# Petition — Ludwig v. Massachusetts

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1976
- **Citation:** 427 U.S. 618

## Text

Supreme Court, U. S.
wa £2 2 |

SEP 17 1975

= MICHAEL RODAK, JR., CLERK

me oe ee

IN THE
SUPREME COURT OF THE UNITED STATES i

October Term, 1975

25-37%

No.

RICHARD I. LUDWIG, Appellant
VS.

MASSACHUSETTS, Appellee

ON APPEAL FROM THE SUPREME JUDICIAL
COURT OF MASSACHUSETTS

JURISDICTIONAL STATEMENT

Robert W. Hagopian, Esq.
Wrentham, Massachusetts 02093
Counsel for Appellant

Tel. (617) 384-3333

Opinion Below...
Jurisdiction. ..
Questions Presented...
Statutes Involved ,
Statement of the Case

The Questions are Substantial .

INDEX

: 2. eo 6) +e + & & 2

: + * ee & oe 5

7 . . . . . . 5

eee ee ee ee ae eee ee ee ee ee ee

Appendix

A. Opinion and judgment of

the Supreme Judicial Court. la
B. Statutes Involved ..... 4a
C. Appellant's motion for a

jury trial in the District

Court of Northern Norfolk ., l3a
D. Appellant's motion to

dismiss in the Six-Man

Jury Division of the

District Court of North-

ene MANGERE -«.(« «16 5s t « 4
E. Appellant's Notice of

OS ee a a

TABLE OF CASES

Baldwin v. New York, 399 U.S.
66 (1970)

Barker v. Wingo, 407 U.S. 514
(1972)

Callan v. Wilson, 127 U.S. 540
(1888)

Colten v. Kentucky, 407 U.S.
104 (1972)

Commonwealth v. Crapo, 212
Mass. 209 (1912)

Costarelli v. Massachusetts,

US. , 95 &.Ct. 1534,

Z4L.Ed. 2a 76 (1975)

Duncan v. Louisiana, 391 U.S,
145 (1968)

Holliday v. State, 109 R.I.
93 (1971)

Jones v. Robbins, & Gray
329 (1857)

Lemieux v. Robbins, 414
F2d 353 (lst cir.1969)
cert. denied, 397 U.S.
1017 (1970)

Manns v. Commonwealth, 213 VA
233 (1972)

Manns v. Koontz, 451 F.2d
1345 (4th cir. 1971)

li

Page

1l

ll

TABLE OF CASES (cont'd.)

Railway Express Agency v.
Virginia, 282 U.S. 440

United States v. Green, 355
U.S. 184 (1957)

United States v. Jorn, 400
U.S. 470 (1971)

United States v. Marion,
404 U.S. 307 (1970)

Walker v. Dillard, 363 F.

Supp. 921 (W.D.V. 1973)
Ward v. Village of Monroeville,

490 U.S. 57 (1972)
Whitmarsh v. Commonwealtn,

Mass. , 316 N.E.2d

610 (1974) 6,
Williams v. Florida, 399

U.S. 78 (1970)

iii

Page

IN THE
SUPREME COURT OF THE UNITED STATES

October Term, 1975

\T
NO .

RICHARD I. LUDWIG, Appellant
vs.

MASSACHUSETTS, Appellee

ON APPEAL FROM THE SUPREME JUDICIAL
COURT OF MASSACHUSETTS

JURISDICTIONAL STATEMENT

Appellant appeals from the decision
of the Supreme Judicial Court of Massa-
chusetts, entered on June 12, 1975, and
submits this statement to show that the
Supreme Court of the United States has
jurisdiction of the appeal and that a
substantial question is presented.

OPINION BELOW

The opinion of the Supreme Judicial
Court of Massachusetts is reported in
the Massachusetts Advance Sheets p.1194
(1975) and at 330 N.E. 2d 467. A copy
of the opinion is set out in the ap-
pendix to this jurisdictional statement
at p.la.

JURISDICTION

The judgment upon which this appeal
is taken was rendered on June 12, 1975,
by the Supreme Judicial Court and notice
of appeal was filed in the Supreme
Judicial Court on September 3, 1975.
The jurisdiction of the Supreme Court to
review the decision of the Supreme
Judicial Court on direct appeal is con-
ferred by 28 U.S.C. Sec. 1257(2).

Section 1257(2) is specifically in-
voked by appellant as the constitution-
ality of Massachusetts' statutory two-
tier trial de novo criminal procedure
was held not to be repugisant to the
Fifth, Sixth, and Fourteenth Amendments
to the Constitution of the United States.

The statutory procedure is comprised
of Article XII of the Massachusetts'
Declaration of Rights 1 which provides

1 -_
For purroses of Sec.1257(2) a provision
of a state constitution is equivalent to

a state "statute", Railway Express Agency

v. Virginia, 282 U.S. 440,
2

that no person “shall be... deprived of
his ... liberty ... put by the judgment
of his peers"; G.L. Ch. 218 Sec. 26 con-
ferring jurisdiction on the courts in
the first tier of the system; G.L.

