# Petition — Sioux Nation of Indians v. United States

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_1087%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1975
- **Citation:** 423 U.S. 1016

## Text

we yan MICHAEL RODAK, JR., CLERK

SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1975

No. 75-456 ‘

SIOUX NATION OF INDIANS; the SIOUX TRIBE OF
THE ROSEBUD INDIAN RESERVATION, South Dakota;
the SIOUX TRIBE OF THE STANDING ROCK INDIAN
RESERVATION, North and South Dakota; the SIOUX
TRIBE OF THE PINE RIDGE INDIAN RESERVATION,
South Dakota; the SIOUX TRIBE OF THE CROW CREEK
INDIAN RESERVATION, South Dakota; the SIO!NX
TRIBE OF THE LOWER BRULE INDIAN RESERVA-
TION, South Dakota; the SIOUX TRIBE OF THE CHEY-
ENNE RIVER INDIAN RESERVATION, South Dakota;
the SIOUX TRIBE OF THE SANTEE INDIAN RESER-
VATION, Nebraska; and the SIOUX TRIBE OF THE FORT
PECK INDIAN RESERVATION, Montana, each for itself’
and in a representative capacity on behalf of the SIOUX
TRIBE or NATION,
Petitioners,

v.

UNITED STATES OF AMERICA,
Respondent.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF CLAIMS

ARTHUR LAZARUS, JR.
600 New Hampshire
Avenue, N.W.
Washington, D.C. 20037

Of Counsel: MARVIN J. SONOSKY

HOWARD PAYNE 2030 M Street, N.W.
aan Washington, D.C. 20036

September 22, 1975 Attorneys for Petitioners.

Washington, O.C. + THIEL PRESS + (202) 638-4521

(2)

Page
TABLE OF CONTENTS mene
CPEPe DEE occ ce ceeeeeececeeveannnecveades 2
ts. .oeccces OC CCS EN EROS AEES SME 2
ee ee ee ee 2
CE, po wa ec becesebceecnc cs 64bus 4
STATEMENT OF THE CASE .. ccc cccccccccsccces 5
Sb. ee I Ge PE OU ccc cence rss cceceen 6
i, ee eee ee eS, gg Coe ewes ececcene 8
Ey SU SE cece cee ha besneescuceceves 11
D. Proceedings before the Commission ............. 12
ee ee ae ae ee eae 15
REASONS FOR GRANTING THE WRIT
I. The holding of the court below rejecting the
Sioux Fifth Amendment claim on grounds of
res judicata is wrong, and allowing that deci-
sion to stand will perpetrate a grave miscarriage
SP See tee Cl esha ee ae eee 6 86 Ok Oe 16
Ii. The court below should not have invoked res
judicata to deny petitioners a decision on the
merits of the Black Hills claim given the ambig-
uity of its 1942 opinion, the failure of the
United States to plead or prove res judicata
as a defense, and the shameful course of the
Government’s conduct towards the Sioux
PE oc we ce ee ee sce seers eeeereseeceses 22
GUNES cos sc cece ese cas eeseerecseseoenes 25
App.
APPENDICES Page
Re ND 6 8666 6660S 666 eee ees se séenion l
B. Excerpts from opinion of Indian Claims
Pe rr ee eee ee ee 19

C. Excerpts from Treaty of April 29, 1868 and Act

fg, I a a oa a ee 65

(it)

App.
Page
D. War Department correspondence, November 1875 ....-- 70
E. Statement by the President, October 29, ee 73
TABLE OF AUTHORITIES —
Cases:
Carpenter v. Shaw, 280 U.S. 363 (1930).......--+++++: 23
Choate v. Trapp. 224 U.S. 665 (1912) ........+ ++ ees 23
Commissioner v. Sunnen, 333 U.S. 591 (1948) .........- 24
Confederated Salish and Kootenai Tribes v. United
States, 193 Ct. Cl. 801, 437 F.2d 458 (1971) ........ 21
Heiser v. Woodruff, 327 U.S. 726 (1946) .......---++- 24
Kauffman v. Moss, 420 F.2d 1270 (3 Cir. 1970),
cert. denied 400 U.S. 846 (1970)... ..-... 622s ees 23
Klamath and Modoc Tribes v. United States, 193
Ct. Cl. 670, 436 F.2d 1008 (1971) ....- 2-2 ese eee 22 |

Lone Wolf v. Hitchcock, 187 U.S. 553 (1903). . 15, 16, 17, 20
Northern Oil Co. v. Socony Mobil Oil Co., 368

F.2d 384 (2 Cir. 1966)... 0.2... ee eee eer erence 23
Seminole Nation v. United States, 316 U.S. 286

(BOER). ccccccccensccccsescccecesseresecee 23
Shoshone Tribe v. United States, 299 U.S.

476 (1987)... ccccccccccccccccccess sees 18
Sioux Nation of Indians v. United States, 33 Ind.

Cl. Comm. 151 (1974)... 2.222 eee eee eee 2, 8, 9, 13

Sioux Tribe of Indians v. United States, 97 Ct. Cl.

613 (1942) cert. denied 318 U.S. 789 (1943)
AS EEA 8, 11, 12, 17, 18, 19, 20, 21, 22, 23

Sioux Tribe of Indians v. United States, 146 F. Supp.

229 (Ct. Cl. 1956), 182 Ct. Cl. 912 (1968) ......6- 12, 13
Sioux Tribe v. United States, 205 Ct. Cl. 148, 2
500 F.2d 458 (1974). 1... 2. ee ee ee eee eee eens 5, 12

(112)
Cases, continued:

Sioux Tribe v. United States, 2 Ind. Cl. Comm
RSET IE OF EP ek Sire ne ir. rc arg ee eee

Spilker v. Hankin, 188 F.2d 35 (D.C. Cir. 1951) ........

Three Affiliated Tribes of the Fort Berthold Reser-
vation v. United States, 182 Ct. Cl. 543 (1968) .......

United States v. Creek Nation, 295 U.S. 103 (1935)

United States v. International Bldg. Co., 345 U.S.
502 (1953)
United States v. Klamath and Moadoc Tribes, 304
U.S. 119 (1938)

United States v. United States F. & G. Co., 309
CE SG ae alate ary ie eens

Universal Constr. Co. v. Fort Lauderdale, 68 So.2d
366 (Fla. 1953)

Winnebago Tribe of Indians v. United States, 100
Ct. Cl. 1 (1942)

fl Me oe a Oo oe ee ee oe oe ee oe ae a ea a

Tew enw Ce Rit 6.7 8S Cn 6 4 be 6 a we ae ee Se

2 2 ae £2 2 eo. 2 6.9 £89.98 BO 6.8 6 6 os. 6 aoe 26S

Treaties and Statutes:

Ret of Miavch 3, 1665 (0F Seat. FOB) ... ccc ccc ccsess
Act of August 15, 1876 (19 Stat. 176)............. 10,
Act of February 28, 1877 (19 Stat. 254)

4, 6, 8, 11, 12, 13, 15, 16, 17, 18, 20,

Act of March 3, 1887 (24 Stat. 505) ................
Act of October 27, 1974 (Public Law 93-494,

ee 60 Coad aus 64 bs CaS ore Reena 14,
Indian Claims Commission Act of August 13,

PE scones cuseeee vee dss 3, 5, 14,

Sioux Jurisdictional Act of June 3, 1920 (41
Stat. 738)... 2, 3, 4, 11, 12, 15, 16, 18, 20, 21, 23, 24,

Treaty of April 29, 1868 (15 Stat. 635)
ee eeesocesecer 4,6, 7, 8, 9, 10, 11,

ER een ccd Uleccedeuwieeukcoes

Page

(iv)

Treaties and Statutes, continued: IN THE

Mare SUPREME COURT OF THE UNITED STATES
28 U.S.C. §1255(1). 0... ee eee eee eee eee eens : a
28 U.S.C. §2101(c).. 1. ee ee ee ee eee eee creer rece? OCTOB

No.
Miscellaneous:
120 Cong. Rec. H.10579 (10/15/74) 2... ee ee ee ee ee eee 14
Federal and State Indian Reservations ......-++++++88° 5
Meriam, The Problem of Indian Administration ........--> 5
Moore’s Federal Practice. ......cccccccccccceceses 24 SIOUX NATION OF INDIANS, et ai.,
United States, Code Congressional and 14 Petitioners,
Administrative News ......--+ eee e28 e228 e+ 000888
VU.

UNITED STATES OF AMERICA,

Respondent.

PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF CLAIMS

The Sioux Nation of Indians and its eight constituent
tribes* respectfully pray that a writ of certiorari issue to
review the judgment and opinion of the United States
Court of Claims, entered in this proceeding on June 25,

* The Sioux Tribe of the Rosebud Indian Reservation, South
Dakota; the Sioux Tribe of the Standing Rock Indian Reserva-
tion, North and South Dakota; the Sioux Tribe of the Pine Ridge
Indian Reservation, South Dakota; the Sioux Tribe of the Crow
Creek Indian Reservation, South Dakota; the Sioux Tribe of the
Lower Brule Indian Reservation, South Dakota; the Sioux Tribe
of the Cheyenne River Indian Reservation, South Dakota; the
Sioux Tribe of the Santee Indian Reservation, Nebraska; and the
Sioux Tribe of the Fort Peck Indian Reservation, Montana.

l

2

1975, which denies petitioners just compensation for the
taking in 1877 of the Black Hills portion of the Great

Sioux Reservation.

OPINIONS BELOW

The opinion of the Court of Claims, together with
Judge Davis’ dissent, not yet reported, is reprinted in
Appendix A hereto. The decision of the Indian Claims
Commission, which the court below reversed in material
part, appears at 33 Ind. Cl. Comm. 151 (1974), and
relevant excerpts** are reprinted in Appendix B.

JURISDICTION

The judgment of the Court of Claims was entered on
June 25, 1975. This Court has jurisdiction under 25
U.S.C. §70s (c) and 28 U.S.C. §1255 (1). In accordance
with 28 U.S.C §2101 (c), this petition for a wnt of
certiorari was due on or before Septernber 23, 1975, and

thus has been timely filed.
QUESTIONS PRESENTED

Where, as is detailed in the Statement of the Case:

(1) the United States in 1877 acquired the Black Hills
portion (gold lands) of the Great Sioux Reservation
without the consent of the Indians and under circum-
stances which led the court below to comment that a
“more ripe and rank case of dishonorable dealings will
never, in all probability, be found in our history***”’;

(2) the Court of Claims in 1942—after petitioners had
litigated almost 20 years under a 1920 special jurisdic-

** The Commission’s opinion runs 92 pages. The portion of

the opinion dealing with valuation has been omitted since valuation ©

was not an issue in the Court of Claims.

arn a

3

tional act to recover just compensation for the taking of
the Black Hills—dismissed the Sioux suit with a 76-page
opinion which does not state whether the judgment was
entered on the merits or for lack of jurisdiction, but
which employs language indicating that the dismissal was
for lack of jurisdiction;

(3) in 1974, almost 24 years after the Black Hills claim
had been refiled by the Sioux pursuant to the Indian
Claims Commission Act of August 13, 1946, the Commis-
sion ruled that the United States had taken the land under
the Fifth Amendment, that the defense of res judicata had
been waived by the Government, that in any event the
1942 Court of Claims decision was not res judicata, and
that the Sioux were entitled to judgment against the
United States in the amount of $17.5 million, plus
interest at 5% from 1877, but subject to the deduction of
expenditures for food, rations and provisions furnished to
the Sioux under a formula that President Ford subse-
quently said would “leave the Sioux Indians with
nothing”; and

(4) in order to avoid injustice, and even though aware
that such action could lead to a judgment on the Black
Hills claim of “nearly $103 million,” Congress in 1974
passed, and President Ford approved, an amendment to
the Indian Claims Commission Act declaring that food,
rations and provisions no longer would be deemed
payments on a claim;

The questions presented in this case are:

I. Whether petitioners’ suit for just compensation
under the Fifth Amendment for the taking of the Black
Hills gold country is barred as res judicata by the 1942
judgment of the Court of Claims dismissing the same
claim filed under the 1920 Sioux special jurisdictional
act.

4

II. Whether the ambiguous opinion of the Court of
Claims in 1942 dismissing the Black Hills case for lack of
jurisdiction, like doubtful expressions in treaties and
statutes affecting Indians, should be liberally construed
so as to preserve petitioners’ right to have their claim for
just compensation considered on the merits.

III. Whether the doctrine of res judicata should be
applied in this case given the shameful course of
respondent’s conduct towards the Sioux Nation and the
failure of the United States to plead or prove res judicata

as a defense.

STATUT! § INVOLVED

Articles 2, 11, 12 and 16 of the Treaty of April 29,
1868 (15 Stat. 635), and Articles 1, 2 and 5 of the
so-called Agreement of September 26, 1876, embodied in

the Act of February 28, 1877 (19 Stat. 254), which form

the substantive basis for petitioners’ Fifth Amendment
claim, are set out in Appendix C.

The Sioux Jurisdictional Act of June 3, 1920 (41 Stat.
738), provided in material part:

***That all claims of whatsoever nature which
the Sioux Tribe of Indians may have against the
United States ***may be submitted to the Court of
Claims with the right of appeal to the Supreme
Court of the United States by either party, for
determination of the amount, if any, due said tribe
from the United States under any treaties, agree-
ments, or laws of Congress, or for the misappropria-
tion of any of the funds or lands of said tribe ***,
or for the failure of the United States to pay said
tribe any money or other property due; and
jurisdiction is hereby conferred upon the Court of
Claims *** to hear and determine all legal and

5

equitable claims, if any, of said tribe agai
, ’ ’ nst the
United Statgs, and to enter judgment rn

Sec. 2. That if any claim or claims be submitted
to said courts they shall settle the rights therein,

a a _ equitable, of each and all the parties

Section 2, clause 1, of the Act of Au

, , gust 13, 1946 (60
Stat. 1049), 25 U.S.C. §70a (1), authorizes the Indian
Claims Commission to hear and determine claims of any
Indian tribe “in law or equity arising under the Constitu-

tion, laws, treaties of the United States, and Executive
orders of the President***.”’

