# Appendix — Califano v. Sanders

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_2234%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1977
- **Citation:** 430 U.S. 99

## Text

APPENDIX SEP 3 1976

IN THE

Supreme Court of the United States

OCTOBER TERM, 1976

No. 75-1443

F. DAVID M. HEWS, PETITIONER

—

MISTER SANDERS

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE SEVENTH CIRCUIT

PETITION FOR CERTIORARI FILED APRIL 9, 1976
CERTIORARI GRANTED JUNE 1, 1976

IN THE
Supreme Court of the united States

OCTOBER TERM, 1976

No. 75-1443

F. DAVID MATHEWS, PETITIONER

—

MISTER SANDERS

ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE SEVENTH CIRCUIT

TABLE OF CONTENTS

Page
Relevant Docket Entries —........200...0000..00.0.00....... iesinbaisieibhiehhdatant 1
SnITTTTTITTITLsssschcasrssesenippelanenitianinetnghteaccinanaapacetenendaiceamniniansindie 2
Motion To Dismiss Plaintiff's Complaint —.............................. 11
Affidavit of H. Dale Cook with 4 attached exhibits ................ 12
Motion to Lodge Administrative Record ...00.000.00.00.000......... 39
Order of the Court filed May 1, 1975 —..0 nn. 41

Order Allowing Certiorari filed June 1, 1975 —.... a... 42

RELEVANT DOCKET ENTRIES

DATE PROCEEDINGS

5/22/74 Complaint filed... .

9/26/74 Govt. files Motion to Dismiss Pitf’s. Complaint,
with Brief in Support and cer. of ser. thereon.

11/13/74 Pitf. files Reply Brief to Defendant’s Brief in Sup-
port of Motion to dismiss Plaintiff’s Complaint with proof
of service thereon.

11/15/74 Order Entered: The deft’s. Motion to Dismiss is
Granted. This cause is ordered dismissed as this court
is without jurisdiciton over the subject matter of this
suit. (SE) Sharp, Judge. Copies to counsel.

12/13/74 Deft. Mister Sanders files Notice of Appeal of
order of court to dismiss this cause for the reason that
the court is without jurisdiction over the subject matter
of this suit.

12/13/74 Clerk’s Certificate prepared. Copies to counsel and
Ct. of Appeals.

12/13/74 Pitf. files Bond for Costs.

2

IN THE UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF INDIANA
HAMMOND DIVISION

Cause No. H-74-146

MISTER SANDERS, PLAINTIFF
v8.

CASPER WEINBERGER, United States Secretary of
Health, Education and Welfare, DEFENDANT

COMPLIANT FOR REVIEW OF DECISION OF
SECRETARY OF HEALTH, EDUCATION
AND WELFARE

Plaintiff complains of defendant and says:

1. That plaintiff is and has been a resident of East
Chicago, Lake County, Indiana, within the District and
Division of this Court continuously since a time prior to
June 30, 1962. Plaintiff presently resides at 609 East
150th Street, East Chicago, Indiana.

2. This Court has jurisdiction to hear and determine
this complaint pursuant to the laws of the United States
as set forth in 42 U.S.C. Section 405(g).

3. This action is an appeal from the decision of the
Appeals Council, Department of Health, Education and
Welfare. Social Security Administration.

4. This action is commenced within sixty days of the
decision of said Appeals Council, said decision being dated
April 5, 1974.

5. That said decision of the Appeals Council consti-
tutes the final decision of the Social Security Administra-
tion and the Secretary of Health, Education and Welfare
and all administrative remedies have been exhausted.

6. That the findings of the Appeals Council are not
based upon substantial evidence and are contrary to fact
and law.

7. That the record of the administrative law judge will
disclose error on the face of the evidence upon which his
decision was based.

8. That a copy of the decision of the administrative
law judge is attached hereto, made a part hereof and
marked Exhibit “A”; that a copy of the decision of the
Appeals Council is attached hereto, made a part hereof
and marked Exhibit “B”.

9. That the undersigned has been the attorney for
plaintiff since the date of the decision of the administra-
tive law judge on January 15, 1974, and the undersigned
is entitled to reasonable fees for his services herein.

10. That the date of Exhibit “A”, January 15, 1973,
is in error, the correct date being January 15, 1974.

WHEREFORE, plaintiff prays the Court to review the
decision of defendant, to enter an order consistent with
the Court’s findings, to award appropriate attorney fees
and for all other proper relief.

KOWALSKI, KANZ AND O’DROBINAK

By /s/ William A. Kowalski
WILLIAM A. KOWALSKI
Attorneys for the Plaintiff
723 W. Chicago Avenue
East Chicago, Indiana 46312
(219) 397-7233

4
EXHIBIT A

DEPARTMENT OF
HEALTH, EDUCATION AND WELFARE
SOCIAL SECURITY ADMINISTRATION
BUREAU OF HEARINGS AND APPEALS

ORDER OF DISMISSAL
In the case of

Mister Sanders
(Claimant)

(Wage Earner) (Leave blank if same as above)

Claim for
Period of Disability and
Disability Insurance Benefits

260-36-4656
(Social Security Number)

JURISDICTION AND PROCEDURAL HISTORY

This case is before the undersigned Administrative Law
Judge upon a request for hearing filed on October 3,
1973 by the claimant, Mister Sanders, who disagrees
with the determination of the Bureau of Disability In-
surance, Social Security Administration, that he is not
entitled to a period of disability and disability insurance
benefits under the Social Security Act.

The claimant filed a prior application for a period of
disability and disability insurance benefits on January
30, 1964. The claimant complained of various impair-
ments in that first application that included epilepsy and
“blackout spells” which he alleges caused him to be un-
able te work for about 414, years prior to his application

of January 30, 1964. On June 2, 1965, the claimant was
notified by the Burcau of Disability Insurance Benefits,
Social Security Administration that his application was
denied. He requested reconsideration of this denial and
was subsequently notified by a letter dated October 29,
1965 that the original denial had been affirmed. There-
after, the claimant still being dissatisfied filed a re-
quest for hearing and a hearing was held on December
21, 1965. The Hearing Examiner (now called Admin-
istrative Law Judge) affirmed the Administration on
February 24, 1966 and determined that the claimant
was not entitled to disability insurance benefits or to a
period of disability. The Appeals Council by a letter
dated June 13, 1966 notified the claimant that the deci-
sion of the Administrative Law Judge was the final de-
cision of the Secretary of Health, Education and Wel-
fare and advised the claimant that he had the right to
commence a civil action in the United States District
Court within sixty days to review the decision of the
Administrative Law Judge. The claimant did not file a
civil action for review in the United States District Court.
The claimant filed a second application to establish a
period of disability and for disability insurance benefits
on March 5, 1973, wherein he again alleged epilepsy
and “blackout spells.” On May 25, 1973, the claimant
was notified by the Bureau of Disability Insurance, So-
cial Security Administration, that his application was
denied. He requested reconsideration of this denial and
w2s subsequently notified by letter dated September 28,
1973, that the original denial had been affirmed. There-
after the claimant still being dissatisfied, filed a request
foci hearing on October 3, 1973. Since the decision of
the Administrative Law Judge on February 24, 1966, the
claimant submitted additional medical evidence that in-
dicates th.at the claimant has complained of epilepsy and
“blackout spells” since 1964.