Ch. 278 Secs. 18, 18A, providing a right
of appeal to the various courts in tie
second tier, and a right to trial by a
jury of six or twelve.2 This procedure
has been construed by the Supreme Judi-
cial Court to mean that an accused is
to be tried initially in a district
court which comprises a judge and that
he shall have a right to a trial by
jury by claiming an "appeal" to the

errom a conviction in certain district

courts in the first tier, a defendant
may “appeal” pursuant to G.L.Ch. 278
Sec. 18, Ch. 218 Sec. 27A, to the six-
man jury division of the district courts
or to the superior court where he may
obtain a trial by jury of twelve pursu-
ant to G.L.Ch. 278 Sec. 2. From a con-
viction of the Municipal Court of
Boston or of a district court of Boston,
an accused may “appeal" pursuant to
G.L.Ch.278 Sec.18A to the twelve-man
jury division of the Municipal Court of
Boston, or to the superior court where
he is also guaranteed a twelve-man jury
pursuant to G.L.Ch.278 Sec.2.

second tier of the Massachusetts system,
See Jones v. Robbins, 8 Gray 329, 341-342
(1858) .2

QUESTIONS PRESENTED

1. Is Massachusetts bound by the
rule of Callan v. Wilson, 127 U.S. 540
(1888) guaranteeing a defendant a trial
by jury in the first instance when
charged with an offense carrying a pos~
sible maximum jail sentence in excess
of six months?

2. Where a defendant is entitled to
a trial by jury, does the interposition
of a trial by magistrate impose an un-
constitutional burden on the Sixth
Amendment right to a speedy trial?

33 particular, G.L. Ch. 218 Sec. 26 con-
fers “original jurisdiction" to the
district courts over certain crimes.

The term "district court" means a court
in which enly a judge presides. Compare
this statute with its partial ancestor
St. 1858 Ch. 448 Sec. 1 which conferred
jurisdiction to “police courts" over
larceny not exceeding $50. "Police
court", as was noted by Chief Justice Shaw
in Jones v. Robbins, supra, at p.336,
simply meant a “court [that] sits without

a jury". (St. 1858 Ch. 448 Sec. 1 is set

in full in Jones at pp. 336, 354.)

3. Where the Sixth Amendment guaran-
tees a trial by jury, do state two-tier
cde novo procedures which deny this right
in the first instance violate the double

jeopardy provisions of the Fifth Amend-
ment?

STATUTES INVOLVED

Article XII of the Declaration of
Rights of the Massachusetts Constitution;
Massachusetts General Laws Ch. 218
Secs. 26, 27A, Ch. 278 Secs. 2, 18, 18A,
and 24, comprise the framework of Massa-
chusetts' two-tier trial de novo criminal
procedure and are set forth in the
appendix at pda.

STATEMENT OF THE CASE

Richard I Ludwig was charged in the
District Court of Northern Norfolk with
driving an automobile negligently so that
the lives and safety of the public were
endangered, a criminal offense set out in
G.L.Ch. 90 Sec. 24(2Xa) carrying a possi-
ble maximum two-year jail sentence. At
the commencement of his trial, Richard I.
Ludwig duly moved the district court
judge for a speedy jury trial, specifically
asserting his rights under the Fifth and
Sixth Amendments. ‘he judge denied this
motion, and after a trial, found Richard I,
Ludwig guilty of the offense charged.

Thereupon, Richard I. Ludwig claimed an
"appeal" for a trial de novo in District
Court of Northern Norfolk Six-Man Jury
pursuant to G.L. Ch. 278 Sec. 18 and

Ch. 218 Sec, 27A.

In the de novo proceedings, appellant
duly filed a “motion to dismiss" on the
grounds that he was denied a jury trial
in the first instance. This motion was
denied and appellant took an exception
pursuant to G.L. Ch. 278 Sec. 30. After
being found guilty and sentenced to pay
a $20 fine, payment of which was stayed,
appellant filed a bill of exceptions to
the Supreme Judicial Court pursuant to
G.u. Ch. 278 Sec. 30 alleging that the
denial of his "motion to dismiss" was
error, The Supreme Judicial Court over-
ruled appellant's exception.

The federal questions underlying this
appeal were raised in the first instance
by appellant at his trial in the District
Court of Northern Norfolk by his motion
for a speedy jury trial, and in the
District Court of Northern Norfolk Six-
Man Jury by his “motion to dismiss" as
defined in Whitmarsh v. Commonwealth, |

Mass. Adv. Sh. (1974), 1403, 316 N.E. 2d,
610, 613 (1974). See also Costarelli v.
Massachusetts, U.S. , 95S. Ct. 1534.

Copies of both motions are set out in the
appendix at pp. 13a l4a.

