# Petition — Garrison v. Strickland

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1977
- **Citation:** 430 U.S. 959

## Text

Spas Gon, © 8
ILED.
SEP 11 1976

In The MICHAEL RODAK, JR. CLERK

Supreme Court of the United States

OCTOBER TERM 1976

vo. 26-370

SAM P. GARRISON,
Petitioner
v.
FLOYD STRICKLAND, JR.,
Respondent

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT

t,
‘e

RUFUS L. EDMISTEN

Attorney General

RICHARD N, LEAGUE
Assistant Attorney General

Post Office Box 629
Raleigh, North Carolina 27602

Telephone: (919) 829-7188

ATTORNEYS FOR PETITIONER

INDEX

Opinion Below | 1
Jurisdiction 1
Question Presented 2
Constitutional and Statutory Provisions Involved 2
Statement of the Case 2
Reasons for Granting the Writ:
(1) AN IMPORTANT OPEN QUESTION
CONCERNING THE APPLICATION
OF MIRANDA »v. ARIZONA, 384 US
43 (1966), IS PRESENTED BY THIS
SERED Sao reece race 3
Conclusion 5

APPENDICES
A. Excerpts from Application for
Writ of Habeas Corpus _....... RTE Soe A PORE OO ie

B. Order of the United States District
Court for the Eastern District of
ee Ss Te etic aaa cho ae 11

C. Order of the United States Court

of Appeals for the Fourth Circuit — 16
: D. Excerpts from Trial Voir Dire 21
LT
;
TABLES OF CASES

Michigan v. Mosley, 423 US 96 (1975) —. 3

ee

|

In The

' Supreme Court of the United States

OCTOBER TERM 1976

ee No.
——
4 P in | SAM P. GARRISON,
¥- : Petitioner
x :
7 “ v,
A
R FLOYD STRICKLAND, JR.,

Respondent

PETITION FOR WRIT OF CERTIORARI
' TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT

TO: THE HONORABLE CHIEF JUSTICE AND ASSO-
CIATE JUSTICES OF THE SUPREME COURT OF
THE UNITED STATES:

The petitioner, Sam P. Garrison, prays that a writ of
certiorari issue to review the judgment of the United States
Court of Appeals for the Fourth Circuit in the case of Floyd
Strickland, Jr. vs. Sam P. Garrison, No. 76-1683, filed June 28,
1976.

OPINION BELOW

The opinion of the United States Court of Appeals styled
and filed as above is not yet reported but is printed as
Appendix C to this petition (pp. 16-20, post) .

JURISDICTION

The jurisdiction of this Court is invoked under 28 USC
1254/1) within ninety days of June 28, 1976, the date of
entry of the order to be reviewed.

2

QUESTION PRESENTED

WHETHER THE GOVERNMENT MAY USE A CON-
FESSION OBTAINED AFTER IT INITIATED AN
INTERVIEW WITH AN ACCUSED WHO HAD NOT
TALKED TO COUNSEL AFTER HE HAD EARLIER
STATED HE DESIRED TO DO SO.

CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED

This case involves the Sixth Amendment and the Four-
teenth Amendment. :

STATEMENT OF THE CASE

Floyd Strickland was a prisoner of the State of North
Carolina convicted on or about June 22, 1973 in the Superior
Court for Columbus County, North Carolina in cases num-
ber 73 CR 1950, 1951 and 1946, in which he was charged with
breaking and entering, safecracking and safecracking respec-
tively. Prayer for judgment was continued in the first of the
cases but Strickland received a consolidated twenty-two to
thirty year sentence on the remaining offenses. Strickland’s
conviction was affirmed on appeal by the North Carolina
Court of Appeals, 22 NC App 196 (June 15, 1974), and the
North Carolina Supreme Court denied certiorari to review
that decision, 285 NC 662 (August 30, 1974).

In February, 1975, Strickland filled out a writ form which
was duly authorized for filing in forma pauperis, and which
was served on respondent below under cover letter of March
10, 1975, Strickland v. Garrison, 75-0072-HC. In this writ, he
seemingly alleged that his confession was involuntary because
investigating officers threatened to charge his relatives with
the crime if he did not confess, and because he had not signed
a written waiver of counsel. The relevant portions of his appli-
cation for a writ are Appendix A to this petition, pp. 6-10, post.
These contentions were ruled on unfavorably by the District
Court, Honorable John D. Larkins, Jr., Judge Presiding, and

3

‘his application for a writ of habeas corpus was dismissed on

or about July 3, 1975. Judge Larkins’ order is Appendix B
to this petition, pp. 11-15, post.

On appeal, however, a panel of the United States Court
of Appeals for the Fourth Circuit reversed the District Court
in a per curiam decision, entered without briefing or argument,
Strickland v. Garrison, No. 76-1683. The panel took a broader
view of Strickland’s allegations than had the District Court
and respondents below and found that “specifically Strickland
contends that his confession was inadmissible because it was
obtained by interrogation in the absence of counsel after
Strickland had requested counsel be present.” With this asser-
tion, the panel agreed and ordered that a writ of habeas
corpus be issued in Strickland’s behalf. The relevant portions
of the trial voir dire concerning this point are set out as
Appendix D to this petition, pp. 21-25, post. According to the
state’s evidence (which was believed by the trial judge on
voir dire), they show that petitioner was questioned at about
9:00 a.m., at which time he was given the warnings required
by the Miranda decision. Following these, he declined to give
a statement, saying that he wanted to see a lawyer. Question-
ing then ceased. About 3:00 p.m., another meeting was held
between Strickland, who was in custody, and law enforcement
officers. He was again warned of his rights pursuant to the
Miranda decision at which time he did not ask for an attorney
but instead gave a statement. According to Strickland’s evi-
dence, he gave the statement at the morning meeting, after
his request for counsel was repeatedly refused, and no 3:00
p.m. meeting ever occurred.

