# Petition — Mims v. United States

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385004_1617%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1977
- **Citation:** 431 U.S. 968

## Text

IN THE
Supreme Court of the United States

OCTOBER TERM, 1976

No.
— %6-1557
SPENCER MIMS,
Petitioner,
Vv.
UNITED STATES OF AMERICA,
Respondent.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE EIGHTH JUDICIAL CIRCUIT

MILTON R. HENRY
2211 E. Jefferson Ave.
Detroit, Michigan 48207
Phone: 313-393-0100
Bar No. P-14884

Attorney for Petitioner

Warmegon OC @ CLO PUBLISHERS « LAW PRINTING CO « (202) 19306275

(i)

TABLE OF CONTENTS
Page

ee eid ce mabaciew chee Sadesede G60b¥s 1
ee ec i cde cabbcedeuseeioses 2
SE IIIS, « coccecccccccccescductoceceas si 2
CONSTITUTIONAL PROVISIONS INVOLVED ............ 4
ee eee ci ca eesatbesndncees ieee 4
EW In oc ccc cvastandcvcectevectodes 4
SE GE HE AME oc ccdccrccccncccccccccccsesece 7
ee dd iz leek dgddtiedaecenie 18
RE RR ASR QA deed aa eA Ep la.lb

TABLE OF AUTHORITIES
Cases
United States v. Addison, 498 F.2d 741 (D.C. Cir.,

Ditch be biceiehcbededetecasnekenheneeesanen cet 17
United States v. Arroyave, 477 F.2d 157, cca 5, 1979......... 1]
United States v. Ash, 413 U.S. 300, 32 L.Ed.2d 619, 93

ID i oi baie oe de eee ceveboebees 8
United States v. Baller, 519 F.2d 463, cca 4, 1975 ........... 3.17
United States v. Dionisio, 410 U.S. 1, 35 L.Ed.2d 67, 93

SM WE ba hbtdcbhacdecebeccacrdoccecsecddivessecosecs 8.9
United States v. Epperson, 485 F.2d 514, cca 9, 1973........ 11
United States v. Frank, 511 F.2d 25, cca 6, 1975 ............ 3.17
United States v. Martin, 483 F.2d 1974, cca 5, 1973........... 1]
United States v. Stifel, 433 F.2d 431, cert. den. 401

Te eee oe kn a hr ee 17
United States v. Suarez & Chiong, 487 F.2d 236, cca 5,

DSi bccht teeth ein ehicddeedéh4deeieeekhecees o6¥ee 10
United States v. Wade, 388 U.S. 218, 18 L.Ed.2d 1149,

EE pei di ded cc duendeusds kabodeesdeoes 8.9

United States v. Whitman, 469 F.2d 1370, cca 9, 1972 ........ 11

(ii)

Page

Brewer v. Williams, —— U.S. ——, 51 L.Ed.2d 424........... 9
Brown v. Mississippi, 297 U.S. 278, 80 L.Ed. 682, 56

i Gs WE hn 56. bn 0 0045.4040460wssebbeeesseeteGeetrcoceces 11
Gilbert v. California, 388 U.S. 263, 18 L.Ed.2d 1178,

Ge We Mk EE a. ncn uh ndnedkdckde dea bendbiaksdeccceseses 8
Massiah v. United States, 377 U.S. 201, 12 L.Ed.2d 246,

ee ey. EE hace vind 0scucd be nddediaedtuewenissanseses 9
Simmons v. United States, 390 U.S. 377, 19 L.Ed.2d

Ss es Gs No Shh 60350 Cedeercdocaccdstocceccsecs 7
Stovall v. Denno, 388 U.S. 293, 18 L.Ed.2d 1199,

Sh CD FO>O>rO>

2a

A He got out of his vehicle and entered the residence at that
location.

Q How long did he stay in the residence?

A. He was in the residence just a short while, approximately
two to three minutes, maybe.

Q Then what did you see him do?

A He came out of the residence, got back into the Cadillac
and left the area.

Q Did you follow him?

A I started to follow him, and then was called off.

Q Where did you go?

A | again returned to the area of 5622 Highland and began
following a white, 1975 Mercury Cougar.

Q Let me ask you this: When you got back to owe
Highland, when you first got back there, did you see anybody’

A No, sir, I didn’t when I first got back there.

Q What did you do, just sit there? .

A. No. The surveillance was already moving at that time, and
I caught up with the surveillance and began following the

ar.

“— Did you see anybody exit the house at 5622 Highland?
No, sir, | was unable to see anyone.
Where did you first pick up the Cougar?
On Paseo; probably in the area of 54th Street.
How far is that from 5622 Highland?
Approximately four blocks.
Okay. Did you follow that Cougar?
Yes, sir, I did.
How many people were in the Cougar?
Only one person in the Cougar at that time.
Where did you follow the Cougar to?
The Cougar went to the area of 4033 Oak.
What happened there?
When I got to the area — I had been stopped by some
traffic signals, and when I got to the area I observed the white
Cougar parked right in the general vicinity of 4033 Oak.

>POPFO FO FO PO FO FO

3a

Did you stay on the Cougar; watch the Cougar?
Yes, sir, I did.
How long did the Cougar stay there?
The subject was there about fifteen minutes.
Did you see the subject leave the location?
Yes, sir, I did observe the subject exit the residence at
4033 Oak and enter the white Cougar.
Q Do you know who the subject was?
A Yes, sir, the subject was James Jackson.

Q_ Did you follow him, then, when he left the Oak Street
address?

Yes, sir, I did.
Where did you follow him to?
Followed him to 8707 Crystal Lane.
.What did you know that address to be?
That was the apartment or the address of the apartment
which was being used as an undercover apartment at that time.

Q After Mr. Jackson arrived there, what did you see him do?

A_ I saw him park in front of the building at 8707 Crystal
Lane. He exited the vehicle and entered the front door of the
building at that location.

Q The person you have identified by name as Spencer
Mims, do you see him here in the courtroom?

A Yes, sir, I do.

Q Would you point to him, please, and describe what he is
wearing?

A He is the gentleman on the far corner in the maroon-
colored suit with a maroon-and-white-colored tie.

THE COURT: The record will show that he has

described this defendant.

Q (By Mr. Alto) Let me ask you this: Did you see Mr. Mims
leave his residence and get in his car?

A Yes, sir, I did observe Mr. Mims come out of the
residence.

Q_ Was he carrying any suit of clothing or any clothing with
him?

>O>D >

> OP>D >

4a

A_ No, he was not.

Q Did you see Mr. Mims leave his car when he arrived at
5622 Highland and enter that address?

A Yes, sir, I did.

Q Was he carrying any suit or articles of clothing with him?

A_ No, sir, he was not.

Q The person you have identified as James Jackson, do you
see him here in the courtroom?

A Yes, sir, I do.

Q Will you point to him, please, and describe what he is
wearing?

A He is the gentleman in the tan-colored suit with the tan
vest.

THE COURT: The record will show he has described
this defendant.

Q (By Mr. Alto) Now, you last testified that you saw Mr.
Jackson go in 8707 Crystal Lane. Did you stay there at the
undercover apartment?

A Yes, sir, I did. I maintained surveillance at that location.

MR. ALTO: At the present time, I have no further
questions, Your Honor.

THE COURT: Cross-examination.
CROSS-EXAMINATION BY MR. RUSSELL:

Q Officer Searcy, on this date of May 13, how long had you

been involved in this particular investigation?

Approximately one month, I would say.

Had you been involved in other surveillances of homes?
Yes, I had been assisting in other surveillances.

Had you followed Mr. Jackson prior to that date?
Yes, sir, I had.

Can you tell me, on May 13, 1975, what was Mr. Jackson
ring?

I believe he had on a tan suit and white hat at that time.
You mean a suit like what he is wearing today?
Something similar; more of a leisure-type suit.

Would you refer to that tan suit as a brown suit?

It is brown, tan; yes, sir, 1 would say.

DOPrArA >

we

>OPFrAO YS

Sa

Q_ And so you had seen him on occasion wearing a brown
Suit or tan-type suit?

A Yes.

(2 It may have been a different style than the suit he has on
today; is that right?

A_ Very possibly.

Q_ So he has more than one brown suit, if I can throw it into
that category?

A_ I couldn’t testify as to whether he does have more or not:
he could possibly.

Q You have seen him in more than one?

A_ I am not certain whether the suit he has on is exactly the
same one or not.

Q Okay. You indicated that you were actually following Mr.
Mims and you didn’t see Mr. Jackson come in and out of his
house; is that right?

A Not at the area of 5622 Highland.

Q_ So, to your personal knowledge, you don't know whether
the contact was ever made between Mr. Mims and Mr. Jackson:
is that right?

A Not to my own personal knowledge.

Q You didn’t see them together or hear them talking together
or see them make any kind of transfers or have any conversation;
is that right?

A_ No, sir, I didn’t.

Q_ Now, you said you saw Mr. Jackson go to 8707 Crystal

* * *

I knew — where I didn’t personally make a recording, but I did
know it was your client, yes.

Q_ Where you knew? You mean someone told you they knew
it was my client?

A_ Both. Someone would tell me plus I would know when I
listened.

Q Do you get any differences between one wiretap in the
quality which would change the sound of the voice?

6a

A Not change the sound of the voice. There would be
variance in the quality of the tapes.

Q_ But as far as you know — I think there are four individual
wire interceptions from one on the other. Every time one is
intercepted they sound the same over the wire intercepts?

A_ To the best of my knowledge, the person would sound the
same, yes.

MR. WILLIAMS: Thank you.

THE COURT: Mr. Vaughan, you said something
about having heard someone in court. Which one?

THE WITNESS: Well, I have heard Mr. Jackson in
court. I have heard Mr. Mims in court, and I have heard Mr.
Jardan in court.

THE COURT: For how long a period of time have you
heard them?

THE WITNESS: It was a brief period of time during
the motion hearings.

THE COURT: Any further questions, gentlemen?
RECROSS-EXAMINATION BY MR. PIERCE:

Q I take it from your answer that that exposure, in and of
itself, would not allow you to identify anyone’s particular voice;
is that correct?

A Would you ask the question again?

Q_ Surely. In respect to the court proceedings that you have
just talked about, having had exposure to any particular voice
from ten to fifteen minutes in your expertise of having done this
before, that would not be enough, in your opinion, would it, to be
able to clearly identify that voice when you heard it again?