STATEMENT OF THE CASE

The Sioux Black Hills case is the largest, the most
significant and the oldest Indian claim on record.
Generation after generation of Sioux have waited for a
fair and honorable judgment on the Black Hills claim as a
sign of expiation by the Government for the terrible
wrongs the Sioux have suffered.! Achievement of this
central, overriding tribal goal is the key to the Sioux
people making peace with their past, as well as progress in
the present.” Indeed, to 60,000 Sioux today, particularly

l .
The Sioux are a once powerful Indi i i
Si ‘ an nation which owned
— 60 — acres in 1851, with title recognized by the United
a e~ 974). - ae States, 205 Ct. CL 148, 500 F.2d
, ' e eight tribes which constitute the Si '
— — - —| bow 2,350,000 acres scattered von aie
. e State Indian Reservations 279
291, 433, 489, 492, 496, 498, 500 (G.P.O. 1975). ieiiad 8 0
- ec economy, unemployment on these reservations ranges
rom a low of 23% (Lower Brule) to a high of 69% (Crow Creek)
Id. at 281, 292, 434, 491, 493, 497, 499, 501.

2
As was observed in Meriam’s classic s
; 0 tudy, The Probi
Indian Administration (Inst. for Govt. Research, 1928), at m4

[footnote continued |

6

the militants at Alcatraz and Wounded Knee, the pay-
ment of just compensation by the United States for the
taking of the Black Hills in violation of the 1868 Sioux
Treaty is the litmus test for whether Indians ever can get
justice in the white man’s courts. So far the United States

has failed the test.

In characterizing the course of conduct by which the
United States acquired the Black Hills portion of the
Great Sioux Reservation, the Court of Claims observed
that “[a] more ripe and rank case of dishonorable
dealings will never, in all probability, be found in our
history***.” (App. A, p. 6.) Nonetheless, on the theory
that it had decided 33 years ago, whether “rightly or
wrongly,” that the Sioux did not possess a F ifth
Amendment claim under the Act of February 28, 1877
supra, the court below invoked the doctrine of res
judicata and reversed an Indian Claims Commission order

allowing interest as part of just compensation for the -

Government’s taking. The error of the court’s holding,
and the adverse impact of its narrow ruling upon current
Federal-Indian relations, can be appreciated only in the
context of the substantive merits of the Sioux Black Hills
claim and, of course, the prior history of this litigation.

A. The Treaty of April 29, 1868. Following the
so-called Powder River War of 1866-67, the United States
and the Sioux entered into the Treaty of April 29, 1868
(15 Stat. 635),°> under which inter alia: (1) the United
States confirmed title in the Sioux Nation to the Great

805: “The benevolent desire of the United States government to
educate and civilize the Indian cannot be realized with a tribe
which has any considerable unsatisfied bona fide claim against
the government.”

3 Material portions of the 1868 Treaty are reprinted in App-
endix C.

7

Sioux Reservation embracing virtually all of the present
State of South Dakota west of the Missouri River (Article
2); (2) the Sioux surrendered all rights to their country
outside the Great Sioux Reservation, subject to Articles
11 and 16 of the Treaty (Article 2); (3) the United States
promised the Sioux an off-reservation right to hunt on
certain lands in Kansas and north of the North Platte
River (Article 11); and (4) the United States recognized a
Sioux right to continue to use, but not permanently to
inhabit, an area about twice as large as the Great Sioux
Reservation “north of the North Platte River and east of
the summits of the Big Horn Mountains***,” ie.

portions of Nebraska, Wyoming and Montana (Article 16).

The United States made three further major commit-
ments to the Sioux in the 1868 Treaty. First, the
Government guaranteed that the Great Sioux Reservation
was “set apart for the absolute and undisturbed use and
occupation” of the Sioux (Article 2). Second, the
Government agreed “that no persons except *** | Federal
personnel] authorized to enter upon Indian reservations
me shall ever be permitted to pass over, settle upon, or
reside” on the reservation (Article 2). Third, the Govern-
ment promised that no cession of all or any part of the
Great Sioux Reservation would have any force or validity

unless executed and signed by at least three-fourths of

all the adult male Indians, occupying or interested in the
same***” (Article 12).

The Black Hills country of South Dakota lay in the
western part of the Great Sioux Reservation, and was
well known to be valuable for gold long before execution
of the 1868 Treaty. (App. B, pp. 25-6.) For the Sioux,
the Black Hills also possessed great religious significance.
Petitioners’ claim, as more particularly described below
is based upon respondent’s unilateral acquisition of the

8

Black Hills country under the Act of February 28, 1877,
supra, in violation of the terms of the 1868 Treaty.

B. The Act of February 28, 1877. In 1874, a military
expedition headed by Lt. Col. George Armstrong Custer
reported the presence of gold in paying quantities within
the Black Hills. The widespcead publicity given Custer’s
reports stimulated an invasion of the Great Sioux
Reservation by substantial numbers of non-Indian gold-
seekers. (App. A, p. 2.) Initially, the United States
maintained troops on the reservation to enforce the
treaty provision barring outsiders. The “gold fever” so
increased during the winter of 1875, however, that the
Commissioner of Indian Affairs succumbed to the politi-
cal argument that occupancy of the Black Hills by
non-Indians was inevitable, and that the United States
should acquire the land from the Sioux.

Pursuing this theme, the Commissioner brought a large

Sioux delegation to Washington in May of 1875 to

discuss the surrender of the Black Hills country as well as
the extinguishment of the off-reservation rights the Sioux
possessed under Articles 11 and 16 of the 1868 Treaty.
In a meeting with the delegation on June 3, President
Grant warned that, if the Sioux refused to sell, “the
Government might not make strong efforts to keep them
[the goldseekers] out.” (33 Ind. Cl. Comm. 151 at 251.)
Two weeks later, the Government dispatched the so-
called Allison Commission to negotiate with the Sioux
for the right to occupy the Black Hills “for mining
purposes.” Sioux Tribe of Indians v. United States, 97 Ct.
Cl. 613, 636-38 (Fdg. 11) (1942).

The Allison Commission dickered with the Sioux
throughout the month of September 1875 without

9

success.* Upon receiving word of the Commission's

failure, President Grant in early November, with the
concurrence of the Secretary of War and the Secretary of
the Interior, decided that, although non-Indians still were
forbidden from entering the Black Hills, the Army would
be directed not to enforce the law. This order was kept
secret in official Washington.°

Simultaneous to its drastic change in military policy,
the Grant Administration began to pressure Congress for
legislative action that would force the Sioux to sell the
Black Hills. Taking up an earlier suggestion by the
Commissioner of Indian Affairs, the Secretary of the
Interior strongly recommended that Congress, through
use of the appropriation power, cut off food supplies
(rations) for the Sioux unless the Indians agreed to a land
cession. (33 Ind. Cl. Comm. 151 at 253-54.) Congress did
not then put this cruel proposal into effect.

Unable to move Congress, the Administration delibe-
rately precipitated a crisis in relations with the Sioux.
Specifically, on December 3, 1875, the Secretary of the
Interior instructed the Government’s agents in Dakota
and at Fort Peck, Montana, to notify the Sioux in the
Yellowstone and Powder River country west of the Great

4 App. B, p. 27. Interestingly, the Sioux, “realizing the great
value of the Black Hills to the United States,” offered to sell the
land to the Government for $70 million, plus additional compen-
sation for the gold already mined. 33 Ind. Cl. Comm. 151 at 252.

5 App. A, p. 2; App. B, p. 27. President Grant’s secret decision
to leave the Great Sioux Reservation open to invasion in viola-
tion of the 1868 Treaty is dramatically evidenced by contem-
poraneous correspondence of the military authorities to which the
Court of Claims gave judicial notice (App. A, p. 2). Copies of this
correspondence are reproduced in Appendix D. The Army with-
drew from the Black Hills about November 17, 1875, and miners
thereafter flocked into the area in ever-increasing numbers. 33
Ind. Cl. Comm. 151 at 253.

10

Sioux Reservation that, unless they returned to the reser-
vation by January 31, 1876, they would be declared
“hostiles.”’ Hostile Indians, whether men, women or
children, could be shot on sight.

During the winter of 1875-76, the Sioux were hunting
off the reservation with the permission of the Govern-
ment’s agents, as they had a right to do under Article 16
of the 1868 Treaty. The severity of the winter made an
immediate trek of several hundred miles back to the
reservation by men, women and children physically
impossible. The Secretary’s own messenger could not
return until well after the January 31 deadline. Nonethe-
less, on February 1, 1876, the Secretary of the Interior
notified the Secretary of War that the order to return had
not been followed, and that the Sioux were being turned
over to the Army for appropriate military action. (App.
A, p. 3; App. B, pp. 27-8.)

Custer was searching for Sioux “‘hostiles” when he met
his famous defeat at Little Big Horn on June 25, 1876.
As soon as the news of the battle reached Washington on
July 5, during the centennial celebration of this Nation’s
independence, Congress became so incensed that it
attached what the Sioux call the “sell or starve” rider to
the Indian Appropriations Act of August 15, 1876 (19
Stat. 176, 192). Under this rider, the Sioux were to
receive no further rations until they ceded the Black Hills
to the United States and surrendered all rights outside the
Great Sioux Reservation. Since most of the Sioux already
had been dismounted and disarmed, and were confined to
the reservation, they could not hunt. Congress thus gave
the Sioux the infamous option to “sell or starve.” (App.
B, p. 28.)

Armed with Congressional authorization for his con-
duct, President Grant appointed yet another commission

11

to negotiate with the Sioux. Despite the ultimatum
contained va 4 mao Appropriations Act, the commis-
sion proved unable to extract the signatures of m
10% of the adult male Sioux, including 18-year pa
cession agreement—far less than the 75% approval for a
land sale required under Article 12 of the 1868 Treaty.
(Ibid.) Nonetheless, in the Act of February 28, 1877 (19
Stat. 254), Congress unilaterally effected the acquisition
by the United States of the Black Hills, comprising
7,345,157 acres, and “abrogated” all off-reservation rights
possessed by the Sioux under Articles 11 and 16 of the
1868 Treaty. (App. B, pp. 25,28; App. C, pp. 67-8.)

The Sioux Black Hills claim stems from th
that the’1877 Act constituted a Fifth hasinlinass dion
of petitioners’ property.

. C. Prior proceedings. During the years after 1877, the
Sioux repeatedly sought permission from Congress to
present the Black Hills claim to an impartial tribunal. The
doors of the Court of Claims initially were closed to
petitioners (as well as to other Indian tribes) because the
jurisdiction of that court did not extend to “any claim
against the government *** dependent on any treaty
stipulation entered into *** with the Indian tribes.’
Finally, a special statute, enacted in 1920, granted the
Sioux permission to bring suit in the Court of Claims.
(See text, pp. 4-5, supra.)

The Sioux filed 13 cases under the 1920 Act, covering
a total of 18 claims. The court below dismissed all 13
cases between 1938 and 1949. The Black Hills case
involving the claim at bar, was dismissed in 1942, shout
19 years after the suit first had been instituted. Sioux

6
Act of March 3, 1863 (12 Stat. 765); section 1 of th
Tucker Act of March 3, 1887 (24 Stat. a” “ '

12

Tribe v. United States, 97 Ct. Cl. 613 (1942), cert. denied
318 U.S. 789 (1943). The central question presented vy
this petition is whether the 1942 dismissal was on the
ground that the 1920 Act so limited the court’s jurisdic-
tion as to preclude consideration of a Fifth Amendment
taking case like the Black Hills claim, or whether, in
1942, the court assumed jurisdiction, adjudicated the
claim on the merits and dismissed on the ground that
there was no Fifth Amendment taking.

. ceedings before the Commission. On August 15,
dis Gate * ae aa refiled the Black Hills claim
in the newly created Indian Claims Commission. o~
years later, the Commission dismissed the suit on the
ground that the petitioners had failed to prove their case.
Sioux Tribe v. United States, 2 Ind. Cl. Comm. tn
(1954). On appeal, the Court of Claims first affirme
(Sioux Tribe of Indians v. United States, 146 F.Supp.

229 (Ct. Cl. 1956)), but on motion of the Sioux, through"

new counsel, subsequently vacated its judgment of
affirmance and remanded the case to the Commission for
a full and complete hearing on the merits. (182 Ct. Cl.
912-13.) On November 19, 1958, only two weeks =
the remand, the Commission ordered the case reopene

and also announced that it would reconsider its previous
decision. See Sioux Tribe v. United States, 205 Ct. Cl.

148, 500 F.2d 458, 476-77 (1974).

On November 4, 1960, the Sioux filed an amended
petition which reiterated the allegation that the Act of
February 28, 1877, supra, constituted a taking of —
land and rights for which just compensation was payab e
under the Fifth Amendment, and which otherwise
clarified the legal and factual basis for this cause =
action. (App. B, p. 30.) Almost six years later, the
Government filed its answer, which had been due under

13

the Commission’s rules within 60 days after the amended
petition was filed. During the intervening six years, the
United States, in January 1961, first unsuccessfully
petitioned the Court of Claims for a writ of mandamus
seeking to upset the Commission’s actions upon remand
(182 Ct. Cl. 912-13), next unsuccessfully moved the
Commission in June 1961 to dismiss, and, following four
years of silence, finally moved for a clarification of the
record that the Commission furnished on May 25, 1966.
A month thereafter, the Government belatedly filed its
answer to the amended petition. Significantly, neither in
its amended answer nor in its mandamus petition, motion
to dismiss and request for clarification did the United
States ever raise the defense of res judicata.

