# Petition — OIL, CHEMICAL & ATOMIC WORKERS UNION v. DUNLOP (No. 74-1443)

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition
- **Published:** January 1, 1974

## Text

MAY 16 13} )

SSS |
IN THE

Supreme Court of the United States

OCTOBER TERM 1974
No. WA- 144 3

OIL, CHEMICAL AND ATOMIC WORKERS
INTERNATIONAL UNION, AFL-CIO,

and

HEALTH RESEARCH GROUP,
Petitioners,

Vv.

JOHN T. DUNLOP, Secretary,
United States Department of Labor

and

JOHN H. STENDER, Assistant Secretary,
Occupational Safety and Health Administration

United States Department of Labor
Respondents.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

ALAN B. MORRISON
BERTRAM ROBERT COTTINE

Suite 700

2000 P Street, N.W.

Washington, D.C. 20036
(202) 785-3704

Attorneys for the Petitioners

REO 6 eR RE TCO
ABS DUPLICATORS, INC.—1732 Eye Street, N.W.—Waeshington, 0.C.—298-6637

(i)
TABLE OF CONTENTS

OPINION BELOW .
JURISDICTION .
QUESTION PRESENTED
STATUTE INVOLVED
STATEMENT OF THE CASE .
A. Administrative Proceedings
B. The Decision of the Court of Appeals .
REASONS FOR GRANTING THE WRIT .

A. The Decision Below Violates The Duty
of Appellate Courts to Review Questions
of Law and Thus Seriously Compromises
the Basic Protections Afforded Workers
by the Act

B. This Court Should Settle a Critical
Question Regarding Judicial Review of
Occupational Safety and Health Standards
SS eT ee
Conflict . ' ‘or

C. This Court Should Settle A Critical
Question of Statutory Construction
Involved In the Administration and
Enforcement of the Act .

CONCLUSION

APPENDIX A
Opinion of the Court of Appeals .

13

18

la

(ii)

APPENDIX B
Statement of Reasons and Representative
Carcinogen Standard Issued by Secretary

APPENDIX C
Sections 6(b\(5) & 6(b\(7) of the
Occupational Safety and Health Act..

APPENDIX D
Judgment of the Court of Appeals

TABLE OF AUTHORITIES
Cases:

American Ship Building Co. v. N.L.R.B.,
380 U.S. 300 (1965) . .

American Smelting & Refining Co. v.
Occupational Safety & Health Review Comm'n,
501 F.2d 504 (8th Cir. 1974) .

Associated Industries of New York State v.
U.S. Dep't of Labor,
487 F.2d 342 (2d Cir. 1974) .

Brennan v. Occupational Safety & Health
Review Comm'n,
491 F.2d 1340 (2d Cir. 1974).

Citizens to Preserve Overton Park v. Volpe,
401 U.S. 402 (1971) . ; ;

Dry Color Mfrs. Ass'n v. Dep't of Labor,
486 F.2d 98 (3d Cir. 1973).

Escoe v. Zerbst,
295 U.S. 490 (1935) .

Florida Peach Growers Ass'n v. U.S.
Dep't of Labor,
489 F.2d 120 (Sth Cir. 1974) .

iz

45a

16

22

15, 19

22

16

6, 19

17

18

(iii)

FMC v. Seatrain Lines, Inc.,
411 U.S. 726 (1973) .

FTC v. Texaco, Inc.,
393 U.S. 223 (1968) .

Industrial Union Dep't, AFL-CIO v. Hodgson,
499 F.2d 467 (D.C. Cir. 1974) .

Marbury v. Madison,
S U.S. (1 Cranch) 137 (1803) .

Morton vy. Ruiz,
415 U.S. 199 (1974) .

National Broadcasting Co. v. United States,
319 U.S. 190 (1943) . oe a

National Roofing Contractors Ass'n v. Brennan,

495 F.2d 1294 (7th Cir. 1974)
cert. denied, ah
95 S$. Ct. 775 (1975) .

N.L.R.B. v. Brown,
380 U.S. 278 (1965) . 3

Oil, Chemical & Atomic Workers Int'l Union
v. Brennan,

Civil Action No. 730-73

(D.D.C., filed April 17, 1973) .

Synthetic Organic Chem. Mfrs. Ass'n v. Brennan,

503 F.2d 1155 (3d Cir. 1974),
cert. denied, US. ;
95 S. Ct. 1396 (1975)

Train v. Campaign Clean Water, Inc.,
US. , 95 S. Ct. 847 (1975) .

Train v. City of New York,
U.S. , 9S St. Ct. 839 (1975)

United States v. American Trucking Ass'n,
310 U.S. 534 (1940) . ve.

19

16

10, 19

16

15

(iv)

Volkswagenwerk Aktiengesellschaft v. FMC,
390 U.S. 261 (1968) . ". a

Statutes and Other Legislative Authorities:
28 U.S.C. 81254(1) .

Occupational Safety and Health Act of 1970,
84 Stat. 1590, 29 U.S.C. 8651 ef seq. .

Section 2(b), 29 U.S.C. 8651(b)
Section 6(a), 29 U.S.C. 8655(a)
Section 6(b), 29 U.S.C. 6655(b) . .
Section 6(b\(1), 29 U.S.C. 8655(bX(1)
Section 6(b\(5), 29 U.S.C. §655(b\(5)

Section 6(b(7), 29 U.S.C. §655(b\(7)

Section 6(c), 29 U.S.C. 8655(c)
Section 6(c1), 29 U.S.C. 8655(cK1)
Section 6(c\3), 29 U.S.C. 8655(cX3)
Section 6(e), 29 U.S.C. 8655(e)
Section 6(f), 29 U.S.C. 8655(f)
Section 7(b), 29 U.S.C. 8656(b) . .
Section &(c\(1), 29 U.S.C. &57(cX1)
Section 9, 29 U.S.C. 8658

Section 10, 29 U.S.C. 6659 .
Section 22, 29 U.S.C.871.. .
Section 22(a), 29 U.S.C. 8671(a) .
Section 22(b), 29 U.S.C. 8671(b) .

S. Rep. No. 91-1282, 91st Cong., 2d Sess. (1970) .

H.R. Rep. No. 91-1291, 91st Cong, 2d Sess.
(1970) . iv ede

H.R. Rep. No. 91-1795, 91st Cong. 2d Sess.
(1970) . at ,

S. 2193, 91st Cong., 2d Sess. 66(b) (1970)

. 2, 3, 5, 6, 8, 9,

i

te

3

13
17
i7

4

11, 12, 13, 14
2, 3, 5, 6, 12,
13, 14, 21

18

(v)

H.R. 16785, 91st Cong., 2d Sess. 66 (1970) .

Senate Comm. on Labor & Public Welfare,
Legislative History of the Occupational
Safety & Health Act of 1970, 92d Se
Ist Sess (1971) . 7

Walsh-Healy Public Contracts Act,
38 U.S.C, 435, 38 .

Regulations & Notices:

29 C.F.R. $1910.93,
Tables G-1, G-2 & G-3 (1974) .

29 C.F.R. §1910.93a(b), (f) (1974) .

29 C.F.R. §1910.93e-, 39 Fed. Reg. 3756
(January 29, 1974). F ,

29 C.F.R. §1910.93q(b), (c), 39 Fed. Res
12342 (April 15, 1974) . ip

29 C.F.R. §1910.93q(c), (d), 39 Fed. Reg.
35890 (October 4, 1974) ° «

36 Fed. Reg. 10466, 10503-10506
(May 29, 1971) .

37 Fed. Reg. 13285 (July 6, 1972) .
38 Fed. Reg. 10929 (May 3, 1973) .
38 Fed. Reg. 10930 (May 3, 1973) .

38 Fed. Reg. 4037, 4038-4039
(February 9, 1973).

38 Fed. Reg. 24377 (September 7, 1973) .
39 Fed. Reg. 3874 (January 30, 1974) .
39 Fed. Reg. 31644 (August 30, 1974)

14, 17

18, 21

(vi)

39 Fed. Reg. 44792 (December 27, 1974)
39 Fed. Reg. 33843 (June 20, 1974)

40 Fed. Reg. 3392 (January 21, 1975)

40 Fed. Reg. 4019 (January 27, 1975). .
40 Fed. Reg. 4930 (February 3, 1975).

40 Fed. Reg. 7960 (February 24,1975) . .. .

40 Fed. Reg. 11890 (March 14, 1975) .

40 Fed. Reg. 13231 (March 25,1975)... .

40 Fed. Reg. 17654 (April 21, 1975) .
40 Fed. Reg. 20201 (May 8, 1975) .

Other Authorities:

3 CCH Employment Safety & Health Guide
49545 (1975)

Nat'l Inst. for Occupational Safety & Health,
U.S. Dep't of Health, Educ. & Welfare,
The Toxic Substances List-1974 Edition vii

Nat'l Inst. for Occupational Safety & Health,
U.S. Dep't of Health, Educ. & Welfare,
Criteria for Recommended Standards on
Occupational Exposure (1972-1975) .

Occupational Safety & Héalth Administration,
U.S. Dep't of Labor, Supplement to Final

Environmental Impact Statement on Proposed
Regulation: Handling of Certain ee

(filed December 3, 1973)
U.S. Dep't of Health, Education & Welfare,

Nat'l Inst. for Occupational Safety & Health,
Interagency Agreement #NIOSH-IA-74-35 (1974).

21

21

11

IN THE
Supreme Court of the Anited States
OCTOBER TERM 1974
No.

OIL, CHEMICAL AND ATOMIC WORKERS
INTERNATIONAL UNION, AFL-CIO,

and

HEALTH RESEARCH GROUP,

Petitioners,
v.

JOHN T. DUNLOP, Secretary,
United States Department of Labor

and

JOHN H. STENDER, Assistant Secretary,
Occupational Safety and Health Administration,
United States Department of Labor

Respondents.

PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

The Oil, Chemical and Atomic Workers International
Union, AFL-CIO, and the Health Research Group hereby
respectfully petition for a writ of certiorari to review the
judgment of the United States Court of Appeals for the
Third Circuit in this case.

2

OPINION BELOW

The opinion of the United States Court of Appeals for
the Third Circuit (Appendix A, infra, pp. la-13a) is re-
ported at 506 F.2d 385. That opinion reviewed the valid-
ity of the issuarice by the Secretary of Labor (the
"Secretary'’) of occupational health standards regulating
fourteen cancer-causing chemicals. The statement of reasons
applicable to all fourteen standards and a representative
carcinogen standard issued by the Secretary, 29 C.F.R.
§1910.93c-p, 39 Fed. Reg. 3756 (January 29, 1974), are
set out in Appendix B, infra, pp. 14a-42a.

JURISDICTION

The judgment of the Court of Appeals was entered on
December 17, 1974. (Appendix D, infra, p. 45a) The time
for filing a petition for writ of certiorari was extended until
May 16, 1975 by an order entered on March 6, 1975. The
jurisdiction of this Court is invoked under 28 U.S.C. §1254(1).
Original jurisdiction was invoked in the Court of Appeals un-
der 29 U.S.C. 8655(f).

QUESTION PRESENTED

Did the Court of Appeals err in testing the validity of
the Secretary's omission of two vital protections from occu-
pational health standards involving fourteen cancer-causing
chemicals by asking only whether the Secretary's decision
was a reasonable judgment rather than by measuring the
decision against the statutory provisions which mandate
these vital protections?

STATUTE INVOLVED

Sections 6(b)(5) and 6(b)(7) of the Occupational Safety
and Health Act of 1970, 84 Stat. 1594, 1595-1596, 29

3

U.S.C. $8655(b)(5), 655(b)(7), are set out in Appendix C,
infra, pp. 43a-44a.

STATEMENT OF THE CASE

Convinced that the human toll from workplace hazards
must be effectively controlled, Congress enacted the Occu-
pational Safety and Healih Act, 29 U.S.C. $8651 ef seq.
(1970). Section 6(b)(5) of the Act specifically mandated
the Secretary to set health and safety standards which
". . . most adequately assure that no employee will suffer
material impairment of health or functional capacity even
if such employee has regular exposure . . . for the period
of his working life . . . ."" 29 U.S.C. 8655(b)(5).!_ To
guarantee this protection, Congress concluded that there
were certain safeguards which were essential to worker
health and safety. One of these protections was the re-
quirement of a specific limit on the level of the toxic
material in the work environment, generally referred to as
a "performance standard", Jd. Such a standard enables
the Secretary to objectively measure an employer's per-
formance in eliminating the workplace hazard. In addi-
tion, Congress required that the standards include a system
to detect and measure worker exposure to the hazard so
that regular checks would be made of the workplace to
measure performance against the promises made (''moni-
toring") 29 U.S.C. 8655(b\(7). This petition seeks review

t

| The Secretary delegated his functions under the Act to the
Assistant Secretary of Labor for Occupational Safety and Health,
Secretary's Order #12-71. Both of these officials were respondents
in the Court of Appeals and are respondents in this Court.

4

of (a) the failure of the Secretary to include in the stand-
ards regulating fourteen cancer-producing chemicals (‘‘car-
cinogens") any performance standard whatsoever and his
indefinite deferral of any monitoring requirement, and (b)
the failure of the Court of Appeals to require the Secre-
tary to amend the standards by providing for these two
elements.

