# Petition — Johnson Bronze Co. v. Ostapowicz

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1977
- **Citation:** 429 U.S. 1041

## Text

Bupteme Court. J. *
f * III. E Nn
| NOV 2 4976
IN THE | MICHAEL RODAK, R. CLERK |

Supreme Court of the United States

OCTOBER TERM, 1976

5

JOHNSON BRONZE 1 V.
Petitioner,

V

ANGELINE R. OSTAPOWICZ,
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

LEONARD L. SCHEINHOLTZ
JONATHAN L. ALDER
C. ARTHUR DIMOND

REED SMITH SHAW & McCLAY
747 Union Trust Building
Pittsburgh, Pennsylvania 15219

Counsel for Petitioner,
Johnson Bronze Company

HERBICK & HELD PRINTING COMPANY, PITTSBURGH, PA. 15233

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Reasons For Granting The Writ 7

1. The Burden Of Proof Rule Adopted By The
Court Of Appeals Conflicts With The Prior
Holding Of This Court In McDonnell Douglas
ß e 7

2. The Scope Of The Civil Action Approved By
The Court Of Appeals Exceeded That Permis-
sible Under Title VII And Numerous Circuit

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y Table of Citations.
CASES
PAGE
Bittar v. Air Canada, 512 F.2d 582 (5th Cir. 1975). 10

Causey v. Ford Motor Co., 516 F.2d 416 (5th Cir.
D ..ctellamenisGhuademeaticniaade kadai 10

ie ere ee 10

Franks v. Bowman Transportation Co.. US.
ra , 44 U.S. L. W. 4356 (U.S. March 24, 1976) 8

Gilmore v. Kansas City Terminal Ry., 509 F.2d 48
r 10

McDonnell Douglas Corp. v. Green, 411 U.S. 792
K Ao Dene 3, 5, 7-13. 18

Rodriquez v. East Texas Motor Freight System,
Inc., 505 F.2d 40 (5th Cir. 1974), cert. granted,

3 USS. ........, 44 U.S. L. W. 3670 (U.S. May 24,

C ˙ I itortiir.s hate CRN TMT ne ETS 9
Sabbatino v. Curtiss Nat’] Bank, 446 F.2d 1046 (5th

D / 10
Sanchez v. Standard Brands, Inc., 431 F.2d 455 (5th

r ˙————TTT 15
United States v. International Union of Elevator

Constructors, .... .... > = , (No. 75-2134,

Se ele HI TINE BTID .. 8

Wetzel v. Liberty Mutual Ins. Co., 508 F.2d 239,
259 (3d Cir.) , cert. denied, 421 U.S. 1011 (1975) 8

OTHER

McCormick, Handbook Of The Law Of Evidence,
5 TUB (CHR OE, BOGE) .nn..ccccccccccccccccccssceccccccceeese 10

IN TAE

Supreme Court of the United States

OCTOBER TFRM, 1976

JOHNSON BRONZE COMPANY,

Petitioner,
v.
ANGELINE R. OSTAPOWICZ,
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

Johnson Bronze Company, Petitioner herein, prays
for a Writ of Certiorari to review the judgment of the
United States Court of Appeals for the Third Circuit
entered in this case on August 27, 1976, as amended on
September 29, 1976.

Statute Involved.

OPINIONS BELOW

The opinion of the Court of Appeals (App. A, infra)
and the amendment thereto (App. B, infra) have not
yet been officially reported. They are set forth in the
Appendix, as is the Court of Appeals’ order denying
rehearing (App. C, infra). The opinion of the district
court is reported at 369 F. Supp. 522 (App. D, infra).

JURISDICTION

The judgment of the Court of Appeals was entered
on August 27, 1976. Johnson Bronze Company’s timely
petition for rehearing was denied by the Court of
Appeals on September 27, 1976. The jurisdiction of this
Court is invoked under 28 U.S.C. § 1254(1).

STATUTE INVOLVED

This case involves the interpretation and applica-
tion of Section 706(f)(1) of the Civil Rights Act of
1964, as amended, 42 U.S.C. S 2000e-5(f) (1) (Supp. III,
1973), which is set forth in the Appendix (App. E,
infra) and the same statute prior to the 1972 amend-
ments thereto, 42 U.S.C. § 2000e-5(e) (1970) (App.
F, infra).

Questions Presented.

QUESTIONS PRESENTED

1. Whether, in an employment discrimination case
brought under Title VII of the Civil Rights Act of 1964,
as amended, the defendant, contrary to this Court’s
decision in McDonnell Douglas Corp. v. Green, 411 U.S.
792 (1973), must bear the burden of disproving plain-
tiff’s prima facie case by a preponderance of the evi-
dence.

2. Whether, in a private civil action brought under
Title VII of the Civil Rights Act of 1964, as amended,
plaintiff may raise allegations contained in charges
which she filed with the Equal Employment Oppor-
tunity Commission (‘EEOC’) subsequent to the charge
upon which the action is jurisdictionally premised (1)
where said allegations were not within the scope of the
original charge, and (2) in the absence of a showing
that the EEOC either issued a right to sue letter con-
cerning the later charges or contemplated the later
charges in its processing of the original charge.

Statement.

STATEMENT

This action was brought by Angeline R. Ostapowicz
as a private civil class action against Johnson Bronze
Company. The suit alleged sex discrimination in viola-
tion of Title VII of the Civil Rights Act of 1964, as
amended.

On April 11, 1968, Local 69 of the United Auto-
mobile Aerospace and Agricultural Implement Workers
of America (“Union”) filed a charge with the Equal
Employment Opportunity Commission (“EEOC”). The
charge arose out of complaints by female members
employed in the Shipping Department at the Johnson
Bronze Company plant in New Castle, Pennsylvania.

On August 6, 1970, following its investigation of the
Union’s Shipping Department charge, the EEOC found
reasonable cause to believe that Johnson Bronze Com-
pany excluded females as a class from one of the job
classifications in the Shipping Department, i.e., the
“heavy packer” position.

On October 13 and 27, 1970, Angeline R. Ostapowicz
filed charges with the EEOC alleging, inter alia, that
Johnson Bronze Company had discriminated against
her by excluding women from certain jobs in the
Machine Shop at the Company’s plant.

On March 29, 1971, the EEOC issued, to all female
members of the Union, a “right to ue“ notice concern-
ing the Union’s 1968 Shipping Department charge.

On April 28, 1971, upon receipt of the notice of
right to sue on the Union’s charge, Ostapowicz filed this
civil class action in the United States District Court for
the Western District of Pennsylvania.

Statement.

On May 11, 1971, the EEOC, without engaging in an
investigation or conciliation of the Machine Shop
charges filed by Ostapowicz, issued right to sue letters
to Ostapowicz on those Machine Shop charges.

On May 14, 1971, Plaintiff filed an amendment to
her complaint in her civil action. The amendment at-
tempted to include the Machine Shop allegations within
the scope of the civil action previously filed concerning
the Union’s Shipping Department charge. The District
Court approved the amendment.

Following a trial on the merits, the District Court
held that Johnson Bronze had not successfully rebutted
the prima facie case presented on behalf of Ostapowicz
and the plaintiff class.

The amount of damages awardable to the class
members was determined by a special master and
eventully approved by the District Court.

Johnson Bronze appealed the District Court’s
liability and damages determinations to the United
States Court of Appeals for the Third Circuit. The Third
Circuit upheld the District Court except insofar as the
relief granted included hiring quotas.

On appeal Johnson Bronze Company argued, inter
alia, that the District Court erred by (1) misapplying
the burden of proof for employment discrimination
cases as estabiished in McDonnell Douglas Corp. v.
Green, 411 U.S. 792 (1973) and (2) concluding that the
Court had subject matter jurisdiction over Ostapowicz’s
allegations concerning the Machine Shop.

The Third Circuit rejected these two arguments
stating that (1) under McDonnell Douglas Corp v.

Statement.

Green a defendant in an employment discrimination suit
must disprove plaintiff’s prima facie case by a pre-
ponderance of the evidence (App. B., infra at pp. 19a-
20a), and (2) the District Court had jurisdiction over
the Machine Shop allegations merely because Ostapowicz
had filed Machine Shop charges prior to the conciliation
of the Union’s Shipping Department charge (App. A,
infra at pp. 10a-11a)

Reasons for Granting the Writ.

REASONS FOR GRANTING THE WRIT
1. The Burden of Proof Rule Adopted by the Court
of Appeals Conflicts With the Prior Holding of This
Court in McDonnell Douglas Corp. v. Green.

This Court should grant the instant Petition be-
cause the Court of Appeals has misstated and misap-
plied this Court’s rule for allocation of burden of proof
in employment discrimination cases.

In rejecting Johnson Bronze Company’s burden of
proof argument the Court of Appeals held:

„. . . once a prima facie case of a Title VII violation
has been established, the burden shifts to the de-
fendant to articulate legitimate nondiscriminatory
reasons for the unequal treatment shown in the
prima facie case. The defendant must prove its
justification by a preponderance of the evidence.“

The rule stated thusly departs from the rule previously
established by this Court. In McDonnell Douglas Corp.
v. Green, 411 U.S. 792 (1973), this Court set up a three
part burden of proof for Title VII actions:

“The complainant in a Title VII trial must
carry the initial burden under the statute of estab-
lishing a prima facie case of race discrimination.

* * *

The burden then must shift to the employer
to articulate some legitimate nondiscriminatory
reason for the [facts encompassing plaintiff’s prima
facie showing}.

1. Order Amending Opinion, App. B, infra at p.
* The Court of Appeals' discussion of the burden of
proof was altered slightly in response to Johnson Bronze
Company’s Petition for Rehearing. Compare App. A,
infra at p. 1la, with App. B, infra at pp. 19a-20a.

Reasons for Granting the Writ.

“(The complainant must] be afforded a fair
opportunity to show that petitioner’s stated reason
for [the facts encompassed by plaintiffs prima facie
showing] was pretext.”

411 U.S. at 802-04.

It is clear that the burden of proof rule adopted by
the Court of Appeals in this case significantly alters the
rule adopted in McDonnell Douglas.2

2. The Court of Appeals cited two of its own
decisions and one decision of this Court in support of
its holding.

The two Third Circuit decisions, United States v.
International Union of Elevator Constructors, ...... F.2d
aid , (No. 75-2134, 3d Cir. July 21, 1976) and Wetzel v.
Liberty Mutual Ins. Co., 508 F.2d 239, 259 (3d Cir.),
cert. denied, 421 U.S. 1011 (1975), indicate that the
burden of proof rule has been misstated by the Third
Circuit prior to the instant case. The fact that the Court
of Appeals has been wrong in the past does not diminish
the importance of the issue which Petitioner is asking
this Court to decide. To the contrary, it shows the
necessity of reviewing this case before the misstatement
of the burden of proof becomes entrenched in the Third
Circuit or spreads to the case law of other circuits.

The opinion of this Court cited by the Court of
Appeals is Franks v. Bowman Transportation Co., ......
USS. ......, 44 U.S. L. W. 4356 (U.S. March 24, 1976). First,
the discussion apparently referred to, (44 U.S.L.W. at
4363 & n. 32), is dictum. Second, the discussion relates
to the establishment of an individual right to relief by
an individual class member after a discriminatory em-
ployment practice had already been proved; the question
involved in the instant case deals with the initial ques-
tion, i.e., whether the defendant was guilty of a dis-
criminatory employment practice. Third, to the extent
that the discussion in Franks conflicts with the burden
of proof rule set out in McDonnell Douglas, it must be
viewed as incorrect.

— TC A 6

Reasons for Granting the Writ.

A comparison of the two rules points up the signifi-
cant difference. Under both the McDonnell Douglas rule
and the rule adopted by the Court of Appeals, a Title
VII plaintiff must first establish a prima facie case.
After the establishment of the prima facie case, how-
ever, the two rules diverge. Under McDonnell Douglas,
the plaintiff may recover on the basis of the prima facie
case alone if the defendant offers no explanation for the
prima facie case. If the defendant offers an explanation,
however, plaintiff must show that the explanation is
pretext in order to recover. Under the rule adopted by
the Court of Appeals, plaintiff recovers if defendant
cannot disprove the prima facie case by a preponderance
of the evidence. The response of the defendant to plain-
tiff’s prima facie case is different under each rule. Under
McDonnell Douglas, the defendant need only articulate
a legitimate explanation, whereupon it becomes the
burden of the plaintiff to prove that the explanation is
pretext. Under the rule adopted by the Court of Appeals,
the defendant must not only articulate its legitimate
explanation but must also prove the explanation by a
preponderance of the evidence.

The Court of Appeals adopted a two part burden of
proof whereas this Court’s McDonnell Douglas rule in-

3. The elements of the prima facie case were de-
tailed in the McDonnell Douglas case. This Court re-
cently has granted certiorari in Rodriquez v. East Texas
Motor Freight System, Inc., 505 F.2d 40 (5th Cir. 1974),
cert. granted, ........ a , 44 U.S. L. W. 3670 (U.S.
May 24, 1976). One of the issues to be heard in that
case relates to the elements of a prima facie case. Peti-
tioners believes that it would be appropriate to grant
the instant Petition dealing with the burden of proof
holding in McDonnell Douglas to concurrently clarify
the burden of proof and the prima facie case questions
in Title VII cases.