Following submission of the amended answer, the pace
of litigation before the Commission materially quickened.
After a full trial in 1969-70 and while the issue of
valuation was still sub judice, the Commission ordered
oral argument on a series of questions, including whether
the Sioux Fifth Amendment claim was barred by the
1942 decision of the Court of Claims.’ Within two
months, the Commission rendered its decision (App. B,
pp. 19-64), holding so far as here pertinent: (1) that the
Sioux Black Hills land and minerals, including gold
removed prior to the 1877 Act, had a fair market value
on February 28, 1877, of $17.5 million (33 Ind. Cl.
Comm. 151 at 362-63); (2) that by the Act of February
28, 1877, supra, the United States took petitioners’
property for which just compensation was due under the
Fifth Amendment (App. B, pp. 50-2); and (3) that the

” Order entered December 7, 1973. At the oral argument of
December 18, 1973, the Sioux expressly reserved their right to
assert that “the issue of res judicata has never been affirmatively
raised as a defense by the defendant.” (Transcript of argument
(Inst. 76), pp. 3-4.)

14

United States had waived the defense of res judicata and
that, even if there had been no waiver, the Court of
Claims dismissed in 1942 for lack of jurisdiction and not
on the merits of the Sioux Fifth Amendment claim (App.
B, pp. 29-44).

The Commission also ruled that the United States was
entitled to a credit for food, rations and provisions
furnished to the Sioux pursuant to the 1877 Act. (App.
B, pp. 52-6.) In direct response to the Commission's
ruling, Congress amended section 2 of the Indian Claims
Commission Act—the only substantive change in that law
since its passage on August 13, 1946—to provide that
“expenditures for food, rations, or rovisions shall not be
dcemed payments on the claim.’ In so amending the
Act, which under the Commission’s offset formula would
have wiped out substantially all of petitioners’ interlocu-
tory award, Congress was well aware that its action might

result in a judgment on the Black Hills claim “in the

amount of approximately $100 million.” (120 Cong.
Rec. at H.10579-80 (daily ed. October 15, 1974).) When
he signed Public Law 93-494, President Ford also stated
that, while the Black Hills claim, with interest, could
amount to nearly $103 million, “if such a claim is held to
be valid, it would be unfair and unjust to try to avoid
paying 1t by deducting the cost of previously supplied
food and provisions.”

8 act of October 27, 1974 (Public Law 93-494, 88 Stat.
1499); see also S. Rept. No. 93-863 on S. 3007, printed in United
States Code Congressional and Administratwe News, 93d Cong.,
Od Sess., at pp. 6111-15 (1974), and Conf. Rept. No. 93-1446
on S. 3007, id. at 6118-19.

9 The complete text of the President’s statement upon sign-
ing S. 3007 is reproduced in Appendix E.

15

E. Proceedings below. The Government’s appeal to the
Court of Claims was limited to the proposition that the
Sioux Fifth Amendment claim is barred by res judicata,
or, in the alternative, that the 1877 Act did not effect a
Fifth Amendment taking of the Black Hills. Following
enactment of Public Law 93-494, the Government, in
essence, conceded its underlying liability on the claim
and, as the court below noted, directed its appeal entirely
to contesting the payment of interest. (App. A, p. 2.)

On June 25, 1975—99 years to the day after Custer’s
defeat—the Court of Claims reversed the allowance of
interest as part of just compensation on the ground of res
judicata, and otherwise affirmed the Commission’s deci-
sion. In so ruling, the court below adopted a “lenient”
attitude towards the Government’s “explanation of its
pleadings” and concluded that, although the issue of res
judicata had not been expressly pleaded, the United
States had shown through argument that it did not intend
to waive that affirmative defense.'° (App. A, pp. 6-7.)
The Court of Claims further concluded that its 1942
opinion was res judicata on the question of a Fifth
Amendment taking, since the Sioux “claim for a taking
was well within the [1920] jurisdictional act” and had
been rejected by the 1942 court on the strength of Lone
Wolf v. Hitchcock, 187 U.S. 553 (1903). (App. A, p. 8.)
In view of this holding, the court below did not consider
petitioners’ Fifth Amendment claim on the merits.

10 Respondent not only did not plead the defense of res judi-
cata, but also did not attempt to litigate the issue. The Sioux
thus were never afforded an opportunity to make a record on
the point. The court below took judicial notice, sub silentio, of
its 1942 opinion, but the pleadings, briefs and records in the
1942 case were not part of the record before the Commission
and, therefore, were not before the court below on appeal.

16

Davis dissented, pointing out that the Court of
ann 1942 amente Gaal it had jurisdiction to
decide whether there had been a “taking” of the Black
Hills, but no jurisdiction to determine whether the
compensation paid by the Government under the 1877
Act was “just” (App. A, p. 18). Judge Davis then
observed:

I am not persuaded that in 1942 the Indians had the

i to present their Fifth Amendment
a * “aad which deemed itself fully

empowered to decide all aspects of that demand on
their merits. (Jbid.)

REASONS FOR GRANTING THE WRIT
I.

OF THE COURT BELOW REJECTING
= oe cree AMENDMENT CLAIM ON GROUNDS

OF RES JUDICATA IS WRONG, AND ALLOWING THAT

DECISION TO STAND WILL PERPETUATE A GRAVE

MISCARRIAGE OF JUSTICE.

The validity of the Government’s res ——
depends upon whether the Court of Claims in 19 2
dismissed petitioners’ suit, filed under the 1920 Sioux
special jurisdictional act, on the merits because it did not
consider the Black Hills claim to be a Fifth Amendment
taking case, or whether the court dismissed because the
1920 Act, in its view, did not authorize it to look behind
the 1877 Act to ascertain whether a taking had occurred.
The court below held that its 1942 opinion was on the
merits, asserting that “suit could not [there] be main-

tained as for a taking because the facts brought the case

under the line of Lone Wolf v. Hitchcock, 187 U.S. 553

(1903) * * * [which] held that it was not a taking if the
Congress, exercising its plenary power over Indian tribe~,

17

took their land without their consent and substituted for
it something conceived by Congress to be an equivalent.”
(App. A, p. 8.) An analysis of the decisions shows,
though, that the court below incorrectly restated what
this Court held in Lone Wolf and, more significantly,
misconstrued its own 1942 ruling in Sioux Tribe v.
United States, supra.

Lone Wolf v. Hitchcock, supra, was an action to enjoin
the Secretary of the Interior from disposing of tribal land
under a 1900 Kiowa-Comanche statute on the ground
that Congress possessed no legal power to divest the tribe
of title unless three-quarters of the adult males agreed to
the land cession, as required under the provisions of a
treaty comparable to Article 12 of the 1868 Sioux
Treaty. This Court held the statute constitutional as an
exercise of Congress’ plenary power over Indian land,
including the power to abrogate treaties. In so ruling, the
Court declared that, since “Congress possessed full power
in the matter, the judiciary cannot question or inquire
into the motives which promoted the enactment of this
legislation” (187 U.S. at 568), or determine whether the
consideration paid was fair. Contrary to the opinion
below, this Court in Lone Wolf did not pass upon
whether the Kiowa-Comanche statute gave rise to a claim
for just compensation under the Fifth Amendment. That
question was not before the Court.!!

The Court of Claims in 1942 cited Lone Wolf for the
proposition that the 1877 Act under which the United

'l “If injury was occasioned * * * by the use made by Con-
gress of its power, relief must be sought by an appeal to that
body for redress, and not to the courts.” 187 U.S. at 568. In
1942, of course, neither the Court of Claims nor any other court
had general jurisdiction to hear and determine Indian tribal claims.
See text, p. 11, supra.

18

States acquired the Black Hills was constitutional and
thus, standing alone, could not serve as the basis for a
“legal” claim under the 1920 Act. (97 Ct. Cl. at 668.) In
this manner, the court below distinguished such cases as
Shoshone Tribe v. United States, 299 U.S. 476 (1937),
and United States v. Creek Nation, 295 U.S. 103 (1935),
where this Court allowed just compensation under the
Fifth Amendment for the loss of tribal lands.'* The
1942 Court of Claims noted that, unlike the 1877 Sioux
Act which provided for rations, these cases disclosed an
“arbitrary taking”, effected through executive action
later ratified, “without payment or the assumption of an
obligation to pay any compensation * * *.” (/d. at 667.)
In short, Shoshone and Creek presented no problem
about inquiring into the motives of Congress or ascertain-
ing the adequacy of the consideration promised because

the Government had there evidenced no intent to pay

any compensation.

12 97 Ct. Cl. at 673. In Shoshone, the military wrongfully
moved one Indian tribe onto the treaty reservation of another
tribe; this tort was converted into a taking when Congress ratified
the wrongful course of conduct by actions supporting the second
tribe on the reservation. 299 U.S. at 495-97. In Creek, a Federal
agent erroneously surveyed the reservation line to exclude tribal
land; the error was confirmed and a taking effected when the lands
were disposed of by the Government through patents issued by
its authorized officers. 295 U.S. 110, 111.

The Court of Claims in 1942 also distinguished United States
v. Klamath and Moadoc Tribes, 304 U.S. 119 (1938), on the
ground that the legislative history of an amendment to the Klamath
jurisdictional act, enacted after the court below dismissed for lack
of jurisdiction, established that Congress intended the tribal claim-
ant to recover for a Fifth Amendment taking. 97 Ct. Cl. at
675-79. Significantly, in its 1942 decision the court below exam-
ined the legislative history of the 1920 Sioux jurisdictional act to
demonstrate that Congress was not made aware of any Fifth
Amendment claim when that statute was under consideration. /d.
at 685-89.

19

Contrary to the 1975 view of the court below (App.
A, P- 8), the 1942 Court of Claims did not believe that
possible inquiry into whether the Sioux possessed a Fifth
Amendment claim stopped at the point where it deter-
mined that the 1877 Act was constitutional. Rather the
1942 court pointed out that, although in transactions
between private parties, one party cannot fix the terms or
consideration and force the other party to accept them,
this rule “does not follow in dealings between the
Government and Indian Tribes so as to enable the Indians
to question in a legal praceeding the policy, wisdom, or
authority of Congress, unless Congress has clearly granted
to the Indians the right to do so.”’ (97 Ct. Cl. at 681-82;
emphasis added.) Again in a key passage of its opinion,
the 1942 court declared, after stating the general rule
that determining just compensation in Fifth Amendment
taking cases is a judicial function:

But before this general rule is applicable to Indian
cases, consideration must be given to the question of
policy and the extent of the plenary authority of
Congress to legislate in such a way as it deems
proper with reference to the management and
control of the property and affairs of the Indian
tribes and the extent to which consent to be sued
has been granted, as well as to the circumstances and
conditions under which an implied contract will
arise under the Fifth Amendment. The facts must
show not only that there has been a “taking” or
“misappropriation” by the Government of land or
property of the tribe under such circumstances as

give rise to an implication of a promise or
undertaking to make “just compensation” ***, but
that Congress has, by the jurisdictional act, which
speaks only of legal claims, opened up the question
of the fairness of what was done or of the adequacy

20

of the consideration paid, and has authorized the
court to determine, adjudicate, and render judgment
accordingly. (97 Ct. Cl. at 683-84, emphasis added.)

In other words, the 1942 Court of Claims recognized
that, even where Congress validly has exercised its
plenary power over Indian lands, a Fifth Amendment
claim might result, but the Court would have no
jurisdiction over such a claim unless the jurisdictional
statute authorized inquiry into “the fairness of what was
done or of the adequacy of the consideration paid” and
the court found the compensation not to be “just”. (See
App. A, p. 18, dissenting opinion of Judge Davis.) The
question of compensation “‘if injury was occasioned” by
the exercise of Congress’ plenary power, of course, was
the question left open in Lone Wolf. (187 U.S. at 568,
quoted in 97 Ct. Cl. at 673.)

Consistent with the foregoing analysis, the 1942 court

examined into the scope of the 1920 Sioux special

jurisdictional act. At the outset the court observed that
“(t]he facts and circumstances narrow the legal issue
between the parties to the question whether * * * the
plaintiff tribe has any legal and enforceable claim within
the meaning of section 1 of the jurisdictional act upon
which the court has authority to inquire into the wisdom
of the policy pursued by the Government * * * and the
adequacy of the consideration assumed and paid by
defendant for the property acquired.” (97 Ct. Cl. at 658.)
The court then noted that its jurisdiction “must be found
within the terms of the jurisdictional act” (97 Ct. Cl. at
663), and that “[s] pecial jurisdictional acts are strictly
construed and clear grant of authority must be found in
the act.” (Jd. at 664.) Thereafter the court repeatedly
declared that the 1920 Act did not empower it to go
behind the 1877 Act and to inquire into either the

21

motives or the wisdom of Congress in approving the
legislation or the adequacy of the consideration promised
to be paid for the taking of petitioners’ lands. (See, e.g.,
id. at 668, 670, 682 and 685.) This ruling as to the
narrow scope of the 1920 Act led the 1942 Court of
Claims ineluctably to the conclusion that it possessed no
au thority to determine whether the Sioux were entitled
to just compensation under the Fifth Amendment and,
therefore, to dismissal of the Black Hills claim for lack of
jurisdiction.

For these reasons, the court below in 1975 plainly was
wrong in characterizing its 1942 decision as a judgment
on the merits and in applying the doctrine of res judicata
to petitioners’ claim for just compensation. The fact
remains, however, that the 1942 decision deprived the
Sioux of their day in court initially, and that the
erroneous 1975 decision, if allowed to stand, will deprive
the Sioux of their day in court for all time. For this
Court to refuse to intervene, and in effect to give finality
to that denial of a full and fair hearing on the substantive
merits of the Sioux Black Hills claim, would perpetuate a
grave miscarriage of justice.

