# Memorandum — Virginia ex rel. Air Pollution Control Board v. Train

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Memorandum
- **Published:** January 1, 1976
- **Citation:** 426 U.S. 904

## Text

No. 75-1050

o the Supreme Court of the Hnited States

OcToBER TERM, 1975

_ COMMONWEALTH OF VIRGINIA EX REL: STATE AIR
POLLUTION CONTROL’ BOARD, PETITIONER

Vv.

RUSSELL E. TRAIN, ADMINISTRATOR, AND
ENVIRONMENTAL PROTECTION AGENCY

ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

MEMORANDUM FOR THE RESPONDENTS

ROBERT H. Bork,
Solicitor General,

Department of Justice,
Washington, D.C. 20530.

ROBERT V. ZENER,
General Counsel,
Environmental Protection Agency,
Washington, D.C. 20460.

In the Supreme Court of the Hnited States

OcTOBER TERM, 1975

No. 75-1050

COMMONWEALTH OF VIRGINIA EX REL. STATE AIR
POLLUTION CONTROL BOARD, PETITIONER

Vv.

RuSsseLL E. TRAIN, ADMINISTRATOR, AND
ENVIRONMENTAL PROTECTION AGENCY

ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

MEMORANDUM FOR THE RESPONDENTS

Petitioner seeks review of a decision affirming in part
and vacating in part certain regulations of the Adminis-
trator of the Environmental Protection Agency (EPA) to
be incorporated in a transportation control plan to improve
and maintain the air quality in the National Capital area.
On January 26, 1976, the government also petitioned
for a writ of certiorari in the instant case (Train v. District
of Columbia, No. 75-1055). In that petition, and our related
petitions (Environmental Protection Agency v. Brown,
No. 75-909, and Environmental Protection Agency v.
State of Maryland, No. 75-960)', we have asked this Court
to consider two questions:

'We served copies of all three petitions on petitioner when we
filed our petition in No. 75-1055.

(1)

2

|. Whether, upon a State’s failure to adopt an imple-
mentation plan meeting the requirements of the Clean Air
Act, the EPA Administrator has authority under the Act
to require the State to inspect motor vehicles to assure
that they are properly maintained to control airborne
pollutants within the State.

2. Whether, if the EPA Administrator has such statu-
tory authority, the Clean Air Act is in this respect a valid

exercise of Congress’ power under the Commerce Clause
of the Constitution.

Petitioner contends that the Administrator has no statu-
tory authority to require the State to refuse to register
vehicles that do not conform to federal requirements;
that he has no statutory or constitutional authority to
require the State to establish exclusive bus lanes and to
contribu.e to the purchase of more buses; and that peti-
tioner is not the owner or operator of the affected bus
fleet (Pet. 2-3). We submit that the first contenfion is
fairly comprehended within the first question raised in
our petitions, the second is so closely related to the ques-
tions we have raised that it merits review together with
them, and the third does not warrant review by this Court.

The statutory scheme, the challenged regulations, and
the decision below are summarized in our petition for a
writ of certiorari in Train v. District of Columbia, No.
75-1055. As we there pointed out, the Clean Air Act,
81 Stat. 485, as amended, 42 U.S.C. 1857 ef seq., requires
the Administrator to promulgate standards for maximum
concentrations of particular pollutants in the air (Section
109). The States must then develop plans to achieve and
maintain these standards within each air quality control
region in the State (Section 110(a)(1)). The Administra-
tor reviews these state implementation plans for con-
formity to the statutory requirements designed to assure
that they provide for effective enforcement of the con-
centration standards (Section 110(a)(2)). If the Admini-
strator finds an implementation plan inadequate, he

3

must promulgate an appropriate plan for the State (Sec-
tion 110(c) ). When the Administrator finds “any person”
in violation of any implementation plan, Section 113 of
the Act authorizes him to undertake enforcement mea-
sures, including application to an appropriate district
court for a temporary or permanent injunction.