10
Reasons for Granting the Writ.

volves a three part burden. The Court of Appeals’ rule
effectively eliminates the third part of the McDonnell
Douglas scheme for burden cf proof, i.e., plaintiff’s bur-
den to show that the legitimate non-discriminatory ex-
planation of the prima facie case offered by defendant
is pretext. The opinion of the Third Circuit thus places
an unduly heavy burden on defendants in employment
discrimination cases.‘ It also renders the plaintiff’s bur-
den in such cases ridiculously light.

4. The current burden of proof controversy is
easily discussed in terms of the difference between the
burden of persuasion and the burden of proceeding with
the evidence. Under the McDonnell Douglas v. Green
rule, the burden of going forward with the evidence
shifts to defendant upon the establishment of plaintiff’s
prima facie case—the burden of persuasion on the
existence of a Title VII violation, however, remains with
the plaintiff. Under the decision of the Third Circuit,
once a prima facie case has been established, the de-
fendant must bear the burden of persuasicn on the
absence of a Title VII violation. This is not only con-
trary to this Court’s holding in McDonnell Douglas Corp.
v. Green, but it is also contrary to traditional notions of
jurisprudence, i.e., that a plaintiff normally bears the
burden of persuasion in establishing a right to recovery.
See Causey v. Ford Motor Co., 516 F.2d 416, 421 & n. 6
(5th Cir. 1975) ; Bittar v. Air Canada, 512 F.2d 582 (5th
Cir. 1975); Gilmore v. Kansas City Terminal Ry., 509
F.2d 48, 52 (8th Cir. 1975); Franklin v. Troxel Mfa. Co.,
501 F.2d 1013 (6th Cir. 1974). See also Sabbatino v.
Curtiss Nat’l Bank, 446 F.2d 1046, 1055 (5th Cir. 1971);
McCormick, Handbook of the Law of Evidence, S 336
(Cleary ed. 1972).

Because the Third Circuit’s decision places the ulti-
mate burden of persuasion by a preponderance of the
evidence upon defendant, it creates a conflict with the
Fifth Circuit’s decision in Causey, supra. The instant
Petition should be granted by reason of that conflict.

11
Reasons for Granting the Writ.

In McDonnell Douglas this Court held that plaintiff
had established a prima facie case of race discrimination
arising out of defendant’s refusal to hire plaintiff. The
Court also held that defendant had carried its burden
by articulating a legitimate reason for refusing to hire
plaintiff, i.e., plaintiff’s prior unlawful conduct. Finally,
the Court held that plaintiff should be given the oppor-
tunity to show that defendant’s decision not to hire him
was not based on the articulated reason, i.e., that plain-
tiff's unlawful conduct was merely a pretext used by
defendant to obscure its discriminatory intent.

With respect to the statement of the McDonnell
Douglas rule by the Court of Appeals in this case, two
factors should be noted. First, this Court did not hold
that defendant had to prove, by a preponderance of the
evidence or otherwise, that the reason for its refusal to
hire plaintiff was plaintiff's prior unlawful conduct; this
Court held that defendant need only articulate a legiti-
mate reason for its conduct. Second, this Court held
that the opportunity must be given to plaintiff to dis-
prove (i.e., show as pretext) defendant’s articulated
reason for not hiring plaintiff. Neither of these two
factors comports with the Court of Appeals’ holding
that upon establishment of a prima facie case a de-
fendant must prove by a preponderance of the evidence
that plaintiff's prima facie showing is due to nondis-
criminatory reasons.

The question posed in the present litigation in-
volves what the District Court in McDonnell Douglas
Corp. v. Green should have done on remand. Pursuant to
this Court’s holding, the District Court should have given
Green the opportunity to prove that McDonnell Douglas’
refusal to hire him was not based on his unlawful con-
duct. Pursuant to the Third Circuit’s holding in this

12
Reasons for Granting the Writ.

case, on remand in McDonnell Douglas the employer
should have borne the burden of proving by a preponder-
ance of the evidence that its refusal to hire Green was
based on his unlawful conduct, not upon his race—a

significantly greater burden than that anticipated by
this Court.

Johnson Bronze Company argued on appeal that
the District Court erred in not finding that the Com-
pany had articulated a legitimate explanation for plain-
tiff's prima facie showing. By requiring proof by a
“preponderance of the evidence” rather than requiring

merely an articulation of a legitimate reason, the Court ,

of Appeals, like the District Court, failed to address
Johnson Bronze Company’s burden of proof argument

in the terms dictated by this Court in the McDonnell
Douglas case.

The erroneous allocation of the burden of proof by
the courts below resulted in an incorrect finding of lia-
bility in the instant case.5 More importantly, however,

5. The “preponderance rule“ adopted by the Court
of Appeals significantly impacted the liability determi-
nation against Johnson Bronze Company. For example,
determination of liability was based in part on plaintiff’s
showing that “[i]n 1970 a man was made a mail clerk
while many women with greater seniority were laid off.”
(App. A, infra at p. 6a) Assuming that this fact estab-
lished a prima facie case of sex discrimination, Johnson
Bronze Company submitted evidence which showed that
(1) there was only one mail clerk position at the Com-
pany, (2) no females had applied for the position, and
(3) the mail clerk position was not within the bargain-
ing unit and therefore the appointment was not governed
by seniority. Under the McDonnell Douglas standard,
Johnson Bronze had thereby articulated a legitimate ex-
planation for the appointment of the male to the mail
clerk position, i.e., the statistical insignificance of the
singular position combined with the irrelevancy of
seniority to that appointment. Under the rule adopted

13
Reasons for Granting the Writ.

the Court of Appeals’ not so subtle alteration of the
McDonnell Douglas rule for burden of proof will seri-
ously impact all current and future Title VII litigation.

The rule for allocation of burden of proof is a matter
of utmost importance to all litigants under Title VII of
the Civil Rights Act of 1964. Any confusion over the
interpretation of this Court’s holding in McDonneli
Douglas Corp. v. Green should be resolved with dis-
patch. It is thus appropriate, indeed necessary, that
this Court grant the instant Petition for Writ of Cer-
tiorari.

2. The Scope of the Civil Action Approved by the
Court of Appeals Exceeded That Permissible Under
Title VII and Numerous Circuit Court Holdings.

This Court should grant the instant Petition because
the Court of Appeals erroneously decided an important
question of federal Jaw which has not been, yet should
be, settled by this Court.

In rejecting Johnson Bronze Company’s jurisdic-
tional argument the Court of Appeals held that the scope
of a private civil action under Title VII of the Civil
Rights Act of 1964 may properly include allegations of
discrimination made in charges filed subsequent to the

5. (Cont'd.)

by this Court, however, Johnson Bronze had not dis-
charged its burden of proving by a preponderance of the
evidence that the selection of a male for the mail clerk
position was not a product of sex discrimination. Under
the preponderance rule Johnson Bronze has been held
liable for failure to carry its burden; under the McDon-
nell Douglas rule, however, the Company’s articulation
of the legitimate explanation shifted the burden to
plaintiff to show that defendant’s explanation was pre-
text, a burden which was not undertaken or carried by
plaintiff.

14
Reasons for Granting the Writ.

charge upon which the civil action is jurisdictionally
founded despite the absence of a showing that the EEOC
had taken any action with respect to the subsequent
charges.

A brief recounting of the pertinent facts is neces-
sary to an understanding of this reason for granting the
instant Petition. In 1968, Ostapowicz’s union filed a sex
discrimination charge against Johnson Bronze Com-
pany. The charge related to employment practices in
the Company's Shipping Department. The EEOC’s in-
vestigation related to practices in the Shipping Depart-
ment only, and in August 1970 the EEOC determined
that there was reasonable cause to believe that the Com-
pany had discriminated in its Shipping Department.

In October and November 1970, plaintiff Ostapowicz
filed charges with the EEOC alleging sex discrimination
in the Company’s Machine Shop.

Conciliation of the 1968 Shipping Department
charge and the August 1970 Shipping Department rea-
sonable cause determination was attempted by the
EEOC. These conciliation efforts failed and in March
1971 Ostapowicz received a right to sue notice from the
EEOC on the 1968 Shipping Department charge. Ostapo-
wicz then filed her court action. At the time suit was
filed, Ostapowicz had not received from the EEOC right
to sue notices for her 1970 Machine Shop charges.“

6. Subsequently, Ostapowicz received right to sue
letters in her 1970 charges and amended her civil com-
plaint to incorporate them. The Court of Appeals, how-
ever, never reached Johnson Bronze Company’s chal-
lenge to the validity of the amendment because of its
holding that the Machine Shop allegations were proper-
ly within the scope of the Complaint as originally filed.

15
Reasons for Granting the Writ.

These Machine Shop charges had not been investigated
by the EEOC, nor had the Company ever been notified
of the charges. Further, and most importantly, the
record does not reflect that these 1970 Machine Shop
charges had been considered in the EEOC’s conciliation
efforts which had been taken place concerning the Ship-
ping Department charge.

Title VII is designed to afford the EEOC the first
opportunity to resolve employment discrimination dis-
putes and charging parties should not be permitted to
avert the administrative process by resorting directly
to the courts. By concluding that the District Court had
jurisdiction over allegations of discrimination in the
Machine Shop when the original complaint was filed,
the Court of Appeals in effect short-circuited the
EEOC’s opportunity to resolve the Machine Shop allega-
tions and sanctioned Ostapowicz’s avoidance of the ad-
ministrative process.

The courts of appeals which have considered the
question of the scope of the Title VII civil action vis a
vis the administrative proceedings which preceded it
have limited the scope of the civil court action. The
limitation is appropriate to avoid burdening the courts
with controversies which could have been resolved
through the administrative process.

The Fifth Circuit has been the leading court in set-
ting the parameters of a civil action based on an EEOC
charge. The generally accepted rule was declared in
Sanchez v. Standard Brands, Inc., 431 F.2d 455 (5th Cir.
1970). The Court held that the civil action “may encom-
pass any kind of discrimination like or related to allega-
tions contained in the charge and growing out of the
case before the Commission,” and also that the civil

16
Reasons for Granting the Writ.

action should be limited to the scope of the EEOC in-
vestigation which can “reasonably be expected to grow
out of the charge of discrimination.”

The Court of Appeals in the instant case held that
the Machine Shop allegations “grew out of” the Ship-
ping Department charge because the Machine Shop
charges were filed during the pendency of the Shipping
Department charge (App. A, infra at p. 10a). In the ab-
sence of record evidence that the EEOC considered the
Machine Shop charges as growing out of the Shipping
Department charges and thus attempted conciliation on
those charges, the Third Circuit’s holding below frus-
trates the purpose of Title VII, deprives the employer of
the opportunity to conciliate, and fosters the avoidance
of the administrative process.

The Court of Appeals’ reliance upon the mere filing
of the Machine Shop charges frustrates the conciliatory
purpose of Title VII where, as here:

(1) no EEOC investigation of the Machine
Shop charges had taken place;

(2) no EEOC reasonable cause determination
upon those Machine Shop charges had been made;

(3) no EEOC conciliation efforts upon the
Machine Shop charges had been attempted; and

(4) no EEOC right to sue letter had issued
upon the Machine Shop charges.

A clearer avoidance of the administrative process and
frustration of Title VII’s purpose can hardly be imag-
ined.

The consequences of the Third Circuit’s decision are
far reaching and extremely unreasonable. Assume that

— — — —

17
Reasons for Granting the Writ.

an employer has one plant in New York and one in Cali-
fornia. A sex discrimination charge is filed by a New
York female employee at the New York local EZOC
office. That charge is investigated by the New York
EEOC office and reasonable cause is found concerning
the New York plant. After the finding of reasonable
cause on the New York charge, a female employee at
the California plant files a sex discriminaiion charge at
the local California EEOC office. The California office
takes no action upon the latter charge. The New York
office, completely unaware of the California charge, at-
tempts to conciliate the New York charge, but fails. The
New York office issues a right to sue notice on the New
York charge. The New York charging party files a civil
class action in New York including allegations of dis-
crimination at the California plant. Pursuant to the de-
cision below, the New York class action properly in-
cludes the California allegations because the California
charge was filed during the pendency of the New York
charge before the EEOC. The facts that (1) the Cali-
fornia charge was never investigated, (2) the EEOC
never reached a reasonable cause determination with re-
spect to the California charge, (3) the EEOC never
conciliated the California charge, and (4) the EEOC
never issued a right to sue notice on the California

charge, are apparently irrelevant under the decision
below.

Johnson Bronze Company believes that this Court
should review the decision be!»w because of its far
reaching and unreasonable consequences.

The prerequisites to filing a Title VII action are (1)
the filing of a timely charge with the EEOC and (2)
receipt of a statutory notice of a right to sue from the

18
Reasons for Granting the Writ.

EEOC. 42 U.S.C. § 2000e-5(e) (1970), as amended, 42
U.S.C. §2000e-5(f) (1) (Supp. III, 1973), (Apps. E & F,
infra) (the controlling language of the statute remains
the same after the 1972 amendment) ; McDonnell Doug-
las Corp. v. Green, 411 U.S. 792, 798 (1973). Although
Ostapowicz had filed charges concerning the Machine
Shop she had not received a right to sue notice. Yet
the Court of Appeals erroneously permitted her to
raise in court issues as to which no right to sue letter
had ever been received.

