [plaintiff] has been illegally
discharged, grant him full reinstatement and
restoration of all rights, thus in effect making him
whole for any injury he might suffer from a
wrongful discharge. Hodges v. Callaway, 499 F.2d
417, 422 (5th Cir. 1974).

Thus, in order to grant plaintiff’s requested relief, it is
not enough to find that the Selection Boards violated
Army regulations; the plaintiff must further show that
the ABCMR acted arbitrarily and capriciously in failing
to correct the error of the Selection Boards. See Yee v.

United States, 512 F.2d 1383 (Ct. Cl. 1975).

In Weiss v. United States, 408 F.2d 416 (Ct. Cl.
1969), Weiss was discharged from the Navy after a
Selection Board found that he had performed unsatis-
factorily and would perform unsatisfactorily in a higher
grade. In his file was a letter of reprimand and an
unsatisfactory fitness report issued after an investigation
into his alleged black market activities in the
Philippines. All fitness reports prior and subsequent to
the unsatisfactory report were said to be “outstanding,”
save one. According to Navy regulations, Weiss was
permitted to respond in his file to all adverse fitness
reports. He responded to the first report, but the
Selection Board met and passed on his promotion
before he could respond to the second. He appealed to
the Board for the Correction of Naval Records (BCNR),
the statutory equivalent of the ABCMR, which
recommended reversal of the Selection Board’s decision
and removal of the letter of reprimand and first adverse

fitness report. The Secretary of the Navy overruled the
BCNR.

~-

—

7a

While at issue was the Secretary’s authority to reverse
the BCNR, the court did discuss what is meant by
“record”:

The Congressional purpose would dictate that the
“record” required to be furnished under that
section be complete and not misleading.

The documents which are sent to a Selectior
Board for its consideration therefore must be
substantially complete, and must fairly portray the
officer’s record. If a Service Secretary place before
the Board an alleged officer’s record filled with
prejudicial information and omits documents
equally pertinent which might have mitigated the
adverse impact of the prejudicial information, then
the record is not complete, and it is before the

Selection Board in a way other than as the statute

prescribes. We cannot endorse the way the law was

complied with here... . 408 F.2d at 419 (emphasis
added).

More recently, in Yee v. United States, 512 F.2d
1383 (Ct. Cl. 1975), the court found the action of the
Air Force Board for the Correction of Military Records
(AFBCMR), in not reversing plaintiff’s discharge, to be
arbitrary and capricious. Yee had been discharged in
1965 for reasons of temporary physical disability
caused by an automobile accident. In 1970, the
Assistant Secretary found that the 1965 discharge had
been an injustice, reinstated Yee, and ordered that his
records be corrected. There was an unexplained five
year gap in his file, however, which apparently caused a
Selection Board io pass over Yee for promotion in late
1970. The AFBCMR found this to be error, and
ordered this pass over to be removed from Yee’s files,
but gave no order to place an explanation in Yee’s files

8a

as to the tive year gap. Subsequently, two Selection
Boards passed over him for promotion, actions which
the AFBCMR upheld. The court stated:

The AFBCMR knew in 1971 that plaintiff’s name
would again be submitted to a Selection Board on
November 8, 1971, yet failed to insure that
plaintiff’s fate would not again be prejudiced by
the same 5-year gap in his record. The Board
further knew of the consequences of its silence
when, in 1973, it reviewed plaintiff’s case after
two subsequent pass overs and a forced discharge.
Yet the AFBCMR saw no reason to grant relief.
512 F.2d at 1388.

As a result, the court found, the AFBCMR acted
arbitrarily and capriciously. The court then ordered that
Yce be reinstated at his former rank with full back pay,
and that his record be corrected to fully explain the
gaps in his file. Egregious as was the action of the
AFBCMR in permitting the Selection Boards to
consider a_ defective file, the Court of Claims

nonetheless found it to be a “‘close case.” 512 F.2d at
1386.

Neither Weiss nor Yee require this court to find the
ABCMR’s action to be arbitrary or capricious. Most of
the OERs, to be sure, are complimentary of plaintiff's
performance. Complimentary language alone, however,
could not support a finding by this court that the
ABCMR acted arbitrarily or capriciously in not
reinstating plaintiff.* First, the valid OERs in plaintiff's

+The language in the letters of commendation which were not
included in the file is no more complimentary than the language
in the valid OERs. Their addition to the file, therefore, would
have been merely cumulative in effect, and the ABCMR could
rationally have concluded that their omission did not result in
plaintiff's nonpromotion.

9a

file show him to be on the same level of ability as the
rest of his peers. Six of the seven OERs covering his
regular army career found either the indorser, or the
rater and indorser both, recommending no promotion
ahead of his peers. Exhibit B, Defendant’s Mem-
orandum in Support of Motion To Dismiss or in the
Alternative for Summary Judgment. The invalid OER
likewise recommended no promotion ahead of his peers.
Moreover, earlier in his career, plaintiff had received a
similar negative report for his performance while
stationed at Okinawa. Thus, even the file as defectively
constituted still “fairly portrayed” plaintiff’s record.
See Weiss v. United States, 408 F.2d 416, 419 (Ct. Cl.
1969).