A. Administrative Proceedings

The governmental inquiry into the deaths and serious
health hazards confronting workers exposed to these
fourteen carcinogens began in May 1972 when the Secretary
requested the National Institute for Occupational Safety and
Health ("NIOSH")? to investigate the cancer hazard. NIOSH
transmitted fact sheets on these carcinogens to the Secretary
in July 1972 and its investigation culminated in a NIOSH re-
quest for whatever additional information the public might
have. 37 Fed. Reg. 13285 (July 6, 1972). Since continued
human exposure to these chemicals presented a grave
danger, and since the Secretary took no action to regu-
late them, the Oil, Chemical and Atomic Workers Union
("OCAW") and the Health Research Group, requested the
Secretary to issue an emergency temporary standard under
section 6(c) of the Act, 29 U.S.C. 8655(c). Their petition
documented the cancer hazard and proposed a standard
which included a performance standard and monitoring
among other important protections.? Inspite of the urgency
of the matter, no standard was promulgated until after the

2NIOSH is organized within the Department of Health, Educa-
tion and Welfare, 29 U.S.C. 8671.

3The Secretary noticed receipt of the petition and published the
text of the standard suggested by the petitioners for public com-
ment, 38 Fed. Reg. 4037, 4038-4039 (February 9, 1973).

5

_ petitioners filed a mandamus action to compel the Secre-

tary to act on their request for an emergency temporary
standard. On May 3, 1973, the Secretary finally issued
an emergency standard to deal "’. . . with the exposure of
employees to certain listed substances that are known to
cause cancer." 38 Fed. Reg. 10929. Specifically, the
Secretary found that: ". . . (1) the 14 carcinogens listed
in the emergency temporary standard are toxic and phys-
ically harmful; (2) that exposure to any of the 14 sub-
stances poses a grave danger to employees; (3) that em-
ployees are presently being exposed to the substances;
and (4) that the emergency temporary standard set forth
below is necessary to protect employees from such expos-
ure." Jd.

Although the emergency standard required employers
using these chemicals to institute certain work practices,
it did not place a definite limit on worker exposure to
the carcinogens by setting a performance standard. In
omitting any limit on worker exposure above fixed levels,
the Secretary violated the statutory mandate that ".. .
[w]henever practicable, the standard promulgated shall
be expressed in terms of objective criteria and of the
performance desired.'' 29 U.S.C. 8655(b)(5). Moreover,
the Secretary did not even require employers to measure
worker exposure to these carcinogens, ignoring completely
section 6(b)(7) which directs the inclusion of ". . . moni-
toring or measuring employee exposure . . . as may be
necessary for the protection of employees . . ."’ in these
standards. 29 U.S.C. §655(b)(7). Instead, the Secretary
merely required employers to report ". . . the type of

4 Oil, Chemical & Atomic Workers Int'l Union v. Brennan, Civil
Action No. 730-73 (D.D.C., filed April 17, 1973).

6

monitoring system [if any] that has been instituted . . ."
38 Fed. Reg. 10930 (May 3, 1973), a tactic he also em-
ployed with regard to the medical surveillance requirement.°
In fact, his statutorily required statement of reasons® never
mentioned any of the mandated protections contained in
the Act, let alone explained their omission from the
emergency standard.

Petitions for review were filed in the Third Circuit by
industry representatives, who challenged the inclusion of
two chemicals — El and DCB — on the list of carcino-
gens,’ and by petitioners here, who challenged the ade-
quacy of the protection afforded by the standard in the
face of the Secretary's finding that the chemicals posed a
grave danger to worker health. Although petitioners
urged consideration of the Secretary's failure to follow
the statutory mandates of sections 6(b)(5) and 6(b){7),
the Court of Appeals addressed itself exclusively to the
industry claim that two of the chemicals were improperly
found to be carcinogens, Dry Color Mfrs. Ass'n v. Dep't
of Labor, 486 F.2d 98 (3d Cir. 1973). The Court set
aside those findings because of an inadequate statement
of reasons, but declined to address the issues of moni-
toring, medical surveillance, and a performance standard
argued by petitioners. /d. at 108.

5 Section 6(b\7) of the Act, 29 U.S.C. §655(bX(7), requires the
inclusion of ". . . medical examinations and other tests . . . to most
effectively determine whether the health of such [exposed] employ-
ees is adversely affected... ."

6 Section 6(e), 29 U.S.C. 655(e).

7 EI is the acronym for ethyleneimine and DCB the acronym for
3,3 -dichlorobenzidene.

7

The Act requires the Secretary to replace an emergency
temporary standard with a permanent standard within six
months. 29 U.S.C. 8655(c)(3). In order to obtain expert
advice on this new standard, the Secretary convened an
advisory committee under section 6(b)(1), 29 U.S.C. 8
655(b)(1).8 But the advisory committee refused to ratify
the inadequacies of the emergency standard with the Sec-
retary's deviations from the requirements of the Act.
Instead, it recommended a performance standard of "no
measurable exposure or contact" to the cancer-producing
chemicals. 38 Fed. Reg. 24377 (September 7, 1973). The
committee also stressed the need for monitoring to detect
the presence of these carcinogens in the workplace, and ad-
vised the Secretary to include sufficient medical surveillance
to determine the adverse effects of continued human expo- _
sure to each of these carcinogens. /d.

The permanent standard, which was not promulgated
until January 29, 1974, almost three months after the
statutory deadline, was premised on the conclusion that
". . . a safe level of human exposure to any of the 14
carcinogens cannot be established by. the application of
present knowledge ... ."' (App. B, p. 20a). However,
the Secretary failed to implement this finding by requir-
ing a performance standard, monitoring, ard adequate
medical surveillance which are mandated by the Act. On
the performance standard issue, the Secretary restricted
his consideration to the "no detectable level" standard
proposed by petitioners and later recommended by the
advisory committee (/d. at 20a-2la). He never addressed
his general obligation to set a performance standard,

8 The advisory committee met for eighteen days and considered

evidence from government agencies and other experts, including
extensive presentations from industry.

whether at the zero level or some other level — a failure
which is exemplified by the absence of any discussion of
the section 6(b)\(5) preference, if not a requirement, for
performance standards.

Having failed to establish a definite limit on worker
exposure, the Secretary further eroded worker protection
by omitting any requirement that employers monitor the
workplace to detect the amount of the carcinogen to
which workers are exposed. In a brief two sentences
the Secretary dismissed his statutory responsibility to
prescribe monitoring, and merely referred the develop-
ment of a monitoring requirement to NIOSH, an agency
over which he has no control, 29 U.S.C. 8671(a), 671(b),
and imposed no time limits on the receipt of NIOSH's
work.?

Finally, having failed to insure adequate control of
worker exposure by refusing to set a performance standard,
and having refused to provide monitoring to determine the
extent of worker exposure, the Secretary issued totally
inadequate requirements for medical surveillance. Instead
of prescribing specific tests to detect particular forms of
cancer caused by different carcinogens, the Secretary left
the selection of the techniques entirely to the employers.
In spite of the Secretary's admission that specific medical
surveillance was necessitated by the long latency period

9 In tum, NIOSH signed an interagency agreement on May 20,
1974, with the former Atomic Energy Commission to develop
monitoring techniques. This agreement is not scheduled for com-
pletion until September 30, 1976 — a full two and a half years
after the issuance of the permanent standards. U.S. Dep't of Health,
Education & Welfare, Nat'l Inst. for Occupational Safety & Health,
Interagency Agreement #NIOSH-IA-74-35 at 7 (1974).

, 9

between a worker's first exposure to the carcinogen and
the first appearance of cancer (App. B, p. 20a), the ad-
visory committee recommendations were ignored entirely.
Once again, the statement of reasons reflects no concern
for the statutory obligation to specify the contents of
the required medical examinations and diagnostic tests.

In sum, while the finding by the Secretary that the
fourteen chemicals presented grave dangers of inducing
cancer suggested the need for stringent measures to pro-
tect the workers, the Secretary's standards fell far short
of the minimum requirement under the Act that the
standards ". . . most adequately assure that no employee
will suffer material impairment of health . . ." as a result
of exposure to these carcinogens. Section 6(b)(5), 29
U.S.C. 8655(b)(5).

B. The Decision of the Court of Appeals

Once again petitions for review were filed in the Third
Circuit by the employers who used chemicals found to be
carcinogens. This time, however, there were challenges
not only to EI and DCB, but also to CCME and MOCA.'°
Petitioners once again filed for review under section 6(f)
of the Act, 29 U.S.C. 8655(f), raising substantially the
same objections to the permanent standard that they had
presented to the Third Circuit on the emergency standard
and to the Secretary and the advisory committee during
the proceedings on the permanent standard. At the re-
quest of the employers who utilized El, that petition for

10 CMME is the acronym for methyl chloromethyl ether and MocA®
is the registered trade mark for 4,4 “methylene bis (2-chloroaniline).

10

review was severed from the remainder of the case, and
an expedited schedule was ordered. Before the argument
was held on the remaining cases, the Court of Appeals
affirmed the determination of the Secretary that El was
a carcinogen, but reversed the part of the standard relat-
ing to its use in laboratories and remanded that matter
for further proceedings. Synthetic Organic Chemical Mfrs.
Ass'n v. Brennan, 503 F.2d 1155 (3d Cir. 1974), cert.
denied, _ U.S. _, 95 S.Ct. 1396 (1975).

Thereafter, on December 17, 1974, 2 different panel
of the Third Circuit affirmed the Secretary's determina-
tion that the other three chemicals whose carcinogenicity
was being contested also presented a significant risk of
cancer to humans exposed to them. (App. A, pp. 3a-5a).
However, the Court concluded that the Secretary had
not followed the statutory procedures and timetable for
utilization of advisory committees and hence the standard
dealing with MOCA — the only chemical as to which the ob-
jection was raised — was ". . . remanded to the Secretary for
compliance with the statutory mandate." (App. A, p. Sa).

The Court then turned to its review of the portions of
the standards which petitioners claimed to be insufficient
to protect exposed workers and to be in violation of various
provisions of the Act. Initially it considered the Secretary's
failure to prescribe a performance standard. Like the Sec-
retary, it made the fundamental error of restricting its ex-
amination to whether a particular performance standard —
one requiring ''no measurable exposure'' — was appropriate,
rather than deciding whether the Secretary erred in omit-
ting any performance standard, be it at zero tolerance or
some other level of exposure. Having so limited the
issue, and without reference to the contrary recommenda-
tion of the advisory committee, the Court concluded that

1]

the Secretary's decision was "'. . . a reasonable exercise
of judgment in the policy-making sphere."' (App. A, p.
10a). In its brief discussion of the question, section
6(b)(5), which directs the Secretary to utilize a perform-
ance standard, was neither cited nor discussed by the
Court.!!

The next deficiency in the standard was also brushed
aside by the Court quite quickly. Although the standard
lacked any monitoring to detect worker exposure to these
carcinogens, the Court sustained the Secretary's decision
to request another agency to develop methods for deter-
mining amounts of carcinogens in the workplace (App.

A, p. lla). Unable to find any explanation for this buck-
passing in the statement of reasons, the Court explained

it by restating what the Secretary had done: ".. . in
effect the Secretary has deferred implementation of moni-
toring requirements pending further development of
methods for doing so... .'' (/d. at 12a). The Court
ignored entirely the monitoring recommendations of the
advisory committee,!? the Secretary's own compilation of
available monitoring techniques,'? and the broad statutory

11 The Act also directs the Secretary to consider ". . . experi-
ence gained under this and other health and safety laws... ."
29 U.S.C. §655(b)(5). Performance standards known as "threshold
limit values" had previously been set for all toxic substances regu-
lated by the Secretary, 29 C.F.R. 81910.93, Tables G-1, G2 &
G-3, 1910.93¢ (1974). Neither the Secretary nor the Court explained
why this experience did not support the use of a performance stand-
ard in regulating these fourteen carcinogens.

12 38 Fed. Reg. 24377 (September 7, 1973).

13 Occupational Safety and Health Administration, U.S. Dep't
of Labor, Supplement to Final Environmental Impact Statement
on Proposed Regulation: Handling of Certain Carcinogens 63-66
& Tables I-III (filed December 3, 1973).

12

authorization to act on the basis of the "best available
evidence" and the "latest available scientific data in the
field," 29 U.S.C. 8655(b)(5). And, most importantly, the
Court again failed to consider the governing statutory
mandate to provide ". . . monitoring or measuring ex-
posure at such locations and intervals, and in such manner
as may be necessary for the protection of employees... ."
29 U.S.C. §655(b)(7).

Finally, the Court confronted the inadequate medical
surveillance required by the standard. This time, how-
ever, the Court was not satisfied with the Secretary's
failure '"". . . to explain the lack of specific requirements
making the medical examinations effective . . ." (App. A,
p. 13a), and this dissatisfaction led it to compare the
standard to the advisory committee recommendations.

(/d. at 12a). It also noted but did not comment or rely
on the requirement of section 6(b)(7), which directs the
Secretary ". . . to prescribe the type and frequency

of medical examinations . . . to most effectively deter-
mine whether the health of such employees is adversely
affected by such exposure." (/d.) Based on this analy-
sis, it found the standard to be inadequate. The Court re-
manded because ''[t]he Secretary gave no reasons for
ignoring this recommendation of the advisory committee,
nor did he indicate, as he did in connection with moni-
toring devices, that further information was needed."" (/d.)
But even in this action, reversing the Secretary's determina-
tions concerning medical surveillance, the Court of Appeals
fell into the same error as on the other two points: it
judged the standard by whether the Secretary's action
appeared reasonable and not by whether it was within

the statutory guidelines set forth in sections 6(b)(5) and
6(b)(7) of the Act.

13

REASONS FOR GRANTING THE WRIT

A. The Decision Below Violates the Duty of
Appellate Courts to Review Questions of Law
and Thus Seriously Compromises the Basic
Protections Afforded Workers by the Act.