ISSUES AND APPLICABLE LAW

The general issue before the Administrative Law Judge
is whether the claimant is entitled to a period of dis-

6

ability and to disability insurance benefits under the
Act. The specific issue is whether the claimant is en-
titled to have his prior application reopened since more
than four years have elapsed since the decision of the
Administrative Law Judge on February 24, 1966 and
the claimant last met the earnings requirements of the
Social Security Act on June 30, 1962.

20 CFR 404.937 provides:

“The Administrative Law Judge may, on his own
motion, dismiss a hearing request, either entirely
or as to any stated issue, under any of the following
circumstances:

(a) Res judicata. Where there has been a pre-
vious determination or decision by the Secre-
tary with respect to the rights of the same
party on the same facts pertinent to the same
issue or issues which has become final either
by judicial affirmance or, without judicial con-
sideration, upon the claimant’s failure timely
to request reconsideration, hearing, or review,
or to commence a civil action with respect to
such determination or decision . . .”

20 CFR 404.951 provides:

The Appeals Council may deny a party’s request for
review or it may grant review and either affirm or
reverse the Administrative Law Judge’s decision. The
decision of the Appeals Council, or the decision of the
Administrative Law Judge where the request for review
is denied (see 404.947), shall be final and binding upon
all parties to the hearing unless a civil action is filed
in the district court of the United States under the pro-
visions of section 205(g) or section 1869(b) of the Act,
or unless the decision is revised under the provisions
described in § 404.956.

20 CFR 404.957 provides in pertinent part:

CC OE

T

. . . @ decision of a hearing examiner (Administra-
tive Law Judge) which is otherwise final . . . § 404.951
may be reopened:

(c) at any time when

(8) such ... decision . . . is unfavorable, in whole
or in part, to the party thereto but only for the
purpose of correcting . . . error on the face of the
evidence on which such . . . decision was based.

RATIONALE

The Appeals Council on June 13, 1966 specifically ad-
vised the claimant that the decision of the Administra-
tive Law Judge was the final decision of the Secretary
of Health, Education and Welfare and that the claimant
had the right to request a review in the United States
District Court within sixty days of that final decision
pursuant to section 205(g) of the Social Security Act
(42 U.S.C. § 405(g)). The claimant did not file for a
review in the United States District Court and the
decision of the Administrative Law Judge became final
and binding upon the claimant. Since more than four
years have elapsed since the decision became final it can
only be reopened under the provisions of 20 CFR 404.957
(c) (1) through (9). The only possible applicable section
is 20 CFR 404.957(c) (8). I find that there is no error
on the face of the evidence on which the decision of Feb-
ruary 24, 1966 was made.

In order for the claimant to be entitled to a period of
disability or to disability insurance benefits, it was nec-
essary for him to establish that he was under a “dis-
ability” commencing on or prior to June 30, 1962 when
he last met the earnings requirements of the Act. Since
the claimant’s special earnings requirement expired on
June 30, 1962, there is no unadjudicated period subse-
quent to the final decision of the Secretary on February
24, 1966. The parties and the issues are the same
in the both applications and the additional medical evi-

dence is merely repititions and cumulative. The allega-
tions of the claimant and the additional evidence sub-
mitted do not warrant a change in the conclusion reached
in the prior decision. Any further adjudication of these
identical matters is barred under the doctrine of res
judicata.

It is well settled that a claimant may not, by filing re-
peated applications obtain repeated determinations or
decisions with respect to the same issues or renew rights
which he allowed to lapse by his failure to seek adminis-
trative or judicial review within the statutory period for

EXHIBIT B
[SEAL]
DEPARTMENT OF
HEALTH, EDUCATION AND WELFARE
SOCIAL SECURITY ADMINISTRATION
P.O. Box 2518, Washington, D.C. 20018

5 APR 1974
REFER TO IRA-2 BUREAU OF
260-36-4656 HEARINGS AND APPEALS

ACTION OF APPEALS COUNCIL ON REQUEST
FOR REVIEW OF
ADMINISTRATIVE LAW JUDGE’S DISMISSAL

Mr. Mister Sanders
609 East 150th Street
East Chicago, Indiana 46312

Dear Mr. Sanders:

Your request for review of the administrative law
judge’s dismissal has been carefully considered by the
Appeals Council. The Council’s consideration of your
case included the law and regulations applicable to your
claim, the action taken by the administrative law judge
and your reasons for believing that your request for
hearing should not have been dismissed.

The Appeals Council has concluded that the dismissal
action of the administrative law judge is correct. Ac-

10

cordingly, the determination dated February 24, 1966,
stands as the final determination of this Department.

Sincerely yours,

/s/ (Illegible]
Acting Member,
Appeals Council
ce:

Mr. William A. Kowalski
Attorney at Law
East Chicago, Indiana 46312

11

UNITED STATES DISTRICT COURT
FOR THE
NORTHERN DISTRICT OF INDIANA
HAMMOND DIVISION

Hammond Civil No. H 74-146

MISTER SANDERS, PLAINTIFF,
v8.

CASPAR WEINBERGER, Secretary of the United States
Department of Health, Education and Welfare,
DEFENDANT.

MOTION TO DISMISS PLAINTIFF’S COMPLAINT

Comes now the Defendant, Caspar Weinberger, Secre-
tary of the Department of Health, Education and Wel-
fare by his attorney, John R. Wilks, United States At-
torney for the Northern District of Indiana, and moves
the Court to dismiss the Complaint herein on the grounds
that it fails to state a cause of action upon which relief
may be granted and that this Court is without jurisdic-
tion over the subject matter herein, as further appears
from the exhibits and memorandum of law filed here
with.

Respectfully submitted,

JOHN R. WILKS
United States Attorney

By: /s/ Richard A. Hanning
RICHARD A. HANNING
Assistant United States

Attorney

Office of the United States Attorney
Federal Building, Room 312

507 State Street

Hammond, Indiana 46320

12

IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF INDIANA
HAMMOND DIVISION

Civil Action No. H 74-146

MISTER SANDERS, PLAINTIFF
vs.