The Administrator disapproved in part the implementa-
tion plans submitted by Virginia, Maryland and the Dis-
trict of Columbia, and accordingly, on November !I5 and
December 6, 1973, promulgated certain additional reg-
ulations to be incorporated in the plans. These regulations,
based largely on proposals by the jurisdictions affected,
were designed to ensure that each jurisdiction would
establish a program for the inspection and maintenance
of certain motor vehicles in the National Capital area,
establish exclusive bus lanes in certain designated high-
way corridors? and increase bus service in the area by.
inter alia, contributing to the purchase of more buses.
Each jurisdiction was required to submit detailed com-
pliance schedules showing the steps it would take to esta-
blish and enforce the required programs, including iden-
tification of the sources and amounts of funding antici-
pated (Pet. App. 299-327). Virginia, Maryland and the Dis-
trict of Columbia did not submit the required schedules;
instead, they petitioned the court of appeals for review
of the Administrator’s action pursuant to Section 307(b)
(1) of the Clean Air Act, as amended, 84 Stat. 1708, 42
U.S.C. 1857h-5(b)(1).4

“Person” is defined in Section 302(e) to include a “State. munici-
pality. and political subdivision of a State.”

‘A highway corridor may include a number of highways providing
alternative routes between given points.

4Since the implementation plans involved the District of Columbia.
the United States Court of Appeals for the District of Columbia Cir-
cuit was the appropriate circuit court to review the Administrator's
action in promulgating the plans. 42 U.S.C. 1857h-5(b)(1): Pet. App.
276. n. 6.

4

The court held that the Clean Air Act did not authorize
the Administrator to require the States to adopt legislation
or regulations to establish a transportation control program
found necessary by the EPA. Thus, if a State fails to submit
an acceptable plan, the Administrator must promulgate the
regulations to be applied within the State: he cannot com-
pel the State to do so. But the court also indicated that
when such regulations have been promulgated, the Act
may be read as authorizing the Administrator to require
the States to enforce them (Pet. App. 282-287). The court
then considered the constitutionality of the Act as so inter-
preted. and concluded that a State could be required to
enforce federal regulations designed to control pollution
the State caused directly (e.g., through operation of state-
owned vehicles) or indirectly (e.g., through permitting use
of its roads by vehicles not conforming to federal require-
ments). It concluded that the provisions relating to ex-
clusive bus lanes and increased bus service reflected
proper federal regulation of indirect pollution sources
controlled by the States. But it also decided that although
the federal power extended to requiring the States to
prohibit the use of state roads by vehicles that do not
comply with federal standards, it could not constitutionally
extend to requiring the State to inspect privately operated
vehicles to assure that they comply with those standards
(Pet. App. 287-294).

[he court below thus upheld the exclusive bus lane and
increased bus fleet regulations, but remanded the auto
inspection, maintenance, and retrofit regulations to the
Administrator with directions to promulgate complete
and enforceable regulations to cure the deficiencies in
the state plans (Pet. App. 298-299).

|. Petitioner asks. as do we. that this Court review the
question whether the Administrator has authority to re-
quire the States to enforce federally established limitations

— am

5

on motor vehicle emissions through inspection and main-
tenance programs. We do not, however, agree with peti-
tioner’s formulation of the issue as being whether state
registration laws are pre-empted by the Clean Air Act;
there is no suggestion that the emission standards replace
any part of the state registration laws, or render them
inoperative in any way. Instead, they are simply an added
requirement to be enforced by the State. Cf. City of Bur-
bank v. Lockheed Air Terminal, 411 U.S. 624; Rice v.
Santa Fe Elevator Corp., 331 U.S. 218, 230.5 With this
reservation, we believe the first question raised by peti-
tioner involves substantially the same issues as the first
question in our petitions for certiorari in this case and in
Brown and Maryland, and, for the reasons noted in our
petitions, that those issues merit review by this Court.

2. Petitioner also contends that the Administrator lacks
the statutory and constitutional power to require the
State to establish exclusive bus lanes and contribute to
the purchase of additional buses.* This contention is

‘The petition also assumes that the emissions standards are ty be
implemented by a “federal emission inspection” (Pet. 3, 6). The chal-
lenged transportation plan contemplates State, rather than federal.
inspection systems, a choice the court of appeals here found to be
unconstitutional. Our petition in this case seeks review of that judicial
determination.