A_ If the only time I had ever heard it — for example, Mr.
Jackson's voice — was the time that I heard him in court and I
had never talked to him or listened to him on the phone, it would
probably be more difficult.

MR. PIERCE: I understand. Thank you, sir.

MR. RUSSELL: Mr. Vaughan, I take it, since this is
the first time you have testified in this regard, you have no formal
training in making voice comparisons, voice prints?

7a

THE WITNESS: No, sir, I have had no formal
training.

MR. RUSSELL: Thank you.

MR. PIERCE: Just one more question. Would you

is that the things that we normally will be discussing in those
conferences has nothing at all to do with your function as the jury
in the case.

So, please, simply regard those conferences as a
necessary, usual and customary part of any trial and disregard
them.

If anything should arise during those conferences that
touches on your function as jurors you may be assured I will tell
you all about it at that time. Otherwise, as I say, simply disregard
those conferences as necessary and routine.

There may be a time or two during the trial of this case
when I think it will be helpful to you if I give you some further
instructions, and if such an occasion should arise I will do that.

I believe, then, with that very brief statement of it, plus
my reminder to you that the hours we will plan on keeping in this
case are that we will be in the trial of this case from
approximately 9:15 each day until approximately 7:00 P.M.
each day except for Saturday. On Saturday we will start at
approximately 9:15 in the moming and we will stop at
approximately 5:00 P.M. Saturday afternoon.

I know that you folks are prevented from going about
your ordinary functions and duties so we are going

There are two Jacksons in this case, as you well know. There are
five defendants in this case. And it was only after your man was
thoroughly described where there could be no mistake, and you
know there is no mistake, that I simply asked him to rise and sit
down so the jury can begin to put these people together in their
minds.

8a

If you think that is error, so be it. I do not. And if I ask
one of them to rise, don’t tell him not to.

MR. HOLLIDAY: I have one other motion.

THE COURT: Yes, sir. You have two more minutes.
We will take the rest of them up at the noon recess.

MR. HOLLIDAY: I want to, at this time, move that
the trial schedule of this case be revised. I base that on the
announced trial schedule that we will be here from Mondays
through Saturdays from 9:00 to 7:00.

THE COURT: 9:15 to 7:00.

MR. HOLLIDAY: A period of ten hours per day. I say
that these defendants are entitled to time to confer with counsel.
Counsel is entitled to time to do some research and counsel is
also entitled to some time to go home and rest, as well as some
time to visit with their friends and family.

I say that it has been recognized in this country, at least
since the administration of Franklin Roosevelt, that forty hours a
week was a normal work week for an ordinary person. I call the
Court's attention to the fact that I, for one, am fifty-seven years
old. Other counsel in this case may not be as old, but also have
some physical problems. I, for one, suffer from high blood
pressure, as most people do when they get fifty-seven years old.

I think it is an undue strain upon me, an undue strain on
counsel, an undue strain on the defendants. We have no way of
knowing how long this case will last, and I will say this, Your
Honor, that defendant Nathaniel Muhammad intends to put on
extensive evidence in this case, and I don’t know how long
defendant Muhammad's evidence is going to last. I say that it is
an unfair burden and it makes it most difficult, if not impossible,
for these defendants to receive a fair trial when they are required
to remain in the courtroom ten hours a day, six days a week,
without any opportunity to confer with counsel and without their
counsel having any opportunity to research some of these
questions.

I come from a little, three-man firm. Many others here
are single practitioners. No one on this case representing the
defendants has any extensive number of people working with

9a

them. The United States, on the other hand, has God knows, I
don’t know how many attorneys or people, or other people they
can call upon to help them.

We noticed, for instance, yesterday that Mr. Tetrick
walked into the courtroom and handed Mr. Alto a brief which
had been prepared. We have no such facilities as those. And in
addition to that, the United States, Your Honor, has been
working on this case since January. We came into the case in
September when the indictment was filed. The Court gave us
until the first day of December to be ready to go to trial.

It has utilized all of the resources that we have,
certainly utilized all the resources I have, in order to be prepared
to go to trial in such a short period of time on a case which has
taken the Government so long to prepare.

We are not complaining about the fact that we are
having a speedy trial, because this is required, but we are
complaining about the fact of the schedule which the Court has
set. And the justification for the schedule, Judge, is the thing,
when you compare it in terms of the rights of the defendants,
cannot stand.

What is the justification? Expediency? Time? Money?
What does money have to do when it comes to dispensing
justice? What does time have to do in comparison with the rights
of these defendants? It is an entirely unreasonable thing, and,
really, Judge, I have never in my twenty-five years of practice, I
have never known of an occasion where a judge has so arbitrarily
set such a schedule as this.

THE COURT: Well, you just may not be conversant
with what the judges now do. First of all, you have not asked for a
continuance. Secondly, at an earlier time, you did tell me you
had commenced some preparation even before the indictment.
Third, no one in this case has, as of yet, although you have made
these overly broad charges and assertations, has requested of me
for any time to have a private consultation with their client.
Nobody has asked for an hour’s continuance, minute’s
continuance, or anything else.

10a

We have had only one day of trial, and that did not start
until 2:00 o’clock in the afternoon and ended at 7:00. That was
yesterday. ,

I do intend to follow the schedule of having my jury
here at 9:15 each morning and trying to get started by 9:30 each
morning and run until approximately 7:00 each evening. I do
intend to have the usual and customary recesses that one would
have. I do intend to grant emergency recesses. I do intend to
grant some time continuances if anybody makes a special request
for them and can tell me why they need it. I will be very fair
about that, or at least as fair as I can.

Up to now, I have had no such requests. I have made
no denials. Several times during the voir dire of this jury,
although nobody else asked it, at the time you suggested your
client needed to go to the bathroom, and we simply took recesses
at that time. But because I have to be responsible for the jury, I
forewent any recess and sat through the entire period without
leaving the courtroom.

I am following the same schedule you all are plus,
because, believe me, while this case is moving, the other 650
cases I have on my docket from time to time have to have some
emergency attention. While you gentlemen were sleeping
yesterday, I was down here taking changes of pleas and doing
other matters so I could start promptly on this case at 2:00 p.m.

So there is no problem about it. This is not the first
week I have ever worked or planned to work a six-day week. It is
customary. I work that much. If you knew the overwhelming
volume of federal cases that we have, all of which must be
properly processed or the whole system would fall down, you
would have a little better understanding.

There is nothing special about this case with me. It is
just another case. It is going to receive the usual treatment that
any case receives. It is going to get the appropriate considera-
tions when timely requests are made. There is nothing different
about it at all. I work practically every Saturday in the fall and
wintertime, with the exception of, perhaps, three or four times

lla

when I manage to see a football game. I work every Saturday,
and it is not unusual for me to have a jury down here on
Saturday; nothing at all.

So, gentlemen, your complaints, insofar as I am
concerned, that this case is being treated differently, my

+ * *

Ib

UNITED STATES COURT OF APPEALS
FOR THE EIGHTH CIRCUIT

No. 76-1093
No. 76-1094
No. 76-1095
No. 76-1105
No. 76-1112

United States of America,
Appellee,
v. Appeai from the United
States District Court for
the Western District of

Missouri.

James Jackson, Harold Hudson,

Lushrie Jardan, Spencer Mims,

and Nathaniel Muhammad,
Appellaiits.

2 ok ee SS Sa

Submitted: October 11, 1976
Filed: February 8, 1977

Before GIBSON, Chief Judge, HEANEY and WEBSTER,
Circuit Judges.

GIBSON, Chief Judge.

This case involves a major drug distribution scheme
centered in Kansas City, Missouri. In September, 1975, a
fifteen count indictment was returned against James Jackson,
Nathaniel Muhammad, Lushrie Jardan, Harold Hudson,

2b

Spencer Mims and Juan Pablo Garcia,' charging a conspiracy
to distribute heroin and cocaine and to possess heroin and
cocaine with intent to distribute in violation of 21 U.S.C. §§
841(al) and 846. In addition to the single count of
conspiracy, Jackson was also charged with ten substantive
counts alleging distribution of heroin or cocaine in violation
of 21 U.S.C. §841(a)1) and with three counts alleging
distribution of heroin in violation of 21 U.S.C. §841(a)(1)
and 18 U.S.C. §2.2, Muhammad and Mims were each charged
with two substantive counts of uclawful distribution of heroin
in violation of 21 U.S.C. §841’a)(1) and 18 U.S.C. §2.
Hudson was charged only with conspiracy, as was Juan Pablo
Garcia, who pled guilty prior to trial. The remaining five
defendants, appellants here, were tried jointly and convicted
as charged after an extensive jury trial.

The evidence portrays a well organized illegal conspiracy
for the sale and distribution of controlled substances
extending at least from early January, 1975 until July 23,
1975. Probative evidence of at least 6! overt acts, thirteen of
which constituted substantive violations of federal narcotics
law, was presented to the jury. Starting on March 7, 1975,
Jackson made a series of seventeen sales of heroin or cocaine
to federal agents or informants. Fifteen of these sales were

'We note, because defendants make constant reference to the fact in
their briefs, that all defendants except Garcia are members of the Nation
of Islam, commonly known as the Black Muslim faith. Muhammad serves
as the local leader of this faith in the Kansas City area. Jackson was, at
least prior to his arrest, a Captain of Security for the Temple of Islam.
Mims was one of Muhammad's assistant ministers and a Supervising
Captain in the Black Muslim hierarchy. Hudson and Jardan subscribe to the
Black Muslim faith, but apparently did not figure in the upper echelons of
the religious organization prior to their arrests.