Another disturbing aspect of the decision below is
its impact on the back pay period applicable to the
claims of Ostapowicz and the class of female machine
operators. Ostapowicz filed her Machine Shop charge in
1970. Had she filed a civil class action based merely on
the 1970 charges, the two year back pay period would
have extended only to 1968.7 Because of the Court of
Appeals’ holding that her 1970 allegations were to be
considered under the 1968 charge filed by the Union,
Ostapowicz and the class of machine operators were
gratuitously awarded an additional two years’ back pay.

It should be noted that the jurisdictional argument
made by Johnson Bronze Company in the Court of Ap-
peals was not lightly rejected by the Court of Appeals
in its August 27 opinion (App. A, infra at p. 8a). In fact,
the Court noted that Johnson Bronze Company’s position
“has appeal” and that it has “some force” absent the
filing of the 1970 charges by Ostapowicz (App. A, infra
at p. 8a & 10a).

7. Although the two year period was not literally
applicable until 1972, the District Court and the Court
of Appeals have sanctioned the use of the two year
period in this case. (App. A, infra at p. 13a & n. 8).

—— ce EL

19
Conclusion.

Johnson Bronze Company respectfully submits that
the mere filing of the 1970 Machine Shop charges is not
sufficient to establish the District Court’s jurisdiction
over the original complaint’s Machine Shop allegations
and, for that reason, submits that this Court should
grant the instant Petition for Certiorari.

CONCLUSION

For the reasons stated, the Petition for a Writ of
Certiorari should be granted.

Respectfully submitted,

LEONARD L. SCHEINHOLTZ
JONATHAN L. ALDER
C. ARTHUR DIMOND

REED SMITH SHAW & McCLay
747 Union Trust Building
Pittsburgh, Pennsylvania 15219

Counsel for Petitioner,
Johnson Bronze Company

IN THE

Supreme Court of the United States

OCTOBER TERM, 1976

JOHNSON BRONZE COMPANY,
Petitioner,

Vv

ANGELINE R. OSTAPOWICZ,
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

Appendix A—Opinion of the Court of Appeals, August
27, 1976.

Appendix B—Order Amending Opinion of the Court of
Appeals, September 29, 1976.

Appendix C—Order Denying Petition for Rehearing,
September 27, 1976.

Appendix D—Opinion of the District Court, 369 F.Supp.
522.

Appendix E—Section 706(f) (1), Title VII of the Civil
Rights Act of 1964, as amended, 42 U.S.C. § 2000e-5
(f) (1) (Supp. III, 1973).

Appendix F—Section 706(e), Title VII of the Civil
Rights Act of 1964, 42 U.S.C. § 2000e-5(e) (1970).

2a
Opinion of the Court of Appeals.

APPENDIX A
Opinion of the Court of Appeals

UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

No. 75-2435

ANGELINE R. OSTAPOWICZ,
Plaintiff-A ppellee

v.
JOHNSON BRONZE COMPANY,
Defendant-Appellant

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR
THE WESTERN DISTRICT OF PENNSYLVANIA

(D.C. Civil No. 71-404)

Argued June 22, 1976
Before: KALODNER, ADAMS and WEIS, Circuit Judges.

JONATHAN L. ALDER, Esq.
C. ARTHUR DIMOND, Esq.
REED SMITH SHAW &
McCLay !
747 Union Trust Building
Pittsburgh, Pa. 15219
Attorneys for Appellant

ABNER W. SAL, Esq. ROBERT N. HACKETT, Esq.
General Counsel BASKIN, BOREMAN, WILNER,
JOSEPH T. EppINs, Esq. SACHS, GONDELMAN &
Associate General Counsel CRAIG
10th Floor, Frick Building
Pittsburgh, Pa. 15219
Attorneys for Appellee

BEATRICE ROSENBERG, Esq.
CHARLES L. REISCHEL, Esq.
MARY-HELEN MAUTNER, Esq.
Attorneys
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION
2401 E Street, N.W.
Washington, D.C.
As Amicus Curiae for Appellee

— ter et eee

3a
Opinion of the Court of Appeals.

Opinion of the Court
(Filed August 27, 1976)

WEIS, Circuit Judge.

In a lengthy and stoutly contested class action, the
district court turned aside a jurisdictional attack and
determined that the defendant had been guilty of sex
discrimination in its employment practices. The court
ordered relief in the form of back pay and other mea-
sures designed to prevent future discrimination. Al-
though we affirm in all other respects, the portion of the
order establishing a hiring quota is vacated because
of a lack of support in the record.!

The dispute centered on a contention that defendant
Johnson Bronze Company had violated Title VII of the
Civil Rights Act of 1964, 42 U.S.C. § 2000e. Plaintiffs
argued that the defendant had engaged in discrimina-
tion which resulted in women being laid off while men
with less seniority were either retained or recalled at an
earlier date.

Defendant manufactured bushings and bearings in
a plant organized into ten divisions. Approximately one-
half of the hourly workers were employed in Division 1,
the machine shop comprised of some 225 machine
centers. Most of the testimony was devoted to conditions
existing there.

Each machine operation generally requires a “set-
up” which entails placing fixtures and tools in the
machine at proper positions, angles and distances so
that the bushings or bearings produced comply with

1. The opinion of the district court determining
liability is reported at 369 F. Supp. 522 (W. D. Pa. 1973).

4a
Opinion of the Court of Appeals.

exacting customer specifications. The ability to perform
a “set-up” is an important factor in classifying a ma-
chine operator as first or second class. The first class
operators set up the machines as well as operate them,
but second class operators only run the machines, the
set-up being performed by a machine setter. However,
on occasion a machine setter will set up a first class
operator’s machine.

There were two means by which a second class oper-
ator could become first class: “bidding” or “bumping.”
In the former situation, if an opening for a first class
operator occurred, employees could “bid” for the job,
with seniority as the sole criterion. After a five-day
qualifying period on tho machine, the employee was re-
quired to demonstrate his ability to both set-up and
operate the machine. In the latter, if an employee’s job
was eliminated, he could “bump” another employee who
had less seniority and take his job. However, when a
bump occurred, the bumping employee had to pass the
test for becoming a first class operator immediately—
no qualification period was allowed. Further, if, upon
being laid off, an employee refused to bump a certain
job, he could not be recalled to that position if an open-
ing later occurred.

Qualification as a first class operator without ex-
perience was not possible. The company did not have a
formal program for training second class operators to
become first class, and an employee could only learn
how to make the set-ups by watching machine setters,
asking questions and attempting to do the work. The
skills and experience an employee acquired working on
one machine usually were not transferable to another
mechanism. The machines were so diverse that one ob-

5a
Opinion of the Court of Appeals.

tained the ability to become first class only on those
which he had operated as a second class operator or
which were related in their manner of operation.

The gravamen of Ostapowicz’s allegations was that
women were discriminated against because they were
employed only as second class operators and were never
promoted to first class. Although there was a slight
difference in the wage scales for the two classifications,
the major impact of the classification was felt when
layoffs occurred. Under the collective bargaining agree-
ment, the company was generally obliged to lay off
second class operators before first class operators re-
gardless of the individuals’ seniority. Thus, a decline in
business would affect a female before a male first class
operator with far less seniority.

In April, 1968, the union which represented the em-
ployees filed a charge with the Equal Employment Op-
portunity Commission alleging that the company main-
tained sex-segregated job classifications which resulted
in women being laid off while men with less seniority
were both retained and recalled from layoffs before
women. Attached to the charge, which was docketed at
YCL9-079, was a grievance from a.woman in the
shipping department. The resulting investigation and
EEOC findings were limited to the shipping department,
and in August, 1970, the Commission found reasonable
cause to believe that the allegations were true. Plaintiff
Ostapowicz, who was not connected with the shipping
department, filed two additional sex discrimination
charges, TCL1-0558 and TCL1-0802, in October and
November, 1970.

The EEOC conciliation efforts began in December,
1970 but were unsuccessful. On March 29, 1971 the Com-

6a
Opinion of the Court of Appeals.

mission sent “right-to-sue letters” to Ostapowicz and
others referring to charge YCL9-079. Based on that let-
ter, she instituted this action on April 27, 1971, within
the then applicable thirty-day period. Without further
investigation, on May 11, 1971, EEOC issued additional
letters citing the charges filed in October and November,
1970, and Ostapowicz promptly amended her complaint
to include them.

The district court certified the case as a class action?
and found that plaintiffs established a prima facie case
of discrimination. Finding that strength was not a de-
terminative factor for positions in either the shipping
department or Division 1, the court concluded that the
company was hostile to women who wanted to become
first class operators or heavy packers and had intimi-
dated them at least to a degree.

The court detected a pattern of intentional dis-
crimination. In 1970 a man was made a mail clerk while
many women with greater seniority were laid off. Women
had never been employed in five of defendant’s ten di-
visions, and in 1965 and 1966 sixty-five men were hired
in Division 1 and only one woman. Because of the decline
in business, there were few bids open for first class
positions, aad women had to rely mainly on bumping to
achieve that classification. However, their progress was
hindered because they had not been given the opnor-

2. We note that the definition of the class includes
all past employees. On remand the district court should
modify this determination so as to include only those
whose claims were not time barred. See Wetzel v. Liberty
Mutual Ins., Co., 508 F.2d 239, 246 (3d Cir.) , cert. denied,
421 U.S. 1011 (1975).

7a
Opinion of the Court of Appeals.

tunity to observe difficult set- ups being made and were
thus deprived of the primary means of acquiring the
necessary skills. Moreover, the court found that the first
class test was subjective, not objective, and was ad-
ministered entirely by men.

Out of an average of fifty women working in Divi-
sion 1, only one nad ever been made a first class operator
although many had over twenty years’ experience in the
shop. Plaintiffs’ statistical evidence showed that, because
of the classification and recall system, many women were
laid off while men with less seniority remained working.
Finally, machine setters, foremen and assistant foremen
were recruited from first class operators and, therefore,
women had been excluded from consideration for this
additional advancement.

On these facts, the district court determined that
the plaintiffs had established a prima facie case of dis-
crimination. It rejected defendant’s proffered justifica-
tions and ordered relief which included establishment of
a training program administered by an outside agency;
adjustment in seniority because of discriminatory lay-
offs; an affirmative action program including future
hiring of males and females in equal numbers; and back
pay. The last matter was referred to a magistrate for
hearing and submission of findings of fact.

3. The district court found, for example, that on
May 25, 1971 there were twenty-six male first class op-
erators who were junior in seniority to Ostapowicz work-
ing while she was laid off.

Opinion of the Court of Appeals.

I.

Defendant contends that the district court lacked
jurisdiction because the first right to sue letter upon
which Ostapowicz relied cited the EEOC docket number
of a charge applicable only to employees in the shipping
division. The company argues that since the plaintiff
was not a member of that department, she was not “ag-
grieved”’ by any discrimination occurring there and could
not “piggyback” her claim onto the first letter. While
defendant’s position has appeal, we cannot accept it in
the circumstances of this case.

The Equal Employment Opportunity Act’s format
provides that after a person claiming to be aggrieved
files a charge with EEOC, the agency must notify the
respondent and conduct an investigation. If, after the
investigation, the Commission finds reasonable cause to
believe that the charge is true, conciliation procedures
are instituted. If the Commission is unable to resolve the
matter informally, it notifies the aggrieved party of his
right to file a civil action in the district court within
ninety days. 42 U.S.C. S 2000e-5.

The jurisdictional prerequisites to a suit under Title
VII are the filing of charges with the EEOC and the re-
ceipt of the Commission’s statutory notice of the right
to sue. McDonnell Douglas Corp. v. Green, 411 U.S. 792
(1973). These preliminary steps are essential parts of
the statutory plan, designed to correct discrimination
through administrative conciliation and persuasion if
possible, rather than by formal court action. While pre-
liminary requirements for a Title VII action are to be
interpreted in a nontechnical fashion, Love v. Pullman

4. At the time suit was filed, the relevant period
was thirty days.

9a
Opinion of the Court of Appeals.

Co., 404 U.S. 522 (1972); Hackett v. McGuire Brothers,
Inc., 445 F.2d 442 (3d Cir. 1971), the aggrieved person
is not permitted to bypass the administrative process.
Conciliation rather than formal court proceedings re-
mains the preferred method of settling disputes. Equal
Emp. Op. Com'n v. E. I. duPont de Nemours c Co., 516
F.2d 1297 (3d Cir. 1975); Fekete v. U. 8. Steel Corp.,
424 F.2d 331 (3d Cir. 1970) .°

In order to comply with the spirit of the Act, there
must be some limitation on suits in the district court so
that the Commission will have the first opportunity to
examine the allegations of discrimination. Courts have
generally determined that the parameters of the civil
action in the district court are defined by the scope of
the EEOC investigation which can reasonably be ex-
pected to grow out of the charge of discrimination,
Gamble v. Birmingham Southern R.R. Co., 514 F.2d 678
(5th Cir. 1975); Sanchez v. Standard Brands, Inc., 431
F.2d 455 (5th Cir. 1970), including new acts which oc-
curred during the pendency of proceedings before the
Commission, Oubichon v. Nort), American Rockwell
Corp., 482 F.2d 569 (9th Cir. 1973) .®

5. See also the Conference Report on the Equal
Employment Opportunity Act of 1972, 118 Cong. Rec.
7166, 7168 (1972).

6. Although EEOC must be given the opportunity,
it is not necessary that it actually investigate and con-
ciliate a charge before a right to sue letter is issued.
Fekete v. U.S. Steel Corp., supra, Belton, Title VII of the
Civil Rights Act of 1964: A Decade of Private Enforce-
ment and Judicial Developments, 20 Sr. Louis U. L.J. 225
(1976).