REASONS FOR GRANTING THE WRIT

AN IMPORTANT OPEN QUESTION CONCERNING
THE APPLICATION OF MIRANDA V. ARIZONA, 384
US 436 (1966) IS PRESENTED BY THIS CASE.

This case presents an open question akin to that decided in
Michigan v. Mosley, 423 US 96 (1975)—(a) whether an

4

accused who has stopped interrogation by asking for a lawyer
may change his mind and give an admissible statement with-
out a lawyer having been consulted or being present; and (b)
if so, can this occur if the authorities initiate the subsequent
contact at which the statement occurs. The answer to both
should be “Yes”; however, the Fourth Circuit has answered
the second “No”. Therefore, this important matter has been
wrongly decided, especially in light of Michigan v. Mosley,
supra, and a writ of certiorari should issue to correctly pro-
pound the law in this regard.

The admissibility of confessions is governed by the standards
of voluntariness and waiver. Nothing in the facts of this
case suggests that either was unmet. Petitioner received the
“Miranda warnings,” and nothing shows that he did not under-
stand them. Presumptively then, any waiver of the rights in-
volved in them could be intelligently made. Interrogation
ceased when he said he wanted a lawyer. Six hours passed be-
fore contact was resumed. That subsequent contact began
with new Miranda warnings. Nothing in the way of illegal
threats or promises or actual brutality or mental coercion
existed. All of these demonstrate the confession was voluntary.
Under these circumstances, it should not have been excluded.

Despite the above, the Fourth Circuit did not condition
admissibility on the presence or absence of the above, but in-
stead “zeroed in” on the fact that the authorities evidently
initiated the subsequent contact with the accused and held this
to be a per se factor requiring exclusion of any statements by
Strickland.’ This is non-sensical. Since jailing and law enforce-
ment duties are often handled by different officers, or sub-
sections of larger offices; since employees work shifts and take
breaks; and since office hours for investigating officers are

"While the panel spoke darkly of “entreaties .. . yroceed
without counsel” and “precluding the petitioner ‘ 9m com-
municating with counsel” to bolster its decision, neither ap-
pears of record insofar as respondent can tell.

5

‘irregular, it is to be expected that diligent law enforcement

officers might deal directly with an accused to determine if—he
had yet seen counsel or if he still desired to do so. How they
deal with an accused, however, and not whether they initiate
the dealings is the relevant matter with regard to whether any
statement taken is voluntary and any waiver of the rights in-
volved are intelligently made. For this reason, the Fourth
Circuit panel erred in its decision.

CONCLUSION

It is respectfully submitted that because of the above, this
case is of sufficient importance for the Court to exercise its
jurisdiction and issue a writ of certiorari to review the decision
of the United States Court of Appeals, either to summarily
reverse it, or to set the matter for briefing and argument.

Respectfully submitted,

RUFUS L. EDMISTEN

Attorney General

Richard N. League
Assistant Attorney General

Post Office Box 629
Raleigh, North Carolina 27602

Telephone: (919) 829-7188

ATTORNEYS FOR PETITIONER

Appendix A

RELEVANT PORTIONS OF THE APPLICATION
FOR WRIT OF HABEAS CORPUS

Petitioner was denied due process of law when an oral con-
fession was elicited from him under threat during police in-
terrogation. Petitioner’s mother, brother and cousin would be
indicted for the same crime, after petitioner invoked his Fifth
Amendment right to remain silent, and after he requested the
assistance of counsel at interrogation; and the coerced oral con-
fession was admitted into evidence by the prosecution to the
trial jury.

* 7 * * -_ * * * * * * *

On the morning of March 14, 1973 between 8:00 and 8:30
A.M. the petitioner was questioned by S.B.I. Agent Wesley
Terry and was asked by Terry if he, the petitioner, wished to
make a statement. Petitioner declined at which point Agent
Terry seemed to get angry.

Agent Terry then threatened to have petitioner’s brother
and cousin with the possibility, also, of his mother, Mrs. Grace
Strickland indicted. Petitioner then became upset and con-
fessed to the alleged crimes.

It should be noted that at this time petitioner had not, nor
has since, signed a waiver of his rights to counsel.

Later that afternoon, after petitioner was transferred from
Fair Bluff, North Carolina, petitioner was then again ques-
tioned by S.B.I. Agent Terry but petitioner then recanted his
earlier confession and informed Agent Terry that he was in
fact innocent of the charges against him and was going to
plead not guilty all the way. At no time after requesting
counsel had petitioner signed a waiver of his rights or even
“orally” relinquish [sic] his rights as established by Miranda.
The voluntary and coerced confession was used in court against
him.