On june 15, 1972, prior to the action of the second
Selection Board, plaintiff was informed by the Chief of
the Engineering Branch of the Corps of Engineers that
the negative OER was a significant item in his file.
Plaintiff cited this letter to the ABCMR to support his
contention that it was on the negative OER “that the
two earlier non-selection decisions were made.”’ Exhibit
A to Defendant’s Memorandum in Support of Motion
to Dismiss, or in the Alternative for Summary
Judgment, at 3-4. The letter however, makes clear that
the Engineering Branch “[does] not participate in any
promotion board process,” and further, that the
Engineering Brayich was discussing why it — not the
Selection Board — considered the negative OER to be
significant. Exhibit A, supra, at 10a-b.

The record thus does not support the contention that
the two non-selection decisions were caused by the
negative OER. Other reports in the file could have
prompted those decisions, and plaintiff’s file cannot be
characterized as so outstanding that any non-promotion

10a

decision by the ABCMR would be arbitrary or
capricious. In Yee, supra, it was quite obvious that a
live year gap in an officer’s file would necessarily
require explanation before any Sclection Board would
consider his promotion. It is not so obvious that in the
instant case the inclusion of the adverse OER and the
absence of several letters of commendation would
necessarily lead to a non-promotion decision by a
Selection Board. As noted by General Putnam in his
affidavit, in a postwar era, promotions traditionally
slow down as the overall size of the Army is required
to be reduced. Exhibit D to Defendant’s Memorandum
in Support of Motion to Dismiss or in the Alternative
for Summary Judgment, 46. Plaintiff’s record was very
good, but it was not outstanding, and in the absence of
evidence that inclusion of the negative OER necessarily
caused the non-promotion decisions, this court cannot
say that the ABCMR’s refusal to reverse those decisions
was without a rational basis.

DUE PROCESS CONTENTIONS

Plaintiff contends that because his discharge “carries
with it damage to reputation [and] loss of salary and
pension,” a hearing is required before the Selection
Boards and the ABCMR. Plaintiff’s Brief in Support of
Motion for Summary Judgment at 15. Moreover, he
claims that he had “the expectancy after his long
period (14 years) of service that he would hold his
commission until retirement age.” Plaintiff’s Reply to
Defendant’s Opposition to Plaintiff's Motion for
Summary Judgment at 2. Plaintiff thus attempts to
establish that he has sufficient liberty and property
interests to trigger application of the due process clause
to his discharge. See Board of Regents v. Roth, 408
U.S. 564, 572, 576 (1972).

lla

In Roth, supra, the Supreme Court delineated
standards for determining whether a piaintiff possesses a
sufficient property interest to require protection of the
due process clause:

To have a property interest in a benefit, a person

clearly must have more than an abstract need or

desire tor it. He must have more than a unilateral

expectation of it. He must, instead, have a

legitimate claim of entitlement to it. 408 U.S. at

577.

Plaintiff's expectation that he would serve until
retirement finds no support in the statute or regulations
of the Army. 10 U.S.C. §3303 clearly states that an
officer twice passed over for promotion “shall... be
honorably discharged.” Nowhere does the statute
indicate that every commissioned officer can expect to
serve until retirement. Thus, if plaintiff had such an
expectation, it was, in the words of Roth, “unilateral,”
and not a property interest within the meaning of the
due process clause. As the Fifth Circuit concluded in a
case similar to this case, ““One cannot create for himself
a property by proclaiming its existence.”” Sims v. Fox,
505 F.2d 857, 862 (5th Cir. 1974) (en banc).

Nor is there sufficient liberty interest to require a
due process hearing. Plaintiff has bgen granted an
honorable discharge, the basis of Mich cannot be
disclosed except upon request by the plaintiff, if he
takes certain steps to ensure such non-disclosure. AR
635-5. In Sims, supra, an Air Force procedure similar to
the Army procedure was dispositive of the issue
whether plaintiff had a sufficient liberty interest in
continued employment. 505 F.2d at 862-64. “The mere
presence of derogatory information in confidential files
is not an infringement of ‘liberty.’ ” 505 F.2d at 863.

12a

Moreover, plainuff’s discharge is described by AR 635-5
at “Involuntary Discharge — Failure of selection for
permanent promotion — commissioned officers.”’ This is
no more “stigmatizing” — if it is stigmatizing at all —
than nonretention for employment, which the Supreme
Court in Roth found to be non-stigmatizing. 408 U.S.
at 574 n. 13. No proof has been offered by plaintiff to
support his alleged “loss of reputation,” so this court
need not decide whether loss of reputation, standing
alone, would require application of the due process
clause to plaintiff's discharge.

Finally, Army regulations do not require the ABCMR
to hold a hearing on all applications for relief. Whether
a hearing will be held is in the discretion of the
ABCMR. 32 C.F.R. §$581.3(c)(5) (1975). Since the
regulations do not provide for a hearing, plaintiff is not
entitled to one, unless the denial of a hearing is
arbitrary or contrary to law. Amato v. Chaffe, 337 F.
Supp. 1214, 1219 (D. D.C. 1972). This court has
already determined that the final decision of the
ABCMR was not arbitrary or capricious, and therefore
the denial of a hearing was not arbitrary or contrary to
law.

This court therefore holds that plaintiff had no right

to a hearing before either the Selection Boards or the
ABCMR.°®

In light of the foregoing, and without a hearing
pursuant to Local Rule 1-9(e), it is this 12th day of
November, 1975

> Plaintiff's argument that he was denied due process of law
by the failure of the Army to grant him an appeal is patently
frivolous, both on the facts and the law. See Griffin v. Illinois,
351 U.S. 12, 18 (1956).

l3a

ORDERED, that Defendant’s Motion to Dismiss, or
in the Alternative for Summary Judgment be and the
same hereby is granted, and

FURTHER ORDERED, that plaintiff’s Cross-Motion
for Summary Judgment be and the same hereby is
denied.