10a
Opinion of the Court of Appeals.

The original charge, YCL9-079, filed by the union on
April 11, 1968, alleged that the employer had discrimi-
nated against female members of the bargaining unit.
The grievance attached referred only to the shipping
department, and the EEOC report of August, 1970 simi-
larly was confined to that division. If this had marked
the end of the EEOC’s involvement, there would be some
force to the defendant’s contention that Ostapowicz
could not bring herself within the scope of the EEOC
charge and subsequent suit letter. However, the ad-
ditional charges of sex discrimination filed by her in Oc-
tober and November, 1970, numbered TCL1-0558 and
TCL1-0802, implicated the seniority rights of women in
the machine shop division where she worked. It was
after the filing of these additional charges that concilia-
tion discussions and proposals took place between the
Commission and the employer.

On March 19, 1971, after EEOC’s settlement efforts
had failed, it received a letter from Ostapowicz stating
her desire, and that of other female employees, to sue
the employer. She referred to charge YCL9-079, said
she had testified in that case, and had also filed cases
TCL1-0558 and TCL1-0802. The first right to sue letter
was issued ten days later. Thus, before suit was insti-
tuted and before EEOC’s role had been terminated, three
separate charges had been filed, each alleging specific
instances of the same form of sex discrimination by the
same employer. The additional charges filed during the
pendency of the administrative proceedings may fairly
be considered explanations of the original charge and
growing out of it.’ Under these circumstances, we can-

7. The mere fact that the Commission assigned
differing docket numbers to the various charges has no
real significance since they all related to the same gen-
eral charge originally filed.

lla
Opinion of the Court of Appeals.

not say that the district court erred in concluding that
it had jurisdiction over the suit as originally filed and
that it encompassed all the instances of sex discrimina-
tion. See Gamble v. Birmingham Southern R.R. Co.,
supra. Cf. E. E. O. C. v General Electric Co., 532 F.2d 359
(4th Cir. 1976).

II.

The defendant contends that the distriet court erred
in allocating the burden of proof and argues that plain-
tiff failed to prove sex discrimination or to rebut the
company’s articulated justifications. After careful re-
view of the district court’s opinion incorporating find-
ings of fact and conclusions of law, we do not find re-
versible error.

The court cited McDonnell Douglas Corp. v. Green,
supra, and carefully followed its guidelines in ruling on
burden of proof at various stages of the case. The Mc-
Donnell case holds that once a prima facie case of a
Title VII violation has been established, the burden
shifts to the defendant to prove by a preponderance of
the evidence that there are legitimate nondiscriminatory
reasons for the unequal treatment shown in the prima
facie case. See also United States v. International Union
of Elevator Constructors, — F.2d — (No. 75-2134, 3d
Cir. July 21, 1976); Wetzel v. Liberty utual Ins. Co.,
508 F.2d 239 (3d Cir.), cert. denied, 421 U.S. 1011
(1975).

The district court held that the plaintiff had estab-
lished a prima facie case of discrimination by the use of
statistical evidence and other testimony. The judge in-
cluded in his findings that:

“A woman who desired to become first class was
told by the personnel manager that she couldn't get

Opinion of the Court of Appeals.

it even if’ she bid and that she couldn’t have it.
Plaintiff Ostapowicz was told it was foolish to try
to qualify on a certain machine despite four years
experience.”

and that:

“A foreman in the shipping department stated he
would ‘take every girl machine operator in the ship-
ping department off and replace them with men’ if
a woman became a heavy packer.”

After the plaintiff had made out a prima facie case,
the burden of proof then shifted to the defendant. The
company then argued that women lacked interest in be-
coming first class operators. The district judge rejected
this testimony, and wrote: “The court frankly in the
light of all the testimony in the case does not believe
the disclaimers of lack of intent to discriminate.” After
summarizing the evidence, he concluded, “This court has
no hesitation in finding that there has been intentional
discrimination at defendant’s plant.”

The findings of fact which support these conclu-
sions must be shown to be clearly erroneous in order to
be overturned. Fed. R. Civ. P. 52(a). As we stated in
Krasnov v. Dinan, 465 F.2d 1298, 1302 (3d Cir. 1972) :

In reviewing the decision of the District Court,
our responsibility is not to substitute findings we
could have made had we been the fact-finding tri-
bunal; our sole function is to review the record to
determine whether the findings of the District Court
were clearly erroneous, i.e., whether we are left
with a definite and firm conviction that a mistake
has been committed.“

13a
Opinion of the Court of Appeals.

See also Government of Virgin Islands v. Gereau, 523
F.2d 140 (3d Cir. 1975), cert. denied, 44 U.S.L.W. 3472
(U.S. Feb. 23, 1976). Defendant has not met this burden
and the imposition of liability will be affirmed.

III.

As part of the relief which he felt to be necessary,
the district judge awarded back pay and referred that
phase to a United States Magistrate who held several
hearings. This part of the case proved to be complicated
for two reasons: the claims were based upon depriva-
tions of opportunities to acquire skills on diverse jobs
and thus secure promotions to better paying positions;
and, during the years in question, there had been numer-
ous strikes and layoffs because of economic conditions.

Absolute precision in ascertaining plaintiffs’ loss
under such circumstances cannot be expected: the court
must make reasonable awards based on the available
data. Pettway v. American Casi Iron Pipe Co., 494 F.2d
211 (5th Cir. 1974). Here, the district judge determined
that the period for computing the back pay award
would begin two years before the date on which the
first charge was filed, making the starting date April
18, 1966. The award was composed of three elements:
(1) the wage differential between first and second class
operators for the periods during which plaintiffs work-

8. Because we have previously determined that the
charge filed in 1968 encompassed all phases of discrim-
ination, even those revealed by later charges, we agree
that the 1966 date was correct. Although the amend-
ments to the Act passed in 1972, of course, were not in
effect at the time the discrimination occurred, we be-
lieve the court’s utilization of that period was proper
under the circumstances.

14a
Opinion of the Court of Appeals.

ed; (2) wages lost through discriminatory layoffs; and
(3) an amount representing lost fringe benefits.

The court determined that, based on seniority, the
women who had worked as machine operators would all
have been promoted to first class status by April 18,
1966, had discrimination not occurred.“ The first portion
of the award was measured by the difference between
the average weekly wage for first class operators and
that actually received by the individual plaintiffs. How-
ever, the amount attributable to discriminatory layoffs
was not as easy to compute.

The company’s business declined during the years in
question and many employees were laid off for nondis-
criminatory reasons. The magistrate had to determine
which of the individual layoffs were due to discrimina-
tion and which were due to purely economic forces. It
was extremely unlikely that anyone could ever qualify
as a first class operator on each of the 200 different
machines, but some of them were so similar in operation
that experience on one would allow easy transition to
another. For example, the operation of a small drilling
machine might be quite similar to another larger drill,
but both would be quite dissimilar to a chamfer ma-
chine. To make appropriate adjustments, the magistrate
determ:ned that the company’s machines could be group-
ed into ten classifications. Utilizing these categories, she
considered a woman discriminatorily laid off during the
time a male with less seniority was working as a first
class operator and a plaintiff had experience on his or a
related machine. Further a plaintiff was discriminatorily

9. See Gamble v. Birmingham Southern R.R. Co.,
514 F.2d 678, 686 (5th Cir. 1975) ; Bing v. Roadway Eæ-
press, Inc., 485 F.2d 441, 453 (5th Cir. 1973).

15a
Opinion of the Court of Appeals.

laid off if a male with less seniority was working on a
replaceable job or as a mail clerk or chauffeur, unless
the plaintiff had been offered that position. On the as-
sumption that no employment was available at a time
when a male junior to a woman was not working as a
first class operator, allowances were thus made for the
numerous nondiscriminatory layoffs which occurred.
The award included interest at the rate of 6%.

From the above sums were deducted: (1) amounts
which a plaintiff could have reasonably earned during
layoff periods or which were actually earned or received
from unemployment compensation and (2) allowances
for periods when a plaintiff was unemployable because
of illness.

We do not find the composition of the formula or
its application to be erroneous. It represents a conscien-
tious effort to calculate reasonable and equitable awards
under conditions which do not allow for absolute preci-
sion.

Among the remedies the court ordered was a provi-
sion that the company institute a training program ad-
ministered by an outside firm to assist women in be-
coming first class machine operators, machine setters
(the next higher category of skilled labor) , and foremen.
In addition, the defendant was required to submit peri-
odic reports on affirmative action to plaintiffs’ counsel
and to establish a three member board as assurance
against discrimination in future operations. The court
also ordered “that any hiring in the future shall be in
equal numbers of males and females.”

Defendant strongly objects to the imposition of this
open-ended hiring quota. We need not consider at length

16a
Opin on of the Court of Appeals.

the troublesome question of reverse discrimination,
DeFunis v. Odegaard, 416 U.S. 312 (1974), and the
language of Title VII, SS 703-706, see Franks v. Bowman
Transportation Co., ...... U.S. 44 US.L.W. 4356
(U.S. March 24, 1976); United States v. International
Union of Elevator Constructors, supra, 10 because the
record contains no support for this sweeping order.

A district court is granted wide discretion in
formulating corrective measures for discriminatory
conduct. Franks v. Bowman Transportation Co., supra,
but the basis for its actions must be expressed to allow
effective review. Albemarle Paper Co. v. Moody, 422
U.S. 405 (1975). The order for a hiring quota does not
pass muster because the court did not articulate factual
findings and its reasons for this action.

Quotas are an extreme form of relief and, while
this court has declined to disapprove their use in narrow
and carefully limited situations, United States v. Inter-
national Union of Elevator Constructors, supra; Erie
Human Relations Commission v. Tullio, 493 F.2d 371
(3d Cir. 1974), certainly that remedy has not been
greeted with enthusiasm. Pennsylvania v. O’Neill, 473

10. See also Equal Employment Opportunity Com-
mission v. Local 638,532 F.2d 821 (2d Cir. 1976) ; Rios v.
Enterprise Assn. of Steamfitters Local 638. 501 F.2d 622
(2d Cir. 1974); Morrow v. Crisler, 491 F.2d 1053 (5th
Cir.)., cert. denied, 419 U.S. 895 (1974); cf. Patterson
v. American Tobacco Co., 535 F.2d 257, 274 (4th Cir.
13978) DeFunis Symposium, 75 CoL_um. L. Rev. 483

17a
Opinion of the Court of Appeals.

F.2d 1029 (3d Cir. 1973).11 The order in this case is
open-ended in that it specifies no expiration date and
applies across-the-board to all employees and all de-
partments of the defendant company.

While it may be presumed that approximately half
the population in a given area is female, that does not
justify the conclusion that the available work force
presents a similar ratio. No evidence on this point was
introduced in the district court. Moreover, the court
made no findings of whether females were qualified in
all departments of the defendant’s plant nor did it state
whether the quota applied to each department or the
co..pany as a whole. Factual findings of this nature are
vital, for in some respects there are significant differ-
ences in cases involving racial, as contrasted with
sexual, discrimination, see 42 U.S.C. § 2000e-2(e) (1);
29 C.F.R. § 1604.2 (bona fide occupational qualifications
based on sex, but not race, are permissible), and prece-
dents from one area may not be freely interchangeable
with those of the other. Cf. Vorchheimer v. School Dist.
of Philadelphia, 532 F.2d 880 (3d Cir. 1976). Since these
crucial factors have not been established in the record,
this portion of the district court’s order must be vacated.

Moreover, the district court’s creation of a super-
visory committee to oversee compliance with nondis-
criminatory practices appears to be an effective method

11. For a discussion of the philosophical and prac-
tical difficulties inherent in the use of quotas, see Blum-
rosen, Quotas, Common Sense and Law in Labor Re-
lations: Three Dimensions of Equal Opportunity, 27
Rutcers L. Rev. 675 (1974). See also, Sape, The Use of
Numerical Quotas to Achieve Integration in Employ-
ment, 16 Wm. & Mary L. Rev., 481 (1975); Note, Race
Quotas, 8 Harv. Civ. Ricuts-Crv. Lis. L. Rev. 128 (1973).

18a
Opinion of the Court of Appeals.

to prevent future discrimination while at the same time
permitting employment to be based on ability and
availability. Because of the absence of support in the
record for the hiring quota, we will vacate that portion
of the district court’s order. In all other respects, the
judgment of the district court will be affirmed.

A True Copy:
Teste:

Clerk of the United States Court of Appeals
for the Third Circuit.

19a
Order Amending Opinion of the Court of Appeals.

APPENDIX B
Order Amending Opinion of the Court of Appeals

UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

No. 75-2435

ANGELINE R. OSTAPOWICZ,
Plaintiff-Appellee

V.