The federal issues were raised in the
Supreme Judicial Court upon appellant's
bill of exceptions. In its decision the
Supreme Judicial Court held that "the

6

claimed infractions of constitutional
rights — the right to a speedy trial
under the Sixth Amendment, the right to a
jury trial under the Sixth Amendment and
Article 12 of the Massachusetts Declara-
tion of Rights, and the guaranty against
double jeopardy under the Fifth Amendment"
were properly before the court. The
court then passed on the claims and held
them “untenable", — “We have suffered no
change of mind on the constitutional is-
sues since the Whitmarsh decision."4

THE QUESTIONS ARE SUBSTANTIAL

1. The first tier of the Massachu-
setts' two-tier de novo criminal procedure
is comprised of the district courts and
the Municipal Court of Boston. These
courts have jurisdiction over all crimes
carrying a possible prison sentence of
five years or less, and certain enumerated
felonies having possible maximum prison
sentences in excess of five years.>
Criminal proceedings in these courts are
commenced by the issuance of a complaint.
If the defendant pleads guilty at arraign-
ment, he is sentenced by the presiding
judge. If he is dissatisfied by the
sentence, he may “appeal"6 the issue of

The decision of the Supreme Judicial Court
in effect incorporated the decision in
Whitmarsh,

5
G. L. Ch. 218 Sec. 26.

© 6.1. Ch. 278 Secs. 18 and 18A,

5

his sentence to a court in the second
tier in the de novo procedure, but he is
not entitled to a de novo trial in the
second tier on the issue of his inno-
cence Or guilt, Commonwealth v. Crapo,
212 Mass. 209, 210 (1912).

If the defendant pleas not guilty in
the district court or Municipal Court of
Boston, he must stand trial before a
judge. He cannot obtain a trial by jury
as the lower court “sit without jury".

If he is convicted in certain district
courts, he has a right of "appeal" to the
Superior court where he may obtain a de
novo trial by jury’ or to the Six-Man Jury
division of the district court.8 If he is
convicted in a district court of Boston

or the Municipal Court of Boston, he may
“appeal"9 to the superior court for a

de novo trial by a jury of twelve, or al-
ternatively to the twelve-man jury divi-
sion of the Municipal Court of Boston, 10

’G.L. Ch. 278 Secs. 2, 18.

Bok. Ch. 278 Sec. 18 and Ch. 218 Sec.27A,

7 a.b. Ch. 278 Secs. 2, 18A.

10 ence, the second tier of the Massachu-
setts system is comprised of the super-
ior court, the six-man jury division of
the district courts, and the twelve-man
jury division of the Municipal Court of
Boston.

If a defendant fails to “prosecute
his appeal [in the second tier], he shall
be defaulted on his recognizance and the
superior court may impose sentence upon
him for the crime of which he was con-
victed, as if he had been convicted in
said court," G.L. Ch. 278 Sec. 24.
(emphasis added)

In reviewing this two-tier de novo
procedure in Jones v., Robbins, 8 Gray
329, 341 (1858), the Supreme Judicial
Court held that it did not violate
Article XII of the Declaration of Rights
of the Massachusetts Constitution guaran-
teeing that no law "shall subject any
person to ... infamous punishment ...
without trial by jury", which words Chief
Justice Shaw stated were "equivalent" to
the clause -- "in all criminal prosecu-
tions, the accused shall enjoy the right
to a speedy and public trial, by an
impartial jury" -- in the Sixth Amend-
ment. However, thirty years later in
Callan v. Wilson, supra, at 553-4,
Justice Harlan took note of Jones v.
Robbins and rejected its reasoning at
page 556-7 by holding that the Sixth
Amendment guarantee to a trial by jury
meant trial by jury in the first in-
stance: "Except in that class or grade:
of offenses called petty offenses, ...
the guarantee of an impartial jury to
the accused in a criminal prosecution,
conducted either in the name, or by or
under the authority of, the United States,
secures to him the right to enjoy that
mode of trial from the first moment, and
in whatever court he is put on trial

9

for the offense charged." This decision,
of course, only affected the two-tier

de novo procedure in the District of
Columbia and was not binding on Massachu-
setts prior to the decision by this Court
in Duncan v. Louisiana, 391 U.S. 145

(1968).

In Duncan at p. 149, this Court held
"that the Fourteenth Amendment guarantees
a right of jury trial in all criminal
cases which — were they to be tried in
a federal court — would come within the
Sixth Amendment's guarantee", and hence
inferentially bound the states to the
rule of Callan v. Wilson, supra. In
particular see Duncan at p. 148 ftn. 30,
181, 182, ftn. 21, 213. Following
Duncan, this Court held in Baldwin v. New
York, 399 U.S. 66 (1970), that the states
were bound to afford an accused a trial
by jury with respect to all crimes
carrying a maximum prison sentence in
excess of six months.

Subsequent to Duncan and Baldwin,
state and lower federal courts have
rendered conflicting opinions as to
whether the conjunctive effect of Duncan
and Baldwin bound the states to the rule
of Callan v. Wilson. A unanimous Supreme
Court of Rhode Island answered the ques-
tion in the affirmative in Hollida
v. State, 109 R.I. 93, 103 (I97I) — "We
hold, then that those charged with misde-
meanors that could result, upon conviction,

in the imposition of a sentence of more
than six months are entitled to a speedy

10

and prompt trial by an impartial jury in
the first instance." The Supreme Court
of Virginia reached the opposite con-
clusion in Manns v. Commonwealth, 213 VA,
2nd 233 (1972) holding that Mr. Justice
White's footnote 30 in Duncan "makes it
clear" that the question_of “incorpora-
tion" was an "open" one.t1 To the same
effect, see Walker v. Dillard, 363 F.
Supp. 921 (W.D.V. 1973).