CASPER WEINBERGER, SECRETARY OF HEALTH, EDUCATION,
AND WELFARE, DEFENDANT

AFFIDAVIT OF H. DALE COOK

COUNTY OF ARLINGTON)
) ss
STATE OF VIRGINIA )

I, H. DALE COOK, being first duly sworn, depose and
say as follows:

(1) I am Chairman of the Appeals Council and Direc-
tor of the Bureau of Hearings and Appeals, Social Secur-
ity Administration, Department of Health, Education, and
Welfare. The Bureau of Hearings and Appeals includes,
besides the Appeals Council itself, administrative law
judges, formerly called “hearing examiners,” who hold
hearings on claims arising under title II of the Social
Security Act, as amended, when such hearing is duly re-
quested by a claimant who is dissatisfied with the admin-
istrative determination of his claim.

(2) One of the functions of the Appeals Council is to
pass upon requests for review of hearing decisions ren-
dered by the administrative law judges and to either
grant, deny or dismiss any such request. Under the regu-
lations and practice of the Social Security Administration,
if the Appeals Council denies a timely request for review
of a hearing decision, that decision thereupon becomes the
“final decision” within the meaning of, and subject to, the
provisions for judicial review in section 205(g) of the
Social Security Act, as amended, 42 U.S.C.A. section
405(g), the first sentence of which reads as follows:

13

“Any individual, after any final decision of the
Secretary made after a hearing to which he was a
party, irrespective of the amount in controversy, may
obtain a review of such decision by a civil action
commenced within sixty days after the mailing to
him of notice of such decision or within such further
time as the Secretary may allow. * * *”

(3) It is provided in Social Security Administration
Regulations No. 4, section 404.937 (20 CFR 404.937)
that a request for a hearing may be dismissed, either en-
tirely or as to any stated issue, on the basis of res judi-
cata. Res judicata is defined in the same regulations, sec-
tion 404.937(a) (20 CFR 404.937(a)) as follows:

“Where there has been a previous determination or
decision by the Secretary with respect to the rights of
the same party on the same facts pertinent to the
same issue or issues which has become final either
by judicial affirmance or, without judicial considera-
tion, upon the claimant’s failure timely to request
reconsideration, hearing, or review, or to commence
a civil action with respect to such determination or
decision * * *.” |

Sections 404.937a and 404.937b of Regulations No. 4
(20 CFR 404.937a and 404.937b) direct that notice of any
such dismissal and the right to request review thereof by
the Appeals Council shall be given to a party, and that
such dismissal shall be final and binding on the parties
unless vacated.

(4) It is provided in Regulations No. 4, section 404.
945 (20 CFR 404.945) that where a hearing decision has
been made or a request for hearing dismissed, any party
thereto may request the Appeals Council to review such
decision or dismissal.

(5) I am responsible for the maintenance of Depart-
mental files relating to functions performed by adminis-
trative law judges and the Appeals Council on claims
arising under title II of the Social Security Act, as
amended, including decisions and orders therein and cor-
respondence in reference thereto. The official file main-

14

tained by the Bureau of Hearings and Appeals relating
to the claim of the plaintiff, MISTER SANDERS, under
title II of the Social Security Act, was examined under
my supervision, and to the best of my knowledge and be-
lief said file shows that:

(a) The plaintiff last met the special earnings require-
ments of the Act for disability purposes on June 30, 1962.

(b) On January 30, 1964, the plaintiff filed his first
application for a period of disability and disability in-
surance benefits. This claim was denied initially and on
reconsideration. On February 24, 1966 an administrative
law judge issued a decision holding that the plaintiff was
not entitled to disability insurance benefits or to a period
of disability (Exhibit 1). The plaintiff thereafter re-
quested the Appeals Council to review the decision of the
administrative law judge, and on June 13, 1966 he was
notified that his request for review was denied and that
he had a right to commence a civil action in the United
States District Court within sixty days to review the de-
cision of the administrative law judge (Exhibit 2). The
plaintiff did not file a civil action for review in the United
States District Court.

(ec) On March 15, 1973, the plaintiff filed a second
application for a period of disability and disability bene-
fits. This claim was denied initially and on reconsidera-
tion. Thereafter, on October 3, 1973, the plaintiff filed a
request for hearing. On January 15, 1974, an administra-
tive law judge issued an order dismissing the request
for hearing on the grounds of res judicata (Exhibit 3).
In his complaint, the plaintiff has made reference to the
incorrect dates on the Notice of Dismissal and Order of
Dismissal, which were dated January 15, 1973 instead of
January 15, 1974. On March 5, 1974, the plaintiff re-
quested the Appeals Council to review the action of the
administrative law judge. By letter dated April 5, 1974,
the plaintiff was advised of the Appeals Council’s conclu-
sion that the “dismissal action of the administrative law
judge is correct” and that “the determination dated Feb-
ruary 24, 1966, stands as the final determination of this
Department” (Exhibit 4).

15

(6) On May 22, 1974, the plaintiff filed a civil action
in the United States District Court for the Northern
District of Indiana, Hammond Division.

/s/ H. Dale Cook
H. DALE Cook

Subscribed and sworn to before me this 5th day of Sep-
tember, 1974.

/s/ Marilynn H. Garrison

NOTARY PUBLIC, County of Arlington, State of
Virginia. My Commission Expires November 28,
1976

16

DEPARTMENT OF

HEALTH, EDUCATION, AND WELFARE
SOCIAL SECURITY ADMINISTRATION
BUREAU OF HEARINGS AND APPEALS

NOTICE OF DECISION
PLEASE READ CAREFULLY

If you disagree, in whole or in part, with the enclosed
decision of the hearing examiner, you may request the
Appeals Council to review it. However, your request for
review must be filed within 60 days following the date
shown below.

You, or your representative, may file the request for re-
view at the nearest district office of the Social Security
Administration, with the hearing examiner, or with the
Appeals Council.

Unless you file a timely request for review by the Appeals
Council, you may not obtain a court review of your case
under section 205(g) of the Social Security Act.

This notice and enclosed copy of Hearing Examiner’s
Decision mailed to the claimant on February 24, 1966.

17

DEPARTMENT OF

HEALTH, EDUCATION, AND WELFARE
SOCIAL SECURITY ADMINISTRATION
BUREAU OF HEARINGS AND APPEALS

HEARING EXAMINER’S DECISION

In the case of

Mister Sanders
(Claimant)

Mister Sanders
(Wage Earner)

Claim for

Disability Insurance Benefits
260-36-4656
(Social Security Account Number)

This case is before the Hearing Examiner upon the re-
quest for hearing filed on November 16, 1965, by Mister
Sanders, the claimant, who disagrees with the reconsid-
eration determination of the Social Security Administra-
ton, Department of Health, Education and Welfare, of
which he was notified by letter dated October 29, 1965.
After due notice a hearing was held before the under-
signed Hearing Examiner on December 21, 1965, at Chi-
cago, Illinois. The claimant was present and participated
in the hearing.