7

MEMORANDUM OF POINTS AND AUTHORITIES

The historical background on standards for admitting con-
fessions began with Brown “vs” Mississippi, 297 U.S. 278, 56
S.Ct. 461, 80 L.Ed. 682 (1936). The case involved physical
beating of a confession from a defendant and the court held
such a confession illegal. In Ashcraft “vs” Tennessee, 322 US.
143, 64 S.Ct. 921, L.Ed. 1192 (1944) convection [sic] was re-
versed where a confession had been obtained after some 36
hours of continious [sic] interrogation. A court ruled that the
extended questoning [sic] raised a conclusive presumption of
coerceion [sic]. In the famous stomach pumping *ase of Rochen
“vs” California, 342 US. 165, 72 S.Ct. 205, 98 L.Ed. 183
(1952) the court speaking through Justice Frankfurter viewed
the coerced confession cases pointing out: Use of involuntary
verbal confessions in state criminal trials is obnoxious not only
because of their unrealibity [sic], they are inadmissible under
the due process clause even though statements contained in
them may be independently established as true. Coerced con-
fessions offend the community’s sense of fair play and decency.
That the court was applying two constitutional standards for
the admissibility of confessions—a “police methods” test as
well as a trustwortheness [sic] test was made clear by Spano
“vs” New York, 360 US. 315 (1959). In Rogers “vs” Rich-
mond after a team of at least three police officers had in-
terogated [sic] him for siz hrs. without success, a threat to
bring his invalidated [sic] wife down to headquarters for ques-
toning [sic] prompted him to confess to the murder for which
he was convicted. The court ruled (7-2) per Frankfurter, J.
that the state’s failure to apply the standard demanded by
the Fourteenth Amendment due process entitled him to federal
habeas corpus relief.

In this case police officers threatened to indict the petition-
er’s mother, brother and cousin unless petitioner confessed.

As Justice Frankfurter pointed out for the majority in the
famous case of McNabb “vs” United States, 318 U.S. 332, 63

8

S.Ct. 608, 87 L.Ed. 819 (1943) while the powers of the court
to upset state convictions is [sic] limited to the enforcement
of the Fourteenth Amendment due process, the standards of
federal criminal justice “are not satisfied merely by the ob-
servence [sic] of those minimal historic safeguards.”

The court farther [sic] reterated [sic] thier [sic] principles in
Mallory “vs” United States, 354 U.S. 449 (1957).

The right to have counsel present during police interrogation
began to attach in cases such as Crocker “vs” California, 357
U.S. 433 (1958) in Cicenia “vs” Lagay, 357 U.S. 504 (1958) .
Finally, in Malloy “vs” Hogan, supra, the court applied federal
standards to the admissibility of a confession in state criminal
prosecutions.

In Escobedo “vs” Illinois, 378 U.S. 478 (1964), the court
held that the “assistance of counsel” during the course of an
interrogation was made obligatory upon the states by the Four-
teenth Amendment. The court reached the ultimate decesion
[sic] in Miranda “vs” Arizonia, [sic] 384 U.S. 436, 86 S.Ct. 1602,
16 L.Ed. 2d 694 (1966). The holding of the court was that
the prosecution may not use statements, whether exculpatory
or inculpatory, steeming [sic] from custodial interrogation of
the defendant unless it demonstrates the use of procedueal [sic]
safeguards effective to secure the prevelege [sic] of self-incrimi-
nation. The court had allready [sic] established that the right
to counsel attached when focus was placed upon the accused.
In Miranda the court held that the accused must be warned
that he has the right to remain silent, and that any statement
he makes may be used as evidence aganist [sic] him and that
he has the right to assistance of counsel and if he could not
afford counsel, one would be appointed for him. The defendant
may waive effecuation [sic] of these rights provided the waiver
is made voluntary [sic] knowingly and intellegently [sic]. The
court stressed that once the defendant has made known his de-
sire for an attorney all questeoning [sic] must cease. A defend-
ant arrested and surronded [sic] by custodial officials has been

9

‘psychologically weakened to the point he may confess. Finally,

the court held that whatever the testimony of the authorities
has to waiver of rights by an accused, the fact of lengthey [sic]
interrogation or inceaeaiation [sic] before a statement is made
is strong evidence that the accused did not validly waiver [sic]
his rights. In these circumstances the fact that the individual
eventually made a statement is consistante [sic] with the con-
clusion that the compelling influence of the interrogation finally
forced him to do so. It is inconsistante [sic] with any notion of
a voluntarily relinquishment of the privelege [sic]. Moreover,
any evidence that the accused was threatened, tricked, as
cajoled into a waiver will, of course show that the defendant
did not voluntary [sic] waive his prevelege [sic]. The require-
ment of warnings and waiver of rights is a fundamental with
respect to the Fifth Amendment privelege [sic] and not simply
a preleminary [sic] ritual to existing methods of interrogation.
As set out in the instant case, petitioner was just questeoned
[sic] about the crimes between 8:00 and 8:30 A.M. on March
14, 1973. At that time, petitioner requested counsel. S.B.1.
Agent Westly [sic] Terry then seemed angry. He (Terry)
then threatened to have petitioner’s mother, brother and cousin
indicted for the same crimes unless petitioner confessed. Under
this threat and without the assistance of counsel, or waiver of
assistance of counsel, petitioner confessed. Subsequent to the
confession, petitioner’s brother and cousin was [sic] released
from police custody. Later the same day, March 14, 1973 after
being removed from Fair Bluff to the County Jail in White-
ville, North Carolina, S.B.I. Agent Terry again questeoned
[sic] petitioner. Petitioner made no statement, at this interroga-
tion, but stated that he intended to plead not guilty. The oral
confession give [sic] $.B.I. Terry [sic] at 8:00 or 8:30 A.M. on
March 14, 1973 without petitioner giveing [sic] a waiver of
his “Miranda” rights was later admitted into evidence at his
trial and conviction upon the charge. As clearly seen, the
admissibility of the oral confession was in violation of peti-
tioner’s Fifth and Fourteenth Amendment rights to the United
States Constitution and Miranda, supra. The record in this

10

instant case is silent as to petitioner’s signing a waiver of his
Fifth and Fourteenth Amendment rights as set fourtth [sic]
in Miranda, supra.