JOHNSON BRONZE COMPANY,
Defendant-Appellant

Present: KALODNER, ADAMS AND WEIS, Circuit Judges.

Order Amending Opinion

It is ORDERED that the second paragraph on page 9
of the slip opinion filed August 27, 1976 in the above en-
titled case is amended to read as follows:

“The court cited McDonnell Douglas Corp. v. Green,
supra, and carefully followed its guidelines in ruling
on burden of proof at various stages of the case.
The McDonnell case holds that once a prima facie
case of a Title VII violation has been established,
the burden shifts to the defendant to articulate

20a

Order Amending Opinion of the Court of Appeals.

legitimate nondiscriminatory reasons for the un-
equal treatment shown in the prima facie case. The
defendant must prove its justification by a pre-
ponderance of the evidence. Franks v. Bowman
Transportation Co, 1 44 U.S. L. W.
4356 (U.S. March 24, 1976) ; United States v. Inter-
national Union of Elevator Constr:ciors, ........ F. 2d
Ne. , (No. 75-2134, 3d Cir. July 21, 1976). See also
Weitzel v. Liberty Mutual Ins. Co., 508 F.2d 239, 259
(3d Cir.) , cert denied, 421 U.S. 1011 (1975).”

BY THE COURT,

JOSEPH F. WEIS, JR.
Circuit Judge

Dated: September 29, 1976

21a
Order Denying Petition for Rehearing.

APPENDIX C
Order Denying Petition for Rehearing

UNITED STATES COURT OF APPEALS
For THE THIRD CIRCUIT

No. 75-2435

ANGELINE R. OSTAPOWICZ,
Plaintiff-Appellee

Ve

JOHNSON BRONZE COMPANY,
Defendant-Appellant

SUR PETITION FOR REHEARING

Present: SEITZ, Chief Judge, KALODNER, VAN DUSEN,
ALDISERT, ADAMS, GIBBONS, ROSENN, WEIS AND
GARTH, Circuit Judges.

The petition for rehearing filed by Defendant-Ap-
pellant in the above entitled case having been submitted
to the judges who participated in the decision of this
court and to all the other available circuit judges cf the
circuit in regular active service, and no judge who con-
curred in the decisicn having asked for rehearing, and

22a
Order Denying Petition for Rehearing

a majority of the circuit judges of the circuit in regular
active service not having voted for rehearing by the
court in banc, the petition for rehearing is denied.

By THE Cour,

/s/ JOSEPH F. WEIS, JR.
Judge

Dated: September 27, 1976

23a
Opinion of the District Court.
APPENDIX D
Opinion of the District Court
ANGELINE OSTAPOWICZ
v.
JOHNSON BRONZE COMPANY
Civ. A. No. 71-404.
UNITED STATES DISTRICT COURT,
W. D. PENNSYLVANIA.

Dec. 28, 1973.

ROBERT HACKETT,
Pittsburgh, Pa.,
for plaintiff.

JONATHAN L. ALDER,
Pittsburgh, Pa.,
for defendant.

Opinion
RKNox, District Judge.

This is a class action case brought on behalf of
plaintiff and other members of a class alleging that sex
discrimination exists in the plant of Johnson Bronze
Company, defendant, at New Castle, Pennsylvania. It is
another of the cases described by Judge Dumbauld of
this court in Bradford v. Peoples Natural Gas Company
(W.D.Pa.1973), 60 F.R.D. 432, as resulting from the
efforts of the “suave and subtle Southerners in Congress
who put sex into the Civil Rights Act of 1964” when a
giant step was taken towards “women’s lib”. The Sec-
tion of the Act with which we are concerned is Section
703 (a) (1) which reads:

“Tt shall be an unlawful employment practice
for an employer—

24a
Opinion of the District Court.

(1) to fail or refuse to hire or to discharge
any individual, or otherwise discriminate against
any individual with respect to his compensation,
terms, conditions, or privileges of employment, be-
cause of such individual’s race, color, religion, sex or
national origin.“ (42 U.S.C.A. § 2000e-2(a) (1).

This action was brought on April 28, 1971, based
upon a previous finding of reasonable cause entered July
10, 1970, by the Equal Employment Opportunities Com-
mission (EEOC) YCL-079 in which a thirty-day letter
authorizing suit was issued March 29, 1971, which suit
was thereafter duly commenced within the thirty days
on April 28, 1971. On May 14, 1971, the complaint was
amended to include two other thirty-day letters dated
May 11, 1971, Nos. TCL-10558 and TCL-10802, Exhibits
B and C attached to the Amendment to the Complaint,
respectively.

After two days of hearings, the court concluded not
to issue a preliminary injunction which had been sought,
because no irreparable harm had been shown, although
the court did determine tentatively that a prima facie
case of sex discrimination had been made out. The evi-
dence taken on the preliminary injunction is before us
now under Rule 65(a). Despite protests by the defend-
ant, the case was permitted to proceed as a class action
and notices were duly sent to members of the class,
certain of whom decided to opt out. Despite further at-
tacks by the defendant, the court refused to deny the
case the right to proceed as a class action.

After four more days of hearings, the case is now
efore the court for decision on the merits with respect
to the issue of liability only. The issue of damages was
deferred. The complexity of the issues in this bitterly

25a
Opinion of the District Court.

fought litigation is shown by the fact that defendant’s
brief contains 99 pages plus appendices and the parties
have together requested 226 findings of fact. Most of
these are unnecessary, being directed at minutiae of
details of evidence of individual witnesses. We proceed
to make what the court regards as the essential findings
as follows:

FINDINGS OF FACT
(A) PROCEDURAL AND JURISDICTIONAL

1. Defendant Johnson Bronze Company is a Penn-
sylvania business corporation with its principal offices
and only production plant which it owns and operates in
New Castle, Lawrence County, Pennsylvania.

2. The plaintiff and other members of the class
are individuals and residents of the Western District of
Pennsylvania.

3. A charge was filed with the EEOC by Local 69,
United Automobile, Aerospace and Agricultural Imple-
ment Workers of America (the union) on April 18, 1968,
at Case No. YCL9-079 (hereinafter “YCL charges“).
The union represented approximately 750 of the defend-
ant’s production and maintenance employees. The charge
alleged that the defendant was maintaining job classi-
fications segregated on the basis of sex, which segre-
gation resulted in unequal lay-off and recall rights by
female employees within the bargaining unit (our em-
phasis). Specifically, the charges related to the jobs of
heavy packer in the shipping department, division 4 of
the defendant’s New Castle plant. The EEOC investi-
gated this charge, and issued a decision on July 10, 1970,
finding probable cause to believe the charge (Plaintiff's
Exhibits A, UU).

26a
Opinion of the District Court.

4. On March 29, 1971, the EEOC mailed to all
members of the union interested in the charge, a letter
stating that conciliation had failed at Case No. YCL9-
079, and that all members of the class were entitled to
sue in federal district court within 30 days of the receipt
of the letter.

5. The plaintiff, Angeline Ostapowicz, on behalf
of the class, instituted this suit on April 28, 1971, within
the thirty days after receipt of the EEOC “right to sue“
letter. The complaint as originally filed included as an
exhibit to the complaint the “right to sue“ letter, where-
in Angeline R. Ostapowicz was named as a member of
the class (Plaintiff’s Exhibit UU).

6. The amended complaint in this action also al-
leges two further charges: TCL1-0558 and TCL1-0802
(Appendices 2 and 3). On May 10, 1971, the EEOC issued
thirty-day “right to sue” letters on these two additional
charges and on May 14, 1971, the plaintiff amended her
complaint to include these additional charges referred
to as the 1970 charges, filed October 16, and 27, respec-
tively.

7. On March 10, 1972, the court determined that
this action should proceed as a class action.

8. By order of March 10, 1972, the description of
the class was revised to read as follows: “All past, pres-
ent and future female employees of defendant Johnson
Bronze Company at its New Castle, Pennsylvania, plant
including all females who may in the past have sought
and been denied employment because of sex discrimina-
tory practices, with subclasses as follows: (a) all
present female employees; (b) all past female em-
ployees; (c) all future female employees; (d) all fe-

27a
Opinion of the District Court.

males who have sought and been denied employment
because of sex discriminatory practices.“

(B) ON THE MERITS

9. The defendant’s plant operates in divisions as
follows: (See Stipulation of Facts attached as Appendix
A to Pretrial Stipulation. )

(1) Machine Shop

(2) Strip Manufacturing Department

(3) Foundry, Cleaning Room and Core Room
(4) Packaging and Shipping

(5) Maintenance

(6) Tool Room

(7) Safety and Sanitation

(8) Inspection

(9) Timekeepers and Expediters

(10) Pattern Shop

10. Mrs. Angeline R. Ostapowicz was one of the
class of complainants in EEOC Case No. YCL9-079,
having received a “right to sue“ letter as a member of
the class from the EEOC dated March 29, 1971.

11. As determined by the McBee personnel cards
(Stip. Ex. 56) supplied by the defendant and the senior-
ity list from the years 1960 to 1972 (Stip. Ex. 57), there
have never been any females employed in the following
divisions: (1) Foundry Division; (2) Tool Room Divi-
sion; (3) Division 2 or Plant 2; (4) Maintenance Divi-
sion and (5) Pattern Shop Division.

12. No woman ever operated as a department
trucker in Division 1.

28a
Opinion of the District Court.

13. Lawrence Chiarini, seniority date May 27, 1952,
was made a mail clerk in 1970 when many women senior
to him were laid off; no female was ever made a mail
clerk after 1960.

14. Rose Fortuna, hired October 25, 1948, and
seven other women senior to Lawrence Chiarini, would
not have had their employment terminated in 1972 if
they would have been called back as mail clerks (Pltf's
Ex. AA, Stip. Ex. 57).

15. In the year 1965, the defendant hired thirteen
men in Division 1 and no females.

16. In 1966, the defendant hired 52 men in Division
1 and one female.

17. The only female hired in 1966 in Division 1 was
Rose Curry, who was a relative of the former chief
electrician of the defendant, Alex Pazsint. During the
years 1963-1966, William Wise, personnel manager of the
defendant, could recall hiring only one woman (Rose
Curry) in Division 1.

18. During the years 1966 to 1972, the total em-
ployment of the defendant varied from 1,100 empioyees
to 604 employees. There were extensive decreases in the
number of employees during these years as the result
of decline in business.

19. Of the total work force of employees slightly
less than 50°: are employed in Division 1.

20. According to the EEO-1 Reports filed by the
defendant in 1966, there were 147 female semi-skilled
operatives (Pltf's Ex. WW); in 1967, there were 150
female semi-skilled operatives (Pltf's Ex. VV); in 1968,
there were 119 female semi-skilled operatives (Pltf's

29a
Opinion of the District Court.

Ex. XX); in 1969, there were 51 female semi-skilled
operatives (Pltf's Ex. YY); in 1970, there were 53 fe-
male semi-skilled operatives (Pltf's Ex. ZZ); in 1971,
there were 46 female semi-skilled operatives (Pltf's Ex.
AAA); in 1972, there were 73 female semi-skilled opera-
tives (Pltf's Ex. BBB).

21. In Division 1, there are four departments: alu-
minum, strip bushing, thin wall bearing and brass shops
and in the four departments in Division 1, there are 320
machine centers. (Stip. Facts #19)

22. In the machine operations of the defendant in
Division 1, there are two separate classifications of ma-
chine operators: first class and second class. (Stip. Facts
No. 21)

23. In the years from 1960 until the end of 1972,
there have been only two female employees who have
been made first class machine operators in Division 1
and on only two classifications of machines. They were
Norma Ferrante and Theresa Trivilino.

24. A second class operator makes approximately
ten cents per hour less than a first class operator under
the wage scale.

25. Strength is not a determinative factor in be-
coming a first class operator and females are physically
capable of making set-ups.

26. The manufacturing by the machines in Division
1 must meet precise specifications with very close toler-
ances.

27. The defendant’s witness, William Wise, per-
sonnel manager, stated that to become first class, one

30a
Opinion of the District Court.

must learn by tear-downs, watching machine setters,
asking questions and attempting to make set-ups.

28. It is not possible to qualify for first class
without experience, and you get the ability to be first
class on machines only where you were second class. If
you know how to set-up one type of machine in one
machine center, this does not mean that you know how
to set-up another machine in another machine center.

29. An employee who bumps! another employee on
a machine has to be able to operate the machine and
qualify as a first class operator immediately upon mak-
ing the bump.

30. The defendant has no formal training program
to help second class operators in the first division become
first class operators.

31. Male machine operators were promoted to first
class with no training and much less experience than
females. Women were sent to the restroom and hence
could not watch setters setting up their machines. The
foreman of the defendant did not allow women to wait
and watch machine setters set up the machines. This
prevented women from acquiring the necessary skills.

32. In an average month, there are approximately
1,600 set-ups made by first class operators and 1,450
made by machine setters.

33. First class operators spend about 1,900 hours
on set-ups and the machine setters spend about 2,000
hours on set-ups.

1. Bump- to oust, usually by virtue of seniority
right.“ Webster’s Seventh New Collegiate Dictionary.

31a
Opinion of the District Court.

34. Machine setters, in fact, do make difficult set-
ups for first class machine operators and set-ups on long
runs.

35. The management of the defendant, which de-
termines whether or not a woman is promoted to first
class, is all made up of males; there are no women in the
management.