The failure of past efforts to eliminate serious work-
place hazards prompted Congress to pass the Occupational
Safety and Health Act of 1970. In it Congress sought to
eradicate a nation-wide epidemic which caused 14,500
deaths and disabled 2.5 million workers each year. S.
Rep. No. 91-1282, 9ist Cong., 2d Sess. 2 (1970) (here-
after "Senate Report"). The objective of the Act is
". . . to reduce the number and severity of work-related
injuries and illnesses, which despite current efforts of
employers and government, are resulting in ever-increas-
ing human misery and economic loss," Senate Report at
1. It intended to do this by providing every working man and
woman a safe and healthful workplace. 29 U.S.C. §651(b).

Congress was also keenly aware of the 390,000 new
cases of occupational disease each year. Senate Repoit
at 2. The problems resulting from past inaction in regu-
lating health hazards are compounded by the fact that
". . . every 20 minutes a new and potentially toxic chemi-
cal is introduced into industry .. ."" /d. Furthermore,
Congress found that over 65% of industrial workers were
exposed to harmful physical agents or toxic materials.
H.R. Rep. No. 91-1291, 91st Cong., 2d Sess. 15 (1970).
Among these were the lung carcinogen asbestos and the
bladder carcinogen beta-naphtylamine, Senate Report at
3-4, the latter being one of the fourteen carcinogens in-
volved in these standards.

14

This serious public health problem could have been
tackled by simply delegating broad rulemaking authority
to the Secretary as Congress had done in the past. £.g.,
Walsh-Healy Public Contracts Act, 38 U.S.C. $35, 38.
The House bill would have copied this former approach
and would have left the Secretary unlimited discretion in
regulating workplace hazards. H.R. 16785, 91st Cong.,
2d Sess. 86 (1970) (engrossed bill).“* However, the Senate
insisted that the Secretary be directed to promulgate
standards for toxic materials which ". . . most adequately
assure . . . that no employee will suffer material impair-
ment of health or functional capacity even if such em-
ployee has regular exposure to the hazard . . . for the
period of his working life . . ." S. 2193, 91st Cong,
2d Sess. $6(b) (1970). In addition, the Senate did not
leave the Secretary free to formulate the contents of a
standard without Congressional guidelines. The non-im-
pairment rule was strengthened by directions to include
specific provisions in each standard. Thus, section 6(b)(5)
and 6(b\(7) required a performance standard, monitoring,
and medical surveillance, as well as appropriate protective
equipment, labels, and warnings. In each case the Senate's
detailed directions were adopted in preference to the
House bill which contained no comparable, specific pro-
visions except for labels and warnings. H.R. Rep. No.
91-1795, 91st Cong., 2d Sess. 35 (1970). The result
was a statute which contained not only a general ad-
monition to the Secretary to protect the health of workers,

14 senate Comm. on Labor & Public Welfare, Legislative History
of the Occupational Safety & Health Act of 1970, 924 Cong., *3t
Sess. 1094-1095 (1971).

15

but the equivalent of a check list of techniques which he
was to utilize in most, if not all, the cases. '5

Instead of reviewing the Secretary's action in terms of
the controlling statutory mandates, the Court of Appeals
merely looked to the statement of reasons. It then con-
cluded that the Secretary's omission of a performance
standard was a "’. . . reasonable exercise of his judgment
in the policy-making sphere” (App. A, p. 10a), and that
the omission of a monitoring provision was a "pragmatic
decision" (/d. at 12a). In neglecting to measure these
standards in terms of their statutory framework, the court
below significantly failed to perform the function assigned
to it by Congress.

This Court has consistently maintained that the final
authority to interpret Congressional enactments is vested
in the judiciary, United States v. American Trucking Ass'n,
310 U.S. 534 (1940); Marbury v. Madison, 5 U.S. (1
Cranch) 137 (1803), even in those instances in which
Congress has delegated legislative or adjudicatory func-
tions to an administrative agency, FTC v. Texaco, Inc.,
393 U.S. 223 (1968); National Broadcasting Co. v. United
States, 319 U.S. 190 (1943). This is particularly true

15 Each of these provisions contains such phrases as "whenever
practicable’’ or ‘where appropriate" thus indicating that all of these
standards, which cover safety hazards such as physical agents
as well as these chemical carcinogens, need not contain all these
provisions in every case. Nonetheless, a fair reading of these
requirements indicates that inclusion is the general iule. In this
case, the Secretary did not even explain his reasons for omitting
these provisions. Yet, the Secretary is obligated to state the
significant issues which have been faced and then articulate the
rationale underlying their resolution, Associated Industries of New
York State v. U.S. Dep't of Labor, 487 F.2d 342, 353-354 (2d
Cir. 1974). .

16

where statutory limitations are involved, eg., FMC Sea-
train Lines, Inc., 411 U.S. 726 (1973), or where admin-
istrative action has been mandated by the statute, Train
v. City of New York, ____ US. ____, 95 S.Ct. 839
(1975); Train v. Campaign Clean Water, Inc., U.S.

, 95 S.Ct. 847 (1975). Where there is an n administra-
tive tive interpretation of statutory authority, the courts are
"not obliged to stand aside and rubber stamp their
affirmance of administrative decisions that they deem
inconsistent with a statutory mandate or that frustrate
the Congressional policy underlying a statute . . " NL.R.B.
y. Brown, 380 U.S. 278, 291 (1965); Volkswagenwerk
Aktiengesellschaft v. FMC, 390 U.S. 261, 272 (1968);
FMC vy. Seatrain Line, Inc., supra, at 746. Moreover,
"(t}he deference owed to an expert tribunal cannot be
allowed to slip into judicial inertia . . ." American Ship
Building Co. v. N.L.R.B., 380 U.S. 300, 388 (1965).

The reviewing court has an affirmative obligation to
review administrative action regardless of the Secretary's
failure, as in this case, to analyze his obligations in terms
of the statutory mandate. The Court must delineate the
scope of the Secretary's authority and discretion, and
identify the range of choices left to the administrator by
Congress. Citizens to Preserve Overton Park v. Volpe,
401 U.S. 402, 415-416 (1971). Where there is little
choice left to the administrator, the Court must carefully re-
view compliance with the statutory requirements. Id.
Judicial review thus necessitates a determination that the
administrator's action conforms with the statutory man-
dates, Train v. City of New York, supra, and is consistent
with the Congressional purpose, Morton v. Ruiz, 415 US.
199 (1974). Finally, the reviewing court must interpret
the statute as mandatory when to do otherwise would

17

seriously impair the interests to be protected, Escoe v.
Zerbst, 295 U.S. 490, 494 (1935).

Although section 6(b) dictates a limited range of
choices for monitoring and a performance standard, the
Court of Appeals has obliterated those limitations by fail-
ing to examine the statute at all. Instead, by concentrat-
ing its exclusive attention on the statement of reasons, it
has abdicated the role assigned by Congress in reviewing
the legal issues arising from the Secretary's interpretation,
or more accurately, his non-interpretation, of the Act.
The gravity of the abidcation of the Third Circuit is
compounded here because these chemicals pose a cancer
hazard to workers, and, as the Secretary himself acknowl-
edged, there is no known safe level of exposure to these
carcinogens (App. B, p. 20a).

The refusal of the Court of Appeals to at least insist
on an explanation from the Secretary for not including
these provisions is even less understandable in view of
the wide spread practice of including performance require-
ments and monitoring in other standards issued under the
Act, as the Secretary's own advisory committee recom-
mended. For instance, the Secretary adopted as "‘estab-
lished federal standards'’ under section 6(a) of the Act,
29 U.S.C. 8655(a), nearly 400 performance standards for
a variety of toxic substances that had originally been
issued under the Walsh-Healy Act. 29 C.F.R. $1910.93,
Tables G-1, G-2, & G-3 (1974). And in the first carcino-
gen standard promulgated under section 6(b), the Secre-
tary included not only a performance standard, but also
extensive monitoring provisions. 29 C.F.R. §1910.93a(b),
(f) (1974) (asbestos). !®

16 Subsequent to the issuance of the standards at issue here,
the Secretary promulgated both emergency and permanent standards
(continued)

18

Because the court below failed to discharge its duty to
review these standards in light of the requirements im-
posed by Congress, this Court should grant the writ
and direct the Court of Appeals and the Secretary to con-
sider the propriety of the standards under the tests estab-
lished by the Act. In this way the health of the 10,-
000 employees affected by these chemicals will be protected
in the manner provided by Congress, and the courts of
appeals will be given specific guidance on the performance
of their functions under the Act.!”

B. This Court Should Settle A Critical Question
Regarding Judicial Review of Occupational Safety
and Health Standards On Which the Circuits
Appear to Be in Conflict.

Three other circuits have been called upon to review
the Secretary's actions in terms of the statutory require-
ments, and each has directly compared the action to the
terms of the Act. In Florida Peach Growers Ass'n v. U.S.
Dep't of Labor, 489 F.2d 120 (Sth Cir. 1974), the Court
enforced the section 6(c)(1) requirement that a "grave

16 (continued)
for vinyl chloride which contain performance standards and a moni-
toring requirement. 29 C.F.R. §1910.93q(b), (c), 39 Fed. Reg.
12342 (April 15, 1974); 29 C.F.R. §1910.93q(c), (4), 39 Fed. Reg.
35890 (October 4, 1974).

17 The petition for certiorari denied by this Court with re-
spect to the determination that El was a carcinogen sought to
question the approach of the Court of Appeals in applying the
substantial evidence test to factual findings under section 6(f),
29 U.S.C. $655(f). Thus, that petition (No. 74-789) presented a very
different type of issue from the one presented here.

19

danger" must support the issuance of an emergency tem-
porary standard and required the Secretary to satisfy this
statutory prerequisite. In another case involving the safety
net standard, the Seventh Circuit directly applied the commit-
tee membership requirements of section 7(b) to the con-
struction advisory committee even though it considered
the petitioners’ claims "frivolous.'’ National Roofing Con-
tractors Ass'n v. Brennan, 495 F.2d 1294 (1974), cert.
denied, _ US. __, 95 S.Ct. 775 (1975). Signifi-
cant issues were raised regarding the adequacy of the as-
bestos standard in another case, and the District of Colum-
bia Circuit analyzed each in terms of the controlling
statutory language. IJndustrial Union Dep't, AFL-CIO

v. Hodgson, 499 F.2d 467 (1974). And where it found
that the Secretary failed to meet the requirements of
section 8(c)(1) for the retention of monitoring records,
that Court. remanded the recordkeeping provisions to the
Secretary. Jd. at 485, 487-488. The Court also emphasized
that the reviewing court must closely examine the Secretary's
action in relation to the relevant concerns of the Act, id. at
488, and that it must determine whether the agency had per-
formed in accordance with Congressional purposes. /d. at
475. Finally in Associated Industries of New York State
v. U.S. Dep't of Labor, 487 F.2d 342, 353-354 (2d Cir.
1973), Judge Friendly followed the same basic approach
in reviewing the lavatories standard.

Although the Third Circuit in two earlier decisions,
and in the part of this decision dealing with the timing of
the proposed permanent standard on MOCA (App. A, pp. Sa-
9a), reversed decisions of the Secretary, it did so on procedural

18 Dry Color Mfrs. Ass'n v. Dep't of Labor, supra; Synthetic
Organic Chemical Mfrs. Ass'n v. Brennan, supra.

20

matters that could be readily cured upon remand. How-
ever, when the Court came to the substantive mandates
for worker protection, it ignored both the controlling
statutory mandates and its past precedents enforcing
procedural mandates. Indeed, even its reversal on the
issue of medical surveillance was based almost entirely
on the irrationality of the Secretary's action and not on
the dictates of the Act.

C. This Court Should Settle A Critical Question of
Statutory Construction Involved In the Adminis-
tration and Enforcement of the Act.

Worker protections meeting the basic statutory mandates
will be a central issue in setting all future health standards
under the Act. The fourteen standards involved in this
petition are the forerunners of hundreds of other standards
which will be necessary to control workplace hazards. The
most recent NIOSH Toxic Substances List includes 13,000
chemicals which have demonstrated toxic effects,!9 and new
chemicals are constantly being introduced into the market-
place. Senate Report at 2.

Formal recommendations for 20 new standards ("‘criteria
documents") have been transmitted to the Secretary from
NIOSH and are awaiting standard-setting action, with an
estimated 18.5 million workers who must confront these
serious health hazards.” Another 31 criteria documents

19 Nat'l Inst. for Occupational Safety & Health, U.S. Dep't of
Health, Educ. & Welfare, The Toxic Substances List — 1974 Edition

20 Nat'l Inst. for Occupational Safety & Health, U.S. Dep't of
Health, Educ. & Welfare, Criteria for Recommended Standards on
Occupational Exposure to Ammonia, Inorganic Arsenic, Benzene,

(continued)

21

are expected before the end of fiscal year 1976,27! and
NIOSH has recently begun an inquiry into the dangers of

29 other chemical substances.2* However, planned govern-
ment projects will not be the only source of new standards in
the future, as evidenced by the unexpected disclosure of
new hazards for both vinyl chloride® and arsenic.”

Every new standard will necessarily involve the statutory
requirements for a performance standard, monitoring, medi-
cal surveillance, and the other mandates of section 6(b)(7).
rurthermore, in the next two years almost 400 "established
federal standards" promulgated in 1971 will be supple-
mented with the monitoring, medical surveillance, and other
requirements under section 6(b)(7) that they now lack.”

20 (continued)

Beryllium, Carbon Monoxide, Chloroform, Chromic Acid, Coke
Oven Emissions, Cotton Dust, Crystalline Silica, Hot Environments,
Inorganic Lead, Inorganic Mercury, Noise, Sulfur Dioxide, Sulfuric
Acid, Toluene. Toluene Diisocyanate, Trichloroethylene, & Ultra-
violent Radiation (1972-1975).