11

Appendix B

IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF NORTH CAROLINA
RALEIGH DIVISION

NO. 75-0072-HC

FLOYD STRICKLAND, JR., _)
Petitioner, _) MEMORANDUM
) OPINION
V. ) and
) ORDER
SAM P. GARRISON, )
Respondent. _)

LARKINS, District Judge:

This is a petition for a writ of habeas corpus pursuant to
28 U.S.C. $2254, in which the petitioner, Floyd Strickland, Jr.,
presently incarcerated at North Carolina Central Prison,
Raleigh, North Carolina, claims that he is being detained in
violation of his rights under the Constitution of the United
States.

At the June 22, 1973 Session of the Superior Court for
Columbus County, the petitioner, while represented by court-
appointed counsel, entered a plea of not guilty to indictments
charging him with two counts of safe robbery and one count
of breaking and entering. Upon these pleas the petitioner was
tried and convicted in a jury trial and sentenced to a con-
solidated term of imprisonment of twenty-two to thirty years
on the two safe robbery charges and prayer for judgment was
continued on the breaking and entering charge. The petitioner
appealed this conviction to the North Carolina Court of Ap-
peals, which court, in an opinion filed June 19, 1974 and re-
ported at 22 N.C. App. 196, 205 S.E.2d 765, found no @rror.
An examination of the State Court records reveals that Strick-
land has exhausted his State remedies as required by Title 28,
United States Code, Section 2254 (b) .

12

In support of his plea that the State Court conviction and
sentence be vacated and set aside, the petitioner presents two
contentions: first, that his confession was involuntary and
made only because law enforcement officers threatened with
prosecution his mother, brother and cousin if he did not con-
fess; and, second, that he did not execute a written waiver of
his rights to silence or counsel. The entire uncontested State
Court record is before this Court, including the Record on
Appeal submitted to the North Carolina Court of Appeals.

Strickland’s first contention is that his confession was in-
voluntary and made only because law enforcement officers
threatened with prosecution his mother, his brother and his
cousin if he did not confess. At the State trial there was a
lengthy voir dire on the question of whether or not any ad-
mission, confession or statement was made by the petitioner
and, if so, whether or not it was made freely, voluntarily and
legally. As a result of this voir dire, extensive findings of fact
were made by the State Trial Judge which may be accepted
in lieu of a hearing on the petitioner’s application. See Town-
send v. Sain, 372 U.S. 293, 88 S.Ct. 745, 9 L.Ed.2d 770 (1968) .

After extensive and exhaustive review of the evidence pre-
sented on voir dire, this Court adopts the State Trial Judge’s
finding that any confession made by the petitioner was execut-
ed freely and voluntarily after a valid oral waiver of his rights
to remain silent and to consultation with counsel pursuant to
Miranda vy. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d
694 (1966). This Court finds that Strickland received a full
and fair hearing on his claim in the State Court and further
finds that the State voir dire hearing contained in the Record
on Appeal amply supports the conclusion that Strickland’s
statements were voluntarily made.

The Supreme Court of the United States in its decision in
Schneckloth v. Bustamonte, 412 US. 218, 226, 93 S.Ct. 2041,
36 L.Ed.2d 854, 862 (1973) reviewed the case law regarding
the “voluntariness” of a defendant’s confession for purposes

13

of the Fourteenth Amendment and pointed out that “[ijn de-
termining whether a defendant’s will was overborne in a par-
ticular case, the Court has assessed the totality of all the sur-
rounding circumstances—both the characteristics of the accus-
ed and the details of the interrogation. . . . The significant
fact about all of these decisions is that none of them turned
on the presence or absence of a single controlling criterion;
each reflected a careful scrutiny of all the surrounding circum-
stances.

Under the circumstances surrounding the crimes of which
the petitioner has been found guilty, the close relatives of the
petitioner were subject to criminal indictment. The petitioner
would naturally take such consequences into consideration
when making the decision to make a statement or confession.
The law enforcement officers were not making false statements
to the petitioner in order to extract a confession; on the con-
trary, the true statements of possible legal consequences were
a positive aid to the petitioner in his own determination of
his situation. It was one circumstance to consider in arriving
at his decision on whether or not to make a statement or con-
fession. Adhering to the rule enunciated in Schneckloth v.
Bustamonte, supra, this Court cannot take this one fact or
circumstance and vacate the sentence and conviction of the
petitioner. It is the opinion of this Court that the statement
or statements made by the petitioner were voluntarily and
freely executed, that his constitutional rights proclaimed in
Miranda v. Arizona, 384 US. 436, 86 S.Ct. 1602, 16 L.Ed.2d
694 (1966) were twice read to him and that he made a valid
waiver of those rights. The State Trial Judge’s findings and
this Court’s findings clearly satisfy the rule set forth by the
Fourth Circuit Court of Appeals in United States v. Johnson,
495 F.2d 378 (4th Cir., 1974). The fact of voluntariness of a
confession need only be demonstrated by a preponderance of
the evidence.

