# Petition — Bergh v. Washington

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1976
- **Citation:** 429 U.S. 921

## Text

Seprome Coert, ¥. &
FILEQD

AUG 19 1976

IN THE
SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1976

NO. 76-253

LOREN BERGH, Petitioner,
Ve

STATE OF WASHINGTON; THOR TOLLEFSON,
DIRECTOR OF THE WASHINGTON STATE
DEPARTMENT OF FISHERIES; WASHINGTON
STATE DEPARTMENT OF FISHERIES;

EDGAR SCOFIELD and GEORGE BOLDT,
Respondents.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

ANTHONY SCHWAB
4737 Shilshole Ave. N.W.

Seattle, Washington 98107
1-206-789-4307

Counsel for Petiticner

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1976

NO.

LOREN BERGH, Petitioner,
Vv.

STATE OF WASHINGTON; THOR TOLLEFSON,
DIRECTOR OF THE WASHINGTON STATE
DEPARTMENT OF FISHERIES; WASHINGTON
STATE DEPARTMENT OF FISHERIES;

EDGAR SCOFIELD and GEORGE BOLDT,

Respondents.
PETITION FOR WRIT OF CERTIORARI
*
TO THE UNITED STATES COURT OF APPEALS

FOR THE NINTH CIRCUIT

ANTHONY SCHWAB
4737 Shilshole Ave. N.W.

Seattle, Washington 98107
1-206-789-4307

Counsel for Petitioner

INDEX

Opinion Below. ..... ++ « «© « «
SUPLGGLCELOR « 6 ts te ee ee eee
Questions Presented. .....-.. -
Constitutional Provisions and
Statutes Involved ...... .
Statement of the Case. . ... e+. -«
Nature of the Action. .....
Proceedings in the District
COURE. « cs 6 8 ¢ © @ © @ @
Proceedings in the Court of
Appeals. ..+.«-++«e«e. »
Separate Proceedings in the
Washington State
Supreme Court. . ..-.+.+.« -«
Reasons for Granting the Writ
(1) Mutuality of Relief
Sought on Which Final
Judgment was Entered

(2) Mutuality in the Parties

and their Privies.. .

(3) Mutuality in the Issues

Litigated. . ..+.«. -»

Gemelumiom . «se 6© 6 © 6 8 ee 6 Uh CU

.
oF Ut

CITATIONS

Cases: -»

Cherokee. Tabacco Case, 78 U.S. 616
eevee s «4 @ © & 6 & @ a . *

Department of Game v. Puyallup
Tribe, Inc., 86 Wn.2d 664,
548 P.2d 1058 (1976). ....

In re Ah Chong, 2 Fed. 733, at 737
[oats + oe oh ee Se

Moses Lake Homes v. Grant County,
365 U.S. 744, 81 S. Ct. 870
[eeeese we ee wee ew ee ele

Puyallup Tribe v. Department of
Game, 391 U.S. 392, at 399
fe ae ee ee ee

Strom v. Commission, 158 F.2d 520
[eet s « & « ee & & & Se 6

Takahashi v. Fish Commission, 334

U.S. 410, 98 L. Ed. 1498. .. .

Toomer v. Whitsell, 334 U.S. 385,
OR Gees 2© © ee ee ee ee el

Truax v. Raich, 239 U.S. 33, at 41 .

United States v. 111.2 Acres of Land
in Ferry County, Washington,
293 F. Supp. 1042 (1968),
OG BOOP «© ec eee eee eo 8

United States v. United Airlines,
216 F. Supp. 709, at 725-726
(D.C. WA NA, 1962) (1962) .. .

olia

20

16

ll

18

19

14

13

13

1l

CITATIONS

(Continued) Page
IN THE
United States v. Washington :
(Mo. 9223). «ee eses 6 ae Oe SUPREME COURT OF THE UNITED STATES
Yick Wo v. Hopkins, 118 U.S. 356, OCTOBER TERM, 1976
at 369. « « «©» 6 «© 6 6 * 5 eee
STATUTES NO.