/s/
Chief Judge
Counsel:

Joan Goldberg, Esq.

370 Lexington Avenue

New York, New York 10017
Counsel for Plaintiff

Marshall S. Sinick, Esq.
1522 K Street, N.W.
Washington, D.C. 20005
Counsel for Plaintiff

Michael A. Katz, Esq.

Assistant United States Attorney
Washington, D.C. 20001

Counsel for Defendant

l4a
APPENDIX B

_ Notice: This opinion is subject to formal revision before publication
in the Federal Reporter or U.S.App.D.C. Reports. Users are requested

to notify the Clerk of any formal errors in order that corrections may he
made before the bound volumes go to press.

United States Court of Appeals

FOR THE DISTRICT OF COLUMBIA CIRCUIT

No. 76-1126
MaJor ADOLPH H. KNEHANS, JR., APPELLANT
Vv.

CLIFFORD L. ALEXANDER, Secretary of the Army

Appeal from the United States District Court
for the District of Columbia

(D.C. Civil 1978-73)

Argued February 28, 1977
Decided October 3, 1977

Joan Goldberg, of the bar of the Court of Appeals of
New York, pro hac vice, by special leave of court with
whom David Rein was on the brief, for appellant.

Jordan A. Luke, Assistant United States Attorney, with
whom Earl J. Silbert, United States Attorney, John A.

Bills of costs must be filed within 14 days after entry of judgment. The
court looks with disfavor upon motions to file bills of costs out of time.

2 l5a
Terry and John R. Dugan, Assistant United States At-
torneys, were on the brief, for appellee.

Before: TAMM, ROBINSON and Koss, Circuit Judges.
Opinion for the court filed by Circuit Judge TAMM.
Dissenting opinion filed by Circuit Judge ROBINSON.

TAMM, Circuit Judge: Our appellant, former Major
Knehans, was honorably discharged from the United
States Army pursuant to 10 U.S.C. § 3303 (1970)' for
having been twice passed over for promotion by a Statu-
tory Selection Board. In order to prevent his imminent
discharge, Knehans brought an action in the United
States District Court for the District of Columbia to
invalidate it on grounds of procedural noncompliance,
alleging that submission of his defectively constituted per-
sonnel file had rendered the review to which he was
statutorily entitled a nullity. After Knehans had ex-
hausted his available administrative remedies by unsuc-

? The pertinent provisions of this particular section read as
follows:

(a) In this subtitle, “deferred officer’’ means a pro-
motion-list officer considered for promotion to the grade
of captain, major, or lieutenant colonel under section 3299
of this title, but not recommended for promotion..

(d) A deferred officer who is not recommended by the
next selection board considering officers of his grade and
promotion list shall—

* * * *

(3) if he is not eligible for retirement under sec-
tion 3913 of this title or any other provision of law,
be honorably discharged on such date as may be re-
quested by him and approved under regulations to be
prescribed by the Secretary of the Army, but not
later than the first day of the seventh calendar month
after the Secretary approves the report of that Board

10 U.S.C. § 3303(a), (d) (3) (1970).

3 l6a

cessfully applying for relief from the Army Board for
Correction of Military Records (ABCMR), see generally
id. $1552, the district court granted the Army’s mo-
tion for summary judgment. Knehans v. Callaway, 403
F. Supp. 290 (D.D.C. 1975). This appeal promptly en-
sued, in which Knehans advances essentially two dis-
tinct arguments: (1) that by statute his discharge was
conditioned upon his promotion having been properly con-
sidered by two Statutory Selection Boards and that consid-
eration of his properly compiled file by an Army Standby
Advisory Board was insufficient compliance with that
condition; and (2) that he had a due process right
to a hearing because his discharge implicated his
constitutionally protected interests in “liberty” and “prop-
erty”. For the reasons which follow, we affirm.

We treat appellant’s last contention first since it is
the least compelling and may thus be disposed of ex-
peditiously. Knehans asserts that “{a]lthough this court
has advanced the view that a hearing is necessary where
an officer suffers a loss of liberty, and damage to reputa-
tion and loss of employment is defined as liberty, the
court below held otherwise.” Appellant’s Brief at 18.
The short answer to this is that whatever “liberty” in-
terest Knehans may have had in his reputation, see Paul
’. Davis, 424 U.S. 693 (1976), has not been impinged
by the mere fact of his honorable discharge and non-
retention in the Army,’ see Board of Regents v. Roth,

* Appellant characterizes the harm to his liberty as arising
from a finding, in effect, that he was not “good enough” to be
promoted. Appellant’s Reply Brief at 12. This alleged “find-
ing”, which for purposes of this appeal we will accept as true,
is hardly likely either to seriously harm this officer’s reputa-
tional standing in his community or to foreclose his future op-
portunities to secure suitable gainful employment. See gen-
erally Mazaleski v. Treusdell, No. 75-1817 (D.C. Cir. Apr. 26,
1977), slip op. at 16-24. In this respect, appellant’s reliance

4 l7a

408 U.S. 564, 572-75 (1972), especially since the reasons
for his nonpromotion were never publicly disseminated,
compare Appellant’s Reply Brief at 13 with Codd v.
Velger, 429 U.S. 624, 627-28 (1977) and Bishop v. Wood,
426 U.S. 341, 348-49 (1976), and, secondly, that he had
no constitutionally protected entitlement to continued ac-
tive duty as a commissioned officer in the Army since,
absent more, any objectifiable expectancy supporting such
an entitlement was sufficiently negated by the express
provisions of 10 U.S.C. § 3303 (1970).° See generally
Pauls v. Secretary of the Air Force, 457 F.2d 294, 297
(1st Cir. 1972). In sum, we find no reason whatsoever
to fault the district court’s analysis of appellant’s pro-
cedural due process claims based on asserted liberty and
property interests.