2Count Il of the indictment charged Jackson with the alleged
distribution of cocaine to a person under twenty-one years of age in
violation of 21 U.S.C. §§841(aX1) and 845. That count was not
submitted to the jury, however, and was dismissed by the trial court, the
Honorable Elmo B. Hunter, United States District Judge for the Western
District of Missouri.

oe

3b

made to Harold T. Vaughan, a special agent for the Drug
Enforcement Administration (DEA). Jackson was the sole
conspirator present at these illegal sales. His conduct during
the course of the conspiracy, however, estabiished a salient
pattern of frequent contacts with Muhammad, particularly
during negotiations for sales of narcotics and before and after
these sales. On May 9, 1975, for example, Jackson visited
Muhammad’s residence both before and immediately after a
sale of three ounces of heroin to Agent Vaughan. On both
May 13 and May 31, Jackson went directly to Muhammad’s
residence following two sales of $1,800 worth of heroin each.
On June 5, 1975, Jackson bifurcated a sale of seven ounces of
heroin by first delivering five ounces to Agent Vaughan, then
meeting with Muhammad and Mims, and finally returning to
Vaughan with the remaining two ounces. Jackson visited
Muhammad's residence immediately after completing the
second part of the sale. On June 13, Jackson proceeded from
a sale of twelve grams of cocaine directly to Muhammad's
residence. On June 30, after Jackson sold 50 grams of heroin
to Vaughan for $3,000 and boasted of “his man’s” ability to
bring a large quantity of 80% pure heroin to Kansas City, he
immediately drove to Muhammad’s residence. On July 9,
Jackson went directly from Muhammad's residence to
Vaughan’s apartment, where a sale of 26 grams of heroin was
made, and then returned to Muhammad's residence by a
circuitous route. When, on July 11, Vaughan paid Jackson the
balance of $1,300 due on the July 9 purchase, Jackson
proceeded straight to Muhammad's residence. Finally, on July
23, Muhammad met with Jackson at Jackson’s residence prior
to Jackson’s sale of thirteen grams of heroin to Vaughan for
$1,600. Following this sale, Jackson drove to Muhammad’s
residence. When Muhammad was arrested on July 23, agents
discovered on his person $1,000 in bills with pre-recorded
serial numbers which had been given by Vaughan to Jackson
for the thirteen grams of heroin. When Jackson was arrested
on that same day, the remaining $600 in bills with
pre-recorded serial numbers was recovered from him.

4b

Court-approved wiretaps of the telephones of Jackson,
Mims and Jardan produced evidence of various conversations
between Jackson and Mims and between Mims and Jardan
which were interpreted by federal agents to relate to sales of
narcotics. Mims, Jardan and Hudson were participants in an
arrangement with Garcia which involved the purchase of a
large amount of heroin. Mims and Jardan traveled to El Paso,
Texas, on June 14, 1975, where they obtained approximately
one kilogram of brown heroin from Garcia, a citizen of
Mexico. Although they paid Garcia only $7,000 of the
$40,000 purchase price, he allowed them to take the heroin
back to Kansas City, on the understanding that Jardan would
quickly acquire the additional money, return to El Paso and
pay Garcia in full. After a fruitless three day wait in El Paso,
Garcia telephoned Jardan, who quibbled over the quality of the
heroin and sought to obtain a lower price. It was agreed that
the heroin would be returned to Garcia by a man with a
missing finger, defendant Hudson. On June 17, Hudson
delivered a package to Garcia in El Paso, which was short
approximately one-quarter kilo. Hudson stated that he “really
[didn’t] know anything about that,’ but called Jardan, talked
to him and then allowed Garcia to talk to him. Eventually
Jardan and Garcia reached a new agreement for the purchase
of twenty ounces of the heroin. They were arrested on July
10, 1975 in New Orleans, Louisiana, where they were meeting
to consummate the first step of the new deal. A search of
Garcia’s hand luggage following his arrest revealed twenty
ounces of heroin.

Defendants’ joint jury trial commenced on December 1,
1975, and ended on December 13, 1975, with their
convictions on all charges. All defendants appeal.

Muhammad, Mims and Jackson challenge the validity of the
voir dire examination conducted by the trial court. They

Sb

contend that this case was “unusually sensitive’ because of its
concurrent racial anJ religious aspects and that a “most
searching and most thorough” examination of jurors was,
accordingly, required in order to reveal prejudice. It is
defendants’ position that the only adequate means of voir dire
examination under the circumstances of this case would have
been an in camera questioning of individual veniremen by
defense attorneys.

All defendants requested permission to conduct voir dire
examination themselves, assisted by experts. Muhammad filed
a written pretrial motion requesting in camera voir dire by
defense counsel. An evidentiary hearing was held at which
defendants presented expert testimony on the question of
racial prejudice. The trial court subsequently overruled
defendants’ motions and determined that it would adhere to
the usual practice in the Western District of Missouri and
conduct the voir dire examination itself. The trial court
solicited initial and follow-up questions from defense counsel.
Counsel for Jardan and Muhammad proffered and the court
considered a total of 252 voir dire questions. The court also
announced its willingness to question jurors individually and
in camera where general questioning revealed that a particular
venireman might be prejudiced.

The form and scope of voir dire examination are matters
left to the broad discretion of the trial court. Hamling y.
United States, 418 U.S. 87 (1974): United States vy. Cosby,
§29 F.2d 143, 147 (8th Cir.), cert. denied, i a=
(1976); Fed. R. Crim. P. 24(a). The trial court here asked
most of the approximately 250 questions submitted by
defendants, many of which went to the issues of racial
prejudice and exposure to pretrial publicity. Where general
questioning revealed potential prejudice, follow-up questioning
of individual veniremen was conducted by the trial court in
camera. Examination was particularly penetrating with regard
to the sensitive issues of exposure to pretrial publicity and
racial prejudice. See Ham vy. South Carolina, 409 U.S. 524
(1973); United States v. Crow Dog, §32 F.2d 1182, 1198 (8th

6b

Cir. 1976), petition for cert. filed, 44 U.S.L.W. 3749 (U.S.
June 21, 1976) (No. 75-1843); United States v. Bear Runner,
502 F.2d 908 (8th Cir. 1974). A review of the record shows
that the trial court’s voir dire examination combined careful
attention to the identification of possible prejudice with
skillful avoidance of the confusion and delay that may arise
when a jury is selected in a multiple defendant case where
there is the potential of conflicting defenses. We conclude
that the trial court did not abuse its discretion in its conduct
of the voir dire examination.*

Many contentions raised on this appeal relate to the
question of whether defendants were so prejudiced by the
joint trial as to require severance. Defendants were joined
pursuant to Fed. R. Crim. P. 8 and the propriety of this
initial joinder has not been contested. Rather, each defendant

*In the designation of issues on appeal, defendants also challenge the
validity of jury selection. They contend that the Government's striking of
several blacks from the jury panel was part of a systematic practice by the
Government to strike blacks from juries in the Western District of
Missouri. An identical contention was raised in United States v. Carter,
528 F.2d 844, 848 (8th Cir. 1975), cert. denied, US. (1976),
concerning the Government's use of jury strikes in the Western District of
Missouri in 1974. The court in Carter found that the defendant had failed
to establish that the Government's use of jury strikes in the Western
District of Missouri in 1974 constituted an impermissible practice under
Swain v. Alabama, 380 U.S. 202 (1965). In the instant case, a post-trial
hearing was held on this issue. The trial court determined that the evidence
there presented failed to show any systematic practice on the
Government's part of striking blacks from jury panels in the Western
District of Missouri in 1973, 1974 or 1975. The court further found that
there was no systematic or arbitrary striking of blacks from the jury panel
from which the jury in this case was selected. Nothing defendants have
presented on appeal convinces us that the trial court's resolution of this
issue did not rest on a firm factual and legal basis.

a os

ee

7b

contends th: although the initial joinder was _ proper,
prejudice resulted thereform during the joint trial, mandating
a severance under Fed. R. Crim. P. 14.

It is the general rule that persons charged in a conspiracy
should be tried together, particularly where proof of the
charges against the defendants is based upon the same
evidence and acts. United States vy. Kirk, 534 F.2d 1262,
1269 (8th Cir. 1976): United States vy. Hutchinson, 488 F.2d
484, 492 (8th Cir. 1973), cert. denied, 417 U.S. 915 (1974):
United States v. Kahn, 381 F.2d 824, 838 (7th Cir.), cert.
denied, 389 U.S. 1015 (1967). Severance will be allowed
upon a showing of real prejudice to an individual defendant.
United States vy. Hutchinson, supra, at 492. However, the
motion to sever is addressed to the discretion of the trial
court, Williams vy. United States, 416 F.2d 1064 (8th Cir.
1969), and a denial of severance is not grounds for reversal
unless clear prejudice and an abuse of discretion are shown.
Johnson yv. United States, 356 F.2d 680 (8th Cir.), cert.
denied, 385 U.S. 857 (1966). A defendant must show
something more than the mere fact that his chances for
acquittal would have been better had he been tried separately.
Williams vy. United States, supra at 1070. He must “affirma-
tively demonstrate that the joint trial prejudiced [his] right to
a fair trial.” Golliher v. United States, 362 F.2d 594, 603
(8th Cir. 1966). Thus, before the refusal to sever may be
deemed an abuse of discretion on the part of the trial court,
prejudice to a defendant’s right to a fair trial must be
established. Relying upon these principles, we now turn to
defendants’ numerous severance claims.

Muhammad contends that the denial of his motion for
severance deprived him of the exonerating testimony of his
co-defendants. At a pretrial evidentiary hearing, each of
Muhammad's four co-defendants testified that he had infor-
mation that might exonerate Muhammad and that he would
be willing to give that information at trial so long as no
waiver of his Fifth Amendment rights was required. At the

8b

hearing, each co-defendant then exercised his Fifth Amend-
ment privilege and refused to divulge the nature of this
allegedly exculpatory information. The trial court declined to
sever Muhammad from the forthcoming trial on this basis.

At trial, Jackson and Jardan chose to testify on Muham-
mad’s behalf. Hudson and Mims expressed to the trial court
their intention to exercise their Fifth Amendment privileges if
called and they were not, therefore, called at trial to testify
on Muhammad's behalf. Muhammad argues that the denial of
his severance motion caused Hudson and Mims not to testify
in his favor and that this denial prejudiced his right to a fair
trial.

At the pretrial hearing, Muhammad supported his motion
for severance solely by the statements of his co-defendants
that they had or believed that they had information “which
may tend to exonerate’’ Muhammad. No details of the nature,
extent or materiality of this purportedly exculpatory evidence
were placed before the trial court. Nor did any of the
co-defendants, who had affirmatively stated an unwillingness
to waive their Fifth Amendment rights, specifically express a
willingness to testify in the event Muhammad was tried
separately. Severance of Muhammad would not automatically
have created an environment in which his co-defendants could
have testified without waiving their Fifth Amendment rights.
If Muhammad had been severed and tried first, his co-
defendants would have had to waive their Fifth Amendment
rights in order to testify on his behalf. United States vy.
Carella, 411 F.2d 729, 731 (2d Cir.), cert. denied, 396 US.
860 (1969). Thus, the co-defendants’ pretrial stance, that they
would not waive their Fifth Amendment rights at the
forthcoming joint trial, could not be considered equivalent to
assurances that they would testify for Muhammad at a
separate trial.