In Whitmarsh v. Commonwealth,
Mass. __, 316 N.E. 2d 610, 618-619, the
Supreme Judicial Court held that the
"state of the law on the subject is high-
ly uncertain" and therefore it was not
"required to conclude either (a) that the
Sixth Amendment would be interpreted at
the present time by the Supreme Court to
require a trial by jury in the first
instance ..., or (b) that even if that
court did reaffirm this rule ... with
respect to the Federal Courts, it would
apply such a requirement in equal rashion
to the states." In other state juris-
dictions, the issue is undecided. See
ftn. 9 and 10 in Colten v. Kentucky, 407
U.S. 514 (1972) citing Massachusetts,
North Carolina, Pennsylvania. Cf. Lemieux
v. Robbins, 414 F2d 353, 355 ftn. 3 (1969),
cert. denied, 397 U.S. 1017 (1970), not-
ing the two-tier procedure in Maine. See
also D. WNon-Jury Trial for Misdemeanors
Subject to De Novo Review, Appendix to
Opinion of Justice Harlan, Williams v.
Florida, 399 U.S. 78, 141 (1970).

—_—---- -

t1e¢. Manns v. Koontz, 451 F.2d 1345 (4th

cir. 1971).
ll

2. A second issue presented by this
appeal is whether the imposition of a
trial without jury is an unconstitutional
burden on the defendant's right to a
speedy trial and violates the double
jeopardy provisions of the Fifth Amend-
ment. The two-tier trial de novo proce-
dure is totally counter-productive to
minimizing the “anxiety and concern of
the accused", Barker v. Wingo, 407 U.S.
514, 532 (1972), one of the main purposes
of a speedy trial guarantee. For the
defendant who chooses not to disclose his
defense, a trial in the district court
is a meaningless proceeding. A conviction
and “appeal" from a district court trial
generates a "cloud of anxiety, suspicion
and often hostility", Barker v. Wingo,
supra, and United States v. Marion, 404
0.8. 307, 328 USPS o and shifts the burden,
in violation of the Fifth Amendment, to
the defendant to prosecute his “appeal"
to prove his innocence, G.L. Ch. 278
Sec. 24. See Holiday v. State, supra, at
page 103, alternatively holding that two-
tier trial de novo procedures violate the
speedy trial provisions of the Sixtna

Amendment.

Similarly, the two-tier trial de novo
system inherently violates the under-
pinnings of the double jeopardy provisions
of the Fifth Amendment — "“[T]he State
with all its resources and power should
not be allowed to make repeated attempts
to convict an individual for an alleged
offense, thereby subjecting him to embar-

-

rassment, expense, and ordeal and con-

,
ic

pelling him to live in a continuing state
of anxiety and insecurity, as well as
enhancing the possibility that even though
innocent he may be found guilty", United
States v. Green, 355 U.S. 184, 187-188
(1957)

Implicit in limiting "the Government
to a single criminal proceeding to vindi-
cate its very vital interest in enforce-
ment of criminal laws", United States v.
Jorn, 400 U.S. 470 (1971), is limiting
1t to a single proceeding which comports
with constitutional standards, and it is
no answer on the part of States to
eventually offer the defendant a constitu-
tional de novo adjudication, Ward v. Vil-
lage of Monroeville, 490 U.S. 57, 61-62
(15972).

Since the above issues effect the
administration of criminal justice in at
least ten states, and since there is a
conflict between at least two of these,
it is submitted that the questions pre-
sented by this appeal are substantial and
of pubiic importance.

CONCLUSION

Appellant maintains that the decision
of the Supreme Judicial Court was error
in that it denied him his fundamental
right to a speedy jury trial under the
Sixth Amendment to the United States
Constitution. Accordingly, he submits
that the questions presented by this

13

appeal are so substantial to require
plenary consideration for their resolu-
tion.

Respectfully submitted,

ine

-p Jj he ani / esate

Robert W. Hagopian, Esq.
Counsel for Appellant

14

COMMONWEALTH
VS.

RICHARD I. LUDWIG

Supreme Judicial Court of
Massachusetts, Norfolk.

Argued April 9, 1975
Decided June 12, 1975

Robert W,. Hagopian, Wrentham, for de-
fendant.

Paul S. Zonderman, Sp. Asst. Dist. Atty.,
for the Commonwealth.

Before TAURO, C.J., and BRAUCHER, HENNES-
SEY, KAPLAN and WILKINS, JJ.

KAPLAN, Justice.

This is one of a series of cases in
which the defendant's counsel, represent-
ing a number of clients, has sought to
test the constitutionality of the Common-
wealth's “two-tier” or "trial de novo"
system,1 a procedure by which those ac-

1. see the listing of such cases in Whit-
marsh v. Commonwealth, Mass. , 316
N.B.2da 610, f£n.4 (1974) (Mass.Adyv.Sh.
[1974] 1403, 1408-1409, fn.4). Costarel-
li v. Municipal Court of the City of
Boston, Mass. , 325 N.E.2a o55,
fn.3 (1975) (Mass.Adv.Sh.[1975] 481,
487-488, fn.3). See also a connected
case, Costarelli v. Massachusetts, U.S.