The inequity worked by the holding of the court
below is all the more poignant because, absent res
judicata, the Sioux clearly would prevail on the merits of
their claim for just compensation in this case. Under the
Act of February 28, 1877, supra, “the Government * * *
acquired the [Sioux] property outright.” (97 Ct. Cl. at
681.) Even under the Court of Claims’ “good faith” test
for denying Fifth Amendment protection to tribal
land,!® as distinct from all other private property, such

1S App. A, p. 9; see Three Affiliated Tribes of the Fort Bert-
hold Reservation v. United States, 182 Ct. Cl. 543, 390 F.2d
686 (1968); Confederated Salish and Kootenai Tribes v. United
States, 193 Ct. Cl. 801, 805, 437 F.2d 458, 459-60 (1971).

22

action would constitute a taking. First, the “good faith”’
test does not apply where, as here, the United States
acquired Indian land for its own account. Klamath and
Modoc Tribes v. United States, 193 Ct. Cl. 670, 689 n.
25, 436 F.2d 1008, 1017-18 n. 25 (1971). More
important, in acquiring the Black Hills, the Government
plainly did not act in “good faith”. (App. A, p. 6;App.
B, p. 52.)

THE COURT BELOW SHOULD NOT HAVE INVOKED
RES JUDICATA TO DENY PETITIONERS A DECISION
ON THE MERITS OF THE BLACK HILLS CLAIM GIVEN
THE AMBIGUITY OF ITS 1942 OPINION, THE FAILURE
OF THE UNITED STATES TO PLEAD OR PROVE RES
JUDICATA AS A DEFENSE, AND THE SHAMEFUL
COURSE OF THE GOVERNMENT’S CONDUCT TO-
WARDS THE SIOUX NATION.

The 1942 opinion of the Court of Claims in Stoux
Tribe v. United States, supra, is not a model of clarity.
To the court below in 1975, “in 1942 this court did,
rightly or wrongly, hold on the merits, in a cause it had
jurisdiction of, that the Sioux did not have a valid claim
against the United States on account of the taking of the
Black Hills * * *.” (App. A, p. 14.) Less than five
months after its 1942 ruling issued, on the other hand,
the court below cited Sioux Tribe for the principle that,
“in the absence of express Congressional authorization
this Court has not the power to determine whether or not
just compensation was paid” for a taking of tribal land.
Winnebago Tribe of Indians v. United States, 100 a. Cl.
1, 6 (1942). As Judge Davis commented in dissent, [i]t
is not easy to apply the general principles of former
adjudication to this court’s decision in 97 Ct. >» ee

(App. A, p. 14.)

23

As a general rule, if there is a reasonable doubt
concerning what was decided by a prior judgment, that
doubt must be resolved against the party claiming the
estoppel. Kauffman v. Moss, 420 F.2d 1270, 1274 (3 Cir.
1970), cert. denied, 400 U.S. 846 (1970); Northern Oil
Co. v. Socony Mobil Oil Co., 368 F.2d 384, 388 (2 Cir.
1966); see United States v. International Bldg. Co., 345
U.S. 502, 506 (1953). This rule is particularly pertinent
where, as here, the United States is asserting a debatable
res judicata defense against an Indian tribe in relation to
which “‘it has charged itself with moral obligations of the
highest responsibility and trust.” Seminole Nation v.
United States, 316 U.S. 286, 297 (1942). Indeed, as
necessary incidents of “the Government’s fiduciary obli-
gation” (ibid), this Court repeatedly has declared that
laws affecting Indians “should be liberally construed” for
their benefit (Choate v. Trapp, 224 U.S. 665, 675
(1912)), and that “[d]oubtful expressions are to be
resolved in favor of the weak and defenseless people who
are the wards of the nation, dependent upon its protec-
tion and good faith.” Carpenter v. Shaw, 280 U.S. 363,
367 (1930). The court below seriously erred in neglecting
to apply the same liberal standards to construction of its
ambiguous 1942 opinion.!*

The court below also should not have invoked res
judicata to deny the Sioux a decision on the merits of the
Black Hills claim in view of the Government's persistent
failure to plead or prove that affirmative defense. (See
Statement, pp. 13 and 15, n.10, supra.) The doctrine of

14 The Court of Claims’ strict construction of the 1920 Sioux
special jurisdictional act (97 Ct. Cl. at 664) and its equally strict
application of the doctrine of res judicata (App. A, pp. 13-14) are
in sharp contrast to its “lenient” approach to the Government’s
“ambiguous” pleading allegations (id. at 7).

24

res judicata is judicial in origin, and is based upon a
public policy that litigation must come to some end.
Commissioner v. Sunnen, 333 U.S. 591, 597 (1948);
Heiser v. Woodruff, 327 U.S. 726, 733 (1946). In this
case, though, the Government’s withholding of its res
judicata defense for a period of over 15 years following
the Court of Claims’ remand in 1958 (see Statement, p. 15,
supra) resulted in the Sioux’ actually litigating their claim
under the Fifth Amendment to an interlocutory decision
by the Commission. Moreover, on appeal the United
States conceded its underlying liability to pay fair market
value for the Black Hills land and minerals. (See
Statement, p. 15, supra.) The court below, therefore, was
not in a position to effect an economy in judicial time, to
protect either party from litigating the same cause twice
or otherwise to implement any public policy which has
led the courts to promulgate the doctrine of res judicata.

Absent a valid policy reason for so ruling, the court.

below clearly erred in ignoring the Government’s waiver
and in applying res judicata to the Sioux claim merely to
save the United States the expense of paying interest as
part of just compensation.

Finally, assuming, arguendo, that the 1942 Court of
Claims did have jurisdiction over the Sioux Fifth Amend-
ment claim under the 1920 Act, the doctrine of res
judicata is not to be slavishly followed where its
application will violate an overriding public policy or
result in manifest injustice to a party. See United States
v. United States F.&G. Co., 309 U.S. 506, 513-14
(1940); Spilker v. Hankin, 188 F.2d 35, 38-9 (D.C. Cir.
1951); Universal Constr. Co. v. Fort Lauderdale, 68
So.2d 366, 369 (Fla. 1953); 1B Moore’s Federal Practice,
4. 0.405[11] (1974). The Sioux claim easily fits this
exception to the general rule. The course of action by

25

which the United States acquired the Black Hills from the
Sioux—characterized by the court below as probably the
most “ripe and rank case of dishonorable deal-
ings * * * to be found in our history” (App. A, p. 6)—is
shocking to the conscience. In deference to the public
policy expressed in the Indian Claims Commission Act
that the ancient wrongs done to Indians be settled for all
time, and in order to avoid a manifest injustice to the
Sioux Nation after so many years of frustrating litigation,
the Court of Claims should not have invoked res judicata

again to deny petitioners a decision on the substantive
merits of the Black Hills claim.

CONCLUSION

The Government has conceded, as the court below
held, that it is liable to petitioners herein under section 2,
clause 3 (“unconscionable consideration”) or clause 5
(violation of “fair and honorable dealings”) of the Indian
Claims Commission Act. What really is at stake in this
case, therefore, is the remaining $85 million of just
compensation due for a taking under the Fifth Amend-

ment and, realistically, the immediate destiny of 60,000
Sioux Indians.

An award of $103 million, which amounts to about
$1700 for each Sioux man, woman and child, would not
constitute an inconsiderable sum for a people whose
unemployment rate ranges from 23 to 69 per cent (see p.
5, n. 1, supra) and whose median family income by all
known tests falls far below the poverty line. Without
meaning to sound melodramatic, counsel can state

15 Even the court below conceded that, if the Sioux could file
suit today under the 1920 jurisdictional act, “‘whether * * * the
same result would have been reached is far from obvious * * *.”’

App. A, p. 9.

26

unhesitatingly that, after a 100-year wait, an award of
only $17.5 million for the cherished Black Hills, which
works out to less than $300 per capita, will be thought of
by the Sioux as yet another breach of faith by white
institutions. Instead of settling an old grievance, this case
will become a new grievance, while the long and painful
transition of the Sioux from a buffalo hunting culture to
' a place in modern society will be set back a few more
generations.

The Black Hills claim is important—a still living part of
our nation’s history. Justice and honor require that the
Sioux not be told that their case has reached its end
without review by the highest court of the land. The

petition should be granted.

Respectfully submitted,

ARTHUR LAZARUS, JR.

600 New Hampshire
Avenue, N.W.
Washington, D.C. 20037

MARVIN J. SONOSKY

2030 M Street, N.W.
Washington, D.C. 20036
Of Counsel:

WILLIAM HOWARD PAYNE

Attorneys for Petitioners.

APPENDIX A

Gn the United States Court of Glaims
Appeal No. 16-74 ~

Ind. Cl. Comm. Docket No. 74-B
(Decided June 25, 1975)

THE UNITED STATES OF AMERICA
THE SIOUX NATION OF INDIANS, ET AL. arertrene

Craig A. Decker, with whom was Assista
’ nt Att
General Wallace H. Johnson, for ania icine

f
ie — Jr., attorney of record for the Pine Ridge
Marvin J. Sonosky, attorney of record f
: ky, or the Rosebud
Sioux Tribe, Standing Rock Sioux Tribe, Crow Creek Sioux
“ribe, Lower Brule Sioux Tribe and Santee Sioux Tribe.
William Howard Payne, attorney of record for the

Cheyenne River Sioux Tribe ani the Si
Reservation, Montana. loux of the Fort Peck

Before Cowen, Chief Judge, Durrex, Senior J
dge,D
Sxerton, Nicnots, Kunzta, and Bawnerr, pit oan

ON APPEAL FROM THE INDIAN CLAIMS COMMISSION

N ICHOLS, Judge, delivered the opinion of the court :

This appeal of the Indian Claims Commission’s interlocu-
tory order of February 15, 1974, raises essentially the ques-
tion whether by the Act of February 28, 1877, 19 Stat. 254
and otherwise, the United States took the Sioux Nation’s
property in the Black Hills, North Dakota, by the power of

l

2

eminent domain, or by a course of unfair and dishonorable
dealing not amounting to a constitutional taking. In the
former case interest is awardable as a part of just compen-
sation and that is the answer of the Commission. In the latter
it is not, and that is ours. Appellant admitted on oral argu-
ment it was only here to contest the interest. The following

colloquy occurred :

Judge Davis: * * * The difference really is, whether
the Tribes will be entitled to interest on whatever the
valuation is? The Commission came up with

Gov't. Atty.: 17 million dollars

Judge Davis: Now, originally you were able to take
it to wipe out the whole 17 million but now you're no

longer able to do that ¢
v’t Atty.: Not on unconscionable consideration.

Judge Davis: But now the whole difference is interest,
whether they get paid the interest /
Gov't Atty.: That's all we're arguing about.
The opinion below, 3B Ind. Cl. Comm. lol, reveals the
facts giving rise to the instant claim. By the Treaty of
April 29, 1868, 15 Stat. 635, 636, the United States confirmed
in the Sioux Nation recognized title to all of the present
South Dakota We-t of the Missouri River, and it agreed to
keep unauthorized persons out. The Black Hills portion.
acquired in 1877, contained 7.545,157 acres. In 1874 an ex-
ploration led by Lieutenant Colonel Custer discovered gold
in this area. A large nuinber of prospectors and miners there-
after entered it without consent of the Indians or other
warrant of law. and pressure began to build to open the
Black Hills to white settlement. At first the Army was
stationed to keep the intruders out, but by motion of appellee,
and without objection by appellant, we take judicial notice
of certain documents which show that President Grant on
November 3. 1875, secretly ordered the Army to make no
further resistance to the miners going in. At the same time,
he decided not to rescind orders theretofore issued forbidding
them to occupy the Black Hills country, but in the absence of
enforcement. this was ineffectual. The dependence «f the
Sioux on Government rations was relied on to prevent their
making trouble.
The Government now decided to acquire the Black Ifills
from the Sioux. sending a Commission to negotiate. but it

3

failed to reach agreement. In December 1875. the Government

ordered all Sioux back to their reservation by January 21:

1876, or be treated as hostile. Those outside were hunting ond
could not return in time; nevertheless the Army was sent to
commence military operations against them. The famous de-

feat of Custer occurred on June 25, 1876. Incensed by this

Congress attached a rider to the Appropriation Act of Au-
cust 15, 1876, cutting off the Sioux rations until they ceded
the Black ILills. Since they could not hunt, until they yielded
they would starve. ii

Pie Commission was unable nevertheless to get more than
10° of adult male Sioux to agree to cession. This was fatal
to a legal acquisition by agreement, since Article XII of the

ISGS Treaty provided that no cession of any part of the
reservation should be valid unless three-fourths consented

Congress by Act of February 28, 1877, 19 Stat. 254 re-
solved the impasse by enacting into law the unratified agree-
ment of September 26, 1876, This yielded up the disputed
terricory, Tt ineluded provisions respecting a contemplated
removal to Indian Territory, not here relevant. It undertook
to educate the Sioux and gave them a right to specified rations
until able to support themselves. They had to remain im-
poverished to continue to enjoy the rations, a condition it
seenis they have satisfied down to the present day. There were
also provisions for land allotments on the parts of the reser-
vation not ceded.

Besides valuing the yielded land as of February 28. 1877
at $17.100.000, the Commission determined that the sum
of $450,000 would compensate for the gold removed by
ininers before the taking date. )

_ The instant claim has had a long history and. as an occa-
sion for lawyers’ work and effort. a distinguished one. For
yf expr has been so far unrewarding. We consider
it here to the extent necessary ; :
7b beth ary to evaluate appellant’s res

By Act of June 3, 1920, 41 Stat. 738, the Congress pro-
vided a special jurisdiction for this court to adjudicate ap-
pellees’ claims. It enacted : we

ty i That all claims of whatsoever nature which the
wre Tribe of Indians may have against the United
States may be submitted to the Court of

eS bart AVAILABLE

el LM

4

Claims * * * for determination of the amount, if any.
due said tribe from the United States under any treaties,
agreements. or laws of Congress, or for the misappro-
priation of any of the funds or for land= of said
tribe * * * or for the failure of the United States to

ay said tribe any money or other property due; and
jurisdiction is hereby conferred upon the Court of
Claims * * * to hear and determine all legal and equi-
table claims, if any, of said tribe against the United
States, and to enter judgment thereon.