As to appellant’s other argument, it is undisputed that
both Selection Boards reviewed a personnel file on ap-
pellant which in certain respects was not strictly in accord
with Army directives. Knehans views this oversight as
automatically voiding his discharge and, at the same time,
as entitling him to retention in the service at least until
two new Selection Boards have been convened at one-
year intervals to consider his promotability on the basis
of a proper file. Fortunately, we are not required by
the circumstances presented here to accept this extreme
position, interfering as it would with personnel matters
better left in most cases to the discretion of the military,
compare Orloff v. Willoughby, 345 U.S. 83, 93-94 (1953)
with Mindes v. Seaman, 453 F.2d 197, 201 (5th Cir.

upon Rolles v. Civil Service Commission, 512 F.2d 1319 (D.C.
Cir. 1975), involving charges that amounted to accusations of
dishonesty, is clearly inapposite.

Nor does his longevity in the armed forces suffice by itself
to create such an interest. See, e.g., McNeill v. Butz, 480 F.2d
$14, 320-21 (4th Cir. 1973). See also Perry v. Sindermann,
480 U.S. 598, 601-02 (1972).

5 18a

1971), for he is entitled to no such relief either by
Statute or regulation.

Evincing some confusion on this point, appellant as-
serted in his brief that “{i]t is admitted herein that ap-
pellant has not been passed over by two statutory selec-
tion boards. .. ,” Appellant’s Brief at 10, which of course
is incorrect for he quite cértainly had been. It is true
that subsequent to these two nonpromotion decisions the
Army determined that one of several Officer Efficiency
Reports had been improperly included in the review file ‘
and that several letters of commendation which should
have been included therein had not been.’ Such a show-
ing of error, however, does not nullify the Selection
Boards’ proceedings nor requires that appellant once
again be considered by two separate ones, for nothing
conditions the validity of Selection Board proceedings
upon the review of a perfectly compiled personnel file.
Though Army regulations do specify what documents are
properly contained in an officer’s selection file, AR 624-
100 ©" 16-17; J.A. 82-83, those same regulations provide:

Selection board action is administratively final.
Reconsideration for promotion will be afforded only
in those cases where material error was present in
the records of an officer when reviewed by a selec-
tion board. This determination will be made by
Headquarters, Department of the Army.

Id. © 18(b); J.A. 83. Thus, in this instance, appellant
must take “the bitter with the sweet”, and the fact that
the Secretary of the Army subsequently directed a Stand-
by Advisory Board* to evaluate the corrected file vis-a-

* See 403 F. Supp. at 295.
See id. & n.4.

“The Army Standby Advisory Board is a creature of regu-
lation, AR 624-100, © 18(b), rather than statute in contrast to
the Selection Boards. See generally Ford, Officer Selection

Boards and Due Process of Law, 70 Miu. L. REV. 137, 151-
52 (1975).

6 19a

vis a pool of others was simply an act of administrative
grace about which appellant can scarcely complain.

By the same token, appellant’s challenge to the
ABCMR’s proceedings’ is, at bottom, irreconcilable with
a long line of precedent in this circuit and others that,
subject to certain exceptions inapplicable here, an ag-
grieved military officer must first exhaust his administra-
tive remedies before his particular service’s Board for
Correction of Military Records prior to litigating his
claims in a federal court. See, e.g., Horn v. Schlesinger,
514 F.2d 549, 551 (8th Cir. 1975) ; Sohm v. Fowler, 365
F.2d 915 (D.C. Cir. 1966); McCurdy v. Zuckert, 359
F.2d 491 (5th Cir.), cert. denied, 385 U.S. 903 (1966).
Compare Ogden v. Zuckert, 298 F.2d 312 (D.C. Cir.
1961). This rule must logically rest on the proposition
that such a Correction Board, charged with a responsi-
bility to “correct an error or remove an injustice,” 10
U.S.C. §1552(a) (1970), has by implication sufficient
authority to provide the relief appellant now seeks: full
reinstatement and backpay. See, e.g., Hodges v. Calla-
way, 499 F.2d 417, 422 (5th Cir. 1974) ; Sohm, supra,
365 F.2d at 917; Ogden, supra, 298 F.2d at 317-18 (Bur-
ger, J., dissenting) ; Caddington v. United States, 178
F. Supp. 604 (Ct. Cl. 1959). See also 10 U.S.C. § 1552
(d) (1970).

In this respect, the Army’s Correction Board is, as
the district court properly characterized it, “a vital part
of the promotion apparatus established by Congress,”
403 F. Supp. at 294; see Horn, supra, 514 F.2d at 552;
Hodges, supra, 499 F.2d at 422, and appellant must

T Appellant asserts further that the ABCMR gave no reason
for its decision so that a reviewing court cannot know whether
the basis for its decision not to recommend reinstatement was
a proper one. Again, however, appellant’s assertion departs
rather substantially from reality. See J.A. 59, quoted in 403
F. Supp. at 292.