, 95 S.Ct. 1534, 44 L.Ed.2d 76 (1575).
la

cused of certain offenses may be tried
first in a District Court without a jury,
and, if convicted there may secure a
fresh trial, to a jury, at the next
higher court level. See G.L.c.278,818.>

We need to refer here to one of the
prior proceedings. In Whitmarsh v. Com-
monwealth, Mass. ,2 316 N.E.2d 610
(1974), Whitmarsh was tried in a District
Court on a charge of operating a motor
vehicle while under the influence of in-
toxicating liquor; he moved at the out-
set for trial by jury; the motion was
denied. On trial he was found guilty.

He appealed to the Superior Court where
he would be entitled to a trial de novo
witn a jury. He moved in that court to
dismiss, insisting on the invalidity of
the procedure from the start. Pending
decision of the motion, he filed a so
called “interlocutory appeal" in this
court for Suffolk County asking a declar-
ation that the two-tier system was un-
constitutional, and an injunction against
further prosecution of the criminal
charge. A single justice of this court
denied the injunction and reserved and
reported the case. We held that the
“interlocutory appeal" could not be main-
tained, and we declined exercise of extra-
ordinary power under our superintendency
statute, G.L. c.211, 83. But “in view of
the nature of the question which...
[Whitmarsh] attempted to raise and in
view of the fact that . .. [Whitmarsh's]
counsel appears determined to raise the
same question in other cases" (id. at__

@-mass.Adv.Sh. (1974) 1403.
la (cont‘d.)

_ __, 316 N.E.2a at 614, we undertook
to state our opinion on the claimed in-
fractions of constitutional rights— the
right to a speedy trial under the Sixth.
Amendment, the right to jury trial under
the Sixth Amendment and art.12 of the
Massachusetts Declaration of Rights, and
the guaranty against double jeopardy
under the Fifth Amendment. We held each
of these claims to be untenable. Id. at
__ _ —__s,& 316 N.E.2d 610.

In holding that the "interlocutory
appeal" was not available, we indicated
how a final decision might be obtained
that would be subject to regular appel-
late review. We said, "If his motion
were denied [i.e., Whitmarsh's motion in
the Superior Court to dismiss], and if he
were thereafter tried in the Superior
Court and found guilty .. . [Whitmarsh]
would have available to him an opportu-
nity for appellate review of the ruling
on his motion as matter of right by sav-
ing and perfecting exceptions thereto."
(Id. at ,2 316 N.E.2d at 613). Counsel
followed that line in the present case.
Here the defendant Ludwig, charged in the
District Court of Northern Norfolk with
driving to endanger (G.L.c.90 824[2] [a],
moved for a jury trial which the judge
denied; the defendant was then found
guilty. In the de novo proceeding in the
District Court of Northern Norfolk, Six
Man Jury Session (similar for present pur-

D-Mass.Adv.Sh. (1974) at 1408-1409.

©*mMass.Adv.Sh. (1974) at 1408-1418.
2a

poses to a de novo proceeding in the Su-
perior Court, see G.L. c.278, 818), the
defendant moved to dismiss, claiming
among Other things that the court lacked
"jurisdiction" because of the improper ~
refusal of a jury at first instance. The
motion was denied over due exception and
the defendant was fined $20. Imposition
of sentence was stayed, and the case is
before this court on a bill of exceptions,
as amended, which in effect raises again
the constitutional claims,

The case is properly here for review.
The attack on "jurisdiction" is but a
flourish, and add nothing to the constitu-
tional points above mentioned which the
defendant's counsel has been pressing with
repetitious insistence. We have suffered
no change of mind on the constitutional
issued since the Whitmarsh decision.

Lxceptions overruled,

2a (cont'd,.)

COMMONWEALTH OF MASSACHUSETTS

SUPREME JUDICIAL COURT FOR
THE COMMONWEALTH, AT BOSTON

IN THE CASE OF June 12, 1975.

COMMONWEALTH
vs.

RICHARD I. LUDWIG
pending in the District Court of Northern
Norfolk for the County of Norfolk, Nos.
4157, 4158 and 4159

ORDERED, that the following entry be
made in the docket; viz. ,—

Exceptions overruled.

By the Court,

William M. Cloran, Asst.
Clerk.

June 12, 1975

Brief statement of the grounds and reasons
of the decision;

See opinion on file,

3a

APPENDIX

Article XII of the Massachusetts Declaration of Rights:

No subject shall be held to answer for any
crimes or offense, until the same is fully and
plainly, substantially and formally, described to
hin: or be compelled to accuse, or” furnish
evidence against himself. And every subject shall
have a right to produce all proofs, that may be
favorable to him; to meet the witnesses against
him face to face, and to be fully heard in his
defense by himself, or his counsel, at his election.
And no. subject shall be arrested, imprisoned,
despoiled, or deprived of his property, immunities,
or privileges, put out of the protection of the law,
exiled, or deprived of his life, liberty, or estate,
but by the judgment of his peers, or the law of
the land.

And the legislature shall not make any law, that
shall subject any person to a capital or infamous
punishment excepting for the government of the
army and navy, without trial by jury.