Sec. 2. That if any claim or claims be submitted to
said courts they shall settle the rights therein, both legal
and equitable, of each and all the parties thereto, * * *

The instant claim was presented as one among thirteen.
and was dealt with, in a reported decision atmost twenty-two
vears later. Siour Tribe of Indians v. United States. 97
Ct. Cl. 613 (1942). cert. denied, 318 U.S. 789 (1943). Whether
this decision was on the merits, and thus res judicata of the
claim, or any portion thereof. or whether it merely held the
court had no jurisdiction, is the somewhat bizarre question
the parties have debated, below and here. and which we must
now decide. All the rest of the claims were also dismissed
for one reason or another.

After passage of the Indian Claims Commission Act, 25
U.S.C. $70 and ff.. in 1946 the then counsel for the Tribe
in 1950 resubmitted the Biack Hills claim. The theory then
was unconscionable consideration and dishonorable dealings
under & 70a (3) and (5). It was assumed then that the 1942
decision did net bar these claims by res judicata or collateral
estoppel decause claims under paragraphs (3) and (5) were
new causes of action that were moral in nature and not
insticiable under the Special Jurisdictional Act of 1920. De-
fendant, however, stated in its answer that recovery was
denied in the 1942 decision “for want of jurisdiction.” Even
if defendant had not altered its construction, obviously we
wonld not take the parties’ pleadings as binding us as to
the meaning of our own reported decision. The Commission
entered an order of dismissal and this court published an
affirming opinion, 146 F. Supp. 229 (1956). The main reason
for the position was that the consideration was not proven
unconscionable hecause the Indians had persisted in trying
to prove the value of the property taken from them by an
improper method. The Indians by their then counsel ad-

5

lvitted they had been paid more than the value of the
property on the taking date.

The lidians at this point retained new counsel who ob-
tained an order vacating our judgment of affirmance, for the
Cor ninission to reopen the proofs, and to reconsider its former
decision if it saw fit to do so. 182 Ct. Cl. 912 (pub. in 1968).
The Commission did reopen the proofs and did receive a
quantity of new evidence. In 1961 we denied a petition by
the Government for mandamus to prevent the Commission
allowing the Indians to file an amended petition and for
other extraordinary relief. See, Sioux Tribe v. United States,
205 Ct. Cl. 148, 500 F. 2d 458 (1974). |

Since the 1956 decision was withdrawn. we do not now
treat it as determinative of anything. |

The new decision of the Commission at 33 Ind. Cl. Comm.

151 (1974) is predicated on a theory of a taking by eminent
domain, and the Commission would award interest as part of
just compensation both for the land and for the pre-taking
removal of gold by the miners. The Commission order con-
templates a return of the case to it after our review for deter-
inination of offsets. but Congress later that vear enacted in
Pub. L.. 95-494, 88 Stat. 1499, that there would not be anv
offsets for food. rations. or provisions. There are said to have
heen in contemplation not many other offsets. The Indians
we hope are now near the end of the long and weary trail.
but how much they realize on the claim turns wholly or
almost wholly on the interest question, as it will be obvious.
that interest over almost 100 years would many times exceed
the principal. If we disagree with the Commission as to its
taking theory the findings would justify liability under
§ 70a ( 5). The want of fair and honorable dealings seem ob-
vious and this theory will support the award for pre-taking
gold removal as well, since under this clause. with an obliga-
Hen fo protect once assumed. injuries inflicted by third
parties are compensable. Aleut Community v. United States.
202 Ct. Cl. 182. 480 F. 2d 831 (1973) : Lipan Apache Tribe v.
T/nited States, 180 Ct. Cl. 487 (1967).

In United States v. The Goshute Tribe. 206 Ct. C1.
(1975). (App. No. 6-74. slip op, 3/17/75). we consider the
basis of a dishonorable dealing“award under the Act. If the
dealings were dishonorable, wé held an award under clause

6

(5) to be allowable even though the C ommmission might have
made an award under some other sections also. As ws a
pointed out, resort to that section simplifies things by av “ ling
the necessity to measure whether consideration was sep
able. As the Congress does not want the rations to be use ~
offsets, a fortiori they should not come into the or wT )
measuring the conscionability of consideration. a a
measurement had to be made, obviously, we think, the va “
of the expectations of rations in 1877 would be the value ,- :
considered, and it would be impossible to determine t =
value, antecedently considered, because the Indians won r
terminate their right to rations whenever they became bs -
perous. No one in 1877 could have foreseen that the s _
would always be poor, as the Commission right! V says. ot
impossibility of measurement makes “unconscionable consid-
eration” inapt as a basis for liability. ean
We mention this court’s requirement for a — " 4
tionship” in Goshute, if dishonorable dealings Via . is is
found. We say “Such a ‘special relationship arises ~ -
United States officials tender a Treaty to Indians for a i
sion.” (Slip op. p. 4). A Treaty was tendered the Sioux for
adhesion in 1876. However. breach of the obligation to
tect the Indians’ lands from unwanted intruders, as prom-
ised in the 1868 Treaty. reneged on another special pag
ship. The duplicity of President Grant’s course an . a
duress practiced on the starving Sioux, speak for a “
A more ripe and rank case of dishonorable clea oe w
never, in al! probability, be found in our history, which is we :
taken a¢ a whole, the disgrace it now pleases some persons to
~ Ghe Cnnntedests taking theory founders on the bar of
res judicata. As if doubtful of its reading of the a
the Commission strained to find an abandonment of this -
fense by the Government. Defendant did say in its pleadings
that we held we had no jurisdiction in 1942. but explains :
meant we had no jurisdiction of claims that were oe
not legal. Until after the remand by this court. the oe
was actively prosecuted on the new moral grounds crea ¢
by the 1946 Act. The Government shows it gave clear —
that it relied on res judicata as to any matters properly “
fore the 1942 court. After 1969, when it was clear the Indians

7

relied on a taking theory, the defendant debated the theory
in full reliance on the 1942 case. We think the Commissior
should have accepted the Government explanation of its
pleadings, as do we. When it came to write its decision it was
well aware the 1942 decision had not been stipulated out of
the case. Our policy, and the Commission’s. has been to be
lenient with the Indians as to whether their original petition
allegations, filed before the jurisdictional cutoff, stated the
claim on which they were ultimately to recover. It will not do,
in cases under the same Act, to trap the Government in
pleading allegations that were at best. ambiguous.

It must be a rare thing for a court to write findings and an
opinion totalling 76 pages in length, all just to say it has no
jurisdiction. This is, however. the Commission’s position as
to our 1942 decision. Indeed. the Commission really imputes
a gross impropriety to this court in making a whole series of
positive pronouncements on the legal rights of the parties—
in a case over which it holds it has no jurisdiction ! The best
refutation would be to'set forth the opinion at least. in toto,
but we cannot on such a seale reprint material already avail-
able. in face of our over-large printing bills. It is no longer
possible to follow the old practice of making such extensive
quotes from prior opinions, as used to be usual. In this in-
stance the opinion to be quoted also contains numerous long
quotes from opinions still earlier which of course are all
also directly available. Therefore we assume the interested
reader will obtain our 1942 opinion. We set forth the rationale
of that opinion, as we understand it, and next take up the
specific passages that are alleged to reveal an admission of
no jurisdiction.

The 1942 court, as we read it, analyzed the claim as moral
rather than legal. The opinion starts out by saying the claim
is for alleged taking for public purposes, or misappropria-
tion, by defendant. The suit was specifically for just com-
pensation, with interest, for an alleged taking, but the Gov-
ernment Acts relied on did not amount to an exercise of
eminent domain in the court’s view. The jurisdictional act
did not authorize suit on moral claims. All it did was to
remove statute of limitation bars, and bars against suits by
Indian tribes, on previously existing rights.

8

The suit could not be maintained as for a taking because
the facts brought the case under the line of Lone Wolf v.
Hitchcock, 187 U.S. 553 (1903) and not under the line of
Shoshone Tribe of Indians v. United States, 299 U.S. 476
(1937) ; 304 U.S. 111 (1938). The former case held that it
was not a taking if the Congress, exercising its plenary power
over Indian tribes, took their land without their consent and
substituted for it something conceived by Congress to be an
equivalent. Then it would be presumed that Congress acted
in good faith for the Indians’ best interests. The Court would
inquire into neither the motives of Congress nor the suf~
ficiency of the intended consideration, as to which Congress
was the sole judge. The Shoshone line was explained as
cases where the Indian land was taken and turned over to
others without any real or purported equivalent.

Thus it was perfectly correct to say this court held it had
no jurisdiction of “unconscionable consideretion” and “dis-
honorable dealing” claims, these being moral and therefore
outside the scope of the jurisdictional act. It is not correct
to say it held it had no jurisdiction of the taking claim. The
Act was broad enough to open the court to any legal claim,
but it had to be a legal claim existing independent of the
availability of a forum open to suit, for the jurisdictional
act neither created nor enlarged pre-existing legal rights.
The claim for a taking was well wituin the jurisdictional act,
but the proofs, it was held, showed no taking. It would not
have mattered if the jurisdictional act had been broader, so

far as the taking claim was concerned. There was just no
valid taking claim, whether a tribunal was provided for its
enforcement or not.

It is necessary to understand that the right to just com-
pensation jn case of an eminent domain taking is conceived
by the caurt to exist independently of whether the sovereign
has provided any forum in which it can be sued.

In further explanation of the 1942 decision, it should be
said that while refusing to determine the adequacy of the
compensation proffered by the Government for the land, tie
court was manifestly impressed by the found fact that the
expenditure for rations for the Sioux had already reached the

;

9

figure of $45,000,000, a substantial sum in those days. This
court, too, in considering the moral claims in the withdrawn
1956 decision, deemed the consideration for the land more
than adequate. It never apparently occurred to the court
either time that the rations were to compensate, not for the
land, but for prior destruction of the Indians’ mode of sub-
sistence, as found by the Congress in enacting Pub. L, 93-494,
supra, U.S. Code, Cong. & Ad. News, 93d Cong. 2d Sess. 6112-
6115 (Senate Rep.) A few years ago this court, in an effort to
synthesize the Lone Wolf v. Hitchcock and the Shoshone lines
of cases, suggested that in cases of purported exercise of
trusteeship control over Indian affairs, and purported substi-
tution of one property right for another, the test to bring a
case into the Lone Wolf line is whether Congress made a
“good faith effort” to ascertain and obtain for the Indians
the value of the land. Three Affiliated Tribes of the Fort
Lertheld Reservation v. United States, 182 Ct. Cl. 543, 553,
390 F. 2d 686, 691 (1968). In our 1942 decision this test is not
articulated, and whether if it had been the same result would
have been reached is far from obvious, but need not be and is
not considered here, since, as will appear. the bar of res
judicata is not lifted if a later court disagrees with a prior
one.

We now consider the passages in the 1942 decision relied
on by the Commission to establish that this court held it had
no jurisdiction even of the taking claim.

The first quotation at 33 Ind. Cl. Comm. 199, is from the
court’s introductory statement at p. 616. It is twisted by the
Commission into an admeasurement of our jurisdiction. This
quotation from the 1942 opinion says the question is:

* * * whether, as a matter of law, the plaintiff tribe has

a legal or equitable claim under section 1 of the Juris-

dictional Act * * *
This was not intended as a discussion of the scope of the Act
referred to. The court does this elsewhere and shows that in
its opinion the special Jurisdictional Act created no new
rights but granted jurisdiction of any legal claim that ex-
isted previously, and only wanted a tribunal in which the
United States consented to be sued. It cannot therefore mean.
as the Commission apparently would have it. that section 1

10

of the Jurisdictional Act is to be looked to as somehow the
source of the claim. The court said at p. 666 :

jurisdicti t so far
at bar the jurisdictional act, excep
as re a the competency of the ae — ace =
weet aed edie am

the limitation on our general jurisdi whe
j the statute of limitation,
259, title 28, U.S.C., as well as t A wy bare apes
d no new right or claim in favor ribe not
pr oon within the limits of our general jurisdic

ie. °***
The second, 33 Ind. Cl. Comm. 199, is from p. 658 of the
ane the legal issue

i tances narrow the legal 1s:

° Phe en nen * * * the plaintiff tribe has
legal and enforceable claim * * * upon which the
po Be authority to inquire into the wisdom of the
od reued by the Government, * * * and the ade-
nso 7 the consideration assumed * * * [Emphasis
added by ICC.]

is passage is taken out of context and read with the con-
pay means that once the taking claim is eliminated, all a
then remains is whether the court can pursue eT a
inquiries in enforcement of a moral claim. It —— | 2
with the taking claim based on a violation of property right:

by treaty.
“on at 33 Ind. Cl. Comm. 200, from the 1942 opin-

ion, at 657-58, is representative but misunderstood. It is
worth setting forth in full:

f r other property rights of plaintiff were
Where or ror ba boy the Tinited States te —.
tion of the treaty of 1868, and contrary to the au : “ ty
which Congress poceeages — the ne i th on

erni i of the parties, Wi 1
of tan bry od Aes fe under such circumstances
as to give rise to an implied contract to pay just oe
pensation for the property taken comenennaes ‘
with the misappropriation or taking. plaintiff 0 7 =
to recover. But if, under the circumstances dise yo s
the record. Congress acted within the limits of its “_" “"
ity under the law and the treaty in acquiring the -_
and hunting rights for which it mace compensation. }
plaintiff is not in our opinion entitled under the — ‘
the jurisdictional act to recover. [Emphasis added hy
IcC.]

This considers both alternatives. If plaintiffs can prove a
taking claim, they can recover. But if Congress acted within
its legal rights, they cannot. This shows clearly that the
special jurisdictional act covered the taking claim, as we now
hold.

The quote at 33 Ind. Cl. Comm. 201 explains the jurisdic-
tional act just as we have above, i.e., that it created no new
legal right but only removed the bar on the Indians suing.