36. As of May 25, 1971, there were 26 men junior
to plaintiff Ostapowicz working while she was laid off.
All 26 of the men were first vlass operators.

37. Many men who were junior to female em-
ployees were laid off after female employees had been
laid off and were recalled while senior female employees
were still in lay-off status (Pltf's Ex. L).

38. Some women who were second class and were
going to be laid off in 1967 had the desire to become first
class so that they would not be laid off. Other women
indicated no desire for such advancement.

39. No women were ever promoted to machine
setters, foremen or assistant foremen.

40. No females have ever been paid on a wage
scale of over $2.32 per hour. (Pitf’s Ex. M and P)

41. The highest male wage earner makes a base
wage of $4.51, based upon the base wage rate of March
27, 1972. (Pltf's Ex. M and P).

42. A woman who desired to become first class was
told by the personnel manager that she “couldn’t get it
even if“ she bid and that she couldn't have it. Plaintiff
Ostapowicz was told it was foolish to try to qualify on a
certain machine despite four years experience.

32a
Opinion of the District Court.

43. No record was kept by defendant of applicants
who were turned away, so that it cannot be determined
how many were women.

44. A foreman in the shipping department stated
he would “take every girl machine operator in the ship-
ping department off and replace them with men“ if a
woman became a heavy packer.

45. Whether a person is promoted to a machine
setter or an assistant foreman or foreman or to manage-
ment is solely up to the discretion of management, as
there are no contract provisions and no objective tests
are given. The tests were all subjective.

46. Machine setters were taken exclusively from
the ranks of the first class machine operators; ipso facto,
if there are no first class machine operators that are
women, there can be no machine setters that are women.

47. The application of the defendant company for
employment contains a sex indication on it, indicating
female or male sex (Pltf's Ex. I); and the sex indication
of those employees hired before the Civil Rights Act of
1964 went into effect in July, 1965, has not been obliter-
ated from their employment records, i.e., McBee per-
sonnel cards.

48. If female employees who were laid off had not
previously bumped a certain job classification, they were
automatically not recalled to that classification ai any
time in the future; therefore, this increased their lay-off
time so that they were eventually terminated.

49. The court adopts and incorporates by reference
the facts contained in paragraphs 5 through 38, both
inclusive, of Pretrial Stipulation of Facts attached as
Exhibit A to the Pretrial Stipulation.

Opinion of the District Court.

DISCUSSION

The discussion in this case falls naturally into two
categories: (A) Procedural and Jurisdictional, and (B)
The Merits of the Case.

(A) PROCEDURAL AND JURISDICTIONAL MATTERS
(1) Extent of Charges and Jurisdiction of the Court

The defendant strenuously claims that the com-
plaints of the plaintiff and the other members of the
class are not properly before the court since charges
were never properly filed before the Equal Employment
Opportunities Commission, hereinafter referred to as
EEOC. The facts are that on April 11, 1968, plaintiff’s
union, Local 69, International Union of United Auto-
mobile, Aerospace and Agricultural Implement Workers
of America, as charging party filed a charge before the
EEOC claiming violation of the law from December 1,
1967 “and continuing”. This was assigned Case No.
YCL9-079 by the Commission. The charge was served
June 20, 1968.

The Commission handed down a decision on this
dated August 6, 1970, in which it was determined that
reasonable cause existed to believe the charges are true.
In the decision, it is stated: “Charging party, herein-
after called the Union, alleges that respondent is engag-
ing in unlawful employment practices in violation of
Title VII of the Civil Rights Act of 1964 by maintaining
job classifications segregated on the basis of sex which
segregation results in unequal layoff and recall rights
for female employees within the bargaining unit“. The
Commission further found: “The alleged violations are
of a continuing nature, and therefore the filing was
within the jurisdictional time limits of Title VII.”

Opirion of the District Court.

The time limits referred to are those contained in
42 U.S. C. A. S 2000e-5(d) as contained in the original
Act of July 7, 1964.2 This time was extended to 180 days
by the 1972 amendments.

On March 29, 1971, conciliation efforts having failed,
the EEOC sent to plaintiff Angeline Ostapowicz a so-
called thirty-day letter which is found as plaintiff's
Exhibit UU and is also attached to the complaint in this
case as Exhibit A. This letter in the heading refers to
“Case No. YCL9-079 (member of class)”. It advised that
conciliation efforts having failed, she had the privilege
within thirty days of receipt of the letter to institute a
civil action in the appropriate federal district court. This
action was instituted April 27, 1971, and hence was in
time.

It is true that the bulk of the decision of the EEOC
is concerned with exclusion of females from heavy pack-
ing positions in the shipping department because of sex,
but it is also true that the charge as filed was a general
charge of sex discrimination.

2. “Time for filing charges after occurrence of
unlawful practices or termination of State or
local enforcement proceedings; filing of charges
by Commission with State or local agency.

(d) A charge under subsection (a) of this section
shall be filed within ninety days after the alleged unlaw-
ful employment practice occurred, except that in the
case of an unlawful employment practice with respect
to which the person aggrieved has followed the proce-
dure set out in subsection (b) of this section, such
charge shall be filed by the persor aggrieved within two
hundred and ten days after the alleged unlawful employ-
ment practice occurred, or within thirty days after re-
ceiving notice that the State or local agency has ter-
minated the proceedings under the State or local law,
whichever is earlier, and u copy of such charge shall be
filed by the Commission with the State or local agency.”

35a
Opinion of the District Court.

We are cautioned by the United States Supreme
Court in Love v. Pullman Co., 404 U.S. 522, 92 S.Ct. 616,
30 L.Ed.2d 679 (1972) that in cases of this type we
should not re re “the creation of an additional pro-
cedural technicality.

“Such technicalities are particularly inappropriate
in a statutory scheme in which laymen, unassisted by
trained lawyers, initiate the process.” It has been further
held that the fact that all acts complained of did not
occur within ninety days prior to the filing of the charge
does not prevent consideration of the charge if a pattern
of discrimination is shown and it is alleged that these
are continuing practices of discrimination. See Fekete
v. United States Steel, 353 F.Supp. 1177 (W.D.Pa.1973-
Judge Scalera); Hecht v. Co-Operative for American
Relief, 351 F.Supp. 305 (S.D.N.Y. 1972); Bartness v.
Drewrys, 444 F.2d 1186 (7th Cir. 1971). In such case any
member of the class may bring the action. Oatis v.
Crown Zellerbach Corp., 398 F.2d 496 (5th Cir. 1968).
We therefore hold that the charges as contained in
YCL9-079 and in the complaint and covered by the evi-
dence in this case are properly before this court. See also
Sanchez v. Standard Brands, Inc., 431 F.2d 455 (5th Cir.
1970).

(2) Effectiveness of Charges TCL1-0558 and 1-0802 in-
cluded in the Amendment.

Defendant vigorously contends that the additional
charges of discrimination contained in the above case
before the EEOC are not properly before ‘he court
because the thirty-day letter giving right to sue was
issued by the Commission in each case on May 11, 1971,
and it is claimed that the charges were not filed in
court until August 12, 1971, when they should have

36a
Opinion of the District Court.

been brought within thirty days under 42 U.S.C.A.
$ 2000e-5(e).

It is true that the Commission issued its thirty-day
letters on these additional charges on May 11, 1971.
The record in the case, however, shows that an amend-
ment to the complaint containing the additional thirty-
day letters at the above numbers was filed May 14,
1971, well within the thirty-day period. It is true that
on August 12, 1971, at the time of the second hearing
on preliminary injunction, the court entered an order
allowing the amendment to be filed. But this order ap-
pears to have been surplusage. The original complaint
was filed April 28, 1971, and the Answer was not filed
until May 28, 1971, and therefore plaintiff had a right
to amend her complaint without leave of court under
Rule 15(a) of the Federal Rules of Civil Procedure
and include the additional charges on May 14, 1971.
In view of the fact that the additional charges
covered by the two additional thirty-day letters per-
tain to sex discrimination at this very plant, there
appears to be no good reason to the court why such
amendments should not be allowed rather than forc-
ing plaintiff to file a separate action based thereon
which would probably have been consolidated with this
case. The plaintiff, Angeline Ostapowicz, had to file
her complaint in court within thirty days of the first
thirty-day letter issued March 29, 1971, which she did,
filing a complaint in this court on April 28, 1971. At
that time, she had no thirty-day letter covering TCLI-
0558 and 0802. If she attempted to include these charges
at that time, she would have obviously been met
with a motion to strike by the defendant. She filed
them promptly on May 14, 1971. Under McDonnell-

37a
Opinion of the District Court.

Douglas Corp. v. Green, 411 U.S. 792, 93 S.Ct. 1817, 36
L.Ed.2d 668 (May 14, 1973) it has been determined
that the only two requisites to court action are: (1)
timely filing of charges and (2) receiving and acting
upon the statutory notice of the right to sue. Defend-
ant’s complaints of the failure of the EEOC to at-
tempt to conciliate are therefore without merit.

The original complaints filed with the Commission
at cases 0558 and 0802 are in evidence in this case, Stipu-
lation Exhibits 13 and 14, and are clearly broad enough
to cover all matters covering sex discrimination which
have been brought to this court’s attention during the
hearings in the suit. We therefore hold these matters are
all properly before the court.

(3) Failure to File Charges With the Pennsylvania Hu-
man Relations Commission.

Early in the course of this litigation, defendant
claimed that the court was without jurisdiction in the
matter because the case had not first been taken to
the Pennsylvania Human Relations Commission, which
is charged with jurisdiction over sexual discrimina-
tion under 43 Purdon’s Pa. Stats. § 955, Act July 9,
1969, P.L. 133. The facts concerning this are set forth
in the Court’s memorandum order of September 22,
1971. It appears that the charges here involved were
first filed with the EEOC, which referred this charge
to the Pennsylvania Commission on September 29, 1970,
and plaintiff wrote the Pennsylvania Commission on
October 6, 1970, offering to make any further informa-
tion available to it. However, on October 15, 1970, the
Pennsylvania Commission waived jurisdiction over the
case, as they were doing with all cases at that time, and
referred the matter back to the EEOC. We held that

38a
Opinion of the District Court.

this was substantial compliance with the requirements
of the Act, 42 U.S.C. § 2000e-5(b).

This holding of the court is in accord with the
later decision of the United States Supreme Court in
Love v. Pullman Company, 404 U.S. 522, 92 S.Ct. 616,
30 L.Ed.2d 679 (1972) holding that such procedure
was sufficient compliance with the federal Act.

(4) Failure to Join the Union as an Indispensable Party.

Plaintiff in her 1970 complaints 0558 and 0802, did
claim that the union contract operated to discriminate
against women. Particular complaints are made with
reference to Article XXI as to bumping rights (Stip.
Ex 35, being the agreement between the defendant and
Local Union No. 69, International Union of United
Automobile, Aerospace and Agricultural Implement
Workers of America of which plaintiff was a member).
Local Union 69 was not named as a respondent in the
proceedings before the EEOC and is not named as a
defendant in this case. On the other hand, the de-
fendant has made no motion at any time during the
course of this litigation to require plaintiff to join the
union as a party. Most of the cases upon which the
defendant relies are cases revolving around the mo-
tion to require the union to be joined. In the present
posture of the case, without a motion to require joinder
of the union, we have a question as to whether the
union is an indispensable party under Rule 19 of the
Federal Rules of Civil Procedure.

We agree with the decision of Judge Weiss, now
Circuit Judge, of this court in Torockio v. Chamberlain
Manufacturing Company, 51 F.R.D. 517 (W.D.Pa. 1970),
that the fact that the union was not joined in the

39a
Opinion of the District Court.

proceedings before the EEOC does not prevent joinder
under Rule 19. It is noted, however, that in Torockio,
the court did not rule on the question as to whether
the union should be joined as a necessary party but
merely indicated that joinder might be desirable.

Considerable reliance is placed by the defendants
also upon Window Glass Cutters League v. American
St. Gobain Corp., 47 F.R.D. 255 (W.D.Pa.1969), aff'd
428 F.2d 353 (3d Cir. 1970). That case, however, in-
volved claims of rival unions where a decree enforcing
the alleged rights of one union would necessarily ef-
fect the rights of others. Defendant also relies upon
Hodgson v. New Kensington School Board in this court,
Civil Action No. 71-1199 (unreported), wherein Judge
Teitelbaum held that in an action under the Equal Pay
Act, 29 U.S.C. § 201, by certain employees, the union
should be joined. Again, what was before the court
was a motion to compel joinder, and the employees by
enforcing their alleged rights to equal pay were bound
to cause the restructuring of the contract between the
union and the school district.

In the reverse situation, in United States v. Sheet
Metal Workers International Association, 416 F.2d 123
at 132 (8th Cir. 1969), in a suit against the union,
the court recognized that the employers with whom
the locals had collective bargaining agreements were
not parties to the suit but held that they assumed that
an agreement would be made to comply with the court’s
decree; if not, a decree against the union would be
sufficient, or a question of joinder of the employers could
be left for a later time.