28 U.S.C., § 1254(1) « - ess seee om

42 U.8.C., § 1983. « «© ee + © + » ee eee
o + © e es s 6 eee

LOREN BERGH, Petitioner,

Ve
43 Stat. 233 . « « * « + =) 6 eee ; ;
59 Stat. 1035, at 1045-1046. ..... 18 STATZ OF WASHINGTON; THOR TOLLEFSON,
CONSTITUTIONAL PROVISIONS : DIRECTOR OF THE WASHINGTON STATE
DEPARTMENT OF FISHERIES; WASHINGTON
United States Constitution, STATE DEPARTMENT OF FISHERIES;
Fourteenth Amendment. .... - 8, 13 EDGAR SCOFIELD and GEORGE BOLDT,
Respondents.
United States Constitution,
Article Vv ..s«+eeest « » =e

Petition for Writ of Certiorari
TO THE UNiTED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

Petitioner, Loren Bergh, prays that a
writ of certiorari issue to review the
, . judgment of the United States Court of
Appeals for the Ninth Circuit entered in
this cause on May 3, 1976, and upon which

rehearing was denied May 27, 1976.
OPINION BELOW
The opinion of the Court of Appeais

presently unreported is reproduced in the
appendix to the petition at pages 25 to

-iii-

28- The order of the Court of Appeals
denying rehearing is reproduced at page
24 of the appendix. The District Court
Gid not file an opinion but, rather,
entered an order and summary judgment
reproduced in the appendix at page

23- A conflicting Washington State
Supreme Court opinion, in a case in which
petitioner was not a party, Department of
Game v. Puyailup Tribe, Inc., is reproduced
in the appendix, pages 33 to 68, as
reported, 86 Wn.2d 664, 548 P.2d 1952
(1976).

JURISDICTION

Jurisdiction for this court to review,
by writ of certiorari, the judgment of the
Court of Appeals entered May 3, 1976, and
made final by the denial of the petition
for rehearing per an order dated May 27,
1976, is conferred and pursuant to 28
U.S.C., § 1254(1).

QUESTIONS PRESENTED

1. Does collateral estoppel from
United States v. Washington (NO. 9213) bar
petitioner from seeking and obtaining
injunctive relief in this action against
the selective adoption and enforcement of
fishing regulations by the State of
Washington and the Washington State Depart-
ment of Fisheries which discriminate
aginst petitioner as a commercial fisher-
man solely because he lacks a requisite
race, creed, color or ancestry?

2. Does the Fourth Article, the
Fourteenth Amendment to the United
States Constitution or 42 U.S.C., § 1933
prohibit a policy of selective adoption
and enforcement of state commercial

fishing regulations against petitioner but
not against other citizens, when the dis-
criminatory basis is solely that petitioner
lacks a requisite race, creed, color or
ancestry?

CONSTITUTIONAL PROVISIONS
AND STATUTES INVOLVED

United States Constitution, Article

IVs
Section 2. The Citizens of each
State shall be entitled to all
privileges and Immunities of Citi-
zens in the several states.
United States Constitution, Amendment
XIV:

Section 1. All persons born or
naturalized in the United States,
and subject to the jurisdiction
thereof, are citizens of the United
States and of the State wherein they
reside. No State shall make or en-
force any law which shall abridge the
privileges or immunities or citizens
of the United States; nor shall any
State deprive any person of life,
liberty, or property, without due
process of law; nor deny to any per-
son within its jurisdiction the equal
protection of the laws.

42 U.S.C., § 1983:

Civil action for deprivation of

Rights.

Every person who under color of
any statute, ordinance, regulation,

custom, or usage, Of any State or
Territory, subjects or causes to be
subjected, any citizen of the United
States or other person within the
jurisdiction thereof to the depriva~
tion of any rights, privileges, or
immunities secured by the Constitu-
tion and laws, shall be liable to the
party injured in an action at law,
suit in equity, or other pro ver
proceeding for redress.

STATEMENT OF THE CASE

Nature of the Action

Petitioner, a commercial gillnet fisher-
man for nineteen years, sought to enjoin
the application of fishing regulations
against him by the State of Washington
when that application was discriminatory
solely upon the basis that he lacked a
requisite Indian race, creed or ancestry.

The State of Washington responded that
they were compelled to do so by orders of
the Honorable George Boldt, United States
District Court Judge, which orders were
filed by Edgar Scofield, Clerk of the
United States District Court for the
Western District of Washington in cause
No. 9213.

Petitioner Bergh was not a party,
nor privie to a party, involved in cause
No. 9213 and argued that the State of
Washington was violating his Fourth
Article and Fourteenth Amendment rights
under the United States Constitution and,
also, 42 U.S.C., § 1983.