21 3 CCH Employment Safety & Health Guide 49545 (1975).

22 39 Fed. Reg. 44792 (December 27, 1974); 40 Fed. Reg. 7960
(February 24, 1975); 40 Fed. Reg. 13231 (March 25, 1975).

23 39 Fed. Reg. 3874 (January 30, 1974) (fact-finding hearing);
39 Fed. Reg. 12342 (April 15, 1974) (emergency temporary stand-
ard).

24 39 Fed. Reg. 31644 (August 30, 1974) (fact-finding hearing);
40 Fed. Reg. 3392 (January 21, 1975) (proposed permanent.
standard).

25 36 Fed. Reg. 10466, 10503-10506 (May 29, 1971).

26 Notices of proposed rulemaking appear at 39 Fed. Reg.
33843 (June 20, 1974); 40 Fed. Reg. 4019 (January 27, 1975);
40 Fed. Reg. 4930 (February 3, 1975); 40 Fed. Reg. 11890 (March
14, 1975); 40 Fed. Reg. 17654 (April 21, 1975); 40 Fed. Reg.
20201 (May 8, 1975).

22

The issues raised in this petition regarding judicial review
and the worker protections required by the Act, will
have universal application to this enormous standard-set-
ting activity. Resolution of these statutory issues by this
Court will assist the Secretary in meeting his statutory
obligations and guide the courts of appeals in reviewing
these standards.

Finally, occupational health and safety standards are
the primary enforcement method under the Act, Brennan
v. Occupational Safety & Health Review Comm'n, 491
F.2d 1340, 1343 (2d Cir. 1974). Where a standard lacks
protective provisions such as monitoring or medical sur-
veillance, compulsory enforcement of these protections
under sections 9 and 10 of the Act will be extremely
difficult. See generally, American Smelting & Refining
Co. v. Occupational Safety & Health Review Comm'n,
501 F.2d 504 (8th Cir. 1974). Even employer efforts
at voluntary compliance are seriously compromised when
the standard lacks any specific guidance on worker pro-
tections.

The cancer hazard posed by these fourteen chemicals
immediately affects ten thousand workers. However, the
necessary protection of the 57 million workers covered
by the Act is directly dependent on the promulgation and
enforcement of standards which afford the complete pro-
tection mandated by Congress. This Court, by reviewing.
the decision below and directing the Secretary and the
courts of appeals to comply with the Act, can signifi-
cantly advance the effectiveness of the worker protection
provided by Congress and give badly needed guidance to all
concerned and thereby avoid unnecessary litigation.

23

CONCLUSION

For the foregoing reasons, the petition for a writ of
certiorari should be granted.

Respectfully submitted,

ALAN B. MORRISON
BERTRAM ROBERT COTTINE

Suite 700
2000 P Street, N.W.

Washington, D.C, 20036
(202) 785-3704

Attorneys for the Petitioners

May 16, 1975

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APPENDIX A

UNITED STATES COURT OF APPEALS
For toe Turmp Circuit

No. 74-1129
No. 74-1149
No. 74-1268
SYNTHETIC ORGANIC CHEMICAL MANUFAC-
TURERS ASSOCIATION, ET AL.,
Petitioners in No. 74-1129
v.

PETER J. BRENNAN, SECRETARY,
DEPARTMENT OF LABOR, ET AL.,
) Respondents.
OIL, CHEMICAL & ATOMIC WORKERS
INTERNATIONAL UNION, AFL-CIO, ET AL.,
Petitioners in No. 74-1149
v.

PETER J. BRENNAN, SECRETARY,
DEPARTMENT OF LABOR, ET AL.,
Respondents.

POLYURETHANE MANUFACTURERS
ASSOCIATION,
Petitioner in No. 74-1268
v.

DEPARTMENT OF LABOR, ET AL.,
Respondents

Ow Perrrion ror Review or AcTION oF THE
Assistant SEcRETARY oF LABOR FOR
OccuPaTIONAL SaFETY AND HEALTH

Argued October 21, 1974
Before Hastie, Grssons and Weis, Circuit Judges.

Or CounsgEL:

Cleary, Gottlieb, Steen
& Hamilton

1250 Connecticut Avenue,

N.W.
Washington, D.C. 20036

Or CounsgL:

William J. Kilberg, Esq.

Solicitor of Labor

Benjamin W. Mintz, Esq.

Associate Solicitor for
Occupational Safety &
Health

Michael H. Levin, Esq.
Counsel for Appellate
Litigation

Steven F. Witt, Esq.

Robert C. Barnard, Esq.

Donald L. Morgan, Esq.

Charles F. Lettow, Esq.

Eric Schwartz, Esq.
Washington, D.C. 20036
Attorneys for Petitioners
in No. 74-1129

Bertram Robert Cottine,

Esq.
Alan B. Morrison, Esq.
Suite 700
2000 P Street, N.W.
Washington, D.C. 20036
Attorneys for Petitioners
in No. 74-1149

Arvid A. Sather, Esq.
25 West Main Street
Madison, WI 53703
Attorney for Petitioner in
No. 74-1268

Carla A. Hills, Esq.
Assistant Attorney General

Stephen F. Eilperin, Esq.

Michael H. Stein, Esq.
Department of Justice
Washington, D.C. 20530
Attorneys for Respondents

3a

OPINION OF THE COURT
(Filed December 17, 1974)

Weis, Circuit Judge.

The important subject of OSHA’s regulations on the
usage of a group of chemicals labeled as carcinogens oc-
cupies us once again. Although most of the standards are
sustained, those as to laboratory practices and medical
examinations of employees must be remanded. We also
find validity in the objections by one of the appellants that
the Secretary of Labor erred in not publishing a proposed
regulation after receiving the report from his advisory
committee.

These are companion cases to Synthetic Organic
Chemicals Manufacturers Association v. Brennan, — F.2d
— (No. 74-1129 3d Cir. Aug. 26, 1974), consisting of ap-
peals from occupational health standards promulgated by
the Secretary of Labor. These permanent regulations were
issued on January 29, 1974, regulating, inter alia, the ex-
posure of employees to fourteen chemicals found to be
carcinogenic. 29 C.F.R. §1910.93ce-p.

Appeals to this court were filed on behalf of employers
who utilized four of the chemicals—EI, CMME, DCB and
MOCA. Another appeal was filed by the Oil Chemical and
Atomic Workers Union from the standards applicable to
all fouiveen substances. The appeal as it pertained to
Ethyleneimine (EI) was severed, and we held in the prior
opinion that the Secretary had made sustainable determina-
tions as to the chemical’s carcinogenicity and proper stand-
ards for industrial usage. We concluded, however, that
proper notice had not been given before promulgating
regulations for the use of EI in the laboratory and re-
mwanded on that point. Our conclusions as to the legal
issues presented by the earlier case likewise apply to the
appeals now under consideration and we need not repeat
what was said in our prior opinion.

4a

The contentions made here with respect to 3, 3’-di-
chlorobenzidine (DCB) by employers who utilize it are
similar to those raised in connection with El—that is, the
data derived from tests revealing carcinogenicity in ani-
mals were not properly extrapolated to human suscepti-
bility. Nothing in the record permits a differentiation here
from our earlier decision on El, and we do not make one.
While the scientific data varies, of course, the same legal
principle applies and, accordingly, the petitioners’ conten-
tion must fail.

The thrust of the opposition to the standard regulating
chloromethyl methyl ether (CMME) is aimed at certain
studies relied upon by the Secretary. The employers con-
test the validity of the Van Duuren studies’ by questioning
whether pure CMME was tested or whether, as usually oc-
curs, the substance was contaminated to form bis chloro-
methyl ether (BCME).? Again, the issue is the same as
that in the EI appeal, and again in this case the Secretary’s
determination finds adequate support in the record.

Polyurethane Manufacturers Association (PMA), the
employers’ association concerned with the use of 4,4’
methylene bis (2-chloroaniline) (MOCA) ® in various manu-
facturing processes, presses the same arguments as to
carcinogenicity that are advanced for DCB and CMME. Of
necessity, the same criteria of review is applied to this
chemical as the others in question. The Secretary’s deter-

1. Van Duuren studied the properties of BCME and CMME and, in 1968,
experments employing both skin applications. and subcutaneous inject His

presence certain

suub coatmemenes anten Geax CH ead TROT Connell in animal
subjects. anf yr S&S

used through I.R. and GLC analysis, showing no BCME content.
2. BCME is a potent chemical which industry concedes is carcinogenic.
Be cqpee Gag ot Ce eet Ge peceaee & pale Cs © Oe Cae
mercially feasible. In industrial usages. it rapidly decomposes in air and
a

now

3. "h. MOCA io the wade anme wilted by duPont, stthough te chemical
Seanase of no singliany, bet © cheuld be und We use the MOCA trade name

Sa

mination is supported by the record and therefore must be
sustained.

PMA, however, raises one additional contention not
presented in the other appeals. It challenges the pro-
cedures followed by the Secretary in promulgating the
permanent standards for the industrial use of MOCA. This
contention has merit and requires that the case be re-
manded to the Secretary for compliance with the statutory
mandate.

MOCA was subject to the same emergency standard
that was issued by the Secretary for the other thirteen
chemicals on May 3, 1973 although PMA apparently did not
become aware that MOCA was to be included in the group
until the emergency standard was published. Thereafter,
the Secretary instituted procedures to enact a permanent
standard. According to 29 U.S.C. § 655(c) (2) and (3), once
an emergency temporary standard is enacted, it is effective
until superseded by a permanent standard fashioned in ac-
cordance with the procedures prescribed in §655(b). The
emergency standard serves as a proposed rule for that
proceeding and the permanent standard must be enacted
within six months. The legislative history emphasizes that
‘*upon publication of such an emergency temporary stand-
ard, the Secretary must begin a regular standard setting
procedure.’’ 1970 United States Code Congressional and
Administrative News, P. 5184.

We now turn to the requirements of §655(b). That
section provides that the Secretary may request the recom-
mendations of an advisory committee to which he may
submit his own proposals as well as pertinent factual and
research data. The committee then submits its recom-
mendations to the Secretary within a specified time. Para-
graph (2) provides that the Secretary shall publish a pro-
posed rule and that interested parties be given the
opportunity to submit written data, comments or objections
to the proposal within thirty days. If an advisory com-
mittee has been appointed, the Secretary is to publish the

6a

proposed rule within sixty days after the submission of the
committee’s recommendations. Paragraph (3) provides
that, if objections are filed to the proposed rule and a hear-
ing is requested, notice of the hearing shall be given within
thirty days of the last date for filing objections.

With these guidelines in mind, it is appropriate to re-
view the chronology of the proceedings here:

May 3, 1973 —The emergency temporary stand-
| ard was issued.

June 19, 1973 —The Secretary announced the for-

mation of an advisory committee.

July 16, 1973 —The Assistant Secretary of Labor

published a notice of ‘‘Com-
mencement of rule-making pro-
ceeding,’’ stating that the emer-
gency standard of May 3, 1973
was proposed to be made per-
manent.

July 27, 1973 —The Assistant Secretary pub-

lished a revision of the emergency
temporary standard.

August 16, 1973 —An amended notice of proposed
rule making was published to re-
flect the revision.

August 27, 1973 —The advisory committee sub-
mitted its recommendation to the
Secretary.

September 7, 1973 —The committee’s recommenda-

tions were published.

September 11-14, 1973 * —Public hearings were held. Addi-
tional comments were received
until September 28, 1973.

sublished pursuant to. §455(b) (2)
with an allowance of thirty days to file comments. —_

—eEao rr rr lesser ee ee lll eee

7a

January 29, 1974 —The permanent standard was
published as to MOCA, with sep-
arate regulations for the thirteen
other substances.

The procedures followed here did not comply with
§ 655(b). The proposed rule was published before the ad-
visory committee had submitted its report. Consequently,
the parties were not given adequate time to submit com-
ments or to prepare for the hearing after the committee’s
work was completed. Had § 655(b) been observed, under
the most expeditious of circumstances, the hearing could
not have been held earlier than thirty days after the ad-
visory committee had submitted its report te the Secretary.’

The Secretary contends that this timetable does not
apply when an emergency standard has been issued since
§ 655(c)(3) states that the emergency standard shall serve
as a proposed rule for the paragraph (b) proceeding. If no
advisory committee is appointed, paragraphs (b) and
(c)(3) are consistent but when an advisory committee does
function, there is a conflict between the two statutory provi-
sions. It is our conclusion that paragraph (b) must prevail.
As we said in Dry Color Manufacturers’ Association v. De-
partment of Labor, 486 F.2d 98, 104-105 n.9a (3d Cir. 1973) :

‘‘The courts should not permit temporary emergency
standards to be used as a technique for avoiding the
procedural safeguards of public comment and hearings
required by subsection 6(b). Especially where the
effects of a substance are in sharp dispute, the promul-
gation of standards under subsection 6(b) is preferable
since the procedure for permanent standards is spe-
cifically designed to bring out the relevant facts.’’

a

8a

While that comment was made in another context, its under-
lying philosophy is pertinent.

If we were to hold that paragraph (b) does not apply,
then the purpose of convening an advisory committee would
be subverted. A rule which the committee was to assist in
formulating would have already been published and the
committee’s function would be reduced to merely preparing
comments to a proposal. This is not compliance with the
statutory mandate that the committee shall submit its
recommendations ‘‘regarding the rule to be promulgated.”’
Congress did not intend a mere post facto role for the
advisory committee because it provided that a proposed
rule must be published within sixty days after submission
of the committee’s recommendation. § 655(b) (2).