In the instant case, it is true that plaintiff claimed
there was discrimination as the result of the provisions

40a
Opinion of the District Court.

of the collective bargaining agreement. In examining
these provisions in detail, however, it does appear to the
court that the complaint is not so much over the lan-
guage in the agreement as over the fact that, given the
setting of sex discrimination in this plant, the provisions
of the contract then operate to the disadvantage of
women. If the sex discrimination is eliminated as the
result of orders of this court, then it would appear that
the provisions as to bumping rights and so forth will
work themselves out without any revision of the con-
tract necessarily being involved. See also United States
v. Bethlehem Steel Corporation, 312 F.Supp. 977 (W.D.
N.Y. 1970), aff’d as modified 446 F.2d 652 (2d Cir. 1971).

We adopt plaintiff's argument as set forth in page
ten of her reply brief where she says:

“Factually, the plaintiffs are unable to determine
if the contract itself is discriminatory, or if it is
the defendant’s policy of not promoting the sec-
ond class operators to first class operators which
has caused the problem. It would seem that the
provision in the contract perpetuates past discrimi-
nation, but if the females are made first class op-
erators, the whole question of the contract is moot.”

We also note that Article 7 of the contract“ gives
the company broad management powers which would

3. “The right to hire; promote; discharge or
discipline for cause; and to maintain discipline and effi-
ciency of employees, is the sole responsibility of the
Company except that Union members shall not be dis-
criminated against as such. In addition, the products to
be manufactured, the direction of personnel, the meth-
ods, processes and means of manufacturing and the de-
cision on matters affecting the conduct of the business of
the Company, are solely and exclusively the responsibil-
ity of the Company, provided the above does not conflict
with any other Articles in this Contract.”

4la
Opinion of the District Court.

be sufficient to eliminate discrimination in the opinion
of the court.

In summary, the court at this time is unable to
see how the union would be affected by a decree re-
quiring the employer to end sex discrimination, and
therefore we hold that the union is not an indispensable
party under Rule 19.

(5) Election of Remedies as a Result of Arbitration
Award.

It is noted that the right to sue letters name the
plaintiff Ostapowicz as a member of the class and give
her the right to sue. Defendant claims that she can-
not bring this suit in court because at various times
in the past she had submitted grievances growing out
of her alleged discriminatory treatment to arbitration.
The court finds that there is no merit in this contention
and agrees with what was said about this in Hutchings
v. United States Industries, Inc., 428 F.2d 303 (5th
Cir. 1970), at page 313:

“But the arbitrator’s determination under the con-
tract has no effect upon the court’s power to adju-
dicate a violation of Title VII rights.”

The court holds that the ultimate determination of
Title VII rights is a matter for the court.

In Hackett v. McGuire Brothers, Inc., 445 F.2d
442 (3d Cir. 1971), the court held that election of
remedies did not apply to Title VII discrimination pro-
ceedings and said:

“The national public policy reflected both in

Title VII of the Civil Rights Act of 1964 and in

42a
Opinion of the District Court.

Section 1981 may not be frustrated by the develop-
ment of overly technical judicial doctrines of stand-
ing or election of remedies. If the plaintiff is suf-
ficiently aggrieved so that he claims enough injury
in fact to present a genuine case or controversy in
the Article III sense, then he should have standing
to sue in his own right and as a class representa-
tive.”

See also Fekete v. United States Steel Corp., 424 F.2d
331 (3d Cir. 1970).

Having now discussed the procedural and juris-
dictional arguments raised by the defendant, we will
turn to the merits of the case.

(B) MERITs.

(1) General Considerations.

The trail which the court must follow through the
labyrinth of facts presented in this case has recently
been plainly marked by the United States Supreme
Court in McDonnell-Douglas Corp. v. Green, 411 U.S.
792, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973). The court
there said:

“The Act does not restrict a complainant’s right
to sue to those charges as to which the Commission
has made findings of reasonable cause, and we will
not engraft on the statute a requirement which
may inhibit the review of claims of employment
discrimination in the federal courts. The Commis-
sion itself does not consider the absence of a ‘rea-
sonable cause’ determination as providing employer
immunity from similar charges in a federal court,
29 CFR § 1601.30, and the courts of appeal have

43a
Opinion of the District Court.

held that, in view of the large volume of com-
plaints before the Commission and the nonadver-
sary character of many of its proceedings, ‘court
actions under Title VII are de novo proceedings
and . . a Commission’s ‘no reasonable cause’ find-
ing does not bar a lawsuit in the case.’”

The court further quoted from Griggs v. Duke
Power Co., 401 U.S. 424, 91 S.Ct. 849, 28 L.Ed.2d 158
(1971), as follows:

“Congress did not intend Title VII, however, to
guarantee a job to every person regardless of quali-
fications. In short, the Act does not command that
any person be hired simply because he was formerly
the subject of discrimination, or because he is
a member of a minority group. Discriminatory
preference for any group, minority or majority, is
precisely and only what Congress has proscribed.
What is required by Congress is the removal of
artificial, arbitrary, and unnecessary barriers to
employment when the barriers operate invidiously
to discriminate on the basis of racial or other
impermissible classification.”

The court further held that the complainant in a
case such as this must carry the initial burden of es-
tablishiag a prima facie case of discrimination! which
may be done by showing: (1) that she belongs to
the protected group, (2) that she applied for and
was qualified for a job for which the employer was
seeking applicants, (3) that despite her qualifications

4. McDonnell-Douglas Corp. involved racial dis-
crimination, but the same rules would apply to sex dis-
crimination.

a

44a
Opinion of the District Court.

she was rejected and (4) that the employer sought
applications of other persons of equal qualifications.

The court then held that the burden thereupon
shifts to the employer to articulate some legitimate
non-discriminatory reason for respondent’s rejection.
The court went on further to hold that even if the em-
ployer articulates a facially ligitimate non-discrimina-
tory reason for rejection of the employee or proposed
employee, it must further appear that the rejection
was bona fide and that the conduct of the employee
was not used as a pretext for discrimination. It ap-
pears that the burden of showing pretextual rejection
is upon the employee once a legitimate reason has been
articulated. With respect to statistics, the court went
on to say:

“Other eviden’> that may be relevant to any
showing of pretextuality includes facts as to the
petitioner’s treatment of respondent during his
prior term of employment, petitioner’s reaction,
if any, to respondent’s legitimate civil rights ac-
tivities, and petitioner’s general policy and prac-
tice with respect to minority employment. On the
latter point, statistics as to petitioner’s employ-
ment policy and practice may be helpful to a de-
termination of whether petitioner’s refusal to re-
hire respondent in this case conformed to a gen-
eral pattern of discrimination against blacks.”

The court further commented with respect to
Griggs, supra, that:

It dealt with standardized testing devices which,
however neutral on their face, operated to exclude
many blacks who were capable of performing ef-

45a
Opinion of the District Court.

fectively in the desired positions. Griggs was right-
ly concerned that childhood deficiencies in the ed-
ucation and background of minority citizens, re-
sulting from forces beyond their control, not be
allowed to work a cumulative and invidious burden
on such citizens for the remainder of their lives.”

The latter quotation is particularly apt with respect
to the claim of the plaintiff that the so-called tests
for advancing women to machine operator first class
were a sham in view of the fact that no training pro-
gram was provided to train women for such advance-
ment and that women were not allowed to look on
and observe while complicated setups were being made
but instead were told to go to the ladies’ room, whereas
men were allowed to stand around and observe by
observation.

We have the further principle involved with respect
to sex discrimination under Title VII that “equality
of footing is established only if employees otherwise
entitled to the position whether male or female are
excluded only upon a showing of individual incapacity
.... This alone accords with the Congressional purpose
to eliminate subjective assumptions and traditional
stereotyped conceptions regarding the physical ability
of women to do particular work.” Rosenfeld v. Southern
Pacific Co., 444 F.2d 1219 (9th Cir. 1971).

Our Third Circuit has likewise recognized that
statistics may give rise to an inference or prima facie
case of discrimination. See Jurinko v. Edwin L. Wiegand
Co., 477 F.2d 1038 (3d Cir. 1973). In that case, the
court pointed out that the company had operated un-
der an assumption that women were physically unable

462
Opinion of the District Court.

to perform each and every production job.5 In the
present case, the court asked the personnel director
whether it was the company’s position that women
were physically unable to perform the tasks of setting
up these machines when it appeared that the amount
of weight to be lifted was minimal. It was apparent
this was not the explanation for having scarcely any
women as first class machine operators in division one.
The court then asked if it was the company’s position
that women, while physically capable of performing
these operations, were nevertheless intellectually in-
ferior and unable to master these operations, which
would be a serious charge against approximately one-
half the human race. The only explanation offered as to
the substantial lack of women in these jobs was that
women didn’t want them which, of course, is disproved
by the fact that this suit is brought.

(2) Weight to be Given EEOC Findings.

The parties have spent considerable time arguing
about the effect of the EEOC findings.

It seems that the trial in the district court is de
novo, McDonnell-Douglas Corp., supra; Cox v. Bab-
cock & Wilcox Co., 451 F.2d 13 (4th Cir. 1972). It
has been held that the EEOC findings may be admitted
into evidence in the trial in the district court, although
the report is in no sense binding, and it has been said

5. The order in Jurinko, was vacated, 414 U.S. 970,
94 S.Ct. 293, 38 L.Ed.2d 214, on October 23, 1973, and
remanded “for further consideration in the light of
McDonnell-Douglas Corp. v. Green,” supra. With respect
to the making out of a prima facie case, however,
Jurinko appears to be in harmony with McDonnell-
Douglas.

N —— . — . >

47a
Opinion of the District Court.

that they should be given no more weight than any
other testimony at trial. We agree with the reasoning
of the Fifth Circuit in Smith v. Universal Services, Inc.,
454 F.2d 154 (5th Cir. 1972), wherein it was said:

“Certainly, these are determinations that are to
be made by the district court in a de novo proceed-
ing. We think, however, that to ignore the man-
power and resources expended on the EEOC in-
vestigation and the expertise acquired by its field
investigators in the area of discriminatory employ-
ment practices would be wasteful and unnecessary.”

It has been further held that the admission of the
EEOC findings is a matter of discretion for the court.
Heard v. Mueller Company, 464 F.2d 190 (6th Cir. 1972).
It is also true that in Griggs v. Duke Power Co., supra,
the United States Supreme Court indicated that admin-
istrative interpretation of the Act by the Commission
is entitled to great deference. This, however, appeared to
apply to the guidelines interpreting the Act (referred
to hereafter) and not necessarily to the findings of fact
in a specific case.

In the instant case, it makes very little difference.
We only have distinct findings and conclusions with
reference to the heavy packers in the shipping depart-
ment, Division No. 4, and while we have pointed out
there were general charges made before the Commission
at that time, the discussion is entirely devoted to the
heavy packing question.

The defendant claims that discrimination in the
shipping department has ceased since 1968, and there-
fore these findings should not be considered, since it is
claimed that all discrimination has ended. We hold that

48a
Opinion of the District Court.

the evidence does sustain that at various times there
has been discrimination in the shipping, this evidence
being entirely aside from the findings of the EEOC; and
the fact it may have ceased does not militate against the
court issuing injunctive relief as to the future because
this is all one plant and there is no safeguard against
such discrimination being renewed.

With respect to the other charges made in TCL1-
0558 and 0802, the Commission made no specific findings
with respect to discrimination charged in those com-
plaints but instead merely issued thirty-day letters. We
therefore have no findings by the Commission which are
in evidence in this case.

In other words, we consider this a matter of little
or no importance. We have admitted the findings by the
EEOC into evidence in this case along with all the other
evidence but are giving these findings very little if any
weight in our ultimate determination.

(3) Prima Facie Case of Discrimination.

After the hearing on the application for preliminary
injunction, the court made a tentative finding of sex
discrimination, although the preliminary injunction was
refused for lack of showing of irreparable harm.

Now that the testimony has been completed, it
appears under the rules in McDonnell-Douglas, there has
been a definite prima facie showing of discrimination.
A reference to the findings of fact makes this amply
clear. They show that there was discrimination in ad-
vancement of women from second class machine opera-
tor to first class machine operator in Division 1; there
has been discrimination with respect to females becom-
ing heavy packers, certain divisions have no female

—

49a
Opinion of the District Court.

employees, the hiring in certain divisions has been
heavily loaded in favor of males, women with seniority
have been terminated while males with junior rating
were kept on, and no females have ever been promoted to
management positions.

Defendant apparently claims that the decrease in
number of females has been due to attrition as the result
of decrease in employment at the plant, but despite the
attrition, the fact that females have been discharged at a
greater rate would indicate sex discrimination in the
discharges. While defendant claims that the discrimina-
tion which previously existed in the shipping depart-
ment was ended in 1968, the record indicates that it was
still existing in 1970. There has been no proof that the
job of heavy packer must be filled by males by reason of
bona fide job qualifications or business necessity as a
result of a requirement to do heavy work. We have testi-
mony to the contrary from Donna Sieminowski, who
said (Tr-287): “In your estimation, will you say that it
is very clear that females could always have done the
heavy packer’s jobs in the shipping department?
Answer: I believe they could have without intimidation.”