Petitioner's objection to the bus fleet increase regulations is based
primarily on the contention that sole responsibility for the purchase of
the buses in the National Capital Metropolitan Area is vested in the
Washington Metropolitan Area Transit Authority (WMATA), not the
petitioner. But petitioner participates in WMATA through the North-
ern Virginia Transportation District. which is authorized under state
law to make commitments for the acquisition of transit facilities and
equipment. The local communities served also contribute to WMATA
(Pet. 12). The Administrator's regulations accurately reflect these
financial arrangements by requiring commitments for the acquisition
of buses to be made either by “the Commonwealth of Virginia or by

6

closely related to the statutory and constitutional issues
concerning the automobile inspection and maintenance
regulations raised in our petitions in this case and in
Brown and Marvland: the underlying question of the ex-
tent of the Administrator's authority to require state actions
to implement the Clean Air Act is the same. Moreover.
the court in Brown, supra, found the similar bus lane
regulations there involved to be unauthorized by the Clean
Air Act. Accordingly. the Court may wish to consider this
issue together with the issues raised in our petitions.

its local governments” (Pet. App. 318). Moreover. petitioner's current
disavowal of any responsibility for bus purchases is inconsistent with
its position in its own proposed transportation plan. See 38 Fed. Reg.
20792 (1973): Record, p. 5003.

Petitioner also objects to the cost of requiring it to implement both
the bus lane and the fleet increase regulations. Regardless whether
the cost to a State of complying with federal standards is a proper
basis tor invalidating a federal regulation. but see. e.g., Emplovees v.
Vissourt Public Health Department, 411 U.S. 279. 284: Oklahoma v.
Guy F. Atkinson Co., 313 U.S. 508. 527. petitioner over-estimates the
cost to the State of these regulations. The bus lane regulations contem-
plate the designation of existing highway lanes for the use of buses
during peak hours. rather than additional highway construction. The
expenses of the additional buses will be substantially funded—up to
SO percent by the tederal government through grants under the Urban
Mass Transportation Act of 1964, 78 Stat. 302. as amended. 49 U.S.C.
1601 er seg. See E.P.A. Hearings on National Capital Area Plan.
CA. App. 252. 269. 501-503: 49 U.S.C. (Supp. IV) 1603.

Finally. petitioner suggests (Pet. 12) that it is inappropriate to
require Virginia to establish bus lanes on the George Washington
Parkway. which is maintained and regulated by the federal govern-
ment. But that requirement is based directly on petitioner's own sug-
gested implementation plan. which proposed bus lanes for the George
Washington Parkway corridor. and advised the EPA that special
memoranda of understanding with the National Park Service were
unnecessary because of the Service's close working relationships with
the state and iocal authorities (see Record. pp. 5000-5002).

3

3. Petitioner raises as an issue, but does not separately
argue, the question of the ownership and responsibility
for operation of the bus fleet within the National Capital
area. This question was not raised or considered below,
and accordingly this Court should not consider it. Lawn v.
United States, 355 U.S. 339, 362-363, n. 16; Adickes v.
S.H. Kress & Co., 398 U.S. 144, 147, n. 2. In any event,
it does not warrant review by this Court. Petitioner admits
its ownership of and responsibility for the use of state
highways; the requirement to contribute to the purchase
of more buses is directed at altering the use of those high-
ways in order to minimize air pollution. In that context,
the precise means Virginia has utilized to provide bus ser-
vice to its inhabitants is irrelevant. It is enough that, as
noted above, the state and local governments participate
in the agency through which the service is provided. The
details of that participation do not affect the important
statutory or constitutional questions at issue here, and are,
in any event, peculiar to the National Capital area since
they depend on the nature of the compact creating the
WMATA. This Court thus need not consider them.

Accordingly, the Administrator does not oppose the peti-
tion, but suggests that if the petition is granted, the grant
should be limited to questions | and 2, which involve peti-
tioner’s statutory and constitutional claims.

Respectfully submitted.

RoBERT H. Bork,
Solicitor General.

ROBERT V. ZENER,
General Counsel,
Environmental Protection Agency.

Marcu 1976.

DOJ-1976-03

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_2174%3A3. Public record. Not legal advice.