7 20a

show that its decision not to reinstate him on ¢he basis
of a corrected file was arbitrary, capricious or other-
wise unlawful. See, e.g., Horn, supra, 514 F.2d at 553
& n.14; Yee v. United States, 512 F.2d 1383, 1386 (Ct.
Cl. 1975). The district court concluded that he had
failed to sustain his burden of proof in this regard, and

we fully agree. See Mindes v. Seaman, 501 F.2d 175,
176 (5th Cir. 1974).

Not finding any of appellant’s other arguments merit-
orious, the summary judgment awarded by Judge Jones
is hereby

Affirmed.

l 2la

ROBINSON, Circuit Judge, dissenting: I cannot accept
the court’s conclusions that the selection boards’ considera-
tion of appellant’s improperly-constituted personnel file
was not harmful error and that the failure of the Army
Board for Correction of Military Records to reinstate ap-
pellant was not arbitrary. For reasons to be expressed,
I would reverse the District Court’s judgment and remand
the case for a determination of whether the evidence es-
tablishes a substantial probability of prejudice emanating
from the selection boards’ proceedings.’ That disposition
of the case would incidentally eliminate, at least tempo-
rarily, the necessity of passing on appellant’s due process
claims—a bonus we should be eager to realize.* Because,
however, my colleagues have treated the due process con-
tentions unsatisfactorily, I feel obliged to comment upon
them briefly.*

I

As stated in the majority opinion, appellant was honor-
ably discharged from the United States Army pursuant
to Section 3303,‘ which specifies that course for a com-
missioned officer who has not been recommended for pro-
motion by either of two consecutive selection boards and
who is not eligible for retirement. Although Section 3303
expressly conditions discharge on consideration for pro-
motion by two selection boards functioning in direct suc-
cession, the statute applicable to Army selection board
proceedings does not elaborate the elements of a candi-
date’s record that must or must not be evaluated.’ By

1 Part II infra.

2 Compare, e.g., Langston V. Johnson, 156 U.S.App.D.C. 5, 7,
478 F.2d 915, 917 (1973), and cases cited at notes 7-8 thereof.

* Part III infra.
*10 U.S.C. § 3303 (1970).

‘> The statute simply authorizes the Secretary of the Army
to furnish to the board the names of officers to be considered
for promotion. 10 U.S.C. § 3300(a) (1), (b) (1), (ce) (1970).

2 22a

implementing regulations, however, the Army has ruled
certain materials admissible* and certain others inad-
missible in a selection board proceeding.’

Appellee, the Secretary of the Army, admits, and the
District Court assumed in reaching its decision,* that con-

* Army Reg. 624-100 {16(d), Joint Appendix (J.App.)
82, provides for inclusion of letters of recommendation in a
candidate’s file:

Communications for selection boards. No officer is
authorized to appear in person before a selection board
on his own behalf or in the interest of another officer
who is in a zone of consideration.

(1) An officer within a zone of consideration may
write a letter to the selection board inviting at-
tention to any matter of record in the Department
of the Army concerning himself that he feels im-
portant in the consideration of his record. How-
ever, a commissioned officer being considered for
Regular Army promotion will forward such letter
through the appropriate Career Branch to the
selection board (10 U.S.C. 3297(e)).

(2) Letters of commendation or appreciation and

recommendations for promotion may be forwarded
direct to the selection board.

(3) Communications which contain criticism or reflect
upon the character, conduct, or motives of any
officer will not be given to a selection board.

(4) Request for corrective special review of specific
efficiency reports will not be included in letters
directed to the selection board but may be for-
warded to The Adjutant General, ATTN: AGPB-
FP Department of the Army, Washington, D.C.
20815. ...

’ See note 6 supra and letter from Major J. Stone, Fvalua-
tion Report Branch, to Major Adolph H. Knehans, Jr. (Sept.
17, 1973), J.App. 15 (advising that an efficiency report had
been voided and removed from appellant’s records because
he had served under the supervision of the rating officer for
less than ninety days).

* Knehans V. Callaway, 403 F.Supp. 290, 293 (D.D.C. 1975).

3 23a

trary to the regulations several letters commending Appel-
lant were omitted from the record reviewed by the selec-
tion boards, and that an officer efficiency report inadmis-
sible under the regulations was considered by the boards.
Because under well-settled principles a governmental
agency is legally bound to adhere to its own regulations,”
the omission of the letters of commendation and the in-
clusion of the efficiency report rendered appellant’s file
clearly defective.

Although my colleagues apparently concede this point,
they opine that the validity of selection board proceedings
does not depend upon review of a perfectly constituted
personnel file. With this observation I fully agree. But
the question here is not whether any imperfection in a
candidate’s personnel file examined by a selection board
fatally taints that proceeding. Rather, the issue is whether
the mistake admittedly accompanying consideration of ap-
pellant’s file was sufficiently severe to merit remedial
measures. If the Army’s blunder was in fact injurious to
appellant, evaluation by the Army of the corrected file
was mandatory, not simply an “act of administrative
grace” as the court asserts. As will be developed, I be-
lieve the evidence suggests a grave likelihood of preju-
dicial error.”

II

Admittedly, the District Court’s function was not to
review directly the determinations of the two selection
boards that evaluated appellant’s record, but to review

* Vitarelli v. Seaton, 359 U.S. 535, 79 S.Ct. 968, 3 L.Ed.2d
1012 (1959); Service Vv. Dulles, 354 U.S. 363, 77 S.Ct. 1152,
1 L.Ed.2d 14038 (1957); United States ex rel. Accardi V.
Shaughnessy, 347 U.S. 260, 74 S.Ct. 499, 98 L.Ed. 681 (1954);
Hammond V. Lenfest, 397 F.2d 705 (2d Cir. 1968); see Dun-
mar V. Ailes, 121 U.S.App.D.C. 45, 348 F.2d 51 (1965).