The evidence further shows that no females have
ever been employed in the foundry division, toolroom
division, Division No. 2— (strip department), the main-
tenance division, nor has any female ever been employed
as a department trucker in division 1, nor as a mail
clerk since 1960. The evidence further shows that in
division 1, in various years, a large number of men were
hired and either none or one female. The one female
hired in 1966 appears to have been a relative of a former
chief electrician. The personnel manager indicated that
in the years 1963-1966, he could recall hiring only one

50a
Opinion of the District Court.

woman in this division. There are women working in
division 1. There are on the average of fifty females em-
ployed therein, but only one woman was permitted to
qualify as a first class operator. The first class positions
were those where it was necessary for a woman to
qualify to set up a machine, either immediately in case
of a bump or within five days in case of bidding on an
opening. The only inference to be derived from the fact
that only one woman ever was accepted as a first class
machine operator is that it is a result of sex discrimina-
tion.

It is true that it appears that there were tests given,
and a foreman giving a test testified that the women
could not qualify, but these were all subjective tests,
no objective tests were ever given. The record further
shows that no training program was ever provided so
they could qualify. As a matter of fact, training appears
to have been given by observation only and yet, when
machines were being set up, women were told to go to
the ladies’ restroom instead of being permitted to stand
and observe the setups.

The court is very conscious that a company should
not be mandated to employ unqualified people on ma-
chines and that it is not the purpose of the Act to force
employment where there is a bona fide disqualification.
See 42 U.S.C. S 2000e-5(g).

The evidence, however, showed that there was no
particular amount of strength required in setting up the
machines since the articles that had to be lifted weighed
from one to twelve ounces and there is further testimony
about actual hostility against women being expressed
by the personnel director of the defendant’s plant.

a

Paine 3

8 51a
Opinion of the District Court.

As further evidence of the fact that women were
unnecessarily disquaiified as first class machine opera-
tors is the fact that first class machine operators
the men, did not always set up their own machines.
As a matter of fact, approximately half of the setups,
i.e., putting the machine in position to do the next job,
were performed by machine setters instead of by the
machine operator himself.

With respect to the layoffs as the result of decrease
in the defendant’s business, it appears there was further
discrimination in that the women who were second class
machine operators, but senior to first class machine
operators, were laid off before the first class operators
and if a woman had once turned down a chance to bump
for a certain job, she would not be re-called if laid off
because she had turned down this bump.

As previously pointed out, it further appears that no
women were ever promoted to machine seiters, foremen,
or assistant foremen, and all the people in management
who made the decisions were male.

Keeping minority members in menial jobs has been
held to establish a violation of Title VII of the Civil
Rights Act of 1964. Parham v. Southwestern Bell Tele-
phone Company, 433 F.2d 421 (8th Cir. 1970). Again, in
Rowe v. General Motors Corporation, 457 F.2d 348 (5th
Cir. 1972), the court said:

“All we do today is recognize the promotion/trans-
fer procedures which depend almost entirely upon
the subjective evaluation and favorable recom-
mendation of the immediate foremen are a ready
mechanism for discrimination against Blacks much
of which can be covertly concealed and, for that

52a
Opinion of the District Court.

matter, not really known to management. We and
others have expressed a skepticism that Black per-
sons dependent directly on decisive recommenda-
tions from Whites can expect non-discriminatory
action.”

Classifying women into a separate division so as to
establish separate seniority rights has been held a viola-
tion of the Act. Glus v. G. C. Murphy Company, 329
F. Supp., 563 (W. D. Pa. 1971).

It is also claimed that the defendant has carried
through on its personnel records notations of the sex of
the individuals, thus enabling them to determine whether
a person was male or female for the purpose of bumping,
promotions, and so forth. Such listing has been held
improper. Pittsburgh Press Company v. Pittsburgh Com-
mission of Human Relations, 413 U.S. 376, 93 S.Ct. 2553,
37 L.Ed.2d 669 (1973).

It is true that the defendant is not necessarily re-
sponsible for actions of all its employees in expressing
or actively carrying out feelings of hostility towards
women, but the defendant is responsible for acts of
supervisory personnel. Fekete v. United States Steel
Corporation, supra.

(4) Rebuttal of Prima Facie Case.

Following the course marked for us by McDonnell-
Douglas Corporation, supra, having determined that the
statistics and other evidence in this case show a prima
facie case of sex discrimination, the burden then shifts
to the employer “to articulate some legitimate non-dis-
criminatory reason for respondent’s rejection“. While
defendant has produced a large amount of testimony
indicating that certain women were happy in the plant

——< see

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—

—ää——— — — —

53a
Opinion of the District Court.
and thought there was no discrimination and while
various officials disclaimed any intention of sex dis-
crimination, nevertheless, we weigh this evidence in
the light of the principle that actions speak more loudly
than words. The court frankly in the light of all the

testimony in the case does not believe the disclaimers of
lack of intent to discriminate.

The defendant has attempted to justify its actions
upon the grounds that there was a bona fide occupational
qualification, that whatever discrimination appeared
was a matter of business necessity, and further that
females did not want these jobs and did not want to be
advanced, for example, to machine operator first class.

It is true that certain females testified they did not
want the responsibility which went with the job of
machine operator first class even though this meant
more money, and the same, of course, might be true of.
many men. In the view of the court, however, this ap-
pears to be a type of warrantless assumption based on
generalizations or stereotyped characterizations of the
sexes, illustrations of which are given in the guidelines
adopted by the EEOC. See 29 CFR 751, part 1604.2.

6. “The Commission will find that the following
situations do not warrant the application of the bona fide
occupational qualification exception:

(i) The refusal to hire a woman because of
her sex based on assumptions the comparative em-
ployment characteristics of women in general. For
example, the assumption that the turn-over rate
among women is higher than among men.

(ii) The refusal to hire an individual based on
stereotyped characterizations of the sexes. Such
stereotypes include, for example, that men are less
capable of assembling intricate equipment; that

54a
Opinion of the District Court.

As a matter of fact, this characterization sounds like
labels: Men's Jobs“ and Women's Jobs“, which have
been held improper. See Pittsburgh Press Company,
supra. It is the opinion of the court that to justify failure
to advance women because they did not want to be ad-
vanced is a type of stereotyped characterization which
will not stand. The regulations specifically provide that
“individuals be considered on the basis of individual
capacities and not on the basis of any characteristics
generally attributed to the group”.

As previously pointed out, however, a generalization
such as this, that women do not want advancement,
simply will not stand in the face of the numbers of
women who did not opt out in this suit.‘ According
to the Clerk of Court’s records, six females in sub-
class A did not opt out, and in subclass B, nineteen did
not opt out. This certainly indicates that the members of
the class who are still involved in this suit at least
have interest in being advanced and that the facile ex-
cuse that women were not interested in advancement
simply will not stand against the facts.

As to the defense of bona fide occupational qualifi-
cation, this is of no moment in this case since it has been

women are less capable of aggressive salesmanship.
The principle of non-discrimination requires that
individuals be considered on the basis of individual
capacities and not on the basis of any character-
istics generally attributed to the group.”

7. By order dated March 10, 1973, four subclasses
were described: Subclass A—present female employees;
Subclass B—past female employees; Subclass C—future
female employees; and Subclass D—females who have
been denied employment because of discriminatory prac-
tices.

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35a
Opinion of the District Court.

conceded that the matter of weight lifting among ma-
chine operators is of no importance, since the weights to
be lifted are minimal. Insofar as this may have been a
factor in past discrimination among the heavy packers,
the defendant appears to have conceded that women
are able to perform these tasks because the defendant
now claims that any discrimination in the shipping de-
partment has been ended. Certainly, there is no par-
ticular bona fide occupational qualification with respect
to advancement of women to foremen, assistant fore-
men or machine setters.

As to business necessity, it would appear that de-
fendant is attempting to argue that it is bound by the
terms of its agreement with the union with respect to
seniority, and therefore, it cannot give effect to the
anti-sex discrimination regulations. This to the court
appears no defense at all. It has been held that defenses
based upon seniority systems set up with the union,
which are sexually discriminatory, are no defense. See
Glus v. G. C. Murphy Company, 329 F.Supp. 563 (W..
Pa. 1971).

In United States v. Bethlehem Steel Corporation,
446 F.2d 652 (2d Cir. 1971), the court has this to say
at page 662:

“We accept that definition, but in the context of
this case the ‘business necessity’ doctrine must
mean more than that transfer and seniority poli-
cies serve legitimate management functions. Other-
wise, all but the most blatantly discriminatory plans
would be excused even if they perpetuated the ef-
fects of past discrimination. Clearly such a result
is not correct under Title VII. Jones v. Lee Way
Motor Freight, Inc., 431 F.2d 245, 249 (10th Cir.

Opinion of the District Court.

1970). Necessity connotes an irresistible demand.
To be preserved, the seniority and transfer sys-
tem must not only directly foster safety and effi-
ciency of a plant, but also be essential to those
goals. Local 189, United Papermakers v. United
States, supra, 416 F.2d 980, at 989. If the legitimate
ends of safety and efficiency can be served by a
reasonably available alternative system with less
discriminatory effects, then the present policies may
not be continued.”

It appears that the business necessity doctrine
means that there must be an overriding legitimate busi-
ness purpose making the practice necessary to the
safe and efficient operation of the business. United
States v. Chesapeake and Ohio Railway Company, 471
F.2d 582 (4th Cir. 1972). Under the guidelines, further
illustrations are given of a bona fide occupational quali-
fication, such as a need to have an actor or an actress
in a certain role in the theatre. This is certainly not the
type of position. There may also be extreme cases where
a history of rapes during the night hours in dangerous
locations indicate that females should not be exposed
to these hazards, but nothing like that has been shown
in this case.

We should further point out that it may be that de-
fendant’s expressed hostility to females attempting to
qualify as first class machine operators and the results
of subjective tests given by foremen to females who
attempted to qualify would naturally have a chilling
and discouraging effect upon female applicants, who
would naturally conclude that it was no use and would
only get them into more trouble with management than
the difference in pay would be worth. See for example,

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57a
Opinion of the District Court.

Lea v. Cone Mills Corporation, 301 F.Supp. 97, aff’d 438
F.2d 86 (4th Cir. 1971).

It is true that we should not attempt to put un-
qualified women on the job. We are not informed as to
the details of the test given all workers, however, the
record shows that numerous men qualified as machine
workers first class, whereas only one woman was 80
qualified over a period of years. The court, of course,
cannot go into the plant and administer these tests,
and it may be that this will be a difficult matter to su-
pervise. Regardless of the specific nature of these tests
and the specific results as to attempts by individual
applicants to qualify, it appears to the court that the
results of sex discrimination which seem to permeate
this organization are operating in this area, and the
court will have to do the best it can to frame remedies
to insure that future qualifications tests are objective
and not based upon subjective matters coupled with sex
hostility.

(5) Intentional Discriminaton.

Under the provisions of 42 U.S.C.A. § 2000e-5 (g),
the court must find that the respondent “has intention-
ally engaged in or is intentionally engaging in an unlaw-
ful employment practice charged in the complaint” in
order to issue an injunction or order other affirmative
action or reinstatement or hiring with or without
back pay.

The court has no hesitation in finding that there
has been intentional discrimination at defendant’s plant.
Entirely aside from the expressions of management in-
dicating hostility to female employees, we have the
general rule as laid down in Local 189, United Paper-

58a.
Opinion of the District Court.

makers v. United States, 416 F.2d 980 (5th Cir. 1969),
that the word “intentional” in this Act means that the
defendant intended to do what it did, not that there
was necessarily a deliberate and intentional violation of
the law. This reasoning has been followed by the Court
of Appeals for this Circuit in Kober v. Westinghouse
Electric Corporation, 480 F.2d 240 (3d Cir. 1973) af-
firming the decision of Judge Weber of this court in
325 F.Supp. 467 (W.D.Pa.1971). The Court of Anpeals
said: “intentional unfair employment practices are those
engaged in deliberately and not accidentally. No willful-
ness on the part of the employer need be shown to
establish a violation of Section 706 (g).“

(6) Relief to be Granted.

There still remains to be determined by the court
what, if any, relief should be granted in a situation of
this kind. At the present time, we have heard only the
testimony with respect to liability, and the question of
back pay and other relief has been left for subsequent
determination by the court. The court is given broad
powers under Section 706(g) (42 U.S. C. A. S 2000e-5(g) )
quoted. In view of the findings of intentional discrimina-
tion, the remedies available are (1) injunction, (2)
ordering affirmative action, (3) awards of back pay. It
would appear that any affirmative action taken should at
a minimum include a training program whereby women
can secure adequate training to pass the tests for ad-
vancement, and steps must be taken to assure that these
tests are objective tests and not subjective tests de-
pending upon the whim and will cf individual foremen
and other supervisors. It may be that the question of
back pay should be referred to a magistrate for hearing

—
—

59a
Opinion of the District Court.

and recommendation. We will, therefore, assign the case
for further argument with respect to the question of
relief to be granted. See supplemental Pretrial Order
dated October 24, 1972, postponing consideration of
damages and so forth until after determination of
liability.

CONCLUSIONS OF LAW

1. The court has jurisdiction of the parties and
the subject matter of this action under the provisions
of the Civil Rights Act of 1964 as amended, Title VII,
Section 706 (42 U.S.C.A. § 2000e-5).

2. This action has been properly brought by the
plaintiff as a class action on behalf of the classes and
s

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385004_0836%3A1. Public record. Not legal advice.