The first quote at 33 Ind. Cl. Comm. 202 agrees with our
analysis, saying that in light of established legal principles
the plaintiffs cannot recover as for a taking.

The Commission's second quote on that page is from p. 667
of the court opinion. The court said that the 1868 treaty and
the 1877 act are not laws giving a valid foundation to the
claim. From this the Commission draws the staggering non
sequitur that the court believed it had no jurisdiction to hear
a claim based on violation of rights the Sioux possessed under
the Constitution. Of course, the Fifth Amendment, the part

of the Constitution involved, protects property rights made
valid by some other law. The Commission cannot think the
Fifth Amendment created the property rights it shelters, and
surely would not be surprised to learn there were property
rights before there was a Fifth Amendment, we are sure.

In its quote from the court opinion, p. 668, at 33 Ind. C1.
Comm. 204 the Commission confuses the jurisdiction of the
court with the Indians’ “legal right to complain”, concepts the
court carefully separated, and also confuses the right of the
court to pass upon the justness and fairness of what Congress
did, i.e., the moral claims, with its right to adjudicate the
taking claim, which the court had and exercised.

The series of quotes at 33 Ind. Cl. Comm. 206, 207, need
not be analyzed in detail. They all are consistent with our
view that the court considered it had jurisdiction of a taking
claim, but the Indians failed to prove a taking claim, and
that it had no jurisdiction of moral claims, which were all
the Indians proved. if they proved anything.

The Commission refers to Winnebago Tribe of Indians v.
United States, 100 Ct. Cl. 1 (1942), as confirming its under-
standing of the Sioux case. It follows the latter case and we
think the Commission has misunderstood it in the same way.

12

See also discussion of the 1942 case in Siowx Tribe v.
United States, 105 Ct. Cl. 725, 776-78 (1946), 64 F. Supp.
312, on pet. for cert. judgment vacated, 329 U.S. 685 (1947)
reciting over three pages the court’s handling of the taking
claim in the 1942 case, and nowhere thinking to mention the
court refused to take jurisdiction of that claim.

Chairman Kuykendall, dissenting, points to the withdrawn
decision, Sioux Tribe v. United States, 146 F. Supp. 229,
939 (1956), wherein this court, then comprised of four of
the judges who sat on the 1942 case, and one other, held that
Category (2) claims under the Indian Claims Commission
Act, 25 U.S.C. §70a could not be brought by the Sioux
because adjudicated unfavorably to them in the 1942 decision.
This gives perhaps cumulative support to a conclusion more
comfortably based on other grounds.

It is elementary that in Indian Clainfs Commission Act
proceedings a former decision on the merits by a court having
jurisdiction is a res judicata bar to further litigation of the
same claim. United States v. Southern Ute Tribe, 402 U.S.
159 (1971) ; Assiniboine Indian Tribe v. United States, 1928
Ct. Cl. 617, 121 F. Supp. 906, cert. denied. 348 U.S. 863

(1954). Res judicata was defined in Cromwell v. County of
Sac, 94 U.S. 351, 352-3 (1876), in the following terms by

Mr. Justice Field:

In considering the operation of this judgment. it
should be borne in mind, as stated by counsel, that there
is a difference between the effect of a judgment as a
har or estoppel against the prosecution of a second
action upon the same claim or demand, and its effect
as an estoppel in another action between the same par-
ties upon a different claim or cause of action. In the
fotmer case, the judgment, if rendered upon the merits.
constitutes an absolute bar to a subsequent action. /¢
© o Rady @ & Ge te @ nee Sn hon
concluding parties and those in privity with them, nof

only as to every matter which rras offered and received
* to sustain or defeat the claim or demand, but as to any

other admissible matter which might have been offered
for that purpose. Thus. for example. a judgment rend-
ered upon a promissory note is conclusive as to the
validity of the instrument and the amount due upon it.
although it be subsequently alleged that perfect defences
actually existed, of which no proof was offered. such

as foreerv. want of consideration. or payment. Tf such

13

defences were not presented in the acti
: action, and estab-
lished by competent evidence, the subsequent Tension

of their existence is of no le j
zal consequence. ' -
ment is as conclusive, so far as future od! cg:

law are concerned, as thong] existed.
‘ gh the defen

The language, therefore, which is on often eae, that

a judgment estops not only as to every ground of re-

covery or defence actually presented in the action, but

also as to every ground which might have be presented
18s strictly accurate, when applied te tie dant or claim

in controversy. Such demand or claim, havi
into judgment, cannot again be brought into litigation

between the parties i
preens ae Best les In proceedings at law upon any

_ But where the second action betw

15 upon a different claim or eel ie ohenon ye
the prior action operates as an estoppel only as to those
matters in issue or points controverted, upon the deter-
mination of which the finding or verdict was rendered.
In all cases, therefore, where it is sought to ly the
estoppel of a judgment rendered upon one cause of action
fo matters arising in a suit upon a different cause of
action, the inquiry must always be as to the point or
question actually litigated and determined in ee igi-
oe —, hoe: ya might have been thus litigated

ermined. Only u i
ment conclusive in I ao ag ey ow

The difference in the operation of a jud i
hae! aoe cases mentioned is pode ‘aan h all -
d adjudications t i
(Ranphiesds cpetieah upon the doctrine of estoppel.
This classic comparison of rcs judi i
ris judicata (same claim) and
col lateral estoppel (different claims) still provides a oe
= definition of res judicata. Lawlor vy. National Screen
ervice Corp., 349 U.S. 322, 326 n. 6 (1955) ; United States
Moser, 266 U.S. 236, 241 (1924). ices ‘
Although hard, the doctrine that even erroneous decisions
have res judicata effect is ancient in American law and of
highest authority. See, Williams v. Armroyd, 11 U.S. (7
Cranch) 423, 432-33 (opinion by Chief Justice Marshall)
¢ ete : a v. Meyer, 311 U.S. 457, 462 ( 1940) ; Chicot
ounty Drainage District v. Baxter St
371, 373-76 (1940). miipeetnesanes
Nor do any escape hatches appear. Unlike Lawlor, supra,

there is no conduct by the parties subsequent to 1942 to create
a new cause of action. And unlike Oerlikon Machine Tool

14

Works Buehrle & Co. v. United States, 121 Ct. Cl. 616, 102
F. Supp. 417 (1952), vacated on other grounds, 138 Ct. Cl.
457, 151 F. Supp. 332 (1957), all of the necessary facts were
pleaded in the original suit.

Since in 1942 this court did, rightly or wrongly, hold on
the merits. in a cause it had jurisdiction of, that the Sioux did
not have a valid claim against the United States on account
of the taking of Black Hills, and since it also held it had no
jurisdiction of moral claims relating to the same matter, an
since in waiving other defenses the Congress did not waive
res judicata defenses in the Indian Claims Commission Act.
the Sioux are now restricted to moral claims under categoric-
(3) and (5) of Sec. 70a, on which interest cannot he awarded
as part of just compensation. The Congress which wiped out
the rations offset could correct this situation al, but we are
without the power to do so. On the ground of dishonorable
dealings under category (5). the record made supports the
Commission’s Order except as to interest, brit including the
pre-taking removal of gold by miners. The canse is remanded
for further proceedings consistent with this opingon

Rate IN

AFFIRMED IN PART,
PART AND REMANDED

Davis, Judge. dissenting in part: eae Soe

I disagree with the court’s holding that the decision in 97
Ct. Cl. 618 (1942), cert. denied. 318 US. 789 (1945), is 7es
ad judicata of the Fifth Amendment taking claim now pre-
sented by the Sioux Nation.’ _

It is not easy to apply the general principles of former
adjudication to this court’s decision in 97 Ct. Cl., and both
sides can readily cite different parts of cag Nm nn

r to support the respective positions. The key. as I s
it. is that he 1949 court oean an Indian Fifth Amend-
ment claim into two distinct parts—the first being whether
there was any “taking” or “misappropriation” at all, and
the other being the amount of compensation to be paid by
the Government for the “taking.” The court thought it had

1I concur in the court's other rulings. including that the United States is
not precluded from raising the defense of res judicata.

15

power, under the normal jurisdictional act, to determine he
former issue but, in considering whether the constitutional
measure of “just compensation” had been paid for the “tak-
ing”, the court felt that it had no competence to weigh or take
account of the consideration given the Indians by the United
States unless the special jurisdictional act so provided in ex-
plicit terms—which in this instance it did not. On this view.
the court refused to assess at all the money or value given by
the Government in exchange for the Black Hills. It would
hot decide. because it believed it could not, whether or not
this consideration amounted to “just compensation.”

The rule we apply today is quite different. In Indian Fifth
Amendment cases, we now take account of, and assess, the
consideration given by the United States in deciding whether
“just compensation” has been given. Three Affiliated Tribes
of the Fort Rerthold Reservution y. United States. 182 Ct. Cl.
o£}, 390 F. 2d 686 (1968): Alamath and Modoc Tribes vy.
usted States, 19% Ct. Cl. 670, 689 n. 25, 436 F. 2d 1008, 1017
ne 2a. cert. de nied, 404A US. 950 (1971) : Con federated Salish
aud Kootenai Tribes v- United States. 193 Ct. Cl. 801. 805.
IT FP. 2d 458, 459-60 (1971). For purposes of res judicata,
the formal issue thus becomes whether this is simply a change.
since 1942, in the substantive law of just compensation for
Indians or whether it is attributable to a liberalized view of
the authority given the courts by the jurisdictional statutes
consenting to suit against the United States on Indian Fifth
Amendment claims.

This is a difficult question to answer but I prefer the latter
response—the so-called “jurisdictional” response *—mainly
hecanse. in my view. that is the stance taken. on the whole,
hy the 1942 court. The opinion repeatedly ties its refusal to
assess or weigh the consideration (given by the United
States) directly to the particular jurisdictional act. Sce 97
Ct. Cl. at 616 (this forms part of the court’s opinion, as is
made clear by the foreword, on the same page. to the findings

7 If the 1942 decision was based on a lack of jurisdiction in this court, under
the then special jurisdictional act. to take account of the consideration trans-
ferred by the Government. res judicata ts inapplicable because, in that case,
the earlier court would have felt precluded by a lack of jurisdiction from
delving into one of the significant elements of the Fifth Amendment claim.
See A.L.L, Restatement of the Law Second Judgments, Tent. Draft No. 1, § 48.1
(1) (9), § 61.2(1) (e), pp. 45, 123, 127-130 (1973).

16

of fact), 657-58, G58, 666, 668, 670, 6S1, 651-82, 682-83, 683,
685. The court also spends some time emphasizing the strict
construction to be given to special jurisdictional statutes. Sce
97 Ct. Cl. at 663-65, 682. Implicit in the whole opinion seemis
to be the notion that, except where consent to suit is given
without qualification for suits against Government corpora-
tions (97 Ct. Cl. at 664-65), there is both a general presump-
tion against suability of the United States, and also a spe-
cial presumption against opening up, for judicial serutiny,
Indian claims challenging a congressional policy deemed at
the time to be for the welfare of the Indians (97 Ct. Cl. at
665). The court’s position was that “when Congress has
desired to open up [the latter type of] claims * * ba it has
used language clearly indicating that purpose” (/bid.).

This symbiotic relationship between the terms of the juris-
dictional act and the court's right to inquire into the extent
and adequacy of the consideration is brought ont, I think, by
two sections toward the close of the 1942 opinion. Tn one the
court says (97 Ct. Cl. at 681-82) :

Plaintiff's position in substance is that one party to a
proposed transaction cannot legally fix the terms or con-
sideration and force the other party to accept them, This
is true in transactions between private parties dealing at
arm’s length and on terms of equal authority, but this
legal proposition does not follow in dealings between the
Government and Indian Tribes so as to enable the In-
dians to question in a legal proceeding the policy. wis-
dom, or authority of Congress, unless Congress hus
clearly granted to the Indians the right to do so. [em-
phasis added] In our opinion this has not hwen done for
“the [jurisdictional] act grants a special privilege to the
‘plaintiffs and is to be strictly construed and may not by
implication be extended to cases not plainly within -
terms”—[citing cases]. To hold otherwise, it would be
necessary for us to go back of the acts of August 15, 1876,
and February 28. 1877, and — into the policy as ae
as the judgment and wisdom of Congress. whie \
prompted it to act as it did and, therefore, adjudicate
and render judgment either for or against the Indians
on a moral claim. We cannot find that authority in the
jurisdictional act.

The second excerpt reads as follows (97 Ct. Cl. at 683-84) :

In reaching this conclusion we have kept in mind the
principle of eo that while the government always has

17

the right to tuke or appropriate any private property for
a public use, if it does so, without claim of title and with-
out compensation, there arises an implied contract under
the Fifth Amendment, and, therefore, a legal claim for
just compensation. * * * But before this general rule is
applicable to Indian cases, consideration must be given to
the question of policy and the extent of the plenary
authority of Congress to legislate in such a way as it
deems proper with reference to the management and con-
trol of the property and affairs of the Indian tribes and
the extent to which consent to be sued has been granted
[emphasis added], as well as to the circumstances and
alilens under which an implied contract will arise
under the Fifth Amendment, The facts must show not
only that there has been a “taking” or “misappropria-
tion” by the Government of land or property of the tribe
under such circumstances as will give rise to an implica-
tion of a promise or undertaking to make “just compen-
sation” [citing cases] but that Congress has, by the
jurisdictional act, which s 8 only of legal claims,
opened up the question of the fairness of what was
or of the adequacy of the consideration paid, and has
authorized the court to determine, adjudicate, and render
judgment accordingly [emphasis added].