The trial court was, accordingly, asked to take the extreme
step of severing Muhammad without any knowledge of the
nature or extent of purportedly exculpatory evidence and
without any indications that co-defendants would in fact be

A oe

9b

willing to offer such evidence in the event of severance. The
bald and conclusory assertions of Muhammad's co-defendants
that they possessed potentially exculpatory evidence did not
provide adequate grounds for pretrial severance in this
multi-defendant trial. The trial court did not abuse its
discretion in refusing to grant Muhammad’s motion for

severance.*

The fact that two co-defendants chose to testify on
Muhammad’s behalf at trial serves to vitiate any claim of
prejudice on his part as well as to highlight the purely
speculative nature of the basis on which the trial court was
asked to grant a severance. Despite their pretrial posture, that
they would only exonerate Muhammad if they could do so
without waiving their Fifth Amendment rights, Jardan and
Jackson, the central figure in this case, offered allegedly
exculpatory evidence for Muhammad at trial. Hudson and
Mims chose not to so testify, and prior to trial the court was
offered no reason to believe that they would testify in the

*We note that where an appropriate record concerning the exculpatory
evidence that would be available from a co-defendant in the event of
separate trials has been offered, some courts have isolated certain
circumstances under which severance is deemed obligatory. United States
v. Sica, 20 Crim. L. Rep. (BNA) 2170 (3d Cir. Oct. 20, 1976); United
States v. Martinez, 486 F.2d 15 (Sth Cir. 1973); United States v. Shuford,
454 F.2d 772 (4th Cir. 1971): Byrd v. Wainwright, 428 F.2d 1017 (Sth
Cir. 1970); United States v. Echeles, 352 F.2d 892 (7th Cir. 1965). Where,
as here, the record has simply shown an unsupported contention that
severance could result in exculpatory testimony of a co-defendant, courts
have consistently declined to grant severance. United States v. Evans, 526
F.2d 701 (Sth cir.), cert. denied, U.S. (1976); United States v.
Ellsworth, 481 F.2d 864 (9th Cir.), cert. denied, 414 U.S. 1041 (1973):
United States v. Nakaladski, 481 F.2d 289 (Sth cir.), cert. denied, 414
U.S. 1064 (1973); United States v. Kilgore, 403 F.2d 627 (4th Cir. 1968),
cert. denied, 394 U.S. 932 (1969); United States v. Kahn, 38) F.2d 824
(7th Cir.), cert. denied, 389 U.S. 1015 (1967); United States v. Kahn, 366
F.2d 259 (2d Cir.), cert. denied, 385 U.S. 948 (1966); United States v.
Fluellen, 396 F. Supp. 1168 (E.D. Pa. 1975), aff'd, 530 F.2d 965 (3rd Cir.
1976).

10b

event of separate trials, for a grant of separate trials would
not necessarily have allowed Mims and Hudson to testify for
Muhammad without foregoing their Fifth Amendment rights.
United States vy. Carella, supra at 731; United States vy.
Frazier, 394 F.2d 258, 261 (4th Cir. 1968). While it is
impossible to ascertain the nature of the evidence that Mims
and Hudson* might have offered, we note that this is not a
case where refusal to sever denied a defendant all potentially
exculpatory evidence or the only means of attacking or
countering a crucial aspect of the Government’s case. Thus,
the record does not support a finding that severance was
mandated prior to trial or that denial of severance utlimately
prejudiced Muhammad at trial.

Muhammad, Mims, Jardan and Hudson contend that the
overwhelming evidence of Jackson’s guilt overflowed pre-
judicially onto them and resulted in convictions based upon
their assocation with him during the joint trial. The
preference for joint trials of defendants jointly indicted,
particularly where conspiracy is charged, United States vy.
Hutchinson, supra at 492, is not limited by any requirement
that the quantum of evidence of each defendant’s culpability

-*The value of any allegedly exculpatory evidence that Hudson could
have offered is questionable in light of the fact that the Government's
evidence did not connect Hudson directly to Muhammad in the criminal
scheme.

*In conjunction with this contention, defendants make the bare and
unsupported allegation that severance was necessary because of their
reliance on inconsistent defenses. In order to demonstrate an abuse of
discretion, defendants must show more than the fact that co-defendants
whose strategies were generally antagonistic were tried together. United
States v. Robinson, 432 F.2d 1348 (D.C. Cir. 1970). All that the
defendants here have shown is that each defendant relied on general
denial, except for Jackson, who claimed entrapment. The reliance of only
one of several co-defendants on an entrapment defense does not establish a
right to a severance. United States v. Eastwood, 489 F.2d 818 (Sth Cir.
1973). The trial court did not abuse its discretion in refusing to sever on
the basis of inconsistent defenses.

en ee ee ee eee |

eee en a

or ed

l1b

be equal. It is indeed hard to imagine a multiple defendant
case in which the evidence against individual defendants is
either quantitatively or qualitatively equivalent. A defendant
is not entitled to severance merely because the evidence
against a co-defendant is more damaging than the evidence
against him. United States v. DeLarosa, 450 F.2d 1057, 1065
(3d Cir. 1971), cert. denied, 405 U.S. 927 (1972). Severance
becomes necessary where the proof is such that a jury could
not be expected to compartmentalize the evidence as it relates
to separate defendants. United States v. DeLarosa, supra at
1065.

A review of the record does not persuade us that this
situation existed in the present case. Jackson was charged
with a greater number of substantive offenses than were his
co-defendants. Because the Government undertook to
establish his complicity by showing his participation in this
greater number of offenses, there was necessarily more
evidence adduced against Jackson that against his co-
defendants. The presentation of more evidence applicable to
one defendant than to his co-defendants is simply a fact of
life in multiple defendant cases. The greater amount of
evidence introduced against Jackson here was not far more
damaging than the evidence relating to his co-defendants, but
only more from a quantitative standpoint. The quantitative
inequality of evidence adduced provides no ground for a
severance. Nor does the record support a finding that the
evidence presented at trial was of such a nature that the jury
could not compartmentalize it to the particular defendant or
defendants to whom it was applicable. The cases cited by
defendants in support of this contention are largely inap-
posite, for they involve the peculiar circumstance, not present
here, where evidence at a joint trial shows that two or more
groups of individuals have participated in a number of
separate and distinct conspiracies. Kotteakos vy. United States,
328 U.S. 750 (1946): United States v. Butler, 494 F.2d 1246
(10th Cir. 1974); United States v. Varelli, 407 F.2d 735 (7th
Cir. 1969).

12b

The Government’s method of presenting its evidence,
discussed below, served to carefully delineate separate events
and occurrences and thus to protect against confusion by the
jury as to the applicability of any given evidence to a
particular defendant. Each defendant was represented by his
own counsel. The limited applicability of evidence adduced to
individual defendants was clearly explained to the jury during
the progress of the trial. Moreover, a review of the jury
instructions shows that the jury was carefully instructed in a
manner that protected defendants from any improper over-
flow of evidence from one to another and there is nothing in
the record indicating that the jury was confused or failed to
follow the court's instructions.

Jackson, Jardan, Mims and Hudson contend that they were
prejudiced by the security measures in effect during the trial
which, they argue, would have been unnecessary had their
motions for severance been granted. It is their allegation that
the jury was constantly exposed to “extraordinary security
measures” throughout the trial and that this exposure created
in the jury a misimpression that defendants were dangerous
individuals. Defendants rely upon the principle that the
fundamental presumption of innocence may be weakened
when a criminal defendant is not clothed with the physical
indicia of innocence at trial. Kennedy v. Cardwell, 487 F.2d
101 (6th Cir. 1973), cert. denied, 416 U.S. 959 (1974). Thus.
where, as here, maximum security measures are taken during a
particular trial, it may be necessary to determine whether
these measures denied defendants the right to a fair trial by
depriving them of the physical indicia of innocence.

The security measures utilized at trial included the presence
of five plain clothes United States Marshals in the courtroom,
the posting of several Marshals outside the front doors of the
courtroom and the use of an electronic metal detec ‘ing device
on all spectators entering the courtroom.’ We note initially

’These measures were undertaken pursuant to a general order of the
District Court en bane filed on July 30, 1975, which required maximum
security in any case that was likely to be widely publicized and thus

attended by many persons and curiosity seekers, some of whom might be
inclined to cause disruption.

—

22S er

DARN Ute ile OS hae

13b

that under the circumstances of this case, where three of five
defendants were incarcerated during trial, several Government
witnesses were in state of federal custody and a large number
of spectators were constantly in attendance, these measures
were neither undue, United States v. Howell, 514 F.2d 710,
715 (Sth Cir.), cert. denied, 423 U.S. 914 (1975), nor beyond
the sound discretion of the trial court. Gregory y. United
States, 365 F.2d 203, 205 (8th Cir. 1966), cert. denied, 385
U.S. 1029 (1967). Furthermore, a review of the record shows
the crux of defendants’ contention, that the jury was
constantly exposed to these measures, to be unfounded. To
the contrary, it is clear that the jury was carefully shielded
from contact with or awareness of the security measures in
effect during the course of the trial. Aside from the security
measures to which all veniremen were exposed when they
arrived at the courthouse on December 1, 1975, the jury was
not exposed to any security measures other than those
normally utilized in a case where the jury is sequestered.”
Thus, not only were the security measures utilized here
appropriate under the circumstances and well within the
discretion of the trial court, Gregory vy. United States, supra
at 205, but they were implemented in a manner which did

®The jurors entered and left both the courthouse and courtroom
through back entrances, thus avoiding contact with the security measures
in effect at the entrances to the building and courtroom. The United
States Marshals in the courtroom were nonuniformed.

14b

not deprive defendants of the physical indicia of innocence to
which they were entitled.’