'° Part II infra.

‘ 24.

the decision of the Army Board for Correction of Mili-
tary Records (ABCMR) refusing to reinstate him. The
ABMCR concluded that “insufficient evidence ha[d] been
presented to indicate probable material error or injus-
tice.” *' The District Court held, and my colleagues now

affirm without discussion, that the ABCMR’s decision was
not arbitrary.

I believe, however, that the District Court was overly

deferential in its review of the ABCMR’s decision. The
court observed:

It is not so obvious that in the instant case the inclu-
sion of the adverse OER and the absence of several
letters of recommendation would nece: sarily lead to
a non-promotion decision by a Selection Board... .
[I]n the absence of evidence that inclusion of the
negative OER necessarily caused the non-promotion
decisions, this court cannot say that the ABCMR’s

‘* Quoted by the District Court, Knehans v at
note 8, 403 F.Supp. at 292. om ¥. Chay, ones

Appellant argues that the ABCMR’s holding is inconsistent
with the Army’s prior finding that inclusion a the defective
efficiency report in his file was “material error” for purposes
of invoking review by the Standby Advisory Board under
Army Reg. 624-100 § 18(b), J.App. 83. The Army’s position,
however, is not necessarily self-contradictory. The efficiency
report was voided and removed from appellant’s files without
regard to its contents, see note 7 supra. Under Army policy,
‘material error’ for purposes of Advisory Board review
exists whenever a “major change is made to an efficiency
report that was seen by a selection board.” Letter from Lieu-
tenant Colonel James C. McCoy, Chief, Promotion Branch. to
Joel W. Collins, Jr. (counsel for appellant) ( Aug. 2, 1973)
J.App. 16. Advisory Board review, therefore, may be necessi-
tated by elimination of an efficiency report from an officer’s
file, after the report has been viewed by a selection board.
even though the presence of the report in the file would not
have jeopardized the officer’s chances for promotion.

5 25a

refusal to reverse those decisions was without a ra-
tional basis."

Certainly, if a defect in a candidate’s file “necessarily”
would preclude his promotion, the defect would be harm-
ful, and the ABCMR’s failure to remedy it clearly would
be reversible.“ But even short of this, the ABCMR just
as clearly would violate its duty to remove injustices and
correct errors in servicemen’s records if it refused to
rectify a mistake that likely prevented promotion. Thus,
the District Court should have undertaken to ascertain
whether a substantial threat of prejudice was established
by the evidence, and if it was the ABCMR’s refusal to
reinstate should have been reversed as arbitrary.

In fact, the evidence raises serious doubts regarding
the soundness of the ABCMR’s determination. We are

12 Knehans V. Callaway, supra note 8, 403 F.Supp. at 296
(emphasis in original).

13 See Yee v. United States, 512 F.2d 1383 (Ct. Cl. 1975).
Because the error in Yee was egregious, that decision would
not require reversal on the facts of the present case, but it
surely would not preclude it.

14 See 10 U.S.C. § 1552 (1970); Yee v. United States, supra
note 18, 512 F.2d at 1387. In Reale, 208 Ct. Cl. 1010, 1011
(1976), the court observed:

The Board is to recommend action to correct “error”
or “injustice,” 10 U.S.C. § 1552. The two things are not
the same. “Error” means legal or factual error. Normally,
it is such that a court of law could correct it whether
the soldier or sailor had first applied to a Correction
Board, or not. If the Board when asked, fails to correct
such an “error”, courts will correct it on judicial review.
“Injustice,” when not also “error”, is treatment by the
military authorities, that shocks the sense of justice, but
is not technically illegal. Yee v. United States, 206 Ct.
Cl. 388, 512 F.2d 1383 (1975).

The Army’s transgression of its own regulations in this case,
of course, constitutes legal error. See note 9 supra and ac-

companying text.

6 26a

told that the defective efficiency report indicated a down-
ward trend in appellant’s performance,"* and that could
have been critically important to the decision of the selec-
tion boards, especially in view of the District Court’s
finding that appellant’s record was otherwise “very
good.” ** Moreover, the Chief of the Engineering Branch
of the Corps of Engineers informed appellant by letter
after the action of the first selection board that the effi-
ciency report was a significant item ir his file.” Although
the letter indicated that the Engineering Branch did not
participate in the decisionmaking process, its opinion bears
on the materiality of the report; the Engineering Branch,
in which appellant sought advancement, certainly was fa-
miliar with the considerations relevant to caliber of per-
formance within that branch. In support of the decision
of ABCMR, the District Court noted a similar negative
report that appellant had received earlier in his career
regarding his performance while stationed in Okinawa."
Yet, such a report would not diminish the impact of the
more recent but defective efficiency report since the mere
existence of the second adverse report suggested con-
tinued inefficiency, which qualitatively altered the char-
acter of appellant s records.’”

‘* Brief for Appellant at 6-7.

'* Knehans V. Callaway, supra note 8, 403 F.Supp. at 296.
T Id. at 295-296.