The record shows that the earnings requirements for dis-
ability purposes were not in the alleged quarter of dis-
ability and continued to be met through the calendar quar-
ter ending June 30, 1962.

STATEMENT OF CLAIMANT’S ALLEGATIONS
AND TESTIMONY

The determination from which the claimant appeals is
that denying his application for a period of disability
and/or disability insurance benefits filed on January 30,

18

1964, under sections 216(i) and 223 of the Social Secur-
ity Act, as amended (42 USC 416(i) and 423). It was
determined that the claimant’s impairments were not of
sufficient severity as to preclude him from engaging in
any substantial gainful activity from about 41% years
ago, the alleged date of onset of disability, and during
the life of his application filed on January 30, 1964, or at
any time prior to the expiration of the earnings require-
ments, whichever first occurred. In the request for hear-
ing filed by the claimant he states: “I feel I am disabled.
The doctor has not released me to return to work.”

In his application the claimant stated that he was born
on March 18, 1929; that he completed three grades in
school; that he worked in the steel mill as a bricklayer’s
helper; and that he last was able to work in 1960. He
described his impairment as mental condition, trouble
with left abdomen.

In his testimony at the hearing the claimant stated that
his correct date of birth is March 18, 1929. His formal
schooling extended to the fifth grade.

His first employment was field work, including chopping
and hoeing cotton, picking peas. He worked about five
years at a service station pumping gas, fixing flat tires
and washing cars. For a number of years he was a helper
in construction work and then in a foundry. He was a
mobile operator at a steel company. When the furnace
was tapped, he pushed out the slag from underneath the
oven hearth. The vehicle he drove had one pedal and two
levers, one for the left and one for the right. His next
employment until about eight years ago was as a mason
helper, carrying mud and bricks in a wheelbarrow to the
bricklayers. He was terminated because they said he was
not doing his work.

In 1964 he felt pretty good and looked for a job. He
worked three or four weeks breaking steel with a 12
pound hammer. He got weak and had to quit.

With respect to his health, claimant said he probably
has been ill about eight years. He had headaches and saw
Dr. Fleischer who gave him some medicine to take two

19

or three times a day. In 1960 or 1961 he was hospitalized
for removal of hemorrhoids.

He changed to Dr. Broomes who gives him electric treat-
ments for his neck and head. Claimant stated pains go
down from his head to his neck and shoulders.

Claimant’s stomach started giving him trouble about a
year ago. He has a weak place on the left side; when he
eats heavy food it gets full quicker than the other side.
He receives liquid medicine for it from the Clinic Pre-
scription Pharmacy.

Claimant also said that he used to have blackout spells
but does not have them regularly as he used to. He has
not hau any in two or three months.

Lizzie Sanders, wife, testified that claimant used to have
spells once a month when he would black out for a minute
and a half. She would place a cloth on his head and he
would come to. The spells don’t come often now.

SUMMARY OF MEDICAL EVIDENCE

Medical evidence in the record was submitted by St.
Catherine Hospital, Dr. Jacob C. Fleischer, Dr. Edward
L.C. Broomes, Dr. Byron Kilgore and Dr. Peter V.
Westhaysen.

St. Catherine Hospital noted claimant’s admission from
January 14, 1960, to January 20, 1960 for surgical treat-
ment of internal and external hemorrhoids.

Dr. J. C. Fleischer reported whip lash injury to claim-
ant’s cervical spine in September 1961. On January 13,
1965, the diagnosis was neurasthenia and treatment con-
sisted of librium. It was his opinion claimant was able to
work.

Dr. E. L. C. Broomes submitted reports with the most
recent, on June 8, 1965, diagnosing epilepsy, duodenal
ulcer, neurosis, myocarditis; and it is remarked claimant
cannot be gainfully employed.

20

On July 28, 1965, Dr. Byron Kilgore reported psychia-
tric examination indicated claimant was fully oriented as
to time, place, person and situation. There is no past or
current evidence of a psychotic process. There was a
tendency to somatization, denial and occasional resort to
dissociative black-out spells when angry. Most of his com-
plaints are of a functional or psychogenic nature. If
definitive neurological evaluation reveals no organic basis
for any of his symptoms, he could be expected to respond
to therapy and appropriate medication. Musculature that
is probably weakened by relative disuse could be built up
in 3 to 6 months so he could move into full socio-economic
activities.

On September 25, 1965, Dr. P. V. Westhaysen reported
neurological examination revealed no evidence of organic
disease or other disorder of the central nervous system.
He is normally oriented in time and place and his memory
is intact although not completely accurate. He has no
obvious behavior disturbance but his mood suggests mel-
ancholy and some depression. The claimant has no general
physical handicap and is capable of all normal and exer-
tional physical activities. His symptoms suggest illness is
on a psychiatric basis.

The Clinic Pharmacy reported on December 18, 1965, that
claimant has been having prescriptions filled since Octo-
ber of 1964.

STATEMENT OF THE LAW AND ISSUES

The provisions of the Social Security Act prior to. the
1965 amendments allow a person to file for disability in-
surance benefits at any time within nine months before
the first month for which he can be entitled to benefits,
where a waiting period is required, and to file for the es-
tablishment of a period of disability at any time within
three months before the first day that a period of disabil-
ity can begin for him; and benefits cannot be paid, nor a
period of disability established, on an application filed
before the time limits listed above.

21

The 1965 amendments eliminate the requirement that an
individual be under a disability at the time his disability
insurance benefits application is filed and permit entitle-
ment to benefits and/or freeze claims to be determined
(although no benefits are allowable prior to September,
1965) on the basis of an application filed within twelve
months after the period of disability ended. The prospec-
tive life of an application is extended until the final de-
cision by the Secretary, or a decision upon judicial re-
view thereof, if the claimant is found to meet all the
requirements for entitlement to such benefits.

The 1965 amendments continue in effect the special earn-
ings requirements for entitlement to disability insurance
benefits or establishment of a period of disability for an
individual, namely, that the individual must have not
less than 20 quarters of coverage during the 40-quarter
period in which the disability began.

The term “disability” was described in sections 223(c)
(2) and 216(i)(1) of the Act, prior to amendment in
1965, as an inability to engage in any substantial gain-
ful activity by reason of any medically determinable
physical or mental impairment which can be expected to
result in death or to be of long-continued and indefinite
duration. Under the revised definition the impairment, or
impairments, must be of the same degree of severity as
previously, but the 1965 amendments delete from the
definition of disability the requirement that the individ-
ual’s impairment must be one which can be expected to
be of long-continued and indefinite duration or result in
death and substitute the requirement that the impair-
ment has lasted, or can be expected to last, a continuous
period of twelve months, or to result in death.