Mims, Jardan, Jackson and Hudson «contend that they
should have been granted separate trials because of the
prejudice they suffered in the eyes of the largely Christian
jury as a result of the introduction into evidence by
Muhammad of a video-tape critical of Christians. A major part
of Muhammad’s defense consisted of evidence of his public
Opposition, as a religious leader, to the use of narcotics. As
part of this evidence, videotaped excerpts of five of
Muhammad's sermons were played for the jury. Prior to their
introduction, Muhammad's counsel advised the court that the
tapes in question related to Muhammad’s position on narcotics
and a witness who had chosen the tapes testified that this was
their subject matter.

On the fifth tape played, Muhammad denounced Christians
as sinners and hypocrites. At the conclusion of this tape,
counsel for Mims moved for a mistrial on the grounds that
the content of the tape had offended the jury, composed
mostly of Christians, and thus prejudiced his client. The trial
court immediately charged the jury that the last tape was
irrelevant to any issue in the case and instructed that it be

*It was alleged by Jardan for the first time at a post-trial hearing that a
woman juror had seen defendants in jail garb and handcuffs in the
courthouse parking lot as some point during the course of the trial.
Questioning revealed that Jardan was not sure whether the woman was a
juror or security person. Moreover, none of Jardan’s co-defendant’s
corroborated his allegation and it was not brought to the trial court's
attention until after the conclusion of the trial. Assuming arguendo that
one member of the jury was exposed to a glimpse of the defendants in jail
uniforms and handcuffs and that this incident is now cognizable on appeal,
we find that no prejudice has been shown to have resulted. United States
v. Leach, 429 F.2d 956, 962 (8th Cir. 1970), cert. denied, 402 U.S. 986
(1971). Unlike the situation where a defendant is tried in jail garb, Estelle
v. Williams, 425 U.S. 501 (1976), far less danger of prejudice inheres in a

Situation where a juror’s vision of a defendant in jail uniform is fleeting
and outside the courtroom.

1Sb «

disregarded. After a short recess, the court again instructed ~
the jury to disregard the last tape, stating that the tape had
been offered by Muhammad alone “and not by anyone else.

The playing of this videotape interjected a brief but
unfortunate interlude of irrelevance into the trial. We note, as
did the trial court, that there was.no reference in the
anti-Christian tape to Muhammad’s co-defendants or any
indication that «they personally endorsed the views expressed
in the sermon. We are convinced that the trial court's
immediate and firm curative instructions served to prevent
any prejudicial effect on Muhammad's co-defendants.°

Mims, Jardan and Hudson moved for continuances on
December 1, 1975, the “date set. for<the commencement of
trial. Muhammad and Jackson, who were satisfied with the
trial date, did not join in the motion. Mims, Jardan and
Hudson contend that the defendants’ disparate positions on
the desirability of a continuance mandated Severances. We
find this contention to be lacking in merit. A motion for a
continuance is addressed to the sound discretion of the trial
court. United States v. Webb, 533 F.2d 391, 395 (8th Cir.
1976): Kansas Citv Star Co. v. United States, 240 F.2d 643,
651 (8th Cir.), cert. denied, 354 U.S. 923 (1957). A review of
the record shows that the trial court did not abuse its
discretion in denying the motion for continuance.

"Closely allied to defendants’ contentions concerning the pvc apt
videotape are allegations that severance should have been a . -
Muhammad's co-defendants were prejudiced by the religious underton |
of the trial. It appears that defendants base this ae bly
assumpaion, unsupported by any evidence, that the rc and re
so unpopular that to be associated with it Is eutomstical y ~~ 7
Even if we assume arguendo that the present trial was perva - -
religious “undertones” and that the Black Muslim faith is ~— : :
defendants have failed to show that the trial court abused its — ms m4
refusing to grant motions for severance on this basis. The un — “
impression created by a defendant's identification with an = . -
group does not require severance. United States eae, - a
1057. 1065 (3d Cir. 1971), cert. denied, 405 U.S. 927 (1972).

16b

All defendants contend that the manner in which the
testimony of Special Agent Vaughan was elicited at trial
prejudiced them to a degree requiring reversal.'' Agent
Vaughan was a key Government witness, who was personally
involved in many of the narcotics sales at issue. Rather than
placing Agent Vaughan on the witness stand only once, the
Government proposed to the trial court a presentation of
Agent Vaughan’s testimony whereby he would be recalled
from time to time in order to testify about individual
transactions in chronological order. Despite defendants’ objec-
tions, the trial court agreed to permit Agent Vaughan to be
recalled a number of times to testify chronologically. A
special system of cross-examination was devised by the trial
court to insure that the defendants’ rights under the Sixth
Amendment would not be diminished in any way by this
somewhat novel presentation of evidence. After each appear-
ance, Agent Vaughan was subject to cross-examination on the
subject matter of that appearance as well as to cross-
examination on the issue of credibility. On his final
appearance, Agent Vaughan was subject to full cross-exami-
nation covering all his trial testimony. Thus, the chronological
presentation of Agent Vaughan’s testimony provided each
defendant with numerous opportunities for cross-examination
as to both credibility and the subject matter of his testimony.

The mode and order of interrogation and presentation of
evidence are matters placed within the discretion of the trial
court. Brinlee vy. United States, 496 F.2d 351, 355 (8th Cir.),
cert. denied, 419 U.S. 878 (1974): Fed. R. Ev. 611(a). A
review of the record shows that the manner in which Agent
Vaughan was called to testify lent a praiseworthy degree of

''Hudson and Jardan raise this contention as an aspect of their
severance contention. Mims, Muhammad and Jackson do not tie their
claim of prejudice on this basis to the severance issue. Whether the matter
of Vaughan’s testimony is deemed an aspect of trial management or a part
of the question of severance, it must be analyzed in terms of its impact on
defendants’ rights to a fair trial.

ee ea

17b

order to this complicated trial. Clearly, a desire for the
orderly presentation of evidence does not outweigh a
defendant's right to a fair trial. We find nothing in the record
to indicate, however, that the chronological presentation of
Agent Vaughan’s testimony diminished defendants’ rights to
cross-examination or prejudiced their rights to a fair trial in
any way. The trial court carefully exercised its discretion in
managing the presentation of Vaughan’s testimony in such a
way as to fully protect defendants’ rights.'* There was no
abuse of discretion in permitting the Government to present
its evidence chronologically through the repeated recall of
Agent Vaughan as a witness. In fact, this procedure is
commended as one way to clearly present an organized
factual recital in an extended conspiracy trial.

Hudson, Jardan and Mims contend that severance should
have been granted because of the prejudice they suffered as a
result of heated colloquy between counsel for Muhammad and
Jackson and the prosecutor. The record does reveal a certain,
not uncommon, amount of professional enmity between
counsel for Muhammad and Jackson and Government counsel.
The purportedly prejudicial colloquy cited by defendants as
grounds for severance did not occur within the hearing of the
jury, however, for in its management of the trial the court
required that objections be made at the bench and out of the
hearing of the jury. The court was indeed so careful to
protect the jury from exposure to colloquy between counsel
that the jury was excused for a brief recess during an
objection by Government counsel to defense cross-exami-
nation of Agent Vaughan. Contrary to defendants’ con-
tentions, the jury was not exposed to heated colloquy
between Muhammad's and Jackson’s counsel and_ the

"The court was attuned to the danger that Agent Vaughan’s testimony
could become so piecemeal as to confuse rather than clarify matters. Thus,
when on one occasion the Government proposed to recall Vaughan several
times to establish a single transaction, the court required a consolidation
of all his testimony with respect to a given date and count.

18b

prosecutor. The jury’s mere observation of various defense
counsel approaching the bench from time to time in order to
voice Objections can hardly be deemed equivalent to the jury’s
exposure to colloquy between counsel prejudicial to co-
defendants. Accordingly, severance was not mandated on this
basis.

Hudson raises two severance contentions in which he is not
joined by other defendants. First, Hudson contends that part
of Muhammad's cross-examination of Agent Vaughan pre-
judiced him and required severance. We have carefully
reviewed the cross-examination which Hudson now challenges.
It consists of a very brief series of questions relating to
surveillance of Hudson’s arrival in El Paso. Agent Vaughan did
not purport to answer these questions on the basis of
first-hand knowledge. He specifically qualified his responses in
terms of what he “imagined” had happened in El Paso.
Moreover, his responses were consistent with previous testi-
mony from other witnesses and did not conflict in any way
with Hudson's defense, which contained no denial of the trip
to El Paso. Thus, we find the cross-examination challenged by
Hudson to have had no prejudicial effect upon him.

Secondly, Hudson contends that even if the individual
reasons he cites for severance are insufficient, they cumulate
to a level of prejudice that mandates severance. The cases
Hudson relies upon in support of this contention stand simply
for the principle that a trial judge has a continuing duty to
grant severance if prejudice appears. The close scrutiny which
we have directed to the record in this case in weighing the
myriad severance contentions of Hudson and his co-
defendants convinces us that the trial court admirably
exercised its continuing duty to prevent prejudice to
individual defendants as a result of the joint trial and that
prejudice requiring severance did not materialize at trial. Thus,
the court did not abuse its discretion in refusing to grant
severance on the basis of any of the individual grounds
advanced by defendants or on the basis of the combined
effect of these grounds.

19b

Hudson, Mims and Muhammad attack the sufficiency of the
evidence supporting their convictions. Certam well known
principles apply to the appellate review of the sufficiency of
evidence underlying jury verdicts of guilty. It is our duty to
view the evidence in the light most favorable to the verdict
rendered. Glasser vy. United States, 315 U.S. 60, 80 (1942).
We must accept as established all reasonable inferences from
the evidence that tend to support the jury’s verdict. United
States v. Overshon, 494 F.2d 894 (8th Cir.), cert. denied, 419
U.S. 853 (1974). It is the general rule that the evidence need
not “exclude every reasonable hypothesis except that of guilt,
but simply that it be sufficient to convince the jury beyond a
reasonable doubt that the defendant is guilty.” United States
vy. Shahane, $17 F.2d 1173, 1177 (8th Cir.), cert. denied, 423
U.S. 893 (1975). Furthermore, since circumstantial evidence is
intrinsically as probative as direct evidence, Holland v. United
States, 348 U.S. 121, 140 (1954), this standard also applies
where a conviction rests entirely on circumstantial evidence.
United States v. Carlson, No. 76-1363, slip op. at 22 (8th Cir.
Dec. 17, 1976). Relying upon these familiar principles, we
will now address defendants’ attacks upon the sufficiency of
the evidence supporting their convictions.