G.L. CH. 218 Sec. 26

District courts shall have original jurisdiction,
concurrent with the superior court, of the
following offenses committed within their respec-
tive district or otherwise made punishable therein:
all violations of by-laws, orders, ordinances, rules
and regulations, made by cities, towns and public
officers, all misdemeanors, except libels, all
felonies punishable by imprisonment in the state
prison for not more than five years, the crimes
mentioned in sections sixteen, seventeen, eighteen,
nineteen, twenty-cight and forty-nine of chapter
two hundred and. sixty-six, and the crimes of
forgery of a promissory note, or of an order for

4a

>»

money or other property, and of uttering as true
such a forged note or order, knowing the same to
be forged. They shall have jurisdiction of proceed-
ings referred to them under the provisions of
section four A of chapter two hundred and eleven.
Amended by St.1958, c. 138; St.1962, c. 722, §8;
St.1964, c. 140; St.1969, c. 496; St.1973, c. 585.

G.L. CH. 278 Sec. 18

Whoever is convicted of a crime before a district
court may appeal the finding of guilty or the
sentence imposed thereon to the superior court or
may appeal to and claim a jury of six in a district
court in accordance with section twenty-seven A
of chapter two hundred and eighteen and at the
time of conviction shall be notified of his right to
take such appeal. The case shall be entered into
the superior court on the return day next after the
appeal is taken, and the appellant shall be released
On personal recognizance or committed, in accord-
ance with the procedures set forth in section
fifty-eight of chapter two hundred seventy-six,

until he recognizes to the commonwealth, in such
sum and with such surety or sureties as the court
requires, with condition to appear at the superior
court on said return day and at any subsequent
time to which the case may be continued, if not
previously surrendered and discharged, and so from
time to time until the final sentence, order or
decree, and not depart without leave, and in the
meantime to keep the peace and be of good
behavior. If the appellant is not released on
personal recognizance and is committed for failure
to recognize, the superior court shall thereupon
have jurisdiction of the case for the purpose of
revising the amount of bail required as aforesaid.

5a

The appellant shall not be required to advance any
fees upon claiming his appeal or in prosecuting the
same. Notwithstanding any other provision of law,
a defendant, after a finding of guilty in a district
court, may appeal therefrom and shall thereafter
be entitied to a trial de novo in the superior court
or may app. il to and claim a jury of six in a
district court in accordance with said section
twenty-seven A. Amended by St.1973, c. 657.

Massachusetts General Laws, Chapter 278. Section ISA:

| Trial of misdemeanors in Suttolk county or in municipal
court of Boston |

Any defendant, in any distriet court of Suffolk county or
in the municipal court of the city of Boston, found guilty
of a violation of a by-law, order, ordinance, rule or regu-
lation made by a eity or town or publie officer or of any
other misdemeanor, exeept libel, may appeal and claim
a jury of twelve in the municipal court of the city of
Boston. By claiming sueh appeal, the said claimant shall
he deemed to have waived any claim of appeal io a trial
by a jury in the superior court or other disposition in
said superior court,

Any defendant, found guilty in any district court of
Suffolk county or in the municipal court of the city of
Boston, of a violation of any of the offenses enumerated
in the first paragraph of this section who has appealed
to the superior court, may, at any time before trial on
such appeal, elaim a trial by a jury of twelve in the munici-
pal court of the city of Boston and by sO doing shall be
deemed to have waived any right to a trial by a jury in
the superior court or other disposition in said superior
court. When a claim for a trial by a jury of twelve in

6a

the municipal court of the city of Boston has been made
under the provisions of this paragraph, the clerk of the
superior court shall forthwith forward to the clerk of said
minnicipal court of the eity of Boston all the papers in
the case whieh have been filed in the superior court,

The justice presiding at such session over a jury “of
twelve in said municipal eourt of the city of Boston shall
have and exercise all the powers and duties which a justice
of the superior court has, and may exercise in the trial
and disposition of such cases.

No justiee so sitting shall aet in a ease in which he has
either sat or held an inquest in the distriet court or other-
wise has an interest.

Trials by sueh juries of twelve shall proceed in accord.
anee with the provisions of law and rules of court apph
eable to trials by jury in the superior court. The common-
wealth shall be entitled to as many challenges as equal the
whole number to which all of the defendants in the ease are
entitled. Jurors shall be drawn from the pool of jurors
available for the jury sessions in the superior court for
Suffolk county. The district attorney for the Suffolk dis-
trict shall appear for the commonwealth in all eases. The
chief justice of the municipal court of the city of Boston
shall arrange for jury sessions in the said municipal court
and shall assign justices and special justices thereto, to
the end that speedy trials may be provided for such appeals.
In the event of a trial by a jury of twelve in the said
municipal court, review may be had direetly by the supreme
judieial court, by a bill of exceptions, appeal, report or
otherwise in the same manner provided for trials by jury
In the superior eourt. Any person taking an appeal under
this section shall be subject to the municipal court of the
city of Boston in aatters of recognizance, In such matters,
the said municipal court shall have all of the powers and
duties of, and shall proceed in the same manner as the
superior court.