We are not critical of the Secretary’s decision to utilize
an advisory committee in this instance. To the contrary, in
view of the complexity of the problems, that procedure is
highly desirable. See 1 Davis, Administrative Law
Treatise § 6.03. However, the value of notice and comment
from interested parties in a hearing for rule making was not
realized in this case. As an example, the advisory com-
mittee was instructed that only one set of standards would
be promulgated for all fourteen chemicals, despite the sub-
stantial differences in their properties and their industrial
and laboratory uses.* After the public hearings had been
concluded, however, the Secretary issued separate stand-
ards for each chemical.’ Had the proposed rule recited the
separate standards, the presentation of pertinent objec-
tions, comments and data would have made the public
hearings far more valuable to all concerned.* Since the

6. Some of the committee members objected to this directive and the
Secretary recognized that there was some merit to their pease publishin
a revision of the emergency temporary standard on July 27, 1973. 38 F

Reg. 20074 (1973). However, this revision did little to solve the problem and
the instructions to the committee remained unchanged.

7. Much of the language, however, in the separate standards is merely
duplication of that governing all of the other chemicals.

8. PMA, for example, says that the revision of July 27, 1973 permitted it
to utilize open vessel processes. However, the report of the advisory com-

9a

procedural requirements of the statute were not observed,
the standards relating to MOCA must be remanded to the
Secretary for appropriate action to correct the defects.

The Oil Chemica] and Atomic Workers Union (OCAW)
and the Health Research Group have appealed from the
standards established for each of the fourteen chemicals.
These petitioners assert that the standards are deficient
because :

1. they fail to include a performance standard man-
dating no measurable exposure to any of the chem-
ical substances ;

2. the Secretary erred in declining to require a permit
system as a regulatory device ;

3. no monitoring requirements were included in the
final regulation ; and

4. no specific tests were set forth as part of the require-
ments for medical examinations.

The first contention, suggesting that a no measurable
exposure standard be used, presents the same difficulty in
review as that discussed in the EI case. There, we pointed
out that by extrapolating the testing on animal species to
establish carcinogenicity in man, the Secretary was exer-
cising a policy judgment rather than a purely factual
determination.

Here, the Secretary stated that, while a safe level of
exposure cannot be established by application of present

8. (Cont’d.)

mittee, whose recommendations had to be geared to cover all fourteen chemicals,
permitted only closed wessel operation. The permanent standards ibited
open vessel operation. The Secretary contends that the revised definition of
“closed vessels” formulated by the advisory committee and ultimately adopted
in the permanent standard does permit certain open vessel operations involving
MOCA. PMA questions this and asserts that had it been given the oppor-
a to meet the issues at a public hearing after being advised of the specific
s later adopted, it would have been able to develop the data to show
that the unique properties of MOCA would permit safe operation in open
vessels. We do not resolve that factual dispute here and merely point to it
as an example of where compliance with the terms of the statute might have
provided a regulation and standard more acceptable to all concerned.

10a

knowledge, there is respectable opinion that such levels do
exist and that a total ban on manufacture is the only com-
plete guarantee of no possible exposure.’ He recited that
the intent of the standards is to reduce exposure of workers
to the maximum extent practicable with continued use. The
standards applicable to certain of the substances do provide
that mixtures containing less than one percent of the chem-
ical would be exempt from regulation and in the other six
the level is set at 0.1 percent.

As was aptly stated in Industrial Union Department v.
Hodgson, 499 F.2d 467, 474 (D.C. Cir. 1974):

‘*. . . some of the questions involved in the promul-
gation of these standards are on the frontiers of
scientific knowledge, and consequently as to them in-
sufficient data is presently available to make a fully
informed factual determination. Decision making must
in that circumstance depend to a greater extent upon
policy judgments and less upon purely factual anal-
ysis.”’

And in discussing the requirements of feasibility noted in
§ 655(b)(5),’° the court said:

‘‘Congress does not appear to have intended to protect
employees by putting their employers out of business—
either by requiring protective devices unavailable
under existing technology or by making financial viabil-
ity generally impossible.’’

We conclude that the action of the Secretary in setting
exposure standards is a reasonable exercise of his judg-
ment in the policy making sphere.

9. 39 Fed. Reg. 846 (1974).

10. This section in part provides, “The Secre .. . Shall set the standard
which most adequately assures, to the extent feasible, on the basis of the best
—— evidence, t no employee will suffer material impairment of

lla

While the advisory committee recommendation favored
a permit system," the Secretary stated that a decision had
been made not to adopt such a system. He wrote:

‘*The investigations and evaluations of thousands of
work situations involving a carcinogen, and the com-
pletion of procedures, possibly including hearings, for
the granting of permits, would require many years and
the diversion of substantial resources, even if available,
from other serious occupational safety and health
considerations.’’ ”

Though there is much to be said for recently expressed
concern about undue judicial deference to administrative
expertise, this is an appropriate situation for such respect.
The OSHA program is a vast one, but to interested parties
one particular facet of its operation may understandably
appear to be the most critical. The Secretary, however,
who has the responsibility for allocation of the not un-
limited resources entrusted for OSHA’s operation, may
differ. The court should defer to his opinion of what is a
practical program which can be administered with some
degree of speed and efficiency. We find no error in the
Secretary’s choice between methods of enforcement.

No provision for specific techniques of environmental
monitoring are contained in the standards and OCAW ob-
jects to this omission. But in our view the Secretary has
satisfactorily met this objection by requesting NIOSH ™ to
develop, on a priority basis, methods for determining
amounts of carcinogens in the work place. In effect the

11. An employer would be required to apply to the agency for a permit
before being allowed to use the chemical. The permit would presumably not
issue until there was a showing of compliance with appropriate standards.
This type of regulation should contrasted with the one put into effect,
that is, permitting — but depending for enforcement upon inspections and
sanctions for non-compliance.

12. 39 Fed. Reg. 846 (1974).
13. The National Institute for Occupational Safety and Health (NIOSH)

was established within the Department of Health, Education and Welfare by

29 U.S.C. §671.

12a

Secretary has deferred implementation of monitoring re-
quirements pending further scientific development of
methods for doing so. Such a decision is a pragmatic one
which will not be disturbed by the court.

Finally, OCAW attacks the provisions for medical ex-
aminations because they do not prescribe specific medical
protocols and diagnostic tests to be given employees who
work with the chemicals. The advisory committee sug-
gested that employers should provide a comprehensive
history and physical examination consisting of diagnostic
tests and periodicity specific to the carcinogen and in no
less detail than guidelines set forth by the Secretary of
Labor after consultation with the Secretary of Health, Edu-
cation and Welfare.

During the rule-making process, evidence was sub-
mitted which established that the various carcinogens acted
on different bodily organs and that particular tests were
required for specific chemicals. This evidence was another
instance of the problems engendered by considering all of
the substances as a group rather than on an individual
basis.

The Secretary gave no reasons for ignoring this recom-
mendation of the advisory committee, nor did he indicate,
as he did in connection with monitoring devices, that fur-
ther information was needed.

29 U.S.C. § 655(b)(7) provides, inter alia:

‘In addition, where appropriate, any such standard
shall prescribe the type and frequency of medical ex-
aminations or other tests which shall be made available,
by the employer or at his cost, to employees exposed to
such hazards in order to most effectively determine
whether the health of such employees is adversely af-
fected by such exposure.’’

In contrast to the standards adopted here, certain diagnos-
tic tests are required by the regulations pertaining to
asbestos workers, see 29 C.F.R. § 1910.93a(j)(2) & (3), and

l3a

some specificity is evident in the medical examination re-
quirements for employees who are exposed to viny] chloride,
39 Fed. Reg. 35897 (1974).

At oral argument, counsel for the Secretary posited
that the existing broad standards could be interpreted to
require any specific diagnostic tests which might be neces-
sary. But this approach introduces an element of un-
certainty not satisfactory to either employee or employer.
It is important that the worker be assured of the benefits
of medical procedures that are presently available and that
industry be advised of what is expected of it. The regu-
lations can be drafted with ample flexibility to take ad-
vantage of expanding medical knowledge in the field.
Specific provisions need not discourage improvement or
innovation in this critical area.

The failure of the Secretary to explain the lack of
specific requirements making the medical examinations ef-
fective requires that we remand this aspect of the standards
applicable to all of the chemicals.

In summary then, the regulations applicable to 4,4’
methylene bis (2-chloroaniline) (MOCA) will be remanded
for the publication of a proposed standard, to be followed
by the required procedures for allowance of comments and
hearing. The regulations pertaining to laboratory usage
of all the chemicals involved in these appeals are remanded
so that appropriate notice may be issued to interested par-
ties and opportunity provided for comment and hearing.
The portion of the standards applicable to all of the chem-
icals referring to medical examinations will be remanded
for further proceedings.

A True Copy:

Teste:

Clerk of the United States Court of Appeals
for the Third Circuit.

(A.O.—U. S. Courts, International Printing Co., Phila., Pa.)

l4a

APPENDIX B

STATEMENT OF REASONS AND A REPRESENTATIVE
CARCINOGEN STANDARD ISSUED BY SECRETARY OF
LABOR JANUARY 29, 1974

The Statement of Reasons and Standards on Carcinogens
issued by the Secretary of Labor, 29 C.F.R. 8 1910.93c-p,
39 Fed. Reg. 3756 (January 29, 1974), are reprinted below.
A representative standard has been selected, 29 C.F.R.
§ 1910.93/, since all fourteen standards are identical for
the purposes of this petition.

Titte 29—Lasor
Cuapter XVII—OccupationaL Sarety aNp HEALTH
ADMINISTRATION, DEPARTMENT OF LABOR

Part 1910—OccuPaTIONAL SAFETY AND HEALTH
STANDARDS

Carcinogens
Pursuant to section 6(b) and (c) of the Williams-
Steiger Occupational Safety and Health Act of 1970
(29 U.S.C. 655) and Secretary of Labor’s Order No.
12-71 (36 FR 8754), Part 1910 of Title 29, Code of
Federal Regulations, is hereby amended in the manner
set forth below, in order to provide standards dealing
with the exposure of employees to certain substances

that are known to cause cancer.

Background. On May 22, 1972, the Deputy Assistant
Secretary of Labor for Occupational Safety and Health
requested information from the Director of the Na-
tional Institute for Occupational Safety and Health
(NIOSH) on nine substances alleged to be carcinogens.
As part of his effort to gain the best available scientific
data, the Director published on July 6, 1972, at 37 FR
13285, a request for information concerning 15 sub-
stances. The data, arguments, and conclusions re-
ceived by NIOSH were made available to the Occupa-
tional Safety and Health Administration.

On January 4, 1973, a petition for an emergency
temporary standard from the Oil, Chemical, and At-

15a

omic Workers Union (OCAW) and Health Research
Group (HRG) was received by the Department of La-
bor. The petition contained relevant information on
the danger of exposure to 10 carcinogens, and sug-
gested regulations to prevent worker exposure to the
substances.

On February 9, 1973, a notice was published in the
FeperaL Recister (38 FR 4037) of the receipt of the
petition for issuance of an emergency temporary stand-
ard, and information was requested from interested
persons on the issues involved. In response to the
notice, more than 50 written comments were received.

An emergency temporary standard on carcinogens
was promulgated on May 3, 1973, at 38 FR 10929. The
standard concerned work practices and controls de-
signed to protect employees from exposure to 14 car-
cinogenic substances.

A standard advisory committee on carcinogens was
appointed and began its meetings on June 25, 1973.
The members of the committee represented employers,
employees, Federal and state agencies and profes-
sionals. The committee terminated its meetings on
August 24, 1973, and submitted to the Assistant Sec-
retary of Labor for Occupational Safety and Health
its recommendations for a standard on certain carcin-
ogens on August 27, 1973. The recommendations were
published in the Feperat Recister on September 7,
1973 (38 FR 24375).

This rulemaking proceeding was commenced under
section 6(b) and (c) of the Act, with the emergency
temporary standard serving as a proposal as required
by section 6(c)(3) of the Act. Notice of the proceed-
ing was published in the Feperat Recister on July 16,
1973 (38 FR 18900). On July 27, 1973, a revision of the
emergency temporary standard was published at 38
-FR 20074, and an amended notice of rulemaking pro-

l6a

ceeding was published at 38 FR 22141, on August 16,
1973.

The notices invited interested persons to submit,
prior to September 5, written comments, data and
arguments concerning the proposals, and also pro-
vided for the presentation of oral testimony at a public
hearing scheduled for September 11-14, 1973. Numer-
ous written comments were received and about 36
parties testified at the hearing. The record of the
hearing was initially held open until September 28,
for additional comments. After the close and certi-
fication of the record by the administrative law judge,
additional comments mailed on or before September
28 were received. On October 2 the judge reopened
the record for the limited purpose of including these
additional comments. On October 15, the judge closed
the proceeding and forwarded the certified record to
the Assistant Secretary of Labor for Occupational
Safety and Health for final decision.

A final environmental impact statement on the pro-
posed standard on carcinogens was filed with the
Council on Environmental Quality on October 2, 1973,
and copies were distributed to appropriate agencies.
In a letter dated November 2, 1973, the Council pointed
out alleged deficiencies in the statement filed. Pursuant
to that letter, a supplement to the statement was sent
to the Council on November 29, 1973, with a request
for a waiver of the full, 30-day review period. By
letter dated December 10, 1973, the Council advised
that the request had been denied. Notice of the filing
of the supplement was published by the Council on
December 14, 1973 (38 FR 34488).