The petitioner also contends that his conviction and sentence
should be set aside in view of the fact that he signed no written

14

waiver of his rights to remain silent and to counsel. The facts
are ably set forth in the Trial Judge’s Findings of Fact in the
Record on Appeal to the North Carolina Court of Appeals and
in the summary of the Transcript in the Record on Appeal.
Again, applying the rules in Schneckloth v. Bustamonte, 412
US. 218, 93 S.Ct. 2041, 36 L.Ed.2@d 854 (1978) and United
States v. Johnson, supra, and considering that Strickland had
sufficient experience in the criminal courts of various states to
indicate his understanding of the explanation of his rights and
considering his apparent intelligence as indicated by his many
written letters to this Court, it is the opinion of this Court
that his failure to sign a written waiver did not render the con-
fession inadmissible. See United States v. Thompson, 417 F.2d
196 (4th Cir., 1970); United States v. Hayes, 385 F.2d 375
(4th Cir., 1967), cert. denied, 390 U.S. 1006, 88 S.Ct. 1250,
20 L.Ed.2d 106 (1968).

NOW THEREFORE, in accordance with the foregoing,
it is

ORDERED, that the petition for a writ of Habeas Corpus
pursuant to 28 U.S.C. $2254 be, and the same is DENIED,

FURTHER ORDERED, that this case be, and the same
is hereby DISMISSED, and

FURTHER ORDERED, that the Clerk shall serve copies
of this ORDER upon Mr. Floyd Strickland, Jr., 835 West
Morgan Street, Raleigh, North Carolina 27603 and Mr.
Richard N. League, Assistant Attorney General of North
Carolina, P. O. Box 629, Raleigh, North Carolina 27602.

Let this ORDER be entered forthwith.

JOHN D. LARKINS, JR.
United States District Judge

AT TRENTON, NORTH CAROLINA
JULY Ist, 1975

15

‘Filed July 3, 1975

JOHN R. WHITTY, CLERK
US. District Court
E. Dist. No. Car.

16

Appendix C

UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT

No. 76-1683

Floyd Strickland, Jr.,
Appellant,
Vv.
Sam P. Garrison,

Appellee.

Appeal from the United States District Court for the Eastern
District of North Carolina, at Raleigh. John D. Larkins, Jr.,
District Judge.

Submitted: April 20, 1976 Decided: June 28, 1976

Before WINTER CRAVEN, and BUTZNER, Circuit Judges.

(Floyd Strickland, Appellant Pro Se. Richard N. League,
Assistant Attorney General, for the Appellee.)

PER CURIAM:

Floyd Strickland, Jr., appeals from an order of the district
court denying a writ of habeas corpus. Before seeking federal
habeas corpus relief, Strickland exhausted his available state
remedies. He claims that his state court conviction for safe
robbery and breaking and entering is invalid because his con-
fession, admitted into evidence at his trial, was obtained in
violation of the requirements of Miranda v. Arizona, 384 US.
436 (1966). Specifically, Strickland contends that his con-

17

‘fession was inadmissible because it was obtained by interroga-

tion in the absence of counsel after Strickland had requested
that counsel be present.. We agree and reverse.

We accept, as did the district court, the findings of fact of
the state trial court. Strickland was arrested on the morning
of March 14, 1973. At 9:00 A.M., in the Fair Bluff, North
Carolina, police station, agent Terry of the state bureau of
investigation informed Strickland of his Miranda rights and
asked him if he wanted to make a statement. “Strickland re-
flecied for a few minutes, said he knew nothing about the
break-in, and said he wanted a lawyer; [and] the interrogation
was stopped.” At noon, Strickland was taken to the county
law enforcement center at Whiteville. At about 3:00 P.M.,
agent Terry again spoke with Strickland, warned him of his
rights, and asked him if he desired to make a statement.
Strickland stated thai he understood his rights, and confessed.
No lawyer was present.

In Miranda, the Supreme Court unequivocally stated: “Tf
the individual states that he wants an attorney, the interroga-
tion must cease until an attorney is present.” 384 US. at 474
(emphasis added) . While a suspect’s invocation of his right to
remain silent, unaccompanied by a request for counsel, does
not forever foreclose further efforts at interrogation, Michigan
v. Mosley, 423 U.S. 96 (1975), “clearly the Court in Miranda
. . . distinguished between the procedural safeguards triggered
by a request to remain silent and a request for an attor-
ney ...,” id. at 104 n.10; only in the latter situation did the
Court “create a per se rule against further interrogation, id. at
109 (concurring opinion of White, J.). Thus, Mosley has no
application to the present case. See id. at 101.7 (opinion of
the Court).

Once a suspect in custody has expressed his wish to be
represented by counsel, the police must deal with him as if
he is thus represented. Thereafter, it is improper for the police
to initiate any communication with the suspect other than

18

through his legal representative, even for the limited purpose
of seeking to persuade him to reconsider his decision to insist
on the presence of counsel. “[T]he accused having expressed
his own view that he is not competent to deal with the
authorities without legal advice, a later decision at the author-
ities’ insistence to make a statement without counsel’s presence
may properly be viewed with skepticism.” Jd. at 110 n.2 (con-
curring opinion of White, J.).