The term “period of disability” is described as a con-
tinuous period of not less than six full calendar months
in which an individual was under a disability. A period of
disability ends with the close of the second month follow-
ing the month in which the disability ceases.

On the basis of the foregoing evidence the question before
the Hearing Examiner is whether or not the claimant is

22

entitled to disability insurance benefits and to the estab-
lishment of a period of disability under sections 223 (a)
and 216(i) of the Social Security Act, as amended. The
issue is specifically dependent on whether the claimant
was under a disability of the required severity and dura-
tion beginning at a time when the earnings requirement
was met and continuing through the date of the hearing
examiner’s decision and, if the claimant had been under
a disability which has ceased, whether the period of dis-
ability ended no more than twelve months earlier than
the claimant’s application therefor was filed.

EVALUATION OF MEDICAL EVIDENCE AND
VOCATIONAL FACTORS

Whether the claimant satisfied the requirements of the
statute so that he can obtain disability insurance benefits
as well as a disability “freeze” depends upon application
of the facts to the definition of the term “disability” in
the statute. It is the legal obligation of the claimant to
satisfy each test enumerated in the law. It has been held
in Carquerville v. Flemming, 268 Fed. 2d 875, and Dowell
v. Folsom, 157 Fed. Supp. 46, that the burden of proof
rests upon one filing a claim with an administrative
agency to establish that the conditions of eligibility have
been met. Accordingly, the claimant must not only estab-
lish the existence of a medically determinable physical or
mental impairment of the severity ard duration set forth
in the statute, within the period in which the special
earnings requirements are met, but also prove inability to
engage in any substantial gainful activity by reason of
such impairment. Satisfaction of one of these two tests
is insufficient.

The Socia! Security Regulations specify that: “In order
to establish that a medically determinable physical or
mental impairment * * * is present there should be evi-
dence that medically discernible anatomical, physiological,
biochemical or psychological aberrations exist. Allegations
of inability to work as a result of impairment such as
dyspnea (shortness of breath), pain, lack of musculo-

23

skeletal function, decreased vision or hearing, decreased
memory, etc., should be shown to result from structural,
physiological or psychological changes which can be identi-
fied by the use of clinical and laboratory diagnostic tech-
niques. An alleged impairment is medically determinable
only if it can be verified by the use of clinical and labora-
tory diagnostic techniques.” (20 CFR 404.1510(a) ).

Consideration of the submitted medical reports and evi-
dence of record takes into account the diagnoses and opin-
ions offered by doctors. Emphasis must be placed, how-
ever, upon the results of the physical, clinical and labora-
tory findings supporting the diagnosed impairments and
revealing the extent of dysfunction imposed by such diag-
nosed conditions.

In this case the claimant’s earnings record, as pointed out
above, qualifies him for insurance coverage through but
not beyond June 30, 1962. Disability as defined in the
Act must have existed prior to that date in order for the
claimant to be eligible for benefits now. Accordingly, only
the evidence relating to the period before that date may
be considered material.

The medical reports prior to 1965 do not indicate the
existence of epilepsy. Although the June 8, 1965, report
of Dr. Broomes listed subjective symptoms described as
epileptic seizures, no clinical or objective findings were
noted. It is observed that Dr. Westhaysen took note of
claimant’s history of headaches, dizzy spells and “black-
outs” and considering diagnostic procedures including
skull x-rays indicating no pathological intracranial calci-
fication and electroenesphalogram indicating no focal ab-
normality and no seizure discharges, found no disorder of
the central nervous system. The hearing examiner finds
more persuasive the report of Dr. Westhaysen, a special-
ist in neurological surgery. Furthermore, the testimony
of claimant and his wife was that seizures are less fre-
quent and do not occur often now. The evidence indicates
very infrequent spells and that claimant is not prevented
thereby from the reasonably regular performance of
services.

24

It is important, moreover, to note that medical authorities
feel epileptics should be encouraged to perform some
gainful occupation. A Veterans Administration study in-
cludes a detailed review and analysis of actual occupa-
tions, with specific job descriptions of positions success-
fully filled on a full-time basis in a large variety of occu-
pations and crafts, by persons with medically established
epilepsy. (“Occupations of Epileptic Veterans of World
War II and Korean Conflict.” VA Pamphlet 22-6, Depart-
ment of Veterans Benefits, Veterans Administration, Jan-
uary 1960). The job distribution shown by this recent,
comprehensive official survey established that persons with
unquestionable epilepsy are actually continuously employed
and functioning efficiently in substantial gainful activities
including but not limited to numerous named jobs. The list
includes a number of jobs within claimant’s capabilities,
and specifically mentions manual work of various sorts
including service station attendant and laborer which are
within claimant’s work experience.

The claimant has alleged inability to work because of a
number of conditions mentioned in his application and in
the oral testimony. The mere presence of a physical im-
perfection or other ailments does not establish a statutory
disability. As mentioned above, in accordance with the
terms of the statute, he must establish not only the exist-
ence of a medically determinable physical or mental im-
pairment within the period of insured coverage but also
inability to be gainfully employed as a result thereof. The
evidence shows that after removal of hemorrhoids in
January of 1960, and until 1965, the medical attention
received by claimant was from Dr. Fleischer who noted
the injury to claimant’s cervical spine in 1961, his treat-
ment of claimant for neuroasthenia, and his opinion in
1965 that claimant was able to work. The record does not
indicate complaints or treatment of other ailments such
as heart or stomach condition, epilepsy or black out spells
and does not include reports of any other intervening hos-
pitalization or medica! attention. In September of 1965
more than three years after claimant’s “insured status”
under the Act had expired, an examinaiton by Dr. West-
haysen indicated claimant has no general physical handi-

cap and is capable of all normal and exertional physical
activities. Attention was directed to the allegations, oral
testimony and the documentary evidence with respect to
all of the ailments affecting the claimant but those have
not been shown to exist in such severity as to prevent the
reasonably regular performance of services at any time
when he met the special earnings requirement of the Act.