The threshold question is whether the existence of a
conspiracy was established. “The offense of conspiracy
consists of an agreement between the conspirators to effect
the object of the conspiracy.” United States v. Skillman 422
F.2d 542, 547 (8th Cir.), cert. denied, 404 U.S. 833 (1971).
The agreement need not be express or formal. It may be
established by circumstantial evidence. United States.
Hutchinson, supra at 490; Koolish vy. United States, 340 F.2d
$13, 523-24 (8th Cir.), cert. denied, 381 U.S. 951 (1965). A
review of the record here reveals abundant evidence from
which the jury could find the existence of a conspiracy to
distribute heroin and cocaine. The tacts of this case have
already been recited and need not be repeated in detail here.

20b

It will suffice to say that the testimony of Agent Vaughan,
Juan Pablo Garcia and Anderson Jackson and the evidence
derived from extensive surveillance and from court-authorized
wiretaps was more than sufficient to establish the nature and
existence of a well organized and adroitly conducted
conspiracy to distribute heroin and cocaine.

Hudson, who was charged only with conspiracy, contends
that evidence of his involvement therein was legally insuf-
ficient. The principal evidence probative of his participation in
the conspiracy was established by the testimony of Juan
Pablo Garcia, a co-defendant who had pled guilty prior to
trial. After the partial credit transaction between Garcia and
Jardan for one kilogram of heroin went sour, Garcia
demanded the return of the narcotics. Jardan informed Garcia
that the heroin would be returned to him in El Paso, Texas,
by a man with a missing finger.'? Following this telephone
conversation, Hudson took a commercial flight to El Paso.
Upon his arrival at Garcia’s motel room in El Paso, Garcia
asked Hudson “if he had the stuff with him.” Hudson replied
affirmatively, removed a package containing heroin from his
suitcase and handed it to Garcia. Garcia immediately
perceived that the package did not contain the original full
kilogram of heroin and confronted Hudson with the obvious
shortage: ““You know, you're short with this. This is not the
whole kilo.” Hudson replied: “Well, | don’t know anything
about it. They just gave me this to give back to you.” Hudson
then offered to call Jardan in Kansas City in order to find out
what was going on. He made a telephone call during which
first he and then Garcia talked to Jardan. Garcia expressed his
anger at the “rip-off” to Jardan, who denied any shortage.
Upon Garcia’s announcement that he was going to leave,
Hudson asked for the money. Garcia responded that he could

‘At trial, Hudson was required to display his left hand, which has a
missing index finger, to the jury. Garcia also identified Hudson at trial as
the man who returned the heroin to him in El Paso.

21b

not give the money back as a result of the shortage. Garcia
then left with the narcotics and Hudson subsequently
returned to Kansas City.

Hudson does not deny his participation in the return of the
heroin to Garcia in El Paso. He contends, however, that he
did not know that the package he carried in his role as
courier contained narcotics and that consequently the
requisite element of his knowledge of the conspiracy was not
established.'* In support of this contention, he cites his
response of “I don’t know anything about it” to Garcia's
allegation that the kilo of heroin was short. The jury could
have reasonably inferred that this disclaimer applied to
knowledge of the shortage, which was the topic of their
conversation, and not to the identity of the substance that
was delivered by Hudson. Hudson had not, after all,
disclaimed knowledge when he responded affirmatively to
Garcia’s initial inquiry as to whether he had “the stuff,” a
commonly used name for heroin. Also, Hudson’s instruction
to recover the $7,000 partial payment for the drugs, coupled
with all the circumstances surrounding his trip to El Paso,
conveyed knowledge of illicit activity. Knowledge may be
inferred by the jury from the circumstances, acts and conduct
of the parties. Jacobs v. United States, 395 F.2d 469, 472
(8th Cir. 1968). There was sufficient evidence establishing
Hudson’s knowing role as a courier of narcotics to convince
the jury beyond a reasonable doubt that he was guilty of
participating in a conspiracy to distribute heroin.

'SHudson relies chiefly on United States v. Amato, 495 F.2d 545 (Sth
Cir.), cert. denied, 419 U.S. 1013 (1974) and Miller v. United States, 382
F.2d 583 (9th Cir. 1967), cert. denied, 390 U.S. 984 (1968), in support of
his contention that knowledge of the conspiracy was not established. The
holdings in Amato and Miller that knowledge had not been established
devolved from findings that there was an insufficient factual basis from
which knowledge could be inferred. We find the factual basis in the
present case, which shows Hudson to have been a cog in a finely tuned
mechanism for the distribution of narcotics, to be sufficient to support the
inference that Hudson knowingly participated in the illegal conspiracy.

22b

Mims was convicted of participation in the conspiracy to
distribute narcotics and of two substantive counts of
distribution of heroin. The Government’s case ©gainst Mims,
which consisted mainly of circumstantial evidence, was
derived from testimony of a co-conspirator, Juan Pablo
Garcia, surveillance by Government agents and interception of
certain of Mims telephone conversations by means of
court-authorized wiretaps. It is axiomatic that a conviction for
conspiracy may be supported by purely circumstantial
evidence. In fact, this court has iong- recognized that “[a]
conspiracy is rarely susceptible of proof by direct evidence. It
may be adduced from the conduct of the parties and the
attending circumstances.” Rizzo v. United States, 304 F.2d
810, 825 (8th Cir.), cert. denied, 371 U.S. 890 (1962); Goode
v. United States, 58 F.2d 105, 107 (8th Cir. 1932). Similarly,
because circumstantial evidence is intrinsically as probative as
direct evidence, Holland v. United States, supra, it may clearly
be the sole basis for convictions for substantive offenses. See,
e.g., United States v. Diggs, 527 F.2d 509, 512 (8th Cir.
1975). While Mims does not contest these well-settled
principles, his attack on the sufficiency of the evidence
nevertheless consists of little more than an attempt to belittle
the largely circumstantial nature of the Government's case.

The circumstantial evidence against Mims was, however,
substantial and the jury could reasonably have concluded that
Mims participated in two substantive distributions of heroin
which furthered the criminal conspiracy charged. Insofar as
Count VIIi, the illegal distribution of 28 grams of heroin by
Mims and Jackson on May 13, 1975, is concerned, the record
reveals the following salient evidence of Mims’ complicity. On
May 9, 1975, a telephone conversation between Jackson and
Mims was intercepted in which Jackson informed Mims that
he had dropped off some suits'S which “they liked.” On May

'SAgent Vaughan testified that in narcotics deals with Jackson the term
“suit” was sometimes used to refer to narcotics. The use of such
terminology, often designated a “laundry code,” is not unique to this case.

See United States v. Manfredi, 488 F.2d 588, 592 (2d Cir. 1973), cert.
denied, 417 U.S. 936 (1974).

23b

13, Agent Vaughan arranged to buy one ounce of heroin from
Jackson. Approximately fifteen minutes after this purchase
was set up, Jackson called Mims and stated that he wanted
the “same suit all the way up,” which Mims agreed to deliver
immediately. Surveillance revealed that Mims then drove to
Jackson’s home, and that shortly thereafter Jackson went
from his home to Agent Vaughan’s apartment and sold him
one ounce of heroin. The jury could reasonably infer that
Mims was instrumental in this distribution of heroin to Agent
Vaughan on May 13.

Count X involves the distribution of 138 grams of heroin
by Mims and Jackson on June 5, 1975. The evidence adduced
showed that Jackson agreed to sell Agent Vaughan seven
ounces of heroin on that date. After telling Vaughan that he
was still in the process of putting things together, Jackson
met with Mims and Muhammad at Muhammad's residence.
Mims and Jackson proceeded to drive each other's cars from
Muhammad’s residence to a motel parking lot, where they
talked and then switched cars. Shortly after this meeting and
car exchange, Jackson delivered five of the seven ounces of
heroin agreed upon to Agent Vaughan. He promised to return
with the remaining two ounces as quickly as possible. Jackson
then returned to the motel parking lot and met Mims again.
After a conversation and another exchange of cars wich Mims,
Jackson drove Mims car to the residence of Muhammad.
Mims and Jackson then returned to the motel parking lot for
another rendezvous and car exchange. Immediately thereafter
Jackson delivered the remaining two ounces of heroin to
Agent Vaughan. He then returned directly to the motel
parking lot where he again spoke with Mims. We believe that
as to Count X, the jury could reasonably have concluded that
Mims participated in the distribution of seven ounces of
heroin to Agent Vaughan on June 5, 1975. The evidence in
this case, although circumstantial, is sufficient to have
convinced the jury beyond a reasonable doubt that Mims was
guilty not only of Counts VIII and X but also of the
conspiracy to distribute narcotics for which these substantive

24b

offenses served as overt acts. In addition, there is direct
evidence of Mims’ participation in the conspiracy. Garcia
testified that Mims was present when he and Jardan
negotiated the deal in El Paso for the purchase of one
kilogram of heroin.

Muhammad was convicted of engaging in the conspiracy to
distribute narcotics and of two _ substantive counts of
distribution of heroin. Count X charged Muhammad, Jackson
and Mims with the distribution of seven ounces of heroin to
Agent Vaughan on June 5, 1975. Some details of this
transaction have been set forth above in connection with
Mims attack on the sufficiency of the evidence. Insofar as
Muhammad is concerned, the Government's evidence estab-
lished that after Jackson had agreed to sell Vaughan seven
ounces of heroin on June 5 and had described himself to
Vaughan as “still putting things together,” he met with
Muhammad and Mims at the residence of Muhammad.
Jackson then delivered only five of the seven ounces of heroin
due Agent Vaughan, agreeing to return with the remainder as
quickly as possible. Jackson drove to Muhammad’s residence
shortly after leaving Agent Vaughan’s apartment and sub-
sequently delivered the remaining two ounces to Agent
Vaughan. Upon completion of the sale, Jackson returned to
Muhammad's residence. Based on this evidence, the jury could
reasonably infer that Muhammad was instrumental in this
distribution of heroin to Agent Vaughan on June 5, 1975.