8 Id. at 295. ‘

** See Department of the Army, Promotion of Officers on
Active Duty, app. §§ 3, 6, J.App. 88-89. Section 3 provides:

The basic and most important single document in the
officer’s record is the efficiency report. The Manner of
Performance section in each report must be closely ex-
amined. It is here that a pattern of strengths and weak-
nesses over a period of time will appear. . . . With each
passing year the OEI, last computed in 1961, has less
and less importance... .

[Continued]

7 27a

The District Court also concluded that the letters of
commendation erroneously omitted from appellant’s file
were no more laudatory than the valid efficiency reports
present in the file. Because the letters were therefore
“cumulative in effect,” the court held that the ABCMR
“could rationally have concluded that their omission did
not result in [appellant’s] nonpromotion.” * Even if the
omission of the letters of commendation from appellant’s
file would not inexorably have precluded a favorable deci-
sion by the selection boards, it may have contributed to
the Boards’ nonpromotion decision significantly since the
omitted letters manifested more universal approval of
appellant’s performance. Thus, in light of the doubts
raised by the evidence, I would remand this case to the
District Court for reevaluation of the question of preju-
dice by the less restrictive standard of substantial prob-
ability as opposed to necessary effect.”

® [Continued]
See also Letter from Colonel Joseph A. Jansen, Chief, Engi-
neer Branch, to Major Adolph H. Knehans, Jr. (June 15,
1972), J.App. 64.

20 Knehans V. Callaway, supra note 8, 403 F.Supp. at 295
n.4 (emphasis supplied).

*1 In the event that prejudice is found, the further question
would be whether the reconsideration for promotion afforded
by the standby advisory board remedied the error. The stand-
by advisory board is not a statutory body, and the Secretary
has expressly disclaimed reliance upon the standby advisory
board as a qualified substitute for the statutory selection
boards, or upon action of the standby advisory board as a
legally acceptable compliance with the statutory requirements
for discharge. Brief for Appellee at 19-20. The Secretary
does contend, however, that “it is fairer to afford promotion
reconsideration by having a standby advisory board consider
the officer under the same criteria [and in comparison to a
sample of the same candidates] which the statutory Selection
Board previously considered.” Jd. at 11 n.11. Otherwise, the
officer would have to compete with a different, and perhaps
better qualified, group of officers. Jd. If standby advisory board

8 28a
III

On my view of this case, I would not reach appellant’s
Fifth Amendment due process contentions. Because, how-
ever, my colleagues have addressed the due process issues,
and from my standpoint have resolved them unsatisfac-
torily, I am constrained to add a few remarks of my own.

First, unlike the majority, I am not at all convinced
that appellant’s claim of loss of liberty without due proc-
ess can be “disposed of expeditiously.” Appellant’s dis-
charge has not seriously damaged his “standing and asso-
ciations in his community,” @ and he would not be entitled
to due process protection on that basis. But in Roth *
the Supreme Court recognized a second prong to the
liberty-interest test in cases involving termination of em-
ployment. The Court held that governmental action that
forecloses a range of employment opportunities deprives
the affected person of a liberty interest:

action were designed solely to afford an officer the possibility
of immediate relief from prejudicial error such action could
indeed only benefit the officer; but an adverse ruling by an
advisory board should not be used to cut off an officer’s statu-
tory right to proper consideration by two statutory boards.
If an officer seeks reconsideration by .wo statutory boards
after having been wrongfully denied promotion by two selec-
tion boards and denied relief by a standby advisory board, the
Army can hardly refuse to afford the officer such reconsidera-
tion on the ground that it would be unfair to the officer to do
so. if the officer wishes to take his chances in a pool of po-
tentially better candidates, that is his indubitable statutory
right. If the subsequent pool of candidates for promotion is
less qualified than the affected officer, the Army cannot deny
the officer the advantage of consideration in that pool, which
was necessitated by the Army’s own serious error; nor would
the Army have an interest in doing so, because thereby it
would lose an admittedly superior officer.

72 Board of Regents Vv. Roth, 408 U.S. 564, 573, 92 S.Ct. 2701,
2707, 33 L.Ed.2d 548, 558 (1972).

*s Board of Regents Vv. Roth, supra note 22.

9 29a

[T]he State . . . did not invoke any regulations to
bar the respondent [a?. assistant college professor |
from all other public employment in state universi-
ties. Had it done so, this .. . would be a different
case. For “[t]o be deprived net only of present gov-
ernment employment but of fuvire opportunity for
it certainly is no small injury. ..:?”** [A] state, in
regulating eligibility for a type of professional em-
ployment, cannot foreclose a range of 9pportunities
“in a manner .. . that contravene|s] Due Process,” *

. and specifically, in a manner that denies the
right to a full prior hearing.”

In the present case, the effect of appellant’s dischaige
was not only to terminate his active duty in the Regular
Army but also to prevent his reentering on active duty
as a reserve officer.” Appellant argues with some force
that civilian work in the general area of his expertise and
experience is qualitatively different from employment as
an officer in the Army.* Thus, appellant raises a sub-
stantial claim that his discharge pursuant to Section 3303
effected a deprivation of his liberty to pursue a range of

** Here citing Joint Anti-Fascist Refugee Comm. Vv. McGrath,
341 U.S. 123, 185, 71 S.Ct. 624, 655, 95 L.Ed. 817, 861 (1951)
(Jackson, J. concurring).

**> Here citing Schware V. Board of Bar Examiners, 353 U.S.
232, 238, 77 S.Ct. 752, 756, 1 I.Ed.2d 796, 801 (1957) (peti-
tioner was not permitted to take the New Mexico bar exami-
nation and was thereby prevented from practicing law in New
Mexico).