The medical evidence reflects no psychosis or mental im-
pairment to a degree that would prevent claimant from
working. The present era is one in which psychoneurosis
afflicts many people but they work with it. Claimant’s
nervous condition relates to an impairment but does not
meet the standards of the law and regulations with re-
spect to disability in this area. Thus, the regulations de-
scribe conditions as disabling within the meaning of the
Act where there is “Damage to the brain, or brain ab-
normality which has resulted in severe loss of judgment,
intellect, orientation or memory” or “Mental disease (e.g.,
psychosis or severe psychoneurosis) requiring institution-
alization or constant supervision of the affected individ-
ual.” (20 CFR 401.1502(a)). Such intensive care is not
required in the case of claimant but he could benefit from
medication and visits to a psychiatrist and working. A
need for psychotherapy is not incompatible with occupa-
tional activity. Claimant does not have a psychosis and
the medical evidence does not indicate a psychotic process
in the past; Dr. Kilgore noted that he was fully oriented
which was corroborated by Dr. Westhaysen who addi-
tionally remarked that claimant’s memory is intact, he
has no obvious behavior disturbance and there is no evi-
dence of organic disease or other disorder of the central
nervous system. The evidence does not establish that the
claimant was affected sufficiently by reason of a nervous
condition to significantly reduce his ability to perform
remunerative work.
FINDINGS

In the light of the entire evidence and of the foregoing
considerations, the Hearing Examiner finds that the
claimant last met the special earnings requirements of

26

the law on June 30, 1962, and that the claimant has not
established, under the pre-1965 and 1965 definitions of
disability, that he has impairments, either singularly or
in combination, of such severity as to preclude him from
engaging in any substantial gainful activity at any time
when he met the special earnings requirement of the Act.

DECISION

It is the decision of the Hearing Examiner that the claim-
ant is not entitled to disability insurance benefits or to a
period of disability under the pre-1965 law or the 1965
Amendments of the Social Security Act.

/s/ Maxon N. Rapport
MAXON N. RAPPORT,
Hearing Examiner

Date: February 24, 1966

27

Mister Sanders, C1 & W/E
A/N 260-36-4656

EXHIBITS

Exhibit No.

1.

2.
3.

17.
18.

Claimant’s Application for Disability Insurance Ben-
efits filed 1-30-64

Copy of disallowance letter dated 6-2-65
Claimant’s Request for Reconsideration filed 6-7-65

Disability Determination by State Agency dated
10-1-65, affirmed by Social Security Administration
10-26-65

Copy of Notice of Reconsideration Determination
dated 10-29-65

Application for Social Security Account Number
filed 11-14-44

Earnings Record certified 2-5-64

Report of Contact with claimant dated 1-30-64
Report of Contact with claimant dated 10-19-64
Report of Work Activity dated 11-9-64

. Report of Contact with claimant dated 12-18-64

Report of contact regarding date of birth dated
1-15-65

Report of Contact with claimant dated 6-7-65

. Report of Contact with claimant dated 11-16-65

Medical report from St. Catherine Hospital dated
2-10-64 covering treatment from 1-14-60 through
1-20-60

Medical report signed by Dr. J. C. Fleischer dated
2-16-65 covering treatment in September 1961

Report of Contact with Dr. Fleischer dated 1-13-65

Medical report signed by Dr. J. C. Fleischer dated
1-13-65

28

EXHIBI1S (Continued)
Exhibit No.

19. Professional Qualifications of Dr. Jacob C. Fleischer

20. Medical report signed by Dr. H. L. C. Broomes (un-
dated) received 12-23-64 covering treatment

21. Report of Contact with Dr. Broomes dated 1-15-65
regarding treatment from December 1964 through
1-14-65

22. Medical report signed by Dr. E. L. C. Broomes dated
6-8-65 covering treatment from 11-5-65 (sic) through
6-8-65

23. Professional Qualifications of Dr. Edward L. C.
Broomes

24. Case Development Sheet signed by Dr. Luis F. Gon-
zalez dated 5-22-65

25. Professional Qualifications of Dr. Luis F. Gonzalez
26. Medical report signed by Dr. Byron Kilgore dated
7-28-65 covering consultative psychiatric examination
27. Professional Qualifications of Dr. Byron Kilgore
28. Medical report signed by Dr. Peter V. Westhaysen

dated 9-25-65 covering consultative neurological ex-
amination on 8-24-65

29. Professional Qualifications of Dr. Peter V. Westhay-
sen

30. Case Development Sheet signed by Dr. Ira A. Lieb-
son dated 5-22-65

31. Case Development Sheet signed by Dr. Ira A. Lieb-
son dated 10-26-65

32. Professional Qualifications of Dr. Ira A. Liebson

SUBMITTED DURING ORAL HEARING

33. Note from Clinic Pharmacy, Inc. covering prescrip-
tions filled from October 1964 through December
16, 1965

ES SES

29
EXHIBIT #2

DEPARTMENT OF
HEALTH, EDUCATION, AND WELFARE
June 13, 1966
HA:C

Account Number
260-36-4656

ACTION OF APPEALS COUNCIL ON
REQUEST FOR REVIEW

Mr. Mister Sanders
4905 Alexander
East Chicago, Indiana 46312

Dear Mr. Sanders:

Your request for review of the hearing examiner’s deci-
sion has been carefully considered by the Appeals Coun-
cil. The Council’s consideration of your request has in-
cluded all the evidence in your case, the law and regula-
tions applicable to your claim, the hearing examiner’s
evaluation of the facts and the reasoning in his deci-
sion, and your reasons for believing your claim should be
allowed.

The Appeals Council has decided that the decision of the
hearing examiner is correct. Further action by the
Council would not, therefore, result in any change which
would benefit you. Accordingly, the hearing examiner’s
decision stands gs the final decision of the Secretary in
your case.

If you desire a review of the hearing examiner’s deci-
sion by a court, you may commence a civil action in
the district court of the United States in the judicial
district in which you reside within sixty (60) days from
this date. For your information as to the action in the
district court, your attention is directed to section 205
(g) of the Social Security Act, as amended, (section 405

30

(g), Title 42, United States Code). If such action is
commenced, the Secretary of Health, Education, and
Welfare is the proper defendant.

Sincerely yours,

/s/ (Illegible]
[Illegible]
Chairman, Appeals Council
cc: BSB, DDO, Baltimore
D/O, Hammond, Indiana
H/E Rapport, Chicago, Illinois (South)

ITRager :er

fw te ee 5 ere ee

31
EXHIBIT [Illegible]

DEPARTMENT OF
HEALTH, EDUCATION, AND WELFARE
SOCIAL SECURITY ADMINISTRATION
BUREAU OF HEARINGS AND APPEALS

Name and Address of Claimant:

TO: Mister Sanders
609 E. 150th St.
East Chicago, IN

NOTICE OF DISMISSAL

Please Read Carefully

If you disagree, in whole or in part, with the enclosed
order of dismissal, you may request the Appeals Coun-
cil to review it. However, your request for review must
be filed within 60 days following the date shown below.
You, or your representative, may file the request for
review with your local social security office, with the
hearing office, or with the Appeals Council.