Count XV charged Muhammad and Jackson with the
distribution of thirteen grams of heroin on July 23, 1975. At
approximately 9:00 a.m. on July 23, Agent Vaughan and
Jackson arranged to meet later in the day to consummate a
sale of heroin. Surveillance revealed that at about 9:45 a.m.,
Muhammad drove his car in front of Jackson’s residence,
sounded the horn and then drove on. Several hours later
Muhammad returned to and entered Jackson’s residence,
where he stayed for a short period of time. After Muham-
mad’s departure, Jackson went from his residence to Agent
Vaughan’s apartment and there sold him approximately

25b

fourteen grams of heroin for $1,600. Jackson drove directly
to Muhammad’s residence after the sale and conferred with
Muhammad for a few minutes. Muhammad was arrested
shortly after this meeting with Jackson. The serial numbers of
each of the bills used by Agent Vaughan to pay Jackson for
the fourteen grams of heroin had been pre-recorded. A search
of Muhammad’s person following his arrest produced $1,000
in pre-recorded bills. The other $600 from the sale was found
on Jackson. The $1,000/$600 split of the proceeds between
Muhammad and Jackson approximated the 60/40 supplier-
seller split, discussed below, used by James Jackson when his
brother sold narcotics for him, except that in this instance
Muhammad received the 60% supplier's share. From the basis
of circumstantial and direct evidence presented, the jury could
reasonably infer that Muhammad participated in the July 23,
1975, sale of heroin to Agent Vaughan.'®

The jury was presented with sufficient evidence to have
convinced it beyond a reasonable doubt that Muhammad was
guilty of these two substantive narcotics offenses, which were
also overt acfs in furtherance of the conspiracy to distribute
narcotics. The Government's evidence of Muhammad's partici-
pation in the conspiracy was not limited to proof of these
two acts, however. There was also abundant evidence of
frequent contacts between Muhammad and Jackson during
negotiations by Jackson for sales of narcotics and preceding
and following these sales. The details of these contacts, which
were not limited to June 5 and July 23, have been set forth
previously and need not be repeated here. Finally, a

We note that Muhammad offered an exculpatory explanation of his
possession of the money as well as of certain other facts underlying the
indictment. These explanations raised a question of credibility, the
resolution of which rested solely in the province of the jury. Petschel v.
United States, 369 F.2d 769, 711 (8th Cir. 1966). The jury was not
required to believe Muhammad's story. United States v. Miller, No.
76-1584 (8th Cir. Nov. 4, 1976); United States v. Ordones, 469 F.2d 70
(9th Cir. 1972).

26b

co-conspirator’s statement implicating Muhammad in_ the
conspiracy was introduced into evidence by the Government.
Anderson Jackson, the brother of defendant James Jackson,
testified that James, for whom he was distributing heroin, had
told him that Muhammad was involved in selling drugs.

The rule is well established that a statement by a
co-conspirator made during the course and in furtherance of a
conspiracy is not hearsay and may be admitted against the
declarant and his co-conspirators so long as a conspiracy is
established by independent evidence. United States v. Kelley,
526 F.2d 615, 618 (8th Cir. 1975), cert. denied, 424 U.S.
971 (1976); United States v. Frol, 518 F.2d 1134, 1136 (8th
Cir. 1975). There is no requirement that the independent
evidence of conspiracy be introduced prior to the intro-
duction of the co-conspirator’s statement. The order of proof
is a matter left to the discretion of the trial court. United
States vy. Kelley, supra; Brinlee v. United States, 496 F.2d
351, 354 (8th Cir.), cert. denied, 419 U.S. 878 (1974).
Accordingly, the co-conspirator’s statement may be con-
ditionally admitted subject to being “‘connected up” subse-
quently by independent proof of conspiracy, which may be
totally circumstantial. United States v. Sanders, 463 F.2d
1086, 1088 (8th Cir. 1972). This was the manner in which
James Jackson's statement about Muhammad’s involvement in
the sale of narcotics was admitted.

The record in the present case is replete with independent
proof of conspiracy sufficient to “connect up” James
Jackson’s statement as to Muhammad’s involvement in
narcotics transactions. Moreover. prior.to Anderson Jackson's
testimony, the trial court instructed the jury with extreme
care and at considerable length that a conspirator’s statement
could be considered against his co-defendants only if their
participation in the conspiracy was established by independent
evidence. A similar instruction was repeated at the close of
the trial. Thus, we find no error in the manner in which
Anderson Jackson’s testimony was admitted.

27b

Not every extra-judicial statement by a conspirator is
admissible against his co-conspirators, however, no matter how
abundant the independent evidence of a conspiracy. In
addition, under the Federal Rules of Evidence, the statement
must have been made during the course of the conspiracy and
in furtherance thereof. Fed. R. Ev. 801 (d)(2)(E). There is no
general agreement as to the wisdom of the “in furtherance”
requirement. The drafters of the Model Code of Evidence
eliminated this requirement. Model Code of Evidence Rule
508 (1942). Following strenuous debate, it was retained by
Congress in the Federal Rules of Evidence.'’ The fact that the
federal courts have not applied the “in furtherance” require-
ment uniformly reflects the long-standing divergence of
opinion over the validity of this requirement. Interpretations
range from its strict application, see United States y.
Birnbaum, 337 F.2d 490 (2d Cir. 1964), to its reduction to a
concept of relevancy, see I/nternational Indemnity Co. y.
Lehman, 28 F.2d 1 (7th Cir.), cert. denied, 278 U.S. 648
(1928). The approach in this circuit has been to retain the “in
furtherance” requirement, while acknowledging a tendency on
the part of commentators to construe this provision broadly.
United States v. Harris, No. 76-1380 (8th Cir. Dec. 7, 1976);
United States v. Rich, 518 F.2d 980 (8th Cir. 1975), cert.

denied, U.S. _._ (1976): United States v. Overshon,
494 F.2d 894, 899 (8th Cir.), cert. denied, 419 U.S. 853
(1974).

We must, therefore, determine whether the statement of
James Jackson introduced into evidence through the testi-
mony of Anderson Jackson was “in furtherance” of the
conspiracy to distribute narcotics. Anderson testified that in
December, 1974, he had begun to sell narcotics supplied to

'"See Hearings on the Proposed Rules of L:vidence Before the Special
Subcommittee on Reform of Federal Criminal Laws of the House
Committee on the Judiciary , 941d Cong., Ist Sess., House Hearings Supp.
at 56, 58, 59 (1973), reported in Am. Jur 2d Federal Rules of tvidence,
Appendix 4 at 314, 316, 317 (1975).

28b

him by his brother James, who took 60% of the proceeds and
left 40% for Anderson. In February, 1975, Anderson was
arrested for anon-narcotics offense and incarcerated for a few
days. Upgn his release, he renewed his narcotics selling
activities. In early March, Anderson entered a hospital in
order to receive treatment for his narcotics habit. He
recommenced using and selling narcotics shortly after his
release. In mid-March, 1975, Anderson was again incarcerated
for a non-narcotics offense. He remained in jail for approxi-
mately two weeks. It was during a visit with Anderson shortly
after his release from jail that James made the statement
implicating Muhammad in the narcotics conspiracy. Anderson
testified that:

{James} told me he got demoted from captain in the
Muslims because he was selling drugs and that Nathaniel
Muhammad was involved in selling drugs; that he
demoted him from captain where it would look good for
the Muslims in case something came down.

It is reasonable to conclude that this statement was made
in an effort by James to again enlist Anderson as a seller of
narcotics for the conspiracy. Anderson had previously re-
turned to this occupation following release from each
incarceration or institutionalization. Thus, after a longer than
usual stay in jail, it would be reasonable for James to want to
assure Anderson’s continued participation in the conspiracy
and to apprise him of developments that Anderson might be
unaware of because of his incarceration. Cf. United States vy.
Overshon, supra. Thus, although it is a close question, we
believe that James Jackson’s statement to Anderson con-
cerning Muhammad’s involvement in the sale of narcotics was
in furtherance of the conspiracy. Since it was clearly made in
the course of the conspiracy and was “connected up” by
sufficient independent evidence of conspiracy, this statement
was properly admitted under Rule 801(d)(2)(E). We conclude
that the Government’s evidence was sufficient to have
convinced the jury beyond a reasonable doubt that Muham-
mad was guilty of conspiring to distribute narcotics and of
participating in two sales of heroin.

29b

IV

The Government introduced into evidence eleven taped
conversations intercepted pursuant to three court orders
authorizing the interception of wire communications. All
defendants moved unsuccessfully to suppress the introduction
of these conversations into evidence. On appeal, however,
only Hudson and Jardan have asserted error in the trial
court’s denial of their motions to suppress. They challenge the
legality of the wiretaps on two grounds. First, Jardan
contends that pursuant to 18 U.S.C. §2518(1)(b)(iv) (1970)
and 18 U.S.C. §2518(4)(a)(1970) he should have been named
as a party whose communications would be intercepted by
the wiretaps authorized on May 9, 1975, and May 29, 1975.
Hudson makes an identical contention as to the wiretap
authorized on June 24, 1975. Secondly, both Jardan and
Hudson contend that the wiretaps were improper under 18
U.S.C. §2518(3),(c) (1970) because normal investigative
techniques would have sufficed under the circumstances of
this case.

Naming Requirements

18 U.S.C. §2518(1)(b)iv) requires that an application for
an order authorizing the interception of a wire communica-
tion include “the identity of the person, if known, commit-
ting the offense and whose communications are to be
intercepted.” Section 2518(4)(a) requires that the order of
authorization specify “the identity of the person, if known,
whose communications are to be intercepted.” Jardan chal-
lenges WT-1975-1, May 9, 1975, and WT-1975-2, May 29,
1975, on the grounds that he was not named in the
applications or authorization orders as a person whose
communications were to be intercepted, despite the fact that
at the time of the applications the Government allegedly had
knowledge of him which required his identification under
§ §2518(1)(b)iv) and 2518(4)(a).

30b

The May 9, 1975, application for WT-1975-1, a tap on the
telephone of James Jackson, sought authorization to intercept
communications of Jackson, Muhammad and “others as yet
unknown” concerning various narcotics offenses. Jardan’s
name was not mentioned in the application or in the order
authorizing WT-1975-1. The May 29, 1975, application for
WT-1975-2, a tap on the telephone of Spencer Mims, sought
authorization to intercept communications of Mims, Jackson
and “others as yet unknown” concerning various narcotics
offenses. Jardan was not identified as a person whose
communications were to be intercepted. The application did
state, however, as did the order authorizing the wiretap, that
there was probable cause to believe that Mims, Jackson,
Muhammad and Jardan, inter alia, were involved in com-
mitting narcotics offenses. Conversations by Jardan were
intercepted pursuant to both wiretaps.