Proceedings in the District Court

Petitioner filed a verified complaint

and moved for summary judgment supported by
various affidavits. The State of Washing-
ton, George Boldt and Edgar Scofield moved
to dismiss on the record at that point.
The petitioner's factual record is un-
challenged and shows that the State of
Washington was obeying George Boldt's
orders and was discriminating against
petitioner Bergh in adopting and enforc-
ing fishing regulations solely on a basis
that Bergh lacked a requisite Indian race,
creed or ancestry. The record also shows
Bergh was not a privie or party to cause
No. 9213 and that in that cause Judge
Boldt denied intervention to other fisher-
men similarly situated and that the equal
protection argument had not been raised
and decided there.

The District Court, the Honorable
Donald Voorhees, granted summarv judgment
against petitioner dismissing his case
without opinion, but in order indicated
the basis was collateral estoppel from
cause No. 9213.

Proceedings in the Court of Appeals

The Court of Appeals also refused to
reach the merits holding that Judge
Voorhees was within his discretion,
because Judge Boldt's case was one of
continuing jurisdiction. Nothing in the
Opinion mentioned that Judge Boldt had
in all instances denied intervention to
persons similarly situated to petitioner
and that no party in Judge Boldt's court
had or would raise the “equal protection"
argument.

Separate Proceedings in the Washington
State Supreme Court

On remand from the United States

Supreme Court, the Supreme Court of the :
State of Washington in Department of Game
v. Puyallup Tribe, Inc., 86 Wn.2d 664,

548 P.2d 1058 (1976), ruled that the equal
protection argument is applicable to a
person who is in petitioner Bergh's situa-
tion and held as law what petitioner Bergh
urges here and urged to both the Ninth
Circuit and the District Court. That
opinion, reproduced in the appendix at
pages 33 to 68, was held in abeyance
pending review in this court upon that
case.

Reasons for Granting the Writ .

This case is the focus of a dispute
between the federal court system which ‘
refuses to reach the "equal protection"
theory on Indian fishing rights and the
Washington state court system, which has
recently decided that the "equal protec-
tion” argument is squarely applicable and
proscribes fishing regulations which
disfavor White fishermen solely because
they lack a requisite race, creed or
ancestry.

This court should grant review,
because this case clearly raised the issue
unencumbered by competing questions or
vagueness in the record and is the sole
case which has traveled the federal side
on the equal protection argument. :

If the court wishes review, it can
summarily consider the meritorious issue
on equal protection, infra, at point 2.
However, the collateral estoppel issue
used by the federal courts to avoid the
merits are presented as point l, infra.

l. Does collateral estoppel from
United States v. Washington

(No. 9213) bar petitioner from seek-
ing and obtaining injunctive relief in
this action against the selective adop-
tion and enforcement of fishing regula-
tions by the State of Washington and
the Washington State Department of
Fisheries which discriminate against
petitioner as a commercial fisherman
solely because he lacks a requisite
race, creed, color or ancestry?

There is no collateral estoppel work-
ing against petitioner Loren Bergh which’
precludes a decision upon the merits
because:

a. Mr. Bergh was not a party to, or
associated with any party to the
Boldt decision in No. 9213 and
Judge Boldt consistently has
denied intervention to persons
Similarly situated;

b. the issues raised here were not
raised or adjudicated in fact
in the Boldt decision;

c. the issues raised here could not
have been adjudicated in the Boldt
decision because the prayer for
declaratory decision did not
seek such discriminatory use of
state law and regulation and the
cause of action arose subsequent
to the Decision I therein;

d. George Boldt himself is a parti-
cipant and a named defendant,
and it is prejudicial to allow
him to decide his own case.

However, the collateral estoppel
point may be moot because the record is
undisputed and sufficient that this court

can make a decision upon the merits. On the
merits commercial fishing is a constitu-
tional protected common occupation of the
community and all actions of the defendant
are subject to constitutional prohibitions
of Article IV and Amendment XIV and 42
U.S.C., § 1983. The state has plenary
power to regulate all persons as to com-
mercial fishing for the general society
and must do so without discrimination or
denial of the equal protection of the law
to all citizens. Plaintiff and the
Indians at issue here are citizens and
distinguishable solely upon the basis of
race, creed, color or ancestry. Any per-
son who discriminates on this basis breaks
the law and should be enjoined.

Generally, for res judicata or
collateral estoppel to occur, the federal
textbook case of United States v. United
Airlines, 216 F. Supp. 709, at 725-726
(D.C. WA NA, 1962) states that there
must be a concurrent mutual identity in
three areas:

a. in the relief sought on which
final judgment was entered and

adjudicated;
b. in the parties or their privies;
c. in the issues litigated.