The following are the major issues raised in the
record of this proceeding:

(1) Selection of carcinogens. Some participants in
this proceeding have demanded to know the criteria

17a

for the selection of the 14 substances for regulation.
As the written submission of Uniroyal Chemical notes,
thirteen compounds derive from Appendix A to the
1972 TLV pamphlet published by the American Confer-
ence of Government Industrial Hygienists (ACGIH).
Alpha-Naphthylamine, which is not in the appendix, has
been added because it has frequently been found, in
industrial experience and in epidemiologic studies, to-
gether with beta-naphthylamine, and because experi-
mental animal studies demonstrate its independent car-
cinogenicity, Dimethyl sulfate, which is in the appendix,
is not included in the standards because it was con-
cluded after consideration of the relevant literature
that the documentation of its carcinogenicity was inade-
quate. The substances listed by ACGIH (except one)
were selected in order to take advantage of the work
and judgment of that group. Also, ten of the fourteen
substances were proposed to the Occupational Safety
and Health Administration (OSHA) for regulation by
OCAW and HRG in their petition.

(2) Documentation of carcinogenicity. The Na-
tional Institute for Occupational Safety and Health
(NIOSH), as official scientific advisor to OSHA, sub-
mitted to OSHA fourteen hazard review documents;
one for each of the substances included in the stand-
ards. Each hazard review document contains a sum-
mary and evaluation of information and data obtained
by NIOSH, including experimental animal and ep-
idemiologic data. All but one of the substances are
considered by ACGIH to be carcinogenic in man and/
or animals.

In promulgating these standards, OSHA has relied
extensively but not exclusively, on the hazard review
documents prepared by NIOSH. Some of the sub-
stances are recognized as human carcinogens by some
. employers participating in this proceeding. For in-

18a

stance, although Young Aniline Works apparently
takes issue with the studies which demonstrated Ben-
zidine to be a human carcinogen, the Benzidine Task
Force of the Synthetic Organic Chemical Manufac-
turers Association does not oppose OSHA considering
benzidine as carcinogenic to humans.

The essence of the NIOSH hazard review documents
follows.

Ethyleneimine. The carcinogenic potential of ethy-
leneimine (EI) has been confirmed by a study con-
ducted by Walpole in 1954 involving rats and one spon-
sored by the National Cancer Institute involving mice.
In the first study, animals developed injection site
sarcomas which the investigators attributed to the
direct action of Ethyleneimine, and in the second study
80 percent of the animals developed tumors, including
more than one-half with hepatomas (which the inves-
tigators stated had ‘‘malignant potentiality’’) and al-
most three-quarters with pulmonary tumors. Although
high doses of EI were administered, the investigators
stated there was no way to predict whether man would
be more or less susceptible to tumor induction by EI.

The case for the carcinogenicity of EI, then, rests
on the extrapolation to humans of the findings in two
separate, controlled animal studies. This position is
compatible with that of NIOSH concerning the prior
demonstration of carcinogenicity in at least two animal
studies.

A major question of occupational carcinogenesis
relates to the extrapolation of results of animal experi-
mentation to humans. The basis of numerous objec.
tions to the proposals is that, even assuming the
validity of animal experiments, such do not furnish
sufficient evidence that the substances involved are
carcinogenic to humans. Extrapolation of results

19a

obtained by animal experimentation is alleged to be
vitiated by several considerations: (a) That certain
cancers are specific only to some species; (b) that the
conditions of animal experiments are out of proportion
to, and not consistent with, conditions prevailing in
industrial exposure; and (c) that no cancers have yet
been detected in humans exposed to the substances. For
those substances whose metabolism is understood, and
is similar in both animals and man, the fact that they
induce cancers in animals warrants the expectation that
they will induce cancers in men. This applies to the
substances which cause urinary bladder cancers in
animals acting, not directly, but indirectly through
the mediation of metabolites formed both in experi-
mental animals and in exposed workers. This is also
true of those substances which apparently require no
metabolic alteration but attack a particular biologic
system (e.g., respiratory tract, alimentary canal)
which is similar in both animals and humans.

The objections raise the much broader issue of
human exposure to a chemical which is only known
to have caused cancers in experimental animals.

It is important to note that some opponents of the
regulation of such chemicals do not advocate treating
them as if they were harmless with respect to car-
cinogenic potential. Several employers, for instance
insist that such substances must be treated with ‘‘care’’
or ‘‘respect,’’ while also insisting that they call for
significantly less protection than those substances
known to be human carcinogens.

We think it improper to afford less protection to
workers when exposed to substances found to be car-
cinogenic only in experimental animals. Once the car-
cinogenicity of a substance has been demonstrated in
animal experiments, the practical regulatory alterna-
tives are to consider them either non-carcinogenic or

20a

carcinogenic to humans, until evidence to the contrary
is produced. The first alternative would logically re-
quire, not relaxed controls on exposure, but exclu-
sion from regulation. The other alternative logically
leads to the treatment of a substance as if it was known
to be carcinogenic in man.

We agree with the Director of NIOSH, and the
report to the Ad Hoe Committee on the Evaluation
of Low Levels of Environmental Chemical Carcin-
ogens to the Surgeon General, U.S. Public Health
Service, April 22, 1970, that the second alternative is
the responsible and correct one. This decision accords
with the work practices of some who object to the
proposed regulation. For example, although the
Pharmaceutical Manufacturers Association argues for
the exclusion of research laboratories from the stand-
ard, it states as its ground the fact that employees in
Pharmaceutical research are taught to work with all
chemicals under the assumption that they are
dangerous, unless it is specifically known that they
are not.

(3) The petition, zero tolerance, and permit system.
The petition of Oil, Chemical and Atomic Workers
Union (OCAW) and Health Research Group (HRG)
for an emergency temporary standard on ten sub-
stances proceeds on the assumption that any exposure
to any amount of a carcinogenic substance must be
prevented. Accordingly, it proposes a standard of
zero tolerance permitting no exposure whatsoever.
This objective would be accomplished by means of a
permit system and frequent monitoring and reporting.

We agree with the Ad Hoc Committee on the Evalua-
tion of Low Levels of Environmental Chemical Car-
cinogens that a safe level of human exposure to any of
the 14 carcinogens cannot be established by application
of present knowledge. But we are not prepared to

2la

draw from this state of knowledge the conclusion that
such levels do not exist. First, it is the professional
opinion of many knowledgeable people that as yet
undetermined safe levels of exposure possibly do exist.
Also, a conclusion that safe levels do not exist seems
questionable in view of other studies, some in the area
of carcinogenicity which demonstrated that below a
certain amount of a single or cumulative dosage, no
detectable harm is caused, or if harm is caused, the
extent of such harm will be of no practicable impor-
tance because the latency period prior to manifestation
of harmful effects will be of greater duration than the
normal lifespan of man. Secondly, no possible ex-
posure to the carcinogens under any circumstances
could only be guaranteed by a total ban on the man-
ufacture, use (even for cancer research), and trans-
portation of the substances. As long as the sub-
stances are used, exposure to some amounts may occur
because of breakdown of equipment or human error.
Accordingly, the intent of the standards is to reduce
exposure of workers to any of the listed substances
to the maximum extent practicable consistent with
continued use.

Numerous objections have challenged the authority
for, and the administrative feasibility of, the permit
system proposed on July 16, 1973 (38 FR 18902). It
is argued, for instance, that the Act requires the
promulgation of general standards, in accordance with
the procedures prescribed in section 6 of the Act,
while the proposed permits would be tailored to par-
ticular users, and would be issued by a different
procedure.

Another objection argues that a permit system, to
be effective, would require authority to stop an opera-
tion involving a carcinogen by administrative action,
in contravention of the statutory scheme which con-

22a

templates judicial determinations resulting in the ces-
sation of an operation.

With regard to feasibility, it is pointed out that a
multitude of permits would be required, and that,
therefore, the implementation of a permit system would
require substantial resources and several years.

It has been made clear that there are numerous
uses and processes involving carcinogens. It appears,
for instance, that there are 800 to 1800 users of 4,4’-
methylene bis(2-chloroaniline) alone. The investiga-
tions and evaluations of thousands of work situations
involving a carcinogen, and the completion of the
procedures, possibly including hearings, for the grant-
ing of the permits, would require many years and the
diversion of substantial resources, even if available,
from other serious occupational safety and health
problems.

After considering the administrative and legal
aspects of a permit system, as against those of general
standards enforced by the use of the current enforce-
ment tools of the Act, the decision has been made not
to adopt a permit system.

The requirement in the adopted standards for em-
ployers to report the uses of carcinogens and the
nature of operations involved, together with incidents
of releases of carcinogens, will permit significant ad-
ministrative surveillance.

(4) Mixtures. The proposal for this rulemaking
proceeding, like the Emergency Temporary Standard,
excludes from the scope of the standard mixtures con-
taining less than specified percentages of the 14 listed
substances. The specific figure as a cutoff point de-
rives from the regulations of the Commonwealth of
Pennsylvania and England, which also regulate ex-
posure to carcinogens, and apparently have faced

'

23a

the same administrative difficulties confronting OSHA.
It is recognized that some of the carcinogens may be
used in minute amounts with other substances, or may
appear as unintended, undesired byproducts or contam-
inants of processes. Some of the substances are used
in minute amounts in cancer research laboratories, and
for medical purposes. The College of American Path-
ologists, for instance, points out that for years path-
ology laboratories and physicians have used benzidine
and/or benzidine dihydrochloride for diagnostic pur-
poses. The American Home Products Corporation
calls attention to the use of beta-Propiolactone for the
sterilization of vaccines and tissue grafts. Koppers,
Inc., requests an exemption in some form for materials,
such as coal tar and coal tar products, that contain trace
amounts of some carcinogens as by-products or con-
tamination of processes essential to our industrial
society. It states that the application of the proposed
standard to crude mixtures, such as coal tar and coal
tar products, without any exemption, would have the
effect of closing down large segments of industry, such
as steelmaking, wood preserving, roofing, aluminum
reduction, and possibly even power plants.

The adopted standards retain the proposed ex-
clusion of solid or liquid mixtures containing less than
1 percent, by weight or volume, of eight of the carcino-
gens. Solid or liquid mixtures containing 4-Amino-
diphenyl, Benzidine (and its salts), 4-Nitrobiphenyl,
beta-Naphthylamine, bis-Chloromethyl ether and
Methyl chloromethyl ether are excluded only if they
contain less than 0.1 percent of those substances. Fi-
nally, an exclusion is provided in the destructive distil-
lation of carbonaceous materials, for alpha-Naphthyla-
mine and beta-Naphthylamine, which may occur in such
processes.

The overall purpose of all the exclusions is to avoid
substantial obstruction, if not stoppage, of the use of

iin anal

24a

many processes and products which are considered
useful in industy and even in cancer research, and
about which the record contains very little informa-
tion. We do not know how many such products and
processes there are, nor the availability of substitutes
for all of the carcinogens involved, nor the effect of
the other components of a mixture on the carcinogenic
potentiality of the small amounts of the carcinogen
involved. The exclusionary percentage for mixtures
containing 4-Aminodiphenyl, Benzidine, 4-Nitrobi-
phenyl, beta-Naphthylamine, bis-CLioromethyl ether
and Methyl chloromethyl] ether has been lowered from
1 percent to 0.1 percent because these substances are
known to be potent human carcinogens.

The exclusion for the destructive distillation of car-
bonaceous materials is for the purpose of avoiding the
extreme consequences to the segments of the industry
using vigorous thermal processes at a time when a
separate standard-setting proceeding on coke oven
emissions will afford the opportunity for a more in-
depth consideration of this whole area (see 38 FR
26207). The exclusion of the mixtures rests, not on a
finding that the mixtures are non-carcinogenic, but
rather on a decision not to regulate them at this time,
on the basis of the record of this proceeding.

(5) Number of Standards Needed. Another objec-
tion to the proposals is that the standard ‘*lumps
together’? many different substances with different
chemicals and physical properties, different physical
states, different biological properties and different
uses. There is merit in this objection. Accordingly,
14 standards are adopted, one for each substance listed
in the proposal of July 16, 1973.

These standards recognize and provide for different
uses and operations involving the regulated carci-
nogens. Ethylencimine and beta-Propiolactone are

25a

immediately corrosive, and provisions are made in the
standards for these materials for deluge showers and
eye wash fountains, located near places where ex-
posures might be expected. Principally volatile ma-
terials will not be present long enough for routine
washing or showering to have effect as a protective
measure. Thus, a requirement to wash on each exit,
and shower at the end of the’ day, would not offer any
significant protection to employees working in areas
where the volatile materials, Methyl chloromethyl
ether, bis-Chloromethyl ether, Ethyleneimine and beta-
Propiolactone, are present in a closed system or closed
system transfer operation. Trace amounts that might be
adsorbed onto exposed skin vaporize long before the
employee would routinely wash or shower. Wash re-
quirements are retained for these materials in isolated
system operations because the closed confinement of
glovebox gloves would inhibit vaporization if a leak
should occur.

Special provisions are made for premix operations
involving 4,4 Methylene-bis (2-chloroaniline) and
liquid prepolymer. These premix solutions, frozen or
otherwise, are packaged in such a manner and used only
after the 4,4’-Methylene-bis(2-chloroaniline) and the
prepolymer have started to react. No dust hazard
exists and a vapor hazard is unlikely. For this reason,
the standard requires only protective clothing such as
smocks, coveralls, or long-sleeved shirts and pants,
and gloves. This, we believe, will afford adequate
protection for these workers.