True, the opinion speaks, in the first of these excerpts,
of “a moral claim.” But this seems to me to be because the
court automatically equates claims which cannot be vindi-
cated under the jurisdictional act—because that act should
not be read as authorizing an inquiry into fairness of con-
sideration—as necessarily “moral” claims. That does not
mean that, in the court’s eyes, these claims would fail under
the Fifth Amendment if full consent had been given. The
latter part of the second excerpt clearly separates the issue of
a Fifth Amendment “taking” from that of an inquiry into
fairness—and requires that Congress authorize Joth aspects.
“The facts must show not only that there has been a ‘taking’
or ‘misappropriation’ by the Government of land or prop-
erty of the tribe under such circumstances as will give rise
to an implication of a promise or undertaking to make ‘just
compensation’ [citing case], but that Congress has, by the
jurisdictional act, which speaks only of legal claims, opened
up the question of the fairness of what was done or of the
adequacy of the consideration paid, and has authorized the
court to determine, adjudicate, and render judgment accord-

18

ingly” [emphasis added]. A separate, special authorization
in the jurisdictional act to go into the fairness of the com-
pensation seems to be required, The court, in a word, thouglit
it had the jurisdiction to decide whether there had been a
“taking” but no jurisdiction to determine whether the con-
pensation paid by the (jovernment was “just.” *

In the end, the best 1 can make of the 1942 opinion is that
the terms of the jurisdictional act were so entangled in the
court’s mind with its ultimate determination adverse to the
Indians on the Fifth Amendment claim that the Government
should fail in its current defense of ves judicata. The “juri--
dictional” component seems to me to have been too large
factor in the 1942 holding to preclude the Nation from i-
right to show now that the acquisition of the Black Ill
was a Fifth Amendment taking, without just and adequate
compensation, rather than merely a violation of fair and
honorable dealings. I am not persuaded that in 1942 the
Indians had the opportunity to present their Fifth Amend-

ment claim to a tribunal which deemed itself fully empowered

to decide a!l aspects of that demand on their merits.’

3 The same theme seems to be reflected at the beginning of the opinion wheu
the court sars (97 Ct. Cl. at 657-58) :

“If the lands or other property right of plaintiff were misappropriated or
taken by the United States in violation of the treaty of 1568. and contrar)
to the authority which Congress possexsed under the treaty and the law
governing the rights of the parties, without the payment of com penaation
therefor and under each circumstances ae to give rise to an implied contract
to pay just ~ompenantion for the property taken contemporancously with the
mise ppropriation or taking, plaintiff is entitled to recover. But if. under the
cireumstances disclosed by the record. Congress acted within the limits of its
authority under the law and the treaty in acquiring the land and hunting
rights for which it made compensation, the plaintif! is not in our opinion
entitled under the terms of the jurisdictional act to recover (emphasis added)”

Note that the court separates the case in which Congress pays no “com-
pensation” from that in which it does pay some “compen<ation,” without suz-
gesting that the court can, under this jurisdictional act, decide whether the
“compensation” paid was “just.”

«Since the court does not reach the question of whether. res judicata aside.
the acquisition would be such a “tuking’ without just compensation. I do not
reach or discuss that issue.

BEST cary WMLBLE

~~

19
[33 Ind. Cl. Comm. 151]
APPENDIX B
BEFORE THE INDIAN CLAIMS COMMISSION

THE SIOUX NATION OF INDIANS, et ai.,
Plaintiffs,

Vv.

THE UNITED STATES OF AMERICA,

Defendant.

Docket No. 74-B .

“

Decided: February 15, 1974
x **

OPINION OF THE COMMISSION

Vance, Commissioner, delivered the opinion of the

‘ Commission.

The plaintiffs have brought this claim under various
clauses of [152] Section 2 of the Indian Claims Commis-
sion Act, 25 U.S.C. §70a (1970), seeking additional com-
pensation for this lands and other interest obtained by the
United States under the Act of February 28, 1877, 19
Stat. 254. The plaintiffs have also amended their petition,
by leave of the Commission, to include a claim for
compensation for minerals removed from plaintiffs’ lands
by nonIndians prior to February 28, 1877.

20

BACKGROUND OF THE CLAIM AND ISSUES
TO BE DETERMINED

The original petition in Docket 74 was filed by the
plaintiffs on August 15, 1950. On April 5, 1954, after a
trial and the filing of briefs by the parties, the Commis-
sion issued an order dimissing Docket 74. Sioux Tribe of
Indians v. United States, 2 Ind. Cl. Comm. 646. This
determination of the Commission was affirmed by the
Court of Claims on July 7, 1956, 146 F.Supp. 229.

After obtaining new attorneys, the plaintiffs filed
before the Court of Claims motions for a new trial and to
vacate the court’s judgment of affirmance. In support of
their motions, plaintiffs alleged (1) that because of inef-
fective and inadequate counsel their claims had been
decided by the Commission on the basis of an incomplete
record; (2) that the Commission erred in not indepen-

dently investigating their claims; (3) that some of the.

Commission’s findings of fact were not supported by any
evidence; and (4) that plaintiffs’ rights should not be
prejudiced by an erroneous concession of fact by plain-
tiffs’ prior counsel. The court granted the plaintiffs’
motions to the extent it vacated its judgment of affir-
mance and remanded the case to the Commission with
instructions that the Commission [153] determine

(1) whether the claimant Indian tribes are entitled
on the basis of the statements made in support of
the above motions to have the proof in this case
reopened, and (2) if so, to receive the additional
proof sought to be offered and on the basis thereof,
together with the record already made, reconsider
its prior decision in this matter.

Sioux Tribe of Indians v. United States, App. No. 4-55
(Ct. Cl., Nov. 5, 1958).

=

21

In accordance with the court’s instructions, on Novem-
ber 19, 1958, the Commission decided to reopen the
proof in Docket 74 and announced that it would recon-
sider its previous decision. Subsequently, on November 4,
1960, the Commission allowed the plaintiffs to amend
their petition, with the result that the claims based on the
Act of February 28, 1877, 19 Stat. 254, were segregated
into Docket 74-B, and the claims based on the Treaty of
April 29, 1868, 15 Stat. 635, remained in Docket 74.

On October 29, 1968, the Commission ordered that

three questions be set for determination in Docket 74-B,
as follows:

1. What land and rights did the United States acquire
from the Sioux by the Act of February 28, 1877, C.
72, 19 Stat. 254, 1 Kappler 168, and what were the
exterior limits (a) of the land so acquired and (b) of
the area subject to the rights so acquired.

2. Was there any consideration for defendant’s
acquisition of land and rights under the 1877 Act
and, if so, what constituted such consideration.

3. If there was no consideration for defendant’s
acquisition of lands and rights under the 1877 Act,
was there any payment for such acquisition?

In response to the first question, plaintiffs submitted a
memorandum asseriing that under the 1877 act the
United States acquired:

[154] (1) The Black Hills portion of the Great Sioux
Reservation containing about 7,345,157 acres, in
which petitioners held recognized title pursuant to
Article 2 of the Treaty of April 29, 1868, supra....

(2) The right of the Sioux under Article 11 of the
1868 Treaty “to hunt on any lands north of the
[sic] North Platte, and on the Republican Fork of
the Smoky Hill River, as long as the buffalo may

22

range thereon in such numbers as to justify the
chase... .”

(3) The lands, interests in lands and other rights held
by the Sioux north of the North Platte River and
east of the summits of the Big Horn Mountains
pursuant to Article 5 of the 1851 Fort Laramie
Treaty and Article 16 of the 1868 Treaty....

(4) Three rights-of-way for roads through the Great
Sioux Reservation, and the right of free navigation
along the Missouri River through the reservation.
[ Plaintiffs’ Memorandum Defining Lands and Rights
Acquired by the United States Under the Act of
February 28, 1877, pp. 7-9.]

Plaintiffs’ memorandum stated that the extent of the
rights asserted in paragraphs (2) and (3) would be
determined in Docket 74.

In its response to plaintiffs’ memorandum, defendant

acknowledged that it had obtained from plaintiffs the

Black Hills portion of the Great Sioux Reservation, but
denied that it had obtained any other compensable
interest under the 1877 act.

In decisions entered in Docket 74 on July 8, 1970,
Stoux Tribe v. United States, 23 Ind. Cl. Comm. 358, and
in Dockets 74 and 74-B on November 30, 1970, Sioux
Nation v. United States, 24 Ind. Cl. Comm. 98, the
Commission determined that under Articles XI and XVI
of the 1868 treaty the plaintiffs had the right to hunt
over certain territories described in the opinions. The
Commission further determined that the plaintiffs could
recover for the loss of these [155] rights in Docket 74-B
only if they could prove that the right had a great value in
1877 than when the plaintiffs obtained them. On Decem-
ber 29, 1970, plaintiffs notified the Commission that
they did not intend to pursue their claims for loss of

23

Articles XI and XVI hunting rights, and did not desire
that a trial be set on the question whether any further
compensation was due them for the loss of those rights.

The remaining issue under question 1 of the Commis-
sion’s order of October 29, 1968 —plaintiffs’ claim based
on the alleged acquisition by defendant of rights of way
and the right to free navigation through plaintiffs’ reser-
vation—was not briefed by the parties until they were
instructed to do so by the Commission’s opinions of
September 13, 1972, 28 Ind. Cl. Comm. 425, 430-31,
and November 29, 1972, 29 Ind. Cl. Comm. 180, 184-86.
That issue will be determined in this decision.

In response to questions 2 and 3 of the Commission’s
order of October 29, 1968, plaintiffs’ submitted a
memorandum asserting

(1) that there was no “consideration” for the lands
and rights which the United States acquired under
the Act of February 28, 1877... ; (2) that moneys
expended by the United States under the 1877 Act
were gratuities and were not payments on a pur-
chase price for the lands the United States acquired
pursuant to the 1877 Act... ; and (3) that even if
any new benefits conferred upon petitioners by the
1877 Act were treated as either consideration or
payment for Sioux lands, interests in lands and
other rights, such consideration or payment (as the
case may be) at a maximum consisted of the 1877
capitalized value of the Government’s promises with
respect to subsistence, less the 1877 capitalized
value of the Government’s unfulfilled obligations
under the Treaty of April 29, 1868.... [Plaintiffs’
Memorandum Defining Consideration Paid by the
United States Under the Act of February 28, 1877,
pp. 11-12.]

24

[156] In its reply to plaintiffs’ memorandum, defendant
asserted that there was consideration for its acquisition of
lands and rights under the 1877 act, which consisted of
all monetary and property interests that passed from the
defendant to the plaintiffs under the terms of the act.
Defendant contended that through June 30, 1951, plain-
tiffs had received $52,139,223.93 in consideration, in
addition to the 900,000 acre tract of land which they
received under the 1877 act.

In its memorandum on the consideration issue, defen-
dant also raised the issue whether the decision of the
Court of Claims in Stoux Tribe v. United States, 97 Ct.
Cl. 613 (1942), cert. dented, 318 U.S. 789 (1943), bars
the plaintiffs from asserting that the 1877 act constituted
a Fifth Amendment taking of their lands. In their reply
memorandum, plaintiffs asserted that the res judicata
issue was raised prematurely, and did not respond to it.

On December 18, 1973, the Commission heard oral

argument on the res judicata issue and the other issues
presented in the parties’ consideration memoranda. We
shall determine all these issues in this decision.

Trial on the 1877 fair market value of the Black Hills
portion of the Great Sioux Reservation was held in two
parts, in November 1969 and May 1970. In this decision
we shall determine the value of plaintiffs’ land. .

By its order of November 29, 1972, 29 Ind. Cl. Comm.
180, 187, the Commission permitted the plaintiffs to
amend their petition to include a [157] claim for compen-
sation for minerals removed from the Great Sioux Reserva-
tion prior to February 28, 1877. In this decision we shall
determine the extent of the liability, if any, of the
United States for minerals removed from plaintiffs’ land
prior to its acquisition by the United States.

25

THE LAND ACQUIRED BY THE UNITED STATES
UNDER THE ACT OF FEBRUARY 28, 1877

In Article II of the Treaty of April 29, 1868, 15 Stat.
635, 636, the United States confirmed in the Sioux
Nation recognized title to a tract of land which became
known as the Great Sioux Reservation, and which con-
sisted mainly of all of the present State of South Dakota
west of the Missouri River. Under the Act of February
28, 1877, the United States acquired from the Sioux the
Black Hills portion of the Great Sioux Reservation, which
is the subject area of the valuation ‘in this decision. It
contains 7,345,157 acres and may be defined as follows:

Beginning at the intersection of the 103rd
meridian of west longitude with the northern bound-
ary of the State of Nebraska, then north along the
103rd meridian to the south fork of the Cheyenne
River, then down the south fork to its junction with
the north fork (Belle Fourche River), then up the
north fork of the Cheyenne to the 103rd meridian,
then north along the 103rd meridian to the 46th
parallel of north latitude, then west along the 46th
parallel to the 104th meridian, then south along the
104th meridian [158] to the northern boundary of
the State of Nebraska, then east along the northern
boundary of Nebraska to the point of beginning.

* * *

[Omitted description of Black Hills land relates to
value, which was not at issue before the court
below. |

[159] HISTORY

Long before its acquisition from the Sioux by the
United States, the potential value of the subject area was
known to Americans. During the 1850’s and 1860's

26

official government expeditions and priva‘e explorers and
prospectors portrayed the Black Hills as an excellent
potential agricultural and grazing area, and reported
significant discoveries of gold.

[160] In May of 1877 Lt. Col. George A. Custer com-
manded an exploration expedition into the Black Hills.
Members of the expedition discovered gold in paying
quantities. The extent of the gold field, however, was not
determined. Reports of the gold find were widely circu-
lated and greatly exaggerated by the press. As a result of
these reports, and despite a more pessimistic report by a
later government explorer, large numbers of American
prospectors and miners began to invade the Black Hills.
In addition, pressure began to be asserted against the
Government to open the Black Hills to white settlement.