Of course, a suspect who has invoked his right to have
counsel] present during a custodial interrogation may change
his mind, by his own volition, see United States v. Tafoya,
459 F.2d 424, 427 (10 Cir. 1972), or after consulting with
counsel, see United States v. Brown, 459 F.2d 319, 323 (5 Cir.
1971) , cert. denied, 409 U.S. 864 (1972) , and decide to submit
to questioning without the aid of counsel. But Miranda and
our own prior cases, e.g., United States v. Clark, 499 F.2d 802,
807-08 (4 Cir. 1974), United States v. Slaughter, 366 F.2d
833, 840-41 (4 Cir. 1966) , established that a confession obtain-
ed from a suspect who has yielded to the entreaties of the
police that he proceed without counsel is inadmissible. “At the
very least, the agents should have afforded [the suspect]
sufficient time to employ and consult with counsel before they
initiate|d| any subsequent interview.” Clark, supra, 499 F.2d
at 807 (emphasis in original) .

Here, as in Clark, “agent [Terry] stated unequivocally that
he initiated the interview during which [Strickland] allegedly
waived his right to speak with an attorney and confessed;” and
“[t]here is nothing in the record to suggest that agent [Terry’s]
decision to conduct a second interrogation of [Strickland] was
prompted by any manifestation on the part of [Strickland]
that he had changed his mind and desired to be interrogated
without assistance of counsel ... .” Clark, supra, 499 F.2d at
807. We therefore conclude that “interrogation [did not] cease
until an attorney [was] present,” 384 U.S. at 474 (emphasis
added, as required by Miranda.

The state trial court concluded that Strickland “requested

19

‘an attorney for the purpose only of stopping the interrogation,

the defendant knowing that a lawyer was not available in Fair
Bluff.” We believe that a suspect’s subjective intent in re-
questing a lawyer is irrelevant to the state’s obligation to
provide one. Furthermore, the Miranda Court, in rejecting an
interpretation of its holding which would have required each
police station to have a lawyer present at all times, expressly
contemplated that as a result of its decision the police might
have to delay interrogation of a suspect until a lawyer could
be found. 384 US. at 474.

Of course, if a suspect expresses a desire to consult with
retained counsel and then unreasonably delays in so doing,
the police might in some circumstances be justified in requiring
him to accept substitute counsel, or even in continuing the
interrogation without counsel. But the police cannot credibly
claim delay by the suspect where the suspect has requested
that counsel be appointed, or where the police themselves have
precluded the suspect from communicating with retained
counsel. The record is silent as to whether Strickland wanted
to see appointed or retained counsel; and the facts are in
dispute as to whether the police interfered with Strickland’s
efforts to obtain a lawyer. The state trial court concluded,
though without apparent basis in the record except, possibly,
through judicial notice, that no lawyer was available in Fair
Bluff. Certainly if this conclusion is correct, Strickland cannot
be faulted for failing to obtain counsel during the three hours
he was held there. In any event, assuming the full six-hour
delay between the first and second interrogation to be attribut-
able to Strickland, we do not find six hours to be an unreason-
able period indicative of dilatoriness. See Slaughter, supra, at
840 (“[I]t cannot be said that his failure to have a lawyer
within approximately 25 hours of his request was unreasonable
delay on his part, or an attempt to postpone indefinitely a
decision on his part whether to submit to interrogation”) .

We hold that Strickland’s confession was obtained in viola-
tion of the fifth amendment and the requirements of Miranda

20

v. Arizona, supra. Accordingly, a certificate of probable cause
is granted, the decision of the district court is reversed, and

the case is remanded with instructions that the writ be granted.
REVERSED AND REMANDED.

21

Appendix D

Excerpts from the direct examination of Agent W. P. Terry.

My name is W. P. Terry. I am employed by the North
Carolina State Bureau of Investigation as a Special Agent. I
did investigate this alleged break-in that occurred on the 14th
day of March, 1973. I had occasion to talk with Mr. Strickland,
approximately on the 14th of March two separate and distinct
occasions, the first time being approximately eight to nine a.m.
on the 14th of March of this year. The second time was at the
Whiteville S.B.I. Office located in the Columbus County Law
Enforcement Center at approximately three p.m. on the 14th
of March, 19783. ,

I did have occasion to speak to Mr. Strickland on the
morning of the 14th of March at approximately between eight
and nine a.m. I interviewed him twice.

~

—

I was first talking with the defendant Strickland alone at
the point of the second interview. My initial contact with Mr.
Strickland, I do not recall who was present. I know there were
some people there, but I do not recall. It was approximately
in the area of nine a.m. on the morning of the 14th of March.
It occurred at the Fair Bluff Police Department. I believe there
were other people standing in the area beside Mr. Strickland
and myself but I do not recall who. I warned him of his rights
at that time. I advised Mr. Strickland the Constitution of the
United States and the State of North Carolina guarantee cer-
tain rights, which were as follows: “You do not have to say
anything which might incriminate you. Anything you do say
may be used for or against you in a court of law. You have
the right to speak with an attorney or anyone of your choice
before making any statements. If you desire an attorney and
cannot afford one, the State will appoint an attorney for you.

22

Do you understand fully these rights as I have explained them
to you?”