This notice and enclosed copy of
order of dismissal mailed

January 15, 1973

cc:
Name and Address of Representative:

32

DEPARTMENT OF

HEALTH, EDUCATION, AND WELFARE
SOCIAL SECURITY ADMINISTRATION
BUREAU OF HEARINGS AND APPEALS

ORDER OF DISMISSAL

In the case of
Mister Sanders
(Claimant)

(Wage Earner) (Leave blank if same as above)

Claim for
Period of Disability and
Disability Insurance Benefits

260-36-4656
(Social Security Number)

JURISDICTION AND PROCEDURAL HISTORY

This case is before the undersigned Administrative Law
Judge upon a request for hearing filed on October 3,
1973 by the claimant, Mister Sanders, who disagrees
with the determination of the Bureau of Disability In-
surance, Social Security Administration, that he is not en-
titled to a period of disability and disability insurance
benefits under the Social Security Act.

The claimant filed a prior application for a period of
disability and disability insurance benefits on January
30, 1964. The claimant complained of various impair-
ments in that first application that included epilepsy and
“blackout spells” which he alleged caused him to be un-
able to work for about 41, years prior to his applica-
tion of January 30, 1964. On June 2, 1965, the claimant
was notified by the Bureau of Disability Insurance Bene-
fits, Social Security Administration that his application

a

33

was denied. He requested reconsideration of this denial
and was subsequently notified by a letter dated October
29, 1965 that the original denial had been affirmed.
Thereafter, the claimant still being dissatisfied filed a
request for hearing and a hearing was held on Decem-
ber 21, 1965. The Hearing Examiner (now called Ad-
ministrative Law Judge) affirmed the Administration on
February 24, 1966 and determined that the claimant was
not entitled to disability insurance benefits or te a period
of disability. The Appeals Council by a letter dated June
13, 1966 notified the claimant that the decision of the
Administrative Law Judge was the final decision of the
Secretary of Health, Education and Welfare and advised
the claimant that he had the right to commence a civil
action in the United States District Court within sixty
days to review the decision of the Administrative Law
Judge. The claimant did not file a civil action for re
view in the United States District Court.

The claimant filed a second application to establish a
period of disability and for disability insurance bene-
fits on March 5, 1973, wherein he again alleged epilepsy
and “blackout spells.” On May 25, 1973, the claimant
was notified by the Bureau of Disability Insurance, So-
cial Security Administration, that his application was
denied. He requested reconsideration of this denial and
was subsequently notified by letter dated September 28,
1973, that the original denial had been affirmed. There-
after the claimant still being dissatisfied, filed a request
for hearing on October 3, 1973. Since the decision of
the Administrative Law Judge on February 24, 1966, the
claimant submitted additional medical evidence that in-
dicates that the claimant has complained of epilepsy and
“blackout spells” since 1964.

ISSUES AND APPLICABLE LAW

The general issues before the Administrative Law Judge
is whether the claimant is entitled to a period of dis-
ability and to disability insurance benefits under the Act.
The specific issue is whether the claimant is entitled to

34

have his prior application reopened since more than four
years have elapsed since the decision of the Administra-
tive Law Judge on February 24, 1966 and the claimant
last met the earnings requirements of the Social Security
Act on June 30, 1962.

20 CFR 404.937 provides:

“The Administrative Law Judge may, on his own
motion, dismiss a hearing request, either entirely or
as to any stated issue, under any of the following
circumstances:

(a) Res judicata. Where there has been a pre-
vious determination or decision by the Secretary
with respect to the rights of the same party on
the same facts pertinent to the same issue or is-
sues which has become final either by judicial
affirmance or, without judicial consideration,
upon the claimant’s failure timely to request
reconsideration, hearing, or review, or to com-
mence a civil action with respect to such de-
termination or decision. . .”

20 CFR 404.951 provides:

The Appeals Council may deny a party’s request for
review or it may grant review and either affirm or
reverse the Administrative Law Judge’s decision. The
decision of the Appeals Council, or the decision of the
Administrative Law Judge where the request for review
is denied (see 404.947), shall be final and binding upon
all parties to the hearing unless a civil action is filed
in the district court of the United States under the
provisions of section 205(g) or section 1869(b) of the
Act, or unless the decision is revised under the provi-
sions described in § 404.956.

20 CFR 404.957 provides in pertinent part:

... a decision of a hearing examiner (Administrative
Law Judge) which is otherwise final . . . § 404.951
may be reopened:

« o e *

ene mene Ae ee

a ee en err em

35

(c) at any time when

(8) such ... decision . . . is unfavorable, in whole
or in part, to the party thereto but only for the
purpose of correcting . . . error on the face of the
evidence on which such . . . decision was based.

RATIONALE

The Appeals Council on June 13, 1966 specifically ad-
vised the claimant that the decision of the Administra-
tive Law Judge was the final decision of the Secretary of
Health, Education and Welfare and that the claimant
had the right to request a review in the United States
District Court within sixty days of that final decision
pursuant to section 205(g) of the Social Security Act
(42 U.S.C. § 405(g)). The claimant did not file for a
review in the United States District Court and the deci-
sion of the Administrative Law Judge became final and
binding upon the claimant. Since more than four years
have elapsed since the decision became final it can only
be reopened under the provisions of 20 CFR 404.957
(ec) (1) through (9). The only possible applicable sec-
tion is 20 CFR 404.957(c) (8). I find that there is no
error on the face of the evidence on which the decision
of February 24, 1966 was made.

In order for the claimant to be entitled to a period of
disability or to disability insurance benefits, it was
necessary for him to establish that he was under a
“disability” commencing on or prior to June 30, 1962
when he last met the earnings requirements of the Act.
Since the claimant’s special earnings requirement ex-
pired on June 30, 1962, there is no unadjudicated pe-
riod subsequent to the final decision of the Secretary on
February 24, 1966. The parties and the issues are the
same in the both applications and the additional medical
evidence is merely repititions and cumulative. The al-
legations of the claimant and the additional evidence
submitted do not warrant a change in the conclusion
reached in the prior decision. Any further adjudica-

36

tion of these identical matters is barred under the doc-
trine of res judicata.

It is well settled that a claimant may not, by filing re-
peated applications obtain repeated determinations or
decisions with respect to the same issues or renew rights
which he allowed to lapse by his failure to seek admin-
istrative or judicial review within the statutory period
for such review. See: Sangster v. Gardner, 374 F 2d
498 (6th Cir. 1967). Domizik v. Cohen, 413 F 2d 5
(8rd ‘Cir. 1969); and Leviner v. Richardson, 443 F 2d
1338 (4th Cir. 1971), and cases cited therein.