7a

| BEST COPY AVAILABLE

° Any defendant in the district court of Marlborough, the
Massachusetts General Taws Chapter 218, Section 27A: district court of Natick, first distriet court of southern
[Trial by jury of six in certain courts] Middlesex, the distriet court of central Middlesex or the

. <> ; second district court of eastern Middlesex found guilty of
ti 4 en ePisecaisini drial obipeti commy an offense or crime over which the distriet courts have
found silty of an oftense ei erie over which the district original jurisdiction under the provisions of section twenty-
courts have ortginal jurisdiction under the provisions of six may appeal and claim a jury of six in the first district
section twenty-six may appeal and claim a jury of six in court of southern Middlesex.
the district court of Central Berkshire. Any defendant in the first district court of eastern

Any defendant in a district court of Bristol county found Middlesex, the third distriet court of eastern Middlesex,
euilty of an offense or crime over which the Cistrict courts the district court of Somerville, or the district court of
have original jurisdiction under the provisions of section Newton, found guilty of an offense or erime over which
twenty-six may appeal and claim a jury of six in the second the dtsirtet courts have original jurisdiction under the
or third district court of Bristol. ProVvistons of seetion went ~1X rica supepreand wed chlatm oa

Any defendant in a district court of Essex county found Jury of six inthe third district court ef eastern Middlesex,
guilty of an offense or crime over which the district courts Any defendant tia distriet court of Norfolk county found
have original jurisdiction under the provisions of section euilty of an offense or erie over witel the district courts
twenty-six may appeal and claim a jury of six in the first ° have original jurisdiction under the provisions of section
district court of Essex or the eentral district court of twenty-six may appednband elatm a jury of six in the district
northern Essex, , court of northern Norfolk or the district court of East

Any defendant in a distriet court of Hampden county Norfolk,
fonnd guilty of an offense or crime over which the district Any defendant ina district court of Plymouth county
courts have original jurisdiction under the provisions of found guilty ef an offense or erime over witch the district
section twenty-six may appeal and elaim a jury of six in courts have ortginal jurisdtetion undor the provistons of
the district court of Springfield. section twenty-six may appeal and clatm a jury of six in

Any defendant in the first district court of northern the distriet court of Brockton.

Middlesex, the fourth district court of eastern Middlesex ANA defendant inoa distriet court of Woreester cOMMTN
or the distriet court of Lowell found guilty of an offense fonned guilty of an offense or erin over which the district
or crime over which the district courts have original juris- courts have original jurisdiction under the provisions of
diction under the provisions of section twenty-six may seetion fwenty-six may appeal and elaine a jury of six im
appeal and claim a jury of six in the district court of the contral distriet court of Worcester,

Lowell, Sueh claim of appeal shall be oteowritine and shall eon

a:

sfitmte a waiver of anv claim of appenl te oa trink by jury
1) t}ye SHperior court oor ofttper clispeosttion ny write Superior

eourt,

8a

Ga

BEST COPY AVAILABLE

Neevoelefemeloont found endliv rm cn ef said distriet eouirts,

of nn atfense or erine ever whieh the distriet ecaurts have
a A } Mine ‘ ? } 1) ~tertis cof setetpanm twentv
~ } ’ ’ 1Pee'P lee eourrt ? j 1 tha
‘ ast rie mht auto cane Canes

| ¢ vt ry ef <r 7 thy

sryt elesies tout UM SUT eS Es ret = @n7 thyrevrrerty ten ot

Sueh claim shall be in and shall con

- vaiver « rit tes ce tytarl dew gy ture am the

cnnerior court er other dispe<ifion in said sunerior court.
When acelnim for ao trinh ta ines of sis has decom anede
tretee the prevtstiens of this parcgraph. the elerk of the
superior court shall forthwith forward to the clerk of the
said district court all the papers in the ease which have
heen filed in the superior court,

The justice presiding at such session over a jury of six
shall have and exercise all the powers and duties which
a justice of the superior court has any may exereise in
the trial and disposition of such cases.

No justice so sitting shall act in a case in which he
has either sat or held an inquest in the district court
or otherwise has taken part in any proceeding therem.

Trials by such juries of six ina distriet court shall be
hekd in the courthonse of said court or a courthouse of
the superior court within the same county, and shall pro-
coed in accordance with the provisions of law applicable
to trials by jury in the superier court, except that the
number of peremntory challenges shall be limited to two
to each defendant. The commonwealth shall be entitled to
asorany ehallenges as equal the whole number to which
oll of the defendants in the ease are entitled, Jurors shall
be drawn from the pool of jurors available for the jury
sessions in either civil or eriminal sessions in the superior
court. The distriet attorney for the district in which the
alleged offense or offenses occurred shall appear for the
commonwealth in all eases) The chief justice of the district

10a

courts shall arrange for the jury sessions of the said
distriet courts and shall assign justices and special justices
thereto, to the end that speedy trials may be provided for
such appeals. In the event of a trial by a jury of six
in a district court, review may be had directly by tha
supreme judicial court by a bill of exceptions, appeal,
report or otherwise, in the same manner provided for trials
by jury in the superior court. The defendant may elect
fo waive a jury of six in the manner provided by acai
six of chapter two hundred and sixty-three, but such waiver
shall not revive anv right to a trial by jury or other

disposition in the superior court which had been waived
under the provisions of the eleventh or twelfth paragraphs,
of this seetion.