Mr. Strickland stated he did understand his rights. I asked
Mr. Strickland for a statement, which he declined. I had an-
other meeting with him at approximately three p.m. on the
14th of March of this year at the Whiteville S.B.I. Office.
Chief Holmes of the Fair Bluff Police Department, and myself,
and Mr. Strickland, initially were present. I asked him at that
time if he desired to give a statement. He was advised of his
constitutional rights. I advised him: “The Constitution of the
United States and the State of North Carolina guarantee you
certain rights, which are as follows: “You do not have to say
anything which might incriminate you. Anything you do say
may be used for or against you in a court of law. You have
the right to speak with an attorney or anyone of your choice
before making any statements. If you desire an attorney and
cannot afford one, the State will appoint an attorney for you.
Do you understand fully these rights as [ have explained them
to you,” He stated he did understand, and said he would make
a statement only in the presence of Mr. Alexander as he did
not want to keep anything from him.

Excerpts from the cross-examination of Agent W. P. Terry.

The first time I read the rights to Mr. Strickland, he de-
clined to comment before speaking with an attorney. The rights
were not read at Fair Bluff.

As to whether, he was then transported to the Law Enforce-
ment Center here in Whiteville and the rights were read to
him, I did not read the rights. The rights were quoted to him
as I have quoted them here today. I don’t read them from a
card. I don't have a card. I have them memorized. As to
whether I had a card before me the second time I began to
give him his rights and I dropped the card on the floor, my
answer is, “No, sir. Not to my recollection I did not.” As many
times as I have administered the Miranda warning I do not

Pe mn

23

~use a card, I have committed it to memory. I did not use

a card and I quoted them to him.

Mr. Strickland stated that he would like to talk to an
attorney. In response to that I stopped questioning him. And
I didn’t question him any more until three p.m. on the 14th.
He was brought to me at the S.B.I. Office.

At the first time he did request an attorney. The second time
he did not request an attorney. He did not request that I get
him an attorney or that he be allowed to call and get an
attorney. I don’t believe that silence is an indication of want-
ing an attorney. He did not reqyest that he wanted to make a
phone call. I did not deny him a telephone call. I personally
advised both Mr. Strickland and Mr. Alexander they might
use the phone in my office.

To my knowledge he did not use it at three o'clock in the
afternoon. I don’t recall if Mr. Strickland requested to use the
phone. The Sheriff accompanied me in the initial investigation.
I do not recall that the Sheriff made a statement to me or
that Mr. Holmes made the statement to me that they had
stated to Mrs. Grace Strickland that unless her son confessed
that she would be charged with the crime of accessory or aid-
ing and abetting. I don’t recall anyone making that statement
to me. If Sheriff Ben Duke made it to me, I don’t recall it. I
could not accurately testify. At three o’clock Mr. Strickland
did not at any time say anything about wanting an attorney.

Excerpts from the direct examination of Floyd Strickland, Jr.

I am Floyd Strickland, Jr., and I am one of the defendants
in this action. I had an occasion on March the 14th, 1973, to
talk with Ben Duke, Bobby Holmes, or Mr. Terry. I talked
with them somewhere in the neighborhood of between eight or
eight-thirty. The first time I talked to Mr. Terry, I did make
a statement. At that time he did not read my rights to me.
He did not say them to me. I made the statement to him that

24

I had broken into the store that he said was in question; I did
open the safe that was in question; I did commit the crime.
I did not sign a waiver of my rights. This took place in Fair
Bluff between eight and eight-thirty. He made a statement to
me before I made the confession that I broke and entered and
opened the safe. He made the statement that my brother,
Franklin Strickland, and my cousin, Tony, was going to be
indicted and possibly my mother; and the only way they
could be turned loose was that I confessed. I asked Mr. Terry
what was he trying to do, was he trying to use my family, put
my whole family in jail to force me to confess to a crime I had
not committed. At that time my brother was in the Fair Bluff
jail. My mother at that time was in the police station.

I constantly asked for an attorney. I did not ask for any
particular lawyer. I did not have a chance to make a phone
call. I asked to make one, and they wouldn’t allow me to
make it. As to where I was going to make the phone call to,
I was going to try to get an attorney somewhere. I didn’t know
for sure. I was just going to call a lawyer and ask him to come
down there.

As to whether I was going to call my mother to get a lawyer
or what, my mother was in the police station. I was going to
call an attorney. Mr. Terry brought me to the Columbus
County Jail. I did not make a statement later on. I did not
make a statement around three o’clock in the afternoon on
the 14th day of March. The only statement and the only con-
fession that I made was at eight o’clock in the morning in Fair
Bluff. My brother or my cousin were not indicted, nor was my
mother indicted. Mr. Terry was good enough to keep his word.
He said he would turn them loose if I confessed. That morning
I confessed, and he turned them aloose. I told him that after-
noon at three o'clock that I didn’t do it after they released my
mother and my brother and cousin. He later called me at three
o'clock that afterncon, approximately three o'clock that after-
noon, in his office. He wanted me to make another statement.
I told him that I had made my statement that morning and

25

now I was pleading not guilty and I wanted an attorney. We

joked; he joked and I joked. He tried to get me to talk and
say something. I told him that I had made my statement,
that I hadn’t done anything. I made the statement that morn-
ing at eight o'clock, because he (Mr. Terry) give me his word
he was going to put my mother in jail and my brother and
he was going to indict them.

“=

26

Appendix E

VOIR DIRE FINDING — FILE 73CR1889, 1890, 1891
FILE 73CR1946, 1950, 1951.