On the other hand, some of the differences pointed
out do not require different treatment. There are
basically two strategies of control, regardless of the
physical state of a carcinogen. One is to isolate the
carcinogen and the other is to isolate the areas of
possible exposure. In cases of isolated systems, the

26a

physical state of the carcinogen may be disregarded for
practical purposes. When a system is isolated and
fully closed so that the substances cannot escape into
the work environment, it does not matter if the sub
stance in it is a solid, liquid, or gas. An isolated
system achieved by engineering controls is the pre-
ferred approach and the basic approach adopted in
the standards. That is, the preferred method of con-
trol is engineering control, such as by closed systems,
mechanical seals, remote controls, and local exhaust
ventilation. This approach most effectively isolates
employees from potential contamination.

This is the reason for the ban on open vessel opera-
tions. Because of consideration of feasibility, special
provisions are made for laboratory hoods and transfer
point operations, and additional work practice require-
ments are made applicable to them.

When protection is afforded by means of personal
protective equipment, it is thought best to require body
coverage, regardless of the physical state of the
substance and its path of travel into the body. The
reason for such personal protection is that even if a
substance is considered to do harm only when ingested
or inhaled, it is prudent to provide protective garments
to be discarded after use, so that a worker may not
accidentally inhale or ingest contaminants adhering
to his clothing or body. This precaution is reasonable,
especially since the standards do not require full im-
pervious air-supplied suits. OSHA agrees with the
many comments that a full impervious air-supplied
suit is cumbersome, while impervious garments with
air-supplied hoods are adequate and more comfortable
to the workers when used in accordance with the work
practice provisions of these standards.

(6) Research laboratories. Numerous objections have
been made to the proposal for identical treatment of

27a

industrial use and laboratory use of the carcinogens.
There are essentially three objections: (a) That
laboratories use very small amounts of the substances ;
(b) that work is done by, or under the direction of,
highly trained personnel; and (c) that, in the absence
of an exemption or other special consideration, the
standard as proposed would obstruct, and possibly
even prevent much research including cancer research.

These objections are well-taken and special pro-
visions are matte applicable to laboratory activities.
The provisions are derived from the Minimum Safety
Guidelines for Research in Cancer (Part 1, For Re-
search Involving Chemical Carcinogens), prepared in
draft form by the Cancer Research Safety Committee
of the National Cancer Institute. In addition, it is
to be noted that the exclusion provisions for certain
mixtures may, by themselves, make a whole standard
inapplicable.

Personnel engaged in animal support activities must
necessarily handle animals exposed in connection with
experiments involving one or more of the carcinogens.
Such support activities include the feeding of animals,
cleaning of cages and the animal room, and caring for
the animals, including weighing operations. Such
close animal contact involves potential exposure both
to a carcinogen and to metabolites of the carcinogen
and therefore requires the more stringent controls for
such personnel provided in the standards.

(7) Signs and labels. The controversy with regard
to signs and labels centers on whether the word
‘‘eancer’’ should be used. We believe that a diluted
form of warning will uot suffice. We appreciate the
concern of employers with the reactions of their em-
ployees and the users of their products. But we con-
sider of paramount importance that a worker should
be fully apprised and realize the possible risks in-

28a

volved in his occupation. The use of the word
‘‘guspect’? in the phrase ‘‘Cancer-Suspect’’ follows
the revised Emergency Temporary Standard issued
July 27, 1973. Coupled with the information and
training requirement in the standard, it appears to
provide the necessary warning to employees.

(8) Information and training. Employers are
responsible for providing indoctrination and training
to their employees on the nature of the carcinogenic
hazards in the establishment, and the precautions to
be used when working with or in the presence of the
carcinogens. Information on the training and educa-
tion to be provided to employees is specified in each
of the standards for a carcinogenic agent.

(9) Monitoring. No provisions for specific tech-
niques or instruments for environmental monitoring
are contained in the standards adopted. OSHA has
requested NIOSH to develop, on a priority basis,
methods for determining qualitative and quantitative
amounts of the carcinogens in the workplace.

(10) Medical surveillance. Medical surveillance by
a physician is required in the standards prior to assign-
ment, at yearly intervals thereafter and whenever
known or possible exposure to a carcinogen has oc-
curred. Medical surveillance is considered necessary
because of the long latency period inherent in oc
cupational carcinogenesis, since initiation of exposure
and induction of cancer are not synchronous events.

(11) Reports and records. The standards require
reports concerning the use of carcinogens, the number
of employees in regulated areas, and incidents result-
ing in the release of a carcinogen in an area where
employees may be potentially exposed. The stand-
ards also require records of medical examinations of
employees. The reports and records are considered

29a

necessary in order to monitor the effectiveness of the
standards in protecting employees against occupa-
tional cancer and in order to obtain information, on a
continuing basis, concerning the hazards found in the
use of the carcinogens.

Accordingly, upon consideration of the whole record
of this proceeding, 29 CFR Part 1910 is amended by
revising §1910.93c and by adding new §§ 1910.93d
through 1910.93p, reading as follows:

§ 1910.931 Ethyleneimine.

(a) Scope and application. (1) This section ap-
plies to any area in which Ethyleneimine, Chemical
Abstracts Service Registry Number 151564 is manu-
factured, processed, repackaged, released, handled, or
stored, but shall not apply to transshipment in sealed
containers, except for the labeling requirements under
paragraphs (e)(2), (3), and (4) of this section.

(2) This section shall not apply to solid or liquid
mixtures containing less than 1.0 percent by weight
or volume of Ethyleneimine.

(b) Definitions. For the purposes of this section:
(1) ‘* Absolute filter’’ is one capable of retaining 99.97
percent of a mono disperse aerosol of 0.3 »m particles.

(2) ‘‘Authorized employee’? means an employee
whose duties require him to be in the regulated area
and who has been specifically assigned by the employer.

(3) ‘‘Clean change room’’ means a room where
employees pnt on clean clothing and/or protective
equipment in an environment free of Ethyleneimine.
The clean change room shall be contiguous to and
have an entry from a shower room, where the shower
room facilities are otherwise required in this section.

- (4) ‘*Closed system’’ means an operation involving
Ethyleneimine where containment prevents the release

30a

of Ethyleneimine into regulated areas, non-regulated
areas, or the external environment.

(5) ‘*Decontamination’’ means the inactivation of
Ethyleneimine or its safe disposal.

(6) ‘Director’? means the Director, National In-
stitute for Occupational Safety and Health, or any
person directed by him or the Secretary of Health,
Education, and Welfare to act for the Director.

(7) ‘‘Disposal’’ means the safe removal of Ethyle-
neimine from the work environment.

(8) ‘‘Emergency’’ means an unforeseen circumstance
or set of circumstances resulting in the release of Ethyl-
eneimine which may result in exposure to or contact
with Ethyleneimine.

(9) ‘‘External environment’’ means any environ-
ment external to regulated and nonregulated areas.

(10) ‘‘Isolated system’’ means a fully enclosed
structure other than the vessel of containment of
Ethyleneimine, which is impervious to the passage of
Ethyleneimine, and which would prevent the entry of
Ethyleneimine into regulated areas, nonregulated
areas, or the external environment, should leakage or
spillage from the vessel of containment occur.

(11) ‘‘Laboratory type hood’’ is a device enclosed on
three sides and the top and bottom, designed and main-
tained so as to draw air inward at an average linear
face velocity of 150 feet per minute with a minimum
of 125 feet per minute; designed, constructed, and
maintained in such a way that an operation involving
Ethyleneimine within the hood does not require the
insertion of any portion of any employees’ body other
than his hands and arms.

(12) ‘‘Nonregulated area’’ means any area under
the control of the employer where entry and exit is
neither restricted nor controlled.

3la

(13) ‘‘Open-vessel system’’ means an operation in-
volving Ethyleneimine in an open vessel, which is not
in an isolated system, a laboratory type hood, nor in
any other system affording equivalent protection
against the entry of Ethyleneimine into regulated
areas, nonregulated areas, or the external environ-
ment.

(14) ‘‘Protective clothing’’ means clothing designed
to protect an employee against contact with or ex-
posure to Ethyleneimine.

(15) ‘‘Regulated area’’ means an area where entry
and exit is restricted and controlled.

(c) Requirements for areas containing Ethylenei-
mine. A regulated area shall be established by an
employer where Ethyleneimine is manufactured, proc-
essed, used, repackaged, released, handled or stored.
All such areas shall be controlled in accordance with
the requirements for the following category or cate-
gories describing the operation involved: (1) Isolated
systems. Employees working with Ethyleneimine
within an isolated system, such as a ‘‘glove box’’ shall
wash their hands and arms upon completion of the
assigned task and before engaging in other activities
not associated with the isolated system.

(2) Closed system operation. Within regulated
areas where Ethyleneimine is stored in sealed con-
tainers or contained in a closed system, including
piping systems, with any sample ports or openings
closed while Ethylencimine is contained within:
Acvess shall be retricted to authorized employees only.

(3) Open vessel system operations. Open vessel

system operations as defined in paragraph (b) (13) o
this section are prohibited. .

(4) Transfer from a closed system, charging or dis-
charging point operations, or otherwise opening a

32a

closed system. In operations involving ‘‘laboratory
type hoods,’’ or in locations where Ethyleneimine is
contained in an otherwise ‘‘closed system,’’ but is
transferred, charged, or discharged into other norm-
ally closed containers, the provisions of this subpara-
graph shall apply. (i) Access shall be restricted to
authorized employees only;

(ii) Each operation shall be provided with continuous
local exhaust ventilation so that air movement is
always from ordinary work areas to the operation.
Exhaust air shall not be discharged to regulated areas,
nonregulated areas or the external environment unless
decontaminated. Clean makeup air shall be introduced
in sufficient volume to maintain the correct operation
of the local exhaust system.

(iii) Employees shall be provided with, and required
to wear, clean, full body protective clothing (smocks,
coveralls, or long-sleeved shirt and pants), and gloves
prior to entering the regulated area.

(iv) Employees engaged in Ethyleneimine handling
operations shall be provided with and required to wear
and use a fullface, supplied air respirator, of the con-
tinuous flow or pressure-demand type, in accordance
with § 1910.134.

(v) Prior to each exit from a regulated area,
employees shall be required to remove and leave pro-
tective clothing and equipment at the point of exit
and at the last exit of the day, to place used clothing
and equipment in impervious containers at the point
of exit for purposes of decontamination or disposal.
The contents of such impervious containers shall be
identified, as required under paragraphs (e)(2), (3),
and (4) of this section.

(vi) Drinking fountains are prohibited in the reg-
ulated area.

33a

(5) Maintenance and decontamination activities.
In cleanup of leaks or spills, maintenance or repair
operations on contaminated systems or equipment,
where direct contact with Ethyleneimine could result,
each authorized employee entering that area shall:
(i) Be provided with and required to wear clean,
impervious garments, including gloves, boots and con-
tinuous-air supplied hood in accordance ‘ with
§ 1910.134.

(ii) Be decontaminated before removing the pro-
tective garments and hood;

(iii) Be required to shower upon removing the pro-
tective garments and hood. ,

(6) Laboratory activities. The requirements of this
subparagraph shall apply to research and quality
control activities involving the use of Ethyleneimine.
(i) Mechanical pipetting aids shall be used for all
pipetting procedures.

(ii) Experiments, procedures and equipment which
could produce aerosols shall be confined to laboratory-
type hoods or glove boxes.

(iii) Surfaces on which Ethyleneimine is handled
shall be protected from contamination.

(iv) Contaminated wastes and animal carcasses
shall be collected in impervious containers which are
closed and decontaminated prior to removal from the
work area. Such wastes and carcasses shall be in-
cinerated in such a manner that no carcinogenic
products are released.

(v) All other forms of Ethyleneimine shall be in-
activated prior to disposal.

(vi) Laboratory vacuum systems shall be protected
with high-efficiency scrubbers.

34a

(vii) Employees engaged in animal support activ-
ities shall be (a) provided with, and required to wear, a
complete protective clothing change, clean each day,
including coveralls or pants and shirt, foot covers, head
covers, gloves, and appropriate respiratory protective
equipment or devices ; and

(b) Prior to each exit from a regulated area,
employees shall be required to remove and leave pro-
tective clothing and equipment at the point of exit and
at the last exit of the day, to place used clothing and
equipment in impervious containers at the point of exit
for purposes of decontamination or disposal. The con-
tents of such impervious containers shall be identified
as required under paragraphs (e)(2), (3), and (4) of
this section.

(c) Required to shower after the last exit of the day.

(viii) Employees, other than those engaged only in
animal support activities, each day shall be (a) pro-
vided with and required to wear a clean change of
appropriate laboratory clothing, such as a solid front
gown, surgical scrub suit, or fully buttoned laboratory
coat.

(b) Prior to each exit from a regulated area,
employees shall be required to remove and leave pro-
tective clothing and equipment at the point of exit and
at the last exit of the day, to place used clothing and
equipment in impervious containers at the point of exit
for purposes of decontamination or disposal. The con-
tainers shall be identified as required under paragraphs
‘e)(2), (3), and (4) of this section.

(c) Required to wash hands, forearms, face and
neck upon each exit from the reulated area close to the
point of exit, and before engaying in other activities.

(ix) Air pressure in laboratory areas and animal
rooms where Ethyleneimine is handled and bioassay

35a

studies are performed shall be negative in relation to
the pressure in surrounding areas. Exhaust air shall
not be discharged to regulated areas, nonregulated
areas or the external environment unless decontam-
inated.

(x) There shall be no connection between regulated
areas and any other areas through the ventilation sys-
tem.

(xi) A current inventory of Ethylenemine shall be
maintained.

(xii) Ventilated apparatus, such as laboratory type
hoods, shall be tested at least semi-annually or immedi-
ately after ventilation modification or maintenance
operations, by personnel fully qualified to certify cor-
rect containment and operation.