FINDINGS

1. That there is no basis for reopening the prior
decision of February 24, 1966.

2. That the prior decision of February 24, 1966 is
final and binding as to the claimant’s application filed on
January 30, 1964.

3. That the prior decision of February 24, 1966 as
to the claimant’s first application filed on January 30,
1964 is res judicata as to his current application filed on
March 5, 1973 since both applications involved the same
parties, issues and facts.

4. That the issue of disability during the previously
adjudicated period is dismissed under 20 CFR 404.937

(a).
DECISION

Now therefore, in view of the foregoing, it is the decision
of the Administrative Law Judge, that the decision of
the Administrative Law Judge on February 24, 1966 on
claimant’s application of January 30, 1964 is final and
will not be reopened, further, pursuant to the provisions
of 20 CFR 404.937(a), the request for hearing filed
herein on October 3, 1973 by the claimant, Mister San-
ders, is hereby dismissed.

/s/ James H. Alesia
JAMES H. ALESIA

Administrative Law Judge
Date: January 15, 1973

37

EXHIBIT 4

DEPARTMENT OF
HEALTH, EDUCATION, AND WELFARE
5 APR 1974
IRA-2
260-36-4656
AIRMAIL

ACTION OF APPEALS COUNCIL ON REQUEST
FOR REVIEW OF
ADMINISTRATIVE LAW JUDGE’S DISMISSAL

Mr. Mister Sanders
609 East 150th Street
East Chicago, Indiana 46312

Dear Mr. Sanders:

Your request for review of the administrative law judge’s
dismissal has been carefully considered by the Appeals
Council. The Council’s consideration of your case in-
cluded the law and regulations applicable to your claim,
the action taken by the administrative law judge and
your reasons for believing that your request for hearing
should not have been dismissed.

The Appeals Council has concluded that the dismissal
action of the administrative law judge is correct. Ac-
cordingly, the determination dated February 24, 1966,
stands as the final determination of this Department.

Sincerely yours,

LINDSAY E. MARRIN
Acting Member,
Appeals Council

cc:

Mr. William A. Kowalski
Attorney at Law

East Chicago, Indiana 46312
Division of Benefit Services, Balt.
BO, East Chicago, In

HO. Chicago, Il (ALJ Alesia)

38
DISTRICT COURT ORDER AND MEMORANDUM

{The District Court Order and Memorandum of Novem-

ber 15, 1974, is printed at pages 13a-14a of the Appendix
to the Petition for Certiorari. ]

COURT OF APPEALS DECISION AND ORDER

[The Court of Appeals Decision and Order of September

12, 1975, are printed at pages la-12a of the Appendix
to the Petition for Certiorari. }

DENIALS OF REHEARING

(The Court of Appeals Orders of December 12, 1974,
denying petition for rehearing and suggestion of re-
hearing en banc, are printed at pages 15a-18a of the Ap-
pendix to the Petition for Certiorari. ]

IN THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT

No. 75-1069

MISTER SANDERS, PLAINTIFF-APPELLANT
Vv.

CASPAR WEINBERGER, Secretary of Health, Education
and Welfare, DEFENDANT-APPELLEE

MOTION TO LODGE ADMINISTRATIVE RECORD

Caspar Weinberger, by his undersigned counsel, here-
by requests leave of this Court to lodge the Social Se-
curity Administration administrative record with the
Court in the above-captioned case. In support of this
motion counsel states:

1. Claimant instituted this suit to review a decision
of the Secretary of Health, Education and Welfare deny-
ing his latest application for social security disability
benefits on the ground of res judicata. The district court,
finding that it lacked subject matter jurisdiction, granted
the Secretary’s motion to dismiss. The instant appeal
raises two issues: (1) Whether the Secretary’s decision
declining to reopen claimant’s prior application may be
judicially reviewed; (2) in the event the decision is
subject to judicial review, whether that decision was
arbitrary, capricious, or an abuse of discretion.

2. Should this Court find itself empowered to review
the Secretary’s decision on reopening, the Court may
wish to consider the entire administrative record. Al-
though this record was not filed with the district court,
this Court may, of course, take judicial notice of the
administrative record. Shuttleworth v. City of Birming-
ham, Ala., 394 U.S. 147 (1969); Butler v. Eaton, 141
U.S. 240 (1890); Wilson v. Sigler, 285 F.2d 372 (C.A.
8, 1961).

WHEREFORE, defendant-appellee respectfully re-
quests that this Court grant his motion and allow the

40

Social Security Administration’s administrative file in
the above-captioned case to be lodged with this Court.’

Respectfully submitted,

ROBERT E. Kopp
(202) 739-3389

RICHARD A. OLDERMAN
(202) 739-5325
Attorneys
Appellate Section,

Civil Division
Department of Justice
Washington, D.C. 20530

CERTIFICATE OF SERVICE

I hereby certify that on this 28th day of April, 1975, I
served the foregoing Motion to Lodge Administrative
Record upon counsel for the appellant by causing a
copy to be mailed, postage prepaid, to:

William A. Kowalski, Esquire
Kowalski, Kanz & O’Drobinsk
4732 Indianapolis Boulevard
East Chicago, Indiana 46312

RICHARD A. OLDERMAN,
Attorney

1 The administrative record is presently in the possession of the
Social Security Administration, and we are advised that it will be
available within two weeks from today.

41

UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT

Chicago, Illinois 60604
May 1, 1975
Before Hon. Thomas E. Fairchild, Chief Judge
No. 75-1069
MISTER SANDERS, PLAINTIFF-APPELLANT,
vs.

CASPAR WEINBERGER, Secretary of Health, Education
and Welfare, DEFENDANT-APPELLEE

Appeal from the United States District Court for the
Northern District of Indiana, Hammond Division
(H 74 C 146)

This matter comes before the Court on the “MOTION
TO LODGE ADMINISTRATIVE RECORD” filed here-
in on April 30, 1975 by counsel for the defendant-appellee.
On consideration whereof,

IT IS ORDERED that said motion be and the same
is hereby GRANTED. The Social Security Administra-
tion’s administrative file in this matter may be lodged,
but not filed, in this Court.

42
SUPREME COURT OF THE UNITED STATES
No. 75-1443

F. DAVID MATHEWS, Secretary of Health,
Education and Welfare, PETITIONER

Vv.
MISTER SANDERS

ORDER ALLOWING CERTIORARI—Filed June 1, 1976

The petition herein for a writ of certiorari to the
United States Court of Appeals for the Seventh Circuit
is granted.

Mr. Justice Stevens took no part in the consideration
or decision of this petition.

W ov. &. Government prixtive orrice; 1976 217752 294

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_2234%3A2. Public record. Not legal advice.