The State has established by clear and convincing evidence,
and the Court finds, the following:

(1) That on March 14, 1973, Officer L. D. Hammond of the
Fair Bluff Police Department, while on vehicular patro] fol-
lowing a car he had under surveillance, saw the car stop and
saw the defendant Joseph Francis Alexander approach the car
and then run back from near a city street and hide in the re-
cess of a house; the officer apprehended said defendant, who
refused to answer any questions; said defendant was then
searched by Officer Hammond, who found a box of .22 caliber
cartridges, and shortly thereafter on a second search found a
$100 bill in defendant's pocket, rolled up, and when asked if
defendant wanted a receipt, said he did not want the money,
that it belonged to Carl Meares, who was known as the man-
ager of Ellis Meares & Son, Inc.

(2) That Officer Hammond and Chief of Police Bobby
Holmes, about twenty minutes after said defendant was appre-
hended returned to the house where said defendant was hid-
ing and found a canvas bag containing $2,667.65.

(3) That said officers then determined that there was a
breaking and entering of the store building of Ellis Meares &
Son, Inc., in Fair Bluff.

(4) That the driver of the car under surveillance and the
passenger, a brother and first cousin of the defendant Strick-
land, were taken into custody and retained at the local jail.

(5) That S.B.1. Agent W. P. Terry, Chief Holmes, and
Sheriff A. L. “Ben” Duke then went to the home of the parents
of the defendant Strickland where Chief Holmes told Mrs.
Strickland that he had her son, Franklin Strickland, and his
cousin in custody in connection with the break-in; that if she

AS EN CY ree

27

were hiding the defendant Floyd Strickland, Jr., and knew he
had committed the crime, she could be indicted; and that if
she knew where the defendant Floyd Strickland, Jr., was she
should tell him to come to police headquarters.

(6) That shortly thereafter, about eight a.m., the defendant
Strickland came to the police station and “turned himself in,”
and he was placed in custody.

(7) The Officer Hammond and S.B.I. Agent Terry then
took the defendant Alexander to the office at the police station,
advised him of his Miranda rights, and asked if he wanted to
make a statement; that the defendant Alexander said he would
make a statement if Officer Hammond would leave; that the
defendant Alexander then made a statement and told Agent
Terry that he and the defendant Strickland had made an
entry through the roof of the store, opened two safes with
tools, took some money, stole two pistols, and then left.

(8) That at about nine a.m. Agent Terry and Chief Holmes,
in an office at the police station, S.B.1. Agent Terry warned
the defendant Strickland of his Miranda rights and asked
him if he wanted to make a statement and told him that it
appeared his brother and his cousin could be implicated since
they drove the car away from the place where the defendant
Alexander was apprehended; that the defendant Strickland
reflected for a few minutes, said he knew nothing about the
break-in, and said he wanted a lawyer; that the interrogation
was stopped.

(9) That about noon Franklin Strickland and his cousin
were released, and the defendants Strickland and Alexander
were transferred to the Columbus County Law Enforcement
Center, in Whiteville.

(10) That about three p.m. the defendant Strickland was
brought to Agent Terry’s office in the Law Enforcement Cen-
ter where Agent Terry and Chief Holmes were waiting; that
Agent Terry again warned the defendant Strickland of his

28

Miranda rights; that the defendant stated he understood his
rights, and that he would make a statement if the defendant
Alexander were brought in because he did not want to talk
behind his back; that the defendant Alexander was brought
in; and that the defendant Strickland made a joint confession
with the defendant Alexander.

(11) That the defendant Strickland has been convicted
twice of receiving stolen goods, of breaking or entering, of
larceny, and of escape.

And the Court concludes as follows:

(1) That when Chief Holmes and S.B.I. Agent Terry
attempted to interrogate the defendant Strickland at nine a.m.
the defendant understood his rights against self-incrimination
and requested an attorney for the purpose only of stopping
the interrogation, the defendant knowing that a lawyer was
not available in Fair Bluff.

(2) That when the defendant Strickland was interrogated
in the office of Agent Terry at three p.m. he was again ad-
vised of his Miranda rights, which he understood, and he knew
that he had the right to have an attorney present but he did
not request an attorney and did not want one.

(3) That the defendant Strickland had a strong feeling of
friendship for the defendant Alexander, knew that the law
officers had a strong case against Alexander, and knew that
the officers were confident that he was acting in concert with
the defendant Alexander.

(4) That the testimony of the defendant Strickland on
Voir Dire is not believable.

(5) That the confession of the defendant Alexander made
about eight a.m. on the 14th day of March, 1973, was made
after being warned of his Miranda rights, which he fully
understood, and was freely, voluntarily, and knowingly made;
and that his joint confession with the defendant Strickland,

29

made the same day at about three p.m. was voluntarily and
knowingly made when only the defendant Strickland was be-
ing interrogated by the law officers.

(6) That the defendant Strickland has a substantial
criminal record and had acquired substantial knowledge of
criminal procedure and law, including his Miranda rights, and
his confession was not motivated by any promise of immunity
for his brother, Franklin Strickland, but was made after being
warned of his Miranda rights, which he understood, and was
freely, voluntarily, and knowingly made.

Prepared after jury retired on Friday, 22 June 1973.

s / EDWARD B. CLARK
Judge Presiding

A.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385004_0598%3A1. Public record. Not legal advice.