(d) General regulated area requirements—(1) Em-
ployee identification. A daily roster of employees en-
tering regulated areas shall be established and main-
tained. The rosters or a summary of the rosters, shall
be retained for a period of 20 years. The rosters and/
or summaries shall be provided upon request to autho-
rized representatives of the Assistant Secretary and
the Director. In the event that the employer ceases
business without a successor, rosters shall be forwarded
by registered mail to the Director.

(2) Emergencies. In an emergency, immediate
measures including, but not limited to, the requirements
of subdivisions (i), (ii), (iii), (iv), and (v) of this sub-
paragraph shall. be implemented. (i) The potentially
affected area shall be evacuated as soon as the emer-
gency has been determined.

(ii) Hazardous conditions created by the emergency
shall be eliminated and the potentially affected area
shall be decontaminated prior to the resumption of
normal operations.

36a

(iii) Special medical surveillance by a physician
shall be instituted within 24 hours for employees
present in the potentially affected area at the time of
the emergency. A report of the medical surveillance
and any treatment shall be included in the incident re-
port, in accordance with paragraph (f)(2) of this sec-
tion.

(iv) Where an employee has a known contact with
Ethyleneimine, such employee shall be required to
shower as soon as possible, unless contraindicated by
physical injuries.

(v) An incident report on the emergency shall be
reported as provided in paragraph (f)(2) of this sec-
tion.

(vi) Emergency deluge showers and eyewash foun-
tains supplied with running potable water shall be
located near, within sight of, and on the same level
with locations where a direct exposure of Ethylen-
eimine would be most likely as a result of equipment
failure, or improper work practice.

(3) Hygiene facilities and practices, (i) Storage or
consumption of food, storage or use of containers of
beverages, storage or application of cosmetics, smoking,
storage of smoking materials, tobacco products or other
products for chewing, or the chewing of such products,
are prohibited in regulated areas.

(ii) Where employees wear protective clothing and
equipment clean change rooms shall be provided, in
accordance with § 1910.141(e), for the number of such
employees required to change clothes.

(iii) Where toilets are in regulated areas, such toilets
shall be in a separate room.

(iv) Where employees are required by this section
to wash, washing facilities shall be provided in accord-
ance with § 1910.141(d)(1) and (2) (ii) through (vii).

37a

(v) Where employees are required by this section to
shower, shower facilities shall be provided in accord-
ance with § 1910.141(d) (3).

(4) Contamination control. (i) Regulated areas,
except for outdoor systems, shall be maintained under
pressure negative with respect to nonregulated areas.
Local exhaust ventilation may be used to satisfy this
requirement. Clean makeup air in equal volume shall
replace air removed. —

(ii) Any equipment, material, or other item taken
into or removed from a regulated area shall be done so
in a manner that does not cause contamination in non-
regulated areas or the external environment.

(iii) Decontamination procedures shall be estab-
lished and implemented to remove Ethyleneimine from
the surfaces of materials, equipment and the decon-
tamination facility.

(e) Signs, information and training—(1) Signs. (i)
Entrances to regulated areas shall be posted with signs
bearing the legend:

Cancer-Suspect AGENT
AUTHORIZED PERSONNEL ONLY

(ii) Entrances to regulated areas containing opera-
tions covered in paragraph (c)(5) of this section shall
be posted with signs bearing the legend:

Cancer-Susrect Acent Exposep 1x THis AREA IMPERVIOUS
Suir Inc.uprxe Groves, Boots, anp Arr-Suppiiep Hoop
Requrrep at Aut Times, AvTHoRIZED PersonNEL ONLY

(iii) Appropriate signs and instructions shall be
posted at the entrance to, and exit from, regulated
areas, informing employees of the procedures that must
be followed in entering and leaving a regulated area.

(2) Container contents identification. (1) Contain-
ers of Ethyleneimine and containers required under

38a

paragraphs (c)(4)(v) and (c)(6)(vii) (6), and (c) (6)
(viii)(b) of this section which are accessible only to,
and handled only by, authorized employees, or by other
employevs trained in accordance with subparagraph (5)
of this paragraph, may have contents identification
limited to a generic or proprietary name, or other
proprietary identification, of the carcinogen and per-
cent.

(ii) Containers of Ethyleneimine and containers re-
quired under paragraphs (c)(4)(v), (¢)(6)(vii)(d),
and (c)(6)(viii)(b) of this section which are accessible
to, or handled by employees other than authorized
employees or employees trained in accordance with sub-
paragraph 5 of this paragraph shall have contents iden-
tification which includes the full chemical name and
Chemical Abstracts Service Registry number as listed
in paragraph (a) (1) of this section.

(iii) Containers shall have the warning words ‘‘CAN-
CER-SUSPECT AGENT”’ displayed immediately
under or adjacent to the contents identification.

(iv) Containers which have Ethyleneimine contents
with corrosive or irritating properties shall have label
statements warning of such hazards, noting, if appro-
priate, particularly sensitive or affected portions of
the body.

(3) Lettering. Lettering on signs and instructions
required by subparagraph (1) of this paragraph shall
be a minimum letter height of 2 inches. Labels on con-
tainers required under this section shall not be less than
Ym the size of the largest lettering on the package, and
not less than 8 point type in any instance: Provided,
That no such required lettering need be more than 1
inch in height.

(4) Prohibited statements. No statement shall
appear on or near any required sign, label, or instruc-
tion which contradicts or detracts from the effect of
any required warning, information or instruction.

39a

(5) Training and indoctrination. (i) Each employee
prior to being authorized to enter a regulated area,
shall receive a training and indoctrination program
including, but not necessarily limited to: (a) The
nature of the carcinogenic hazards of Ethyleneimine,
including local and systemic toxicity ;

(b) The specific nature of the operation involving
Ethyleneimine which could result in exposure ;

(c) The purpose for and application of the medical
surveillance program, including as appropriate,
methods of self-examination ;

(d) The purpose for and application of decontamina-
tion practices and purposes ;

(e) The purpose for and significance of emergency
practices and procedures ;

(f) The employee’s specific role in emergency pro-
cedures ;

(g) Specific information to aid the employee in rec-
ognition and evaluation of conditions and situations
which may result in the release of Ethyleneimine ;

(h) The purpose for and application of specific first
aid procedures and practices ;

(i) A review of this section at the employee’s first
training and indoctrination program and annually
thereafter.

(ii) Specific emergency procedures shall be pre-
scribed, and’ posted, and employees shall be familiar-
ized with their terms, and rehearsed in their applica-
tion.

(iii) All materials relating to the program shall be
provided upon request to authorized representatives

of the Assistant Secretary and the Director.

40a

(f) Reports—(1) Operations. Not later than March
1, 1974, the information required in subdivisions (i),
(ii), (iii), and (iv) of this subparagraph shall be re-
ported in writing to the nearest OSHA Area Director.
Any changes in such information shall be similarly re-
ported in writing within 15 calendar days of such
change. (i) A brief description and in-plant location of
the area(s) regulated and the address of each regulated
area ;

(ii) The name(s) and other identifying information
as to the presence of Ethyleneimine in each regulated
area;

(iii) The number of employees in each regulated
area, during normal operations including maintenance
activities and

(iv) The manner in which Ethyleneimine is present
in each regulated area; e.g. whether it is manufactured,
processed, used, repackaged, released, stored, or other-
wise handled.

(2) Incidents. Incidents which result in the release
of Ethyleneimine into any area where employees may
be potentially exposed shall be reported in accordance
with this subparagraph. (i) A report of the occurrence
of the incident and the facts obtainable at that time in-
cluding a report on any medical treatment of affected
employees shall be made within 24 hours to the nearest
OSHA Area Director.

(ii) A written report shall be filed with the nearest
OSHA Area Director within 15 calendar days therafter
and shall include: (a) A specification of the amount
of material released, the amount of time involved, and
an explanation of the procedure used in determining
this figure ;

(b) A description of the area involved, and the extent
of known and possible employee exposure and area
contamination, and

4la

(c) A report of any medical treatment of affected
employees, and any medical surveillance program
implemented ; and

(d) An analysis of the circumstances of the incident,
and measures taken or to be taken, with specific com-
pletion dates, to avoid further similar releases.

(g) Medical surveillance. At no cost to the em-
ployee, a program of medical surveillance shall be
established and impiemented for employees considered
for assignment to enter regulated areas, and for
authorized employees. (1) Examination. (i) Before an
employee is assigned to enter a regulated area, a pre-
assignment physical examination by a physician shall
be provided. The examination shall include the per-
sonal history of the employee, family and occupational
background, including genetic and environmental fac-
tors.

(ii) Authorized employees shall be provided periodic
physical examinations, not less often than annually,
following the preassignment examination.

(iii) In all physical examinations, the examining
physician shall consider whether there exist conditions
of increased risk, including reduced immunological
competence, those undergoing treatment with steroids
or cytotoxic agents, pregnancy and cigarette smoking.

(2) Records. (1) Employers of employees examined
pursuant to this paragraph shall cause to be maintained
complete and accurate records of all such medical exam-
inations. Records shall be maintained for the duration
of the employee’s employment. Upon termination of
the employee’s employment, including retirement or
death, or in the event that the employer ceases business
without a successor, records, or notarized true copies
thereof, shall be forwarded by registered mail to the
Director. all

42a

(ii) Records required by this paragraph shall be pro-
vided upon request to authorized representatives of
the Assistant Secretary or the Director; and upon re-
quest of an employee or former employee, to a phy-
sician designated by the employee or to a new employer.

(iii) Any physician who conducts a medical examina-
tion required by this paragraph shall furnish to the
employer a statement of the employee’s suitability for
employment in the specific exposure.

43a

APPENDIX C
STATUTE INVOLVED

Occupational Safety and Health Act
of 1970, 29 U.S.C. 8655(b)

(5) The Secretary, in promulgating standards
dealing with toxic materials or harmful physical
agents under this subsection, shall set the standard
which most adequately assures, to the extent feasible,
on the basis of the best available evidence, that no
employee will suffer material impairment of health or
functional capacity even if such employee has regular
exposure to the hazard dealt with by such standard for
the period of his working life. Development of
standards under this subsection shall be based upon
research, demonstrations, experiments, and such other
information as may be appropriate. In addition to
the attainment of the highest degree of health and
safety protection for the employee, other considera-
tions shall be the latest available scientific data in the
field, the feasibility of the standards, and experience
gained under this and other health and safety laws.
Whenever practicable, the standard promulgated shall
be expressed in terms of objective criteria and of the
performance desired.

(7) Any standard promulgated under this subsection
shall prescribe the use of labels or other appropriate
forms of warning as are necessary to insure that
employees are apprised of all hazards to which they are
exposed, relevant symptoms and appropriate emer-
gency treatment, and proper conditions and precau-
tions of safe use or exposure. Where appropriate,

44a

such standard shall also prescribe suitable protective
equipment and control or technological procedures to
be used in connection with such hazards and shall
provide for monitoring or measuring employee ex-
posure at such locations and intervals, and in such
manner as may be necessary for the protection of
employees. In addition, where appropriate, any such
standard shall prescribe the type and frequency of
medical examinations or other tests which shall be
made available, by the employer or at his cost, to
employees exposed to such hazards in order to most
effectively determine whether the health of such em-
ployees is adversely affected by such exposure. In
the event such medical examinations are in the nature
of research, as determined by the Secretary of Health,
Education, and Welfare, such examinations may’ be
furnished at the expense of the Secretary of Health,
Education, and Welfare. The results of such exami-
nations or tests shall be furnished only to the Secre-
tary or the Secretary of Health, Education, and Wel-
fare, and, at the request of the employee, to his
physician. The Secretary, in consultation with the
Secretary of Health, Education, and Welfare, may by
rule promulgated pursuant to section 553 of title 5,
United States Code, make appropriate modifications
in the foregoing requirements relating to the use of
labels or other forms of warning, monitoring or meas-
uring, and medical examinations, as may be warranted
by experience, information, or medical or technological
developments acquired subsequent to the promulga-
tion of the relevant standard.

* * >

45a

APPENDIX D

UNITED STATES COURT OF APPEALS FOR
FOR THE THIRD CIRCUIT

No. 741129
No. 741149
No. 74-1268

SYNTHETIC ORGANIC CHEMICAL MANUFACTURERS
ASSOCIATION, et al.,
Petitioners in No. 74-1129

v.
PETER J. BRENNAN, Secretary, Department
of Labor, and JOHN H. STENDER, Assistant
Secretary of Labor for Occupational Safety
and Health,
Respondents

OIL, CHEMICAL & ATOMIC WORKERS INTERNATIONAL
UNION, AFL-CIO and
HEALTH RESEARCH GROUP,

Petitioners in No. 741149

v.
PETER J. BRENNAN, Secretary United States
Department of Labor, ef al.,
Respondents

POLYURETHANE MANUFACTURERS ASSOCIATION,
Petitioner in No. 74-1268

DEPARTMENT OF LABOR,
PETER J. BRENNAN, Secretary
Department of Labor, etc., et ai.,
Respondents

ON PETITION FOR REVIEW OF ACTION OF THE
ASSISTANT SECRETARY OF LABOR FOR
OCCUPATIONAL SAFETY AND HEALTH

Present: HASTIE, GIBBONS and WEIS, Circuit Judges

46a

JUDGMENT

These causes came on to be heard on the record from
the Assistant Secretary of Labor for Occupational Safety
and Health, and were argued by counsel.

On consideration whereof, it is now here ordered and ad-
judged by this Court that the proceedings b

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40385003_0427%3A1. Public record. Not legal advice.