(1) Mutuality of Relief Sought on
Which Final Judgment was Entered

Nothing in the case of United States
v. State of Washington (No. 9213) contem-
plated and no party prayed specifically
prior to the entry of Final Decision No. l
therein that the laws and regulations of
the State of Washington be applied ina
racially (supra-legislative) fiat. For

@§-

example, if Judae Boldt issued a
mandamus to the Washington State
Legislature and the governor is to
appropriate monies to enforce these
regulations, it would not be a collateral
attack upon the decision to challenge
this order by a direct independent suit.
It wouldn't be fair to regulate them
solely to an appeal process because no
trial foundation exists as to test the
act and, in addition, it would then

be colored by the inherent prejudice of
the actor deciding his own case.

(2) Mutuality in the Parties
and their Privies

It is an undisputed fact in the record
that Mr. Bergh was not a party to, repre-
sented in, or associated with any party to
United States v. State of Washington (No.
9213). He never had his day in court nor
his right to appeal under that cause of
action; nor did he seek it, because dis-
criminatory use of state laws and regula-
tions was not within the contemplation
of that suit. In addition, it is doubt-
ful that Judge Boldt would have granted
intervention, as he denied it to several
commercial and sports fishing groups.

Thus, when the District Court judge
refused to issue a decision upon the
merits of Mr. Bergh's cause of action, it
precluded Mr. Bergh from having his day
in court on the merits. The very essence
of the mutuality of parties criteria in
estoppel is to assure due process for
every citizen seeking redress for acts
against him which he alleges are
illegal; the very meaning of the word
estoppel refers to past acts of the
asserting actor. Mr. Bergh had no past

acts contradicting his instant allegation.

(3) Mutuality in che Issues Litigated

The record in this case conceded that
the issue of subsequent discriminatory
supra-legislative use of state law and
regulation was not litigated in United
States v. Washington (No. 9213).

In addition, precedent indicates that
unconstituticnal enforcement of a prior
court decision creates a subsequent
separate and independent cause of action
not barred Sy collateral estoppel even
among the same and identical litigants:

Nor is there any verit in the
respondent's contention that the
opinion and judgment of the Supreme
Court of Washington in the Moses Lake
Case, 51 W2d 285, 317 P2d 1069, supra,
is res judicata of the County's tax
claims against the Moses Lake lease-
hold for at least the years 1955
and 1956. This is so because no
tax whatever had then been assessed
and levied against the Moses Lake
leasehold, and hence no issue of
discrimination was or could have
been presented and adjudicated in
that case

Inasmuch as the taxes, presently
assessed and levied, discriminate
unconstitutionally against the

-10 2 of di sere! ‘ ionury powcr,

[G] Civit Rights—Aflirinative Action—Public Employmecni—Use of
Gea's—Validity. The use of goals in implementing an affirmative
action program in public onatieyment is constitutionally pcermissi-
ble. A goal, unlike an absolute quota or preference, is a realistic
numerical objective which is bascd on expected job vacancies and
qualified applicants available and which docs not require displacc-
ment of existing cmployces, crcation of unnecded positions, or the
hiring of unqualified persons.

17] Acmiristrative Law and Proecdure—Administvative Rules—Valid-
ity—Determination. Rules adopted by un aclministrative agency pur-
suant to a spvecilic legislative dclegaiion of such authority are
presumed to be valid; a person who asserts their invalidity has the
burden of proving that the agency abuscd its diserction in adopting
the rules in question.

Appeal from a judgment of the Superior Court for King
County, No. 757364, Solie M. Ringold, J., entered October 5
1973. Affirmed.

Action challenging a civil service affirmative action pro-
gram. One of the plaintif’s appeals from a summary judg-
ment in favor of the defendants.

C. R. Lonergan, Jr. (of Siderius, Lonergan & Crowle),
for appellant.

John P. Harris, Corporation Counsel, and Gordon F. Cran-
dall, Assistant, for respondents City of Seattle, et al.

James E. Fearn, Jr., and Peter Greenfield of Legal Ser-
vices Center (Seattle), for respondents Green, et al.

This opinion was prepared by the late Justice Robert C.
Finley. It is adopted by the undersigned Justices as the
opinion of this Court

The central issue raised in this case is whether the City
of Seattle may udopt a system or program for the employ-
ment of civil service workers that gives special employ-

-68-

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385004_0482%3A1. Public record. Not legal advice.