2° 408 U.S. at 573-574, 92 S.Ct. at 2707, 33 L.Ed.2d at 559,
last citing Willner v. Committee on Character, 373 U.S. 96,
103, 83 S.Ct. 1175, 1180, 10 L.Ed.2d 224, 229 (1963) (peti-
tioner passed the New York bar examination but was not ad-
mitted to the New York Bar).

** Letter from Colonel Robert J. Kirk, Deputy Director,
Personnel Actions and Records, to Major Adolph H. Knehans,
Jr. (Sept. 17, 1973), J.App. 71.

** Reply Brief for Appellant at 14.

10 30a

professional opportunities, thereby entitling him to due
process protection.

Second, although I agree with my colleagues that appel-
lant has not established the existence of the property in-
terest requisite, I believe their formualtion of this issue
is inadequate. Contrary to their assertion, an objectifiable
expectancy supporting an entitlement to continued duty
as a commissioned Army officer was not necessarily ne-
gated by Section 3303. That provision authorizes dis-
charge only if an officer is not recommended for promo-
tion by two successive selection boards. Hence, an officer
cannot be discharged under Section 3303 unless he is
twice determined to be nonpromotable. This, without more,
does not negate a legitimate claim of entitlement.

Section 3303, however, does not independently establish
entitlement to continued employment because nothing
therein suggests that the determinations of the selection
boards are to be more than discretionary. The Army has
promulgated criteria and guidelines to govern delibera-
tions of selection boards,” but they are not inclusive. A
selection board need not base its decision on any single
factor and no specific qualifications are essential to pro-
motion.” Thus, a candidate apparently cannot be assured

** Department of the Army, Promotion of Officers on Active
Duty (especially Appendix, “Guidance for Promotion Selec-
tion Boards”), J.App. 78-90.

* Letter, supra note 11, J.App. 16. Although the existence
of discretionary authority to discharge or to deny promotion
does not per se raise constitutional problems, the improper
exercise of such discretion may well violate equal protection
guarantees found in the Fifth and Fourteenth Amendments.
See Schware v. Board of Bar Examiners, supra note 25, 353
U.S. at 239, 246, 77 S.Ct. at 756, 760, 1 L.Ed.2d at 801-802,
805; Yick Wo v. Hopkins, 118 U.S. 356, 6 S.Ct. 1064, 30 L.Ed.
220 (1886). See generally Bolling v. Sharpe, 347 U.S. 4197,
74 S.Ct. 693, 98 L.Ed. 884 (1954).

ll 3la

of a recommendation for promotion by satisfying any
particular group of criteria.*' Because a selection board’s
promotion decision involves so broad a range and so high
a degree of discretion, an officer has no protected property
interest in his Army officership.

These, then, are my thoughts on the constitutional as-
pects of this case. To repeat, I express them only to repel
any notion that I concur in those advanced by my col-
leagues. As previously indicated, had my view of the case
prevailed, we would simply reverse the District Court’s
judgment and remand for reconsideration on the issue
of prejudicial error without reaching the constitutional
questions at this time.

*t Compare Bishop v. Wood, 426 U.S. 341, 96 S.Ct. 2074,
48 L.Ed.2d 684 (1976) (city ordinance provided that a
permanent city employee might be discharged if his work
is substandard, or if he is negligent, inefficient or unfit to
perform his duties, but the Court refused to read the ordinance
as prohibiting discharge for any other reason and as thus
conferring tenure on permanent employees), with Goldberg
v. Kelly, 397 U.S. 254, 90 S.Ct. 1011, 25 L.Ed.2d 287 (1970)
(eligibility criteria for welfare benefits gave rise to entitle-
ment to benefits for those who satisfied those criteria).

32a

ile 3 1977
APPENDIX c_ [Filed Oct 3.1977]

UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

No. 76-1126 September Term, 1977

Major Adolph H. Knehans, Jr., Civil 1978-73
Appellant :

Vv.

Clifford L. Alexander, Secretary
of the Army

Appeal from the United States District Court for the
District of Columbia. Before: TAM, ROBINSON and
ROBB, Circuit Judges

JUDGMENT

This cause came on to be heard on the record on
appeal from the United States District Court for the
District of Columbia, and was argued by counsel.

On consideration thereof It is ordered and adjudged
by this Court that the judgment------------- ---
of the District Court appealed from in this cause is
hereby affirmed, in accordance with the opinion of this
Court filed herein this date.

Per Curiam

For the Court

/s/ George A. Fisher

George A. Fisher
Clerk

33a

Date: October 3, 1977
Opinion for the Court filed by Circuit Judge Tamm
Dissenting Opinion filed by Circuit Judge Robinson

34a
APPENDIX D
{Filed Nov 3 1977]

UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

No. 76-1126 September Term, 1977

Major Adolph H. Knehans, Jr., Civil Action #1978-73
Appellant
Vv.
Clifford L. Alexander, Secretary
of the Army

BEFORE: Tamm, Robinson and Robb, Circuit Judges

ORDER

Upon consideration of the petition for rehearing
filed by appellant herein, it is

ORDERED by the Court that appellant’s aforesaid
petition is denied.

Per Curiam

For the Court:

/s/ George A. Fisher

GEORGE A. FISHER
Clerk

Circuit Judge Robinson would grant appellant’s petition
for rehearing.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385005_0416%3A1. Public record. Not legal advice.