Hudson's contention involves a third wiretap not challenged
by Jardan, WT-1975-3. The June 24, 1975, application for
WT-1975-3, taps on the telephones of Spencer Mims and
Lushrie Jardan, sought authorization to intercept communica-
tions of Muhammad, Mims, Jardan, Jackson and “others as
yet unknown” concerning various narcotics offenses. Hudson
was not identified as a person whose communications were to
be intercepted. The application, was well as the order
authorizing the wiretap, did state, however, that there was
probable cause to believe that Mims, Jackson, Muhammad,
Jardan and Hudson, inter alia, were involved in_ the
commission of narcotics offenses. Conversations of Hudson
were intercepted on WT-1975-3.

Jardan and Hudson contend that the Government had
probable cause to name them in its applications pursuant to
§2518(1)(b\iv) as known individuals whose communications
were to be intercepted. Accordingly, they argue that they
should have been so designated in the wiretap orders under
§2518(4)(a) and that their non-identification in the applica-
tions and orders required suppression of the conversations
intercepted. We note that since it is only through reference to

31b

the Government’s applications that the authorizing judge can
be expected to learn of the target individuals, the identifica-
tion requirements of § §2518(1)(b)(iv) and 2518(4)(a) have
been deemed to be of equal breadth. United States v. Kahn,
415 U.S. 143, 152 (1974).

Section 2518(1)(b)iv) requires that in a wiretap applica-
tion, the Government specify “the identity of the person, if
known, committing the offense and whose communications
are to be intercepted.” This provision has been interpreted to
require that the Government name an individual in an
application if it has probable cause to believe (1) that the
individual is engaged in the criminal activity under investiga-
tion and (2) that the individual’s conversations will be
intercepted over the target telephone.'* United States ».
Kahn, supra; see United States v. Donovan, 45 U.S.L.W. 4115,
4118 (U.S. Jan. 18, 1977). This latter requirement applies to
persons placing calls to or from the target telephone. United
States v. Donovan, supra at 4118.

'’We note that United States v. Donovan, supra, appears to contain two
Slightly divergent interpretations of the naming requirement of
§2518(1 Kb\Miv). The Court initially cites United States v. Kahn, 415 US.
143 (1974) for the proposition that §2518(1)(b\iv) requires probable
cause to believe that the individual is engaged in the criminal activity
under investigation and probable cause to believe that the individual's
conversations will be intercepted over the target telephone. United States
v. Donovan, supra at 4118. The Court then holds that a wiretap
application must name an individual if the Government “has probable
cause to believe that the individual is engaged in the criminal activity
under investigation and expects to intercept the individual's conversations
over the target telephone.”’ Assuming that probable cause to believe differs
from expectation, we do not believe that the Supreme Court intended to
depart from the probable cause standard set forth in United States v.
Kahn, supra. This interpretation is supported by the partial dissent of
Justices Marshall and Brennan, which states the majority holding to be
that an application for a wiretap “must name all individuals whom the
Government has probable cause to believe are committing the offense
being investigated and will be overheard.” United States v. Donovan, supra
at 41 24.

32b

Jardan and Hudson each allege that the Government failed
to name him under §2518(1)(b)(iv), although it had probable
cause to do so. Even if we assume arguendo that the
Government did have probable cause to believe that Hudson
and Jardan were engaged in the criminal activity under
investigation, we do not believe that the record sustains a
finding that there was probable cause to believe that their
communications would be intercepted over the target tele-
phone. A close reading of the record reveals that the only
knowledge that can fairly be attributed to the Government
related to Hudson’s and Jardan’s mere association with
persons under investigation. We find knowledge of mere
association insufficient, under the facts of this case, to
support the conclusion that the Government had probable
cause to believe that Hudson and Jardan would be intercepted
over the target telephone.

The Government lacked probable cause to believe that
Hudson and Jardan were persons “committing the offense and
whose communications [would] be intercepted” and did not,
therefore, violate §2518(1)(b)(iv) in omitting Hudson's and
Jardan’s names from the wiretap applications challenged.
Thus, the wiretap orders based on these applications were
valid and in conformance with §2518(4)(a) and the trial
court did not err in refusing to suppress the conversations
intercepted pursuant to these wiretaps.'’

We note that even had the Government possessed probable cause to
believe Jardan and Hudson were engaged in the criminal activity under
investigation and that they would be intercepted on the target telephones,
suppression would not be mandated here. There is no suggestion that
Government agents knowingly failed to identify Jardan and Hudson in
order to keep relevant information from the District Court. Accordingly,
because identification in an intercept application of all those likely to be
overheard in incriminating conversations does not play a “substantive
role” with respect to judicial authorization of intercept orders and thus
does not impose a limitation on the use of intercept proceedings,
suppression is not warranted under §2518(10(ai). United States v.
Donovan, supra at 4121-22.

33b

Utilization of Normal Investigative
Techniques

18 U.S.C. §2518(1)c) requires that an application for an
order authorizing the interception of a wire communication
include ‘“‘a full and complete statement as to whether or not
other investigative procedures have been tried and failed or
why they reasonably appear to be unlikely to succeed if tried
or to be too dangerous.” 18 U.S.C. §2518(3)(c) requires that
the judge to whom the wiretap application is directed
authorize a wiretap only if he determines on the basis of the
facts submitted by the applicant that “normal investigative
procedures have been tried and have failed or reasonably
appear to be unlikely to succeed if tried or to be too
dangerous.” Jardan and Hudson both contend that the
applications for the wiretaps at issue here were deficient
under §2518(1)(c) and that there was, therefore, an insutf-
ficient basis for their authorization under §2518(3)\(c).

The Supreme Court has stated that the language of
§ §2518(1)(c) and 2518(3)(c) “is simply designed to assure
that wiretapping is not resorted to in situations where
traditional investigative techniques would suffice to expose
the crime.”” United States vy. Kahn, 415 U.S. 143, 153 n. 12
(1974). In enacting Title IIl, Congress did not require the
exhaustion of “specific” or “all possible’ investigative
techniques before wiretap orders could issue. United States v.
Smith, 519 F.2d 516, 518 (9th Cir. 1975). Congress
prohibited wiretapping only when normal investigative techni-
ques were likely to succeed and not too dangerous, United
States v. Daly, 535 F.2d 434, 438 (8th Cir. 1976), and
“[mlerely because a normal investigative technique is theo-
retically possible, it does not follow that it is likely.” S. Rep.
No. 90-1097, 90th Cong., 2d Sess. . reprinted ir [1968]
U.S. Code Cong. and Admin. News, 2190. Thus,
§§2518(1)(c) and 2518(3)(c) have been deemed to be
designed only to ensure that wiretapping is not “routinely
employed as the initial step in criminal investigation.” United
States v. Giordano, 416 U.S. 505, 515 (1974).

34b

The issue of whether the provisions of § §2518(1)(c) and
2518(3\(c) heve been complied with must be determined by
viewing the facts contained in the Government’s sworn
applications and supporting affidavits. These applications and
affidavits must be tested in a “practical and commonsense
fashion.” United States v. Brick, 502 F.2d 219, 224 n. 14
(8th Cir. 1974): see United States v. Kirk, 534 F.2d 1262,
1274 (8th Cir. 1976). Moreover, as in other suppression
matters, the judge to whom the wiretap application is made is
entrusted with broad discretion. United States v. Daly, supra.

In the present case, each application for a wiretap was
supported by an affidavit of Agent Vaughan, the key
investigative figure involved. We have carefully reviewed the
applications for WT-1975-1, WT-1975-2 and WT-1975-3 and
the affidavits of Agent Vaughan that accompany them. These
affidavits establish unequivocally that traditional investigative
techniques had been used extensively before authorization for
wiretaps was sought. Agent Vaughan’s affidavits also detail the
reasons why these normal investigative techniques had failed
and were likely to continue to fail. Moreover, the affidavits
cited specific instances of failures which established that the
utilization of normal techniques was not only unlikely to
succeed but also likely to create risks of unreasonable danger.
We conclude that the applications for the wiretaps at issue
here were sufficient under §2518(1)(c) and that the wiretap
authorization orders met the requirement of §2518(3)\(c).
Accordingly, the trial court did not err in denying defendants’
motions to suppress the communications intercepted pursuant
to WT-1975-1, WT-1975-2 and WT-1975-3.

Judgment affirmed.

A true copy.
Attest:

CLERK, U.S. COURT OF APPEALS, EIGHTH CIRCUIT.

35b

UNITED STATES COURT OF APPEALS

FOR THE EIGHTH CIRCUIT
76-1105 | September Term, 1976
The United States, )
Appellee, )
VS. ) Appeal from the United States
) District Court for the Western
Spencer Mims, ) District of Missouri
Appellant. )

On motion of counsel for appellant, it is now here ordered
that appellant may have to and including February 28, 1977, in
which to serve and file petition for rehearing.

February 22, 1977
UNITED STATES COURT OF APPEALS
FOR THE EIGHTH CIRCUIT

76-1105 September Term, 1976

The United States,

)
“ aor. | Appeal from the United States
) District Court for the Western
Spencer Mims, ) District of Missouri
Appellant. )

The Court having considered petition for rehearing en banc
filed by counsel for appellant and, being fully advised in the
premises, it is ordered that the petition for rehearing en banc
be, and it is hereby, denied.

Considering the petition for rehearing en banc as a petition
for rehearing, it is ordered that the petition for rehearing also
be, and it is hereby, denied.

March 10, 1977

36b

SUPREME COURT OF THE UNITED STATES
No. A-184
SPENCER MIMS.

Petitioner,

UNITED STATES

ORDER EXTENDING TIME TO FILE PETITION
FOR WRIT OF CERTIORARI

UPON CONSIDERATION of the application of counsel for
petitioner(s),

IT IS ORDERED that the time for filing a petition for writ
of certiorari in the above-entitled cause be, and the same is
hereby, extended to and including May 9, 1977.

/s/ Harry A. Blackmun
Associate Justice of the Supreme

Court of the United States

Dated this 6th day of April, 1977.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385004_1617%3A1. Public record. Not legal advice.