In 1875 government officials decided that it would be
advisable for the United States to acquire the Black Hills

from the Sioux. In order to determine what would be a

fair price to the Sioux for the Black Hiils, President Grant
ordered that a topographical and geological survey be
conducted. He appointed Walter P. Jenney, a mining
engineer, to head the survey. Jenney was instructed to
report on the mineral, timber, and agricultural resources
of the Black Hills. After completing his explorations,
Jenney reported that he had discovered gold, that the
gold field covered an area of not less than 800 square
miles, that there was sufficient timber and flowing water
for mining operations, that the soil in the area was rich
and fertile, that at least one-twentieth of the Black Hills
area was susceptible of cultivation, and that there were
many other large areas which would afford fine grazing.

In June 1875, the Secretary of the Interior, acting
under instructions from President Grant, appointed a com-
mission to negotiate with the Sioux [161] for the cession

27

of the Black Hills and for the surrender of certain Sioux
hunting rights. The commission, which became known as
the Allison Commission, met with the Sioux during
September 1875. The government negotiators offered a
lower price for the Black Hills than the Sioux were
willing to accept, and the negotiations ended in failure.

After the failure of the Allison Commission to reach
agreement with the Sioux, the Grant Administration
altered its policy. In November 1875 the President
decided that the United States would no longer fulfill its
obligation under Article II of the 1868 treaty to keep
unauthorized persons out of the Great Sioux Reservation.
He ordered that the Army be removed from the Black
Hills, and that no further opposition be offered to miners
attempting to enter the hills. In addition, President
Grant, and members of his administration, began to assert
pressure against Congress for unilateral action to acquire
the Black Hills.

Without waiting for congressional action, the executive
branch precipitated the Sioux situation into a crisis. On
December 3, 1875, the Secretary of the Interior in-
structed the Commissioner of Indian Affairs to direct
agents at all agencies in Dakota and at Fort Peck to
notify the Sioux in the Yellowstone and Powder River
areas in the unceded Indian territory! that unless they
returned to their reservations by January 31, 1876, they
would be declared hostile and would be treated accord-
ingly by [162] the Army. Most of the Sioux who were in
the unceded territory during the winter of 1875-76 were
hunting with the permission of their agents, as they had a
right to do under Article XVI of the 1868 treaty.

! article XVI of the 1868 treaty provided that the area north
of the North Platte River and east of the Big Hom Mountains
was to be held and considered to be unceded Indian territory.

28

Furthermore, the severity of the winter made it impos-
sible for them to return to their agencies. Nonetheless, on
February 1, 1876, the Secretary of the Interior notified
the Secretary of War that his order had not been
complied with, and that the Sioux were being turned over
to the Army for appropriate military action.

In the spring of 1876 the Army commenced military
operations against the Sioux. On June 25, 1876, the
Seventh Cavalry, under the command of George A.
Custer, was defeated in a battle with the Sioux, in which
259 soldiers, including Custer, were killed. When news of
the battle reached Washington, Congress was so incensed
that it attached a rider to the appropriation act of August
15, 1876, which provided that the Sioux would receive
no further rations until they ceded the Black Hills to the
United States. Because most of the Sioux had been
disarmed and were thus unable to hunt, the provision

meant that unless the Sioux surrendered the Black Hills

they would be allowed to starve.

Despite the ultimatum contained in the appropriations
act, the commission which was appointed to negotiate
with the Sioux was unable to get more than 10% of the
adult male Sioux to assent to a cession agreement. Article
XII of the 1868 treaty provided that no cession of any
portion of the Great Sioux Reservation would be valid
unless approved by three-fourths [163] of the adult male
Sioux. Although the 1876 agreement did not satisfy the
requirements of this section, Congress effectuated its
_ terms by enacting the Act of February 28, 1877, supra.

VALUATION OF THE SUBJECT AREA

{Remainder of p. 163, pp. 164-94, and a portion of
p. 195 are omitted, since the issue of value was not
raised by respondent before the court below.]

* * *

a lh ES eC aC tae boa

Oe Y nD eee rere

29

[195] 1942 COURT OF CLAIMS DECISION

Plaintiffs contend that the Act of February 28, 1877,
supra, constituted a taking of the subject tract by the
defendant under the Fifth Amendment without the
payment of just compensation to plaintiffs. Defendant,
on the other hand, argues that plaintiffs’ Fifth Amend-
ment claim is barred by the doctrine of res judicata,
having been decided by the Court of Claims in Sioux
Tribe v. United States, 97 Ct. Cl. 613 (1942), cert.
denied, 318 U.S. 789 (1943). For the reasons indicated
below, we hold that plaintiffs’ Fifth Amendment claim is
not barred by the 1942 Court of Claims decision.

[196] “In order that a judgment may constitute a bar to
another suit, it must be rendered in a proceeding between
the same parties or their privies, and the point of
controversy must be the same in both cases, and must be
determined on its merits.” Hughs v. United States, 71
U.S. (4 Wall.) 232, 237 (1866). As it is clear that the
same parties are now before the Commission as were
before the court in 1942, and that the court was faced
with the same Fifth Amendment taking claim® as is the
Commission, the only question to be answered in deter-
mining whether or not the 1942 decision bars plaintiffs’

. The claim presented in this case by the Sioux Tribe

is for just compensation for the alleged taking for
public purposes or the misappropriation by the defen-
dant, by the act of Congress of February 28, 1877,
19 Stat. 254, of land and rights in land, amounting
to 73,781,826.19 acres, without the payment of com-
pensation therefor and contrary to and in violation
of articles 2, 12, 15, and 17 of the treaty concluded
April 29, 1868, ratified February 16, 1869, and pro-
claimed February 24, 1869, 15 Stat. 635 (finding 3),

and certain provisions of the treaty of September
17, 1851.

Sioux Tribe, supra, at 657.

30

current claim is whether that case was decided on its
merits.

It is settled that the judgment of a court dismissing a
suit for lack of jurisdiction is not a judgment on the
merits and therefore does not bar a future suit on the
same cause of action. Smith v. McNeal, 109 U.S. 426,
429 (1883); Hughs v. United States, supra; Walden v.
Bodley, 39 U.S. (14 Pet.) 156, 161 (1840); see General
Investment Co. v. Lake Shore & Michigan Southern Ry,
260 U.S. 261, 288 (1922). If, as plaintiffs argue, the
Court of Claims dismissed their claims in 1942 for lack of
[197] jurisdiction plaintiffs are not barred from reassert-
ing that claim.

The land claim in Docket 74-B is being litigated within
the confines of the Amended Petition filed by plaintiffs
on November 1, 1960, and the Answer to the Amended

Petition filed by defendant on June 28, 1966. See

Commission’s Order Designating Separate Docket Num-
bers, entered May 25, 1966. In paragraph 4 of their
Amended Petition plaintiffs allege the following:

The claim set forth herein accrued prior to
August 13, 1946, and has never been adjudicated or
otherwise acted upon by the United States or any
agency thereof except as considered in Sioux Tribe
v. United States, 97 C. Cls. 613 (1942), certiorari
denied 318 U.S. 789 (1943). In that case, the Court
of Claims ruled that it had no jurisdiction to decide
this claim under the special jurisdictional Act of
June 3, 1920, c. 222, 41 Stat. 738.

In paragraph 4 of its answer defendant responded
specifically to plaintiffs’ allegation as follows:

Answering paragraph 4, defendant admits that the
claim set forth in the amended petition accrued
prior to August 13, 1946. Defendant also admits

— a ee

31

that a special jurisdictional act was passed june 3,
1920, 41 Stat. 738; that an action was brought in
the United States Court of Claims under that Act
but that recovery was denied to the Sioux pett-
tioners in that case because the Court of Claims
ruled that it had no jurisdiction to grant the relief
requested. Defendant admits the correctness of the
citations reported but denies all other allegations of
paragraph 4. |emphasis added. |

It is clear that in its answer defendant has admitted that
in 1942 the [198] Court of Claims dismissed plaintiffs’
claim for lack of jurisdiction.? Therefore the question

® Defendant's only other reference to the 1942 decision in its
answer is in paragraph 30, and reads as follows:

On May 7, 1923, petitioners herein filed a petition
in the Court of Claims against the United States pur-
suant to the jurisdictional act approved by Congress
June 3, 1920, 41 Stat. 738, 4 Kappler 270, entitled
Sioux Tribe v. United States, in which they sought to
recover upon numerous claims, in a single action,
including the claims asserted in the present amended
petition. On May 7, 1934, petitioners severed their
original petition and filed separate and amended peti-
tions setting forth in Cause No. C-531-(7), 97 C.Cls
613 (1942), the same claims here involved. This action
was contested by the United States. The Court of
Claims, after a full hearing upon the claim, made
findings of fact on all matters now presented by the
amended petition although it found that it lacked
jurisdiction to grant the relief requested. There is,
therefore, no genuine issue of fact presented to this
Commission for determination. All matters alleged
were actually litigated and determined in Sioux Tribe
v. United States, 97 C.Cls. 613 (1942) and cannot be
relitigated in the present case. Petitioners are estopped
by the prior factual determinations to the Court of
Claims from relitigating the specific issues and factual
presentations urged in their amended petition.

In this paragraph defendant is alleging that plaintiffs are
collaterally estopped from relitigating any of the facts found by

| footnote continued |

$2

whether plaintiffs’ claim was dismissed on its merits or
for lack of jurisdiction was resolved by the pleadings.
Defendant is precluded from attempting to raise that
issue now.

The Commission’s reliance on defendant’s admission
does not result in any injustice to defendant in this
instance. A close examination of the court’s 1942 deci-
sion reveals that the court did dismiss plaintiffs’ claim
solely on jurisdictional grounds, and did not rule [199]
on the merits of the Fifth Amendment taking claim. =

In stating the issue before it, for example, the court
made it clear that it was concerned primarily with
questions of jurisdiction. Thus in its introductory state-
ment on page 616 it stated,

The question now before the court under Rule
39(a) is whether, as a matter of law, the plaintiff
tribe has a legal or equitable claim under section 1
of the Jurisdictional Act on which it is entitled to
judgment under these treaties or any law of Con-
gress for any amount due from the United States as
for the misappropriation of any lands of said tribe
or for the failure of the United States to pay said
tribe any money for other property due under any
treaties or laws of Congress. [Emphasis added. |

the court in 1942. Nothing in this paragraph is inconsistent with
defendant’s prior admission in paragraph 4.

10 at oral argument, defendant’s counsel asserted that a com-
parison of the jurisdictional act under which the Sioux claim
was brought with other special jurisdictional acts indicated that
the Court of Claims did have jurisdiction over a Fifth Amend-
ment taking claim. However, the issue whether the court in fact
had jurisdiction over such a claim is not material to our deter-
mination. Our only concern in determining defendant’s res judi-
cata defense is whether the court itself believed that it had juris-
diction over plaintiffs’ claim.

33

In again stating the issue before it on page 658 of its
opinion, the court used the following language:

The facts and circumstances narrow the legal issue
between the parties to the question whether under
the treaties of 1851 and 1868 and the act of
February 28, 1877, the plaintiff tribe has any legal
and enforceable claim within the meaning of section
1 of the jurisdictional act upon which the court has
authority to inquire into the wisdom of the policy
pursued by the Government, pursuant to which the
acts of August 15, 1876, and February 28, 1877,
were enacted, and the adequacy of the consideration
assumed and paid by defendant for the property
acquired under those acts. [Emphasis added. }

The questions before it, therefore, as seen by the
court, were whether plaintiffs’ claim was enforceable
under the jurisdictional act, [200] and whether under the
jurisdictional act the court had the power to question
congressional policy or the adequacy of the compensa-
tion promised by the defendant under the 1877 act.

Also, at the beginning of its opinion the court set out
the requirements for recovery by plaintiffs. It was again
speaking in jurisdictional terms. It stated,

If the lands or other property rights of plaintiff
were misappropriated or taken by the United States
in violation of the treaty of 1868, and contrary to
the authority which Congress possessed under the
treaty and the law governing the nghts of the
parties, without the payment of compensation
therefor and under such circumstances as to give rise
to an implied contract to pay just compensation for
the property taken contemporaneously with the
misappropriation or taking, plaintiff is entitled to
recover. But if, under the circumstances disclosed by
the record, Congress acted within the limits of tts

34

authority under the law and the treaty in acquiring
the lands and hunting rights for which it made
compensation, the plaintiff is not in our opinion
entitled under the terms of the jurisdictional act to
recover. [p. 657-58, emphasis added. ]

Thus, under the jurisdictional act, plaintiffs could not
recover unless the acquisition of their property under the
1877 act was in violation of the 1868 treaty, and was
outside the scope of congressional authority under the
treaty and the law relating to Congress’ control over
Indian property. If Congress had the legal authority to
acquire plaintiffs’ property under the 1877 act, in the
court’s opinion, the jurisdictional act allowed for no
recovery by plaintiffs.

After thus stating the issues before it, and summarizing
the facts of the case, the court devoted more than two
pages of its decision to discussing the law regarding waiver

of sovereign immunity by Congress. [201] The court:

stated that special jurisdictional acts waiving such im-
munity must be strictly construed. It concluded that a
court’s jurisdiction to hear a claim must be found within
the terms of its jurisdictional act, and that no suit could
be maintained against the United States on a claim not
clearly within the terms of that act.

The court then addressed itself specifically to the
Sioux jurisdictional act.

In the case at bar the jurisdictional act, except so
far as concerned the competency of the Indian tribe
to sue and the Ifmitation on our general jurisdiction
under section 259, title 28, U.S.C., as well as the
statue of limitation, created no new right or claim in
favor of the tribe not otherwise within the limita-
tions of our general jurisdiction. Green v. Meno-
minee Tribe, 233 U.S. 558, 570, 571. Whitney v.
Robertson, 124 U.S. 190, 194, 195. [p. 666.]

35

The first of the cases cited by the court supports its
conclusion that special jurisdictional acts do not create
new causes of action, but rather merely permit tribes to
sue. The second case it cited, however, Whitney v.
Robertson, does not support this conclusion. Rather it
stands

[Text truncated at 120,000 characters. The full text is on the page linked above.]

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_1087%3A1. Public record. Not legal advice.