The justice presiding at such session over a jury of six
shall, upon the request of the defendant, appoint a stenog-
rapher, who shall be sworn, and who shall take <teno-
graphie notes of all the testimony given at the trial, and
shall provide the parties thereto with a transcript of his
notes or any part thereof taken at the trial or hearing for
whieh he shall he paid by the party requesting it at the
rate fixed by the chief justice of the district courts; pro-
vided, however, that such rate shall not exceed the rate
provided by scetion eighty-eight of chapter two hundred
and twenty-one. Said chief justiee may make regulations
not Inconsistent with law relative to the assignments, duties
and service of stenographer. appointed for any district
court, and any other matter relative to such stenographers.
The compensation and expenses of said stenographer shall
be paid by the county.

lla

- , DISTRICT COURT OF
ok re oe NORTHERN NORFOLK
G.L. CH. 278 Sec. 20
Upon such appeal, the clerk of the district court . COMMONWEALTH OF MASSACHUSETTS
shall transmit to the clerk of the superior court a ,

: | | vs.
copy ot the complaint and of the record of

conviction, the original recognizances, a list of the
Witnesses. the appearance of the attorney for the
defendant, if any is entered, and a statement of

the expenses: and no other papers need be MOTION FOR JURY TRIAL
transmitted.

RICHARD I. LUDWIG

Now comes the defendant and moves this
court for a trial by jury in the first

G.L. Ch. 278 See. ? instance, a right guaranteed by the
sm Rae Sixth Amendment to the Constitution,
Issues of fact joined upon an indictment or Callan v. Wilson, 117 U.S. 540, Duncan v.
complaint shall, in the superior court, be tried by Louisiana, 391 U.S. 145, ftn. 30; and a
4 jury drawn and returned in the manner provided rignt guaranteed by the speedy trial
for the trial of issues of fact in civil causes, unless : provision of the Sixth Amendment, Klopfer
the person indicted or complained against elects to v. North Carolina, U.S. , Holliday v.
be tried by the court as provided by law. State, 280 A 2d 333; and a right guaran-
. teed under the couble jeopardy provisions

of the Fifti: Amendment, Benton v. ‘iiaryland,
89 S.Ct. 2056, United States v. Jorn, 400
U.S. 470.

By his attorney,
(s) ROBERT W. HAGOPIAN

Robert ‘Il. lUagopian, Esq.

Wrentham, Massachusetts 02093

l2a

l3a

COMMONWEALTH OF MASSACHUSETTS

NORFOLK, SS DISTRICT COURT OF
NORTHERN NORFOLK
SIX MAN JURY

No. 4157-9
COMMONWEALTH
V
LUDWIG

MOTION TO DISMISS

Now comes the defendant in the above
entitled action and says:

1. On March 11, 1974, he was charged
in the District Court of Northern Norfolk
on the above entitled complaints;

2. at the beginning of the proceedings
he moved the court for a trial by jury in
the first instance, asserting his Sixth
Amendment right to a speedy trial by jury
in tne first instance. A copy of said
motion is attached and made a part hereof.

3. The district court denied said
motion.

4. The defendant was found guilty.

Wherefore, the defendant alleges that
his conviction in the district court was
void for being incontravention to the
Constitution of the United States, Callan
v. Wilson, 127 U.S. 540, 556-7; Duncan v.
Louisiana, 391 U.S. 145, 158 ftn. 30, 181,
182 ftn. 21, 213; Holliday v. State, 380
A.2d 323; and as such the district court
lack jurisdiction, Jones v. Robbins, 8
Gray 329, 330. Additionally, this court
also lacks jurisdiction as this court's
appellate jurisdiction must be predicated

14a

on the jurisdiction of the district court.

And the defendant further maintains
that to try him a second time in these
circumstances would violate the douple
jeopardy provisions of the Fifth Amend-
ment to the Constitution, and the speedy
trial provisions of the Sixth Amendment.

By his attorney,

(s) ROBERT W. HAGOPIAN

Robert W. Hagopian, Esq.
Wrentnam, Massachusetts 02093

4/5/74 Denied. Defendant's exception
noted.

(s) VIROSTEK SJ

l4a (cont'd,)

COMMONWEALTH OF MASSACHUSETTS

SUPREME JUDICIAL COURT
CRIMINAL NO.150 of 1974

COMMONWEALTH OF MASSACHUSETTS

VS.

RICHARD I. LUDWIG

NOTICE OF APPEAL TO THE SUPREME
COURT OF THE UNITZD STATES

Notice is hereby given that Richard I.

Ludwig,
appeals

the appellant above named, hereby
to the Supreme Court of the United

States from the judgment of the Supreme
Judicial Court on Juhe 12, 1975. This ap-

peal is
1257(2).

taken pursuant to 28 U.S.C. Sec.

By his attorney,

Robert W. Hagopian, Esq.
Wrentham, Massachusetts 02093

15a

CERTIFICATE OF SERVICE

Now comes Robert W, Hagopian, Esq., and
certifies that he has served a copy of
the above Notice of Appeal on Jonn P. Con-
nor, Jr., Esq., Assistant District Attor-
ney, by mailing a copy of same first class,
postage prepaid, to him at Norfolk Superi-
or Court House, High Street, Dedham,
Massachusetts 02026, on September 2, 1975.

Robert W. Hagopian, Esq.
Wrentham, Massachusetts 02093

15a (cont'd.)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_1012%3A1. Public record. Not legal advice.
